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. 2019 Dec 19;13(2):157–164. doi: 10.1016/j.tranon.2019.10.013

PIK3CA and KRAS Amplification in Esophageal Adenocarcinoma and their Impact on the Inflammatory Tumor Microenvironment and Prognosis

Ahlem Essakly ∗,2, Heike Loeser ∗,∗,1,2, Max Kraemer ∗, Hakan Alakus †,1, Seung-Hun Chon †,1, Thomas Zander ‡,1, Reinhard Buettner ∗, Axel M Hillmer ∗, Christiane J Bruns †, Wolfgang Schroeder †, Florian Gebauer †,2, Alexander Quaas ∗,2
PMCID: PMC6931191  PMID: 31865178

Abstract

Gene amplifications of PIK3CA or KRAS induce a downstream activation of the AKT-mTOR or RAF-ERK-pathways. Interactions of the active AKT pathway have been implicated in the inflammatory tumor microenvironment. Nothing is known about these interactions or prognostic power in esophageal adenocarcinoma (EAC). We retrospectively analyzed a large cohort of 685 EAC considering KRAS and PIK3CA gene amplification using fluorescence in situ hybridization (FISH) and immunohistochemistry. These results were correlated with clinical and molecular data as well as the inflammatory tumor microenvironment. Amplifications of KRAS were seen in 94 patients (17.1%), PIK3CA amplifications in 23 patients (5.0%). KRAS amplifications significantly correlated with nodal positive patients and poorer overall survival (OS) in the subgroup without neoadjuvant treatment (p = 0.004), coamplifications of Her2 (p = 0.027), and TP53 mutations (p = 0.016). PIK3CA amplifications significantly correlated with a high amount of tumor infiltrating T cells (p = 0.003) and showed a tendency to better OS (p = 0.068). A correlation with checkpoint makers (PD-L1, LAG3, VISTA, TIM3, IDO) could not be revealed. Our findings are the first to link the KRAS amplified genotype with lymphonodal positivity and poor prognosis and the PIK3CA-amplified genotype with a T cell–rich microenvironment in EAC. Future studies must show whether these two genotype subgroups can be therapeutically influenced. A dual inhibition of MEK and SHP2T could be effective in the subgroup of KRAS amplified EACs and an immune checkpoint blockade may prove to be particularly promising in the subgroup of PIK3CA-amplified EACs.

Introduction

Esophageal carcinoma is the eighth most common diagnosed malignoma worldwide [1]. The incidence of esophageal adenocarcinomas (EACs) has increased rapidly mainly in the Western world over the past few decades [[2], [3], [4]]. Most of the adenocarcinomas arise from Barrett metaplasia due to chronic reflux disease followed by an accumulation of different mutations, copy-number variations, and chromothripsis causing genetic instability [5]. Despite improvements in perioperative treatments, the overall survival (OS) of patients with EACs remains poor showing a relative 5-year survival rate of about 20.2%. Among the most common mutations of the EACs are TP53, CDKN2A, and ARID1a [6].

Interestingly, these and other mutations can already be detected in histologically inconspicuous Barrett's mucosa without dysplasia. The extent of mutations of a dysplastic Barrett mucosa is similar to that of EAC [[7], [8], [9], [10]]. Another example for very early occurring mutations can be seen for TP53 and NOTCH1, as such mutations are found in normal esophageal squamous cell epithelium in healthy volunteers. The probability of mutation increases with age and the extent of NOTCH1-mutations is greater than the expected rate of invasive esophageal squamous cell carcinoma [11].

There is growing evidence that copy-number alterations (CNAs) of the genome are the major pathophysiological differences between Barrett's mucosa and invasive adenocarcinoma of the esophagus [12,13]. The most common single loss-of-heterozygosity CNA seen in Barrett's mucosa is CDK2NA [14,15].

Copy-number gains (CNGs) are common in the EAC. According to the TCGA data, considering genomic data of approximately 185 EACs, there are putative CNGs among others in Her2 (in up to 15%), VEGFA (14%), EGFR (14%), MET (4%), c-MYC (22%), GATA6 (12%), KRAS (17%), and PIK3CA (18%) (compare http://cancergenome.nih.gov/) [[16], [17], [18]].

Activating mutations of KRAS and PIK3CA (or function-inhibiting genomic alterations of PTEN) increase the activity of important growth-promoting cancer pathways (RAS-RAF-ERK pathway or PIK-AKT-mTOR pathway). Various studies have shown that CNG/amplification of KRAS and PIK3CA lead to an activation of these pathways even without additional activating mutations in the genes themselves. According to the TCGA data and other publications, activating gene mutations and amplifications are exclusive (with rare exceptions) [[19], [20], [21]]. Recently, the therapeutic relevance of a KRAS amplification in wild-type (nonmutated) KRAS tumors of the upper gastrointestinal tract was highlighted and a therapeutic intervention with a combined inhibition of MEK and SHP2 was discussed [22].

Therapeutic interventions of the activated PIK-AKT pathway have been discussed as well and resistance to cisplatin-containing cytostatic therapy is described in ovarian cancer with amplification of PIK3CA mRNA [23].

There are no established findings on the prognostic significance of KRAS and PIK3CA amplification in primary resected or neoadjuvantly treated EACs and their correlation with the inflammatory tumor microenvironment [24].

In colon carcinoma and non–small-cell lung carcinoma, a relationship to mutations and CNA and specific reactions of the (inflammatory) tumor microenvironment was shown [[25], [26], [27], [28], [29]]. Interactions of the activated PIK-AKT pathway with the inflammatory tumor microenvironment have been shown in the past in other tumor entities like colon or ovarian carcinoma [30,31]. Activation of AKT leads to the recruitment of different inflammatory cells including CD8 positive T lymphocytes. This interaction is partly because of activation of the NF-kappaB pathway and activation of cyclooxygenase, leading to formation of prostaglandin E2, which enables its receptor to recruit certain T-cell subpopulations [32,33].

Particularly good response rates to immunotherapy can be found in gastric carcinoma or colon carcinoma in the group of microsatellite-instable tumors (MSIs), histologically typically associated with a strong inflammation in the tumor microenvironment, but this subtype is very rare in the EAC (1%) [29,34,35].

Nevertheless, we see a high variability in the extent of inflammation in the EACs of our tumor collection, but did not correlate molecular alterations of the carcinoma cells yet [[36], [37], [38], [39]]. Thus we examined whether we find interactions between PIK3CA amplifications, leading to activation of the AKT pathway, and the recruitment of T lymphocytes into the tumor microenvironment of EAC. Furthermore, we evaluated the frequency of KRAS amplification in EAC. In addition, we analyzed the role of potential tumor escape mechanisms against T-cell recruitment by locally immunosuppressive checkpoint markers such as PD-L1, VISTA, LAG3, TIM3, and IDO. Therefore, we performed fluorescence in situ hybridization (FISH) and immunohistochemistry of 685 EACs, allowing us to accurately determine the extent of gene amplifications on a very large tumor cohort and correlated these results with clinical and additional molecular data and the composition of the inflammatory tumor microenvironment.

Material and Methods

Patients and Tumor Samples

We analyzed formalin-fixed and paraffin-embedded (FFPE) material of 685 patients with EAC in total that underwent primary surgical resection or resection after neoadjuvant therapy between 1999 and 2016 at the Department of General, Visceral and Cancer Surgery, University of Cologne, Germany. The standard surgical procedure consisted of a transthoracic en-bloc esophagectomy with two-field lymphadenectomy (abdominal and mediastinal lymph nodes), reconstruction was done by formation of a gastric tube with intrathoracic esophagogastrostomy (Ivor Lewis esophagectomy) [40]. The abdominal phase was predominantly performed as a laparoscopic procedure (hybrid Ivor Lewis esophagectomy). Technical details of this operation are described elsewhere [[41], [42], [43]]. Patients with advanced esophageal cancer (cT3, cNx, M0) received preoperative chemoradiation (5-FU, cisplatin, 40Gy as treated in the area prior the CROSS trial) or chemotherapy alone. The follow-up of all patients was performed according to a standardized protocol. During the first two years, clinical follow-up of patients was performed in the hospital every three months, followed by annual exams. These included clinical evaluation, abdominal ultrasound, chest X-ray, and additional diagnostic procedures as required. Follow-up data were available for all patients. Patient characteristics are given in Table 1. Depending on the effect of neoadjuvant chemo- or radiochemotherapy, there is a preponderance of minor responders in the tissue microarrays (TMAs), defined as histopathological residual tumor of ≥10% [44].

Table 1.

Patients' Characteristics, KRAS (n = 526) and PIK3CA (n = 461) Amplification Status.

KRAS
 PIK3CA
Total Negative Amplified p value Total Negative Amplified p value
Total 526 432 94 461 437 24
100% 82.1% 17.9% 100% 94.8% 5.5%
Sex Female 59 50 9 54 53 1
11.2% 84.7% 15.3% 11.7% 98.1% 1.9%
Male 467 382 85 407 384 23
88.8% 81.8% 18.2% 0.719 88.3% 94.3% 5.7% 0.339
Age group <65 yrs 261 217 44 225 212 13
52.6% 83.1% 16.9% 48.8% 94.2% 5.8%
<65 yrs 235 188 47 212 201 11
47.4% 80.0% 20.0% 0.416 51.2% 94.8% 5.2% 0.836
Tumor stage pT1 74 63 11 63 56 7
14.1% 85.1% 14.9% 13.7% 88.9% 11.1%
pT2 60 49 11 51 48 3
11.5% 81.7% 18.3% 11.1% 94.1% 5.9%
pT3 370 302 68 330 317 13
70.6% 81.6% 18.4% 71.7% 96.1% 3.9%
pT4 18 14 4 14 13 1
3.4% 77.8% 22.2% 0.880 3.0% 92.9% 7.1% 0.217
Lymph node metastasis pN0 209 184 25 181 169 12
39.9% 88.0% 12.0% 39.4% 93.4% 6.6%
pN+ 315 246 69 278 266 12
60.1% 78.1% 21.9% 0.004 60.6% 95.7% 4.3% 0.290
UICC stage I 114 99 15 94 85 9
21.8% 86.8% 13.2% 20.6% 90.4% 9.6%
II 114 98 16 106 101 5
21.8% 86.0% 14.0% 23.2% 95.3% 4.7%
III 218 171 47 192 184 8
41.8% 78.4% 21.6% 42.0% 95.8% 4.2%
IV 76 60 16 65 63 2
14.6% 78.9% 21.1% 0.146 14.2% 96.9% 3.1% 0.198
Her2 status Wild type 311 252 59 274 256 18
88.1% 81.0% 19.0% 87.8% 93.4% 6.6%
Amplified 42 40 2 38 36 2
11.9% 95.2% 4.8% 0.027 12.2% 94.7% 5.30% 1.00
TP53 status Wild type 155 138 17 136 129 7
41.6% 89.0% 11.0% 41.6% 94.9% 5.10%
Mutation 218 173 45 191 179 12
58.4% 46.4% 12.1% 0.016 58.4% 54.7% 3.70% 0.812
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All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.

TMA Construction

For TMA, one tissue core from each tumor was punched out and transferred into a TMA-recipient block. TMA construction was performed as previously described [45,46]. In brief, tissue cylinders with a diameter of 1.2 mm each were punched from selected tumor tissue blocks using a self-constructed semiautomated precision instrument and embedded in empty recipient paraffin blocks.

Consecutive sections of the resulting TMA blocks were transferred to an adhesive-coated slide system (Instrumedics Inc., Hackensack, NJ) for immunohistochemistry and FISH.

Analysis of Heterogeneity of Amplification

To clarify the important question of the heterogeneous distribution of amplified tumor clones, we further analyzed all amplified tumors on large tumor surfaces and constructed a heterogeneity tissue microarray (h-TMA) of 48 tumors. This h-TMA contains each three KRAS- and PIK3CA-amplified tumors, which were also analyzed on large surfaces, and additional 45 nonamplified tumors. Standard TMAs typically use one biopsy per tumor, whereas the h-TMA takes into account up to 12 biopsies per tumor. In tumors without lymphonodal metastases (n = 25) we punched out four biopsies from the tumor surface and four from the infiltration zone of the tumor periphery. In lymphonodal positive tumors (n = 23), four additional biopsies were taken from the lymph node biopsies.

Immunohistochemistry

The KRAS antibody (clone 9.13, Thermo Fisher, dilution 1:100) and PIK3CA antibody (clone 6D9, Thermo Fisher, dilution 1:1000) stainings were performed on TMA slides using the Ventana Benchmark stainer (Roche Diagnostics, Germany) according to the protocol of the manufacturers. Expression of KRAS and PIK3CA in the cytoplasm of carcinoma cells were assessed according to the following criteria: negative or weak staining in <5% of tumor cells (score 0); weak staining ≥5–20% of tumor cells (score 1); moderate to strong staining in ≥20% (score 2; compare Figure 3). The evaluation of immunohistochemical expression was assessed manually by two pathologists (A.Q. and A.E.). Discrepant results, which occurred in a small number of samples, were resolved by consensus review. Additional immunohistochemical markers were evaluated in this cohort of EAC, parts of it (VISTA, CD3) published [39], others (PD-L1, LAG3, TIM3, IDO) are currently under review. In brief, monoclonal antibodies were used (Ventana: PD-L1; Cell Signaling Technology: LAG3, TIM3, IDO) on the Ventana Benchmark stainer (PD-L1) or the Leica BOND-MAX stainer (Leica Biosystems, Germany) (LAG3, TIM3, and IDO). The expression in <1% lymphocytes were defined as negative and ≥1% was assessed as positive.

Figure 3.

Figure 3

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KRAS and PIK3CA gene amplification and protein expression, magnification x200. (A–C) PIK3CA positive: (A) esophageal adenocarcinoma (HE), (B) PIK3CA immunohistochemistry shows strong expression of the protein within the tumor, (C) PIK3CA amplification via FISH (red signals: centromer 3, green signals: PIK3CA gene). (D–E) PIK3CA negative: (D) Esophageal adenocarcinoma (HE), (E) PIK3CA immunohistochemistry shows no expression of the protein within the tumor, (F) PIK3CA nonamplified tumor via FISH with normal signal distribution pattern. (G–I) KRAS positive: (G) esophageal adenocarcinoma (HE), (H) KRAS immunohistochemistry shows strong expression of the protein within the tumor, (I) KRAS amplification via FISH (red signals: centromer 12, green signals: KRAS gene region with clusters). (J–L) KRAS negative: (J) Esophageal adenocarcinoma (HE), (K) KRAS immunohistochemistry shows no expression of the protein within the tumor, (L) KRAS nonamplified tumor via FISH with normal signal distribution pattern.

Fluorescence In Situ Hybridization

FISH for the evaluation of the KRAS gene amplification status was performed with the Zytolight SPEC KRAS/CEN12 Dual Color Probe (Zytovision, Germany) according to the manufacturers' protocol. For PIK3CA gene amplification analysis, the Zytolight SPEC PIK3CA/CEN3 Dual Probe Kit (Zytovision, Germany) was used according to the manufacturers' protocol. Sample processing was performed as described previously [47]. Tumor tissue was scanned for gene copy gains including chromosomal cluster amplifications hot spots using a 63× objective (DM5500 fluorescent microscope; Leica, Germany). In case the signals were homogeneously distributed, then random areas were used for counting the signals. Twenty tumor cells were evaluated by counting green KRAS or PIK3CA and orange centromere signals. The reading strategy for detecting amplifications followed the recommendations KRAS/CEN12 ratio >3.0 or KRAS extrachromosomal cluster amplifications signals [48]. For PIK3CA reading strategy followed the recommendations of previous studies PIK3CA/CEN3 ratio ≥2.0 or PIK3CA signals ≥5.0 proof an amplification [49,50].

Statistical Analysis

Clinical data were collected prospectively according to a standardized protocol. For statistical analysis, SPSS Statistics for Mac (Version 21, SPSS) was used. Interdependence between staining and clinical data was calculated using the chi-squared and Fisher's exact tests and displayed by cross tables. Survival curves were plotted using the Kaplan–Meier method and analyzed using the log-rank test.

Results

Clinicopathological and Patients' Characteristics

The entire cohort consisted of 685 patients with EAC were considered for analysis, in total there were 526 analyzable cases for KRAS (76.2%) and 461 cases for PIK3CA (67.3%) on the TMA. Reasons for noninformative cases included lack of tissue samples or absence of unequivocal cancer tissue in the TMA spot. Neoadjuvant treatment (either chemoradiation or chemotherapy) was administered in 403 patients (58.5%). The median follow-up for the entire cohort was 57.7 months with a calculated 5-year survival rate of 26.6% (compare Table 1 with patients' and tumor characteristics).

KRAS Amplification Status

KRAS amplifications were seen in 94 patients (17.1%). The amplification profile was not affected by administration of neoadjuvant treatment. Within the group of patients that underwent primary surgery, 41 patients showed KRAS amplification (18.1%) and 52 patients (17.7%) in the group of neoadjuvant treatment and resection (p = 0.909).

KRAS amplifications were not associated with sex (p = 0.719), patient's age (p = 0.416), and tumor stage (p = 0.880). Nodal positive patients (pN+) significantly correlated with a higher frequency of KRAS amplification (p = 0.004; Table 1). We found a correlation between KRAS amplification and Her2 amplifications (p = 0.027) and TP53 mutations (p = 0.016), respectively. A correlation between the inflammatory tumor microenvironment (CD3 positive T-cells, PD-L1, LAG3, VISTA, TIM3, IDO expression) could not be found.

PIK3CA Amplification Status

PIK3CA amplifications were seen in 23 patients (5.0%). Similar amplification rates were seen within the primary surgery group (n = 10; 4.9%) and surgery after neoadjuvant treatment (n = 13; 5.1%) (p = 1.000).

PIK3CA amplifications showed no correlation with sex (p = 0.501), patient's age (p = 0.673), tumor stage (p = 0.155), lymph node metastasis (p = 0.669), Her2 amplifications (p = 0.488), or TP53 mutations (p = 0.132). In tumors with a high amount of tumor infiltrating T cells (CD3 high), the frequency of PIK3CA amplifications was significantly higher (11.9%) compared with T-cell low tumors (3.0%, p = 0.003) (compare Figure 1). A correlation with any of the analyzed immune checkpoint makers (PD-L1, LAG3, VISTA, TIM3, IDO) could not be revealed.

Figure 1.

Figure 1

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Esophageal adenocarcinoma showing (A) high amounts of tumor infiltrating CD3-positive T cells (brown cells) and (B) low content of CD3-positive T cells; magnification ×200.

KRAS and PIK3CA and Prognosis

Survival analysis on the entire patients' cohort did not show any difference in OS in dependence on the KRAS status (Figure 2). However, when analyzing the patient group with primary resection, there was a significant survival difference with a worse outcome for patients with KRAS amplifications. The median OS for KRAS nonamplified patients was 64.9 months (95% confidence interval (95%CI) 29.3–100.4 months) and for amplified patients 16.2 months (95%CI, 1.2–39.5 months, p = 0.050). For PIK3CA, no difference in OS was detectable for the entire patients' group (p = 0.830). Stratifying patients with and without neoadjuvant treatment did not reach a statistical significance. In patients without neoadjuvant treatment, median OS was 202.2 months (95% not achieved) compared with a median OS of 45.7 months (95% CI 26.2–65.2 months, p = 0.068).

Figure 2.

Figure 2

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Overall survival using Kaplan–Meier analyses; (A) KRAS amplification for the entire patients cohort, (B) patients with primary surgery, and (C) patients with neoadjuvant treatment before operation; (D) PIK3CA amplification for the entire patients cohort, (E) patients with primary surgery, and (F) patients after neoadjuvant treatment.

A multivariate cox proportional hazard model revealed the presence of lymph node metastases as an independent prognostic marker (p < 0.001), but not KRAS or PIK3CA amplifications (Table 2).

Table 2.

Multivariate Cox-Regression Model.

Hazard Ratio 95% Confidence Interval
Lower Upper p value
Sex 1.649 0.891 3.051 0.111
Age group (<65 vs. > 65 years) 1.249 0.925 1.686 0.146
Tumor stage (pT1/2 vs. pT3/4) 1.359 0.856 2.156 0.193
Lymph node metastasis (pN0 vs. pN+) 3.595 2.48 5.211 <0.001
KRAS (amplified vs. nonamplified) 0.83 0.567 1.217 0.341
PIK3CA (amplified vs. nonamplified) 0.924 0.482 1.771 0.811
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Heterogeneity of Amplification

In KRAS, 15 amplified tumors showed homogeneous amplification across the tumor (both on the large tumor surface and on the h-TMA spots) and all nonamplified tumors were confirmed. In PIK3CA, three of the nine amplified tumors showed a heterogeneous distribution of the amplified tumor clones.

The heterogeneous distribution of PIK3CA also affects two cases with lymph node metastases that have both amplified and nonamplified tumor clones within the metastases.

Immunohistochemistry

All tumors that harbored KRAS and PIK3CA amplifications also expressed KRAS and PIK3CA protein visualized by immunohistochemistry (Figure 3).

Discussion

We found higher amplification rates for KRAS in our large tumor population than were reported in the TCGA cohort for adenocarcinoma of the esophagus [16,17], but confirm data from a recently published large study including tumors of the gastroesophageal junction [19].

To describe copy-number variations, differently suitable techniques can be used. FISH analysis allows us to precisely characterize the CNGs in tumor cells. FISH analysis is actually the current standard technique for evaluation of single-gene amplifications. We defined KRAS amplification according to internationally accepted criteria as a ratio of >3 and correlated our gene amplification results with protein expression of KRAS, which we determined by immunohistochemistry. We have found an excellent concordance between gene amplification and protein expression (Figure 3) and can confirm the results of a previous study describing the same concordance [19].

We were able to show that KRAS amplified tumors represent a more aggressive subset of tumors in the primary resected, non-neoadjuvantly treated EACs mainly driven by the accumulation of lymph node metastases in this group.

This effect was no longer measurable in the neoadjuvant-treated group (combined radiochemotherapy according to the CROSS scheme or chemotherapy according to the FLOT scheme).

This is probably because of the already very unfavorable starting situation with higher clinical tumor stages and neoadjuvant pretreated pathohistological minor responders (= tumors which have an inadequate response rate with ≥10% vital tumor proportion) [44,51]. The minor responders are enriched in our collection of pretreated EACs, as in the prognostically more favorable complete responders no vital tumor is detectable in the surgical specimens, thus no tumor is present for further analyses.

In the cohort of EAC, we see no difference of KRAS amplification rates correlating the primary resected and the neoadjuvant subgroup, indicating no influence of neoadjuvant therapy concepts on the rate of KRAS amplifications.

We interpret the homogeneity of KRAS amplification as a signal of the biological relevance of this gene multiplication, probably underlining the high therapeutic effectiveness of pathway inhibition in these tumors.

In our collection, we observe an accumulation of TP53 mutated and KRAS-amplified tumors as well as coamplifications of Her2 and KRAS. Future studies will need to demonstrate whether personalized therapy with combinatorial inhibition of MEK and SHP2 is effective in the subset of KRAS amplified EACs as discussed most recently [19]. We do not see any impact on the inflammatory tumor microenvironment in KRAS amplified tumors.

PIK3CA amplification occurs less frequently than KRAS amplification in EACs. Primary resected patients with PIK3CA amplifications show a favorable prognosis; however, statistical significance is not achieved (p = 0.068). Conflicting results are found in the literature in esophageal squamous cell carcinoma. One work finds an unfavorable prognosis in PIK3CA amplifications, another study shows a favorable prognosis in activating PIK3CA mutations [52,53]. To our knowledge, nothing is known about the prognostic significance of PIK3CA amplification in EAC. A study on gastric carcinoma in Asian patients showed an unfavorable prognosis and a very high percentage of more than 60% PIK3CA-amplified gastric tumors [24]. Considering the inflammatory tumor environment, PIK3CA-amplified tumors have a significant accumulation of T lymphocytes. We observed in our tumor collection (data not published), as well as other studies, a favorable prognosis of T cell–rich inflammation in EAC [[36], [37], [38]]. The T-cell enrichment in the microenvironment may explain the tendency to the favorable prognosis of PIK3CA-amplified EACs.

This interesting relationship between gene amplification, tumor cell–associated cancer pathway activation, and effect on the inflammatory tumor microenvironment could be explained by the PIK-AKT pathway–mediated activation of the NF-kappaB pathway, as previously described on colitis-associated colon carcinoma or on ovarian carcinoma [30,31]. The activation of AKT is linked to an accumulation of inflammatory cells in the tumor microenvironment such as CD8 + T lymphocytes, whereas cyclooxygenase 2, which is also typically found on activation of this pathway, can regulate the synthesis of prostaglandin E2 (PEG2) leading to an accumulation of certain T cells via its PEG2 receptor [32,33]. Because a T cell–rich tumor microenvironment may be detrimental to the survival of the tumor, it is useful to establish escape mechanisms against T-cell inflammation. The upregulation of specific immunosuppressive checkpoint markers such as PD-L1, LAG3, IDO, TIM3, and VISTA may be helpful.

Therefore, we examined these checkpoint markers in our tumor population, but see no relation of an accumulation of these checkpoint markers and T cell–rich tumors with amplification of PIK3CA. Apparently, T cell–rich PIK3CA-amplified tumors are a subtype of EAC choosing other strategies of immune escape. Further studies need to clarify the interactions of copy-number variations and the tumor microenvironment.

Possible limitations of our work are the retrospective nature of the analyzes, the restriction to surgical specimens, and the accumulation of minor responders in our group of neoadjuvant-treated patients. Statements on the distribution of KRAS- or PIK3CA-amplified tumors in nonpretreated biopsy specimens and correlation to complete responders after neoadjuvance cannot be made.

Conclusions

In conclusion, this work on a very large collection of EAC shows that KRAS amplification is prognostically unfavorable in primary resected EACs, whereas the PIK3CA-amplified genotype with T cell–rich inflammatory tumor microenvironment shows a tendency to a better OS.

Future studies must show to what extent these two different tumor subgroups can be therapeutically influenced in the EAC. Thus, in the subgroup of KRAS-amplified EACs a dual inhibition of MEK and SHP2 and in the subgroup of PIK3CA-amplified EACs an immune checkpoint blockade may prove to be particularly promising.

Funding

Max Kraemer was supported by the Koeln Fortune Program/Faculty of Medicine, University of Cologne, grant number 410/2018.

Declarations of Interest

None.

Footnotes

Appendix A

Supplementary data to this article can be found online at https://doi.org/10.1016/j.tranon.2019.10.013.

Appendix A. Supplementary data

The following is the supplementary data to this article:

Multimedia component 1
mmc1.xml (254B, xml)

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