Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2021 Feb 1.
Published in final edited form as: Transplantation. 2020 Feb;104(2):335–342. doi: 10.1097/TP.0000000000002781

Education Strategies in Dialysis Centers Associated with Increased Transplant Wait-listing Rates

Amy D Waterman 1,2, John D Peipert 1,2,3,4, Huiling Xiao 4,5, Christina J Goalby 1, Satoru Kawakita 2, Yujie Cui 2, Krista L Lentine 5,6
PMCID: PMC6933099  NIHMSID: NIHMS1529232  PMID: 31335777

Abstract

Background.

Transplant education in dialysis centers can increase access to kidney transplant; however, dialysis-center transplant barriers are common, and limited research identifies the most effective transplant education approaches.

Methods.

We surveyed transplant educators in 1,694 U.S. dialysis centers about their transplant knowledge, use of 12 education practices, and 8 identified education barriers. Transplant wait-listing rates were calculated using USRDS data.

Results.

52% of educators orally recommended transplant to patients, 31% had in-center transplant discussions with patients, 17% distributed print educational resources, and 3% used intensive education approaches. Distribution of print education [IRR: 1.021.151.30] and using >1 intensive education practice (1.001.111.23) within dialysis centers were associated with increased wait-listing rates. Several dialysis center characteristics were associated with reduced odds of using education strategies leading to increased wait-listing. Centers with greater percentages of uninsured patients [Odds ratio (OR): 0.960.970.99], in rural locations (OR: 0.660.790.95), with for-profit ownership (OR: 0.640.770.91), and with more patients older than 65 years (OR: 0.050.110.23) had lower odds of recommending transplant, while centers with a higher patient-to-staff ratio were more likely to do so (OR: 1.011.031.04). Language barriers (OR: 0.480.640.86) and having competing work priorities (OR: 0.400.530.70) reduced the odds of distributing print education. Providers with greater transplant knowledge were more likely to use >1 intensive educational strategy (OR: 1.011.271.60) while providers who reported competing work priorities (OR: 0.510.660.84) and poor communication with transplant centers (OR: 0.580.760.98) were less likely to do so.

Conclusions.

Educators should prioritize transplant education strategies shown to be associated with increasing wait-listing rates.

Introduction

Access to comprehensive transplant education increases pursuit of transplant evaluation and receipt of transplant.1,2 However, much of the published research has been conducted within randomized controlled trials (RCTs), which fail to take into account the challenges and diversity of how transplant education is delivered across a complex system involving thousands of community nephrologist’s offices, dialysis centers, and transplant centers.

Effective strategies for transplant education within dialysis centers are particularly important to understand since 70% of end-stage renal disease (ESRD) patients are on dialysis,3 some of whom may never present to a transplant center for evaluation. However, the current mandate by the Center for Medicare and Medicaid Services (CMS) requiring providers to inform patients of their transplant options within 45 days of initiating dialysis has significant limitations. Even when providers report informing patients about transplant, those same patients may not acknowledge receiving transplant information.4 While a national study found that 70% of providers reported informing patients of transplant as documented on Form 2728,5 research shows that most providers spend very little time providing transplant education to patients.6 Other studies found that less than half of dialysis patients receive comprehensive discussions or counselling about the risks and benefits of transplant.7

Across over 6,000 dialysis centers nationwide, many other potential barriers to successful delivery of transplant education also exist. Only a minority of dialysis centers have formal education programs or provide transplant education to share with potential living donors.68 Recent evidence suggests that the dialysis center’s administrative culture plays a critical role in access to transplant,9 but it is unclear how variation in administrative approaches in dialysis centers impacts the specific transplant education practices used by staff. For these and many other reasons, evidence suggests that not all dialysis patients receive appropriate information about transplant.57,10,11

Recently, a CMS Technical Expert Panel (TEP) agreed that more specific metrics for defining adequate transplant education delivery in dialysis centers to increase transplant wait-listing was needed.12 The few studies examining transplant education practices have found that not being informed of transplant options is associated with lower transplant rates and that the provision of multiple educational practices (vs. any single education practice) increases access to transplant.5,7 However, a large-scale examination of the impact of different educational delivery approaches is still needed to understand how to help dialysis educators be more effective at increasing transplant wait-listing rates for their interested patients. Thus, we performed a national study of 1,694 dialysis centers to: 1) identify the most common transplant education practices and barriers to education among dialysis facilities; 2) examine which specific transplant education practices were associated with increased transplant wait-listing rates at dialysis centers; and 3) determine center-level barriers and characteristics associated with the use of effective transplant education strategies, defined as those significantly associated with increased transplant wait-listing. Data from a national survey of representatives of the dialysis centers throughout the U.S. in all 18 ESRD Networks were linked to wait-listing records from the USRDS to address these aims.

Methods

Study Participants

Dialysis centers were recruited through invitations to one of 78 kidney transplant education one-day trainings conducted from 2011–2015. Trainings were supported by local transplant centers and ESRD Networks throughout the United States. Dialysis centers could send more than one representative to trainings. In these cases, the one dialysis staff representative most involved in providing transplant education to patients was selected to report on center education practices, per methods published elsewhere.7 In this manuscript, these representatives are referred to as “transplant educators.” Participants completed a written informed consent form before beginning study activities. The survey data collected from educators was then linked to USRDS data.

Study Data

Data for this study were compiled from four sources. First, data on the characteristics of transplant educators from each dialysis center were collected from surveys administered before the start of the trainings. Recorded characteristics of the transplant educator include gender, race/ethnicity, age, job title, and number of years working in dialysis. The survey also asked whether transplant educators had used any of 12 different educational practices with at least 5 of their patients in the last 12 months (e.g., referring patients to an education program at a transplant center or kidney organization, having a detailed discussion about the advantages/risks of living donor transplant) (see Table 1 for complete list). Transplant educators were asked whether they faced any of 8 barriers to providing transplant education to their patients (e.g., completing other work priorities prevents educating about transplant, poor communication between nearby transplant centers and the dialysis center) (Table 1). Their level of transplant knowledge was assessed with 12 true/false and multiple choice questions whose correct responses were summed to create a scale ranging from 0–12, with higher scores indicating greater knowledge.

Table 1.

Transplant Education Approaches and Barriers within Dialysis Facilities (n=1,694)

% (n)
Transplant Education Practices Used by Dialysis Centers
Recommend being evaluated for transplant 84% (1422)
Recommend learning more about transplant 83% (1402)
Provide handouts/brochures about transplant 61% (1030)
Refer patients to educational program at a transplant center/kidney organization 60% (1017)
Distribute transplant center phone numbers 57% (964)
Have a detailed discussion about the advantages/risks of living donation transplant 36% (609)
Have a detailed discussion about the advantages/risks of deceased donation transplant 35% (588)
Provide education to share with prospective living donors 27% (448)
Display transplant posters in waiting room 26% (434)
Offer an opportunity to talk to a kidney recipient 24% (399)
Provide list of transplant websites 22% (370)
Show transplant video(s) 11% (177)
Combined Transplant Education Strategies
Oral transplant recommendations 52% (878)
In center patient discussions 31% (527)
Distribution of print education 17% (284)
Intensive education (used all 4 practices) 3% (46)
Intensive education (used >1 practice) 40% (670)
Reported Barriers to Providing Transplant Education
Completing other work priorities prevents educating about transplant 49% (827)
Has difficulty educating patients who are unable to speak English 46% (778)
Does not have enough time to educate about transplant 36% (605)
Does not have a way to watch DVDs at their dialysis center(s) 27% (462)
Poor communication between nearby transplant centers and the dialysis center 29% (493)
Dialysis center administration does not support taking the time needed to educate patients about transplant 12% (202)
Dialysis center administration does not value transplant education as an important priority 9% (159)
Dialysis center administration does not support living donation as a transplant option 4% (73)
Mean (SD)
Level of transplant knowledge of providersa 5.2 (2.1)
a

Rated on a scale from 0–12, with higher scores indicating higher knowledge.

Second, dialysis patient records from the USRDS were aggregated by center and linked to transplant educator survey data using an anonymous, randomly generated, de-identified linkage key for each dialysis center with the linkages facilitated through a USRDS contractor. Analytic data were anonymous with all center names removed. No patient identifiers were accessible to study investigators. The linked data were used to characterize the centers and their patient populations including the percentage of patients in each dialysis center who were: female; White, Black, Hispanic, Asian, or White; aged ≥65 years; had diabetes; had cardiovascular disease (CVD), cerebrovascular accident (CVA), or transient ischemic attack (TIA); had vascular access fistula present at ESRD start; and current smokers. Other variables obtained from this database included the number of patients at each center at the time of the training; the number of full-time staff; the number of dialysis stations; and whether the dialysis center was owned by a for or non profit organization. These dialysis center characteristics previously have been demonstrated to be associated with dialysis center wait-listing or transplant rates.13,14 Third, U.S. Census data from the 2015 American Community Survey were accessed to determine the median income and percent uninsured in each dialysis center’s zip code. Finally, data from the Rural Health Research Centers’ Rural Urban Commuting Areas (RUCA) was obtained to categorize each dialysis center as rural or urban using RUCA codes.

In addition to data about the centers’ characteristics, dialysis center-aggregated transplant wait-listing rates were calculated using data from the USRDS. To calculate wait-listing rates, each patient who initialized dialysis in the 6 to 12 months before the training date was followed for up to 12 months from initializing dialysis, censored if a death occurred or the end of the study period. Center-specific listing rates were defined as the total wait-listing events among the center’s patients during observation, divided by the total observation time contributed by these patients.

Statistical analyses

For all statistical tests, a p-value of 0.05 was considered statistically significant. Dialysis staff and center characteristics were described with frequencies, proportions, means, and standard deviations. We used principal components analysis with Varimax rotation to categorize the set of 12 individual educational practices into broader categories of strategies, selecting variables that loaded on a component at ≥0.40. We created variables to represent the resulting factors and tested their association with transplant wait-listing rates.

Negative binomial regression models with an offset for log of follow-up time were employed to examine the impact of each of the combined strategies on dialysis center wait-listing rates (incident rate ratio [(IRR), 95% LCL IRR 95% UCL]. For each educational strategy (4 in total), separate univariate models were used to examine the association between each transplant education strategy and wait-listing rates (each strategy in a separate model). To each of these models, potentially confounding dialysis staff and center characteristics were added simultaneously to determine whether effects found in the univariate models were maintained, including: percentage of female patients; percentages of Black, White, Hispanic, and Asian patients; percentage of patients aged >65 years; percentage with diabetes; percentage with CVD, CVA, or TIA; percentage of vascular access fistula present at ESRD start; percentage who are current smokers; the ratio of the number of patients served in the center to the number of the center’s full time staff; the number of dialysis stations in the center; race/ethnicity of the educator, job title of the educator (social worker, nurse, or other); for or non profit center ownership; the median income from the center’s zip code; the percentage without health insurance in the center’s zip code; and rural or urban center location.

To determine the best predictors of using these educational strategies [adjusted odds ratio (aOR), 95% LCL aOR 95% UCL], multiple logistic regression analysis was conducted using a manual backward selection procedure with all barriers and center characteristics entered initially. In this analysis, continuously distributed center characteristics (e.g., % of Black patients) were dichotomized at their medians to ease interpretation.

Missing data were handled in two ways. If key variables were missing ≤1% of cases, then complete case analysis was used. If >1% of analysis variables were missing, then multivariate imputation by chained equations (MICE) with 10 imputations over 100 iterations was used. Continuous variables and categorical variables were imputed using Bayesian linear regression and logistic regression, respectively. All analyses were performed in Stata Version 14 (College Station, TX) and R version 3.4.1 (The Comprehensive R Archive Network: http://cran.r-project.org).

Approvals and Ethics Statement

This study protocol was approved by the Internal Review Boards at Washington University in St. Louis, and the University of California, Los Angeles (protocol number 14–000591), Saint Louis University (25893), and the USRDS. Human subjects involved in this study were treated in a manner in accordance with the Declaration of Helsinki and the Declaration of Istanbul.

Results

Study participants

Representatives from 1,991 unique dialysis centers attended trainings, but 297 centers were excluded from analysis. Of the 297 centers excluded, 36 were deemed ineligible due to only providing acute dialysis (compared to chronic; n=19) or serving only pediatric patients (n=27). An additional 23 dialysis center representatives refused to participate in the study. Of those eligible and who agreed to participate, 38 were excluded due to excessive missingness of survey data, and 199 were excluded for not dialyzing at least 1 new patient in the 6 months before and after the educational training (so that an associative link between educational practices and wait-listing rates could be made). This resulted in a sample of 1,694 unique dialysis centers, each with a single transplant educator representative. The characteristics of these 1,694 participating dialysis centers are detailed in Table 2. Most of the transplant educators representing the centers were female, White, and either social workers or nurses.

Table 2.

Characteristics of Dialysis Centers (n=1,694)

Transplant Educator Characteristics N %
Gender
Female 1529 90%
Male 161 9%
Missing 4 1%
Race/ethnicity
White 1149 68%
Black 216 13%
Asian 157 9%
Hispanic or Latino (considered mutually exclusive from White, Black, & Asian) 108 6%
Other 50 3%
Missing 14 1%
Job title
Social Worker 941 56%
Nurse 257 15%
Dialysis Technician 171 10%
Nurse Manager/Center Administrator 134 8%
Dietician 113 7%
Other 76 5%
Missing 2 0.2%
Mean SD
Age (years) 45 11
Number of years working with dialysis patients 10 9
Dialysis Center Characteristics
% Female patients 42% 19%
% Black non Hispanic patients 25% 28%
% Hispanic patients 12% 18%
% Asian non Hispanic patients 6% 14%
% White non Hispanic patients 56% 32%
% aged ≥ 65 years 48% 20%
% with diabetes 56% 20%
% with cardiovascular disease, cerebrovascular accident, or transient ischemic attack 8% 10%
% vascular access fistula present at ESRD start 2% 6%
% current smoker 6% 10%
Number of patients served 80 52
Number of stations in center 19 8
Number of full time staff 13 8
Dialysis center ownership status N %
For profit 1447 85%
Non profit 247 15%
Dialysis Center Geographical Location
Rural 339 20%
Urban 1319 78%
Mean SD
Median Income in Dialysis Center Zip Code $52,940 $20,616
Percent Uninsured in Dialysis Center Zip Code 14% 7%

Variable Reduction of Education Practices

After conducting principal components analysis with Varimax rotation, a 4-component solution defining sets of educational practices was chosen. Each variable loaded on its respective component at 0.47 or above (loading range: 0.47–0.90), with most items loading > 0.60. These four components accounted for 97% of the variance in the original 12 educational practices. (Table S1) The first component was labelled Oral Transplant Recommendations, where recommending learning more about transplant, recommending being evaluated for transplant, and referring patients to external programs at transplant centers or kidney organizations all loaded highly. The second component was labelled Distribution of Print Education, as variables loading highly included distributing transplant center phone numbers, providing handouts/brochures about transplant, and providing lists of transplant websites. The third component was labelled In-Center Patient Discussions, since the two variables loading on it were having detailed discussions about the advantages and risks of living and deceased donation. The final component was labelled Intensive Education, as showing transplant video(s), providing education to share with prospective living donors, offering an opportunity to talk to a kidney recipient, and displaying transplant information in center waiting rooms loaded highly. For each component, the new variables created to represent them were defined as having performed all of the practices associated with the strategy (yes) or less than all the practices (no) unless otherwise noted.

Use of Transplant Education Practices and Reports of Barriers to Education

Among the 1,694 centers, the most frequently reported individual transplant education practices were recommending that patients be evaluated for transplant (84%) and recommending that patients learn more about transplant (83%) (Table 1.) Of the four education strategy components, 52% of centers used Oral Transplant Recommendations, 31% used In-Center Patient Discussions, 17% used Distribution of Print Education, and 3% used Intensive Education.

The most common barriers to providing transplant education reported were having other work priorities competing with transplant education (49%), having difficulty educating patients who do not speak English (46%), and not having enough time to educate about transplant (36%). Transplant educators surveyed could only answer 42% (5 of 12) of the transplant knowledge questions correctly. Over 75% were unable to answer the following 3 individual questions correctly: “On average, how many years is a kidney transplant from a living donor expected to last?” (79% answered incorrectly); “On average, how many years is a kidney transplant from a deceased donor expected to last?” (77%); “Dialysis does what percent of the work of one functioning kidney?” (75%).

Effect of Transplant Education Strategies on Transplant Wait-listing Rates

Before adjustment for dialysis center characteristics, use of the Oral Transplant Recommendations strategy (IRR: 1.071.221.39) was associated with increased transplant wait-listing (Table 3). After adjusting for dialysis center characteristics, use of the Oral Transplant Recommendations strategy (IRR: 1.061.201.36) remained significantly associated with transplant wait-listing. Examining the alternative definition of the Intensive Education strategy, using >1 of these practices (n=670) was associated with higher unadjusted transplant wait-listing (IRR: 1.071.241.43) and transplant wait-listing rates adjusted for dialysis center characteristics (IRR: 1.021.171.34).

Table 3.

Association between Transplant Education Strategies with 12 mo. Wait-listing Rates among Dialysis Centers (n=1,694)

Combined Educational Strategies Unadjusted IRR (95% CI) Adjusteda,b IRR (95% CI)
Oral transplant recommendations 1.22 (1.07–1.39) 1.20 (1.06–1.36)
In-center patient discussions 1.07 (0.94–1.23) 1.09 (0.95–1.24)
Distribution of print education 1.15 (0.97–1.36) 1.16 (0.99–1.36)
Intensive education (conducted all practices) 1.30 (0.93–1.82) 1.25 (0.90–1.72)
Intensive education (alternative definition: conducted >1) 1.24 (1.07–1.43) 1.17 (1.02–1.34)
a

Adjusts for dialysis center characteristics, including: percentage of female patients; percentages of Black, White, Hispanic, and Asian patients; percentage of patients aged ≥65 years; percentage with diabetes; percentage with CVD, CVA, or TIA; vascular access fistula present at ESRD start; percentage who are current smokers; the ratio of the number of patients served in the center to the number of the center’s full time staff; the number of dialysis stations in the center; race/ethnicity of educator, job title of educator, for or non profit center ownership; the median income from the center’s zip code; the percentage without health insurance in the center’s zip code; and rural or urban center location.

b

Due to missingness among transplant center characteristics, results presented include multiple imputations.

Association of Reported Barriers to Providing Transplant Education and Dialysis Center Characteristics with Use of Transplant Education Strategies

Since the Oral Transplant Recommendations and >1 Intensive Education strategies were associated with increased dialysis center transplant wait-listing rates, we examined which barriers to education and center characteristics were associated with using these strategies.

After fitting a multiple logistic regression model with backward selection, several barriers to transplant education were associated with lower odds of providing Oral Transplant Recommendations, including other work priorities preventing education about transplant (aOR: 0.530.650.79), the difficulty educating patients who are unable to speak English (aOR: 0.640.790.97), and higher than median percentage of female patients (aOR: 0.660.800.98). Centers with educators who were social workers (aOR: 1.491.892.39), had greater than the median years of experience in dialysis (aOR: 1.091.351.67), and had greater than the median transplant knowledge (aOR: 1.081.321.62) had higher odds of providing Oral Transplant Recommendations, as did centers with higher than median percentage of Hispanic patients (aOR: 1.091.331.62) and higher median income of dialysis center zip code (aOR: 1.041.281.58).

Barriers associated with lower odds of using >1 Intensive Education included having competing work priorities (aOR: 0.520.660.84) and poor communication between dialysis and transplant centers (aOR: 0.580.760.98). Notably, centers with transplant educators who had greater than the median transplant knowledge (aOR: 1.011.271.60) and greater than the median years of experience in dialysis (aOR: 1.261.592.01) had higher odds of using the Intensive Education strategy. (Table 4)

Table 4.

Association between Dialysis Center Characteristics and Reported Barriers to Use of Transplant Education Strategies (n=1,694)

Adjusteda,b OR (95% CI)
Odds of Providing Oral Transplant Recommendations
Social worker 1.89 (1.49–2.39)
Years of working with dialysis patients (dichotomized at median) 1.35 (1.09–1.67)
% Hispanic patients (dichotomized at median) 1.33 (1.09–1.62)
Transplant knowledge score (dichotomized at median) 1.32 (1.08–1.62)
Median income of dialysis center zip code (dichotomized at median) 1.28 (1.04–1.58)
% Female patients (dichotomized at median) 0.80 (0.66–0.98)
Difficulty educating patients who are unable to speak English 0.79 (0.64–0.97)
Completing other work priorities prevents educating about transplant 0.65 (0.53–0.79)
Odds of Using Intensive Education Strategy (>1 practice)
Years of working with dialysis patients (dichotomized at median) 1.59 (1.26–2.01)
Transplant knowledge score (dichotomized at median) 1.27 (1.01–1.60)
Poor communication between nearby transplant centers and the dialysis center 0.76 (0.58–0.98)
Completing other work priorities prevents educating about transplant 0.66 (0.52–0.84)
a

The variables presented were retained from a backward selection procedure in which the following variables were initially entered: all reported barriers to providing transplant education; percentage of female patients; percentages of Black, White, Hispanic, and Asian patients; percentage of patients aged ≥65 years; percentage with diabetes; percentage with CVD, CVA, or TIA; vascular access fistula present at ESRD start; percentage who are current smokers; the ratio of the number of patients served in the center to the number of the center’s full time staff; the number of dialysis stations in the center; race/ethnicity of educator, job title of educator, for or non profit center ownership; the median income from the center’s zip code; the percentage without health insurance in the center’s zip code; and rural or urban center location.

b

Due to missingness among reported barriers to providing transplant education variables, results presented include multiple imputations.

Discussion

With access to transplant still restricted for many dialysis patients, it is critical for dialysis organizations and individual educators to design effective transplant education initiatives. This national study determined that the most common transplant education practices occurring in dialysis centers, general recommendations by educators to learn more about transplant and referrals to programs outside of the dialysis center, were associated with increased wait-listing rates, even when controlling for center characteristics. In addition, use of more than one intensive education practice, including showing videos about transplant, displaying transplant posters, providing education to share with living donors, and giving access to previous transplant recipients, was also associated with increased wait-listing, though the magnitude of this effect was similar to that of providing oral recommendations.

While early education within dialysis centers can seem very distal to the outcome of eventual transplant wait-listing and transplant, these findings, along with others, confirm the importance of education occurring within dialysis centers. Previous research has shown that patients who present to a transplant center more knowledgeable and ready to pursue transplant are significantly more likely to complete transplant evaluation and receive LDKTs11 and that provision of more transplant education practices (>3 vs. ≤3) with dialysis patients has been associated with a 36% increase in dialysis center wait-listing rates.7 In a national study of more than 200,000 dialysis patients, Kucirka and colleagues found that failure to inform dialysis patients of their option for transplant per CMS Form-2728 was associated with a 53% decrease in access to transplant, defined as either joining the waitlist or receiving LDKT.5 Several trials have also shown that improved education outside of transplant centers is associated with increased rates of transplant evaluation, wait-listing, and living donor evaluations.1,2,15,16 A recent regional RCT by Patzer and colleagues examining the impact of a multilevel intervention in dialysis centers that included patient-level transplant education, training of dialysis staff about transplant, and improving center-level protocols for referral reduced racial disparities and resulted in increased transplant referrals overall.2

Dialysis educators also reported many barriers to delivering transplant education, including limited time to educate, competing work priorities and poor knowledge about transplant themselves. This study found that transplant educators in dialysis centers who reported having competing work priorities were less likely to use education strategies associated with increased transplant wait-listing rates, and educators with greater transplant knowledge were more likely to use them. Previous studies have found that the dialysis center “culture” or philosophy is important for promoting transplant education and pursuit. Balhara and colleagues found that although a sample of dialysis nephrologists rated >20 minutes as the ideal amount of time to counsel their patients about transplant, less than 50% of nephrologists in the study spent this amount of time counseling.6 Gander and colleagues found that dialysis centers that reported a “pro-transplant” philosophy had significantly higher wait-listing performance.9 Established administrative policies and training within centers that ensure that dialysis educators are both knowledgeable about and have sufficient time and resources to educate may increase transplant wait-listing rates.

We also found that poor communication between dialysis and transplant centers, as well as rural location of dialysis centers, were associated with lower odds of using effective transplant education strategies. These results are likely related in cases where rural dialysis centers are distant to transplant centers and, in turn, have weaker connections to the transplant teams. Previous studies have found that patients residing further distances from transplant centers have lower transplant rates.1719 To support transplant education in all dialysis centers, especially rural centers, transplant centers must share educational resources and expand their outreach to dialysis centers to partner more effectively to ensure transplant referral and communication with dialysis centers. Recent consensus statements from the American Society of Transplantation recommended improving educational outreach with dialysis centers, and our findings support this call.20 For-profit dialysis centers may be important targets for efforts to improve transplant education approaches, since this study, like others, found that for-profit centers are less likely to use some common transplant education approaches.6

Difficulty communicating with non-English speaking patients also prevented the use of effective educational strategies and is one potential cause for these patients’ known disparity in access to transplant.21 Dialysis educators must increase their cultural competence and ability to educate non-English speaking patients. Special attention must be placed on ensuring that educational resources in multiple languages and translators are available. A suitable model may be the resources and culturally-tailored transplant education and evaluation process at Northwestern University,22,23 which is available in Spanish and addresses culturally-relevant concerns of Hispanic patients.

This study has many limitations that should be considered when interpreting its results. While the sample of dialysis centers studied here is relatively large and includes centers throughout the U.S., it is a convenience sample and may not fully represent the national dialysis center population. Similarly, while this sample is larger than previous studies, it is still insufficient to estimate the effect of infrequently used transplant education strategies. The transplant education practices and barriers studied here are also self-reported by dialysis staff, which may be subject to social desirability and recall bias.4 Finally, while a range of dialysis staff are included in the study, few dialysis nephrologists, who have an important role in determining the transplant education activities dialysis patients receive, are included. Future studies should include both dialysis patients, educators, and nephrologists to ensure inclusion of all important perspectives. One strength of the method includes use of standardized, national data to determine transplant wait-listing rates. The overall consistency observed between two sets of results instills confidence in our findings.

In the future, more research is needed to determine whether dialysis educators should simply give oral recommendations for patients to pursue transplant, or whether more intensive educational strategies like access to a peer mentor and educating living donors directly are more successful at increasing transplant wait-listing rates. Only 46 of the 1,694 dialysis centers (3%) surveyed used all of the intensive educational strategies. Given the barriers to delivering comprehensive transplant education to both patients and living donors reported by dialysis educators, greater distribution of transplant video educational resources, a less time-intensive and cost-effective educational strategy, should be further explored as a stand-alone strategy. Large, well-powered RCTs in dialysis centers that isolate and directly compare these strategies are needed to clarify these issues.

In summary, the present study adds new evidence to a growing body of national research that demonstrates that education occurring in dialysis centers play a critical role in determining whether the majority of ESRD patients make informed choices and receive access to transplant as a treatment option. These findings indicate that interventions to ensure increased transplant wait-listing rates must look to improve both the specific educational approaches taken by dialysis staff as well as the center’s administrative policies and support for providing transplant education. This study offers novel evidence on the range and effectiveness of transplant education practices used in U.S. dialysis centers, informs guidance as to how dialysis staff should approach educating patients, and highlights specific interventions that may lead to more ESRD patients receiving kidney transplants. With the many challenges of delivering transplant education in dialysis centers, educators should prioritize education strategies shown to be associated with increasing wait-listing rates.

Supplementary Material

Supplemental Digital Content to Be Published (cited in text)

Acknowledgments

The data reported here have been supplied by the United States Renal Data System (USRDS). The interpretation and reporting of these data are the responsibility of the author(s) and in no way should be seen as an official policy or interpretation of the U.S. government. This work was, in part, presented at the American Transplant Congress, May 1, 2017, Chicago, IL. Preparation of this manuscript was assisted by Amanda Faye Lipsey, Terasaki Research Institute.

Funding. This research was funded by Health Resources and Services Administration Grant D71HS19216 and from the UCLA Clinical and Translational Science Institute (CTSI) under NIH/NCATS Grant Number UL1 RR033176. The funding organizations had no role in the study design; collection, analysis, and interpretation of data; writing of the report, or the decision to submit for publication.

List of abbreviations

CMS

Centers for Medicare and Medicaid Services

CVD, CVA, or TIA

Cardiovascular disease, cerebrovascular accident, or transient ischemic attack

DDKT

Deceased donor kidney transplant

ESRD

End-stage renal disease

IRR

Incident rate ratio

LDKT

Living donor kidney transplant

OR

Odds ratio

RCT

Randomized controlled trial

RUCA

Rural Urban Community Areas

TEP

Technical Expert Panel

U.S.

United States

USRDS

United States Renal Data System

Footnotes

Disclosures. No authors have relevant conflicts of interest to disclose. Dr. Amy D. Waterman, PhD owns the intellectual property to the transplant education product Explore Transplant and has licensed it at no-cost to a nonprofit, Health Literacy Media (HLM), who retains all revenue as to their sales. She serves as a consultant to HLM to ensure the accuracy of educational content.

References

  • 1.Rodrigue JR, Paek MJ, Egbuna O, et al. Making house calls increases living donor inquiries and evaluations for blacks on the kidney transplant waiting list. Transplantation 2014;98(9):979–986. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 2.Patzer RE, Paul S, Plantinga L, et al. A Randomized Trial to Reduce Disparities in Referral for Transplant Evaluation. J Am Soc Nephrol 2016;28(3)935–942. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3.United States Renal Data System. 2016 USRDS Annual Data Report: Epidemiology of kidney disease in the United States Bethesda, MD: National Institutes of Health, National Institute of Diabetes and Digestive and Kidney Diseases;2016. [Google Scholar]
  • 4.Salter ML, Orandi B, McAdams-DeMarco MA, et al. Patient- and Provider-Reported Information about Transplantation and Subsequent Waitlisting. J Am Soc Nephrol 2014;25(12):2871–2877. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Kucirka LM, Grams ME, Balhara KS, et al. Disparities in provision of transplant information affect access to kidney transplantation. Am J Transplant 2012;12(2):351–357. [DOI] [PubMed] [Google Scholar]
  • 6.Balhara KS, Kucirka LM, Jaar BG, et al. Disparities in provision of transplant education by profit status of the dialysis center. Am J Transplant 2012;12(11):3104–3110. [DOI] [PubMed] [Google Scholar]
  • 7.Waterman AD, Peipert JD, Goalby CJ, et al. Assessing Transplant Education Practices in Dialysis Centers: Comparing Educator Reported and Medicare Data. Clin J Am Soc Nephrol 2015;10(9):1617–1625. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Browne T, Patzer RE, Gander J, et al. Kidney transplant referral practices in southeastern dialysis units. Clin Transplant 2016;30(4):365–371. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Gander J, Browne T, Plantinga L, et al. Dialysis Facility Transplant Philosophy and Access to Kidney Transplantation in the Southeast. Am J Nephrol 2015;41(6):504–511. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Kutner NG, Zhang R, Huang Y, et al. Impact of Race on Predialysis Discussions and Kidney Transplant Preemptive Wait-Listing. Am J Nephrol 2012;35(4):305–311. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Waterman AD, Peipert JD, Hyland SS, et al. Modifiable patient characteristics and racial disparities in evaluation completion and living donor transplant. Clin J Am Soc Nephrol 2013;8(6):995–1002. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Technical Expert Panels Centers for Medicare & Medicaid Services; https://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/MMS/Technical-Expert-Panels.html#11. Updated October 18, 2017 Accessed September 29, 2016. [Google Scholar]
  • 13.Plantinga L, Pastan S, Kramer M, et al. Association of U.S. Dialysis Facility Neighborhood Characteristics with Facility-Level Kidney Transplantation. Am J Nephrol 2014;40(2):164–173. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Patzer RE, Plantinga L, Krisher J, et al. Dialysis facility and network factors associated with low kidney transplantation rates among United States dialysis facilities. Am J Transplant 2014;14(7):1562–1572. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Boulware LE, Hill-Briggs F, Kraus ES, et al. Effectiveness of educational and social worker interventions to activate patients’ discussion and pursuit of preemptive living donor kidney transplantation: a randomized controlled trial. Am J Kidney Dis 2013;61(3):476–486. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Waterman AD, Peipert JD. An Explore Transplant Group Randomized Controlled Education Trial to Increase Dialysis Patients’ Decision-Making and Pursuit of Transplantation. Prog Transplant 2018;28(2):174–183. [DOI] [PubMed] [Google Scholar]
  • 17.Axelrod DA, Dzebisashvili N, Schnitzler MA, et al. The interplay of socioeconomic status, distance to center, and interdonor service area travel on kidney transplant access and outcomes. Clin J Am Soc Nephrol 2010;5(12):2276–2288. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 18.Axelrod DA, Guidinger MK, Finlayson S, et al. Rates of solid-organ wait-listing, transplantation, and survival among residents of rural and urban areas. JAMA 2008;299(2):202–207. [DOI] [PubMed] [Google Scholar]
  • 19.O’Hare AM, Johansen KL, Rodriguez RA. Dialysis and kidney transplantation among patients living in rural areas of the United States. Kidney Int 2006;69(2):343–349. [DOI] [PubMed] [Google Scholar]
  • 20.Waterman AD, Morgievich M, Cohen DJ, et al. Living Donor Kidney Transplantation: Improving Education Outside of Transplant Centers about Live Donor Transplantation—Recommendations from a Consensus Conference. Clin J Am Soc Nephrol 2015;10(9):1659–1669. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Talamantes E, Norris KC, Mangione CM, et al. Linguistic Isolation and Access to the Active Kidney Transplant Waiting List in the United States. Clin J Am Soc Nephrol 2017;12(3):483–492. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Gordon EJ, Lee J, Kang R, et al. Hispanic/Latino Disparities in Living Donor Kidney Transplantation: Role of a Culturally Competent Transplant Program. Transplant Direct 2015;1(8):e29. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Gordon EJ, Feinglass J, Carney P, et al. A Website Intervention to Increase Knowledge About Living Kidney Donation and Transplantation Among Hispanic/Latino Dialysis Patients. Prog Transplant 2016;26(1):82–91. [DOI] [PubMed] [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplemental Digital Content to Be Published (cited in text)

RESOURCES