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. 2020 Jan 3;80(1):3. doi: 10.1140/epjc/s10052-019-7493-x

Searches for physics beyond the standard model with the MT2 variable in hadronic final states with and without disappearing tracks in proton–proton collisions at s=13Te

A M Sirunyan 1, A Tumasyan 1, W Adam 2, F Ambrogi 2, T Bergauer 2, J Brandstetter 2, M Dragicevic 2, J Erö 2, A Escalante Del Valle 2, M Flechl 2, R Frühwirth 2, M Jeitler 2, N Krammer 2, I Krätschmer 2, D Liko 2, T Madlener 2, I Mikulec 2, N Rad 2, J Schieck 2, R Schöfbeck 2, M Spanring 2, D Spitzbart 2, W Waltenberger 2, C-E Wulz 2, M Zarucki 2, V Drugakov 3, V Mossolov 3, J Suarez Gonzalez 3, M R Darwish 4, E A De Wolf 4, D Di Croce 4, X Janssen 4, A Lelek 4, M Pieters 4, H Rejeb Sfar 4, H Van Haevermaet 4, P Van Mechelen 4, S Van Putte 4, N Van Remortel 4, F Blekman 5, E S Bols 5, S S Chhibra 5, J D’Hondt 5, J De Clercq 5, D Lontkovskyi 5, S Lowette 5, I Marchesini 5, S Moortgat 5, Q Python 5, K Skovpen 5, S Tavernier 5, W Van Doninck 5, P Van Mulders 5, D Beghin 6, B Bilin 6, H Brun 6, B Clerbaux 6, G De Lentdecker 6, H Delannoy 6, B Dorney 6, L Favart 6, A Grebenyuk 6, A K Kalsi 6, A Popov 6, N Postiau 6, E Starling 6, L Thomas 6, C Vander Velde 6, P Vanlaer 6, D Vannerom 6, T Cornelis 7, D Dobur 7, I Khvastunov 7, M Niedziela 7, C Roskas 7, D Trocino 7, M Tytgat 7, W Verbeke 7, B Vermassen 7, M Vit 7, O Bondu 8, G Bruno 8, C Caputo 8, P David 8, C Delaere 8, M Delcourt 8, A Giammanco 8, V Lemaitre 8, J Prisciandaro 8, A Saggio 8, M Vidal Marono 8, P Vischia 8, J Zobec 8, F L Alves 9, G A Alves 9, G Correia Silva 9, C Hensel 9, A Moraes 9, P Rebello Teles 9, E Belchior Batista Das Chagas 10, W Carvalho 10, J Chinellato 10, E Coelho 10, E M Da Costa 10, G G Da Silveira 10, D De Jesus Damiao 10, C De Oliveira Martins 10, S Fonseca De Souza 10, L M Huertas Guativa 10, H Malbouisson 10, J Martins 10, D Matos Figueiredo 10, M Medina Jaime 10, M Melo De Almeida 10, C Mora Herrera 10, L Mundim 10, H Nogima 10, W L Prado Da Silva 10, L J Sanchez Rosas 10, A Santoro 10, A Sznajder 10, M Thiel 10, E J Tonelli Manganote 10, F Torres Da Silva De Araujo 10, A Vilela Pereira 10, C A Bernardes 11, L Calligaris 11, T R Fernandez Perez Tomei 11, E M Gregores 11, D S Lemos 11, P G Mercadante 11, S F Novaes 11, SandraS Padula 11, A Aleksandrov 12, G Antchev 12, R Hadjiiska 12, P Iaydjiev 12, M Misheva 12, M Rodozov 12, M Shopova 12, G Sultanov 12, M Bonchev 13, A Dimitrov 13, T Ivanov 13, L Litov 13, B Pavlov 13, P Petkov 13, W Fang 14, X Gao 14, L Yuan 14, G M Chen 15, H S Chen 15, M Chen 15, C H Jiang 15, D Leggat 15, H Liao 15, Z Liu 15, A Spiezia 15, J Tao 15, E Yazgan 15, H Zhang 15, S Zhang 15, J Zhao 15, A Agapitos 16, Y Ban 16, G Chen 16, A Levin 16, J Li 16, L Li 16, Q Li 16, Y Mao 16, S J Qian 16, D Wang 16, Q Wang 16, M Ahmad 17, Z Hu 17, Y Wang 17, M Xiao 18, C Avila 19, A Cabrera 19, C Florez 19, C F González Hernández 19, M A Segura Delgado 19, J Mejia Guisao 20, J D Ruiz Alvarez 20, C A Salazar González 20, N Vanegas Arbelaez 20, D Giljanović 21, N Godinovic 21, D Lelas 21, I Puljak 21, T Sculac 21, Z Antunovic 22, M Kovac 22, V Brigljevic 23, D Ferencek 23, K Kadija 23, B Mesic 23, M Roguljic 23, A Starodumov 23, T Susa 23, M W Ather 24, A Attikis 24, E Erodotou 24, A Ioannou 24, M Kolosova 24, S Konstantinou 24, G Mavromanolakis 24, J Mousa 24, C Nicolaou 24, F Ptochos 24, P A Razis 24, H Rykaczewski 24, D Tsiakkouri 24, M Finger 25, M Finger Jr 25, A Kveton 25, J Tomsa 25, E Ayala 26, E Carrera Jarrin 27, Y Assran 28, S Elgammal 28, S Bhowmik 29, A Carvalho Antunes De Oliveira 29, R K Dewanjee 29, K Ehataht 29, M Kadastik 29, M Raidal 29, C Veelken 29, P Eerola 30, L Forthomme 30, H Kirschenmann 30, K Osterberg 30, M Voutilainen 30, F Garcia 31, J Havukainen 31, J K Heikkilä 31, V Karimäki 31, M S Kim 31, R Kinnunen 31, T Lampén 31, K Lassila-Perini 31, S Laurila 31, S Lehti 31, T Lindén 31, P Luukka 31, T Mäenpää 31, H Siikonen 31, E Tuominen 31, J Tuominiemi 31, T Tuuva 32, M Besancon 33, F Couderc 33, M Dejardin 33, D Denegri 33, B Fabbro 33, J L Faure 33, F Ferri 33, S Ganjour 33, A Givernaud 33, P Gras 33, G Hamel de Monchenault 33, P Jarry 33, C Leloup 33, E Locci 33, J Malcles 33, J Rander 33, A Rosowsky 33, M Ö 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PMCID: PMC6944274  PMID: 31976987

Abstract

Two related searches for phenomena beyond the standard model (BSM) are performed using events with hadronic jets and significant transverse momentum imbalance. The results are based on a sample of proton–proton collisions at a center-of-mass energy of 13Te, collected by the CMS experiment at the LHC in 2016–2018 and corresponding to an integrated luminosity of 137fb-1. The first search is inclusive, based on signal regions defined by the hadronic energy in the event, the jet multiplicity, the number of jets identified as originating from bottom quarks, and the value of the kinematic variable MT2 for events with at least two jets. For events with exactly one jet, the transverse momentum of the jet is used instead. The second search looks in addition for disappearing tracks produced by BSM long-lived charged particles that decay within the volume of the tracking detector. No excess event yield is observed above the predicted standard model background. This is used to constrain a range of BSM models that predict the following: the pair production of gluinos and squarks in the context of supersymmetry models conserving R-parity, with or without intermediate long-lived charginos produced in the decay chain; the resonant production of a colored scalar state decaying to a massive Dirac fermion and a quark; or the pair production of scalar and vector leptoquarks each decaying to a neutrino and a top, bottom, or light-flavor quark. In most of the cases, the results obtained are the most stringent constraints to date.

Introduction

We present results of two related searches for physics beyond the standard model (BSM) in events with jets and significant transverse momentum imbalance. These are based on a data set of proton–proton (pp) collisions at s=13Te, collected with the CMS detector at the CERN LHC in 2016–2018, and corresponding to an integrated luminosity of 137fb-1.

The first is an inclusive search that exploits the transverse momentum imbalance as inferred from the kinematic variable MT2 [1], defined in Sect. 3.1, in events with at least two hadronic jets, or the transverse momentum (pT) of the jet in events with just one jet. Similar searches were previously conducted by both the ATLAS [27] and CMS [812] Collaborations. Our analysis builds on the work presented in Refs. [9, 11], using improved methods to estimate the background from standard model (SM) processes, in particular the multijet background arising from instrumental effects. Event counts in bins of the number of jets (Nj), the number of jets identified as originating from the fragmentation of a bottom quark (b-tagged jets, Nb), the scalar pT sum of all selected jets (HT), and the MT2 variable or the pT of the single jet, are compared against estimates of the background from SM processes, as derived from dedicated data control samples.

The second search aims at extending the sensitivity of the inclusive search for scenarios where the mass spectrum of potential new particles is compressed. In such scenarios, some theoretical models [13, 14] predict the existence of long-lived charged particles that can be identified as disappearing tracks, when they decay within the volume of the tracking detector and their charged decay products are below the pT detection threshold. Such signatures are rare in the SM and are often dominated by instrumental effects. The presence of disappearing tracks is exploited in order to suppress the background from SM processes, and to enhance the sensitivity towards these scenarios. Similar analyses were previously conducted by both the ATLAS [15, 16] and CMS [1720] Collaborations. We use events with at least two jets, and the MT2 variable to further suppress the background from SM processes. Event counts in bins of Nj, HT, disappearing track length, and disappearing track pT are compared against estimates of the background from SM processes derived from dedicated data control samples.

The results are interpreted in the context of simplified models [2125] of R-parity [26] conserving supersymmetry (SUSY) [2734] where gluinos and squarks are pair-produced and the lightest SUSY particle is a neutralino.

The results of the inclusive MT2 search are also interpreted in the context of a BSM scenario where a colored scalar state ϕ is resonantly produced through coupling to quarks, and decays to an invisible massive Dirac fermion ψ and an SM quark. This is referred to as the mono-ϕ model. It has been recently proposed as an explanation of an excess in data in regions with low jet multiplicities, identified in the context of a reinterpretation [35, 36] of the results of the previous inclusive MT2 search [9] as well as of other similar searches by both the ATLAS [6, 7] and CMS [8, 37] Collaborations.

Finally, the inclusive MT2 search is interpreted using models of leptoquark (LQ) pair production, similarly to Ref. [11]. Leptoquarks are hypothetical particles with quantum numbers of both quarks and leptons [38]. The spin of an LQ state is either 0 (scalar LQ or LQS) or 1 (vector LQ or LQV). Leptoquarks appear in BSM theories such as grand unified theories [3841], technicolor models [4245], compositeness scenarios [46, 47], and R-parity violating SUSY [2734, 48], and have been suggested as an explanation of the anomalies observed in flavor physics [4955] by the BaBar [56, 57], Belle [5862], and LHCb [6368] Collaborations. The best fit model of Refs. [54, 55] predicts an LQV with a mass of OTe decaying with 50% branching fraction to either a top quark and a neutrino (tν) or a bottom quark and a τ lepton (bτ), which would be expected to be visible at the LHC. The final states and kinematic variables resulting from the pair production of LQS, each decaying to a quark and a neutrino, are the same as those considered in searches for squark pair production in R-parity conserving SUSY, assuming that the squark decays directly to a quark and a massless neutralino [11, 69]. The decay products of LQV are also found to have similar kinematic properties [11, 69]. Therefore, as the search presented in this paper is already optimized for squark pair production, it is also sensitive to LQ pair production. The LQ production with decays to a quark and a neutrino has been constrained using LHC data by both the ATLAS [7072] and CMS [11, 7377] Collaborations, either by reinterpreting the existing squark searches, or considering scenarios with mixed branching fractions where an LQ also decays to a quark and a charged lepton. The same signatures have been previously covered at the Fermilab Tevatron by the CDF (e.g., in Refs. [7880]) and D0 (e.g., in Refs. [8183]) Collaborations. Constraints have been placed by direct searches for single LQ production performed at HERA by the H1 [84] and ZEUS [85] Collaborations. Finally, searches for LQs decaying to bτ have been performed by the ATLAS [86], CMS [87, 88], CDF [89, 90], and D0 [91] Collaborations.

After a brief description of the CMS detector in Sect. 2, the event selection and categorization as well as details of the Monte Carlo (MC) simulation are presented in Sect. 3. Section 4 describes the SM background estimation. Results and their interpretations are presented in Sects. 5 and 6, respectively. Finally, a summary is provided in Sect. 7.

The CMS detector

The central feature of the CMS apparatus is a superconducting solenoid of 6m internal diameter providing a magnetic field of 3.8T. Within the solenoid volume are a silicon pixel and strip tracker, a lead tungstate crystal electromagnetic calorimeter, and a brass and scintillator hadron calorimeter, each composed of a barrel and two endcap sections. Forward calorimeters extend the pseudorapidity (η) coverage provided by the barrel and endcap detectors. Muons are measured in gas-ionization detectors embedded in the steel flux-return yoke outside the solenoid. The first level of the CMS trigger system, composed of custom hardware processors, uses information from the calorimeters and muon detectors to select the most interesting events in a fixed time interval of less than 4μs. The high-level trigger processor farm further decreases the event rate from around 100 kHz to about 1kHz, before data storage. A more detailed description of the CMS detector and trigger system, together with a definition of the coordinate system used and the relevant kinematic variables, can be found in Refs. [92, 93]. The pixel tracker was upgraded before the start of the data taking period in 2017, providing one additional layer of measurements compared to the older tracker [94].

Event selection and Monte Carlo simulation

Event selection

Events are processed using the particle-flow (PF) algorithm [95], which aims at reconstructing and identifying each individual particle in an event, with an optimal combination of information from the elements of the CMS detector. The particles reconstructed with this algorithm are hereafter referred to as PF candidates. The physics objects and the event preselection are similar to those described in Ref. [9]; they are summarized in Table 1, and described in detail below. We select events with at least one reconstructed vertex and at least one jet, and veto events with an isolated lepton (e or μ) or an isolated charged PF candidate. The isolated charged PF candidate veto is designed to provide additional rejection against events with electrons and muons, as well as to reject hadronic τ decays.

Table 1.

Summary of the trigger requirements and the kinematic offline event preselection requirements on the reconstructed physics objects, for both the inclusive MT2 search and the search for disappearing tracks. Here R is the distance parameter of the anti-kT algorithm. To veto leptons and tracks, the transverse mass MT is determined using the veto object and the pTmiss. The variable pTsum is a measure of object isolation and it denotes the pT sum of all additional PF candidates in a cone around the lepton or the track. The size of the cone is listed in the table in units of ΔR(Δϕ)2+(Δη)2. The lepton (track) pT is denoted as pTlep (pTtrack). Further details of the lepton selection are given in Refs. [9, 96]. The ith-highest pT jet is denoted as ji

Trigger 2016:
pTmiss>120Ge and HTmiss>120Ge, or
HT>300Ge and pTmiss>110Ge, or
HT>900Ge, or jet pT>450Ge
2017 and 2018:
pTmiss>120Ge and HTmiss>120Ge, or
HT>60Ge and pTmiss>120Ge and HTmiss>120Ge, or
HT>500Ge and pTmiss>100Ge and HTmiss>100Ge, or
HT>800Ge and pTmiss>75Ge and HTmiss>75Ge, or
HT>1050Ge, or jet pT>500Ge
Jet selection R=0.4, pT>30Ge, |η|<2.4
b-tagged jet selection pT>20Ge, |η|<2.4 and b tag
HT HT>250Ge
pTmiss pTmiss>250Ge for HT<1200Ge or Nj=1, else pTmiss>30Ge
Δϕmin=ΔϕpTmiss,j1,2,3,4>0.3
|pTmiss-HTmiss|/pTmiss<0.5
MT2 (if Nj2) Inclusive MT2 search:
MT2>200Ge for HT<1500Ge, else MT2>400Ge
Disappearing tracks search:
MT2>200Ge
pTsum cone (isolation) Veto e or μ: ΔR=min(0.2,max(10Ge/pTlep,0.05))
Veto track: ΔR=0.3
Veto electron pT>10Ge, |η|<2.4, pTsum<0.1pTlep
Veto electron track pT>5Ge, |η|<2.4, MT<100Ge, pTsum<0.2pTlep
Veto muon pT>10Ge, |η|<2.4, pTsum<0.2pTlep
Veto muon track pT>5Ge, |η|<2.4, MT<100Ge, pTsum<0.2pTlep
Veto track pT>10Ge, |η|<2.4, MT<100Ge, pTsum<0.1pTtrack

Jets are formed by clustering PF candidates using the anti-kT algorithm [97, 98] and are corrected for contributions from event pileup [99] and the effects of nonuniform detector response [100, 101]. Only jets passing the selection criteria in Table 1 are used for counting and for the determination of kinematic variables. In particular, we consider jets with pT>30Ge and |η|<2.4, unless otherwise stated. Jets that contain the decay of a bottom-flavored hadron are identified using a deep neural network algorithm [102] with a working point chosen such that the efficiency to identify a bottom quark jet is in the range 55–70% for jet pT between 20 and 400Ge. The misidentification rate is approximately 1–2% for light-flavor or gluon jets, and 10–15% for charm jets. We count b-tagged jets with pT>20Ge and |η|<2.4. The minimum pT threshold used for counting b-tagged jets is lowered to 20Ge instead of 30, as used for Nj, in order to maximize the sensitivity towards BSM scenarios with bottom quarks.

The negative of the vector pT sum of all selected jets is denoted by HTmiss, while the missing transverse momentum pTmiss is defined as the negative of the vector pT sum of all reconstructed PF candidates. Their magnitudes are referred to as HTmiss and pTmiss, respectively. The pTmiss is further adjusted to reflect the jet energy corrections [100, 101]. Events with possible contributions from beam halo processes or anomalous noise in the calorimeter are rejected using dedicated filters [103, 104]. For events with at least two jets, we start with the pair having the largest dijet invariant mass and iteratively cluster all selected jets using an algorithm that minimizes the Lund distance measure [105, 106] until two stable pseudo-jets are obtained. The resulting pseudo-jets together with the pTmiss are used to calculate the kinematic variable MT2 [1] as:

MT2=minpTmissX(1)+pTmissX(2)=pTmissmaxMT(1),MT(2), 1

where pTmissX(i) (i=1,2) are trial vectors obtained by decomposing pTmiss, and MT(i) are the transverse masses [107] obtained by pairing either of the trial vectors with one of the two pseudo-jets. The minimization is performed over all trial momenta satisfying the pTmiss constraint. The background from multijet events (discussed in Sect. 4) is characterized by small values of MT2, while processes with significant genuine pTmiss yield larger values of MT2. More detailed discussions of the MT2 variable properties are given in Refs. [96, 108, 109].

In both the inclusive MT2 search and the search for disappearing tracks, collision events are selected using triggers with requirements on HT, pTmiss, HTmiss, and jet pT. The combined trigger efficiency, as measured in an orthogonal data sample of events with an isolated electron, is found to be >97% across the full kinematic range of the search. To suppress background from multijet production, we require MT2>200Ge in events with Nj2. In the inclusive MT2 search, this MT2 threshold is increased to 400Ge for events with HT>1500Ge to maintain multijet processes as a subdominant background in all search regions. In events with Nj=1, where MT2 is not defined, we require pTjet>250Ge and pTmiss>250Ge. As a protection against jet mismeasurement, we require the minimum difference in the azimuthal angle between the pTmiss vector and the direction of each of the four pT-leading jets, Δϕmin, to be greater than 0.3 radians, and the magnitude of the difference between pTmiss and HTmiss to be less than half of pTmiss. For the determination of Δϕmin, we consider jets with |η|<4.7. If fewer than four such jets are found, all are considered in the Δϕmin calculation.

In the search for disappearing tracks, events are selected requiring in addition the presence of at least one disappearing track. These are defined as well-reconstructed isolated tracks with no measurement points in at least two of the outermost layers of the tracker and no associated energy deposits in the calorimeter. These tracks are predominantly not considered as candidates by the PF algorithm; as a result they are not included in the calculation of pTmiss.

Event categorization

Inclusive MT2 search

Events containing at least two jets are categorized by the values of Nj, Nb, and HT. Each category is referred to as a topological region. Signal regions are defined by further dividing topological regions into bins of MT2. Events with only one jet are selected if the jet pT is at least 250Ge, and are classified according to the pT of this jet and whether the event contains a b-tagged jet. The 282 search regions are summarized in Tables 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22 and 23 in Appendix B.1. We also define super signal regions, covering a subset of the kinematic space of the full analysis with simpler inclusive selection criteria. The super signal regions can be used to obtain approximate interpretations of our result, as discussed in Sect. 5, where these regions are defined.

Table 12.

Predictions and observations for the 12 search regions with Nj=1. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb pTjet (Ge) Lost lepton Zνν¯ Multijet Total background Data
1j, 0b 250–350 70700±400±4100 167000±1000±11000 530±20±160 238000±1000±14000 251 941
350–450 13440±130±790 40100±500±3100 55±5±16 53600±500±3700 54 870
450–575 3050±50±180 10850-220+230±690 5.6±1.1±1.6 13910±230±840 14 473
575–700 603-19+20±38 2590-100+110±160 0.38±0.06±0.11 3200±110±190 3432
700–1000 220±13±16 1076-66+70±66 0.12±0.03±0.03 1295-67+71±79 1304
1000–1200 11.7-3.2+4.1±0.9 86-19+23±6 <0.01 98-19+24±7 98
1200 2.8-1.5+2.7±0.6 23-8+12±2 <0.01 26-9+13±2 30
1j, 1b 250–350 4210±110±260 9030±230±630 58±10±17 13310-250+260±820 13 549
350–450 878±38±56 2180-100+110±170 4.6±0.4±1.3 3060±110±220 3078
450–575 211-15+16±13 651-53+57±44 0.63±0.18±0.18 863-55+59±53 810
575–700 40.3-5.5+6.0±2.5 164-26+30±11 0.04±0.02±0.02 205-26+31±13 184
700 19.2-4.6+5.7±1.3 74-16+21±7 <0.01 94-17+21±7 83
Table 13.

Predictions and observations for the 30 search regions with 250HT<450Ge. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
250HT<450Ge:
2-3j, 0b 200–300 73700±500±5000 156000±1000±12000 580±20±140 231000±1000±16000 240 867
300–400 12030±200±820 31300±200±2500 50±5±10 43400±300±3200 44 074
400 417-47+51±28 1450±10±140 0.44±0.09±0.09 1870±50±160 2022
2-3j, 1b 200–300 12450±170±820 18700±300±1500 90±8±21 31300±300±2200 32 120
300–400 2380±80±160 3750±60±310 6.9±1.0±1.5 6130±100±430 6258
400 97±8±39 174±3±17 0.01±0.01±0.00 271-8+9±45 275
2-3j, 2b 200–300 2240±70±150 2340-100+110±200 9.7±1.1±2.3 4600-120+130±320 4709
300–400 398-32+34±27 469-20+21±39 0.68±0.17±0.15 868-38+40±61 984
400 13.3±2.3±5.4 21.7-0.9+1.0±2.2 <0.01 35.0±2.5±6.0 30
2-6j, 3b 200–300 507-31+32±38 179-30+35±27 1.77±0.46±0.46 688-43+47±54 699
300–400 69±6±15 40.0-6.6+7.8±6.0 0.16±0.12±0.04 109-9+10±16 102
400 1.50±0.80±0.61 1.43-0.24+0.28±0.25 <0.01 2.92-0.83+0.85±0.67 0
4-6j, 0b 200–300 12500±180±800 21600±300±1800 250±17±58 34400±400±2400 35 187
300–400 2070±80±130 4660±70±410 18.2±3.6±3.8 6750±110±510 6725
400 42±5±17 155±2±64 0.06±0.03±0.01 197±5±67 170
4-6j, 1b 200–300 5750±100±380 4300±150±360 61±7±15 10120±180±680 10 564
300–400 784-42+43±52 928-31+32±84 2.07±0.29±0.45 1710±50±120 1769
400 14.0±2.5±5.7 31±1±13 0.04±0.02±0.01 45±3±14 40
4-6j, 2b 200–300 2550-60+70±170 921-63+68±87 10.0±1.5±2.2 3480±90±230 3621
300–400 220-21+23±15 198-14+15±20 0.47±0.15±0.11 419-25+27±31 496
400 3.2±0.8±1.3 6.6±0.5±2.7 <0.01 9.8±0.9±3.1 14
7j, 0b 200–300 55-13+15±4 61-17+23±26 2.64±0.39±0.57 119-22+28±27 108
300–500 3.8-2.0+2.1±0.8 8.1-2.3+3.1±4.3 0.08±0.04±0.02 12.0-3.1+3.7±4.4 30
500 0.0-0.0+3.2±0.0 0.0-0.0+1.2±0.0 <0.01 0.0-0.0+3.4±0.0 0
7j, 1b 200–300 48.0-8.2+9.1±3.5 19-11+19±10 0.33±0.14±0.09 68-13+21±11 95
300 3.0±1.4±1.2 2.5-1.3+2.4±1.7 0.03±0.02±0.01 5.6-1.9+2.8±2.1 12
7j, 2b 200–300 41.3-7.0+7.7±3.1 6.0-3.2+5.8±3.7 0.29±0.14±0.06 47.6-7.7+9.7±5.0 30
300 2.15-0.76+0.78±0.87 0.74-0.40+0.72±0.57 <0.01 2.9-0.9+1.1±1.1 1
7j, 3b 200–300 7.3-1.5+1.7±0.9 1.0-0.6+1.0±1.1 0.04±0.04±0.01 8.4-1.6+1.9±1.5 17
300 0.47±0.35±0.20 0.12-0.06+0.11±0.14 <0.01 0.59-0.35+0.37±0.24 0
Table 14.

Predictions and observations for the 28 search regions with 450HT<575Ge, and 2Nj3, 2Nj6 and Nb3, or 4Nj6. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
450HT<575Ge:
2-3j, 0b 200–300 8860±110±640 20100±200±1300 69±13±16 29100±300±1900 28 956
300–400 4230±80±300 11770±140±790 10.6±0.8±2.4 16000±200±1000 15 876
400–500 1510±60±110 5020±60±360 2.86±0.62±0.60 6540±80±440 6527
500 121-21+24±9 580±7±63 0.07±0.03±0.02 701-22+25±68 740
2-3j, 1b 200–300 1326±43±88 2500±80±170 17.0±8.4±3.8 3840-90+100±240 3859
300–400 737±35±49 1464-48+49±99 1.62±0.20±0.43 2200±60±140 2065
400–500 259-23+25±19 626-20+21±45 0.49±0.10±0.12 885-31+32±58 907
500 19.1-2.7+2.8±7.8 72.4±2.4±7.9 0.04±0.02±0.02 92±4±11 79
2-3j, 2b 200–300 201±15±13 322-28+31±25 1.34±0.62±0.47 524-32+35±35 463
300–400 83.8-9.1+9.6±9.1 188-17+18±15 0.26±0.07±0.07 272-19+21±20 304
400–500 31.8-4.0+4.1±6.7 80.4-7.1+7.7±6.6 0.02±0.01±0.01 112-8+9±10 120
500 2.16-0.66+0.67±0.88 9.3-0.8+0.9±1.1 <0.01 11.4±1.1±1.4 15
2-6j, 3b 200–300 232-16+17±15 57-13+17±7 2.20±0.70±0.80 291-21+24±19 297
300–400 81-11+12±6 33.6-7.8+9.9±4.3 0.26±0.08±0.08 115-14+16±8 76
400–500 10.7-2.0+2.1±2.3 11.4-2.7+3.4±1.5 <0.01 22.1-3.4+4.0±2.8 24
500 1.08±0.58±0.44 1.03-0.24+0.30±0.17 <0.01 2.11-0.62+0.65±0.48 0
4-6j, 0b 200–300 5660±90±370 8560±170±600 143±7±35 14360±190±890 15 047
300–400 2250±60±150 4790-90+100±350 24.3±2.6±6.2 7060±110±460 6939
400–500 428-30+32±28 1220±20±110 1.42±0.21±0.52 1650±40±130 1817
500 14.8±2.2±6.0 86±2±35 0.04±0.02±0.01 101±3±36 104
4-6j, 1b 200–300 2810±60±190 1880±80±130 63±15±19 4750±100±300 4736
300–400 937±36±63 1054-43+45±78 5.4±0.4±1.4 2000±60±130 2039
400–500 138-16+17±10 269±11±25 0.36±0.10±0.10 407-19+20±31 403
500 7.5±2.2±3.0 19.1±0.8±7.9 0.01±0.01±0.00 26.5±2.3±8.5 27
4-6j, 2b 200–300 1343-37+38±89 414-35+39±33 11.5±1.0±3.3 1770±50±110 1767
300–400 418-23+24±29 232-20+22±19 1.35±0.35±0.39 651-31+32±43 636
400–500 45.6-3.8+3.9±9.6 59.1-5.1+5.5±5.9 0.03±0.02±0.01 105-6+7±12 120
500 1.59±0.89±0.65 4.2±0.4±1.7 <0.01 5.8±1.0±1.9 7
Table 15.

Predictions and observations for the 12 search regions with 450HT<575Ge and Nj7. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
450HT<575Ge:
7j, 0b 200–300 149-16+17±13 169-27+31±34 11.5±0.8±3.0 329-31+36±38 354
300–400 38.9-5.6+5.8±8.2 64-10+12±17 1.24±0.42±0.32 104-12+13±20 110
400 1.28±0.82±0.52 8.8-1.4+1.6±3.8 0.03±0.02±0.01 10.1-1.6+1.8±3.8 10
7j, 1b 200–300 191-12+13±15 67-15+19±15 4.4±0.5±1.2 262-19+23±23 268
300–400 37.8-3.3+3.4±8.0 25.3-5.7+7.2±7.3 0.30±0.07±0.08 63-7+8±11 65
400 2.31±0.69±0.94 3.5-0.8+1.0±1.5 0.01±0.01±0.00 5.8-1.0+1.2±1.8 3
7j, 2b 200–300 173-11+12±13 19.9-4.5+5.7±5.2 1.24±0.18±0.33 194-12+13±15 197
300–400 26.8±2.6±5.7 7.6-1.7+2.2±2.4 0.09±0.04±0.03 34.6-3.1+3.4±6.3 44
400 1.40±0.44±0.57 1.02-0.23+0.29±0.46 <0.01 2.42-0.49+0.53±0.73 3
7j, 3b 200–300 55.4-4.7+4.8±7.3 2.3-0.5+0.7±1.1 0.15±0.06±0.06 57.8-4.7+4.8±7.4 37
300–400 6.4±1.2±1.5 0.86-0.20+0.25±0.46 0.01±0.01±0.00 7.3±1.2±1.6 9
400 0.06±0.01±0.03 0.12±0.03±0.06 <0.01 0.18-0.03+0.04±0.07 0
Table 16.

Predictions and observations for the 21 search regions with 575HT<1200Ge and 2Nj3. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
575HT<1200Ge:
2-3j, 0b 200–300 5270±60±370 11550±160±790 93±20±30 16900±200±1100 17 256
300–400 2560±50±180 7770-100+110±540 11.9±1.3±4.4 10340-110+120±680 10 145
400–500 1101-31+32±77 3900±50±280 1.33±0.24±0.41 5000±60±340 5021
500–600 502-23+24±35 2250±30±170 0.37±0.07±0.12 2760±40±200 2706
600–700 180-15+16±13 746±10±73 0.09±0.03±0.03 926-18+19±80 1066
700–800 52.1-6.5+7.3±5.5 256±3±36 0.01±0.01±0.00 308-7+8±38 347
800–900 17.7-2.3+2.6±2.2 107±1±20 <0.01 125±3±21 111
900–1000 6.0±0.9±1.3 39.4±0.5±8.5 0.01±0.01±0.00 45.4-1.0+1.1±8.7 39
1000–1100 3.3-1.0+1.1±1.0 13.3±0.2±3.9 <0.01 16.6±1.1±4.1 11
1100 0.31-0.08+0.09±0.12 2.5±0.0±1.1 <0.01 2.8±0.1±1.1 2
2-3j, 1b 200–300 826-26+27±54 1480-50+60±100 38±15±12 2340±60±140 2499
300–400 426-20+21±28 994-37+38±69 2.33±0.26±0.84 1422-42+43±90 1366
400–600 282-17+18±20 788-29+30±55 0.27±0.06±0.10 1071-34+35±69 1057
600–800 43.5-3.1+3.2±6.5 129±5±12 <0.01 172±6±15 225
800–1000 4.6±0.7±1.3 18.8±0.7±3.3 <0.01 23.4±1.0±3.6 22
1000 0.34±0.08±0.14 2.05±0.08±0.90 <0.01 2.38±0.11±0.91 1
2-3j, 2b 200–300 105.1-8.7+9.2±7.6 181-18+20±15 3.8±0.5±1.3 290-20+22±20 316
300–400 55.0-6.3+6.7±7.5 122-12+14±10 0.27±0.06±0.10 177-14+15±14 159
400–600 36.5-4.3+4.6±5.5 97-10+11±8 0.08±0.03±0.03 133-11+12±11 107
600–800 4.7±0.8±1.3 15.8-1.6+1.8±1.6 <0.01 20.6-1.8+1.9±2.2 21
800 0.59±0.19±0.24 2.56-0.26+0.29±0.45 <0.01 3.14-0.32+0.35±0.52 1
Table 17.

Predictions and observations for the 26 search regions with 575HT<1200Ge, and 2Nj6 and Nb3, or 4Nj6. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
575HT<1200Ge:
2-6j, 3b 200–300 299-16+17±22 73-13+15±10 6.2±0.4±2.1 379-21+22±28 345
300–400 100±10±7 43.5-7.4+8.8±6.2 0.68±0.09±0.24 144-12+14±11 132
400–600 32.5-5.6+6.3±2.5 31.2-5.3+6.3±4.4 0.08±0.03±0.03 63.8-7.7+8.9±5.8 48
600–800 3.16-0.90+0.95±0.68 5.4-0.9+1.1±0.8 <0.01 8.6-1.3+1.4±1.1 4
800 0.10±0.03±0.04 0.71-0.12+0.14±0.15 <0.01 0.81-0.12+0.15±0.16 0
4-6j, 0b 200–300 6280±70±420 9470±160±650 360±20±110 16100±180±1000 16 292
300–400 2700±50±180 5410±90±380 53±1±17 8160±100±520 8330
400–500 927-27+28±62 2420±40±180 7.7±0.4±2.4 3350±50±230 3576
500–600 324-16+17±22 1171-19+20±100 1.46±0.12±0.46 1500±30±110 1516
600–700 95.4-8.7+9.4±6.4 413±7±47 0.33±0.06±0.10 509-11+12±50 543
700–800 35.6-4.5+5.0±3.6 171±3±27 0.03±0.02±0.01 206-5+6±27 178
800–900 13.4-1.8+2.0±1.6 64±1±11 0.02±0.01±0.01 77±2±11 62
900–1000 4.39-0.73+0.78±0.93 23.6±0.4±5.3 <0.01 28.0-0.8+0.9±5.4 20
1000–1100 0.64±0.16±0.20 6.3±0.1±2.0 <0.01 6.9±0.2±2.0 3
1100 0.78±0.58±0.32 0.89-0.01+0.02±0.40 <0.01 1.68±0.58±0.52 1
4-6j, 1b 200–300 2900±50±200 2220-70+80±150 154±16±50 5270±90±330 5335
300–400 1066±29±74 1267-42+44±89 19.2±0.9±6.2 2350±50±150 2547
400–600 504-21+22±35 840-28+29±61 2.98±0.21±0.93 1347-35+36±88 1284
600–800 35.3-5.2+5.9±2.6 138±5±14 0.09±0.03±0.03 174-7+8±16 151
800–1000 3.89-0.77+0.83±0.82 19.3-0.6+0.7±4.3 0.01±0.01±0.00 23.2-1.0+1.1±4.5 18
1000 0.18±0.07±0.07 1.57±0.05±0.65 <0.01 1.75±0.09±0.65 1
4-6j, 2b 200–300 1500±30±100 473-33+36±36 42±2±13 2020±50±130 1968
300–400 508±20±35 270-19+20±21 4.9±0.3±1.6 783-28+29±50 788
400–600 167±12±12 179-13+14±14 0.57±0.08±0.18 346-17+18±23 354
600–800 11.9-1.2+1.3±2.5 29.5-2.1+2.2±3.5 0.02±0.01±0.01 41.4-2.4+2.6±4.6 37
800 0.91±0.23±0.37 4.4±0.3±1.8 <0.01 5.4±0.4±1.9 7
Table 18.

Predictions and observations for the 34 search regions with 575HT<1200Ge, and 7Nj9, or Nj10. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
575HT<1200Ge:
7-9j, 0b 200–300 589-26+27±39 573-43+47±64 90±10±28 1252-52+55±93 1340
300–400 265-18+19±18 279-21+23±42 14.9±0.5±4.7 559-28+29±51 581
400–600 92-9+10±6 159-12+13±28 2.72±0.18±0.85 253-15+16±30 243
600–800 8.6±1.2±1.8 22.8-1.7+1.9±6.4 0.10±0.03±0.03 31.6-2.1+2.2±6.8 32
800 0.51±0.16±0.21 3.0±0.2±1.3 <0.01 3.5±0.3±1.3 2
7-9j, 1b 200–300 733±21±52 278-25+28±33 48±3±16 1059-33+35±73 1052
300–400 252-12+13±18 135-12+14±21 7.7±0.4±2.5 395-17+19±32 387
400–600 71.3-6.5+6.9±5.2 77-7+8±14 1.36±0.13±0.45 150±10±16 131
600–800 4.26-0.71+0.73±0.90 11.0-1.0+1.1±3.1 0.03±0.02±0.01 15.3-1.2+1.3±3.3 20
800 0.11±0.04±0.05 1.48-0.13+0.15±0.63 <0.01 1.60-0.14+0.15±0.63 1
7-9j, 2b 200–300 675±20±51 82-7+8±10 20.9±3.0±6.7 777-21+22±56 750
300–400 211±11±16 39.8-3.6+4.0±6.4 2.42±0.19±0.79 253-11+12±19 259
400–600 55.4-5.2+5.5±4.2 22.7-2.1+2.3±4.2 0.50±0.07±0.16 78.6-5.6+5.9±6.6 72
600–800 3.00-0.62+0.63±0.64 3.25-0.30+0.32±0.93 0.01±0.01±0.01 6.3±0.7±1.2 7
800 0.27±0.20±0.11 0.44±0.04±0.19 <0.01 0.71±0.20±0.22 1
7-9j, 3b 200–300 185±8±18 11.3-1.0+1.1±1.9 3.6±0.2±1.2 200±8±18 184
300–400 52.0±3.8±5.0 5.5±0.5±1.2 0.72±0.12±0.26 58.3-3.8+3.9±5.3 59
400–600 13.6±1.8±1.3 3.13-0.29+0.31±0.82 0.05±0.02±0.02 16.8±1.8±1.6 14
600 0.49±0.21±0.20 0.51±0.05±0.21 <0.01 1.00±0.21±0.29 2
7-9j, 4b 200–300 38.8±3.1±7.4 2.01-0.18+0.20±0.71 0.55±0.08±0.19 41.3-3.1+3.2±7.4 38
300–400 14.5-1.9+2.0±2.8 0.98-0.09+0.10±0.43 0.06±0.02±0.02 15.6-1.9+2.0±2.8 16
400 3.75-0.97+0.98±0.70 0.65±0.06±0.35 <0.01 4.40-0.97+0.98±0.79 3
10j, 0b 200–300 11.5±1.6±1.0 4.4-0.3+0.4±2.3 3.1±0.8±1.1 19.0±1.8±2.8 27
300–500 5.6±1.0±0.5 3.0±0.2±1.7 0.55±0.08±0.20 9.1±1.0±1.8 4
500 0.30±0.11±0.12 0.44-0.03+0.04±0.24 0.02±0.01±0.01 0.76±0.11±0.27 3
10j, 1b 200–300 21.0±1.8±1.6 3.5±0.3±1.9 1.92±0.18±0.72 26.4±1.8±2.7 32
300–500 7.7±1.0±0.6 2.4±0.2±1.4 0.45±0.07±0.17 10.5±1.1±1.6 15
500 0.83-0.41+0.42±0.07 0.36-0.03+0.04±0.20 0.02±0.01±0.01 1.20-0.41+0.42±0.22 0
10j, 2b 200–300 21.8±1.8±1.6 1.05±0.10±0.66 0.64±0.08±0.24 23.5±1.8±1.8 26
300–500 8.8±1.2±0.6 0.69-0.06+0.07±0.45 0.16±0.04±0.06 9.6-1.2+1.3±0.8 9
500 0.22±0.13±0.02 0.10±0.01±0.06 <0.01 0.32±0.13±0.07 0
10j, 3b 200–300 9.9±1.3±1.2 0.25±0.02±0.20 0.29±0.05±0.12 10.4±1.3±1.2 14
300 1.59±0.50±0.18 0.19±0.02±0.16 0.02±0.01±0.01 1.80±0.50±0.25 2
10j, 4b 200 3.9±1.2±0.8 0.00-0.00+0.17±0.00 0.05±0.02±0.02 4.0±1.2±0.8 6
Table 19.

Predictions and observations for the 17 search regions with 1200HT<1500Ge and 2Nj3. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
1200HT<1500Ge:
2-3j, 0b 200–400 315±15±21 656-47+51±73 39±16±12 1009-52+55±85 1128
400–600 43.0-4.7+5.2±4.9 185-13+14±30 0.03±0.02±0.01 228-14+15±31 207
600–800 14.1-2.0+2.1±1.7 64±5±17 <0.01 78±5±17 83
800–1000 6.4-1.0+1.1±1.3 32.5-2.3+2.5±7.6 <0.01 38.9-2.5+2.7±7.8 36
1000–1200 3.23-0.59+0.61±0.99 17.5±1.3±5.2 <0.01 20.7-1.4+1.5±5.3 19
1200 0.87-0.13+0.14±0.35 6.0-0.4+0.5±2.6 <0.01 6.9±0.5±2.6 4
2-3j, 1b 200–400 61.5-6.5+7.2±4.2 78-16+19±10 9.7±0.7±3.0 149-17+21±12 157
400–600 10.1±1.4±1.0 21.9-4.4+5.4±3.8 0.03±0.02±0.01 32.0-4.6+5.6±4.1 27
600–800 2.36-0.35+0.36±0.41 7.5-1.5+1.9±2.0 <0.01 9.8-1.6+1.9±2.1 9
800–1000 0.78-0.15+0.16±0.19 3.84-0.78+0.95±0.93 <0.01 4.62-0.79+0.97±0.96 6
1000–1200 0.43±0.08±0.14 2.13-0.43+0.53±0.64 <0.01 2.56-0.44+0.54±0.66 2
1200 0.14-0.04+0.05±0.06 0.71-0.14+0.18±0.31 <0.01 0.86-0.15+0.18±0.31 0
2-3j, 2b 200–400 4.8-1.6+2.0±0.3 11-6+11±2 1.38±0.13±0.43 18-6+11±2 18
400–600 0.61-0.25+0.30±0.07 3.2-1.7+3.1±0.7 <0.01 3.8-1.8+3.1±0.7 5
600–800 0.21-0.09+0.11±0.04 1.1-0.6+1.1±0.4 <0.01 1.3-0.6+1.1±0.4 2
800–1000 0.07-0.03+0.04±0.02 0.56-0.31+0.55±0.18 <0.01 0.63-0.31+0.55±0.18 1
1000 0.03±0.02±0.01 0.42-0.23+0.41±0.18 <0.01 0.46-0.23+0.41±0.18 1
Table 20.

Predictions and observations for the 20 search regions with 1200HT<1500Ge, and 2Nj6 and Nb3, or 4Nj6. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
1200HT<1500Ge:
2-6j, 3b 200–400 22.6-4.2+4.7±1.8 0.0-0.0+6.6±0.0 4.4±0.2±1.5 27.0-4.2+8.1±2.4 25
400–600 1.58-0.48+0.51±0.34 0.0-0.0+1.6±0.0 0.02±0.01±0.01 1.6-0.5+1.7±0.3 3
600 0.47-0.26+0.27±0.19 0.00-0.00+0.94±0.00 <0.01 0.47-0.26+0.98±0.19 4
4-6j, 0b 200–400 606-20+21±41 909-59+63±90 208±12±64 1720-60+70±130 1768
400–600 84.3-6.9+7.4±5.8 234-15+16±34 0.88±0.09±0.27 319-17+18±36 301
600–800 21.1-2.9+3.2±2.3 75±5±17 0.06±0.02±0.02 96±6±17 99
800–1000 7.6-1.1+1.2±1.1 35.2-2.3+2.4±8.0 0.01±0.01±0.00 42.7-2.5+2.7±8.2 41
1000–1200 2.23-0.33+0.36±0.61 14.1-0.9+1.0±4.2 <0.01 16.3±1.0±4.2 15
1200 0.47-0.09+0.10±0.19 3.0±0.2±1.3 <0.01 3.5±0.2±1.3 5
4-6j, 1b 200–400 278-14+15±20 254-30+33±28 97±2±30 629-33+36±50 579
400–600 30.3-3.7+4.0±2.7 65-8+9±10 0.33±0.06±0.10 96-8+9±11 79
600–800 8.2-1.3+1.4±1.0 21.0-2.5+2.8±4.8 0.02±0.01±0.01 29.2-2.8+3.1±5.0 16
800–1000 2.36-0.54+0.56±0.50 9.8-1.1+1.3±2.3 0.01±0.01±0.00 12.2-1.3+1.4±2.4 9
1000–1200 1.00±0.24±0.31 4.0±0.5±1.2 <0.01 5.0-0.5+0.6±1.2 6
1200 0.07±0.02±0.03 0.86-0.10+0.11±0.37 <0.01 0.92-0.10+0.11±0.37 1
4-6j, 2b 200–400 120.4-8.7+9.1±9.8 45-13+18±5 26.0±0.6±8.1 191-16+20±15 194
400–600 11.9±1.4±1.5 11.5-3.4+4.6±1.8 0.11±0.03±0.04 23.4-3.7+4.8±2.6 27
600–800 3.49±0.83±0.75 3.7-1.1+1.5±1.0 <0.01 7.2-1.4+1.7±1.3 7
800–1000 0.66±0.16±0.20 1.73-0.51+0.69±0.48 <0.01 2.38-0.54+0.71±0.53 3
1000 0.15±0.04±0.06 0.84-0.25+0.34±0.36 <0.01 1.00-0.25+0.34±0.36 0
Table 21.

Predictions and observations for the 31 search regions with 1200HT<1500Ge, and 7Nj9, or Nj10. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
1200HT<1500Ge:
7-9j, 0b 200–400 120.4-9.2+9.8±9.0 108-21+26±21 91±3±29 319-24+28±38 379
400–600 16.5-1.8+1.9±2.0 25.8-5.1+6.3±5.7 0.80±0.09±0.25 43.1-5.4+6.5±6.3 45
600–800 2.94±0.42±0.63 8.6-1.7+2.1±2.1 0.06±0.02±0.02 11.6-1.8+2.1±2.2 17
800–1000 0.77-0.13+0.14±0.24 2.90-0.58+0.70±1.00 0.01±0.01±0.00 3.7-0.6+0.7±1.0 3
1000 0.11±0.03±0.05 1.09-0.22+0.26±0.50 <0.01 1.21-0.22+0.27±0.50 0
7-9j, 1b 200–400 133.8-7.7+8.0±9.8 36-10+13±8 58±2±18 228-13+15±23 247
400–600 16.6-2.7+2.9±1.3 8.7-2.4+3.2±2.1 0.46±0.07±0.14 25.8-3.6+4.3±2.7 23
600–800 1.83-0.41+0.43±0.28 2.9-0.8+1.1±0.8 0.03±0.02±0.01 4.8-0.9+1.1±0.8 7
800–1000 0.65-0.23+0.24±0.18 0.95-0.26+0.34±0.34 0.02±0.01±0.01 1.62-0.35+0.42±0.39 2
1000 0.22±0.19±0.09 0.36-0.10+0.13±0.17 <0.01 0.58-0.21+0.23±0.19 0
7-9j, 2b 200–400 124.0-7.4+7.6±9.1 9.9-2.7+3.6±2.5 21.4±0.5±6.9 155±8±12 162
400–600 15.0-2.6+2.8±1.3 2.41-0.66+0.87±0.67 0.12±0.03±0.04 17.5-2.7+3.0±1.5 18
600–800 2.47-0.76+0.78±0.53 0.81-0.22+0.29±0.26 0.01±0.01±0.00 3.29-0.79+0.83±0.60 1
800 0.24±0.11±0.10 0.36-0.10+0.13±0.16 <0.01 0.60-0.15+0.17±0.19 1
7-9j, 3b 200–400 30.0±2.6±3.2 1.89-0.52+0.68±0.64 5.0±0.3±1.8 36.9-2.6+2.7±3.8 46
400–600 4.1-1.0+1.1±0.6 0.45-0.12+0.16±0.18 0.02±0.01±0.01 4.6-1.0+1.1±0.6 2
600 0.92-0.49+0.50±0.38 0.23-0.06+0.08±0.11 <0.01 1.15±0.50±0.40 1
7-9j, 4b 200–400 9.1±1.6±1.8 0.26-0.07+0.10±0.23 0.88±0.10±0.32 10.3±1.6±1.9 9
400 0.44-0.23+0.24±0.08 0.10-0.03+0.04±0.09 <0.01 0.53±0.24±0.12 0
10j, 0b 200–400 7.7-1.1+1.2±0.8 2.7-0.5+0.6±2.8 8.3±0.9±3.0 18.7-1.5+1.6±4.1 17
400–600 1.00±0.32±0.22 0.56-0.11+0.13±0.62 0.11±0.03±0.04 1.66-0.34+0.35±0.66 1
600 0.10-0.04+0.35±0.04 0.14-0.03+0.08±0.14 0.01±0.01±0.00 0.24-0.05+0.36±0.15 0
10j, 1b 200–400 15.2±1.8±1.4 1.1-0.3+0.4±1.2 5.3±0.2±1.9 21.6-1.8+1.9±2.7 22
400–600 1.27-0.36+0.38±0.11 0.22-0.06+0.08±0.26 0.05±0.02±0.02 1.55-0.37+0.39±0.29 6
600 0.03±0.02±0.01 0.05-0.01+0.10±0.05 <0.01 0.07-0.02+0.11±0.05 0
10j, 2b 200–400 16.9±1.8±1.5 0.44-0.12+0.16±0.50 2.7±0.2±1.0 20.1±1.8±1.9 16
400–600 2.62-0.68+0.71±0.30 0.09±0.03±0.11 0.01±0.01±0.00 2.73-0.68+0.71±0.32 2
600 0.23±0.15±0.10 0.02-0.01+0.08±0.02 <0.01 0.25-0.15+0.17±0.10 0
10j, 3b 200–400 5.58-0.85+0.86±0.61 0.12-0.03+0.11±0.16 1.04±0.10±0.42 6.74-0.86+0.87±0.76 6
400 0.51±0.22±0.06 0.03-0.01+0.11±0.04 <0.01 0.54-0.22+0.25±0.08 0
10j, 4b 200 2.59±0.82±0.62 0.10-0.03+0.13±0.13 0.31±0.06±0.13 3.00-0.82+0.83±0.65 7
Table 22.

Predictions and observations for the 30 search regions with HT1500Ge, and 2Nj3, 2Nj6 and Nb3, or 4Nj6. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
HT1500Ge:
2-3j, 0b 400–600 27.2-3.9+4.4±2.5 150-13+14±19 0.16±0.04±0.05 177-13+15±20 125
600–800 7.8-1.2+1.4±0.8 38.7-3.3+3.6±8.4 <0.01 46.5-3.6+3.9±8.6 37
800–1000 2.29-0.34+0.39±0.35 17.2-1.5+1.6±3.4 <0.01 19.5-1.5+1.7±3.4 19
1000–1200 1.20-0.19+0.21±0.26 9.0±0.8±1.8 <0.01 10.2-0.8+0.9±1.9 14
1200–1400 0.80-0.14+0.16±0.22 4.9-0.4+0.5±1.3 <0.01 5.7-0.4+0.5±1.4 4
1400–1800 0.43-0.08+0.09±0.15 2.80-0.24+0.26±0.98 <0.01 3.23-0.26+0.28±0.99 3
1800 0.05±0.02±0.02 0.41-0.03+0.04±0.19 <0.01 0.46±0.04±0.19 0
2-3j, 1b 400–600 5.2-1.0+1.1±0.6 13.4-3.7+4.9±1.9 0.09±0.03±0.03 18.7-3.8+5.0±2.1 23
600–800 1.52-0.41+0.43±0.27 3.5-1.0+1.3±1.0 <0.01 5.0-1.0+1.3±1.0 3
800–1000 0.38±0.09±0.10 1.53-0.42+0.55±0.35 <0.01 1.90-0.43+0.56±0.37 3
1000–1200 0.10±0.03±0.03 0.81-0.22+0.29±0.24 <0.01 0.91-0.22+0.29±0.24 4
1200 0.19±0.06±0.08 0.73-0.20+0.26±0.31 <0.01 0.92-0.21+0.27±0.32 0
2-3j, 2b 400 0.63-0.36+0.49±0.26 0.0-0.0+3.0±0.0 <0.01 0.6-0.4+3.0±0.3 2
2-6j, 3b 400–600 1.72-0.68+0.73±0.42 1.1-0.9+2.4±0.3 0.03±0.02±0.01 2.8-1.1+2.5±0.6 1
600 0.37-0.18+0.19±0.16 0.5-0.4+1.2±0.2 <0.01 0.9-0.5+1.2±0.2 0
4-6j, 0b 400–600 46.4-5.1+5.6±3.6 176-14+15±23 1.62±0.13±0.46 224-15+16±24 207
600–800 10.6-1.9+2.3±1.2 45.5-3.7+4.0±9.9 0.07±0.03±0.02 56-4+5±10 62
800–1000 4.5-1.0+1.1±0.5 20.3-1.6+1.8±3.9 <0.01 24.8-1.9+2.1±4.1 31
1000–1200 1.35-0.26+0.30±0.24 10.6±0.9±2.1 <0.01 11.9-0.9+1.0±2.2 12
1200–1400 0.89-0.25+0.27±0.23 5.7±0.5±1.5 <0.01 6.6-0.5+0.6±1.6 9
1400–1600 0.20±0.05±0.07 2.64-0.21+0.23±0.92 <0.01 2.84-0.22+0.24±0.92 3
1600 0.09±0.03±0.04 1.18±0.10±0.51 <0.01 1.27-0.10+0.11±0.51 2
4-6j, 1b 400–600 21.0-3.3+3.7±2.0 32.6-5.8+7.0±5.5 0.81±0.09±0.23 54.5-6.7+7.9±6.3 72
600–800 4.79-0.83+0.91±0.62 8.4-1.5+1.8±2.3 0.02±0.01±0.01 13.2-1.7+2.0±2.5 20
800–1000 1.27-0.24+0.26±0.27 3.71-0.66+0.79±0.92 0.03±0.02±0.01 5.01-0.71+0.84±0.97 8
1000–1400 0.89-0.20+0.21±0.28 3.00-0.54+0.64±0.93 <0.01 3.89-0.57+0.68±0.98 6
1400 0.40-0.33+0.34±0.16 0.72-0.13+0.15±0.31 <0.01 1.12-0.36+0.37±0.36 3
4-6j, 2b 400–600 7.2-1.1+1.2±1.1 4.3-1.9+2.9±1.4 0.17±0.04±0.05 11.7-2.2+3.2±1.9 11
600–800 1.66-0.40+0.41±0.46 1.12-0.48+0.76±0.55 0.01±0.01±0.00 2.79-0.63+0.86±0.73 3
800 0.32±0.13±0.13 0.99-0.43+0.67±0.52 <0.01 1.31-0.45+0.68±0.54 4
Table 23.

Predictions and observations for the 21 search regions with HT1500Ge, and 7Nj9, or Nj10. For each of the background predictions, the first uncertainty listed is statistical (from the limited size of data control samples and Monte Carlo samples), and the second is systematic

Nj, Nb MT2 (Ge) Lost lepton Zνν¯ Multijet Total background Data
HT1500Ge:
7-9j, 0b 400–600 14.3-1.7+1.8±1.7 32.3-6.2+7.5±4.3 1.50±0.13±0.44 48.1-6.4+7.7±5.0 36
600–800 3.77-0.55+0.56±0.69 8.3-1.6+1.9±2.2 0.18±0.04±0.05 12.3-1.7+2.0±2.3 9
800–1000 1.16-0.17+0.18±0.30 3.70-0.71+0.86±0.83 0.01±0.01±0.00 4.86-0.73+0.88±0.90 6
1000–1400 0.58±0.11±0.19 2.96-0.57+0.69±0.86 0.01±0.01±0.00 3.55-0.58+0.69±0.89 4
1400 0.05±0.01±0.02 0.71-0.14+0.17±0.30 <0.01 0.76-0.14+0.17±0.30 2
7-9j, 1b 400–600 12.8-2.3+2.5±1.6 9.2-3.0+4.2±1.4 0.82±0.09±0.24 22.9-3.8+4.9±2.3 25
600–800 3.49-0.89+0.94±0.76 2.4-0.8+1.1±1.0 0.06±0.02±0.02 5.9-1.2+1.4±1.2 7
800 1.09-0.32+0.34±0.45 2.10-0.69+0.96±0.93 <0.01 3.2-0.8+1.0±1.0 2
7-9j, 2b 400–600 8.1-1.6+1.8±1.0 2.4-0.8+1.1±0.4 0.35±0.06±0.10 10.9-1.8+2.1±1.2 10
600–800 1.78-0.52+0.54±0.40 0.62-0.20+0.28±0.25 0.02±0.01±0.01 2.41-0.56+0.61±0.49 5
800 0.40-0.18+0.19±0.17 0.55-0.18+0.25±0.25 0.01±0.01±0.00 0.96-0.26+0.31±0.30 0
7-9j, 3b 400–800 2.40-0.72+0.74±0.29 0.32-0.10+0.15±0.12 0.10±0.03±0.03 2.82-0.72+0.76±0.32 2
800 0.16±0.09±0.07 0.08-0.03+0.04±0.04 <0.01 0.24±0.09±0.08 0
7-9j, 4b 400 0.52-0.22+0.23±0.08 0.07-0.02+0.03±0.06 0.02±0.01±0.01 0.61-0.22+0.23±0.10 1
10j, 0b 400–800 1.41±0.38±0.33 1.52-0.29+0.35±0.34 0.23±0.05±0.08 3.17-0.48+0.52±0.49 11
800 0.05±0.02±0.02 0.37-0.07+0.09±0.17 0.01±0.01±0.00 0.43-0.08+0.09±0.17 0
10j, 1b 400–800 2.16-0.69+0.71±0.25 0.56-0.18+0.25±0.16 0.14±0.04±0.05 2.85-0.71+0.76±0.31 3
800 0.55±0.30±0.22 0.13-0.04+0.06±0.07 <0.01 0.68-0.30+0.31±0.23 0
10j, 2b 400 1.98-0.67+0.69±0.24 0.30-0.10+0.14±0.12 0.05±0.02±0.02 2.33-0.68+0.70±0.28 0
10j, 3b 400 0.77±0.35±0.09 0.00-0.00+0.45±0.00 0.05±0.03±0.02 0.82-0.35+0.57±0.09 1
10j, 4b 400 0.09±0.05±0.01 0.00-0.00+0.45±0.00 <0.01 0.09-0.05+0.45±0.01 0

Search for disappearing tracks

In the following, the selected disappearing tracks are called short tracks (STs). We also define short track candidates (STCs) as disappearing tracks that are required to satisfy relaxed selection criteria on the track quality and isolation compared to an ST, but not the tight ones required for STs. Both STs and STCs are required to have no measurement points in at least two of the outermost layers of the tracker and no associated energy deposits in the calorimeter.

We select events with at least one ST and at least two jets, and we categorize them by the values of Nj and HT. Disappearing tracks are categorized according to their length and pT, in order to maximize the sensitivity to a range of lifetimes of potential BSM long-lived charged particles, and to distinguish tracks reconstructed with different precision. Two bins of pT are defined as:

  • 15<pT<50Ge,

  • pT>50Ge.

Additionally, four track length categories are defined, depending on the number of layers of the tracking detector with a measurement:

  • pixel tracks (P), having at least three layers with a measurement in the pixel tracking detector, and none in the strip tracking detector,

  • medium length tracks (M), having less than seven layers with a measurement, and at least one outside of the pixel tracking detector,

  • long tracks (L), having at least seven layers with a measurement.

For 2017–2018 data, we further split the P tracks into two categories:

  • pixel tracks having three layers with a measurement (P3),

  • pixel tracks having at least four layers with a measurement (P4).

For long (L) tracks, no categorization in bins of pT is applied.

The full track selection requirements for both STs and STCs are listed in Table 11 of Appendix A, together with the track length categories they belong to. For signal STs, the track reconstruction and selection efficiency ranges from 50 to 65%, depending on the track length and the data taking period.

Table 11.

Selection requirements for STs and STCs. For the subset of medium (M) length tracks that have just four tracking layers with a measurement, the minimum required number of layers of the pixel tracking detector with a measurement is three (). The selected tracks are required to not overlap with identified leptons. For this selection, all electrons and muons are considered, either identified as PF candidates or not. The selected tracks are as well required to not be identified as PF candidates, and to not overlap with other tracks with pT>15Ge, even if those tracks are not associated with PF candidates. The factor by which the selection requirement is relaxed in order to select short track candidates is also reported. If no factor is reported, the requirement is not relaxed for the selection of short track candidates

Observable Selection Track length STC factor
pT (Ge) >15 All
|η| <2.4 and not 1.38<|η|<1.6 All
σ(pT) / pT2 (Ge -1) <0.2; <0.02; <0.005 P; M; L 3
dxy (from primary vertex) [cm] <0.02 ( <0.01 ) P ( M, L ) 3
dz (from primary vertex) [cm] <0.05 All 3
Neutral isolation (ΔR<0.05) (Ge) <10 All 6
Neutral isolation / pT <0.1 All 6
Isolation (ΔR<0.3) (Ge) <10 All 6
Isolation / pT <0.2 All 6
Number of pixel layers 3 ( 2 ) P, M ( M, L )
Number of tracker layers 3; <7; 7 P; M; L
Number of lost inner hits =0 All
Number of lost outer hits 2 M, L
Is a PF candidate? No All
PF lepton veto (ΔR<0.1) Yes All
Lepton veto (ΔR<0.2) Yes All
Track veto (ΔR<0.1) Yes All
Bad calorimeter module veto Yes All
MT (track, pTmiss) (Ge) >100, if pT<150Ge L

The 68 search regions (28 used for the categorization of the 2016 data set, and 40 for the 2017–2018 data set) are summarized in Tables 24 and 25 in Appendix B.2.

Table 24.

Summary of the 28 signal regions of the search for disappearing tracks, for the 2016 data set, together with the corresponding background predictions and observations. For the background predictions, the first uncertainty listed is statistical (from the limited size of control samples), and the second is systematic. The systematic uncertainty is not shown when it is negligible

Track length Nj HT range (Ge) Track pT (Ge) Label Background Data
P 2–3 [ 250, 450 ) [ 15, 50 ) P LL lo 15.5-2.7+3.0±3.2 16
[ 50, ) P LL hi 9.8-2.2+2.6±2.5 3
[ 450, 1200 ) [ 15, 50 ) P LM lo 4.2-0.9+1.0±1.2 2
[ 50, ) P LM hi 2.02-0.55+0.66±0.63 1
[ 1200, ) [ 15, 50 ) P LH lo 0.19-0.13+0.26±0.13 0
[ 50, ) P LH hi 0.06-0.05+0.14±0.03 0
4 [ 250, 450 ) [ 15, 50 ) P HL lo 3.3-0.6+0.7±1.4 1
[ 50, ) P HL hi 1.98-0.38+0.43±0.57 1
[ 450, 1200 ) [ 15, 50 ) P HM lo 4.7-0.7+0.8±1.9 6
[ 50, ) P HM hi 2.37-0.44+0.50±0.55 1
[ 1200, ) [ 15, 50 ) P HH lo 0.43-0.17+0.24±0.27 0
[ 50, ) P HH hi 0.17-0.07+0.10±0.04 0
M 2–3 [ 250, 450 ) [ 15, 50 ) M LL lo 3.9-1.2+1.5±1.3 3
[ 50, ) M LL hi 14-3.2+3.7±4.0 8
[ 450, 1200 ) [ 15, 50 ) M LM lo 2.1-0.71+0.89±1.1 3
[ 50, ) M LM hi 0.68-0.45+0.90±0.35 4
[ 1200, ) [ 15, 50 ) M LH lo 0.0-0.0+0.25±0.0 0
[ 50, ) M LH hi 0.0-0.0+0.7 0
4 [ 250, 450 ) [ 15, 50 ) M HL lo 1.8-0.5+0.6±0.9 0
[ 50, ) M HL hi 2.1-0.6+0.8 -2.1+2.3 2
[ 450, 1200 ) [ 15, 50 ) M HM lo 2.2-0.6+0.7±1.3 1
[ 50, ) M HM hi 2.9-0.8+0.9±2.3 0
[ 1200, ) [ 15, 50 ) M HH lo 0.23-0.13+0.23±0.11 0
[ 50, ) M HH hi 0.30-0.20+0.40±0.29 1
L 2–3 [ 250, 1200 ) [ 15, ) L LLM 0.046-0.034+0.050 -0.046+0.057 0
[ 1200, ) [ 15, ) L LH 0.015-0.015+0.036 -0.015+0.022 0
4 [ 250, 1200 ) [ 15, ) L HLM 0.092-0.085+0.136 -0.092+0.130 0
[ 1200, ) [ 15, ) L HH 0.0-0.0+0.1 0
Table 25.

Summary of the 24 signal regions of the search for disappearing tracks for pixel tracks, for the 2017–2018 data set, together with the corresponding background predictions and observations. For the background predictions, the first uncertainty listed is statistical (from the limited size of control samples), and the second is systematic. The systematic uncertainty is not shown when it is negligible

Track length Nj HT range (Ge) Track pT (Ge) Label Background Data
P3 2–3 [ 250, 450 ) [ 15, 50 ) P3 LL lo 78-9+9±34 73
[ 50, ) P3 LL hi 43.9-6.2+6.7±8.1 41
[ 450, 1200 ) [ 15, 50 ) P3 LM lo 30-5+5±16 21
[ 50, ) P3 LM hi 13-3+3±13 16
[ 1200, ) [ 15, 50 ) P3 LH lo 0.0-0.0+1.0 1
[ 50, ) P3 LH hi 0.43-0.36+0.98±0.34 0
4 [ 250, 450 ) [ 15, 50 ) P3 HL lo 25.8-3.4+3.8±7.9 17
[ 50, ) P3 HL hi 10.8-1.8+2.1±3.5 7
[ 450, 1200 ) [ 15, 50 ) P3 HM lo 28.9-3.7+4.0±5.7 37
[ 50, ) P3 HM hi 12.3-1.9+2.2±6.8 11
[ 1200, ) [ 15, 50 ) P3 HH lo 3.1-1.1+1.5±0.5 5
[ 50, ) P3 HH hi 0.49-0.32+0.65±0.12 3
P4 2–3 [ 250, 450 ) [ 15, 50 ) P4 LL lo 24-5+5±11 10
[ 50, ) P4 LL hi 4.1-1.5+1.9±3.7 0
[ 450, 1200 ) [ 15, 50 ) P4 LM lo 8.7-2.2+2.7±4.6 8
[ 50, ) P4 LM hi 1.1-0.5+0.7 -1.1+1.4 0
[ 1200, ) [ 15, 50 ) P4 LH lo 0.40-0.33+0.91±0.40 0
[ 50, ) P4 LH hi 0.0-0.0+0.39 0
4 [ 250, 450 ) [ 15, 50 ) P4 HL lo 6.3-1.3+1.6±2.2 7
[ 50, ) P4 HL hi 0.62-0.25+0.35±0.43 0
[ 450, 1200 ) [ 15, 50 ) P4 HM lo 6.9-1.4+1.6±6.2 2
[ 50, ) P4 HM hi 1.32-0.43+0.54±0.63 2
[ 1200, ) [ 15, 50 ) P4 HH lo 0.42-0.28+0.56±0.12 0
[ 50, ) P4 HH hi 0.08-0.07+0.18±0.03 0

Monte Carlo simulation

The MC simulation is used to design the search, to help estimate SM backgrounds, and to evaluate the sensitivity to simplified models of BSM physics.

The main background samples (Z+jets, W+jets, tt¯+jets, and multijet), as well as BSM signal samples, are generated at leading order (LO) precision with the MadGraph 5_amc@nlo  2 (2.2.2, or 2.4.2) generator [110]. Up to four, three, or two additional partons are considered in the matrix element calculations for the generation of the V+jets  (V=W,Z), tt¯+jets, and signal samples, respectively. Other background processes are also considered: tt¯V samples with up to two additional partons in the matrix element calculations are generated at LO precision with the MadGraph 5_amc@nlo  2 generator, while single top quark samples are generated at next-to-leading order (NLO) precision with the MadGraph 5_amc@nlo  2 or powheg  (v1.0, or v2.0) [111115] generators. Finally, contributions from rarer processes such as diboson, triboson, and four top quark production, are also considered and found to be negligible. The expected yields of all samples are normalized using the most precise available cross section calculations, typically corresponding to NLO or next-to-NLO (NNLO) accuracy [110, 113, 115119].

The detector response of SM samples and 2016 signal samples containing long-lived objects is modeled with the Geant4 [120] program, while the CMS fast simulation framework [121, 122] is used for other signal samples, and uncertainties are derived to account for the potential mismodeling of the event kinematics.

For all simulated samples, generators are interfaced with pythia  8.2 (8.205, 8.212, 8.226, or 8.230) [123] for fragmentation and parton showering. For samples simulated at LO (NLO) precision, the MLM [124] (FxFx [125]) prescription is used to match partons from the matrix element calculation to those from the parton showers. The CUETP8M1 [126] pythia  8.2 tune is used for the 2016 SM background and signal samples. For 2017 and 2018, the CP5 and CP2 tunes [127] are used for the SM background and signal samples, respectively. The NNPDF2.3LO (NNPDF2.3NLO) [128] parton distribution functions (PDFs) are used to generate the 2016 LO (NLO) samples, while the NNPDF3.1LO (NNPDF3.1NNLO) [129] PDFs are used for the 2017 and 2018 samples.

The output of the detector simulation is processed using the same chain of reconstruction algorithms as for collision data.

To improve on the MadGraph 5_amc@nlo modeling of the multiplicity of additional jets from initial-state radiation (ISR) in the 2016 sample, MadGraph 5_amc@nlo  t t¯ MC events are weighted based on the number of ISR jets (NjISR) so as to make the jet multiplicity agree with data. The same reweighting procedure is applied to BSM MC events. The weighting factors are obtained from a control region enriched in t t¯, defined as events with two leptons and exactly two b-tagged jets, and vary between 0.92 for NjISR=1 and 0.51 for NjISR6. We take one half of the deviation from unity as the systematic uncertainty in these reweighting factors, to cover for the experimental uncertainties in their derivation and for differences between t t¯ and BSM production. Owing to a better tuning of the MC generators, this reweighting procedure is not necessary for 2017 and 2018 MadGraph 5_amc@nlo  t t¯ MC samples, while it is still applied to BSM MC events.

To improve the modeling of the flavor of additional jets, the simulation of t t¯ and tt¯V events is corrected to account for the measured ratio of tt¯bb¯/tt¯jj cross sections reported in Ref. [130]. Specifically, simulated t t¯ and tt¯V events with two b quarks not originating from top quark decay are weighted to account for the CMS measurement of the ratio of cross sections σ(tt¯bb¯)/σ(tt¯jj), which was found to be a factor of 1.7±0.5 larger than the MC prediction [130].

Background estimation

Inclusive MT2 search

The backgrounds in jets-plus-pTmiss final states arise from three categories of SM processes.

  • The lost-lepton (LL) background: events with a lepton from a W boson decay where the lepton is either out of acceptance, not reconstructed, not identified, or not isolated. This background originates mostly from W+jets and tt¯+jets events, with smaller contributions from more rare processes, such as diboson or tt¯V production.

  • The irreducible background: Z+jets events, where the Z boson decays to neutrinos. This background is the most difficult to distinguish from the final states arising from potential signals. It is a major background in nearly all search regions, its importance decreasing with increasing Nb.

  • The instrumental background: mostly multijet events with no genuine pTmiss. These events enter a search region due to either significant jet momentum mismeasurements or sources of anomalous noise. This is a subdominant background compared to others, after events are selected, as described in Sect. 3.1.

The backgrounds are estimated from data control regions. In the presence of BSM physics, these control regions could be affected by signal contamination. Although the expected signal contamination is typically negligible, its potential impact is accounted for in the interpretation of the results, as further described in Sect. 6.

Estimation of the background from events with leptonic W boson decays

The LL background is estimated from control regions with exactly one lepton candidate (e or μ) selected using the same triggers and preselection criteria used for the signal regions, with the exception of the lepton veto, which is inverted. The transverse mass MT determined using the lepton candidate and the pTmiss is required to satisfy MT<100Ge, in order to suppress the potential signal contamination of the control regions. Selected events are binned according to the same criteria as the search regions. The background in each signal bin, NLLSR, is obtained by scaling the number of events in the control region, N1CR, using transfer factors RMC0/1, as detailed below:

  • For events with Nj=1:
    NLLSRpTjet,Nb=N1CRpTjet,NbRMC0/1pTjet,Nb. 2
  • For events with Nj2:
    NLLSRΩ,MT2=N1CRΩ,MT2×RMC0/1Ω,MT2kLLMT2|Ω, 3
    where:
    ΩHT,Nj,Nb. 4

The single-lepton control regions have 1–2 times as many events as the corresponding signal regions. The factor RMC0/1 accounts for lepton acceptance and efficiency, as well as the expected contribution from the decay of W bosons to hadrons through an intermediate τ lepton. It is obtained from MC simulation, and corrected for the measured differences in the lepton efficiencies between data and simulation.

For events with Nj2, the factor kLL is one, except at high MT2 values, where the single-lepton control sample has insufficient data to allow N1CR to be measured in each (HT, Nj, Nb, MT2) bin. In such cases, N1CR is integrated over the remaining MT2 bins of the same (HT, Nj, Nb) region, and the distribution in MT2 across these bins is taken from simulation and applied through the factor kLL.

The MC modeling of MT2 is checked in data, in single-lepton events with either Nb=0 or Nb1, as shown in the left and right panels of Fig. 1, respectively. The predicted distributions in the comparison are obtained by summing all the relevant regions, after normalizing MC event yields to data and distributing events among the MT2 bins according to the expectation from simulation.

Fig. 1.

Fig. 1

Distributions of the MT2 variable in data and simulation for the single-lepton control region, after normalizing the simulation to data in bins of HT, Nj, and Nb, for events with no b-tagged jets (left), and events with at least one b-tagged jet (right). The hatched bands on the top panels show the MC statistical uncertainty, while the solid gray bands in the ratio plots show the systematic uncertainty in the MT2 shape. The bins have different widths, denoted by the horizontal bars

Uncertainties arising from the limited size of the control samples and from theoretical and experimental considerations are evaluated and propagated to the final estimate. The dominant uncertainty in RMC0/1 is due to the modeling of the lepton efficiency (for electrons, muons, and hadronically decaying τ leptons) and jet energy scale (JES), and is of order 15–20%. The uncertainty in the MT2 extrapolation via kLL, which is as large as 40%, arises primarily from the JES, the relative fractions of W+jets and tt¯+jets events, and the choice of the renormalization (μR) and factorization (μF) scales used in the event generation.

The uncertainties in the LL background prediction are summarized in Table 2 together with their typical size ranges across the search bins.

Table 2.

Summary of systematic uncertainties in the lost-lepton background prediction, together with their typical size ranges across the search bins

Source Range (%)
Limited size of data control samples 5–100
Limited size of MC samples 0–50
e/μ efficiency 0–10
τ efficiency 0–3
b tagging efficiency 0–3
Jet energy scale 0–5
MTlepton,pTmiss selection efficiency 0–3
MT2 shape uncertainty (if kLL1) 0–40
μR and μF variation 0–5
tt¯bb¯/tt¯jj weight 0–25

Estimation of the background from Z(νν¯)+jets

The Zνν¯ background is estimated from a Z+- (=e,μ) control sample selected using dilepton triggers. The trigger efficiency, measured from a sample of events in data with large HT, is found to be greater than 97% in the selected kinematic range.

The leptons in the control sample are required to be of the same flavor and have opposite charge. The pT of the leading and trailing leptons must be at least 100 and 30Ge, respectively. Finally, the invariant mass of the lepton pair must be within 20Ge of the Z boson mass.

After requiring that the pT of the dilepton system is at least 200Ge (corresponding to the MT2>200Ge requirement), the preselection requirements are applied based on kinematic variables recalculated after removing the dilepton system from the event to replicate the Zνν¯ kinematic properties. For events with Nj=1, one control region is defined for each bin of jet pT. For events with at least two jets, the selected events are binned in HT, Nj, and Nb, but not in MT2, to increase the dilepton event yield in each control region.

The contribution to each control region from flavor-symmetric processes, most importantly t t¯ production, is estimated using different-flavor (DF) eμ events obtained with the same selection criteria as same-flavor (SF) ee and μμ events. The background in each signal bin is then obtained using transfer factors.

  • For events with Nj=1, according to:
    NZνν¯SRpTjet,Nb=[NCRSFpTjet,Nb-NCRDFpTjet,NbRSF/DF]×RMCZνν¯/Z+-pTjet,Nb. 5
  • For events with Nj2, according to:
    NZνν¯SRΩ,MT2=[NCRSFΩ-NCRDFΩRSF/DF]×RMCZνν¯/Z+-ΩkZνν¯MT2|Ω, 6
    where Ω is defined in Eq. (4).

Here NCRSF and NCRDF are the number of SF and DF events in the control region, while RMCZνν¯/Z+- and kZνν¯ are defined below. The factor RSF/DF accounts for the difference in acceptance and efficiency between SF and DF events. It is determined as the ratio of the number of SF to DF events in a t t¯ enriched control sample, obtained with the same selection criteria as the Z+- sample, but inverting the requirements on the pT and the invariant mass of the lepton pair. A measured value of RSF/DF=1.06±0.15 is observed to be stable with respect to event kinematic variables, and is applied in all regions. Figure 2 (left) shows RSF/DF measured as a function of the number of jets.

Fig. 2.

Fig. 2

(Left) Ratio RSF/DF in data as a function of Nj. The solid black line enclosed by the red dashed lines corresponds to a value of 1.06±0.15 that is observed to be stable with respect to event kinematic variables, while the two dashed black lines denote the statistical uncertainty in the RSF/DF value. (Right) The shape of the MT2 distribution in Zνν¯ simulation compared to the one obtained from the Z+- data control sample, in a region with 1200<HT<1500 Ge and Nj2, inclusive in Nb. The solid gray band on the ratio plot shows the systematic uncertainty in the MT2 shape. The bins have different widths, denoted by the horizontal bars

For events with Nj=1, an estimate of the Zνν¯ background in each search bin is obtained from the corresponding dilepton control region via the factor RMCZνν¯/Z+-, which accounts for the acceptance and efficiency to select the dilepton pair and the ratio of branching fractions for the Z+- and Zνν¯ decays. For events with at least two jets, an estimate of the Zνν¯ background is obtained analogously in each (HT, Nj, Nb) region, integrated over MT2. The factor RMCZνν¯/Z+- is obtained from simulation, including corrections for the differences in the lepton efficiencies between data and simulation.

For events with Nj2, the factor kZνν¯ accounts for the distribution in bins of MT2 of the estimated background in each (HT, Nj, Nb) region. This distribution is constructed using MT2 shape templates from dilepton data and Zνν¯ simulation in each (HT, Nj, Nb) region. The templates obtained from data are used at low values of MT2, where the amount of data is sufficient. On the other hand, at high values of MT2 we use the templates from simulation.

Studies with simulated samples have demonstrated that the shape of the MT2 distribution of the function kZνν¯ is independent of Nb for a given HT and Nj selection, and that the shape is also independent of Nj for HT>1500Ge. The dilepton control sample supports this observation. Therefore, functions kZνν¯ are obtained for each (HT, Nj) region, integrated over Nb. For HT>1500Ge, only one function kZνν¯ is constructed, integrating also over Nj.

The MC modeling of the MT2 variable is validated in data using control samples enriched in Z+- events, in each bin of HT, as shown in the right panel of Fig. 2 for events with 1200<HT<1500Ge.

The largest uncertainty in the estimate of the invisible Z background in most regions results from the limited size of the dilepton control sample. The dominant uncertainty of about 5% in the ratio RMCZνν¯/Z+- reflects the uncertainty in the differences between the lepton efficiencies in data and simulation. The uncertainty in the kZνν¯ factor arises from data statistical uncertainty for bins at low values of MT2, where the function kZνν¯ is obtained from data, while for bins at high values of MT2, where the function kZνν¯ is obtained from simulation, it is due to the uncertainties in the JES and the choice of the μR and μF. These can result in effects as large as 40%.

The uncertainties in the Zνν¯ background prediction are summarized in Table 3 together with their typical size ranges across the search bins.

Table 3.

Summary of systematic uncertainties in the Zνν¯ background prediction, together with their typical size ranges across the search bins

Source Range (%)
Limited size of data control samples 5–100
Limited size of MC samples 0–50
Lepton efficiency 0–5
Jet energy scale 0–5
Uncertainty in RSF/DF 0–5
MT2 shape uncertainty (if kZνν¯1) 0–40

Estimation of the multijet background

The background from SM events comprised uniquely of jets produced through the strong interaction (multijet events) is estimated from control regions in data selected using triggers that require HT to exceed thresholds ranging from 125 (180) to 900 (1050)Ge in 2016 (2017–2018) data samples. In addition, events are required to have at least two jets with pT>10Ge.

The rebalance and smear (R&S) method used to estimate the multijet background consists of two steps. First, multijet data events are rebalanced by adjusting the pT of the jets such that the resulting pTmiss is approximately zero. This rebalancing is performed through a likelihood maximization, accounting for the jet energy resolution [100, 101]. The output of the rebalancing step is an inclusive sample of multijet events with approximately zero pTmiss that are used as a seed for the second step, the smearing. In the smearing step, the pT of the rebalanced jets is smeared according to the jet response function, in order to model the instrumental effects that lead to nonzero pTmiss. The smearing step is repeated many times for each rebalanced event. The output of each smearing step is an independent sample of events, which serves to populate the tails of kinematic distributions such as pTmiss and MT2, and to obtain a more precise estimate of the multijet background than would be possible using only simulation.

The method makes use of jet response templates, i.e., distributions of the ratio of reconstructed jet pT to generator-level jet pT. The templates are derived from simulation in bins of jet pT and η, separately for b-tagged and non-b-tagged jets. Systematic uncertainties are assessed to cover for the modeling of the core and of the tails of the jet response templates.

Of all jets in the event, a jet qualifies for use in the R&S procedure if it has pT>10Ge, and if it is not identified as a jet from pileup [131] in the case that pT<100Ge. All other jets are left unchanged but are still used in the calculation of pTmiss and other jet-related quantities. An event with n qualifying jets is rebalanced by varying the pTreb of each jet, which is an estimate of the true jet pT, to maximize the likelihood function

L=i=1nPpT,ireco|pT,irebGpT,reb,xmissσTsoftGpT,reb,ymissσTsoft, 7

where

G(x)e-x2/2, 8

and

pT,rebmisspTmiss-i=1npT,ireb-pT,ireco. 9

The term P(pT,ireco|pT,ireb) in Eq. (7) is the probability for a jet with pT of pT,ireb to be assigned a pT of pT,ireco after reconstruction. This probability is taken directly from the jet response templates. The two G(x) terms in Eq. (7) enforce an approximate balancing condition. The pT,rebmiss terms in Eq. (7) represent the pTmiss after rebalancing, and are obtained by simply propagating the changes in jet pT from rebalancing to pTmiss. For the balancing of the x and y components of the pTmiss, we use σTsoft=20 Ge, which is approximately the width of the distributions of the x and y components of pTmiss in minimum bias events. This parameter represents the inherent missing energy due to low-pT jets, unclustered energy, and jets from pileup that cannot be eliminated by rebalancing. A systematic uncertainty is assessed to cover for the effects of the variation of σTsoft.

The rebalanced events are used as input to the smearing procedure, where the pT of each qualifying jet is rescaled by a random factor drawn from the corresponding jet response template, and all kinematic quantities are recalculated accordingly.

The background from multijet events is estimated by applying the signal region selection requirements to the above rebalanced and smeared sample, except events are only used if pT,rebmiss<100Ge to remove potential contamination from electroweak sources. This additional requirement is found to be fully efficient for multijet events, in simulation. Hence, no correction is applied to the prediction.

Systematic uncertainties are summarized in Table 4 together with their typical size ranges across the search bins.

Table 4.

Summary of systematic uncertainties in the multijet background prediction, together with their typical size ranges across the search bins

Source Range (%)
Jet energy resolution 10–20
Tails of jet response in templates 17–25
σTsoft modeling 1–25
Nj modeling 1–19
Nb modeling 1–16

The resulting background prediction is validated in data using control regions enriched in multijet events. The results of the validation in a control region selected by inverting the Δϕmin requirement are shown in Fig. 3. The electroweak backgrounds (LL and Zνν¯) in this control region are estimated from data using transfer factors from leptonic control regions as described above. In regions where the number of events in the data leptonic control regions are insufficient, the electroweak background is taken from simulation. The observation is found to agree with the prediction, within the uncertainties.

Fig. 3.

Fig. 3

Validation of the R&S multijet background prediction in control regions in data selected with Δϕmin<0.3. Electroweak backgrounds (LL and Zνν¯) are estimated from data. In regions where the amount of data is insufficient to estimate the electroweak backgrounds, the corresponding yields are taken directly from simulation. The bins on the horizontal axis correspond to the (HT, Nj, Nb) topological regions. The gray band on the ratio plot represents the total uncertainty in the prediction

Search for disappearing tracks

In the search for disappearing tracks, the SM background consists of events with charged hadrons or leptons that interact in the tracker or are poorly reconstructed, as well as tracks built out of incorrect combinations of hits. The background is estimated from data, leveraging the orthogonal definition of STCs and selected STs (Sect. 3.2.2), as described by Eq. (10).

NSTest=fshortNSTCobs, 10

where NST is the number of selected short tracks, NSTC is the number of selected short track candidates, and fshort is defined as:

fshort=NSTobs/NSTCobs. 11

The fshort ratio is measured directly in data, in a control region of events selected using the same triggers and preselection criteria used for the signal regions, except the selection on pTmiss is relaxed to pTmiss>30Ge for all HT values, and the selection on MT2 is shifted to 60<MT2<100Ge. We exploit the empirical invariance of this ratio with respect to the HT and pTmiss selection criteria, as observed in data control regions, to reduce the statistical uncertainty in the measurement. The fshort ratio is therefore measured in data separately for each Nj, track pT, track length category, and inclusively in HT. The fshort values are measured separately in 2016 and 2017–2018 data, mainly to account for the upgrade of the CMS tracking detector after 2016. Since a reliable measurement in data of the fshort ratio for long (L) tracks is not achievable because of the insufficient number of events, the value measured in data for medium (M) length tracks is used instead, after applying a correction based on simulation:

fshort(L)dataest=fshort(M)datafshort(L)MC/fshort(M)MC. 12

A systematic uncertainty in the measured values of fshort is assigned to cover for the empirically motivated assumption of its invariance with respect to HT and pTmiss. Its size is determined by varying the HT and pTmiss selection requirements in data events with 60<MT2<100Ge. For long tracks, a conservative systematic uncertainty of 100% is assigned, as a correction based on simulation is used and there are insufficient data to study the effect of HT and pTmiss variations.

The fshort ratio is then used to predict the expected background in events with MT2>100Ge, as described in Eq. (10).

In the presence of BSM physics, the above-defined control regions could be affected by signal contamination. Although the expected signal contamination is typically negligible, its potential impact is accounted for in the interpretation of the results, as further described in Sect. 6.

The background prediction is validated in data in an intermediate MT2 region (100<MT2<200Ge). No excess event yield is observed. The event categorization in this validation region is identical to the signal region, allowing for a bin-by-bin validation of the background prediction.

Figure 4 shows the result of the background prediction validation in 2016 data and in 2017–2018 data. We find good agreement between the observation and the background prediction in the validation region. An additional systematic uncertainty is assigned to cover for discrepancies exceeding statistical uncertainties. The uncertainties in the background prediction are summarized in Table 5 together with their typical size ranges across the search bins.

Fig. 4.

Fig. 4

Validation of the background prediction method in (upper) 2016 and (lower) 2017–2018 data with 100<MT2<200Ge, for the disappearing tracks search. The red histograms represent the predicted backgrounds, while the black markers are the observed data counts. The cyan bands represent the statistical uncertainty in the prediction. The gray bands represent the total uncertainty in the prediction. The labels on the x axes are explained in Tables 24 and 25 of Appendix B.2. Regions whose predictions use the same measurement of fshort are grouped by the vertical dashed lines. Bins with no entry in the ratio have zero predicted background

Table 5.

Summary of systematic uncertainties in the disappearing track background prediction, together with their typical size ranges across the search bins. The systematic uncertainties arising from the assumption of kinematic invariance of fshort and from the validation of the background prediction are always taken to be at least as large as the statistical uncertainties on the measured values of fshort and on the background prediction in the validation region, respectively

Source Range (%)
Limited size of data control samples 1–100
Limited size of data fshort measurement samples 5–45
Kinematic invariance of fshort 10–80
Validation of background prediction 25–75

Results

The data yields in the search regions are statistically compatible with the estimated backgrounds from SM processes.

Inclusive MT2 search

A summary of the results of the MT2 inclusive search is shown in Fig. 5. Each bin in Fig. 5 (upper) corresponds to a single (HT, Nj, Nb) topological region integrated over MT2. Figure 5 (lower) breaks down the background estimates and observed data yields into MT2 bins for the region 575<HT<1200Ge: each bin corresponds to a single MT2 bin, and vertical lines identify (HT, Nj, Nb) topological regions. Distributions for the other HT regions can be found in Figs. 23 and 24 in Appendix C.1. Background predictions and observed yields in all search regions are also summarized in Tables 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22 and 23 in Appendix B.1. The background estimates and corresponding uncertainties rely exclusively on the inputs from control samples and simulation described in Sect. 4.1, prior to the fit to the data detailed in Sect. 6, and are referred to in the rest of the text as pre-fit background results.

Fig. 5.

Fig. 5

(Upper) Comparison of the estimated (pre-fit) background and observed data events in each topological region. The hatched bands represent the full uncertainty in the background estimate. The monojet regions (Nj=1) are identified by the labels “1j, 0b” and “1j, 1b”, and are binned in jet pT. The multijet regions are shown for each HT region separately, and are labeled accordingly. The notations j, b are short for Nj, Nb. (Lower) Same for individual MT2 search bins in the medium-HT region. On the x axis, the MT2 binning is shown in units of GeV

Fig. 23.

Fig. 23

(Upper) Comparison of the estimated background and observed data events in each signal bin in the very-low-HT region. The hatched bands represent the full uncertainty in the background estimate. The notations j, b indicate Nj, Nb labeling. (Lower) Same for the low-HT region. On the x axis, the MT2 binning is shown in units of GeV

Fig. 24.

Fig. 24

(Upper) Comparison of the estimated background and observed data events in each signal bin in the high-HT region. The hatched bands represent the full uncertainty in the background estimate. The notations j, b indicate Nj, Nb labeling. (Lower) Same for the extreme-HT region. On the x axis, the MT2 binning is shown in units of GeV

To allow simpler reinterpretation, we also provide results for super signal regions, which cover subsets of the full analysis with simpler inclusive selection criteria and that can be used to obtain approximate interpretations of this search. The definitions of these regions are given in Table 6, with the predicted and observed number of events and the 95% confidence level (CL) upper limit on the number of signal events contributing to each region. Limits are set using a modified frequentist approach, employing the CLs criterion and relying on asymptotic approximations to calculate the distribution of the profile likelihood test-statistic used [132135].

Table 6.

Definitions of super signal regions, along with predictions, observed data, and the observed 95% CL upper limits on the number of signal events contributing to each region (N95max). The limits are shown as a range corresponding to an assumed uncertainty in the signal acceptance of 0 or 15% (N95max,0N95max,15). A dash in the selection criteria means that no requirement is applied. All selection criteria as in the full analysis are applied. For regions with Nj=1, HTpTjet. The mono-ϕ super signal region corresponds to the subset of analysis bins identified in Refs. [35, 36] as showing a significant excess in data based on the results of Ref. [9]

Region Nj Nb HT (Ge) MT2 (Ge) Prediction Data N95max,0N95max,15
2j loose 2 - >1200 >1200 37±14 41 26.0-27.2
2j tight 2 - >1500 >1400 10.7-4.1+4.2 13 11.7-12.3
4j loose 4 - >1200 >1000 54±13 72 41.5-43.8
4j tight 4 - >1500 >1400 6.4±2.5 10 10.9-11.4
7j loose 7 - >1200 >600 63-12+13 72 33.4-35.0
7j tight 7 - >1500 >800 14.9-4.2+4.3 14 10.1-10.4
10j loose 10 - >1200 >400 17.3±4.0 25 18.6-19.5
10j tight 10 - >1500 >600 3.6-1.1+1.2 5 6.8-7.1
2b loose 2 2 >1200 >600 32.0±4.5 33 15.3-15.9
2b tight 2 2 >1500 >600 12.0-2.7+2.8 12 9.1-9.4
3b loose 2 3 >1200 >400 17.6±4.0 16 10.0-10.3
3b tight 2 3 >1500 >400 7.5±2.1 5 5.3-5.5
4b loose 2 4 >1200 >400 2.1±0.7 2 4.2-4.4
4b tight 2 4 >1500 >400 0.8-0.3+0.4 1 3.5-3.6
7j 3b loose 7 3 >1200 >400 10.9-2.9+3.0 8 8.7-8.9
7j 3b tight 7 3 >1500 >400 4.6-1.9+2.0 4 5.5-5.7
7j 4b loose 7 4 >1200 >400 1.7±0.7 2 4.3-4.5
7j 4b tight 7 4 >1500 >400 0.7±0.4 1 3.6-3.7
10j 4b loose 10 4 >1200 >400 0.6-0.4+0.5 1 3.6-3.7
10j 4b tight 10 4 >1500 >400 0.1-0.1+0.5 0 2.0-2.1
Mono-ϕ 1-3 0 250-450 200-300 (5.2±0.3)×105 5.5×105 (0.6-0.8)×105
(if Nj2)

Search for disappearing tracks

The results of the search for disappearing tracks are shown in Fig. 6. Just as in the case of the inclusive search, the background estimates and the uncertainties rely exclusively on the inputs from control samples and simulation (Sect. 4.2), prior to the fit to the data described in Sect. 6. We refer to them in the rest of the text as pre-fit background results. Background predictions and observed yields in all search regions are also summarized in Tables 24 and 25 in Appendix B.2.

Fig. 6.

Fig. 6

Comparison of the estimated (pre-fit) background and observed data events in (upper) each of the 2016 search regions, and in (lower) each of the 2017–2018 search regions, in the search for disappearing tracks. The red histogram represents the predicted background, while the black markers are the observed data counts. The cyan band represents the statistical uncertainty in the prediction. The gray band represents the total uncertainty. The labels on the x axes are explained in Tables 24 and 25 of Appendix B.2. Regions whose predictions use the same measurement of fshort are grouped by the vertical dashed lines. Bins with no entry in the ratio have zero pre-fit predicted background

Interpretation of the results

The measurements are interpreted in the context of models of new physics. Maximum likelihood fits to the data in the signal regions are carried out under either background-only or background+signal hypotheses. The uncertainties in the modeling of the backgrounds, summarized in Sect. 4, are inputs to the fitting procedure. The likelihoods are constructed as the product of Poisson probability density functions, one for each signal region, with additional log-normal constraint terms that account for the uncertainties in the background estimates and, if considered, in the signal yields.

The background+signal fits are used to set 95% CL upper limits on the cross sections for the signal models under consideration. These limits are then used, in conjunction with the theoretical cross section calculations, to exclude ranges of masses for the BSM particles of the signal models. Before the fits are performed, the signal yields are corrected to account for the expected signal contamination of the data control regions used to estimate the SM background.

For the interpretation of the results, simplified BSM physics models [2125] are used. Simplified models are defined by sets of hypothetical particles and sequences of their production and decay. The theoretical parameters are thus reduced to a small number of masses and cross sections, providing an effective tool to characterize potential signals of BSM physics.

The results of the inclusive MT2 search are used to constrain each of the simplified models of SUSY shown in Fig. 7. For each scenario of gluino (squark) pair production, the simplified models assume that all SUSY particles other than those shown in the corresponding diagram are too heavy to be produced directly, and that the gluino (squark) decays promptly. The models assume that each gluino (squark) decays with a 100% branching fraction into the decay products depicted in Fig. 7. For models where the decays of the two gluinos or squarks in the same diagram differ, a 1/3 (1/2) branching fraction for each of the three (two) decay modes is assumed. In particular, for the diagram of gluino pair production where the decays of the two gluinos differ, each gluino can decay via a χ~20, χ~1+, or χ~1-. For scenarios with top squarks decaying into top quarks, the polarization of the top quark can be model dependent and a function of the top squark and neutralino mixing matrices. To maintain independence of any particular model realization, events are generated with unpolarized top quarks. Signal cross sections are calculated at approximately NNLO+NNLL (next-to-next-to-leading-logarithm) order in αS [136147]. For direct light-flavor squark pair production we assume either one single squark, or eight degenerate squarks (q~L+q~R, with q~=u~,d~,s~,c~). For direct bottom and top squark pair production, we assume one single squark.

Fig. 7.

Fig. 7

(Upper) Diagrams for three scenarios of direct gluino pair production where each gluino undergoes a three-body decay to light-flavor (u, d, s, c) quarks, with different decay modes. For mixed-decay scenarios, we assume equal branching fraction for each decay mode. (Upper middle) Diagrams for the direct gluino pair production where gluinos decay to bottom and top quarks. (Lower middle) Diagrams for the direct pair production of light-flavor, bottom, and top squark pairs. (Lower) Diagrams for three alternate scenarios of direct top squark pair production with different decay modes. For mixed-decay scenarios, we assume equal branching fraction for each decay mode

The mono-ϕ model depicted in Fig. 8, that was recently proposed [35, 36] based on a reinterpretation of the results of Refs. [69, 37], is also probed by the inclusive MT2 search. In this case, the cross section for the signal is only calculated at LO order in αS.

Fig. 8.

Fig. 8

Diagram for the mono-ϕ model, where a colored scalar ϕ is resonantly produced, and it decays to an invisible massive Dirac fermion ψ and an SM quark

Another interpretation of the inclusive MT2 results places cross section limits on LQ pair production (depicted in Fig. 9) as a function of the LQ mass, similarly to Ref. [11]. We consider production of either LQS or LQV. In each case, we assume that only one LQ state is within mass reach of the LHC, and that the LQ decays with 100% branching fraction to a neutrino and a single type of quark: a light-flavor quark (q = u, d, s, or c), a bottom quark, or a top quark. The cross sections for LQS (LQV) pair production are computed to NLO (LO) order in αS following Ref. [55]. The LQS pair production cross section depends only on the LQ mass. For LQV, additional constraints are imposed by unitarity at high energy scales, leading to model dependent solutions and thus production cross sections. In the model of Ref. [55], developed to explain the flavor physics anomalies, the additional relevant parameter for the LQV pair production cross section is κ, a dimensionless coupling that is 1 in the Yang–Mills case and 0 in the minimal coupling case. We consider both values. For κ=1, the cross section for the LQV pair production is a factor 5–20 times larger than that of LQS, depending on the LQ mass. In the LQV model, other free parameters are gtL and gbL, the couplings of the LQV to tν and bτ pairs, respectively. However, gtL and gbL do not affect the cross section or the kinematics for the LQV pair production, and we assume gtL=gbL=0.1, as predicted to explain the flavor physics anomalies.

Fig. 9.

Fig. 9

Diagrams for LQ pair production

The results of the search for disappearing tracks are used to constrain simplified models of SUSY where gluinos and squarks are produced in pairs, and each one decays either directly to the lightest neutralino (χ~10), or first to a long-lived chargino (χ~1±) as shown in Fig. 10. All possible decays are assumed to occur with equal probability. Thus, the gluino branching fraction is 1/3 each for the decay to χ~10, χ~1+, and χ~1-, and the squark branching fraction is 1/2 to χ~10 and 1/2 to the χ~1± of opposite charge. The χ~1± and χ~10 are assumed to be wino-like, and their masses to differ by a few hundred MeV [13, 14]. Thus, the phase space for the decay of the χ~1± to a χ~10 and a charged pion is small. As a consequence, the χ~1± has lifetime of the order of a few nanoseconds, and the momentum of the pion originating from its decay does not exceed a few hundred MeV. Hence, the final state shows negligible dependence on small variations of the mass difference between χ~1± and χ~10. Lifetimes of the χ~1± are probed in the range cτ0(χ~1±)= 1–2000cm.

Fig. 10.

Fig. 10

Diagrams for direct (left) gluino, (middle) light-flavor (u, d, s, c) squark, and (right) top squark pair production, where the directly produced gluinos and squarks can decay via a long-lived χ~1±. For gluinos, we assume a 1/3 decay branching fraction to each χ~10, χ~1+, and χ~1-, and each gluino decays to light-flavor quarks. For squarks, we assume a 1/2 branching fraction for decays to χ~10 and to the χ~1± allowed by charge conservation. The mass of the χ~1± is larger than the mass of the χ~10 by hundreds of Me. The χ~1± decays to a χ~10 via a pion, which is too soft to be detected

Uncertainties in the signal yield for the simplified models considered are listed in Table 7. The sources of uncertainty and the methods used to evaluate their effect on the interpretation are the same as those discussed in Refs. [9, 96]. For each data sample corresponding to the different periods of data taking (2016, 2017, and 2018), uncertainties in the luminosity measurement [148150], ISR modeling, fast simulation pTmiss distributions, and b tagging and lepton efficiencies are treated as correlated across search bins. Uncertainties in fast simulation pTmiss distributions, b tagging, and lepton efficiencies are treated as correlated also across data samples. The remaining uncertainties are taken as uncorrelated. In the search for disappearing tracks, all other tagging and lepton efficiencies are neglected. Other uncertainties associated with the modeling of disappearing tracks are treated as correlated across search bins. Specifically, an uncertainty in the signal yield is assigned, equal to one half of the track selection inefficiency: 25 (17.5)% for P (M and L) tracks in 2016, and 10% for tracks of all lengths in 2017–2018. Additionally, a 6% uncertainty in the 2017–2018 signal yield is assigned to account for inaccuracies in the fast simulation modeling of the signal acceptance.

Table 7.

Systematic uncertainties in the signal yields for the simplified models of BSM physics. The large statistical uncertainties in the simulated signal sample come from a small number of bins with low acceptance, which are typically not among the most sensitive bins contributing to a given model benchmark point

Source Range (%)
Integrated luminosity 2.3–2.5
Limited size of MC samples 1–100
b tagging efficiency, heavy flavors 0–40
b tagging efficiency, light flavors 0–20
Lepton efficiency 0–20
Jet energy scale 5
Fast simulation pTmiss modeling 0–5
ISR modeling 0–30
μR and μF 5

Inclusive MT2 search

Figure 11 shows the exclusion limits at 95% CL for direct gluino pair production where the gluinos decay to light-flavor quarks under three different decay scenarios. Exclusion limits for direct gluino pair production where the gluinos decay to bottom and top quarks are shown in Fig. 12, and those for the direct production of squark pairs are shown in Fig. 13. Three alternate decay scenarios are also considered for the direct pair production of top squarks, and their exclusion limits are shown in Fig. 14.

Fig. 11.

Fig. 11

Exclusion limits at 95% CL for direct gluino pair production, where (upper) g~qq¯χ~10, (lower left) g~qq¯χ~20 and χ~20Zχ~10, or g~qq¯χ~1± and χ~1±W±χ~10, and (lower right) g~qq¯χ~1± and χ~1±W±χ~10 (with q = u, d, s, or c). For the scenarios where the gluinos decay via an intermediate χ~20or χ~1±, χ~20and χ~1± are assumed to be mass-degenerate, with mχ~1±,χ~20=0.5(mg~+mχ~10). The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 and ±2 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming 1/3 branching fraction (B) for each decay mode in the mixed-decay scenarios, or unity branching fraction for the indicated decay

Fig. 12.

Fig. 12

Exclusion limits at 95% CL for direct gluino pair production where the gluinos decay to (left) bottom quarks and (right) top quarks. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 and ±2 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming unity branching fraction for the indicated decay

Fig. 13.

Fig. 13

Exclusion limit at 95% CL for (upper left) light-flavor squark pair production, (upper right) bottom squark pair production, and (lower) top squark pair production. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 and ±2 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The white diagonal band in the top squark pair production exclusion limit corresponds to the region |mt~-mt-mχ~10|<25Ge and small mχ~10. Here the efficiency of the selection is a strong function of mt~-mχ~10, and as a result the precise determination of the cross section upper limit is uncertain because of the finite granularity of the available MC samples in this region of the (mt~,mχ~10) plane. In the same exclusion limit, the dashed black diagonal line corresponds to mt~=mt+mχ~10. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming unity branching fraction for the indicated decay

Fig. 14.

Fig. 14

Exclusion limit at 95% CL for top squark pair production for different decay modes of the top squark. (Upper left) For the scenario where ppt~t~¯bb¯χ~1±χ1, χ~1±W±χ~10, the mass of the chargino is chosen to be half way in between the masses of the top squark and the neutralino. (Upper right) A mixed-decay scenario, ppt~t~¯ with equal branching fractions for the top squark decays t~tχ~10 and t~bχ~1+, χ~1+W+χ~10, is also considered, with the chargino mass chosen such that Δmχ~1±,χ~10=5Ge. (Lower) Finally, we also consider a compressed spectrum scenario where ppt~t~¯cc¯χ~10χ~10. In this scenario, mass ranges are considered where the t~cχ~10 branching fraction can be significant. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 and ±2 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming 50% branching fraction (B) for each decay mode in the mixed-decay scenarios, or unity branching fraction for the indicated decay

Table 8 summarizes the limits on the masses of SUSY particles excluded for the simplified model scenarios considered. These results extend the constraints on gluino and squark masses by about 100–350Ge and on the χ~10 mass by 100–250Ge with respect to the limits in Ref. [9].

Table 8.

Summary of the observed 95% CL exclusion limits on the masses of SUSY particles for different simplified model scenarios. The highest limits on the mass of the directly produced particles and on the mass of the χ~10 are quoted

Simplified model Highest limit on directly produced SUSY particle mass (Ge) Highest limit on χ~10 mass (Ge)
Direct gluino pair production
g~qq¯χ~10 1970 1200
g~qq¯Zχ~10 or g~qq¯W±χ~10 2020 1090
g~bb¯χ~10 2250 1525
g~tt¯χ~10 2250 1250
Direct squark pair production
Eight degenerate light squarks 1710 870
Single light squark 1250 525
Bottom squark 1240 700
Top squark 1200 580

Figure 15 shows the exclusion limits for the mono-ϕ model [35, 36]. Based on the LO cross section calculation, we obtain mass limits as large as 1660 and 925Ge on mϕ and on mψ, respectively. In this model, the analysis of Refs. [35, 36] reports best fit parameters mϕ,mψ=1250,900Ge and product of the cross section and branching fraction of about 0.3pb. For this mass point, we find a modest (1.1 standard deviations) excess, and we set an upper limit on the product of the cross section and branching fraction of about 0.6 (0.4 expected)pb, equal to 4.7 (3.2) times the assumed LO theoretical cross section.

Fig. 15.

Fig. 15

Exclusion limit at 95% CL for the mono-ϕ model. We consider the mass range where such a model could be interesting based on a reinterpretation of previous analyses [35, 36]. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 and ±2 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The blue star at mϕ,mψ=1250,900Ge indicates the best fit mass point reported in Refs. [35, 36]. Signal cross sections are calculated at LO order in αS

The LQ limits from the MT2 search are shown in Fig. 16, where only one LQ state is assumed to be within reach of the LHC, and where each LQ is assumed to decay to a neutrino and a single type of quark.

Fig. 16.

Fig. 16

The 95% CL upper limits on the production cross sections as a function of LQ mass for LQ pair production decaying with 100% branching fraction (B) to a neutrino and (upper left) a light quark (one of u, d, s, or c), (upper right) a bottom quark, or (lower) a top quark. The solid (dashed) black line represents the observed (median expected) exclusion. The inner green (outer yellow) band indicates the region containing 68 (95)% of the distribution of limits expected under the background-only hypothesis. The dark blue lines show the theoretical cross section for LQS pair production with its uncertainty. The red (light blue) lines show the same for LQV pair production assuming κ=1 (0). (Lower) Also shown in magenta is the product of the theoretical cross section and the square of the branching fraction (σB2), for vector LQ pair production assuming κ=1 and a 50% branching fraction to tντ, with the remaining 50% to bτ. Signal cross sections are calculated at NLO (LO) in αS for scalar (vector) LQ pair production

In Refs. [54, 55], a model is proposed as a coherent explanation of the flavor physics anomalies. It is based on an LQV that can decay to tν and to bτ final states, each with 50% branching fraction. In our analysis, events are selected with a charged-lepton veto, including hadronically decaying τ leptons. Hence, only the 25% of events where both LQs decay to tν are considered to set constraints on this model, and the theoretical prediction for this branching fraction is shown as a separate curve in Fig. 16 (lower).

Table 9 summarizes the limits on the masses of the LQs excluded for the considered scenarios. These results extend the constraints on LQ masses by up to about 200Ge with respect to the limits of Ref. [11], providing the most stringent constraint to date in models of LQ pair production.

Table 9.

Summary of the observed 95% CL exclusion limits on the masses of LQs for the considered scenarios. The columns show scalar or vector LQ with the choice of κ, while the rows show the LQ decay channel. For mixed-decay scenarios, the assumed branching fractions (B) are indicated

LQS LQV,κ=1 LQV,κ=0
Mass (Ge) Mass (Ge) Mass (Ge)
LQqν (q = u, d, s, or c) 1140 1980 1560
LQbν 1185 1925 1560
LQtν 1140 1825 1475
LQtνB=50%bτB=50% 1550 1225

The 95% CL upper limits on signal cross sections obtained using the most sensitive super signal regions of Table 6 are typically less stringent by a factor of 1.5-3 compared to those obtained in the fully binned analysis. This difference in performance arises from the larger signal acceptance of the full analysis, as well as from the more favorable signal-to-background ratio achieved in its individual bins, compared to the super signal regions.

Search for disappearing tracks

Figure 17 shows the exclusion limits at 95% CL for direct gluino pair production where the gluinos decay to light-flavor (u, d, s, c) quarks, with cτ0(χ~1±)=10, 50, and 200cm. Exclusion limits for the direct production of light-flavor and top squark pairs are shown in Figs. 18 and 19, respectively, also for cτ0(χ~1±)=10, 50, and 200cm.

Fig. 17.

Fig. 17

Exclusion limits at 95% CL for direct gluino pair production where the gluinos decay to light-flavor (u, d, s, c) quarks, with cτ0(χ~1±)= (upper left) 10cm, (upper right) 50cm, and (lower) 200cm. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The white band for masses of the χ~10 below 91.9Ge represents the region of the mass plane excluded at the CERN LEP [151]. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Fig. 18.

Fig. 18

Exclusion limits at 95% CL for light squark pair production with cτ0(χ~1±)= (upper left) 10cm, (upper right) 50cm, and (lower) 200cm. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The white band for masses of the χ~10 below 91.9Ge represents the region of the mass plane excluded at the CERN LEP [151]. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Fig. 19.

Fig. 19

Exclusion limits at 95% CL for top squark pair production with cτ0(χ~1±)= (upper left) 10cm, (upper right) 50cm, and (lower) 200cm. The area enclosed by the thick black curve represents the observed exclusion region, while the dashed red lines indicate the expected limits and their ±1 standard deviation (s.d.) ranges. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The white band for masses of the χ~10 below 91.9Ge represents the region of the mass plane excluded at the CERN LEP [151]. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Exclusion limits from the disappearing track search tend to be strongest in longer cτ0(χ~1±) models, when mχ~10 is near the mass of the gluino or squark, and in shorter cτ0(χ~1±) models, when a large mass splitting generates a large boost for the χ~1±, and in models characterized by large jet multiplicities. Models with these properties tend to populate the background depleted disappearing track regions with high Nj and longer tracks. In the massless χ~1± and χ~10 limit, the χ~1± receives a large Lorentz boost. Therefore, it tends not to decay inside the tracking detector, with a consequent reduction in the signal acceptance and in the analysis sensitivity.

When a χ~1± decays within the volume of the tracking detector, it is not counted as a PF candidate and, being almost mass degenerate with the χ~10, its decay products provide negligible visible energy in the detector. To a good approximation, as confirmed in simulation, the limits presented in Sect. 6.1 from the inclusive MT2 search should apply also to these models with an intermediate χ~1±.

For SUSY models with long-lived χ~1±, the search for disappearing tracks significantly extends the sensitivity of the inclusive MT2 search. Table 10 summarizes the limits on the masses of the SUSY particles excluded for the simplified model scenarios considered.

Table 10.

Summary of the observed 95% CL exclusion limits on the masses of SUSY particles for different simplified model scenarios, where the produced particles decay with equal probability to χ~1+, χ~1-, and χ~10, and the χ~1± are long lived. The highest limits on the mass of the directly produced particles and on the mass of the χ~10 are quoted

Simplified Highest limit on directly produced Highest limit on
model SUSY particle mass (Ge) χ~10 mass (Ge)
Direct gluino pair production:
g~qq¯χ~10 or g~qq¯χ~1± 2460 2000
Direct squark pair production:
Eight degenerate light squarks 2090 1650
Single light squark 1700 1275
Top squark 1660 1210

Two-dimensional constraints are also placed on the χ~1± mass as a function of its proper decay length, as shown in Figs. 20 and 21, for the pair production of gluinos and light-flavor and top squarks, respectively. In particular, Figs. 20 and 21 show the excluded χ~1± mass as a function of its proper decay length for representative gluino, light-flavor or top squark masses. For short χ~1± lifetimes, the inclusive MT2 search is more sensitive than the dedicated search for disappearing tracks, based on expected exclusion limits. As already mentioned above, the inclusive MT2 search is not sensitive to the presence of an intermediate long-lived χ~1± in the parent SUSY particle decay chain, especially when the χ~1± lifetime is short, such that the χ~1± cannot be reconstructed as a stable PF candidate. Furthermore, the signal acceptance of the inclusive MT2 search is not affected by the track reconstruction inefficiencies which may arise when the χ~1± decays before the CMS tracker, for very short χ~1± lifetimes.

Fig. 20.

Fig. 20

Exclusion limits at 95% CL on the χ~10 mass, with mχ~1±=mχ~10+O(100Me), as a function of the χ~1± proper decay length, for (upper) direct gluino and (lower) direct light-flavor (u, d, s, c) squark pair production, as obtained for representative gluino and squark masses. The gluinos decay to light-flavor quarks. For direct squark pair production, we assume either (lower left) one–fold or (lower right) eight–fold squark degeneracy. The area enclosed by the solid (dashed) black curve represents the observed (median expected) exclusion region, while the inner green (outer yellow) band indicates the region containing 68 (95)% of the distribution of limits expected under the background-only hypothesis. At short decay lengths, horizontal exclusion lines are obtained from the inclusive MT2 search, as this is not affected by track reconstruction inefficiencies, which may arise when the χ~1± decays before the CMS tracker, and therefore shows better sensitivity to scenarios with very small cτ0(χ~1±) compared to the disappearing track search, based on median expected limits. The horizontal dashed lines at (upper) mg~=mχ~10 and (lower) mq~=mχ~10 bound the mass range in which the decays are kinematically allowed. If all kinematically allowed χ~10 masses (mχ~10mg~, or mχ~10mq~) are excluded, the curves, including 68 and 95% expected, tend to overlap. The band at masses of the χ~10 below 91.9Ge represents the region of the mass plane excluded at the CERN LEP [151]. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Fig. 21.

Fig. 21

Exclusion limits at 95% CL on the χ~10 mass, with mχ~1±=mχ~10+O(100Me), as a function of the χ~1± proper decay length, for direct top squark pair production, as obtained for a representative top squark mass. The area enclosed by the solid (dashed) black curve represents the observed (median expected) exclusion region, while the inner green (outer yellow) band indicates the region containing 68 (95)% of the distribution of limits expected under the background-only hypothesis. At short decay lengths, horizontal exclusion lines are obtained from the inclusive MT2 search, as this is not affected by track reconstruction inefficiencies, which may arise when the χ~1± decays before the CMS tracker, and therefore shows better sensitivity to scenarios with very small cτ0(χ~1±) compared to the disappearing track search, based on median expected limits. The horizontal dashed line at mt~=mχ~10+100Ge indicates the minimum simulated mass difference between top squark and χ~10, chosen such that the decay of top quarks to on-shell W bosons is allowed. If all kinematically allowed χ~10 masses (mχ~10mt~-100Ge) are excluded, the curves, including 68 and 95% expected, tend to overlap. The band at masses of the χ~10 below 91.9Ge represents the region of the mass plane excluded at the CERN LEP [151]. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Figure 22 shows exclusion limits on σ/σtheory as a function of cτ0(χ~1±), for a choice of signal models where gluinos and squarks can decay via a long-lived χ~1±, as obtained from the search for disappearing tracks. Scenarios where the mass spectrum of SUSY particles is compressed are especially constrained across a wide range of cτ0(χ~1±). The exclusion limits are typically stronger at intermediate cτ0(χ~1±), as a larger fraction of χ~1± decay within the CMS tracker and can therefore be identified as disappearing tracks.

Fig. 22.

Fig. 22

Exclusion limits at 95% CL on σ/σtheory as a function of the χ~1± decay length, for a choice of signal models of (upper) direct gluino pair production where the gluinos decay to light-flavor (u, d, s, c) quarks, (lower left) direct light-flavor squark pair production, and (lower right) direct top squark pair production, as obtained from the search for disappearing tracks. The area enclosed by the solid (dashed) black curve below the horizontal dashed line at σ/σtheory=1 represents the observed (median expected) exclusion region, while the inner green (outer yellow) band indicates the region containing 68 (95)% of the distribution of limits expected under the background-only hypothesis. Signal cross sections are calculated at approximately NNLO+NNLL order in αS [136147], assuming decay branching fractions (B) as indicated in the figure

Summary

This paper presents the results of two related searches for phenomena beyond the standard model using events with jets and large values of the kinematic variable MT2. The first is an inclusive search, while the second requires in addition disappearing tracks. The measurements are based on a data sample of proton–proton collisions at s=13Te collected in 2016–2018 with the CMS detector, and corresponding to an integrated luminosity of 137fb-1. No significant deviations from the standard model expectations are observed. Limits on pair-produced gluinos and squarks are established in the context of supersymmetry models conserving R-parity. The inclusive MT2 search probes gluino masses up to 2250Ge and the lightest neutralino χ~10 masses up to 1525Ge, as well as light-flavor, bottom, and top squark masses up to 1710, 1240, and 1200Ge, respectively, and χ~10 masses up to 870, 700, and 580Ge in each respective scenario. In models with a long-lived chargino χ~1±, where the gluinos and squarks decay with equal probability to χ~10, χ~1+, and χ~1-, the search looking in addition for disappearing tracks probes gluino masses up to 2460Ge and χ~10 masses up to 2000Ge, as well as light-flavor (top) squark masses up to 2090 (1660)Ge and χ~10 masses up to 1650 (1210)Ge.

A resonantly produced colored scalar state ϕ decaying to a massive Dirac fermion ψ and a quark has recently been proposed as an explanation of an excess in data identified in regions with low jet multiplicities, based on previous results by the ATLAS and CMS Collaborations. From the inclusive MT2 search, mass limits as high as 1660 and 925Ge are obtained for ϕ and ψ, respectively, and an upper limit on the product of the cross section and branching fraction of about 0.6pb with a local significance of 1.1 standard deviations is observed for the previously reported best fit point mϕ,mψ=1250,900Ge. The inclusive MT2 search is also used to constrain models of scalar and vector leptoquark (LQ) pair production with the LQ decaying to a neutrino and a top, bottom, or light-flavor quark. A vector LQ decaying with equal branching fraction to tν and bτ has been proposed as part of an explanation of recent flavor anomalies. In such a model, LQ masses below 1550Ge are excluded assuming the Yang–Mills case with coupling κ=1, or 1225Ge in the minimal coupling case κ=0. The results presented in this paper extend the mass limits of the previous version of the CMS inclusive MT2 search, using a subset of the present data, by hundreds of Ge. In most of the cases, the results obtained are the most stringent constraints to date.

Acknowledgements

We congratulate our colleagues in the CERN accelerator departments for the excellent performance of the LHC and thank the technical and administrative staffs at CERN and at other CMS institutes for their contributions to the success of the CMS effort. In addition, we gratefully acknowledge the computing centers and personnel of the Worldwide LHC Computing Grid for delivering so effectively the computing infrastructure essential to our analyses. Finally, we acknowledge the enduring support for the construction and operation of the LHC and the CMS detector provided by the following funding agencies: BMBWF and FWF (Austria); FNRS and FWO (Belgium); CNPq, CAPES, FAPERJ, FAPERGS, and FAPESP (Brazil); MES (Bulgaria); CERN; CAS, MoST, and NSFC (China); COLCIENCIAS (Colombia); MSES and CSF (Croatia); RPF (Cyprus); SENESCYT (Ecuador); MoER, ERC IUT, PUT and ERDF (Estonia); Academy of Finland, MEC, and HIP (Finland); CEA and CNRS/IN2P3 (France); BMBF, DFG, and HGF (Germany); GSRT (Greece); NKFIA (Hungary); DAE and DST (India); IPM (Iran); SFI (Ireland); INFN (Italy); MSIP and NRF (Republic of Korea); MES (Latvia); LAS (Lithuania); MOE and UM (Malaysia); BUAP, CINVESTAV, CONACYT, LNS, SEP, and UASLP-FAI (Mexico); MOS (Montenegro); MBIE (New Zealand); PAEC (Pakistan); MSHE and NSC (Poland); FCT (Portugal); JINR (Dubna); MON, RosAtom, RAS, RFBR, and NRC KI (Russia); MESTD (Serbia); SEIDI, CPAN, PCTI, and FEDER (Spain); MOSTR (Sri Lanka); Swiss Funding Agencies (Switzerland); MST (Taipei); ThEPCenter, IPST, STAR, and NSTDA (Thailand); TUBITAK and TAEK (Turkey); NASU and SFFR (Ukraine); STFC (United Kingdom); DOE and NSF (USA).

Individuals have received support from the Marie-Curie program and the European Research Council and Horizon 2020 Grant, contract Nos. 675440, 752730, and 765710 (European Union); the Leventis Foundation; the A.P. Sloan Foundation; the Alexander von Humboldt Foundation; the Belgian Federal Science Policy Office; the Fonds pour la Formation à la Recherche dans l’Industrie et dans l’Agriculture (FRIA-Belgium); the Agentschap voor Innovatie door Wetenschap en Technologie (IWT-Belgium); the F.R.S.-FNRS and FWO (Belgium) under the “Excellence of Science – EOS” – be.h project n. 30820817; the Beijing Municipal Science & Technology Commission, No. Z181100004218003; the Ministry of Education, Youth and Sports (MEYS) of the Czech Republic; the Lendület (“Momentum”) Program and the János Bolyai Research Scholarship of the Hungarian Academy of Sciences, the New National Excellence Program ÚNKP, the NKFIA research Grants 123842, 123959, 124845, 124850, 125105, 128713, 128786, and 129058 (Hungary); the Council of Science and Industrial Research, India; the HOMING PLUS program of the Foundation for Polish Science, cofinanced from European Union, Regional Development Fund, the Mobility Plus program of the Ministry of Science and Higher Education, the National Science Center (Poland), contracts Harmonia 2014/14/M/ST2/00428, Opus 2014/13/B/ST2/02543, 2014/15/B/ST2/03998, and 2015/19/B/ST2/02861, Sonata-bis 2012/07/E/ST2/01406; the National Priorities Research Program by Qatar National Research Fund; the Ministry of Science and Education, Grant no. 3.2989.2017 (Russia); the Programa Estatal de Fomento de la Investigación Científica y Técnica de Excelencia María de Maeztu, Grant MDM-2015-0509 and the Programa Severo Ochoa del Principado de Asturias; the Thalis and Aristeia programs cofinanced by EU-ESF and the Greek NSRF; the Rachadapisek Sompot Fund for Postdoctoral Fellowship, Chulalongkorn University and the Chulalongkorn Academic into Its 2nd Century Project Advancement Project (Thailand); the Welch Foundation, contract C-1845; and the Weston Havens Foundation (USA).

Disappearing track selection

The detailed selection of disappearing tracks (STs and STCs, as defined in Sect. 3.2.2) is summarized in Table 11.

Definition of search regions and yields

Inclusive MT2 search: search regions and yields

The 282 exclusive search regions defined for the inclusive MT2 search, as described in Sect. 3.2.1, are summarized in Tables 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22 and 23, together with the pre-fit background predictions and the observed yields.

Search for disappearing tracks: search regions and yields

The 68 search regions defined for the disappearing track search, as described in Sect. 3.2.2, are summarized in Tables 24, 25 and 26, together with the pre-fit background predictions and the observed yields.

Table 26.

Summary of the 16 signal regions of the search for disappearing tracks for medium (M) length and long (L) tracks, for the 2017–2018 data set, together with the corresponding background predictions and observations. For the background predictions, the first uncertainty listed is statistical (from the limited size of control samples), and the second is systematic. The systematic uncertainty is not shown when it is negligible

Track length Nj HT range (Ge) Track pT (Ge) Label Background Data
M 2–3 [ 250, 450 ) [ 15, 50 ) M LL lo 8.4-2.0+2.4±3.4 8
[ 50, ) M LL hi 5.4-1.8+2.2±2.6 2
[ 450, 1200 ) [ 15, 50 ) M LM lo 1.90-0.66+0.85±0.92 6
[ 50, ) M LM hi 1.12-0.54+0.77±0.97 1
[ 1200, ) [ 15, 50 ) M LH lo 0.00-0+0.36 0
[ 50, ) M LH hi 0.00-0+0.46 0
4 [ 250, 450 ) [ 15, 50 ) M HL lo 1.6-0.5+0.6 -1.6+3.0 3
[ 50, ) M HL hi 1.11-0.42+0.57±0.58 1
[ 450, 1200 ) [ 15, 50 ) M HM lo 1.9-0.5+0.6 -1.9+3.5 3
[ 50, ) M HM hi 1.5-0.5+0.7±1.1 0
[ 1200, ) [ 15, 50 ) M HH lo 0.38-0.19+0.31 -0.38+0.70 1
[ 50, ) M HH hi 0.12-0.10+0.29±0.04 0
L 2–3 [ 250, 1200 ) [ 15, ) L LLM 0.46-0.20+0.26 -0.46+0.53 0
[ 1200, ) [ 15, ) L LH 0.00-0+0.14 0
4 [ 250, 1200 ) [ 15, ) L HLM 0.013-0.014+0.015 -0.013+0.018 0
[ 1200, ) [ 15, ) L HH 0.000-0+0.008 0

Detailed results

Inclusive MT2 search

Figures 23 and 24 show the background estimates and observed data yields in the regions 250<HT<450, 450<HT<575, 1200<HT<1500, and HT>1500 Ge. Each bin corresponds to a single MT2 bin, and vertical lines identify (HT, Nj, Nb) topological regions.

Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Release and preservation of data used by the CMS Collaboration as the basis for publications is guided by the CMS policy as written in its document “CMS data preservation, re-use and open access policy” (https://cms-docdb.cern.ch/cgi-bin/PublicDocDB/RetrieveFile?docid=6032&filename=CMSDataPolicyV1.2.pdf&version=2).]

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Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Release and preservation of data used by the CMS Collaboration as the basis for publications is guided by the CMS policy as written in its document “CMS data preservation, re-use and open access policy” (https://cms-docdb.cern.ch/cgi-bin/PublicDocDB/RetrieveFile?docid=6032&filename=CMSDataPolicyV1.2.pdf&version=2).]


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