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Annals of Translational Medicine logoLink to Annals of Translational Medicine
. 2019 Nov;7(22):632. doi: 10.21037/atm.2019.10.115

Modifiable risk factors for carotid atherosclerosis: a meta-analysis and systematic review

Xi Ji 1,2, Xin-Yi Leng 3, Yi Dong 4, Ya-Hui Ma 1, Wei Xu 5, Xi-Peng Cao 6, Xiao-He Hou 5, Qiang Dong 4, Lan Tan 1,5,, Jin-Tai Yu 4,
PMCID: PMC6944535  PMID: 31930033

Abstract

Background

Carotid atherosclerosis is a major cause of stroke, but the conclusion about risk factors for carotid atherosclerosis is still controversial. The aim of our present meta-analysis and systematic review was to explore the modifiable risk factors for carotid atherosclerosis.

Methods

We searched PubMed from January 1962 to October 2018 to include longitudinal and cross-sectional studies. The results were pooled using random effects model. Heterogeneity was measured by I2 statistic and publication bias was assessed by funnel plots.

Results

A total of 14,700 articles were screened, of which 76 with 27 factors were eligible. Our meta-analysis of cross-sectional studies indicated nine factors (hyperlipidemia, hyperhomocysteinemia, hypertension, hyperuricemia, smoking, metabolic syndrome, hypertriglyceridemia, diabetes, and higher low density lipoprotein) were significantly associated with the presence of carotid plaque, among which four (hyperlipidemia, hyperhomocysteinemia, hypertension, and hyperuricemia) could elevate the risk of atherosclerosis by at least 50%; and one factor (hypertension) was associated with increased carotid intima-media thickness. In the systematic review, another five factors [negative emotion, socioeconomic strain, alcohol, air pollution, and obstructive sleep apnea syndrome (OSAS)] were also related to the presence of atherosclerosis. The cross-sectional associations with most of the above 14 factors were further confirmed by longitudinal studies. Among them, the managements of 4 factors (hypertension, hyperlipidemia, diabetes and OSAS) were indicated to prevent carotid atherosclerosis by cohort studies.

Conclusions

Effective interventions targeting pre-existing disease, negative emotion, lifestyle and diet may reduce the risk of carotid atherosclerosis. Further good-quality prospective studies are needed to confirm these findings.

Keywords: Carotid atherosclerosis, carotid plaque, carotid intima-media thickness, risk factors, meta-analysis

Introduction

Carotid atherosclerosis is a major cause of ischemic stroke, which remains clinically silent for a long time before an outbreak of acute events. As a global public health problem, stroke is the second leading cause for death worldwide (1), which leads to a huge burden on individuals and society because of the high rate of residual disability (2). Therefore, the prevention of the disease in a subclinical phase is important (3). Among the different stages of carotid atherosclerosis, we selected increased carotid intima media thickness (CIMT) and the presence of carotid plaque because these two were the most commonly used parameters (4).

Recently, it was indicated that healthy lifestyles might contribute to a decline in the prevalence of carotid atherosclerosis in the long term (5,6). In addition, a considerable amount of studies suggested that carotid atherosclerosis could be prevented by medications targeting several comorbidities, such as hypertension, diabetes, and dyslipidemia (7). Nonetheless, the conclusions concerning these potentially modifiable risk factors are still in dispute (8,9). As yet no article has been published on the detail of the risk factors for carotid atherosclerosis. Therefore, we performed a meta-analysis and systematic review to explore the modifiable risk factors for carotid atherosclerosis identified in previous reports, which is expected to throw light on the prevention of carotid atherosclerosis.

Methods

Search strategy

We adhered to the meta-analysis in the preferred reporting items for systematic reviews and meta-analyses (PRISMA) guidelines (10). We searched PubMed for studies that reported risk factors for carotid atherosclerosis from January 1962 to October 2018. Search terms were “carotid”, “risk”, and “risk factor” (the detailed retrieval strategy was shown in Supplementary Material). The reference lists of relevant reviews, meta-analyses and systematic reviews were hand-searched for further supplement.

Inclusion and exclusion criteria

Longitudinal and cross-sectional studies were included if they fulfilled the following criteria simultaneously: (I) the study included community-based population, (II) the exposures considered to be risk or protective factors for carotid atherosclerosis were potentially modifiable, (III) the control group were people without carotid atherosclerosis, and (IV) the outcome of carotid atherosclerosis was measured by increased carotid intima-media thickness (CIMT) or carotid plaque burden which included both non-stenotic and stenotic plaques (4). Increased CIMT was defined as CIMT ≥1.0 mm whether in the distal wall of the common carotid artery or in the bulb where there is no plaque and the presence of carotid plaque was defined as CIMT >1.5 mm or focal structures encroaching into the arterial lumen of at least 0.5 mm or 50% of the surrounding CIMT value (2). We restricted our search to those published in English. The detailed exclusion criteria were shown in Figure 1. If there was any disagreement between authors, the articles would be discussed until an agreement was reached.

Figure 1.

Figure 1

Flow chart of identified studies.

Data extraction and quality assessment

General characteristics of studies were extracted, including authors, publication year, baseline characteristics (total sample size, recruitment period, mean age and sex distribution), study design (prospective or cross-sectional), follow-up information (mean or maximum follow-up and the number of lost to follow-up), and outcomes (increased CIMT or the presence of carotid plaque). All data were extracted using an electronic spreadsheet. We preferred multivariate-adjusted OR/RR/HR rather than crude results.

Agency for Healthcare Research and Quality (AHRQ) (11) was used to assess the quality of cross-sectional observational studies (Table S1). Newcastle-Ottawa Scale (NOS) was employed to assess the quality of longitudinal studies (Table S2).

Statistical analyses

Heterogeneity among studies was assessed using the I2 statistic and values <75%, P>0.05 were considered as possibly low heterogeneity (12). A random effects model was used to quantitatively synthesize data. When the heterogeneity was high, the source would be explored further (13,14). First, sensitivity analyses were performed to examine whether the pooled effect was influenced by omitting any single study. Second, subgroup analyses were conducted according to the characteristics of studies (e.g., different outcomes). Funnel plot and trim-and-fill method were used to evaluate whether the asymmetry of funnel plot was related to publication bias (15). All statistical analyses were performed with R 3.2.0 software.

Ethics approval

It was not required, because the study type of our article is meta-analysis and systematic review.

Results

A total of 14,700 articles were identified, of which 76 with 27 factors met the inclusion criteria. Finally, eleven factors had data eligible for the meta-analysis and all relevant studies were cross-sectional (Figure 2). The general characteristics of the articles included in the meta-analysis were presented in Table 1. A total of 48,847 subjects were included in the meta-analysis, 92.6% studies were published from 2005 onwards and 72.8% samples were recruited from Asia and North America. The age range of all recruited subjects was from 35 to 100. Where reported, the proportion of females in the samples ranged from 18% to 67.2%. More baseline characteristics of the included population were presented in Table S3.

Figure 2.

Figure 2

Forest plot shows the risk factors for carotid atherosclerosis in the meta-analysis. OR, odds ratio; 95% CI, 95% confidence interval. Quality Score*, mean quality score of included studies; ^ presence of carotid plaque; # increased carotid intima-media thickness.

Table 1. General characteristics of studies included in the meta-analysis.

Risk factors Study Recruitment period N (total) Country Ethnicity Age Sex (female), % Outcome OR (95% CI)
Hypertension Woo, 2017 2008–2012 3,030 Korea Korean 70 [50–100] 56.30 Plaque* 1.72 (1.21–2.45)
Zhang, 2016 1992 1,257 China Chinese 69.16±8.10 56.20 Plaque* 1.75 (1.18–2.60)
Idei, 2014 2007–2009 64 Japan Japanese NA 47.80 Plaque* 3.26 (1.15–9.62)
Hong, 2013 2008 942 China Chinese 46–75 67.20 Plaque* 1.88 (1.15–3.07)
Beaussier, 2008 NA 92 France NA 50–80 23.91 Plaque* 6.90 (1.40–34.9)
Empana, 2007 1999–2001 5,585 France French 73.5±4.9 38.00 Plaque* 1.72 (1.43–2.06)
Czernichow, 2005 2001–2002 971 France French 58.9±4.7 (without MetS), 58.8±4.9 (MetS) 49.84 Plaque* 1.55 (1.12–2.15)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 3.70 (1.80–7.90)
Zhang, 2016 1992 1,257 China Chinese 69.16±8.10 56.20 Cimt 1.58 (1.08–2.33)
Hong, 2013 2008 942 China Chinese 46–75 67.20 Cimt 2.33 (1.40–3.87)
Su, 2001 1990 533 China Chinese >35 57.20 Cimt 5.00 (3.00–8.40)
Diabetes mellitus O’Flynn, 2017 2010 50 Ireland NA 59±6 51.00 Plaque* 0.93 (0.05–16.23)
Woo, 2017 2008–2012 3,030 Korea Korean 70 [50–100] 56.30 Plaque* 1.17 (0.81–1.69)
Rubinat, 2016 NA 374 Spain NA 56.1±10.8 59.90 Plaque* 1.00 (0.60–1.65)
Casalnuovo, 2012 2011 6,209 Italy NA 54±11 42.90 Plaque* 1.51 (1.18–1.93)
Empana, 2007 1999–2001 5,585 France French 73.5±4.9 38.00 Plaque* 1.21 (0.89–1.64)
Czernichow, 2005 2001–2002 971 France French 58.9±4.7 (without MetS), 58.8±4.9 (MetS) 49.84 Plaque* 1.42 (0.81–2.48)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 1.80 (0.70–4.90)
Hyperlipidemia Woo, 2017 2008–2012 3,030 Korea Korean 70 [50–100] 56.30 Plaque* 1.84 (1.30–2.62)
Yuan, 2014 NA 106 China Chinese 58.1±9.0 63.20 Plaque* 2.41 (1.05–5.51)
Hypercholesterolemia O’Flynn, 2017 2010 50 Ireland NA 59±6 51.00 Plaque* 0.70 (0.29–1.70)
Rubinat, 2016 NA 374 Spain NA 56.1±10.8 59.90 Plaque* 1.47 (0.91–2.38)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 1.10 (0.40–3.00)
Hypertriglyceridemia Empana, 2007 1999–2001 5,585 France French 73.5±4.9 38.00 Plaque* 1.34 (1.14–1.58)
Czernichow, 2005 2001–2002 971 France French 58.9±4.7 (without MetS), 58.8±4.9 (MetS) 49.84 Plaque* 1.28 (0.83–1.98)
Lower high density lipoprotein Irie, 2014 2007–2009 179 Japan Japanese 65±7 18.00 Plaque* 2.30 (1.03–5.13)
Empana, 2007 1999–2001 5,585 France French 73.5±4.9 38.00 Plaque* 1.13 (0.93–1.38)
Czernichow, 2005 2001–2002 971 France French 58.9±4.7 (without MetS), 58.8±4.9 (MetS) 49.84 Plaque* 1.52 (1.01–2.28)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 1.00 (0.50–1.90)
Higher low density lipoprotein Sato, 2013 2005–2012 236 Japan Japanese 56±13 34.30 Plaque* 1.01 (0.74–1.37)
Johnson, 2010 2005–2007 1,504 America 84% white, 14% black, 2% American 45.0 [37.8–53.0] 58.00 Plaque* 1.11 (1.08–1.13)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 0.60 (0.20–1.80)
Metabolic syndrome Leng, 2013 2007–2008 653 Hong Kong Chinese 55.1±10.4 52.80 Plaque* 1.50 (0.92–2.46)
Chen, 2008 1990–1991 810 China Chinese 66.1±10.9 43.70 Plaque* 1.37 (0.93–2.01)
Empana, 2007 1999–2001 5,585 France French 73.5±4.9 38.00 Plaque* 1.30 (1.09–1.55)
Rundek, 2007 2000 1,895 Northern Manhattan 25% were black, 22% white, 51% Hispanic, and 1% of other ethnicity 68.0±9.7 59.00 Plaque* 1.36 (1.10–1.67)
Czernichow, 2005 2001–2002 971 France French 58.9±4.7 (without MetS), 58.8±4.9 (MetS) 49.84 Plaque* 1.07 (0.63–1.83)
Ishizaka, 2005 1994–2003 8,144 Japan Japanese 56.6±10.5 32.80 Plaque* 1.99 (1.39–2.85)
Smoking O’Flynn, 2017 2010 50 Ireland NA 59±6 51.00 Plaque* 9.16 (0.39–217.16)
Woo, 2017 2008–2012 3,030 Korea Korean 70 [50–100] 56.30 Plaque* 1.46 (0.89–2.40)
Yang, 2015 NA 1,746 Northern Manhattan 18% white, 63% Hispanic, 19% black. 65.5±8.9 60.00 Plaque* 2.13 (1.27–3.57)
Johnson, 2010 2005–2007 1,504 America 84% white, 14% black, 2% American 45.0 [37.8–53.0] 58.00 Plaque* 1.14 (1.05–1.23)
Liang, 2009 1993–1994 1,132 China Chinese 35–64 66.10 Plaque* 1.50 (1.00–2.10)
Su, 2001 1990 533 China Chinese >35 57.20 Plaque* 2.40 (1.00–5.60)
Woo, 2017 2008–2012 3,030 Korea Korean 70 [50–100] 56.30 Plaque* 1.08 (0.63–1.85)§
Yang, 2015 NA 1,746 Northern Manhattan 18% white, 63% Hispanic, 19% black. 65.5±8.9 60.00 Plaque* 1.73 (1.19–2.51)§
Liang, 2009 1993–1994 1,132 China Chinese 35–64 66.10 Plaque* 1.30 (0.80–2.10)§
Hyperuricemia Li, 2015 2010 2,860 China Chinese 57.7 [40–94] 28.40 Plaque* 1.37 (1.09–1.74)
Li, 2014 1992 1,243 China Chinese 69.6±8.1 54.80 Plaque* 0.99 (0.63–1.55)
Neogi, 2009 2002–2004 4,866 America Caucasian 52.2 54.00 Plaque* 1.75 (1.21–2.51)
Ishizaka, 2005 1994–2003 8,144 Japan Japanese 56.6±10.5 32.80 Plaque* 2.27 (1.90–2.72)
Hyperhomocysteinemia Zhang, 2016 1992 1,257 China Chinese 69.16±8.10 56.20 Plaque* 1.56 (1.05–2.33)
Yang, 2014 2010–2011 2,919 China Chinese 60.1±12.4 28.60 Plaque* 1.28 (1.09–1.51)
Alsulaimani, 2013 1993–2001 1,327 Northern Manhattan 19% black, 62% Hispanic, 17% white. 66±9 59.00 Plaque* 1.90 (1.20–3.10)
Kawamoto, 2001 2000 120 Japan Japanese 77±9 55.80 Plaque* 8.24 (2.87–23.70)

OR, odds ratio; 95% CI, 95% confidence interval; MetS, Metabolic syndrome. Plaque*, presence of carotid plaque; CIMT, increased carotid intima-media thickness; , current smoking; §, former smoking.

Cigarette smokers and people with metabolic syndrome (including its components of hypertension, dyslipidemia, and diabetes mellitus), hyperuricemia, hyperhomocysteinemia, negative emotion, socioeconomic strain, obstructive sleep apnea syndrome (OSAS), alcohol, air pollution, and childhood sexual abuse are more likely to have carotid atherosclerosis. Furthermore, interventions against risk factors may prevent atherosclerosis.

Modifiable risk factors

Blood pressure

Data from eight studies (16-23) including 12,474 individuals were pooled in the meta-analysis (Figure 2), which showed that hypertension could increase the risk of carotid plaque by 81% (OR =1.81, 95% CI: 1.55–2.13, I2=19%, P=0.28) (Figure S1). Three studies (17,19,23) with 2,732 subjects exhibited hypertension has higher risk of increased CIMT (OR =2.60, 95% CI: 1.33–5.08, I2=84%, P<0.01) (Figure S2).

Additionally, it was indicated that the risk of plaque was significantly greater in people with increased systolic blood pressure (SBP) variability (every 10 mmHg increase) and diastolic blood pressure (DBP) variability (1,24,25). Pulse pressure (PP) variability (every 10 mmHg increase) raises the risk of carotid plaque for both community-based subjects and stroke patients (26,27).

Diabetes mellitus

Seven studies (16,21-24,28,29) with 16,752 patients were included in the meta-analysis (Figure 2). The results showed that diabetics might have carotid plaque than non-diabetics (OR =1.31, 95% CI: 1.13–1.53, I2=0%, P=0.74) (Figure S3).

Dyslipidemia

The meta-analysis of ten studies (16,21-24,28,30-33) including 12,568 patients showed that patients with hyperlipidemia (OR =1.92, 95% CI: 1.39–2.65, I2=0, P=0.56), hypertriglyceridemia (triglyceride ≥1.7 mmol/L) (OR =1.33, 95% CI: 1.14–1.55, I2=0%, P=0.85), and higher low density lipoprotein (low density lipoprotein ≥3.4 mmol/L) (OR =1.11, 95% CI: 1.08–1.13, I2=0%, P=0.46) were more likely to have carotid plaque (Figures S4,S5,S6). Moreover, there was strong likelihood of positive relationship between lower high density lipoprotein (high density lipoprotein ≤1.0 mmol/L) (OR =1.28, 95% CI: 0.99–1.67, I2=32%, P=0.22) or hypercholesterolemia (total cholesterol ≥5.2 mmol/L) (OR =1.20, 95% CI: 0.80–1.82, I2=6%, P=0.34) with carotid plaque (Figures S7,S8). One cohort study (34) indicated that hypercholesterolemia, hypertriglyceridemia, and higher low density lipoprotein were risk factors for CIMT. Nevertheless, one cross-sectional study (33) failed to prove the relationship of total cholesterol (every 1 mmol/L increase) or triglyceride (every 1 mmol/L increase) with carotid plaque.

Metabolic syndrome (MetS)

MetS was defined according to the criteria of the National Cholesterol Education Program (NCEP) Adult Treatment Panel III (ATP-III) (35). Six studies (21,22,36-39) including 18,058 individuals explored the association between MetS and carotid atherosclerosis, which showed that people with MetS might have more carotid plaque than non- MetS (OR =1.39, 95% CI: 1.23–1.57, I2=8%, P=0.36) (Figure S9). Notably, there was a dose-response relationship between the presence of carotid plaque and an increasing number of components of MetS (OR =1.71, 95% CI: 1.10–2.66, I2=0%, P=0.64 for MetS-1; OR =2.17, 95% CI: 1.39–3.37, I2=0%, P=0.48 for MetS-2; OR =2.21, 95% CI: 1.42–3.46, I2=0%, P=0.56 for MetS-3; OR =2.65, 95% CI: 1.57–4.47, I2=8%, P=0.30 for MetS-4; OR =4.78, 95% CI: 2.60–8.81, I2=0%, P=0.36 for MetS-5) (Figures S10,S11,S12,S13,S14). Consistently, the association was confirmed by one cohort study (40) showing that individuals with MetS had higher risk of carotid plaque (HR =1.92, 95% CI: 1.06–3.47).

Hyperuricemia

The association between hyperuricemia (uric acid ≥420 µmol/L in man or uric acid ≥360 µmol/L in woman) and carotid plaque was reported in four studies (25,39,41,42) including 17,113 participants. Pooled results indicated that hyperuricemia might increase the presence of plaque (OR =1.57, 95% CI: 1.11–2.22, I2=84%, P<0.01) (Figure S15). Similarly, the increased CIMT was presented in those with higher uric acid level (OR =1.24, 95% CI: 1.04–1.47) (43). Further, people with carotid plaque or stenosis were reported to have higher uric acid level. But another cross-sectional study (44) failed to find the relationship between uric acid and plaque.

Hyperhomocysteinemia

Four studies (17,45-47) with 5,623 individuals were included and a significant positive relationship between hyperhomocysteinemia (homocysteine ≥15 µmol/L) and carotid plaque was found (OR =1.88, 95% CI: 1.19–2.95, I2=78%, P<0.01) (Figure S16). Additionally, one cross-sectional study (48) found CIMT increased 0.06mm as the level of homocysteine elevated per 1 µmol/L.

Smoking

A pooled analysis of six studies (16,23,24,30,49,50) including 7,995 participants indicated that smoking had a significant association with the risk of carotid plaque. Subgroup analyses showed that current smoking (current smokers vs. non-smokers, OR =1.52, 95% CI: 1.14–2.03, I2=59%, P=0.03) conferred greater risk than former smoking (former smokers vs. non-smokers, OR =1.42, 95% CI: 1.08–1.87, I2=9%, P=0.33) for the presence of carotid plaque (Figures S17,S18). Similarly, tobacco smoking is associated with increased CIMT, especially current smokers (51).

Sensitivity analyses

In sensitivity analyses (Table S4), the results were robust for hypertension, hyperhomocysteinemia, MetS, and hypercholesterolemia. For current smoking, the heterogeneity was reduced after omitting one study (30) without changing the significance of the results. For hyperuricemia, the pooled effect became non-significant (OR=1.50, 95% CI: 0.95–2.38) after omitting one study (41) with different races.

Assessment of publication bias

For studies reporting the association between hypertension, diabetes mellitus, MetS, current smoking and the presence of carotid plaque, there was evidence of publication bias. After using the trim and fill method, the result barely changed for hypertension, diabetes mellitus, and MetS, but not for current smoking (Figure S19,S20,S21,S22,S23,S24,S25,S26).

Others

Some modifiable factors could not be included in the meta-analysis due to insufficient data, consisting of sexual abuse in early life (52), air pollution (53,54), socioeconomic strain (55-57), negative emotion (58-60), lifestyles (drinking, physical activity, and sleep duration) (5,61-64), diet (vitamin supplementation, egg consumption, vegetable intake and fish consumption) (65-72), medications (antihypertensive drugs, lipid-lowering drugs, and glucose-lowering drugs) (73-82), and pre-existing disease (OSAS) (apnea-hypopnea index >15 events/h) (83,84) in mid-to-late life (Figure 3 and Table S5).

Figure 3.

Figure 3

Factors showing significant positive and negative association with carotid atherosclerosis. DM, diabetes mellitus; MetS, metabolic syndrome; Hcy, homocysteine; HDL, how density lipoprotein; LDL, low density lipoprotein; TC, total cholesterol; TG, Triglyceride; OSAS, obstructive sleep apnea syndrome; CPAP, continuous positive airway pressure. Risk factors of meta-analysis are above the dotted line; Risk factors of systematic review are below the dotted line; The dots with four different filled ratios below risk factors represent different total sample size ranges; Different colors represent different quality score ranges.

Discussion

There were 27 studies included in the meta-analysis and 49 studies included in the systematic review. The meta-analysis suggested that dyslipidemia, hyperhomocysteinemia, hypertension, hyperuricemia, smoking, MetS, and diabetes mellitus could increase the risk of carotid plaque. Some low- and medium-quality references were included in the meta-analysis and systematic review; therefore, more high-quality and large-scale prospective studies were needed to obtain more reliable results.

It is known that atherosclerosis affects other vascular beds before it causes significant carotid disease. The prevalence of carotid atherosclerosis and carotid plaque was 27.22% and 20.15% of Chinese people aged 30–79 years in 2010 (85). Among patients with diagnosed coronary artery disease, 56.3% patients had raised CIMT, 74.8% patients had carotid plaques, and 8.4% patients had stenosis in carotid arteries (86). Patients with coronary artery disease more often had multiple plaques (86.7% versus 13.8%, P<0.001) (87). This suggests that coronary artery disease may be an early marker of carotid atherosclerosis.

MetS and its components were associated with both the presence and the progression of carotid atherosclerosis via multiple pathways. The association of hypertension with carotid atherosclerosis might be explained by hemodynamic changes which were related to the severity of CIMT (88). High plasma glucose levels could induce carotid structural changes by promoting endothelial dysfunction and vascular smooth muscle cell proliferation (8). Dyslipidemia might play an important role through the influx of lipids into the sites of vascular lesions. Interestingly, it was showed that higher high-density lipoprotein could reverse the transport of cholesterol and return it to the liver to protect against carotid atherosclerosis (89). The effect of triglyceride on carotid atherosclerosis was controversial because the criteria of hypertriglyceridemia were inconsistent. Recently, a large number of studies have been conducted to investigate whether drugs targeting comorbidities could reduce the incidence of carotid atherosclerosis. Some cohort studies showed that medications including antihypertensive drugs, lipid-lowering drugs and glucose-lowering drugs were protective against CIMT progression. The protective role of these drugs in atherosclerosis relies not only on their therapeutic effects on the pre-existing disease, but also on their direct protective effects on the arterial wall (75). A number of longitudinal studies showed that long-term use of lipid-lowering drugs for prevention of atherosclerosis might be more effective than short-term use (78,90). Moreover, the results in our analysis were supportive of the roles of glucose-lowering drugs in preventing CIMT progression (81,82,91). However, one cohort study showed no relationship between glucose-lowering drugs and the progression of CIMT, which could be explained either by insufficient follow-up or by the different inclusion criteria for people free from diabetes (80).

In addition, it was indicated that hyperuricemia could increase the occurrence of carotid plaque and accelerate CIMT progression through the production of reactive oxygen species, which could lead to oxidative stress and endothelial dysfunction (92). Besides, OSAS was reported to have a similar impact on carotid atherosclerosis (83), especially in rapid eye movement sleep (93), which may be attributed to nocturnal hypoxemia that could augment local inflammatory responses and exacerbate vessel damage in carotid arteries (94). Therefore, continuous positive airway pressure (CPAP) was considered the treatment for OSAS by ameliorating inflammation to protect against carotid atherosclerosis (95).

Negative emotion including depression, anger, and anxiety was identified as a risk factor for the progression of carotid atherosclerosis by many cohort studies (58,96), which might be accounted for by sympathetic nervous system hyperreactivity, abnormalities in platelet function, hypercortisolemia, endothelial dysfunction, and heart rate variability (97). One cohort study (59) failed to prove that depression symptoms could increase the risk of CIMT, but the inconsistencies could be explained by threshold effect (depression vs. depression symptoms). The relationship between anger and CIMT was controversial according to different socioeconomic status (SES). People with low SES would have a greater likelihood of increased CIMT (52,55,98). Business workers are considered to have higher CIMT when compare with factory workers (99). More evidence is required to explore the relationship between social, psychological condition and carotid atherosclerosis. Moreover, psychosocial interventions may play an important role in the prevention of carotid atherosclerosis.

Healthy lifestyles (e.g., no smoking, little drink and exercise) could protect against atherosclerosis through increasing endothelial dilatory factors and blood volume in the carotid artery. The mechanism for the influence of smoking on carotid atherosclerosis might be attributed to chronic inflammation which could damage endothelial cells exposed to circulating thrombogenic factors. These factors might increase macrophage infiltration and plaque thrombogenicity (49). One longitudinal study identified current smoking is related with extracranial carotid atherosclerosis but not with intracranial artery (100). Interestingly, if mothers smoked in pregnancy, children had thicker CIMT, and the impact was stronger if both parents smoked during pregnancy (101). Drinking could increase low density lipoprotein oxidation and oxidative stress to accelerate the progression of atherosclerosis when a man consumes alcohol over 40 g/d, and the CIMT progression had a dose-response relationship with alcohol intake, no matter what he drinks: beer, wine or spirits (102). Moderate exercise could increase antioxidant stress and anti-inflammatory processes, which could protect against the progression of carotid atherosclerosis (5). Shorter sleep duration may have higher CIMT in Western populations rather than Asian populations (103). More evidence is needed to confirm the association between sleep duration and carotid atherosclerosis.

Compared with a low-fat diet, a long-term use of the Mediterranean diet prevented the progression of carotid atherosclerosis in patients who were newly diagnosed with type 2 diabetes. Because Mediterranean diet is rich in vegetables and fish, which have beneficial effects on carotid via inhibition of oxidative stress (71). A number of cohort studies showed that vitamin supplementation (including vitamin C, vitamin B, or vitamin E) could protect from CIMT progression, and it was speculated that the potential mechanism was the improved endothelial vasodilator function, but the effect might depend on dose (68). Vitamin B12 deficiency may increase the risk of carotid atherosclerosis by elevating total homocysteine (104), and vitamin B supplementation may slow the progression of carotid plaque burden by reducing homocysteine (105). Further longitudinal studies should be conducted to clarify the association between diet and carotid atherosclerosis.

Strength and limitations

As far as we know, this is the first meta-analysis and systematic review exploring the modifiable risk factors for carotid atherosclerosis. We tried to search all available studies and synthesise all suitable data.

Our study had a few limitations. First, our meta-analysis was based on cross-sectional studies, which could not reflect causal links between risk factors and carotid atherosclerosis. Hence, we carried out a systematic review based on the longitudinal studies. Second, as the analysis included observational studies, some unmeasured confounding factors and biases might exist. Therefore, the quality assessment of individual studies was carried out. Third, the number of population was relatively small for some risk factors, which should be clarified with caution. Fourth, there was publication bias when exploring the association between current smoking and the presence of carotid plaque, but the result was robust after sensitivity analyses. Therefore, the conclusion should be drawn with caution.

Conclusions

The current meta-analysis and systematic review indicated that pre-existing disease, negative emotion, lifestyle, and diet could increase the risk of carotid atherosclerosis, suggesting that these factors may serve as prevention targets. More investigation is needed to clarify the association of mood, lifestyle, and medication with carotid atherosclerosis. Further good-quality prospective studies are warranted.

Acknowledgments

Funding: This work was supported by grants from Taishan Scholars Program of Shandong Province (ts201511109 and tsqn20161079) and Qingdao Key Health Discipline Development Fund.

Supplementary

Retrieval strategy

[PubMed]

((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((((risk) OR risk factor) OR hypertension) OR hypertensive disease) OR blood pressure) OR BP) OR systolic blood pressure) OR SBP) OR diastolic blood pressure) OR DBP) OR diabetes) OR diabetes mellitus) OR DM) OR hyperglycemia) OR hyperlipidemia) OR hyperlipaemia) OR dyslipidemia) OR triglyceride) OR TG) OR high density lipoprotein) OR HDL) OR low density lipoprotein) OR LDL) OR cholesterin) OR cholesterol) OR hypercholesterolemia) OR apolipoprotein) OR Apo) OR BMI) OR body mass index) OR overweight) OR overload) OR obesity) OR high weight circumference) OR fat) OR adiposis) OR corpulence) OR metabolic syndrome) OR Mets) OR metabolic dysfunction) OR metabolic disorder) OR metabolic disturbance) OR smoking) OR smoke) OR smoker) OR tabacco) OR nicotine addiction) OR uric acid) OR UA) OR hyperuricemia) OR hyperuricaemia) OR homocysteine) OR HCY) OR homocystinemia) OR diet) OR food) OR wine) OR alcohol) OR drinking) OR drink) OR drinker) OR vitamin) OR niacin) OR nicotinic acid) OR folic acid) OR folate) OR folacin) OR cobalamin) OR sport) OR exercise) OR movement) OR activity)) AND (carotid)) AND (((((prospective) OR cohort) OR follow) OR longitudinal) OR nested case-control)

Figure S1.

Figure S1

The forest plot shows the relationship between hypertension and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.81 (95% CI: 1.55–2.13, P=0.28) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with hypertension. CI indicates confidence interval; OR, odds ratio.

Figure S2.

Figure S2

The forest plot shows the relationship between hypertension and the increased carotid intima media thickness. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 2.60 (95% CI: 1.33–5.08, P<0.01) in the random effects model. Values more than 1 denote an increased risk for the increased carotid intima media thickness with hypertension. CI, confidence interval; OR, odds ratio.

Figure S3.

Figure S3

The forest plot shows the relationship between diabetes mellitus and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.31 (95% CI: 1.13–1.53, P=0.74) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with diabetes mellitus. CI, confidence interval; OR, odds ratio.

Figure S4.

Figure S4

The forest plot shows the relationship between hyperlipidemia and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.92 (95% CI: 1.39–2.65, P=0.56) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with hyperlipidemia. CI, confidence interval; OR, odds ratio.

Figure S5.

Figure S5

The forest plot shows the relationship between hypertriglyceridemia and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.33 (95% CI: 1.14–1.55, P=0.85) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with hyperlipidemia. CI, confidence interval; OR, odds ratio.

Figure S6.

Figure S6

The forest plot shows the relationship between higher low density lipoprotein and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.11 (95% CI: 1.08–1.13, P=0.46) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with higher low-density lipoprotein. CI, confidence interval; OR, odds ratio.

Figure S7.

Figure S7

The forest plot shows the relationship between hypercholesterolemia and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.20 (95% CI: 0.80–1.82, P=0.34) in the random effects model. Values across 1 means there are no relationship between hypercholesterolemia and the presence of carotid plaque. CI, confidence interval; OR, odds ratio.

Figure S8.

Figure S8

The forest plot shows the relationship between lower high density lipoprotein and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.28 (95% CI: 0.99–1.67, P=0.22) in the random effects model. Values across 1 means there are no relationship between lower high-density lipoprotein and the presence of carotid plaque. CI, confidence interval; OR, odds ratio.

Figure S9.

Figure S9

The forest plot shows the relationship between metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.39 (95% CI: 1.23–1.57, P=0.36) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with metabolic syndrome. CI, confidence interval; OR, odds ratio.

Figure S10.

Figure S10

The forest plot shows the relationship between one component of metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.71 (95% CI: 1.10–2.66, P=0.64) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with one component of metabolic syndrome. CI, confidence interval; OR, odds ratio; MetS-1, one component of metabolic syndrome.

Figure S11.

Figure S11

The forest plot shows the relationship between two components of metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 2.17 (95% CI: 1.39–3.37, P=0.48) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with two components of metabolic syndrome. CI, confidence interval; OR, odds ratio; MetS-2, two components of metabolic syndrome.

Figure S12.

Figure S12

The forest plot shows the relationship between three components of metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 2.21 (95% CI: 1.42–3.46, P=0.56) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with three components of metabolic syndrome. CI, confidence interval; OR, odds ratio; MetS-3, three components of metabolic syndrome.

Figure S13.

Figure S13

The forest plot shows the relationship between four components of metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 2.65 (95% CI: 1.57–4.47, P=0.30) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with four components of metabolic syndrome. CI, confidence interval; OR, odds ratio; MetS-4, four components of metabolic syndrome.

Figure S14.

Figure S14

The forest plot shows the relationship between five components of metabolic syndrome and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 4.78 (95% CI: 2.60–8.81, P=0.36) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with five components of metabolic syndrome. CI, confidence interval; OR, odds ratio; MetS-5, five components of metabolic syndrome.

Figure S15.

Figure S15

The forest plot shows the relationship between hyperuricemia and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.57 (95% CI: 1.11–2.22, P<0.01) in the random effects model. Values more than 1 denote an increased risk for the presence of carotid plaque with hyperuricemia. CI, confidence interval; OR, odds ratio.

Figure S16.

Figure S16

The forest plot shows the relationship between hyperhomocysteinemia and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.88 (95% CI: 1.19–2.95, P<0.01) in the random effects model. Values more than an increased risk for the presence of carotid plaque with hyperhomocysteinemia. CI, confidence interval; OR, odds ratio.

Figure S17.

Figure S17

The forest plot shows the relationship between current smoking and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.52 (95% CI: 1.14–2.03, P=0.03) in the random effects model. Values more than an increased risk for the presence of carotid plaque with current smoking. CI, confidence interval; OR, odds ratio.

Figure S18.

Figure S18

The forest plot shows the relationship between former smoking and the presence of carotid plaque. Each comparison is presented by the name of the first author and the year of publication. The contrast has an OR of 1.42 (95% CI: 1.08–1.87, P=0.33) in the random effects model. Values more than an increased risk for the presence of carotid plaque with former smoking. CI, confidence interval; OR, odds ratio.

Figure S19.

Figure S19

Funnel plot for publication bias in studies on hypertension and the presence of carotid plaque. The asymmetry of the funnel plot suggests that publication bias may exist.

Figure S20.

Figure S20

Funnel plot for publication bias in studies on diabetes mellitus and the presence of carotid plaque. The asymmetry of the funnel plot suggests that publication bias may exist.

Figure S21.

Figure S21

Funnel plot for publication bias in studies on metabolic syndrome and the presence of carotid plaque. The asymmetry of the funnel plot suggests that publication bias may exist.

Figure S22.

Figure S22

Funnel plot for publication bias in studies on current smoking and the presence of carotid plaque. The asymmetry of the funnel plot suggests that publication bias may exist.

Figure S23.

Figure S23

After using the trim and filling method, the change of the merger effect was not obvious. The results were moderate, which means hypertension is a risk factor for the presence of carotid plaque.

Figure S24.

Figure S24

After using the trim and filling method, the change of the merger effect was not obvious. The results were moderate, which means diabetes mellitus is a risk factor for the presence of carotid plaque.

Figure S25.

Figure S25

After using the trim and filling method, the change of the merger effect was not obvious. The results were moderate, which means metabolic syndrome is a risk factor for the presence of carotid plaque.

Figure S26.

Figure S26

After using the trim and filling method, the merger effect became non-significant. The results were not moderate, which means the caution is needed in drawing conclusion.

Table S1. The quality evaluation of cross-sectional studies by agency for healthcare research and quality (AHRQ).

Study Define the source of information (survey, record review) List inclusion and exclusion criteria for exposed and unexposed subjects (cases and controls) or refer to previous publications Indicate time period used for identifying patients Indicate whether or not subjects were consecutive if not population-based Indicate if evaluators of subjective components of study were masked to other aspects of the status of the participants Describe any assessments undertaken for quality assurance purposes (e.g., test/retest of primary outcome measurements) Explain any patient exclusions from analysis Describe how confounding was assessed and/or controlled If applicable, explain how missing data were handled in the analysis Summarize patient response rates and completeness of data collection Clarify what follow-up, if any, was expected and the percentage of patients for which incomplete data or follow-up was obtained Total score
Blekkenhorst, 2018 8
Bondonno, 2018 8
Johnsen, 2018 8
Kianoush, 2017 9
Woo, 2017 7
O’Flynn, 2017 7
Rubinat, 2016 7
Cheng, 2016 7
Zhang, 2016 8
Li, 2015 7
Yang, 2015 6
Yang, 2014 8
Li, 2014 7
Yuan, 2014 8
Fox, 2014 6
Irie, 2014 7
Idei, 2014 7
Painschab, 2013 5
Sato, 2013 8
Hong, 2013 7
Alsulaimani, .2013 8
Buscemi, 2013 5
Leng, 2013 7
Oikonen, 2012 8
Casalnuovo, 2012 7
Zhang, 2012 5
Sands, 2012 5
Johnson, 2010 8
Kozakova, 2010 9
Gardener, 2009 6
Neogi, 2009 7
Lee, 2009 5
Liang, 2009 9
Chen, 2008 9
Beaussier, 2008 8
Debette, 2008 5
Rundek, 2007 9
Shintani, 2007 6
Empana, 2007 9
Nakhai-pour, 2007 5
Ishizaka, 2005 6
Hintsanen, 2005 7
Baguet, 2005 5
Kawamoto, 2005 5
Czernichow, 2005 7
Lu, 2004 8
Tiemeier, 2004 5
Kawamoto, 2001 9
Su, 2001 8

Table S2. The quality evaluation of cohort studies by the Newcastle Ottawa scale (NOS).

Study Selection Comparability Outcome Total score
Representativeness of the exposed cohort Selection of the non-exposed cohort Ascertainment of exposure Demonstration that outcome of interest was not present at start of study According the most important factor to choose control According the other important factor to choose control Assessment of outcome Follow-up long enough for outcomes to occur Adequacy of follow up of cohorts
Park, 2017 7
Peterson, 2016 7
Wang, 2016 4
Ramadan, 2016 5
Christoph, 2015 6
Goldberg, 2014 4
Thurston, 2014 6
Gunnarsson, 2014 7
Kim, 2014 4
Jung, 2014 7
Patel, 2013 5
Hui, 2012 6
Huang, 2012 5
Kesse-Guyot, 2010 5
Rice, 2009 4
Meuwese, 2009 8
Bots, 2009 6
Yamagami, 2008 5
Lee, 2008 4
Thoenes, 2007 6
Mita, 2007 6
Haas, 2005 6
Hanefeld, 2004 8
Zureik, 2004 7
Lovett, 2003 6
Wikstrand, 2003 6
Hosomi, 2001 8

Table S3. Baseline characteristics of the included population.

Study Sample types Symptomatic status (TIA/Stroke) Comorbidities Drugs
Woo, 2017 Community population None Hypertension (50.13%); diabetes (19.87%); hyperlipidemia (25.71%) None
Zhang, 2016 Community population None Hypertension (60.6%); diabetes (17.3%); dyslipidemia (58.6%) Antihypertensive therapy (49%); hypoglycemic therapy (83%); lipid-lowering therapy (36%)
Idei, 2014 Juntendo Tokyo Koto Geriatric Medical Center None Hypertension (63%); diabetes (100%); dyslipidemia (83%) Antihypertensive therapy (45.3%); hypoglycemic therapy (47.2%); lipid-lowering therapy (4.8%)
Hong, 2013 Community population None Hypertension (41.61%); diabetes (9.6%) Antihypertensive therapy (59.7%); hypoglycemic therapy (7.0%); lipid-lowering therapy (4.4%)
Beaussier, 2008 George Pompidou Hospital, and the neurology department of Sainte-Anne Hospital None Hypertension (71.74%) Antihypertensive therapy (61.96%)
Empana, 2007 Community population None Metabolic syndrome (12.1%) Antihypertensive therapy (48.1%); lipid-lowering therapy (29.7%)
Czernichow, 2005 Hotel- Dieu Hospital None Metabolic syndrome (8.7%) Antihypertensive therapy (19.5%); hypoglycemic therapy (1.1%); lipid-lowering therapy (16.8%)
Su, 2001 Community population None Hypertension (49.34%); diabetes (17.64%); dyslipidemia (3 5.08%) NA
O’Flynn, 2017 Primary care centre None Hypertension (29%); diabetes (9%) Antihypertensive therapy (29%); lipid-lowering therapy (36%)
Rubinat, 2016 Hospital Universitari Arnaude Vilanova None Hypertension (50%); diabetes (38.5%); dyslipidemia (30.2%) NA
Casalnuovo, 2012 Community population None Hypertension (100%); diabetes (9.5%); dyslipidemia (51.9%) Antihypertensive therapy (90.8%); hypoglycemic therapy (24.3%); lipid-lowering therapy (6.7%)
Yuan, 2014 Angel of Diabetics Organisation Stroke (2.8%) Hypertension (56.6%); diabetes (100%); dyslipidemia (51.3%) NA
Irie, 2014 Osaca Police Hospital None Hypertension (80%); diabetes (100%); dyslipidemia (60%) Antihypertensive therapy (63%); hypoglycemic therapy (77%); lipid-lowering therapy (4.4%)
Sato, 2013 Nippon Medical School Hospital None Diabetes (100%) Antihypertensive therapy (32%); hypoglycemic therapy (63%); lipid-lowering therapy (20%)
Johnson, 2010 Community population None NA Antihypertensive therapy (13.6%); lipid-lowering therapy (11.1%)
Leng, 2013 Community population None Hypertension (47.8%); diabetes (21.7%); metabolic syndrome (62.1%) NA
Chen, 2008 Community population None Hypertension (38.3%); diabetes (21.7%); dyslipidemia (44.9%) NA
Rundek, 2007 Community population None NA Hypoglycemic therapy (12%); lipid- lowering therapy (18%)
Ishizaka, 2005 Mitsui Memorial Hospital None NA NA
Yang, 2015 Community population None Hypertension (71%); diabetes (19%); dyslipidemia (64%) NA
Liang, 2009 Fuwai Hospital None Hypertension (29.8%); angina (3.4%) NA
Li, 2015 Community population None Hypertension (59.3%); diabetes (16.3%); dyslipidemia (45.0%) Diuretics therapy (2.7%); lipid- lowering therapy (0.8%)
Li, 2014 Beijing An Zhen Hospital None Hyperuricemia (24.9%) NA
Neogi, 2009 Community population None Hypertension (32.8%); diabetes (9.4%); coronary artery disease (12.3%); renal insufficiency (9.4%) NA
Yang, 2014 Community population None Hypertension (59.3%); diabetes (54.2%); dyslipidemia (16. 3%) NA
Alsulaimani, 2013 Community population None Hypertension (71%); diabetes (20%) NA
Kawamoto, 2001 Community population Stroke (40%) NA NA
Cheng, 2016 Community population None Hypertension (48.6%); diabetes (18%) NA
Lu, 2004 Suburban general population None Hypertension (43.41%) Antihypertensive therapy (17.61%)
Shintani, 2007 Community population None Hypertension (100%); diabetes (14.6%); dyslipidemia (42.7%) Antihypertensive therapy (39%)
Lovett, 2003 European Carotid Surgery Trial None Hypertension (100%) Antihypertensive therapy (39%); lipid-lowering therapy (8.8%)
Huang, 2012 Fuwai Hospital None NA None
Gardener, 2009 Community population None Hypertension (73.5%); diabetes (21.2%); dyslipidemia (42.7%) NA
Jung, 2014 Ansan Hospital Stroke (1.9%) Hypertension (45.7%); diabetes (23.0%); depression (0.8%); metabolic syndrome (42.7%); heart disease (14.6%) Antihypertensive therapy (7.8%); hypoglycemic therapy (4.6%); lipid-lowering therapy (4.6%)
Oikonen, 2012 NA None NA Antihypertensive therapy (6.9%); hypoglycemic therapy (0.6%); lipid-lowering therapy (2.2%)
Zhang, 2012 Samsung Medical Center None Hypertension (35.4%); dyslipidemia (55.7%); metabolic syndrome (11.1%); abnormal liver function (28.7%) Lipid-lowering therapy (1.4%)
Kawamoto, 2005 Community population Stroke (36.9%) Hypertension (68.2%); dyslipidemia (54.5%) Antihypertensive therapy (46.8%); lipid-lowering therapy (4.0%)
Nakhai-Pour, 2007 Community population None Hypertension (45%); diabetes (10.6%); cardiovascular disease (14.1%) NA
Fox, 2014 Community population None None None
Gunnarsson, 2014 Community population None NA Antihypertensive therapy (13%); hypoglycemic therapy (2%); lipid-lowering therapy (4%); continuous positive airway pressure user (1%)
Kim, 2014 Community population None Snorers (73.6%) Antihypertensive therapy (14.9%)
Lee, 2008 Community population None Hypertension (27.3%); dyslipidemia (69%) NA
Baguet, 2005 Grenoble University Hospital None Hypertension (40%) Antihypertensive therapy (65%); hypoglycemic therapy (4%); lipid-lowering therapy (11%)
Haas, 2005 Community population None Diabetes (0.9%) NA
Rice, 2009 Gerontology Research Center NA Diabetes (5.4%) Antihypertensive or lipid-lowering therapy (22.3%); antidepressants (8.8%)
Tiemeier, 2004 Community population Stroke (3.0%) Diabetes (9.8%); depressive disorders (3.0%); peripheral arterial disease (16.9%) Antidepressants (2.6%)
Peterson, 2016 Massachusetts General Hospital None NA Antihypertensive therapy (36.36%); hypoglycemic therapy (1.14%); lipid-lowering therapy (27.84%); anticoagulant therapy (10.7%)
Thurston, 2014 Community population None NA Antihypertensive therapy (43.6%); hypoglycemic therapy (11.6%); lipid-lowering therapy (33.4%); anticoagulant therapy (13%); hormone therapy (37.4%)
Hintsanen, 2005 Social Insurance Institution None NA NA
Wang, 2016 Community population Stroke (5.8%) Hypertension (61.6%); diabetes (21.6%); dyslipidemia (54. 7%) NA
Painschab, 2013 Community population None Hypertension (11%); diabetes (1%); cardiovascular disease (8%) Antihypertensive therapy (5%); hypoglycemic therapy (1%); lipid-lowering therapy (2%); aspirin (2%)
Park, 2017 Community population None None None
Goldberg, 2014 Community population Stroke (12%) Hypertension (71%); diabetes (20%) Lipid-lowering therapy (15%)
Buscemi, 201 3 Community population None NA NA
Sands, 2012 NA None Diabetes (6.5%); depression (15.8%) None
Kesse-Guyot, 2010 Community population None NA Antihypertensive therapy (19.3%); hypoglycemic therapy (1.4%); lipid-lowering therapy (17.8%)
Kozakova, 20 10 Healthy subjects None None None
Lee, 2009 Community population NA Hypertension (41.0%); diabetes (15.1%); dyslipidemia (24.3%) NA
Debette, 2008 Community population NA Hypertension (59.5%); diabetes (10.6%); dyslipidemia (36.7%) NA
Hui, 2012 Community population NA Obstructive sleep apnea syndrome (100%) Continuous positive airway pressure user (56%)
Thoenes, 2007 NA None Metabolic syndrome (100%) Niacin (66.7%)
Zureik, 2004 Community population None Hypertension (19.8%); diabetes (3.8%) Antihypertensive therapy (11.2%); vitamins supplementation (51.5%)
Ramadan, 2016 NA Stroke (3.0%) Hypertension (39%); diabetes (7%); myocardial infarction (7%) Antihypertensive therapy (66.6%); lipid-lowering therapy (50%)
Wikstrand, 2003 NA None Hypercholesterolemia (100%) B-blockers therapy (50%); lipid- lowering therapy (100%)
Hosomi, 2001 Kagawa Medical University and Takamats u National Hospital NA Hypertension (50%); diabetes (100%); myocardial infarction (55.1%) Antihypertensive therapy (49.0%); hypoglycemic therapy (40.3%); lipid-lowering therapy (25.5%)
Meuwese, 2009 NA Stroke (2.8%) Hypertension (29.5%); diabetes (4.9%); dyslipidemia (100%); myocardial infarction (14.5%) Lipid-lowering therapy (50.3%)
Bots, 2009 Caritas Carney Hospital NA Hypertension (19.9%); dyslipidemia (100%) Lipid-lowering therapy (71.3%)
Yamagami, 2008 Kobe City General Hospital NA Hypertension (76.5%); diabetes (12.3%); dyslipidemia (100%); cardiovascular disease (32.1%) Antihypertensive therapy (28.4%); lipid-lowering therapy (49.4%); aspirin (12.3%); ticlopidine (19.8%)
Christoph, 2015 University hospital NA Hypertension (79.7%); diabetes (100%); dyslipidemia (77.8%) Antihypertensive therapy (94.5%); hypoglycemic therapy (50%); lipid-lowering therapy (100%); antiplatelet therapy (100%)
Patel, 2013 Indiana University and Washington University School of Medicine NA Diabetes (100%) Antihypertensive therapy (37.9%); hypoglycemic therapy (50%); lipid-lowering therapy (9.1%)
Mita, 2007 Juntendo University Hospital, Junseikai hospital, and Chiba Tokushyu kai hospital NA Hypertension (32.9%); diabetes (74.5%); dyslipidemia (50%) Antihypertensive therapy (30%); hypoglycemic therapy (48.6%); lipid-lowering therapy (10%)
Hanefeld, 2004 NA NA Diabetes (100%) Antihypertensive therapy (26.1%); hypoglycemic therapy (48.7%); lipid-lowering therapy (29.6%)
Blekkenhorst, 2018 Community population None NA Antihypertensive therapy (40.2%); lipid-lowering therapy (15.2%); aspirin (14.7%)
Bondonno, 2018 NA None None Antihypertensive therapy (40%); lipid- lowering therapy (15%); aspirin (16%)
Johnsen, 2018 Community population None Hypertension (55.9%); diabetes (2.7%) Antihypertensive therapy (10.3%); lipid-lowering therapy (1.7%)
Kianoush, 2017 Community population None Diabetes (18.5%); myocardial infarction (12.8%) Antihypertensive therapy (25.5%); lipid-lowering therapy (11.4%)

Table S4. Sensitivity analysis of the meta-analysis.

Risk factor Study omitted OR LCI LCI Heterogeneity (I2) P value
Hypertension (presence of plaque) None 1.81 1.55 2.13 19% 0.28
Woo, 2017 1.87 1.53 2.29 30% 0.20
Zhang, 2016 1.86 1.53 2.26 31% 0.19
Idei, 2014 1.79 1.52 2.10 19% 0.29
Hong, 2013 1.83 1.52 2.22 30% 0.20
Beaussier, 2008 1.76 1.55 2.00 0% 0.43
Empana, 2007 1.92 1.52 2.41 29% 0.21
Czernichow, 2005 1.90 1.57 2.30 24% 0.25
Su, 2001 1.74 1.53 1.98 0% 0.57
Hypertension (increased CIMT) None 2.60 1.33 5.08 84% <0.01
Zhang, 2016 3.41 1.61 7.21 77% 0.04
Hong, 2013 2.77 0.90 8.57 92% <0.01
Su, 2001 1.85 1.27 2.69 30% 0.23
Diabetes mellitus None 1.31 1.13 1.53 0% 0.74
O’Flynn, 2017 1.32 1.13 1.53 0% 0.63
Woo, 2017 1.34 1.14 1.59 0% 0.69
Rubinat, 2016 1.35 1.15 1.59 0% 0.81
Casalnuovo, 2014 1.21 0.99 1.46 0% 0.91
Empana, 2007 1.35 1.13 1.61 0% 0.68
Czernichow, 2005 1.31 1.11 1.53 0% 0.63
Su, 2001 1.30 1.12 1.52 0% 0.68
Hypercholesterolemia None 1.20 0.80 1.82 6% 0.34
O’Flynn, 2017 1.39 0.90 2.15 0% 0.61
Rubinat, 2016 0.85 0.44 1.66 0% 0.51
Su, 2001 1.12 0.55 2.25 52% 0.15
Higher low-density lipoprotein None 1.11 1.08 1.13 0% 0.46
Sato, 2013 1.05 0.75 1.47 17% 0.27
Johnson, 2010 0.97 0.73 1.31 0% 0.37
Su, 2001 1.11 1.08 1.13 0% 0.55
Lower high density lipoprotein None 1.28 0.99 1.67 32% 0.22
Irie, 2014 1.18 1.00 1.40 0% 0.39
Empana, 2007 1.47 1.01 2.15 20% 0.29
Czernichow, 2005 1.27 0.83 1.75 34% 0.22
Su, 2001 1.37 0.98 1.92 51% 0.13
Metabolic syndrome None 1.39 1.23 1.57 8% 0.36
Leng, 2013 1.39 1.20 1.60 25% 0.26
Chen, 2008 1.40 1.20 1.63 26% 0.25
Empana, 2007 1.45 1.22 1.75 15% 0.32
Rundek, 2007 1.42 1.18 1.69 26% 0.25
Czernichow, 2005 1.41 1.24 1.60 12% 0.34
Ishizaka, 2005 1.32 1.17 1.49 0% 0.91
Hyperuricemia None 1.57 1.11 2.22 84% <0.01
Li, 2015 1.64 1.04 2.58 83% <0.01
Li, 2014 1.77 1.26 2.5 82% <0.01
Neogi, 2009 1.5 0.95 2.38 89% <0.01
Ishizaka, 2005 1.37 1.05 1.79 46% 0.16
Hyperhomocysteinemia None 1.88 1.19 2.95 78% <0.01
Zhang, 2016 2.24 1.08 4.67 85% <0.01
Yang, 2014 2.43 1.22 4.83 76% 0.02
Alsulaimani, 2013 1.97 1.07 3.61 84% <0.01
Kawamoto, 2001 1.42 1.15 1.75 28% 0.25
Current smoking None 1.52 1.14 2.03 59% 0.09
O’Flynn, 2017 1.49 1.13 1.98 63% 0.03
Woo, 2017 1.57 1.10 2.24 66% 0.02
Yang, 2015 1.37 1.06 1.78 44% 0.13
Johnson, 2010 1.70 1.33 2.17 0 0.52
Liang, 2009 1.59 1.08 2.33 63% 0.03
Su, 2001 1.44 1.09 1.92 59% 0.05
Former smoking None 1.42 1.08 1.87 9% 0.33
Woo, 2017 1.55 1.16 2.09 0% 0.36
Yang, 2015 1.20 0.84 1.71 0% 0.62
Liang, 2009 1.43 0.90 2.24 50% 0.16

OR, odds ratio; LCI, lower confidence interval; UCI, upper confidence interval.

Table S5. General characteristics of studies included in the systematic reviews.

Risk factors Study Study type Recruitment period N (total) Age (range, mean ± SD) Sex (female), % Follow-up Lost to follow-up Outcome Result
Hypertension
   Systolic blood pressure variability O’Flynn, 2017 Cross-sectional 2010 50 59±6 years 51.00 NA NA Plaque* OR 1.90 (1.10–3.20)
   Pulse pressure Cheng, 2016 Cross-sectional 2011–2012 5,403 56.59±9.1 years 63.00 NA NA CIMT† OR 1.11 (1.05–1.08)
   Diastolic blood pressure variability Li, 2014 Cross-sectional 2007 1,222 65.2±8.0 years 54.50 NA NA Plaque* OR 6.07 (1.31–28.10)
   Duration of hypertension Lu, 2004 Cross-sectional 2002 1,198 43–73 years 64.77 NA NA Plaque* OR 2.2(1.1–4.3) (woman), OR 1.0 (0.4–2.4) (man)
   Systolic blood pressure variability Shintani, 2007 Cross-sectional 1998 775 66.2±6.2 years 68.80 NA NA Plaque* OR 1.17(1.04–1.32)
   Pulse pressure‡ Lovett, 2003 Cohort study NA 3,018 62±8 years 27.77 12 months 346 Plaque* OR 2.07(1.25–3.44)
Hypercholesterolemia
   Total cholesterol (per 1 mmol/L) Sato, 2013 Cross-sectional 2005–2012 236 56±13 (19–86) years 34.30 NA NA Plaque* OR 0.93 (0.72–1.20)
   Hypercholesterolemia Huang, 2012 Cohort study 1981–1982 1,626 47.8±8.1 years 64.52 9 years 431 CIMT P<0.001
   Total cholesterol (per 1-SD) Gardener, 2009 Cross-sectional 1993–2001 1,804 68.5±10.1 years 60.20 NA NA Plaque* OR 1.12 (1.01–1.25)
Hypertriglyceridemia
   Triglyceride (per 1 mmol/L) Sato, 2013 Cross-sectional 2005–2012 236 56±13 (19–86) years 34.30 NA NA Plaque* OR 1.15 (0.85–1.59)
   Hypertriglyceridemia Huang, 2012 Cohort study 1981–1982 1,626 47.8±8.1 years 64.52 9 years 431 CIMT P<0.001
   Triglyceride (per 1-SD) Gardener, 2009 Cross-sectional 1993–2001 1,804 68.5±10.1 years 60.20 NA NA Plaque* OR 0.99 (0.88–1.10)
Higher low-density lipoprotein Huang, 2012 Cohort study 1981–1982 1,626 47.8±8.1 years 64.52 9 years 431 CIMT P<0.001
Low density lipoprotein (per 100 nmol/L) Johnson, 2010 Cross-sectional 2005–2007 1,504 45.0 (37.8–53.0) years 58.00 NA NA Plaque* OR 1.11 (1.08–1.13)
Low density lipoprotein (per 1-SD) Gardener, 2009 Cross-sectional 1993–2001 1,804 68.5±10.1 years 60.20 NA NA Plaque* OR 1.14 (1.02–1.27)
Metabolic syndrome Jung, 2014 Cohort study 2004–2006 370 66 (64–71) years 65.90 25 months 0 Plaque* HR 1.92 (1.06–3.47)
Hyperuricemia
   Uric acid Oikonen, 2012 Cross-sectional 1980 1,985 30–45 years 53.50 NA NA Plaque* OR 1.00 (0.99–1.01)
   Uric acid (per 1 mg/dl) Zhang, 2012 Cross-sectional 2008–2010 3,010 50 years 0.00 NA NA CIMT† OR 1.24 (1.04–1.47)
Hyperhomocysteinemia
   Hyperuricemia Kawamoto, 2005 Cross-sectional 1996–2004 919 >60 years 56.69 NA NA CIMT OR 1.66 (1.16–1.39)
   Homocysteine (per unit increase log homocysteine) Nakhai-Pour, 2007 Cross-sectional NA 376 60±11 years 0.00 NA NA CIMT P<0.01
Current smoking Kianoush, 2017 Cross-sectional 2012 14,103 51.7±8.9 years 54.00 NA NA CIMT P<0.001
Obstructive sleep apnea syndrome
   Obstructive sleep apnea syndrome Fox, 2014 Cross-sectional 2006–2007 51 >40 years 41.18 NA NA CIMT P=0.03
   Obstructive sleep apnea syndrome Gunnarsson, 2014 Cohort study 1989 2,884 47.6±7.7 years 45.00 13 years 2094 Plaque* OR 1.55 (1.02–2.35)
   Habitual snoring Kim, 2014 Cohort study 2005–2006 3,487 >40 years 48.10 4 years 358 CIMT† OR 1.11 (0.72–1.70) (man), 1.80 (1.13–2.87) (woman)
   Heavy snoring Lee, 2008 Cohort study NA 110 45–80 years 46.36 NA 13 Plaque* OR 10.5 (2.10–51.8)
   Mean nocturnal SaO2 <92% and minimal nocturnal SaO2 <80% Baguet, 2005 Cross-sectional 2001–2004 83 48±11 years 10.84 NA Na Plaque* OR 3.10 (1.00–9.40)
Negative emotion
   Depressive symptoms Haas, 2005 Cohort study 1985–1988 219 30–60 years 9.70 10 years 89 Plaque* OR 2.31 (1.19–4.50)
   Depressive symptoms Rice, 2009 Cohort study 1980 556 20–93 years 54.50 3.9 years 0 CIMT P=0.34
   Depression Tiemeier, 2004 Cross-sectional 1997–1999 4,019 >60 years 57.77 NA NA CIMT OR 1.24 (1.02–1.51)
Socioeconomic strain
   Unfair treatment Peterson, 2016 Cohort study 1996–1997 1056 42–52 years 100.00 12 years NA CIMT P=0.009
   Low Socioeconomic status Thurston, 2014 Cohort study 1996–1997 3,302 59.5±2.7 years 100.00 12 years 1900 Plaque* OR 1.78 (1.21–2.61)
   Job strain Hintsanen, 2005 Cross-sectional 1980 1,020 32.3 years 53.14 NA NA CIMT P=0.029(man), P>0.05(woman)
Childhood sexual abuse Thurston, 2014 Cohort study 1996–1997 1,402 59.55±2.7 years 100.00 12 years 0 CIMT P<0.05
Air pollution
   Traffic-related pollution (living less than 150m (versus more than 300m) from major roadways) Wang, 2016 Cohort study 2000–2004 5,301 55.5±12.7 years 63.70 5 years 501 CIMT P=0.12
   Chronic exposure to biomass fuel Painschab, 2013 Cross-sectional 2011 266 >35 years 54.00 NA NA Plaque* OR 2.60 (1.10–6.00)
Lifestyle
   Vegetable intake (each 10 g/d) Blekkenhorst, 2018 Cross-sectional 1998 968 75.0±2.6 years 100.00 NA NA CIMT P<0.01
   Vegetable nitrate intake (each 29 mg/d) Bondonno, 2018 Cross-sectional 2001 1,226 72±3 years 100.00 NA NA CIMT P=0.04
   Fish intake (≥3 times/week) Johnsen, 2018 Cross-sectional 2001 3,900 45–74 years 49.03 NA NA Plaque* OR 1.32 (1.01–1.73)
   Exercise 40-80 min in length 5 days per week Park, 2017 Cohort study NA 44 71.1±4.6 years 100.00 24 weeks 3 CIMT P<0.05
   Egg consumption (per additional egg/week) Goldberg, 2014 Cohort study NA 1,429 65.8±8.8 years 60.00 11 years 0 Plaque* OR 0.89(0.80-0.98)
   Mediterranean diet vs. unhealthy diet Buscemi, 2013 Cross-sectional 2011 929 10–54 years 65.00 NA NA Plaque* OR 1.34 (0.72–2.52)
   Longer sleep duration (1 h/d) Sands, 2012 Cross-sectional 1985 617 37–52 years 58.00 NA NA CIMT P=0.02 (man), P=0.91 (woman)
   Nutrient’s density Kesse-Guyot, 2010 Cohort study 1994–1995 1,026 35–60 years 48.44 7.5 years 126 CIMT P=0.40
   Vigorous activity Kozakova, 2010 Cross-sectional 2001 614 44±8 years 60.26 NA NA CIMT P<0.05
   Consume alcohol >40 g/d Lee, 2009 Cross-sectional 2007–2008 4,302 >50 years 63.34 NA NA Plaque* OR 1.81 (1.13–2.91)
   Drinking tea ≥3 cups/d vs. none Debette, 2008 Cross-sectional 1999–2001 6,597 >65 years 60.93 NA NA Plaque* OR 1.02 (0.31–5.90) (man), 0.47 (0.20–1.11) (woman)
Continuous positive airway pressure Hui, 2012 Cohort study 2005 50 49.5±1.4 years 18.00 12 months 26 CIMT P=0.002
Vitamin supplementary
   Niacin (1,000 mg/day) Thoenes, 2007 Cohort study 2004–2005 55 >18 years 44.44 52 weeks 10 CIMT P=0.006
   Low-dose of antioxidant vitamins Zureik, 2004 Cohort study 1994 1,302 52.6±4.7 years 49.80 7.2±0.3 years 140 CIMT P=0.38
Antihypertensive drugs
   Valsartan vs. placebo Ramadan, 2016 Cohort study 2005–2008 120 21–80 years 49.17 2 years 44 Delta CMT P=0.009
   Metoprolol controlled release/extended release vs. placebo Wikstrand, 2003 Cohort study NA 793 49–70 years NA 3 years 0 Delta CMT P<0.05
Lipid-lowering drugs
   Enalapril at 10 mg/d vs. control Hosomi, 2001 Cohort study 1997 98 56.3±8.5 years (control), 56.4±8.7 years (intervention) 37.76 2 years 7 Annual change of CIMT P=0.011
   Pactimibe at 100 mg/d vs. placebo Meuwese, 2009 Cohort study 2004–2005 881 54.7±8.5 years (control), 55.5±8.5 years (intervention) 39.05 24 months 165 CIMT P=0.04
   Rosuvastatin at 40 mg/d vs. placebo Bots, 2009 Cohort study NA 984 57.0±6.0 years (control), 57.0±6.2 years (intervention) 40.65 24 months 0 Annual change of CIMT P<0.001
   Simvastatin or atorvastatin vs. no statin therapy Yamagami, 2008 Cohort study 2001–2003 81 65.4±6.9 years (control), 63.4±8.3 years (intervention) 42.00 1 year 0 Plaque thickness P=0.008
Glucose-lowering drugs
   Pioglitazone vs. placebo Christoph, 2015 Cohort study 2007–2010 54 62.2±10.0 years (control), 59.5±10.4 years (intervention) 18.52 9 months 0 CMT P>0.05
   Acarbose vs. placebo Patel, 2013 Cohort study 2004 219 53.6±11.7 years (control), 53.6±11.1 years (intervention) 66.21 5 years 56 Annual change of CIMT P=0.047
   Nateglinide vs. no treatment Mita, 2007 Cohort study 2005 70 51.3±8.3 years (control) 61.8±6.0 years (intervention) 47.00 12 months 0 Annual change of CIMT P=0.0064
   Acarbose vs. placebo Hanefeld, 2004 Cohort study NA 115 55.6±6.9 years (control), 54.8±7.4 years (intervention) 39.13 3.9±0.6 years 17 Delta CIMT P=0.027

Plaque*, presence of carotid plaque; CIMT†, increased carotid intima-media thickness; ‡ indicated stroke patients.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Footnotes

Conflicts of Interest: The authors have no conflicts of interest to declare.

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