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. 2019 Apr 16;28(6):547–551. doi: 10.1159/000500311

Phenotypic and Genotypic Characterization of ESBL-, AmpC-, and Carbapenemase-Producing Klebsiella pneumoniae and Escherichia coli Isolates

Hossein Kazemian a,b, Hamid Heidari c, Roya Ghanavati d, Sobhan Ghafourian a, Fateme Yazdani e, Nourkhoda Sadeghifard a, Hasan Valadbeigi a, Abbas Maleki a, Iraj Pakzad a,*
PMCID: PMC6944897  PMID: 30995662

Abstract

Objectives

Drug resistance among gram-negative bacteria is a worldwide challenge. Due to the importance of drug-resistant Klebsiella pneumoniae and Escherichia coli strains in hospital-acquired infections, we aimed to determine the phenotypic and genotypic characteristics of ESBL-, AmpC-, and carbapenemase-producing isolates obtained from hospitalized patients in Tehran and Ilam (Iran).

Materials and Methods

In total, 90 K. pneumoniae isolates and 65 E. coli isolates were collected from various infections. Phenotypic identification of bacterial isolates was performed using standard methods. Phenotypic screening of ESBL, AmpC, and carbapenemase enzymes was carried out. Detection of ESBL, AmpC, and carbapenemase genes was also performed by the PCR method.

Results

Phenotypic detection tests showed that 36 (40%) K. pneumoniae and 23 (35.4%) E. coli isolates were ESBL producers. Moreover, 18 (20%) and 6 (9.2%) K. pneumoniae and E. coli isolates were AmpC producers, respectively. Modified Hodge test results indicated that 39 (43.3%) K. pneumoniae and 18 (27.7%) E. coli isolates produced carbapenemase. Molecular tests showed that 40% of K. pneumoniae and 36.9% of E. coli isolates were ESBL positive. AmpC was detected in 24.4 and 13.8% of K. pneumoniae and E. coli isolates. Carbapenemase was detected in 34 (37.8%) K. pneumoniae and 13 (20%) E. coli isolates. ­

Conclusion

In this study, 3 K. pneumoniae isolates simultaneously carried ESBL, AmpC, and carbapenemase genes. Up-to-date strategies such as combination therapy or utilization of new antimicrobial agents might help to combat such drug-resistant organisms.

Keywords: Klebsiella pneumoniae, Escherichia coli, ESBLs, AmpC, Carbapenemase

Significance of the Study

  • Given the importance of drug-resistant Klebsiella pneumoniae and Escherichia coli strains in hospital-acquired infections, the aim of this study was to determine the characteristics of ESBL, AmpC, and carbapenemase-producing isolates. Coexistence of AmpC, ESBL, and carbapenemase genes was observed in some isolates. Implementing up-to-date strategies against such organisms is warranted.

Introduction

Drug resistance in gram-negative bacteria is a worldwide challenge [1]. Major resistance to gram-negative pathogens is related to Enterobacteriaceae, Acinetobacter baumannii,and Pseudomonas aeruginosa [2]. In the Enterobacteriaceae family, Klebsiella pneumoniae and Escherichia coli have notable drug resistance. Also, they are the common cause of hospital- and community-acquired infections [3, 4].

The wide distribution of extended-spectrum β-lac­tamases (ESBLs) amongst Enterobacteriaceae has been attributed to the over- or misuse of these antibiotics [5]. ESBLs are able to hydrolyze various types of β-lactam antibiotics, including cephalosporins and monobactams. Therefore, treating infections caused by ESBL-producing bacteria has become a complicated issue [5, 6]. Dissemination of hospital-acquired infections can be prevented via early detection of infections caused by such micro­organisms [7].

Carbapenems have been considered as the treatment of choice for ESBL-producing gram-negative bacterial infections. Carbapenemase-producing strains cause serious infections in hospitalized patients and are associated with mortality [8]; hence, the use of molecular techniques could be helpful in accurately diagnosing infections caused by ESBL- and carbapenemase-producing organisms.

Drug-resistant strains of K. pneumoniae and E. coli in hospital-acquired infections are important [9]; thus, the aim of the present study was to determine the phenotypic and genotypic characterization of ESBL-, AmpC-, and carbapenemase-producing isolates of K. pneumoniae and E. coli obtained from hospital-associated infections in Tehran and Ilam (Iran).

Materials and Methods

Bacterial Strains

A total of 90 K. pneumoniae and 65 E. coli isolates were obtained from various infections of hospitalized patients between April 2016 and March 2017 in Tehran and Ilam. Phenotypic and biochemical identification of bacterial isolates was performed according to standard methods [10].

Phenotypic Screening of ESBL, AmpC, and Carbapenemase Enzymes

All isolates were initially screened for ESBL production by a combined disk method according to the guidelines of the Clinical Laboratory Standards Institute (CLSI) [11]. Briefly, susceptibility to cefotaxime (30 μg), cefotaxime/clavulanate (30/10 μg), ceftazidime (30 μg), and ceftazidime/clavulanate (30/10 μg) (Mast Co., UK) was determined on Müller-Hinton agar (Merck Co, Germany). ESBL-producing strains were recognized by an at least 5-mm increase in zone diameter around cefotaxime/clavulanate and ceftazidime/clavulanate disks in comparison with disks without clavulanic acid. E. coli ATCC 35218 was used as the control strain [11].

Cefoxitin disks (30 μg) were used to screen AmpC-producing isolates according to CLSI recommendations [11]. A cefoxitin-cloxacillin double-disk synergy test was carried out to confirm AmpC production, as previously described [12].

The modified Hodge test (MHT) was performed to screen carbapenemase-producing isolates [11]. K. pneumoniae ATCC BAA-1705 and BAA-1706 were used as MHT-positive and -negative controls [11].

Detection of ESBL-, AmpC-, and Carbapenemase-Related Genes

Polymerase chain reaction was performed using specific primers to detect genes encoding ESBLs (blaTEM, blaSHV, blaCTX-M, and blaPER), AmpC (blaACC, blaDHA, blaEBC, blaFOX, blaMOX, and blaCIT), and carbapenemase (blaIMP, blaVIM, blaNDM, blaKPC, and blaOXA-48-like), as previously described [13, 14, 15, 16, 17]. The products were separated by electrophoresis in 1% agarose gel with 1× TBE (Tris/borate/EDTA) buffer, stained with safe stain load dye (CinnaGen Co., Tehran, Iran) and visualized under ultraviolet illumination.

Statistical Analysis

The distribution of resistance genes among resistant and susceptible isolates was calculated using χ2 and Fisher's exact tests for each gene. p values ≤0.05 were considered to be statistically significant.

Results

Phenotypic ESBL detection tests indicated that 36 (40%) K. pneumoniae isolates and 23 (35.4%) E. coli isolates were ESBL producers. Moreover, 32 (35.5%) K. pneumoniae and 19 (29.2%) E. coli isolates were AmpC positive, while phenotypic confirmatory tests showed that 18 (20%) and 6 (9.2%) K. pneumoniae and E. coli strains, respectively, were AmpC producers; 39 (43.3%) K. pneumoniae and 18 (27.7%) E. coli strains produced carbapenemase.

Molecular methods showed that 36 (40%) K. pneumoniae isolates harbored at least 1 of the ESBL-related genes. Distribution of these genes among K. pneumoniae strains were blaTEM 23.3%, blaSHV 21.1%, and blaCTX-M 11.1%. Presence of blaTEM and blaSHV genes in ESBL-producing K. pneumoniae isolates was statistically significant (p < 0.05). In addition, 24 (36.9%) E. coli isolates were ESBL positive. The prevalence of blaTEM and blaSHV genes was 16.9%, and blaCTX-M was observed in 21.5% of isolates. The blaPER gene was not detected in any of the strains. The blaCTX-M gene was more prevalent in E. coli isolates which were ESBL producers (Table 1).

Table 1.

Distribution of ESBL-associated genes among K. pneumoniae and E. coli isolates

Isolate ESBL
blaTEM blaSHV blaCTX-M blaPER
phenotypic genotypic
K. pneumoniae 36 (40) 36 (40) 21 (23.3)* 19 (21.1)* 10 (11.1) 0
E. coli 23 (35.4) 24 (36.9) 11(16.9) 11 (16.9) 14 (21.5)* 0

Values are presented asn (%).

*

p < 0.05.

AmpC-associated genes were detected amongst 22 (24.4%) K. pneumoniae isolates. blaDHA, blaCIT, and blaEBC were found among 16.6, 5.5, and 13.3% of K. pneumoniae strains, respectively. blaDHA prevalence in AmpC-positive K. pneumoniae isolates was statistically significant (p< 0.05). Furthermore, 9 (13.8%) of the E. coli isolates carried AmpC genes, and the distribution percentages of blaDHA, blaCIT, and blaEBC were 6.1, 3, and 4.6%, respectively. All the strains were negative for blaACC, blaFOX, and blaMOX (Table 2).

Table 2.

Distribution of AmpC-related genes among K. pneumoniae and E. coli isolates

Isolate AmpC positive
blaACC blaDHA blaEBC blaFOX blaMOX blaCIT
screening test confirmatory test genotypic
K. pneumoniae 32 (35.5) 18 (20) 22 (24.4) 0 15 (16.6)* 12 (13.3) 0 0 5 (5.5)
E. coli 19 (29.2) 6 (9.2) 9 (13.8) 0 4 (6.1) 3 (4.6) 0 0 2 (3)

Values are presented as n (%).

*

p < 0.05.

Carbapenemase-related genes were detected in 34 (37.8%) K. pneumoniae isolates. The prevalence rates of these genes were blaVIM 33.3%, blaOXA-48-like 14.4%, and blaIMP 1.1%. Thirteen (20%) E. coli isolates were carba­penemase positive. blaVIM and blaOXA-48-like were observed in 12.3 and 20% of isolates, respectively. No blaIMP gene was detected in E. coli strains. blaNDM and blaKPC genes were not found in any of the bacterial isolates. blaVIM and blaOXA-48-like gene distribution was significantly different (p < 0.05)among K. pneumoniae and E. coliisolates (Table 3).

Table 3.

Carbapenem resistance patterns among K. pneumoniae and E. coli isolates

Isolate Carbapenemase
producer BlaIMP blaVlM blaNDM blaKPC blaOXA-48-like
MHT genotypic
K. pneumoniae 39 (43.3) 34 (37.8) 1 (1.1) 30 (33.3)* 0 0 13 (14.4)
E. coli 18 (27.7) 13 (20) 0 8 (12.3) 0 0 13 (20)*

Values are presented as n (%). MHT, modified Hodge test.

*

p < 0.05.

Discussion

In the present study, the prevalence of ESBL-, AmpC-,and carbapenemase-associated genes were investigated by phenotypic and genotypic methods in clinical isolates of K. pneumoniae and E. coli. According to the phenotypic results, the prevalence of ESBL-producing K. pneumoniae and E. coli was notable. The genotypic method confirmed the phenotypic method results, except for 1 E. colistrain. Although this isolate harbored 1 ESBL-related gene, it did not show phenotypic resistance. Similarly, unexpressed ESBL genes in antibiotic-susceptible isolates were previously reported [18]. Horizontal gene transfer to other bacteria is possible via such strains [18].

Notable frequencies of ESBL-producing K. pneumo­niaeand E. coli strains were reported in Iran [19, 20]. It seems that the prevalence of ESBL-producing gram-negative bacteria is increasing in the country [20].

In the present study, 8 K. pneumoniae isolates carried 2 ESBL genes, and 3 isolates harbored 3 ESBL genes simultaneously. Moreover, the simultaneous presence of 2 and 3 ESBL genes was observed in 6 and 3 strains of E. coli,respectively. The copresence of ESBL genes among clinical E. coliisolates was previously stated [21].

In the present study, AmpC screening and confirmatory phenotypic tests produced different results. Similar to a previous study, a high rate of false-negative results was reported by phenotypic detection methods for AmpC [13]. In our study, AmpC-producing K. pneumoniae strains were higher than in a previous report from Iran [22]. However, a notable frequency of AmpC-producing K. pneumoniaeisolates (43%) was reported among burnt patients [13]. Dissemination of AmpC β-lactamases between near half of clinical gram-negative bacilli has been reported [13, 23, 24]. In the present study, 6 AmpC-producing K. pneumoniae isolates carried blaDHA and blaEBC simultaneously, and copresence of blaDHA, blaEBC, and blaCIT was observed in 2 isolates. Recently, the coexistence of AmpC β-lactamase genes in K. pneumoniae was reported for the first time [13]. To eradicate AmpC-producing bacteria, carbapenems can be used as primary agents, but AmpC β-lactamases might increase the MIC values of carbapenems and confer resistance to the carbapenem family [13, 25].

A frequent gene among carbapenemase-producing K. pneumoniae was blaVIM, but only 1 harbored the blaIMP gene. Similarly, in a previous study, the blaVIM gene was more frequent than the blaIMP gene [26]. The blaKPC and blaNDM genes were not detected in any of the investigated strains, while the presence of blaKPC was notable in K. pneumoniae isolates in Iran [27]. Also, in a study by Hosseinzadeh et al. [28], >10% of the isolates carried the blaNDM-1 gene.

Among carbapenemase-producing K. pneumoniae, 8 (23.5%) isolates simultaneously harbored blaVIM and blaOXA-48-like genes, and the copresence of blaVIM, blaOXA-48-like, and blaIMP genes was detected in only 1 isolate (2.9%). Among carbapenemase-producing E. coliisolates, 8 (61.5%) carried blaVIM and blaOXA-48-like genes simultaneously. The blaOXA-48-like gene was detected among all of them.

Our results indicated that some resistance genes were present amongst the resistant strains, which was statistically significant (p < 0.05). These appear to be the most frequent ESBL-, AmpC-, and carbapenemase-related genes in our region (Tables 1, 2, 3). Coexistence of ESBL, AmpC, and metallo-β-lactamases was reported amongst A. baumanniistrains in 2013 [29]. Pokhrel et al. [30] showed the copresence of ESBLs and carbapenemase in clinical E. coli isolates in Nepal.

The current study shows that 2 K. pneumoniae isolates simultaneously carried 2 ESBL (blaCTX-M, blaTEM / blaCTX-M, blaSHV), 2 AmpC (blaDHA and blaEBC), and 2 carbapenemase genes (blaVIM and blaOXA-48-like). Moreover, coexistence of 3 ESBL (blaCTX-M, blaTEM, and blaSHV), 1 AmpC (blaDHA), and 3 carbapenemase genes (blaVIM, blaOXA-48-like, and blaIMP) was seen in 1 of the studied isolates.

Conclusion

For the first time, we reported the occurrences of ESBL, AmpC, and carbapenemase genes in K. pneumoniae strains in Iran. In the present study, 2 isolates simultaneously carried 2 ESBL genes, 2 AmpC, and 2 carbapenemase genes. Moreover, coexistence of 3 ESBL, 1 AmpC, and 3 carbapenemase genes was observed in 1 K. pneumoniae isolate. Therefore, K. pneumoniae can be considered as a major pathogen and important hazard for public health. Up-to-date treatment with combination therapy and/or new antimicrobial agents, for example, might be helpful against such drug-resistant organisms.

Statement of Ethics

This study was approved by the Ethics Committee of Ilam University of Medical Sciences.

Disclosure Statement

The authors declare that there is no conflict of interest.

Acknowledgment

This study was supported by the Ilam University of Medical Sciences (project No. 959017/144).

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