Abstract
Synthetic melanin nanoparticles have value in metal chelation, photoprotection, and biocompatibility. Applications of these materials have been reported in optics, biomedicine, and electronics. However, precise size control has remained relatively difficult—especially for materials below 1000 nm. In this paper we describe the synthesis of ultrasmall synthetic nanoparticles with size of 9.4–31.4 nm in weakly acidic and neutral conditions via UV-irradiation. Size control of these particles was possible by varying the pH from 6.4–10.0. We then used UV–vis, FTIR, and nuclear magnetic resonance to investigate the mechanism of UV-induced polymerization. The data show that reactive oxygen species from UV irradiation oxidizes intermediates of the reaction and accelerates the formation of these synthetic melanin structures.
Keywords: synthetic melanin nanoparticles, synthesis, polydopamine, UV irradiation, facile preparation, melanin, mechanism
Graphical Abstract
1. INTRODUCTION
Synthetic melanin nanoparticles (SMNPs) are an important class of biobased synthesized nanomaterials that have been used as multimodal imaging agents,1,2 photothermal agents,3,4 drug-delivery systems for chemotherapy,5 and in the fabrication of stimuli-responsive films.6 In humans, melanins play a diverse role in biological functions such as coloration,7 chelation,8 photoprotection,9 thermoregulation,10 and quenching of free radicals.11 Melanins are present within the skin, eye, brain, and hair in two forms: pheomelanin and eumelanin.12 Pheomelanin is a reddish-yellow pigment that produces free radicals under UV irradiation,13 cell lysis in Ehrlich ascites carcinoma, and histamine release from mast cells.14 Eumelanin is a brownish-black pigment and is a known photoprotector, antioxidant, and serves as a marker of Parkinson’s disease and melanoma.15 Eumelanin is typically considered a heteroge- neous macromolecule of 5,6-dihydroxyindole and the 2-carboxylated form, 5,6-dihydroxyindole-2-carboxylic acid. Pheomelanin is a similar heterogeneous macromolecule but includes sulfur from cysteinyldopa.16 Melanins are formed in nature through the catalytic oxidation of L-tyrosine with tyrosinase.17 Interestingly, recent work has focused on using synthetic eumelanins as biocompatible platforms in organic electronics, hybrid materials, and biointerfaces.18 Similar biological-inspired applications of polydopamine (PDA) structures have shown that thin PDA films can attach to a variety of inorganic and organic materials,19 be used to improve energy production and storage,20 be used in photocatalytics via Cd2+-loaded PDA precursors,21 and formulated as a PDA-based gel sunscreen.22 Multifunctional PDA nanoparticles for tumor-targeted phototherapy using dual peptide RGD- and beclin 1-modified particles has been suggested for improved cancer therapy.23
The synthesis of SMNPs typically involves the reaction of dopamine hydrochloride in bases such as NaOH or tris base and subsequent auto-oxidation.24–26 One of the challenges in the fabrication of SMNPs is the synthesis of ultrasmall nanoparticles (UMNP) with diameters of <50 nm in acidic or neutral conditions. This limits the application of SMNPs where an alkaline condition is prohibited27 or size control is critical for bioaccumulation in target tissues.28 SMNPs from 25 to 120 nm have been formed by the autoxidation of dopamine in sodium hydroxide,25,26 but this approach required alkaline conditions. Microplasma electrochemistry has been used to synthesize fluorescent polydopamine nanoparticles with a size of 3.1 nm using dopamine hydrochloride;29 however, this method utilized a low pH of 5 and required high-energy electrochemistry, which is expensive. Amin et. al synthesized polydopamine-based melanin-mimetic nanoparticles with diameters from 25–120 nm using sodium hydroxide base.25 Ultrasmall melanin nanoparticles with a size of 4.5 ± 0.5 nm have also been synthesized by dissolving pristine melanin granules in 0.1 N NaOH and neutralizing under sonication, but required basic conditions and a top-down approach.30 Wang et al. added varying ratios of edaravone and 2-phenyl-4, 4, 5, 5-tetramethylimidazoline-1-oxyl 3-oxide (PTIOȮ) to dopamine hydrochloride and added aqueous ammonia to form nanoparticles with size ranging from 155–452 nm.31 Chen et. al synthesized nanoparticles chelated with Fe2+ and Fe 3+ using sodium hydroxide and PEG.32 Ni et. al formed water-soluble chitosan-polydopamine nanoparticles with hydrodynamic diameters of approximately 10 nm using tris base and an electrostatic complexation between chitosan and the polymerized dopamine,33 requiring the use of a base. Finally, Lie et. al formed fluorescent polydopamine dots from the degradation of polydopamine induced by hydroxyl radicals by dissolving dopamine hydrochloride in sodium hydroxide, heating, and aging for 2 weeks.34
Synthetic SMNPs are routinely formed from dopamine under basic conditions in solution.7,24,26,34,35 This approach produces particles typically in size ranges from 100–500 nm via a base-mediated synthesis. In addition, PDA coatings have been described on a variety of underlying substrates using 3,4 dihydroxy L phenylalanine (DOPA),36 a precursor of dopamine. Interestingly, UV-initiated polymerization of dopamine hydrochloride was used to form polydopamine coatings in both acidic and basic conditions with rapid synthesis and control over the formation of polydopamine micropatterns.37
Inspired by this UV-initiated polymerization of polydopamine films, we used UV-irradiation to form ultrasmall melanin nanoparticles <50 nm with size control determined by pH. We believe this is the first example of UV-initiated polymerization of dopamine at this pH range. The product is ultrasmall synthetic melanin nanoparticles with exquisite size control and diameters from 9.4 to 31.4 nm. Additional advantages of this UV-initiated synthesis method include tunable pH conditions, rapid (2 h) synthesis, and controllable kinetics via UV irradiation dose and wavelength.
2. METHODS
Reagents.
The following materials were acquired and used as received: dopamine hydrochloride (Sigma-Aldrich), tris base (Sigma-Aldrich), diethylhydroxylamine (DEHA, Sigma-Aldrich), acetone (Sigma-Aldrich), deuterium oxide (D2O, Cambridge Isotope Laboratories), Xzero Type 1 reference water (XZero).
Instrumentation.
TEM imaging used a Jeol microscope operating at 200 kV. Micrographs were recorded on a 2 K X2 KGatan CCD camera. Absorbance measurements used a Molecular Devices SpectraMax M5 spectrometer, and the absorbance was read in 10 nm increments from 200 nm −1000 nm. Zeta potential was measured using a Zetasizer-90 (Malvern Instruments). pH measurements utilized a Milwaukee MW 102 pH meter and Hydrion pH paper. UV irradiation utilized an 8-W, 0.2 Amps, 115 V, 60 Hz 3UV-38 UV lamp (UVP, USA) at 254 nm unless otherwise indicated. Multispectral advanced nanoparticle tracking analysis (MANTA) utilized the MANTA Instruments ViewSizer 3000 (USA). The FTIR spectra were collected using a PerkinElmer spectrometer (USA). The samples were scanned from 1500 to 600 cm−1 and the data were analyzed by PerkinElmer software. The molecular structure was studied by 1HNMR utilizing a 300 MHz Bruker NMR spectrometer. The spectra were processed using the Topspin 3 program.
Nanoparticle Syntheses.
UMNPwas prepared from dopamine hydrochloride in a method inspired by the synthesis of polymerized dopamine films.38 In a typical reaction, 200 μL of dopamine hydrochloride aqueous solution was added to a 96-well plate and constantly stirred. The samples were irradiated under UV (254 nm) for 2 h at a constant distance of 3 cm unless otherwise noted. The SMNPs were centrifuged and washed with deionized water three times. The photopolymerized fractions were isolated by filtration through a centrifuge filter with 30 000 Da molecular weight cutoff.
TEM Preparation.
Five microliters of each sample were placed on a Ted Pella 300 mesh Cu TEM 0753-F F/C TEM sample grids. The samples were dried in dark conditions for 1 h prior to imaging.
Size Analysis.
TEM images of at least five fields-of-view of approximately 150 nanoparticles were analyzed using ImageJ software for each synthesis condition. The average size and polydispersity index (PDI) were analyzed for each sample. For multispectral advanced nanoparticle tracking analysis (MANTA) analysis, solutions were prepared with Xzero Type-1 reference water with 30 videos per trial and automated stirring between each video.
Zeta Potential.
UMNP and SMNP was diluted in 500 μL of Millipore water and phosphate buffered saline (PBS) and analyzed with a Zetasizer 90.
pH Readings.
The pH of solutions was measured by analyzing 10 μL of solution with pH paper and/or 1 mL of solution with a pH meter.
Absorbance Readings.
Two hundred microliters of solution were added to wells in 96-well plates. The absorbance was read from 200–1000 nm with a UV–vis spectrometer and plotted using GraphPad Prism Software.
NMR Preparation.
Glassware was washed thrice with acetone and D2O to remove contaminants. One milliliter of samples (1 mg/mL) was added to 10 mL of D2O and analyzed in the NMR.
3. RESULTS AND DISCUSSION
The polymerization schematic of dopamine to form synthetic melanin nanoparticles in aqueous solutions with and without UV irradiation is shown in Figure 1. We noted significant changes in the product as a function of the reaction conditions including pH and UV stimulus suggesting that ultrasmall synthetic melanin nanoparticles could be formed as a function of pH and UV irradiation. The amount of absorbance measured at λ = 280 nm is proportional to the initial concentration of dopamine (Figure S1), indicating that this characteristic peak can be used to estimate the amount of dopamine in solution. The continued presence of this peak at λ = 280 nm after UV irradiation is likely due to either nonreacted dopamine or the presence of small aggregates of dopamine-5,6-dihydroxyindole.8,39
From pH 8.0 to 10.0, dopamine polymerizes to form synthetic melanin nanoparticles with or without UV due to the deprotonation of the amine group.40 At pH 6.4–7.0, dopamine polymerizes under UV irradiation at wavelength of 254 nm; samples without UV mostly remain as the dopamine monomer. Using DOPA as a precursor, Kim et. al suggested that above a pH of 7.0, a deprotonation of the amine site accelerates the intramolecular cyclization to 5,6-dihydroxyin-dole-2-carboxylic acid;40 a similar effect may be occurring to deprotonate the amine in our experiments with dopamine. Oxidizing the catechol to benzoquinone and the intra- and intermolecular addition of the catechol amines also requires the deprotonation of the amine group.40,41 UV irradiation is known to generate reactive oxygen species (ROS), which acts as an accelerant in the oxidation steps.37
Size Control.
We synthesized synthetic melanin nanoparticles with controllable size ranges from 9.40 to 200 nm by varying the pH of the solution (Figure 2A–E). The average size of the nanoparticles from pH 6.4–10.0 is quantified in Figure 2F. The difference in size is likely due to the difference in deprotonation of the amine group and oxidation steps under UV irradiation.40 From pH 6.0 to 7.0 with UV irradiation, ROS acts as the accelerant in the oxidation steps37 to oxidize the catechol to benzoquinone and initialize polymerization. At pH > 7.0, the amine site is deprotonated which accelerates the intramolecular cyclization.40 Previous studies using a base-mediated approach in synthesis showed that the size of nanoparticles decreases with an increase in pH when pH > 8.0,43,44 consistent with our findings that the size decreases from pH 9.0 to 10.0. Oxidizing the catechol to benzoquinone and the intra- and intermolecular addition of the catechol amines also requires the deprotonation of the amine group.40,41 Size control is important for biodistribution of injected particles for vascular targeting, and the enhanced permeability and retention effect (EPR) has can facilitate nanoparticle accumulation with diameters less than 500 nm in tumors.45 Nanoparticles with diameters <20 nm have been shown to cross tight endothelial junctions, and gold nanoparticles with a diameter of 10 nm were shown to have the widest biodistribution to the blood, liver, spleen, kidney, testis, thymus, heart, lung, and brain compared to larger particles when injected intravenously in rats.28,45 Dopamine was the only peak observed in the absorbance spectrum in all samples prior to UV irradiation (Figure 2G) with a characteristic peak at 280 nm.46 After UV irradiation (254 nm), the absorbance spectrum broadened among all samples from a peak at λ = 280 nm to an increase in absorbance 400 nm −1000 nm. This change in absorbance spectrum is a characteristic indication of the formation of melanins15,47 as the broad absorption band in conjugated systems is caused by the oxidative-polymerization of dihydroxyindole (DHI) and dihydroxyindole-2-carboxylic acid (DHICA).40 The careful correlation between TEM and absorption spectroscopy shown here suggested that the width of the absorbance peak directly reports on the extent of dopamine polymerization, and thus subsequent studies primarily utilized absorbance data rather than TEM.
Reaction Time.
The polymerization reaction is also dependent on time; dopamine (5 mg/mL) polymerized after 2 h of UV irradiation (Supplementary Figure S2A), and polymerization increased as UV irradiation time increased. Liu et. al showed synthetic melanin nanoparticle synthesis with a 70 nm size and a 24 h reaction time.48 Cho and Kim formed synthetic melanin nanoparticles with size range of 80–490 nm using a 3 h reaction time with a hydroxide-ion mediated synthesis.49 Dopamine (5 mg/mL) in dark conditions at a pH of 6.4 (Figure S2B) does not polymerize even after 8 h, indicating that UV irradiation is necessary under pH conditions of 6.4 to deprotonate the amine and accelerate the intramolecular cyclization to 5,6-dihydroxyindole-2-carboxylic acid.40
SMNP formed at pH 10.0 with UV irradiation for 24 h showed increased polymerization (Figure 3A) versus SMNP formed in basic conditions of pH 10.0 in the dark for 24 h (Figure 3B). This was indicated by the broadening of the absorbance peak from 280 to 400 nm (Figure 3C). Dopamine solution with pH 6.4 in dark conditions for 24 h did not show a change in the characteristic absorbance peak of 280 nm indicating no polymerization and no nanoparticles observed (Figure 3D). UV-irradiated samples of dopamine (5 mg/mL) in pH 6.4 and samples of dopamine (5 mg/mL) in pH 9.0 in dark conditions show a linear, first-order reaction over 2 h (Figure S3). This is consistent with the findings of Herlinger et al., who proposed first-order reaction in the autoxidation of dopamine, where he found the reaction to be first-order in [dopamine].50 Additionally, the reaction rate increased 4.3 times with UV irradiation versus the dark (Figure S4) showing that UV irradiation is necessary to accelerate the reaction. The change in polymerization rate for 0.1–1 mg/mL initial concentration of dopamine in water is shown in Figure S5; polymerization was observable at 0.2 mg/mL.
Wavelength Effects.
The wavelength of UV irradiation was varied from 254 nm −365 nm and solutions at 254 nm showed the highest amount of polymerization due to higher energy at shorter wavelengths (Figure 3E). At a wavelength of 254 nm, the energy is approximately 7.83 × 10−19 J = 4.89 eV and the energy is approximately 366 nm = 5.43 × 10−19 J = 3.39 eV at a wavelength of 365 nm.51 It is likely that the higher energy at 254 nm is required to deprotonate the amine and initiate the further oxidation steps.
FTIR Characterization.
The FTIR spectrum was compared between SMNP and UMNP in aqueous solution (Figure 3F). The characteristic peak at 3324 cm−1 indicates the presence of hydroxyl groups and the characteristic peak at 1636 cm−1 indicates the presence of N–H vibrations.24 Changing the pH from 6.4 to 10.0 did not greatly affect the FTIR spectra, suggesting that the core composition did not change significantly (Figure S6).
NMR Characterization.
The molecular structure of the UMNP formed during the reaction was studied by 1H NMR spectrum. For this experiment, dopamine monomer and SMNP prepared by base-catalyzed polymerization were used as positive and negative controls. Dopamine hydrochloride dissolved in D2O yielded two triplets at 2.77 and 3.13 δ (Figure 4A), corresponding to the aliphatic side chains. The aromatic protons on dopamine hydrochloride appeared as closely grouped peaks between 6.3–6.83 δ. The SMNP showed no interpretable 1H NMR signals owing to low solubility. The UMNP showed three peaks between 4.00 and 3.00 δ (Figure 4B). These peaks included two multiplets with intensity ratios of 1:1 and a low broad multiplet. The absence of any aromatic proton signals in the photopolymerized fraction showed that polymerization has occurred due to UV exposure. The relatively narrow appearance of the NMR peaks in the photopolymerized fractions point to the low molecular weight of the chains. The zeta potential of the SMNP was −18.8 mV in water and −19.1 mV in PBS. The zeta potential of the UMNP was −8.49 mV in water and −5.50 in PBS. The less negative surface charge of the UMNP may be due to less deprotonation of the amine group compared to the SMNP. A previous report found the zeta potential from pH 2.5–9.0 ranged from approximately +20 mV to −40 mV based on pH with an isoelectric point at pH 4.0–4.1.25 Zeta potentials from synthetic melanin nanoparticles formed with varying ratios of edaravone (a radical scavenger) and PTIO· (stable free radicals) ranged from −39.8 to −24.0 mV at a pH of 9.55.31 Additionally, a previous report of water-soluble chitosan- polydopamine nanoparticles meaured the zeta-potential to be 48 mV.33
Mechanism.
Despite the prevalence of melanin nanoparticle synthesis, the exact formation mechanism remains unclear. Ab initio calculations have suggested that planar oligomers are stacked together via π–π interactions in synthetic melanin synthesis.52 Hong et al. suggested that the dopamine and 5,6 dihydroxyindole self-assemble forming a physical trimer structure.39 Zhang et. al showed that singlet oxygen (1O2), superoxide (O2−), peroxide (O22−), as well as hydroxyl radicals (•OH) are essential to the polymerization of dopamine.53 Reactive oxygen species including hydroxyl radicals, superoxide radicals, and singlet oxygen are generated under UV irradiation and have increased chemical activity over molecular oxygen. Previous studies showed that ROS can initiate the polymerization of dopamine, and UV irradiation initiates the formation of ROS.37
Our data validates the proposed mechanism for dopamine polymerization via UV irradiation suggested by Du et. al37 (Figure 5A). Dopamine is oxidized to dopamine quinone followed by an intramolecular Michael addition and deprotonation leading to leuco-dopamine chrome.37,54 Additional oxidation and rearrangement leads to the formation of indole-quinone, which then rearranges to form 5,6-dihydroxyin-dole.15,37 Dopamine quinone, leuco-dopamine chrome, and 5,6-dihdroxyindole then copolymerize; this polymerization is similar to the natural synthesis of eumelanin. In nature, eumelanin is synthesized from the orthohydroxyation of tyrosine and catalyzed by tyrosine oxidase to yield L-DOPA.15 With an oxidant such as oxygen or metal cations, an oxidation yields dopaquinone; a Michael addition followed by oxidation yields 5,6-dihdroxyindole or 5,6-dihydroxyindole-2-carboxylic acid, foundations of eumelanins.15 In our experiments, degassing the atmosphere with nitrogen showed reduced UV–vis absorption and less color change, suggesting the formation of fewer nanoparticles. A lack of oxygen slows the kinetics of polymerization underscores the need for oxygen (Figure 5B, inset).
To further elucidate the role that oxygen plays in the polymerization of dopamine, we added the diethylhydroxylamine (DEHA) oxygen scavenger to the dopamine solution to prevent ROS generation while under UV irradiation (Figure 5C). The polymerization of the UV-irradiated samples was decreased when DEHA was added. Basic conditions were used with the addition of Tris base because DEHA is basic in water. The reduction in polymerization as measured by absorbance suggests that the dopamine polymerization is triggered by ROS generated by UV irradiation.
4. CONCLUSION
This study details a synthetic melanin-based contrast agent synthesized under UV irradiation. The most important finding is that the synthetic melanin particles could be synthesized under acidic and neutral conditions to form ultrasmall particles via UV irradiation. UV irradiation produces ROS that initiate the polymerization. Size control of the nanoparticles was possible from 9.40 to 200 nm by varying the pH during synthesis.
Supplementary Material
Funding
J.E.L. acknowledges funding from the National Institutes of Health (NIH) Institutional National Research Service Award T32 CA153915, Cancer Researchers in Nanotechnology (Zhang). J.V.J. acknowledges funding from the NIH (Grants R00 HL117048 and DP2 HL137187) and infrastructure from Grants S10 OD021821 and S10 OD023555. The electron micrographs were taken in the Cellular and Molecular Medicine Electron microscopy core facility which is supported in part by National Institutes of Health Award S10 OD023527. This work was performed, in part, at the San Diego Nanotechnology Infrastructure of UCSD, a member of the National Nanotechnology Coordinated Infrastructure, which is supported by the National Science Foundation (Grant ECCS-1542148). We also acknowledge internal funding from the UC Cancer Research Coordinating Committee.
Footnotes
Supporting Information
The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acsabm.9b00747.
Additional absorbance data, effect of UV irradiation time on polymerization, reaction rate kinetics, effect of UV controllable on/off polymerization, and additional FTIR data (PDF)
The authors declare no competing financial interest.
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