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Journal of Gastrointestinal Oncology logoLink to Journal of Gastrointestinal Oncology
. 2019 Dec;10(6):1080–1093. doi: 10.21037/jgo.2019.09.01

Incidence and risk factors for post-operative mortality, hospitalization, and readmission rates following pancreatic cancer resection

Rodney E Wegner 1,, Vivek Verma 1, Shaakir Hasan 1, Suzanne Schiffman 2, Shyam Thakkar 3, Zachary D Horne 1, Abhijit Kulkarni 3, H Kenneth Williams 2, Dulabh Monga 4, Gene Finley 4, Alexander V Kirichenko 1
PMCID: PMC6955019  PMID: 31949925

Abstract

Background

The only potentially curative approach for pancreatic cancer is surgical resection, but this technically challenging procedure carries risks for postoperative morbidities and mortality. This study of a large, contemporary national database illustrates incidences of, and risk factors for, post-procedural mortality, prolonged hospital stay, and 30-day readmission.

Methods

From the National Cancer Database (NCDB), stage I–III pancreatic adenocarcinomas were identified [2004–2015]. Surgical techniques included pancreaticoduodenectomy, partial pancreatectomy (selective removal of the pancreatic body/tail), total pancreatectomy (removal of the entire pancreas) with or without subtotal resection of the duodenum and/or stomach, and extended pancreatectomy. Predictors of 30/90-day post-operative mortality, 30-day readmission rates, and prolonged hospital stay (>17 days per receiver operating curve analysis) were identified via multivariable logistic regression.

Results

Overall, 24,798 patients were analyzed (median age of 66). The majority of cases were T3 (47%), N0 (65%), pancreatic head lesions (83%), and treated with pancreaticoduodenectomy (57%). Only 16% received neoadjuvant therapy. Overall unadjusted risk of 30- and 90-day mortality ranged from 1.3–2.5% and 4.1–7.1%, respectively, depending on extent of surgery. Independent predictors of 30-/90-day mortality included preoperative therapy, increasing age, higher comorbidity score, lower income, case volume, and more extensive surgery. Similar findings were demonstrated regarding prolonged hospital stay and 30-day readmission. Age ≥70 was most associated with 30-day mortality, whereas age ≥60 was most associated with 90-day mortality and prolonged hospital stay.

Conclusions

Quantitation of incidences and risk factors for postoperative outcomes following resection for pancreatic cancer is essential for judicious patient selection and shared decision-making between providers and patients.

Keywords: Pancreatic cancer, Whipple, pancreaticoduodenectomy, pancreatectomy

Introduction

Pancreatic cancer is a highly lethal malignancy affecting over 50,000 patients each year in the United States (1). To date, surgery remains the only potentially curative option for pancreatic cancer (2). However, due to a high proportion of patients presenting at advanced stages, only 15–20% of patients ultimately end up being eligible for surgery (3). The most common oncologic surgery is pancreaticoduodenectomy, which is a technically complicated, high-risk procedure. The best outcomes following the procedure have been reported at high-volume centers, with mortality rates in the 3–5% range (4,5). Generally speaking, guidelines define resectability along a continuum based on involvement of nearby normal structures and vasculature, as well as presence or absence of metastatic disease (6,7). In addition, patient comorbidities, physician bias, and other socioeconomic factors play a role in whether or not surgical resection is offered or attempted, as well as outcomes thereof (8). With that in mind, we sought to use the National Cancer Database (NCDB) to examine 30-day and 90-day post-operative mortality following contemporary pancreatic cancer surgery across the United States, as well as evaluate predictors for worse outcomes.

Methods

The NCDB is overseen by the American College of Surgeons and the Commission on Cancer and encompasses an estimated 70% of annual newly diagnosed cancer cases in the United States. The American College of Surgeons and the Commission on Cancer have not verified and are not responsible for the analytic or statistical methodology employed, or the conclusions drawn from these data by the investigator. Given its retrospective nature and de-identified dataset, this study was exempt from institutional review board approval. We queried the NCDB from 2004–2015 for patients with stage 1–3 adenocarcinoma of the pancreas treated surgically with at least 30 days of follow up. Figure 1 is a CONSORT diagram outlining all inclusion and exclusion criteria.

Figure 1.

Figure 1

CONSORT diagram.

Surgery is coded in the NCDB based on degree of pancreatic removal and gastroduodenal resection. These were grouped into categories of pancreaticoduodenectomy, partial pancreatectomy (e.g., selective removal of the pancreatic body or tail with or without other organs such as the spleen), total pancreatectomy (removal of the entire pancreas) with or without subtotal resection of the duodenum and/or stomach, and extended pancreatectomy. Of note, the definition of extended pancreatectomy is more difficult to ascertain because it has utilized various definitions in relation to resection of adjacent organs (e.g., colon) with or without arterial and/or venous structures (9). Although a more unified definition was proposed in mid-2014 (10), it is unlikely that most patients herein were defined by the unified terminology because a minority of patients in the NCDB were treated in 2014–2015.

The NCDB contains various patient-related and socioeconomic factors ranging from race, median household income, type of insurance, gender, age, education level, distance from treatment facility, and comorbidity score. Race was simplified into 3 categories: Caucasian, African American, or other. The Charlson/Deyo comorbidity index (a widely used scale) was recorded and quantified the degree of comorbidities in the patient population (11). Age was broken up into 5 groups; <50, 50–59, 60–69, 70–79, and ≥80. Socioeconomic data in the patients’ residence census tract were divided into quartiles based upon the percentage of persons with less than a high school education and median household income based on zip code of residence. Facility type was grouped according to the Commission on Cancer accreditation category (community cancer center, comprehensive community cancer center, and academic/research program). Locations were described based on data provided by the US Department of Agriculture Economic Research Service. Insurance status is documented in the NCDB as it appears on the admission page.

Statistical methodology for this study mirrored analogous impactful publications in other neoplasms (12). Data were analyzed using Medcalc Version 18 (Ostend, Belgium). Summary statistics are presented for discrete variables. Sociodemographic, treatment, and tumor characteristics were first tabulated. Multivariable logistic regression was done to identify predictors of 30-day mortality, 90-day mortality, readmission within 30 days of surgery, and prolonged hospital stay (defined as >17 days based on receiver operator curve analysis). Number of pancreatic surgeries per year was calculated by tabluting the number of times, a facility ID was listed in the dataset, and then dividing that sum by the number of years. That value was then split into quartiles to create 4 different groups of surgical volume. Adjusted hazard ratios and 95% confidence intervals are reported, using an alpha level of 0.05 to indicate statistical significance.

Results

Using the above eligibility criteria, we identified 24,798 patients with pancreatic adenocarcinoma treated surgically. Table 1 outlines baseline patient characteristics for the entire cohort. Briefly, the majority were lesions of the pancreatic head (83%), stage T3 (47%), N0 (65%), and treated with pancreaticoduodenectomy (57%). The median age across the cohort was 66 [40–90]. Eighty-three percent of patients were treated without any neoadjuvant therapy; 7% and 9% received neoadjuvant chemotherapy or chemoradiation, respectively. The median radiation dose in that subset was 50 Gy (interquartile range, 45–50.4 Gy) in 28 fractions (interquartile range, 25–28 fractions). The median time from diagnosis to surgery was 21 days (interquartile range, 6–47 days). Median follow up for the entire cohort was 20 months (range, 1–155).

Table 1. Patient characteristics (n=24,798).

Characteristics No. [%]
Sex
   Male 12,738 [51]
   Female 12,060 [49]
Race
   White 21,535 [87]
   African American 2,219 [9]
   Other 1,044 [4]
Comorbidity score
   0 16,523 [67]
   1 6,579 [27]
   ≥2 1,696 [6]
Insurance
   Not insured 595 [2]
   Private payer 9,626 [39]
   Government 14,306 [58]
   Unrecorded 271 [1]
Education %
   ≥29 3,551 [15]
   20 to 28.9 5,985 [26]
   14 to 19.9 8,197 [34]
   <14 6,652 [25]
Treatment facility type
   Community cancer program 850 [3]
   Comprehensive community cancer program 6,794 [28]
   Academic/research program 16,942 [69]
Treatment facility location
   Metro 19,833 [83]
   Urban 3,548 [15]
   Rural 471 [2]
Income, US dollars
   <30,000 3,694 [15]
   30,000 to 35,000 5,509 [23]
   35,000 to 45,999 6,601 [27]
   >46,000 8,576 [35]
Distance to treatment facility, miles
   ≤10 miles 11,990 [51]
   >10 miles 11,604 [49]
Age distribution, years
   <50 1,621 [7]
   51–59 5,041 [20]
   60–69 8,385 [34]
   70–79 7,487 [30]
   ≥80 2,264 [9]
Year of diagnosis
   2004–2006 2,894 [12]
   2007–2009 5,973 [24]
   2010–2012 9,050 [36]
   2013–2015 6,881 [28]
Anatomic site
   Pancreatic head 20,662 [83]
   Pancreatic body 875 [4]
   Pancreatic tail 1,031 [4]
   Pancreas, NOS 2,230 [9]
T stage
   1 3,476 [14]
   2 8,513 [34]
   3 11,587 [47]
   4 1,221 [5]
N stage
   Nx 1,145 [5]
   N0 16,119 [65]
   N1 7,534 [30]
Grade
   Well differentiated 2,060 [8]
   Moderately differentiated 11,465 [46]
   Poorly differentiated 8,371 [34]
   Not recorded 2,902 [12]
Surgery
   Partial pancreatectomy 5,168 [21]
   Pancreaticoduodenectomy 13,932 [57]
   Total pancreatectomy 1,078 [4]
   Total pancreatectomy with partial gastrectomy/duodenectomy 2,792 [11]
   Extended pancreatectomy 1,828 [7]
Preoperative treatment
   None 20,638 [83]
   Chemotherapy 1,613 [7]
   Chemotherapy and radiation 2,459 [9]
   Radiation 88 [1]
Case volume (per year)
   1–2 5,838 [25]
   3–6 5,405 [23]
   7–14 5,889 [25]
   >14 6,489 [27]

The global rate of 30-day and 90-day post-operative mortality was 1.7% and 5%, respectively. On multivariable analysis, predictors of 30-day mortality included preoperative therapy, increasing age, higher comorbidity score, lower income, lower case volume, and type of surgery (total pancreatectomy with duodenal/gastric resection, or extended pancreatectomy) (Table 2). Ninety day mortality was associated with preoperative therapy, increasing age, higher comorbidity score, higher T stage, lower case volume, and type of surgery (total pancreatectomy with duodenal/gastric resection, or extended pancreatectomy) (Table 2).

Table 2. Hazard ratios for 30-day and 90-day post-operative mortality.

Characteristic 30-day post op mortality 90-day post op mortality
Hazard ratio (95% CI) P Hazard ratio (95% CI) P
Preoperative treatment
   None Reference Reference
   Chemotherapy 1.70 (1.16–2.50) 0.0068 1.09 (0.84–1.42) 0.5015
   Chemoradiation 1.98 (1.45–2.70) <0.0001 1.56 (1.28–1.89) <0.0001
   Radiation 8.12 (3.80–17.37) <0.0001 5.77 (3.32–10.03) <0.0001
Age, years
   <50 Reference Reference
   51–59 0.98 (0.53–1.83) 0.9563 1.10 (0.75–1.61) 0.6344
   60–69 1.50 (0.84–2.70) 0.1733 1.86 (1.29–2.67) 0.0008
   70–79 2.19 (1.21–3.99) 0.0102 2.55 (1.76–3.69) <0.0001
   ≥80 2.86 (1.51–5.44) 0.0013 3.8 (2.58–5.63) <0.0001
Comorbidity score
   0 Reference Reference
   1 0.94 (0.74–1.20) 0.6325 0.99 (0.86–1.14) 0.8894
   ≥2 2.02 (1.50–2.73) <0.0001 1.71 (1.41–2.06) <0.0001
Facility type
   Community cancer program Reference Reference
   Comprehensive community cancer program 0.76 (0.44–1.29) 0.3072 1.15 (0.81–1.63) 0.4464
   Academic/research program 0.98 (0.56–1.72) 0.9546 1.42 (0.99–2.04) 0.0548
Grade
   Well differentiated Reference Reference
   Moderately differentiated 1.10 (0.74–1.62) 0.6458 1.15 (0.90–1.47) 0.2537
   Poorly differentiated 1.13 (0.76–1.70) 0.5438 1.50 (1.17–1.91) 0.0012
Education, %
   ≥29 Reference Reference
   20–28.9 0.87 (0.63–1.19) 0.3780 0.97 (0.80–1.17) 0.7291
   14–19.9 0.91 (0.65–1.29) 0.5970 0.87 (0.71–1.06) 0.1616
   <14 0.90 (0.60–1.36) 0.6219 0.72 (0.56–0.92) 0.0081
Income, USD
   <30,000 Reference Reference
   30,000–35,000 0.83 (0.60–1.14) 0.2448 1.04 (0.86–1.26) 0.7031
   35,000–45,999 0.69 (0.48–0.98) 0.0380 0.86 (0.70–1.06) 0.1614
   >46,000 0.58 (0.39–0.88) 0.0098 0.83 (0.65–1.05) 0.1223
Insurance
   None Reference Reference
   Private 1.10 (0.48–2.54) 0.8199 0.67 (0.45–1.00) 0.0483
   Government 1.41 (0.61–3.25) 0.4162 0.92 (0.62–1.37) 0.6780
Location
   Metropolitan Reference Reference
   Urban 0.80 (0.59–1.10) 0.1719 0.84 (0.70–1.02) 0.0733
   Rural 0.81 (0.40–1.63) 0.5563 1.01 (0.68–1.50) 0.9652
Race
   Caucasian Reference Reference
   African American 0.99 (0.69–1.43) 0.9732 1.09 (0.89–1.34) 0.3876
   Other 0.46 (0.21–0.97) 0.0419 0.70 (0.49–0.99) 0.0454
Sex
   Male Reference Reference
   Female 0.89 (0.73–1.09) 0.2773 0.92 (0.82–1.04) 0.1712
N stage
   N0 Reference Reference
   N1 0.91 (0.72–1.15) 0.4422 1.03 (0.90–1.18) 0.6782
   NX 0.74 (0.43–1.28) 0.2882 1.04 (0.79–1.37) 0.7939
T stage
   T1 Reference Reference
   T2 1.11 (0.79–1.56) 0.5403 1.09 (0.89–1.33) 0.4211
   T3 1.15 (0.82–1.61) 0.4214 1.23 (1.01–1.50) 0.0397
   T4 1.63 (0.99–2.66) 0.0526 1.78 (1.32–2.39) 0.0001
Surgery type
   Partial pancreatectomy Reference Reference
   Pancreaticoduodenectomy 1.12 (0.84–1.48) 0.4448 1.13 (0.96–1.32) 0.1519
   Total pancreatectomy 1.16 (0.66–2.03) 0.6041 1.04 (0.74–1.45) 0.8276
   Total pancreatectomy with partial gastrectomy/duodenectomy 1.76 (1.24–2.50) 0.0015 1.57 (1.27–1.93) <0.0001
   Extended pancreatectomy 1.50 (1.00–2.26) 0.0515 1.57 (1.24–1.99) 0.0002
Year of treatment
   2004–2006 Reference Reference
   2007–2009 0.89 (0.62–1.27) 0.5200 0.94 (0.76–1.15) 0.5325
   2010–2012 0.93 (0.67–1.30) 0.6812 0.86 (0.71–1.05) 0.1384
   2013–2015 0.78 (0.55–1.12) 0.1779 0.79 (0.64–0.97) 0.0245
Tumor site
   Pancreas head Reference Reference
   Pancreas body 0.88 (0.50–1.57) 0.6745 1.05 (0.76–1.44) 0.7760
   Pancreas tail 0.77 (0.43–1.40) 0.3988 1.05 (0.78–1.42) 0.7379
   Pancreas, NOS 1.12 (0.80–1.57) 0.4983 1.06 (0.87–1.30) 0.5636
Distance
   ≤18 miles Reference Reference
   >18 miles 1.23 (0.97–1.57) 0.0830 1.07 (0.93–1.24) 0.3166
Case volume (per year)
   0–2 Reference Reference
   3–6 0.78 (0.57–1.06) 0.1087 0.91 (0.76–1.08) 0.2617
   7–14 0.84 (0.60–1.16) 0.2931 0.69 (0.57–0.85) 0.0003
   >14 0.52 (0.36–0.75) 0.0004 0.58 (0.47–0.72 <0.0001

The median hospital stay was 9 days (interquartile range, 7–13 days). Receiver operating curve analysis identified 17 days as indicative of higher mortality, and was thus used to define a prolonged hospital course (Figure S1). The global rate of patients experiencing hospitalization >17 days was 14% for the entire cohort. Multivariable analysis identified the following to associate with prolonged hospital stay: increasing age, lower education, lower income, non-Caucasian race, lower case volume, and more extensive surgery (i.e., techniques involving bowel removal) (Table 3). We also looked at readmission rates, and across all 24,798 patients 32% ended up with a readmission. On multivariable analysis, similar variables to those for prolonged hospital stay predicted for 30-day readmission (Table 3).

Table 3. Multivariable logistic regression for readmission and prolonged hospital stay.

Characteristic Readmission within 30 days Hospital stay >17 days
Odds ratio (95% CI) P Odds ratio (95% CI) P
Preoperative treatment
   None Reference Reference
   Chemotherapy 0.84 (0.67–1.06) 0.1498 0.71 (0.58–0.86) 0.0007
   Chemoradiation 1.17 (0.98–1.39) 0.0875 0.99 (0.85–1.15) 0.9139
   Radiation 1.15 (0.53–2.52) 0.7205 1.63 (0.90–2.95) 0.1062
Age, years
   <50 Reference Reference
   51–59 1.04 (0.82–1.32) 0.7751 1.13 (0.92–1.40) 0.2489
   60–69 0.88 (0.70–1.12) 0.2955 1.40 (1.14–1.72) 0.0012
   70–79 0.93 (0.73–1.19) 0.5703 1.64 (1.32–2.03) <0.0001
   ≥80 1.03 (0.78–1.36) 0.8480 2.10 (1.66–2.65) <0.0001
Comorbidity score
   0 Reference Reference
   1 1.13 (1.01–1.27) 0.0292 0.92 (0.84–1.00) 0.0617
   ≥2 1.31 (1.09–1.57) 0.0035 1.14 (0.98–1.32) 0.0828
Facility type
   Community cancer program Reference Reference
   Comprehensive community cancer program 1.53 (1.06–2.20) 0.0231 0.92 (0.73–1.16) 0.4691
   Academic/research program 1.64 (1.13–2.37) 0.0097 0.94 (0.74–1.20) 0.6276
Grade
   Well differentiated Reference Reference
   Moderately differentiated 0.89 (0.75–1.07) 0.2134 1.01 (0.87–1.16) 0.9226
   Poorly differentiated 0.92 (0.77–1.11) 0.3800 0.97 (0.83–1.12) 0.6776
Education, %
   ≥29 Reference Reference
   20–28.9 1.17 (0.98–1.39) 0.0846 0.95 (0.83–1.08) 0.4207
   14–19.9 1.13 (0.93–1.36) 0.2143 0.98 (0.85–1.12) 0.7198
   <14 1.16 (0.94–1.44) 0.1689 0.83 (0.71–0.98) 0.0294
Income, USD
   <30,000 Reference Reference
   30,000–35,000 1.00 (0.84–1.20) 0.9658 0.94 (0.82–1.07) 0.3452
   35,000–45,999 0.98 (0.81–1.18) 0.8320 0.81 (0.70–0.93) 0.0037
   >46,000 1.00 (0.81–1.23) 0.9809 0.81 (0.69–0.95) 0.0092
Insurance
   None Reference Reference
   Private 1.08 (0.76–1.55) 0.6584 0.84 (0.65–1.07) 0.1612
   Government 1.33 (0.93–1.92) 0.1220 0.96 (0.74–1.23) 0.7239
Location
   Metropolitan Reference Reference
   Urban 1.15 (0.98–1.35) 0.0897 0.95 (0.83–1.08) 0.4050
   Rural 1.31 (0.93–1.86) 0.1237 0.84 (0.62–1.13) 0.2497
Race
   Caucasian Reference Reference
   African American 0.97 (0.81–1.17) 0.7683 1.20 (1.05–1.37) 0.0085
   Other 1.02 (0.80–1.31) 0.8707 1.38 (1.15–1.65) 0.0005
Sex
   Male Reference Reference
   Female 0.95 (0.86–1.05) 0.3028 0.93 (0.86–1.00) 0.0559
N stage
   N0 Reference Reference
   N1 0.88 (0.78–0.99) 0.0321 0.85 (0.78–0.94) 0.0008
   NX 0.90 (0.70–1.15) 0.3892 1.04 (0.87–1.25) 0.6639
T stage
   T1 Reference Reference
   T2 1.05 (0.90–1.23) 0.5449 1.05 (0.93–1.18) 0.4584
   T3 1.02 (0.87–1.19) 0.8020 1.05 (0.93–1.19) 0.4000
   T4 1.14 (0.87–1.49) 0.3585 1.22 (0.97–1.51) 0.0975
Surgery type
   Partial pancreatectomy Reference Reference
   Pancreaticoduodenectomy 0.84 (0.74–0.95) 0.0059 1.20 (1.08–1.33) 0.0009
   Total pancreatectomy 0.71 (0.54–0.95) 0.0191 1.00 (0.79–1.26) 0.9709
   Total pancreatectomy with partial gastrectomy/duodenectomy 0.96 (0.81–1.15) 0.6708 1.37 (1.19–1.58) <0.0001
   Extended pancreatectomy 1.01 (0.83–1.24) 0.8966 1.22 (1.03–1.44) 0.0206
Year of treatment
   2004–2006 Reference Reference
   2007–2009 1.06 (0.88–1.26) 0.5383 0.99 (0.86–1.13) 0.8326
   2010–2012 1.00 (0.84–1.18) 0.9693 0.85 (0.75–0.96) 0.0119
   2013–2015 0.88 (0.73–1.05) 0.1531 0.70 (0.61–0.80) <0.0001
Tumor site
   Pancreas head Reference Reference
   Pancreas body 0.99 (0.76–1.30) 0.9596 0.67 (0.52–0.86) 0.0015
   Pancreas tail 1.18 (0.93–1.49) 0.1788 0.49 (0.38–0.63) <0.0001
   Pancreas, NOS 0.98 (0.82–1.18) 0.8672 0.88 (0.76–1.02) 0.0853
Distance
   ≤18 miles Reference Reference
   >18 miles 0.89 (0.79–1.00) 0.0442 0.89 (0.81–0.98) 0.0208
Case volume (per year)
   0–2 Reference Reference
   3–6 1.23 (1.05–1.44) 0.0091 0.91 (0.81–1.02) 0.0987
   7–14 1.07 (0.90–1.27) 0.4547 0.72 (0.64–0.83) <0.0001
   >14 1.19 (0.99–1.42) 0.0571 0.60 (0.52–0.69) <0.0001

We also calculated absolute rates of 30- and 90-day mortality for each age group by surgical approach (Table 4). Post-operative mortality increased across all age groups (Figure 2) and also by extent of surgery [with a dip for the oldest group or patients and extended pancreatectomy (likely owing to small sample sizes)] (Figure 3). Age ≥70 was most associated with 30-day mortality, whereas age ≥60 was most associated with 90-day mortality and prolonged hospital stay. Mortality rates peaked at 30 and 90 days for the oldest group of patients treated with a total pancreatectomy with partial gastrectomy (7.08% and 13.27%, respectively).

Table 4. Unadjusted absolute mortality estimates at 30 days and 90 days post-surgery by age.

Age (years) Outcome Partial pancreatectomy Pancreaticoduodenectomy Total pancreatectomy Total pancreatectomy with partial gastrectomy/duodenectomy Extended pancreatectomy
No. % No. % No. % No. % No. %
30-day post-op mortality
   All Alive 5,100 98.68 13,711 98.41 1,060 98.33 2,721 97.46 1,789 97.87
Dead 68 1.32 221 1.59 18 1.67 71 2.54 39 2.13
   <50 Alive 315 99.05 906 99.02 75 100.00 187 99.47 122 97.60
Dead 3 0.05 9 0.98 0 0.00 1 0.53 3 2.40
   50–59 Alive 993 99.20 2,837 99.27 211 98.14 575 98.12 377 98.95
Dead 8 0.80 21 0.73 4 1.86 11 1.88 4 1.05
   60–69 Alive 1,733 99.08 4,635 98.41 361 98.90 962 98.26 570 97.94
Dead 16 0.92 75 1.59 4 1.10 17 1.74 12 2.06
   70–79 Alive 1,573 98.25 4,073 97.86 326 97.89 787 96.80 559 96.71
Dead 28 1.75 89 2.14 7 2.11 26 3.20 19 3.29
   ≥80 Alive 486 97.39 1,260 97.90 87 96.67 210 92.92 161 99.38
Dead 13 2.61 27 2.10 3 3.33 16 7.08 1 0.62
90-day post-op mortality
   All Alive 4,941 95.81 13,211 95.05 1,023 95.34 2,602 93.42 1,697 92.88
Dead 216 4.19 688 4.95 50 4.67 183 6.58 130 7.12
   <50 Alive 311 98.10 890 97.69 72 96.00 183 98.39 119 95.20
Dead 6 1.90 21 2.31 3 4.00 3 1.61 6 4.80
   50–59 Alive 366 96.06 2,783 97.48 208 96.74 563 96.08 366 96.06
Dead 15 3.94 72 2.52 7 3.26 23 3.92 15 3.94
   60–69 Alive 534 91.91 4,493 95.64 347 95.07 923 94.38 534 91.91
Dead 47 8.09 205 4.36 18 4.93 55 5.62 47 8.09
   70–79 Alive 524 90.66 3,878 93.36 313 94.85 737 91.10 524 90.66
Dead 54 9.34 276 6.64 17 5.15 72 8.90 54 9.34
   ≥80 Alive 154 95.06 1,167 91.10 83 94.32 196 86.73 154 95.06
Dead 8 4.94 114 8.90 5 5.68 30 13.27 8 4.94

Figure 2.

Figure 2

30-day (A) and 90-day (B) mortality rate hazard ratios by patient age.

Figure 3.

Figure 3

Absolute rates (%) of 30-day (A) and 90-day (B) mortality by age and type of surgery.

Discussion

This study of a large, contemporary national database illustrates incidences of, and risk factors for, post-procedural mortality, along with those for prolonged hospital stay and 30-day readmission. Although resection is the only potentially curative option for pancreatic cancer, quantitation of incidences and risk factors for these outcomes is essential for judicious patient selection and shared decision-making between providers and patients. Data presented from the current analysis shows an acceptably low 30-day and 90-day mortality risk, mirroring existing studies (10-13). As expected, the risk of mortality increased with advancing age, in some cases eclipsing 10%. However, this must also be contextualized with the case volume and extent of surgery, which also were powerful predictors of postoperative outcomes. Other interesting findings include the potential protective nature of “other race” in this series, although we must admit that represents a heterogeneous population and was only 5% of our cohort allowing for possible bias. Additionally, older year of diagnosis/treatment and anatomic site predicted for prolonged hospital stay, likely showing an increase in surgical expertise and technology over time, as well as highlighting the increased difficulty of surgery on non-head lesions.

The increased mortality with neoadjuvant therapy may be from other disease features not captured in the NCDB, as opposed to a treatment-related detriment. Systematic analyses of prospective data have failed to numerically associate neoadjuvant chemotherapy or chemoradiation with worse postoperative complications or mortality (13). However, chemotherapy utilization has historically been singlet or doublet therapy, whereas multi-agent chemotherapy is expected to rise in the near future (14). The use of stereotactic body radiation therapy in the neoadjuvant setting has also increased, which requires further longitudinal assessment of complications, especially as related to technical planning parameters (15).

There are also data from single institutions as well as national databases to appropriately consent patients regarding potential post-operative risks. A large series from Memorial Sloan Kettering examined outcomes in close to 600 patients treated surgically between 2001 and 2009. In that series the rate of high grade complications (≥ grade 3) was 22% and 90-day mortality was excellent at 3.7%. High grade complications were not associated with any detriment to survival (16). The group from University of North Carolina used the Nationwide Inpatient Sample database to examine outcomes (specifically in-hospital mortality) in close to 25,000 patients treated with pancreaticoduodenectomy between 1988 and 1995 (17). The in-hospital mortality rate using that data was higher, 11%, in urban teaching hospitals. Granted, the number of procedures per year in their dataset was only 2–3 per year for teaching hospitals (i.e., significantly lower than the data cited above using a cutoff of 25 cases/year to define high volume). Another series used data from Veterans Affairs (VA) hospital systems and compared outcomes to those patients treated in the private sector with pancreatectomy (18). In total, over 1,000 patients were included, with VA patients having worse performance status and comorbidities. In terms of 30-day mortality, the rate was 6.4% in the VA system compared to 3.8% in the private sector (P=0.0015). Lastly, a more limited analysis of the NCDB from 2007–2010 examined 30-day and 90-day mortality following pancreatectomy (19). That study included over 21,000 patients revealing an overall 30 day mortality rate of 3.7%, which doubled to 7.4% at 90 days. Predictors for increased mortality included older age, government insurance, lower income, lower hospital volume, and higher comorbidity score.

Surgical technique also has the potential to play a role in post-operative outcomes. A relatively recent, small, randomized study (32 patients in each arm) from India directly compared a laparoscopic approach to traditional open pancreaticoduodenectomy (20). There was less blood loss and shorter hospital stay with the minimally invasive approach, with similar complication rate. The group from Memorial Sloan Kettering performed an earlier meta-analysis of 6 studies with over 500 patients comparing laparoscopic and open approaches (21). The findings of that study were that minimally invasive pancreaticoduodenectomy was a feasible approach with likely less blood loss and shorter hospital stay, keeping in mind possible selection bias as all the included studies were retrospective in nature. In the recent past, a robotic approach has been utilized with increasing frequency as well, with proposed advantages being positioning, better visualization, and increased dexterity. A multi institutional analysis reviewed outcomes in over 1,000 patients, of which 211 were treated with a robotic pancreaticoduodenectomy (22). Within that cohort, operative times were longer, but blood loss and major complications were reduced. Length of stay, readmission, and 90 day mortality were not associated with operative approach. Likewise, operative approach was not a predictor of margin status or extent of nodal dissection. The NCDB (2010–2012 version) has also been utilized to compare open approaches to minimally invasive approaches for pancreaticoduodenectomy (23). That particular analysis showed shorter length of stay, more margin-negative resections, and quicker time to adjuvant systemic therapy using a minimally invasive approach. There was no difference in survival based on operative technique. We also considered looking into surgical technique (open/laparoscopic/robotic) for the present analysis, and if it played any role in outcomes, but that data was not captured until 2010 (and only sparingly so thereafter).

The limitations of the current study include its retrospective nature and inherent selection bias. It is important to note however that unlike the majority of NCDB studies, much of the selection bias is mitigated since overall survival is not the main endpoint. The NCDB does not code completely for lack of or presence of vascular involvement which affect surgical outcomes and technique for pancreatic cancer, but since T4 by definition denotes vascular involvement; this may be an adequate surrogate. There are also no data captured on specific chemotherapy agents or number of cycles delivered. More specific toxicity and morbidity data is also lacking in the NCDB, which is also important to consider in the post-operative setting. Lastly, nuances of procedures are also not captured by the NCDB (e.g., pylorus preservation techniques, portal vein reconstructions, etc.).

Conclusions

This study of a large, contemporary national database illustrates incidences of, and risk factors for, post-procedural mortality, along with those for prolonged hospital stay and 30-day readmission. Although resection is the only potentially curative option for pancreatic cancer, quantitation of incidences and risk factors for these outcomes is essential for judicious patient selection and shared decision-making between providers and patients.

Figure S1.

Figure S1

Receiver operating characteristic (ROC) curve analysis showing correlation of days to discharge with outcome (17 days identified as the cutoff).

Acknowledgments

None.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Footnotes

Conflicts of Interest: The authors have no conflicts of interest to declare.

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