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PLOS One logoLink to PLOS One
. 2020 Jan 22;15(1):e0227975. doi: 10.1371/journal.pone.0227975

Knee joint distraction in regular care for treatment of knee osteoarthritis: A comparison with clinical trial data

Mylène P Jansen 1,*, Simon C Mastbergen 1, Ronald J van Heerwaarden 2, Sander Spruijt 3, Michelle D van Empelen 4, Esmee C Kester 4, Floris P J G Lafeber 1,#, Roel J H Custers 4,#
Editor: Osama Farouk5
PMCID: PMC6975543  PMID: 31968005

Abstract

Objectives

Knee joint distraction (KJD) has been evaluated as a joint-preserving treatment to postpone total knee arthroplasty in knee osteoarthritis patients in three clinical trials. Since 2014 the treatment is used in regular care in some hospitals, which might lead to a deviation from the original indication and decreased treatment outcome. In this study, baseline characteristics, complications and clinical benefit are compared between patients treated in regular care and in clinical trials.

Methods

In our hospital, 84 patients were treated in regular care for 6 weeks with KJD. Surgical details, complications, and range of motion were assessed from patient hospital charts. Patient-reported outcome measures were evaluated in regular care before and one year after treatment. Trial patients (n = 62) were treated and followed as described in literature.

Results

Patient characteristics were not significantly different between groups, except for distraction duration (regular care 45.3±4.3; clinical trials 48.1±8.1 days; p = 0.019). Pin tract infections were the most occurring complication (70% regular care; 66% clinical trials), but there was no significant difference in treatment complications between groups (p>0.1). The range of motion was recovered within a year after treatment for both groups. WOMAC questionnaires showed statistically and clinically significant improvement for both groups (both p<0.001 and >15 points in all subscales) and no significant differences between groups (all differences p>0.05). After one year, 70% of patients were responders (regular care 61%, trial 75%; p = 0.120). Neither regular care compared to clinical trial, nor any other characteristic could predict clinical response.

Conclusions

KJD as joint-preserving treatment in clinical practice, to postpone arthroplasty for end-stage knee osteoarthritis patient below the age of 65, results in an outcome similar to that thus far demonstrated in clinical trials. Longer follow-up in regular care is needed to test whether also long-term results remain beneficial and comparable to trial data.

Introduction

Knee osteoarthritis (OA) is characterized by articular cartilage degeneration and is an important cause of pain and disability in adults.[1,2] While total knee arthroplasty (TKA) is a widely accepted intervention for end-stage knee OA, it poses a major healthcare burden when placed in younger patients, since they have a higher risk of needing a costly and less effective revision surgery later in life.[36]

Knee joint distraction (KJD) is a joint-preserving treatment for knee OA for younger patients, where the knee joint is temporarily fully unloaded by distraction of tibia and femur, using an external fixation frame.[7] In an open prospective study (OPS) between 2006 and 2008, twenty knee OA patients below the age of 60, indicated for TKA were treated for eight weeks with KJD.[8] These patients showed long-term, in the first two years progressive, significant clinical benefit and cartilage tissue regeneration. In over three quarters of the patients, TKA could be postponed for over five years, and half of the patients was still without prosthesis nine years after treatment.[811] After this trial the distraction period was shortened to six weeks, as this was considered sufficient.[12] Between 2011 and 2014, the six-week KJD was studied in comparison to TKA or to high tibial osteotomy (HTO) in two separate randomized controlled trials (RCTs). In both trials combined, 41 KJD patients gained significant clinical and structural benefit in the first year, which was shown to be maintained up to at least two years after treatment. Both trials demonstrated that KJD was non-inferior to the alternative treatment.[1315] Since 2014, KJD is offered as a regular care treatment in a limited number of hospitals for knee OA patients under the age of 65.

Often when a new treatment proceeds from clinical trial to regular care, indications for treatment broaden and treatment outcome weakens. As such, treatment and surgery details, baseline characteristics, complications during treatment, and treatment efficacy of KJD in regular care were compared with clinical trial (OPS/RCT) conditions.

Methods

Patients

In regular care, at the department of Orthopedic Surgery in our hospital patients are offered KJD in case they are considered for TKA but still younger than 65. According to local guidelines for treating patients with TKA, patients have had sufficient conservative treatment, but with insufficient success and a Kellgren-Lawrence grade (KLG) of at least 2. Patients with presence or history of inflammatory joint condition, joint prosthesis elsewhere in the body (potential risk of prosthetic joint infection), or physical or social conditions that do not support a six-week distraction period, are ineligible. The standard procedure at the department of orthopedics is that patients are asked for consent to use their anonymized data for future research purposes, which all patients in the present study provided. Official ethical approval was ruled as not required by the medical ethical review committee of the University Medical Center Utrecht (protocol number 17-005C) and all patients give written informed consent.

In the open prospective study (OPS) and the two randomized controlled trials (RCTs), inclusion criteria were: medial tibio-femoral compartmental OA; intact knee ligaments; normal range-of-motion (min. of 120° flexion); normal stability; BMI <35; Visual Analogue Scale of pain ≥60 mm, radiographic signs of joint damage and tibiofemoral OA (radiological joint damage KLG>2 as judged by the orthopedic surgeon). Exclusion criteria were (among others): presence or history of inflammatory or septic arthritis; severe knee malalignment (>10°) requiring surgical correction; psychological inabilities or difficult to instruct; joint prosthesis elsewhere in the body; not able to undergo MRI examination; post traumatic fibrosis due to fracture of the tibial plateau; surgical treatment of the involved knee <6 months ago; contra-lateral knee OA that needs treatment; primary patello-femoral OA. For the OPS the age was <60 years, for the RCTs <65 years. For the OPS and RCT versus TKA, all patients had to be considered for TKA. For the RCT versus HTO, all patients had to be considered for HTO, with medial compartmental knee OA with a varus deviation of <10°. All inclusion aspects have been described in detail for all three studies, previously.[8,13,14,16] All trials were granted ethical approval by the medical ethical review committee of the University Medical Center Utrecht (protocol numbers 04/086, 10/359/E, and 11/072) and registered in the Netherlands Trial Register (trial numbers NL419, NL2761 and NL2680). All patients gave written informed consent.

Knee joint distraction treatment

KJD was performed by fixating an external distraction device to the femur and tibia using eight half pins according to a standardized surgical procedure. In all patients, a device was used consisting of two distraction tubes with internal springs, one placed medially and one laterally of the knee joint (Fig 1). The half pins (self-drilling, 5 mm diameter) used to fixate the distraction tubes were placed in pairs at four different locations (tibia/femur and medial/lateral), all placed outside the knee joint area to prevent complications during a potential future prosthesis surgery. [17] The medial femoral pins were positioned parallel to the knee joint line in an approximately 10° dorsomedial—ventrolateral direction (10° angulation to the frontal plane) to minimize interference of the half pins with the quadriceps muscles. The lateral femoral pins were placed parallel to the knee joint line, perpendicular to the tibial bone axis, and approximately in the frontal plane. The medial tibial half pins were positioned parallel to the knee joint space, and if possible perpendicular to tibial bone axis and the anteromedial tibial face, approximately at 35° to the frontal plane. The lateral tibial half pins used the same slope of approximately 35° to the frontal plane. Proper positioning and depth, with slight protrusion of the half pin (of the pointed tip only) through the second cortex, was checked using fluoroscopy (C-arm). After positioning the half pins and distraction tubes, according to standardized surgical procedures, a distraction distance of 2 mm was provided intra-operatively. All this was performed under general or spinal anesthesia, depending on the surgeon’s and patient’s preference.

Fig 1. Representative radiograph of the external distraction frame in use.

Fig 1

In regular care

In regular care, the average intervention time (the time between the first incision and the surgeon being finished) was 53 (range 31–79) minutes. Blood loss during surgery was in all cases negligible. After surgery, patients generally stayed in the hospital for another two to three days, during which the tubes were gradually distracted until 5 mm distraction was reached. At completion, the distraction distance was checked on weight-bearing radiographs and adapted if needed. During the distraction period weight-bearing, supported with crutches if needed, was allowed and encouraged. This provides intra-articular fluid pressure changes, considered relevant for nutrition of the cartilage, because of 3 mm axial displacement under 80 kg of weight-bearing of the internal springs. [18,19] Patients received low molecular weight heparin for six weeks and a standard prescription for seven days of oral antibiotics (flucloxacillin). If patients suspected a pin tract infection, based on consulting their physician, a course of flucloxacillin was started. During the distraction period, patients visited the outpatient clinic once for a general evaluation. After six weeks, the distraction frame was removed and knee manipulation (flexion-extension) was performed under general or spinal anesthesia at day-treatment. The total frame removal time in regular care was 16 minutes (range 7–36) and patients were discharged the same day.

Under trial conditions

The above described treatment was used for all patients included in the RCTs as well. However, the patients treated in the OPS received eight instead of six weeks of distraction and returned to the hospital every two weeks, where the tubes were temporarily removed and the knee was flexed and extended by use of continuous passive motion device for three to four hours. Pain at the pin sites determined the maximum degree of flexion (average 25°; range 15°-80°).[8]

Follow-up

In regular care, weight-bearing PA radiographs were taken and the range of motion (ROM) was measured pre-surgery and at four and twelve months after frame removal in the outpatient clinic. A standard registry for all orthopedic patients provided data on patient-reported outcome measures (PROMs). Patients were requested to fill out several PROMs by questionnaires, before surgery and three, six, and twelve months after surgery, and every year thereafter. This is done automatically by e-mail, without reminder, causing relatively high numbers of missing data.

Trial patients were seen at comparable time points (six and twelve months after frame placement) where the ROM was measured and questionnaires were filled out on paper, causing limited missing data. One-year follow-up results have been published previously for each trial separately.[8,13,14]

No standardized radiographs were made in regular care and for that reason in clinical practice, the in previous trials reported cartilaginous tissue repair could only be confirmed quantitatively. Since this outcome is a major benefit of the distraction treatment, two representative sets of pre- and one year post-treatment radiographs of a regular care patient and clinical trial patient have been provided.

Data collection

All regular care KJD patients treated in our hospital before 2018 were included and thus provided one-year follow-up. Electronic charts of these patients were evaluated to check essential baseline characteristics. The ROM, measured by the orthopedic surgeon, and complications as a result of treatment had been registered for these patients, data which was also available from the OPS and RCT patients.

Only data collected for both regular care and clinical trial patients were compared. The Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC, version 3.1) questionnaire was used for evaluation of clinical efficacy, as this questionnaire was available for all patient groups. Since regular care patients filled out their questionnaires online, a relatively large amount of missing data is expected. To limit bias, only patients who filled out the questionnaires both before and one year after treatment were included in the analysis of clinical efficacy, and characteristics of these patients were compared to the entire group of regular care patients.

Statistical analysis

Characteristics were compared between regular care and clinical trial patients using independent t-tests or, in case of categorical variables, chi-square tests. WOMAC data before and one year after treatment was compared for both groups separately, using paired samples t-tests. The one-year WOMAC values were compared and tested between groups for clinical significance, defined as a difference of more than 15 WOMAC points [20], and for statistical significance using linear regression, corrected for baseline values and possible significantly different baseline or treatment characteristics. The influence of different baseline characteristics on the one-year change in total WOMAC score, corrected for baseline WOMAC, was identified using linear regression. Being a responder to KJD treatment was analyzed according to the Outcome Measures in Rheumatology-Osteoarthritis Research Society International (OMERACT-OARSI) responder criteria, defined as an increase of ≥50% and ≥20 points in WOMAC pain or function scales, or a ≥20% and ≥10-point improvement in both scales, and potential predictors identified.[21]

For all values, mean and standard deviations (SD) are given, and for all changes over time the mean change and 95% confidence interval (95%CI) are shown. P-values <0.05 were considered statistically significant. IBM SPSS Statistics version 25 (IBM Corp; Armonk, NY) was used for all statistical analyses.

Results

Baseline characteristics

Before 2018, 84 patients were treated with KJD in regular care in our hospital and all accepted to participate in the orthopedic standard registry. Between 2006 and 2014, 62 patients were treated in the three trials combined. The baseline characteristics of both groups are shown in Table 1, showing a different distraction duration between both groups, which was longer for clinical trial patients (48.1±8.1 days; regular care 45.3±4.3; p = 0.019), but shorter when excluding the OPS patients who received distraction for eight instead of six weeks (RCT 42.8±2.3; regular care 45.3±4.3; p<0.001).

Table 1. Baseline characteristics of patients treated with knee joint distraction in regular care and in clinical trials.

Baseline characteristics, mean ± SD or n (%) Regular care (n = 84) Clinical trial (n = 62) p-value
Age (years) 53.1 ± 6.9 51.5 ± 6.9 0.173
Male gender 52 (62) 36 (58) 0.639
BMI (kg/m2) 27.9 ± 3.7 28.2 ± 3.7 0.639
Left index knee* 43 (51) 26 (42) 0.268
Range of motion (degrees) 124.2 ± 17.8 122.7 ± 14.7 0.602
Leg axis (degrees) 4.3 ± 5.1 4.9 ± 4.4 0.556
Varus/valgus* 57 (68) / 16 (19) 28 (45) / 3 (5) 0.140
Kellgren-Lawrence grade* 0.401
 - Grade 0 0 (0) 0 (0)
 - Grade 1 or 2 19 (23) 18 (29)
 - Grade 3 or 4 64 (76) 44 (71)
Distraction duration (days) 45.3 ± 4.3 48.1 ± 8.1 0.019

P-values of continuous variables are calculated with independent t-tests and for categorical variables with chi-square tests (indicated with *). Bold p-values indicate statistical significance.

In one patient in the regular care group compartment syndrome occurred and the distraction frame was removed after two days. This patient was excluded from the distraction duration in Table 1, since no full treatment was applied.

Cartilaginous tissue repair

Radiographs of a representative regular care patient and a trial patient pre-treatment and one year post-treatment are shown in Fig 2. In both cases, despite the absence of quantification of the joint space widening in clinical practice, a clear increase in joint space width is demonstrated, in previous studies clearly related to cartilage thickening using MRI and biochemical markers.[9,10,15]

Fig 2. Representative radiographs pre-treatment and one year post-treatment for regular care and clinical trial patient.

Fig 2

Note the aluminum step wedge needed for joint space width quantification as used in clinical trials.

Complications

All treatment-related complications that occurred are summarized in Table 2. Pin tract infections occurred most often and in 86% of cases were successfully treated with oral antibiotics. A combination of intravenous and oral antibiotics was necessary in 14% of pin tract infections. OPS patients had significantly more pin tract infections than RCT patients (OPS 85%; RCT 57%; p = 0.030). There was no significant difference in pin tract infections between regular care patients and any of the trial patient groups (OPS/RCT, OPS or RCT; all p>0.1). Patients experiencing osteomyelitis (six patients) were treated with additional surgical cleaning of pin tract wounds and a combination of intravenous (2 weeks) and oral (4 weeks) antibiotics according to a local standardized treatment protocol for osteomyelitis. Pin loosening (three patients) or breaking (one patient, reason unknown) was treated by tightening or refixation of the pins at either the emergency room or the outpatient clinic, while the one patient experiencing pin tract bleeding received a pressure bandage at the emergency room. Both deep venous thrombosis (two patients) and pulmonary embolisms (three patients) were treated with extra anticoagulation, which in case of a pulmonary embolism included hospitalization. For the patient experiencing a suspected compartment syndrome, the frame was immediately removed and a fasciotomy was performed, while the one patient who had pneumonia received intravenous antibiotics.

Table 2. Complications during and after treatment with knee joint distraction in regular care and in clinical trials.

Complications, n (%) Regular care (n = 84) Clinical trial (n = 62)
Pin tract skin infection 59 (70) 41 (66)
 - Oral antibiotics 51 (61) 35 (56)
 - Hospital admission + intravenous antibiotics 8 (10) 6 (10)
Osteomyelitis 5 (6) 1 (2)
 - Confirmed osteomyelitis 2 (2) 1 (2)
 - Infection treated as osteomyelitis 3 (4) 0 (0)
Pin loosening 4 (5)
Flexion limitation 2 (2) 1 (2)
Deep venous thrombosis 2 (2)
Pulmonary embolism 1 (1) 2 (3)
Pin tract bleeding 1 (1)
Compartment syndrome 1 (1)
Pneumonia 1 (1)
Corpus liberum 1 (1)
Post-operative foot drop 1 (2)
Breaking of bone pin 1 (2)

Of patients with complications, fifteen experienced them after frame removal. Ten were post-distraction infections, treated with oral antibiotics (three patients) or a combination with intravenous antibiotics (seven patients), and one was a post-operative foot drop, successfully treated with an ankle-foot orthosis. The cause has been discussed previously.[14] Flexion limitation (three patients) was treated with manipulation under anesthesia and in one case arthroscopic arthrolysis, while the corpus liberum (a loose piece of cartilage/bone) present in one patient after treatment was arthroscopically removed.

The decrease in ROM shortly after distraction as observed in regular care (-26.5°; 95%CI -32.0 –-21.0; p<0.001) and the clinical trials (-20.1°; 95%CI -26.6 –-13.6; p<0.001) was largely regained within four months. Compared to baseline ROM, the regular care patients showed a statistically significant decrease at four months (-5.8°; 95%CI -10.2 –-1.4; p = 0.011), but not at twelve months (-2.3°; -6.3–1.8; p = 0.263), as shown in Fig 3. Clinical trial patients showed no statistically significant difference at four months (-3.5°; -7.4–0.5; p = 0.085) and twelve months (+2.7°; -0.6–6.0; p = 0.112). When correcting for baseline ROM and distraction duration, there was a statistically significant difference between regular care and clinical trial patients for the twelve-month change (p = 0.013), but not the four-month change (p = 0.232).

Fig 3. Range of motion before and after treatment with knee joint distraction.

Fig 3

Statistically significant differences compared to baseline are indicated with * for regular care patients (non-existent for clinical trial patients); statistically significant differences between regular care and clinical trial patients are indicated with #.

Clinical benefit

In total 41 regular care patients and 61 clinical trial patients completed both baseline and one-year follow-up WOMAC questionnaires, 43 regular care patients were missing because they did not respond to the electronic requests to fill out the questionnaires by E-mail. One RCT patient was missing at one-year follow-up after undergoing additional treatment. The baseline characteristics of the patients who completed both WOMAC questionnaires are shown in Table 3, showing a significant difference only in distraction duration, which again was longer for clinical trial patients (48.2±8.2 days; regular care 45.5±4.2; p = 0.032), but shorter when excluding the OPS patients (RCT 42.8±2.3; regular care 45.5±4.2; p = 0.001).

Table 3. Baseline characteristics of patients treated with knee joint distraction in regular care and in clinical trials, who completed both WOMAC baseline and 12-month follow-up questionnaires.

Baseline characteristics, mean ± SD or n (%) Regular care (n = 41) Clinical trial (n = 61) p-value
Age (years) 54.0 ± 6.9 51.7 ± 6.8 0.102
Male gender* 23 (56) 35 (57) 0.898
BMI (kg/m2) 27.5 ± 3.9 28.1 ± 3.7 0.508
Left index knee* 19 (46) 26 (43) 0.711
Range of motion (degrees) 125.4 ± 14.1 122.7 ± 14.9 0.362
Leg axis (degrees) 4.6 ± 4.7 4.8 ± 4.4 0.879
Varus/valgus* 33 (80) / 6 (15) 27 (44) / 3 (5) 0.510
Kellgren-Lawrence grade* 0.152
 - Grade 0 0 (0) 0 (0)
 - Grade 1 or 2 7 (17) 18 (30)
 - Grade 3 or 4 34 (83) 43 (70)
Distraction duration (days) 45.5 ± 4.2 48.2 ± 8.2 0.032
WOMAC Total 47.5 ± 14.9 49.8 ± 15.7 0.464
WOMAC Pain 46.3 ± 16.9 49.8 ± 15.7 0.293
WOMAC Stiffness 39.3 ± 23.1 45.4 ± 18.3 0.141
WOMAC Function 48.9 ± 15.2 51.0 ± 16.2 0.498

P-values of continuous variables are calculated with independent t-tests and for categorical variables with chi-square tests (indicated with *). Bold p-values indicate statistical significance. WOMAC = Western Ontario and McMaster Universities Osteoarthritis Index.

No statistical significant differences between the 43 regular care patients without and 41 patients with 1 year follow-up data were observed.

As shown in Table 4 and Fig 4, the total WOMAC (Fig 4A) and pain (Fig 4B), stiffness (Fig 4C), and function (Fig 4D) subscales increased statistically and clinically significantly for the 41 regular care patients and 61 clinical trial patients that completed the questionnaires (all p<0.001). Although there was a tendency towards better results for the clinical trial patients, no clinically or statistically significant differences in one-year changes between regular care and trial patients were observed (all p>0.068). Similar data were found for OPS and RCT patients separately, although for OPS patients slightly, but not statistically significantly, better results were obtained.

Table 4. Clinical outcome for patients treated with knee joint distraction in regular care and in clinical trials.

ΔWOMAC, mean (95%CI) Regular care (n = 41) Clinical trial (n = 61) P-value
Total 22.2 (15.1–29.3)* 28.3 (23.5–33.1)* p = 0.080
Pain 24.0 (16.2–31.9)* 29.5 (24.2–34.7)* p = 0.104
Stiffness 20.4 (11.2–29.7)* 19.5 (12.9–26.1)* p = 0.463
Function 21.9 (14.8–29.0)* 28.6 (23.7–33.6)* p = 0.069

WOMAC = Western Ontario and McMaster Universities Osteoarthritis Index. Significant one-year changes are indicated with * while the p-values indicate differences in one-year changes between regular care and clinical trial patients, calculated with linear regression, corrected for baseline WOMAC and distraction duration. 95%CI = 95% confidence interval.

Fig 4. One-year WOMAC change for patients treated with knee joint distraction.

Fig 4

One-year change in Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) total score (A) and the pain (B), stiffness (C) and function (D) subscales for patients treated with knee joint distraction in regular care and in OPS/RCT clinical trials (OPS = open prospective study; RCT = randomized controlled trial). P-values above groups indicate significant changes at one year compared to baseline while p-values between groups indicate the significance of differences between groups, corrected for baseline values and distraction duration. Each dot represents a patient (for trial patients: triangles represent OPS patients and circles RCT patients); bars represent mean and 95% confidence interval.

After one year, 70% of patients were OMERACT-OARSI responders (regular care 61%, clinical trial 75%; p = 0.120).

Neither regular care versus trial treatment nor any of the other baseline characteristics had a significant influence on the one-year change in total WOMAC score, neither in univariable nor multivariable models, or on being a responder. Experiencing pin tract infections or complications in general did not have a significant influence on one-year WOMAC change or being a responder (all p>0.2).

Discussion

Knee joint distraction is a relatively new, joint-preserving treatment for knee OA that after several clinical trials is now used in clinical practice to postpone a first TKA. This enabled evaluation if patients treated in regular care still have a similar indication profile, viz. similar characteristics as those treated in clinical trials and if KJD is still as clinically effective in regular care as it was shown to be in the trials.

Despite the fact that regular care usually does not use selection criteria as strictly as clinical trials do, this study showed that the 84 patients treated with KJD in regular care between 2014 and 2018 had in general the same characteristics as the patients included in clinical trials the years before. Only the distraction duration was shorter in the regular care patients, which was expected because of the different protocol (eight weeks distraction instead of six weeks) used in the OPS. The fact that the distraction duration in regular care is longer than in clinical trials when excluding the OPS is probably a result of the dependence on OR planning in regular care and the difference, being on average 2.7 days on 6-week protocol, was limited.

With an average intervention time of 53 minutes placing and 16 minutes removing the frame, the operative time is comparable to HTO and about half of the average time reported in literature for a TKA.[2225] Complications were also described as similar to HTO and TKA [1315], with pin tract infections, a common complication of external fixation in general [26], being the most prevalent complication in KJD. Complications of treatment were comparable between KJD patients treated in regular care and those treated in trials. With 70% of patients experiencing pin tract infections based on oral antibiotic use, they occurred more often than was previously seen in the RCTs, where around half of patients experienced infections.[1315] This could be because in regular practice patients receive a standard antibiotics prescription and do not have to visit the hospital before starting their course, which makes it likely that antibiotics are also used in case of doubtful infection. Pin tract infections had no significant influence on the clinical outcome at one year follow-up. Furthermore, despite the high occurrence of pin tract infections, patients undergoing TKA surgery several years after KJD have not experienced additional complications or diminished clinical efficacy.[17] Nevertheless, it is a major burden and effort should be made to reduce pin tract infections further. A new joint distraction device (KneeReviver) has been developed, which makes pin care easier. A clinical trial to evaluate this new device is currently ongoing. Additionally, new care protocols are encouraging, appearing to decrease the number of pin tracts significantly.

Not only pin tract infections, but complications in general did not significantly influence the clinical response. Complications other than pin tract infections did not occur with a frequency allowing statistical evaluation. However, the seventeen patients who received full KJD treatment in regular care and experienced other complications than pin tract infections all returned to the outpatient clinic after treatment and fourteen of them (82%) were satisfied with their KJD treatment and indicated that they had less OA complaints than before treatment. Only the other three patients (one who experienced pneumonia and flexion limitation, one a corpus liberum and one a broken bone pin) did not report success of the treatment. Clearly, there is room for improvement to decrease complications of the treatment to further improve the balance of benefit over burden.

A decrease in range of motion was seen as adverse effect previously in the clinical trials. In both regular care and clinical trials, the decrease that was seen shortly after KJD, recovered within months and normalized after a year, with the observed changes being minimal and less than the minimally detectable difference reported in literature.[27] As such, the differences are considered not to be clinically relevant and within variation of measurement.

The clinical benefit that was demonstrated previously in all clinical trials was also observed in regular care. In the clinical trials, the clinical benefit seemed slightly better, which was partly due to slightly better effects of the OPS treated patients. Although all not statistically significant, this may be the benefit of subtle differences in patient selection as well as the small difference in distraction duration (in favor of the OPS patients), as has been discussed before.[12] Moreover, no difference in the percentage of responders according to OMERACT-OARSI criteria at one year was observed either.

Neither being a patient from a clinical trial or regular care, nor any of the other baseline data predicted clinical outcome.

Unfortunately, while radiographs were performed in regular care to judge OA severity pre-treatment, a KLG of 2 or higher being a treatment prerequisite according to local guideline, these radiographs were not performed in standardized way, and neither were follow-up radiographs (amongst other including an aluminum step wedge for quantification of density and distances). Therefore JSW widening could not be quantified. In the three clinical trials, it has previously been shown that KJD causes a significant increase in radiographic JSW during the years after treatment, which has been related to cartilaginous tissue repair based on additional MRI evaluation and biochemical marker analyses.[8,9,1315] Since no significant differences in patient characteristics and clinical benefit were found between regular care and trial patients, KJD in regular care may be expected to cause a similar structural response as supported by the representative pre- and post-treatment images shown.

This study had a number of limitations. First, around half of patients treated in regular care could not be used in the evaluation of clinical efficacy, as they did not fill out the questionnaires before and one year after treatment. As the regular care patients in this study were evaluated retrospectively, this could unfortunately not be solved. This might have caused a bias or misrepresentation of clinical results, although it was shown that the regular care patients who filled out the questionnaires did not differ in patient and treatment characteristics from those who did not. Furthermore, for 93% of all regular care patients it is known they did not receive a TKA within a year, as they did attend the one-year outpatient clinic visit and/or filled out electronic questionnaires more than one year after treatment.

The second limitation of this study was that all regular care patients were treated in the same hospital. While other hospitals provide KJD treatment as well, they only started recently and clinical data was available only from our hospital. The patients from the clinical trials were treated in three different hospitals, however, and there were no statistically significant differences in patients’ clinical benefit between these hospitals. This would therefore not be expected in regular care either.

This study did not include a control group of non-surgically treated patients. However, in the stage patients are considered for KJD they should be considered for TKA, but aged below 65 with persistent pain, a KLG of 2 or higher, and sufficient history of conservative treatment without sufficient success. As such, any good control group receiving no treatment would not be ethically sound for this population.

Despite the absence of statistically significant differences between patients treated in regular care and in clinical trials, patient selection and treatment conditions in regular care remain crucial for this novel joint saving treatment. The maximal effect regarding clinical benefit and structural repair has in all trials been obtained around one-year follow-up, sustaining for many years thereafter.[10,11] Therefore the one-year follow-up comparison with regular care outcome is considered predictive of the long-term outcome in regular care. Nevertheless, longer follow-up in regular care with larger number of patients is still warranted to proof this assumption. Moreover, such studies may benefit from standardized radiographs or MRI evaluation to evaluate joint tissue repair as well. Follow-up of more patients in regular care with proper data management may potentially provide treatment efficacy predictors, refining patient selection. Regardless, KJD as a regular care treatment results in significant clinical benefit one year post-treatment similar to that demonstrated in the clinical trials that have demonstrated sustainability of this initial effect. As such KJD, can be a joint-preserving of choice in relatively young patients with end stage knee OA.

Data Availability

Data related to this manuscript cannot be shared publicly because of ethical restrictions related to participant consent. These restrictions are imposed by the institutional review board of the University Medical Center Utrecht, Utrecht, The Netherlands. All relevant data are available upon request by sending an email to the Rheumatology department of the UMC Utrecht (urrci@umcutrecht.nl).

Funding Statement

The institution of MP Jansen, SC Mastbergen and FPJG Lafeber has, during the study period, received funding from: - Dutch Arthris Society (ReumaNederland), project number LLP-9, https://reumanederland.nl/. - ZonMW (The Netherlands Organization for Health Research and Development), project number 95110008, https://www.zonmw.nl/. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Osama Farouk

14 Oct 2019

PONE-D-19-20825

Knee Joint Distraction in Regular Care for Treatment of Knee Osteoarthritis: A Comparison with Clinical Trial Data

PLOS ONE

Dear Ms Jansen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

**********

The authors are required to respond to the reviewers comments especially:

  • The possible bias in the results of the study and how the authors tried to minimize this bias.

  • The authors are required to discuss the complications with some more details about their management and how these complications had influenced the outcome.

  • Adding more figures are required to show the effect of distraction.

  • Also answering the question about the use of other radiographic tools, MRI, CT, etc, was there any place for such modalities in diagnosis or follow up of your cases?

We would appreciate receiving your revised manuscript by Nov 28 2019 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter.

To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

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Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

We look forward to receiving your revised manuscript.

Kind regards,

Osama Farouk

Academic Editor

PLOS ONE

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We will update your Data Availability statement on your behalf to reflect the information you provide.

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I have read the journal's policy and the authors of this manuscript have the following competings interests: FPJG Lafeber is co-founder, co-director, and shareholder of ArthroSave BV, a medical device company involved in marketing

a user-friendly knee joint distraction device.

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to  PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests).  If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

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Additional Editor Comments:

The authors are required to respond to the reviewers comments especially the possible bias in the results of the study and how the authors tried to minimize this bias. The authors are required to discuss the complications with some more details about their management and how these complications had influenced the outcome. Adding more figures are required to show the effect of distraction. Also answering the question about the use of other radiographic tools, MRI, CT, etc, was there any place for such modalities in diagnosis or follow up of your cases?

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: No

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Despite RCTs seem to be more scientifically sound than OPS, this article provides reader with additional scientific knowledge about this relatively new technique in treatment of Knee OA.

My comment is to do more thorough discussion about complications, not only infections, how did you treat, how these complications had influenced the outcome, etc.

Another comment is to add more figures to the paper to show the effect of distraction.

Third comment is about other radiographic tools, MRI, CT, etc, was there any place for such modalities in diagnosis or follow up of your cases?

Reviewer #2: the paper: Knee Joint Distraction in Regular Care for Treatment of Knee Osteoarthritis: A

Comparison with Clinical Trial Data presents no control group to objectively assess the outcome

There is risk of bias from the conflict of interest , the authors used a device they gain financial benefit from ( ArthroSave BV,)

the follow-up is very short to get to a conclusion that this device or this technique helps to delay TKR in OA knee

**********

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Reviewer #1: Yes: Ahmed H. K. Abdelaal

Reviewer #2: Yes: Prof. Dr Khaled M. Emara

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2020 Jan 22;15(1):e0227975. doi: 10.1371/journal.pone.0227975.r002

Author response to Decision Letter 0


14 Nov 2019

We thank the reviewers for the helpful comments by which we consider the manuscript improved. Hopefully we answered all questions and addressed all comments to the intention and satisfaction of the reviewers.

Reviewer 1

- Review comment:

My comment is to do more thorough discussion about complications, not only infections, how did you treat, how these complications had influenced the outcome, etc.

- Author response:

We agree that it is relevant to know how all complications were treated in regular care, not just focusing on the pin tract infections being the main complication. Therefore, in the revised Results section [line 220-235], we now mention for all types of complications how they were treated. While in the Results and the Discussion section we already included that experiencing complications did not have a significant influence on clinical benefit, we made this more explicit with the addition of the relevant p-value in the Results section [line 279-280]. Furthermore, we included a paragraph in the revised Discussion section [line 340-348] about the influence of complications other than pin tract infections on the clinical response. Complications other than pin tract infections did not occur in sufficient numbers to statistically test the influence of each complication on the clinical response, but we used the patients’ clinical experience as mentioned during their outpatient clinic visits after treatment to be able to elaborate on the potential effect of the complications on the clinical benefit.

- Review comment:

Another comment is to add more figures to the paper to show the effect of distraction.

- Author response:

We appreciate the comment, however, standardized radiographs or MRIs are not part of the protocol in in regular care, and as such are not available. This means we cannot objectively measure the structural effect of knee joint distraction in patients treated in regular care. In the three clinical trials we have previously demonstrated significant effect such as an increase in radiographic joint space width or improved cartilage thickness on MRI. We agree that the (structural) effect of distraction is interesting, and therefore added two examples (representatives of clear radiographic jointspace widening) of a trial and regular care patient [figure 2].

However, since data on structural repair are not available for regular care patients in quantitative measures and this outcome has already been published for trial patients, we feel that a focus on patient characteristics, complications and clinical effect should be the key message of the present manuscript. We referred to the added radiographs and included this point of discussion in the revised Discussion section of the manuscript [line 364-373].

- Reviewer comment:

Third comment is about other radiographic tools, MRI, CT, etc, was there any place for such modalities in diagnosis or follow up of your cases?

- Author response:

Other radiographic tools, especially MRI, would indeed provide useful information in these patients. Unfortunately, no quantitative radiographic tools other than a non-standardized radiograph at inclusion demonstrating a Kellgren-Lawrence grade of at at least 2 (standard inclusion characteristic in the Dutch guidelines for knee joint replacement indication) and non-standardized radiographs post-treatement were used, because of the cost and the absence to use them for indication according to guidelines. Specifically for indication in future studies such imaging tools may be of help in regulare care to include the optimal population for this treatment, which is why we mention this shortly in the Discussion [line 402-403].

Reviewer 2:

- Reviewer comment:

The article presents no control group to objectively assess the outcome.

- Author response:

The goal of this research was to compare patients treated in regular care to those treated in clinical trials, the latter being the control group for the regular care group. We agree that inclusion of patients that do not receive any treatment would be on interest. However, the population considered in this study comprise patients that present themselves in the hospital with a condition of end-stage knee OA needing surgical treatment, with in regular care indication total knee prosthesis but below the age of 65 years. As such any good control group receiving no or only conservative treatment, which all patients have had according to Dutch guidelines before they can be considered for arthroplasty, would not be ethical for this population. In the clinical trials, other control groups have previously been used: participants from the osteoarthritis initiative matched on patient characteristics with the KJD patients (Van der Woude et al, Cartilage 2017), and in the two randomized controlled trials patients treated with total knee arthroplasty (Van der Woude et al, Bone Joint J 2017; Jansen et al, Cartilage 2019) or high tibial osteotomy (Van der Woude et al, Knee 2017; Jansen et al, Cartilage 2019). Since such a comparion is not the key message of the present manuscript and these comparisons have been published already, we did not include them in this present manuscript. This choice has been added in the discussion section of the revised manuscript [line 290-394].

- Reviewer comment:

There is risk of bias from the conflict of interest, the authors used a device they gain financial benefit from (ArthroSave BV) .

- Author response:

This study is an investigator-initiated study and no industrial funding is involved, nor involvement in any orther way. Moreover, all patients in the trials and in regular care were treated with a proof of concept device and not with ArthroSave’s KneeReviver. ArthroSave’s KneeReviver was introduced less than a year ago, so there is still no sufficient follow-up. To avoid confusion, we removed reference to the company name (ArthroSave BV) from the revised Discussion section when referring to the new dedicated user-friendly frame provided by ArthroSave with limited occurrence of pin tract infections [line 337].

A risk of bias that we did recognize is the relatively high percentage of regular care patients that did not fill out both baseline and one-year follow-up questionnaires, as we acknowledged in the Discussion section mentioning how we tried to minimize this bias [line 375-383].

- Reviewer comment:

The follow-up is very short to get to a conclusion that this device or this technique helps to delay TKR in OA knee

- Author response:

We agree that we cannot yet draw a conclusion about whether or not KJD treatment can postpone TKR in regular care after this one year of follow-up. However, all trials have demonstrated the long-term clinical and structural benefit obtained (e.g. Jansen et al OAC 2018 Dec;26(12):1604-1608). The maximum (optimum) effects in all these studies was around 1 year, sustaining for years thereafter. As such we feel that this one-year follow-up comparison is indicative for long-term follow-up as well. However as this needs confirmation in regular care we rephrased the final sentence of the revised manuscript [line 405-409].

Attachment

Submitted filename: ResponseToReviewers - Final.docx

Decision Letter 1

Osama Farouk

13 Dec 2019

PONE-D-19-20825R1

Knee Joint Distraction in Regular Care for Treatment of Knee Osteoarthritis: A Comparison with Clinical Trial Data

PLOS ONE

Dear Ms Jansen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

We would appreciate receiving your revised manuscript by Jan 27 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter.

To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). This letter should be uploaded as separate file and labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. This file should be uploaded as separate file and labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. This file should be uploaded as separate file and labeled 'Manuscript'.

Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

We look forward to receiving your revised manuscript.

Kind regards,

Osama Farouk

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #3: Dear author: thank you much for sending this important topic article as I personally believe that KJD will gain more popularity in the future.

However, you need to follow the following points before possible accepting your article for publication:

1- Remove the name of your hospitak UMC from all pages of the article. You can write: our hospital Instead.

2- in line 97, remove the country name Netherland and hospital name....remove all the Line as no need.

3- in table 2, what do you mean by Corpus liberum ? and why breaking of bone pin happen ?

4- in discussion: you referred the high pin tract infection in the trial group to not taking antibiotic regularly as happened in regular practice group !

But actually, there are many factors influence this! The rate of pin tract infection in publications range from 0-100% ! This means that it is 0% in hands of some one who follow some tricks while it is 100% in some other hands ! To improve that, a proper new drill bit with the right diameter should be chosen and proper drill speed used and a soothing saline should be used not a dry drilling technique! A proper 6 mm. Diameter pins should be used and there should not be any stress to any pin in the Ex Fix. As any stress will be reflected to the bone and leads to loosening abs infection.

5- in line 308, you pointed to a new device used in the study: arthrosave.

Did you use in all patients ? Please add a figure for a photo of the new device to the study.

6- please add a brief surgical technique to the study as it is valuable for the reader to know how to do KJD in the future.

7- The X Ray in figure 1, does not show clearly the planes of pins ! Are they pure medial and lateral ? Kindly describe.

8- I can see 2 arthrosave devices were applied in the sane fig. Please explain why 2 devices and not one is enough ?

9- in the same fig. I can see proximal clamp on the medial side showing a mechanical problem of the pins as pins are divergent. The distance between the 2 pins are closer at the clamp level while it is longer at the bone level. It is clear that the distal pin is blended. Actually this leads to a big stress to the bone cortex and can leads to many complications as pin tract infection, loosening, pin breakage or bone breaking as you mentioned 2 cases with this problem among the trial group which is about 5% ! This is really much and if the pins were inserted properly without any stress then the complication rate will be much less.

I would like if you can choose another X Ray showing the device with distraction with a proper technique as many young specialists colleagues will see your fig. In the future and try to copy so we must provide them with the right technique. I am sure that you can choose better X Ray to show.

10- what are the pin diameter you used ? Please write this in the study as it is important to know. Also write it for the regular care group.

11- I can see a long tapered tip of the pins that are not introduced well to pass the far cortex of the bone. This could be a direct cause of instability and loosening and infection .

Please explain that or remove this fig and choose a better one with the proper technique to give a good example to the reader .

**********

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Reviewer #1: Yes: Ahmed H.K. Abdelaal

Reviewer #3: Yes: Yasser Elbatrawy, Professor of Orthopedic surgery, Al-Azhar university, Cairo, Egypt.

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

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PLoS One. 2020 Jan 22;15(1):e0227975. doi: 10.1371/journal.pone.0227975.r004

Author response to Decision Letter 1


16 Dec 2019

We thank the reviewer for the helpful comments by which we consider the manuscript improved. Hopefully we answered all questions and addressed all comments to the intention and satisfaction of the reviewer.

- Review comment:

Remove the name of your hospital UMC from all pages of the article. You can write: our hospital instead.

- Author response:

As suggested, we removed the hospital name ‘UMC Utrecht’. We either replaced it with ‘our hospital’ [lines 28, 74, 164, 197, 399] or completely removed it [line 398] when appropriate. However, we did not remove ‘University Medical Center Utrecht’ when referring to the ethical review committee in the methods section [line 98/99] because this refers not to the hospital but to the medical ethical review committee that approved the studies (as required to mention according to the PLOS ONE submission guidelines).

- Reviewer comment:

In line 97, remove the country name Netherland and hospital name....remove all the Line as no need.

- Author response:

As suggested, we removed any reference to The Netherlands (‘Dutch’) in [line 24, 66, 398] and replaced ‘Dutch’ with ‘local’ in [line 75, 377]. However, we did not remove ‘Netherlands Trial Register’ in the methods section [line 99/100] because this is the official name of where the trials were registered and can be found online (as required to mention according to the PLOS ONE submission guidelines).

- Reviewer comment:

In table 2, what do you mean by Corpus liberum? and why breaking of bone pin happen?

- Author response:

The corpus liberum was a loose piece of cartilage/bone present in the knee. This short explanation has been added in [line 246]. It is unfortunately not known why the bone pin broke, and as we do not want to speculate on this without being sure, we added ‘reason unknown’ in the complications section of the revised manuscript [line 233].

- Reviewer comment:

In discussion: you referred the high pin tract infection in the trial group to not taking antibiotic regularly as happened in regular practice group! But actually, there are many factors influence this! The rate of pin tract infection in publications range from 0-100%! This means that it is 0% in hands of someone who follow some tricks while it is 100% in some other hands! To improve that, a proper new drill bit with the right diameter should be chosen and proper drill speed used and a soothing saline should be used not a dry drilling technique! A proper 6 mm. Diameter pins should be used and there should not be any stress to any pin in the Ex Fix. As any stress will be reflected to the bone and leads to loosening abs infection.

- Author response:

We agree that there are many factors that affect the amount of pin tract infections. As mentioned in the results section [line 228], a new wound care protocol already managed to decrease the amount of pin tract infections from 85% in the first clinical trial (the open prospective study) to 57% in the following clinical trials (the randomized controlled trials). In the regular care group the percentage of antibiotic use was with 70% a bit higher than in the RCTs and we hypothesize that this increased percentage may be because the infections are not diagnosed in person by a physician, but patients always receive a standard prescription of oral antibiotics to take in case of suspected pin tract infections. As such, the amount of patients taking antibiotics is not necessarily the same as the amount of patients experiencing pin tract infections. Nevertheless, we should aim to decrease the amount of pin tract infections and antibiotics courses as much as possible by indeed making appropriate changes to the regular care protocol, which we are doing by using the newly developed distraction device and evaluating new regular care protocols, as mentioned in the discussion [line 348-351]. We will also take your suggestions into account in future adjustments to hopefully decrease the amount of pin tract infections.

- Reviewer comment:

In line 308, you pointed to a new device used in the study: ArthroSave. Did you use in all patients? Please add a figure for a photo of the new device to the study.

- Author response:

The mention of the company name ‘ArthroSave’ was removed in the previous revised version of the manuscript on request of the other reviewers, in order to remove any potential conflict of interest regarding the new device. This newer device (the KneeReviver) was not used on any of the patients used in this manuscript and is currently being analyzed in an ongoing clinical study. We mention it in the discussion only because this new device is specifically designed to decrease pin tract infections, as these infections increase the patient’s treatment burden. However, as none of the patients in this study were treated with this device, we did not add a photo of this new device to avoid confusion.

- Reviewer comment:

Please add a brief surgical technique to the study as it is valuable for the reader to know how to do KJD in the future.

- Author response:

We added some extra information regarding the surgical technique in the revised version of the manuscript [line 105-116].

- Reviewer comment:

The X Ray in figure 1, does not show clearly the planes of pins! Are they pure medial and lateral? Kindly describe.

- Author response:

The planes of the pins can indeed not be accurately visualized in the radiograph in figure 1. The pins are not positioned purely medially and laterally and an explanation of how the pins should be positioned was included in a brief description of the surgical technique. We added some extra information regarding the surgical technique in the revised version of the manuscript [line 105-116].

- Reviewer comment:

I can see 2 arthrosave devices were applied in the sane fig. Please explain why 2 devices and not one is enough?

- Author response:

One distraction device consists of two separate tubes that are both fixed to the femur and tibia with bone pins, one laterally and one medially, as highlighted in the methods sections [line 105-106]. The distraction treatment is always performed on both sides of the knee, and as such with two tubes, so that both the medial and lateral side are distracted properly. A unilateral frame with one tube provides insufficient distraction to the contralateral compartment because of a certain degree of flexibility in the distraction frame and pins.

- Reviewer comment:

In the same fig. I can see proximal clamp on the medial side showing a mechanical problem of the pins as pins are divergent. The distance between the 2 pins are closer at the clamp level while it is longer at the bone level. It is clear that the distal pin is blended. Actually this leads to a big stress to the bone cortex and can leads to many complications as pin tract infection, loosening, pin breakage or bone breaking as you mentioned 2 cases with this problem among the trial group which is about 5%! This is really much and if the pins were inserted properly without any stress then the complication rate will be much less. I would like if you can choose another X Ray showing the device with distraction with a proper technique as many young specialists colleagues will see your fig. In the future and try to copy so we must provide them with the right technique. I am sure that you can choose better X Ray to show.

- Author response:

We agree that pin positioning is very important and the goal is to position the pins perpendicularly instead of divergent. It is therefore indeed better to choose a radiograph with perpendicular and parallel positioning and replaced figure 1 with an image where the pins are positioned fully correct.

- Reviewer comment:

What are the pin diameter you used? Please write this in the study as it is important to know. Also write it for the regular care group.

- Author response:

We agree that this is a detail that should be included. As mentioned we extended the brief explanation on the used surgical technique [line 105-116] and in this part we also included the pin diameter (5mm). As mentioned in the methods section of the manuscript [line 142] the treatment procedure was identical for the trial group and regular care group.

- Reviewer comment:

I can see a long tapered tip of the pins that are not introduced well to pass the far cortex of the bone. This could be a direct cause of instability and loosening and infection. Please explain that or remove this fig and choose a better one with the proper technique to give a good example to the reader.

- Author response:

It is indeed important that the pins properly pass the far cortex of the bone, as described in the extended surgical technique description in the revised methods section [line 105-117]. However, the radiograph is performed in AP direction and the pins of especially the tibia are positioned under an angle and not straightly in medial-lateral direction, which means the pins protrude to the second cortex of the bone slightly on the posterior side. Because of this, the AP radiograph do not show the pins exit the bone, even though they do.

Attachment

Submitted filename: ResponseToReviewers.pdf

Decision Letter 2

Osama Farouk

6 Jan 2020

Knee Joint Distraction in Regular Care for Treatment of Knee Osteoarthritis: A Comparison with Clinical Trial Data

PONE-D-19-20825R2

Dear Dr. Jansen,

We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements.

Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication.

Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

With kind regards,

Osama Farouk

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #3: Dear author: thank you for your revision.

Congratulation.

From an expert point of view: I like to advise only 2 things:

1- Always use of 6 mm. Pins.

2- Never use self tapping self drilling pins as they have always short longevity in bone and tend to get loosening and pin tract infection earlier than when using drilling and classic HA coated pins ( Hydroxyl Apatite ).

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Ahmed H. K. Abdelaal

Reviewer #3: Yes: Professor dr. Yasser Elbatrawy

Acceptance letter

Osama Farouk

9 Jan 2020

PONE-D-19-20825R2

Knee Joint Distraction in Regular Care for Treatment of Knee Osteoarthritis: A Comparison with Clinical Trial Data

Dear Dr. Jansen:

I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

For any other questions or concerns, please email plosone@plos.org.

Thank you for submitting your work to PLOS ONE.

With kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Osama Farouk

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: ResponseToReviewers - Final.docx

    Attachment

    Submitted filename: ResponseToReviewers.pdf

    Data Availability Statement

    Data related to this manuscript cannot be shared publicly because of ethical restrictions related to participant consent. These restrictions are imposed by the institutional review board of the University Medical Center Utrecht, Utrecht, The Netherlands. All relevant data are available upon request by sending an email to the Rheumatology department of the UMC Utrecht (urrci@umcutrecht.nl).


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