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. 2019 Dec 16;8(1):23–35. doi: 10.1002/fsn3.1324

Therapeutic alternative of the ketogenic Mediterranean diet to improve mitochondrial activity in Amyotrophic Lateral Sclerosis (ALS): A Comprehensive Review

Jordi Caplliure‐Llopis 1,2, Thalía Peralta‐Chamba 3, Sandra Carrera‐Juliá 1,4, María Cuerda‐Ballester 3, Eraci Drehmer‐Rieger 5,, María Mar López‐Rodriguez 6, Jose Enrique de la Rubia Ortí 3
PMCID: PMC6977418  PMID: 31993129

Abstract

Amyotrophic lateral sclerosis (ALS) is an incurable neurodegenerative disease which is pathogenically based on the mitochondrial alteration of motor neurons, causing progressive neuron death. While ALS is characterized by enormous oxidative stress, the Mediterranean diet has been seen to have high antioxidant power. Therefore, the aim of this study is to determine how the Mediterranean diet can improve mitochondrial activity, establishing the specific nutrients and, in addition, observing the pathogenic mechanisms related to the disease that would achieve this improvement. To this end, a comprehensive review of the literature was performed using PubMed. KBs have been observed to have a neuroprotective effect to improve energy balance, increasing survival and the number of motor neurons. This ketogenesis can be achieved after following a Mediterranean diet which is associated with great benefits in other neurodegenerative diseases such as Alzheimer's disease, Parkinson's disease, and ALS. These benefits are due to the high antioxidant power especially based on polyphenols contained mainly in olive oil, wine, nuts, or berries. In short, KBs could be considered as a promising option to treat ALS, representing an alternative source to glucose in motor neurons by providing neuroprotection. In addition, treatment results can be improved as ketogenesis can be achieved (increase in KBs) by following a Mediterranean diet, thanks to the high antioxidant properties which, at the same time, would improve the high oxidative stress that characterizes the disease.

Keywords: amyotrophic lateral sclerosis, ketone bodies, mediterranean diet, mitochondria


Amyotrophic lateral sclerosis (ALS) is an incurable neurodegenerative disease whose etiology is based on the progressive death of motor neurons. To slow the course of the pathology, the mitochondrial activity of these neurons and the high oxidative stress shown by patients should be improved. This comprehensive review aims to perform an analysis of the literature published in the PubMed database to determine whether ketone bodies, contributed by a ketogenic Mediterranean diet, could improve this pathogenesis. The conclusions drawn indicate that the Mediterranean ketogenic diet provides neuroprotection at the mitochondrial level, in turn presenting a high antioxidant capacity. This seems to indicate that this diet represents an interesting therapeutic alternative for the disease, improving the prognosis of the pathology.

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1. INTRODUCTION

Neurons are cells in charge of transmitting information through chemical and electrical signals, therefore requiring a high level of energy in the brain. This use of energy represents between 20% and 25% of the total oxygen consumed by the body, of which approximately half is used to generate membrane potentials. At the same time, they maintain ion gradients for neurotransmission, the main source of said percentage (Wong et al., 1995). In this sense, in the event of needing extra energy derived from, for example, an increase in synaptic activity, there is no type of energy reserve that can be used in the brain (Karbowski, 2007).

The essential energy source for neurons, in the form of adenosine triphosphate (ATP), is obtained, on the one hand, from oxygen and, on the other hand, from glucose through catabolism performed in the Krebs cycle. Glucose is used by brain gray matter ten times more than the rest of the body, while there are variations in that consumption in different regions of the brain. This could explain that, in the case of an energetic alteration in the neurons, there is a great susceptibility to neurodegeneration and a great diversity of neurodegenerative diseases that can be triggered depending on the region where this altered glucose consumption takes place (Barros et al., 2013). In any case and whatever the disease may be, the basic explanation for this is glucose hypometabolism in the brain. It produces a structural and functional imbalance of the affected part of the brain, based on mitochondrial dysfunction which ends up influencing it overall. It can aggravate other existing alterations that are the real cause of disease such as Alzheimer's, Parkinson's (Paoli, Bianco, Damiani, & Bosco, 2014), or epilepsy (Jóźwiak, Kossoff, & Kotulska‐Jóźwiak, 2011).

Regarding this pathological imbalance, the proposed therapeutic alternative is to provide an energy source that is not based on glucose, such as that represented by ketone bodies (KBs). A ketogenic diet is effective in patients with intractable epilepsy, myoclonic‐astatic epilepsy (Doose syndrome) and also in Dravet syndrome (at an early stage) or phosphofructokinase deficiency and type V glycogenosis (McArdle's disease). Moreover, a ketogenic diet may be also effective in neurodegenerative diseases, such as Alzheimer's, Parkinson's, and amyotrophic lateral sclerosis (ALS), due to its neuroprotective action, which improves the mitochondrial function by rescuing the production of ATP (Barañano & Hartman, 2008).

2. AMYOTROPHIC LATERAL SCLEROSIS (ALS)

Amyotrophic lateral sclerosis (ALS) is the most common motor neuron disease with an incidence of 1 in every 2,000 people (Gordon, 2013). Most cases are sporadic (sALS), and only 10% are familial (fALS) (Miller, Mitchell, Lyon, & Moore, 2003). This neurodegenerative disorder is characterized by the loss of motor neurons, both upper and lower, in the brain and spinal cord, which leads to paralysis of the voluntary muscles (Robberecht & Philips, 2013). This leads to a progressive motor dysfunction that results in alterations in the respiratory system (Polkey, Lyall, Moxham, & Leigh, 1999) until the death of the patient in a period of 2 to 5 years (Valko & Ciesla, 2019). Nowadays, there is no medical cure for this disease.

The pathogenic mechanisms of ALS that are currently accepted (Figure 1) are loss of oxidative control with an excessive generation of oxidative free radicals, accumulation of neurofilaments, and excitotoxicity linked to an increase in the neurotransmitter glutamate, producing a mitochondrial membrane dysfunction. This dysfunction will eventually lead to an alteration in the energy balance related to a lower activity of the enzymes of the mitochondrial electron transport chain (ETC) in the spinal cord.

Figure 1.

Figure 1

Diagram of the pathogenesis of amyotrophic lateral sclerosis (ALS) observed mainly after the genetic mutation in the SOD1 gene, and which causes the death of the motor neuron by damaging mitochondrial activity

This is especially evident in the mutant forms of SOD1, which represent 20% of the cases of fALS. In these cases, a loss of mitochondrial membrane potential and mitochondrial inflammation are induced, with a decrease in the production of ATP, alteration of calcium homeostasis, and loss of the activity of the mitochondrial transport chain enzyme, which obviously leads to aforementioned bioenergetic alteration (Carrì et al., 1997; Ferri et al., 2006; Kruman, Pedersen, Springer, & Mattson, 1999).

Excessive oxidative stress is related to neuron death, not only as a primary factor but as a consequence of other mechanisms (Beal, Lang, & Ludolph, 2005), especially using reactive oxygen species (ROS), including superoxide, hydrogen peroxide (H2O2), hydroxyl (OH) free radicals, and nitric oxide (NO).

This high level of oxidation has been directly and especially involved in the pathophysiology of fALS through SOD1 mutation. However, it is also linked to patients with fALS, where elevated levels of 8‐hydroxy‐2‐deoxyguanosine (8‐OHdG) have been evidenced, which is a marker of oxidation of the motor cortex in patients with ALS (Ferrante et al., 2002).

The high level of oxidative stress of the two types of ALS can be explained by the high reactivity of ROS, especially with lipids, proteins, and DNA to induce cellular damage (Esposito et al., 2002; Halliwell, 2001; Singh, Sharad, & Kapur, 2004). In this sense, the large amount of lipids in the nervous tissue is worth mentioning (Singh et al., 2004), to which a high metabolic activity at a neuronal level should be also added, leading to a high ROS formation in these cells (Gurney et al., 1996).

On another note, glutamate is the primary excitatory neurotransmitter of the CNS that is necessary for neuronal synapse. However, an excess of this neurotransmitter on the synaptic cleft level due to failures in its uptake produces a prolonged opening of glutamate‐dependent Ca++ channels in the neuron, generating a large number of free radicals that end up damaging the mitochondrial structure (Doble, 1999; Shaw & Ince, 1997).

In addition, there is also a clear relation between mitochondrial dysfunction and motor neuron diseases. Morphological changes can be observed in mitochondria of SOD1 mice (Menzies, Ince, & Shaw, 2002) and in patients with sALS without mutations in SOD1 (Murata, Ohtsuka, & Terayama, 2008). At the same time, alterations in the ETC and mitochondrial DNA mutations in patients with ALS, related to the pathogenesis of the disease (Menzies et al., 2002), are also evidenced. Mitochondrial damage is related to an increase in intracellular Ca++ (Cassarino, Cassarino, Bennett, & Bennett, 1999) and alterations in the ETC (complexes I‐IV) or coenzymes (Fosslien, 2001), eventually leading to an increase in ROS production and the activation of a caspase cascade that produces greater oxidative damage (Menzies et al., 2002).

All this suggests that an improvement of mitochondrial function may represent a therapeutic approach for ALS (Ari et al., 2014). In this sense, given the great results achieved when following a Mediterranean diet in other neurodegenerative diseases (that will be broadly addressed in this paper), following said diet could be an option to improve this function. Therefore, the aim of this study is to establish how the Mediterranean diet can improve mitochondrial activity, establishing the specific nutrients and, in addition, observing by means of which pathogenic mechanisms related to the disease would achieve this improvement.

Regarding altered energy balance, the first alternative to assess could be to increase or force the hydrocarbon pathway represented by glucose or fructose. However, it seems that this alternative is not the best one due to the existence of a metabolic alteration of cerebral glucose in patients with ALS (Pradat & Dib, 2009). This has been confirmed by analyzing 1H‐NMR‐based metabolomic profiling of CSF, mainly with the purpose of certain metabolites in CSF, including KBs such as acetate or acetone (Blasco et al., 2010). In this sense, evidence confirms this alteration. It has been observed that patients with ALS are at risk of developing diabetes mellitus. This may be because of defects in the SOD1 gene, which are related to alterations in glucose metabolism, as seen in bacteria and yeast (Hamasaki et al., 2015), which lead to patients with diabetes to be more likely to develop the disease (Sun, Lu, Chen, Hou, & Li, 2015). At the same time, an early inhibition of the glycolytic capacity of muscle fibers in SOD1‐G86R mice has been recently demonstrated, observing a progressive inhibition of phosphofructokinase 1 and an induction of the expression of pyruvate dehydrogenase kinase 4 (thereby strongly inactivating pyruvate dehydrogenase) (Palamiuc et al., 2015). In short, it can be said that these patients do not energetically relate well with calories from carbohydrates, which explains the fact that they only use 84% of the calories they need on a daily basis (Heffernan et al., 2004; Kasarskis, Berryman, Vanderleest, Schneider, & McClain, 1996). This results in an increased risk of developing the disease (Okamoto et al., 2007a) and of weight loss associated with the progression of the disease (Desport et al., 2000; Paganoni, Deng, Jaffa, Cudkowicz, & Wills, 2011). As a consequence, it is necessary to propose new sources of energy and, in this sense, protein contribution does not seem to achieve an improvement in the survival and progression of the disease (Stanich, Chiapetta, Oliveria, & Gabbai, 2002). However, the fatty acid beta‐oxidation pathway decreases the glucose needs that neurons have and also generates a higher yield in ATP. Therefore, the contribution of these acids in a diet is an alternative to the glycolytic pathway. In fact, it has been proven in mice that diets based on lipid calories decrease the risk of developing the disease (Morozova et al., 2008; Okamoto et al., 2007b) and the progression of it by 90% (Mattson, Cutler, & Camandola, 2007), especially when the origin of the fat is butter in 21% (Dupuis, Oudart, Rene, de Aguilar, & Loeffler, 2004), which is the main source of KBs, together with coconut oil.

3. KETONE BODIES (KBs)

KBs are the molecules: acetoacetate, beta‐hydroxybutyrate, and acetone. These molecules are involved in several metabolic pathways such as beta oxidation of fatty acids, gluconeogenesis, Krebs cycle, de novo lipogenesis, and sterol biosynthesis (Cahill, 2006; McGarry & Foster, 2003). They are mainly produced in the liver, originating in fatty acid beta oxidation, and mainly from acetyl‐CoA. If there is an excess in acetyl‐CoA, it can transform into acetoacetate and then finally beta‐hydroxybutyric or directly transform into acetone (Newman & Verdin, 2014). They are then transferred to other tissues, such as brain, muscle, and heart, where the final oxidation is produced, creating energy and, therefore, representing a fuel source that is especially important for the brain (Achanta & Rae, 2017).

Ketone body production can occur in physiological situations such as pregnancy or in newborns (Puchalska & Crawford, 2017). Nonetheless, KBs are mainly produced as a result of fasting or low carbohydrate diets which, in turn, involve a lower source of energy, the main one being KBs (McGarry & Foster, 2003; Robinson & Williamson, 2017).

In this sense, due to the energy alternative that KBs represent on a mitochondrial level in neurons, KBs have important neuroprotective effects (Edmond, Robbins, Bergstrom, Cole, & de Vellis, 1987; Yang, He, & Schulz, 1987). This neuroprotection activity has been demonstrated in several neurological disorders, particularly in epilepsy (Stafstrom & Rho, 2012; Vining et al., 1998), in rodent models of Parkinson's disease (PD) (Cheng et al., 2009), in pain and inflammation (Ruskin, Kawamura, & Masino, 2009), and in juvenile traumatic brain injury (Deng‐Bryant, Prins, Hovda, & Harris, 2011; Hu et al., 2009). It should be specified at this point that the contribution of KBs should not be the same for all diseases. For example, the administration of KBs required for epilepsy is high (reducing glucose metabolism and inhibiting the release of glutamate in neurons), while in Alzheimer's disease (AD) low doses of KB shave a better therapeutic effect. In AD, this fact can be explained, on the one hand, because small doses are sufficient for energy supplementation (by providing a fraction of ATP that helps compensate the alteration of glucose metabolism). On the other hand, these low doses (specifically beta‐hydroxybutyrate) have an impact on the improvement of cognitive function due to both metabolic supplementation and the inhibition of glutamate release induced by Aβ as a gliotransmitter, which most likely reduces hyperexcitability and inflammation (Hertz, Chen, & Waagepetersen, 2015). In addition, we should highlight that beta‐hydroxybutyrate is particularly used as an intermediary between the energy metabolism, but it also regulates the cell functions, partly by directly activating the G protein‐coupled receptor HCA1/GPR81, HCA2/GPR109A y HCA3/GPR109B (Ahmed, Tunaru, & Offermanns, 2009). These HCA receptors help to maintain homeostasis in changing metabolic and dietary conditions, by controlling metabolic, immune, and other bodily functions (Offermanns, 2017). The anti‐inflammatory effects must be added to this neuroprotective capacity, and in this sense, recent studies show that the activation of the HCA2 receptor (which until now was known only to produce lipolysis) by beta‐hydroxybutyrate mediates deep anti‐inflammatory effects in a variety of tissues (Lukasova, Malaval, Gille, Kero, & Offermanns, 2011; Wanders, Graff, White, & Judd, 2013). This anti‐inflammatory effect could be related to the inhibition of the release of proinflammatory cytokines, IL‐1β and IL‐18 observed thanks to beta‐hydroxybutyrate (Goldberg et al., 2017; Youm et al., 2015). This indicates that HCA2 could be an important objective to treat inflammatory processes of diseases with based on a great level of inflammation (Graff, Fang, Wanders, & Judd, 2016).

In addition, they are also related to decreasing oxidative stress. High oxidative stress is associated with mitochondrial dysfunction and with the majority of neurodegenerative diseases (Islam, 2017). Yet, in this sense, KBs induce a reduction in free radicals (Veech, 2014) in relation to those produced when the main source of energy is glucose. Therefore, this involves a neuroprotection on a mitochondrial level (Greco, Glenn, Hovda, & Prins, 2016).

Finally, they could also be related to the metabolism of glutamate that is the main excitatory neurotransmitter in the CNS. KBs are able to decrease the levels of glutamate, to accelerate its transformation into GABA that, on the other hand, represents the main inhibitory neurotransmitter and appears as a neuroprotective agent (Yudkoff, Daikhin, Nissim, Lazarow, & Nissim, 2004).

4. KETONE BODIES (KBs) AND AMYOTROPHIC LATERAL SCLEROSIS (ALS)

As for ALS, KBs have been used in animal models giving promising results (Table 1). In the first study published in 2006, it was observed that motor neurons were preserved by administering a ketogenic diet to transgenic mice (SOD1‐G93A) through the administration of caprylic triglycerides (contributed by fractionated coconut oil), which was associated with an increased motor performance maintenance regarding control mice following an isocaloric diet. It was also observed that weight and synthesis of ATP at a mitochondrial level were increased (Zhao et al., 2006). Subsequently, this has been confirmed in another publication in which ketogenesis was produced in transgenic animal models, showing an improvement in motor functions associated with an increase in motor neurons (Ari et al., 2014; Tefera et al., 2016; Zhao et al., 2012). Specifically, an increase in mitochondrial oxygen consumption both basal and maximum (which was correlated with an increase in KBs in the blood) and an increase in survival (they lived 6 days longer than the control mice) was observed (Zhao et al., 2012). Also, this survival increase was observed, associated with a delay in cognitive deterioration, after following the Deanna protocol based on the ketogenic diet (Ari et al., 2014). Finally, the administration of triheptanoin (triglyceride composed of 3 medium‐chain fatty acids) protected lumbar motor neurons, which allowed a delay in the appearance of motor symptoms characteristic of the disease (Tefera et al., 2016). In order to explain these specific improvements of KBs in model animals of ALS, several authors propose specific activities related to the properties detailed in the previous section for these metabolites (Table 1).

Table 1.

Main improvements obtained on models of transgenic mice G93A‐SOD1 of amyotrophic lateral sclerosis (ALS), related in turn with the activities proposed for the KBs in other articles

Author, year Intervention Improvement Proposed activity
Zhao et al., (2006) Ketogenic diet

Preservation of motor neurons.

Increase in weight and synthesis of ATP at the mitochondrial level.

Increase the antioxidant power of these endogenous antioxidants (Kong et al., 2017; Veech et al., 2017).

Ability to restore the activity of complex I of the electron chain (Tieu et al., 2003; Zhao et al., 2006).

Zhao et al. (2012) Caprylic triglyceride

Increase in motor neurons.

Increase in mitochondrial oxygen consumption.

Regulation of sirtuin‐mediated responses (Körner et al., 2013; Song et al., 2013).
Ari et al. (2014) Deanna Protocol

Delay in cognitive deterioration.

Improved motor function.

Reducing hyperexcitability and inflammation (Mamelak, 2017; Steele et al., 2007).
Tefera et al. (2016) Triglyceride Triheptanoin

Preservation of motor neurons.

Survival increase.

Higher performance of Krebs cycle (Niessen et al., 2007).

On the one hand, there is glutathione peroxidase, catalase, and superoxide dismutase as endogenous antioxidants that counteract ROS damage to stop high oxidation. In this sense, KBs increase the antioxidant power of these endogenous antioxidants (Kong et al., 2017; Veech et al., 2017).

Regarding the excitability of glutamate evidenced in this disease, as already indicated, KBs decrease its levels. Thus, in adequate doses, the levels of glutamate in the synaptic cleft can be regulated, reducing hyperexcitability and inflammation, which would improve the course of the disease (Deng‐Bryant et al., 2011) as observed in AD, where cognitive improvements are achieved in both animal (Mamelak, 2017) and human (Steele, Stuchbury, & Münch, 2007) models.

Regarding energy alterations as a consequence of mitochondrial malfunction in patients with ALS, KBs increase the correct mitochondrial activity and energy production problems, possibly due to their ability to restore the activity of complex I of the electron chain (whose function is reduced in ALS) as seen for this disease, both in in vitro studies with cell cultures (Tieu et al., 2003) and in animal models (Zhao et al., 2006). In this sense, we must outline the Krebs cycle which, alongside the electron transport chain, are the necessary sources of ATP in order for cells to function and survive, and this is altered in ALS (Niessen et al., 2007). On the other hand, sirtuins (SIRTs) have been linked to different studies about the disease, since sirtuins appear altered in SOD1 G93A‐mouse models and patient tissues (Körner et al., 2013). In vitro SIRT3 protects against mitochondrial fragmentation and neuronal cell death induced by SOD1‐G93A (Song, Song, Kincaid, Bossy, & Bossy‐Wetzel, 2013) and, in this sense, primary motor neurons increase the expression of SIRTs after treatment with medium‐chain triglycerides (MCTs), the main source of KBs. Therefore, KBs can regulate mitochondrial activity and cell survival through the responses mediated by sirtuins (Körner et al., 2013). SIRT3 also regulates the production of KBs, which is confirmed by the increase in the expression of sirtuins in primary motor neuron cultures after treatment with MCTs, which can regulate mitochondrial activity and cell survival through the responses mediated by SIRTs.

In addition, making further emphasis on the enormous oxidative stress that characterizes ALS (Kruman et al., 1999), the contribution of KBs (after liver metabolism) should originate from a diet with high antioxidant power.

5. MEDITERRANEAN DIET

The most common version of the Mediterranean diet dates back to the 1990s and is based on plant foods, fresh fruit, olive oil, dairy products such as cheese or yogurt, fish, and poultry eaten in low to moderate amounts. It also includes the consumption of eggs (up to 4 weekly), small amounts of red meat and red wine in low to moderate amounts. The total fat in this diet represents 25%–35% of the daily intake of calories, of which 8% or less are saturated fats (Willett et al., 1995). Therefore, the Mediterranean diet is a highly varied diet mainly based on fish, olive oil, red wine, and vegetables (Alvarez‐Sala Walther, Millán Núñez‐Cortés, & de Oya Otero, 1996).

The Mediterranean diet could be a good source of KBs. In fact, the nutrients of a typical ketogenic diet are mainly nonstarchy vegetables, butter, eggs, olive oil, avocados, walnuts, and seeds (Taylor, Swerdlow, Burns, & Sullivan, 2019), many of which, such as olive oil, eggs, vegetables, and walnuts, are characteristic to the Mediterranean diet. These products, especially fish rich in omega‐3 polyunsaturated fatty acids, provide high amounts of KBs (Paoli et al., 2015). Moreover, this diet can further increase the production of KBs without being a typical ketogenic diet; enriching it with foods which contain large amounts of medium‐chain triglycerides (MCTs) such as coconut oil (Pehowich, Gomes, & Barnes, 2000), goat's milk (Haenlein, 2004), or butter characteristic of the Mediterranean diet (Dupuis et al., 2004; Lahoz et al., 2018); and proportionally decreasing the percentage of carbohydrates (Paoli, Cenci, & Grimaldi, 2011). In this sense, this combination has been proposed as the “Spanish Ketogenic Mediterranean Diet,” in which <30 g of carbohydrates per day is provided and, therefore, it fits under the definition of a ketogenic diet better (Pérez‐Guisado, Mũoz‐Serrano, & Alonso‐Moraga, 2008). This would be in line with the Keto‐Mediet approach that combines the benefits of a ketogenic and Mediterranean diet (Perng, Chen, Perng, & Jambazian, 2017).

In addition, as well as being a promising vehicle for KBs, we must highlight the great antioxidant capacity that characterizes this diet. Oxidative stress is a direct consequence of the imbalance between the production of free radicals and the antioxidant capacity of our body and has been related to the development of various diseases, especially cardiovascular, carcinogenic, and neurodegenerative diseases. Among all the existing diets that can be followed, the Mediterranean diet is possibly the richest in antioxidants. Regarding its antioxidant properties, the Mediterranean diet contains, on the one hand, soluble or low molecular weight antioxidants such as vitamins C and E, phenolic compounds and carotenoids, and other macromolecular antioxidants that are polymeric phenolic compounds or polyphenols and carotenoids linked to macromolecules of plant foods, which contribute 61% to the antioxidant capacity of the diet (Hernández‐Ruiz et al., 2018; Pérez‐Jiménez, Díaz‐Rubio, & Saura‐Calixto, 2015). All these antioxidants, associated with the practice of physical activity, increase the total antioxidant capacity (Koloverou et al., 2016).

As for the specific nutrients in the diet that provide this antioxidant capacity, the activity attributed to virgin olive oil, one of its most outstanding foods, should be highlighted. The Mediterranean diet, when enriched with virgin olive oil, improves the atheroprotective functions of HDL in humans. This is due to the fact that the antioxidants in this food can help maintain Lecithin‐cholesterol acyltransferase (LCAT), the enzyme responsible for cholesterol esterification, not oxidized and functional. In addition, there is also an increase in four key functions: cholesterol flow capacity, HDL‐C metabolism, vasoprotective effects, and anti‐inflammatory/antioxidant properties by a significant reduction in oxidative stress, which is not observed in low‐fat diets (Hernáez et al., 2017). Moreover, olive oil contains hydroxytyrosol (HT), a polyphenol that shows anticancer, anti‐inflammatory, neuroprotective, and especially antioxidant properties (Hu, He, Jiang, & Xu, 2014; de Pablos, Espinosa‐Oliva, Hornedo‐Ortega, Cano, & Arguelles, 2019). At a hepatic level, the administration of tyrosol supplements in mice produces the attenuation of hepatic lipid peroxidation and the restoration of the redox balance of the antioxidant glutathione (Kalaiselvan, Samuthirapandi, Govindaraju, Sheeja Malar, & Kasi, 2016), and it also inhibits the oxidative stress induced by palmitic acid in hepatocytes (Sarna et al., 2016). This evidence may be related to the activity of the total polyphenolic fraction (TPF) and to HT itself, which achieve a powerful in vitro free radical scavenging (improving the redox state by increasing glutathione levels (Kouka et al., 2017). It may be also related to the protection against oxidative stress at a cellular level, achieved thanks to HT. This fact has been observed in Caenorhabditis elegans nematodes, when extra virgin olive oil is included in the Mediterranean diet (Rossi et al., 2017).

Another important component of the Mediterranean diet is wine, to which important antioxidant properties are attributed in the same way. Wine contains a wide variety of phenolic compounds such as quercetin, myricetin, catechins, tannins, anthocyanidins, resveratrol, and ferulic acid (Caruana, Cauchi, & Vassallo, 2016), which have been linked to preventing or delaying the progression of intestinal diseases characterized by oxidative stress and inflammation. It acts as a scavenger of free radicals and modulators of specific genes related to inflammation and involved in cellular redox signaling (Biasi et al., 2014; Colombo et al., 2019). In addition, neuroprotective effects have also been observed in neurodegenerative diseases, not only thanks to the antioxidant property, but also through a combined ability to antagonize amyloid aggregation, suppress neuroinflammation, modulate signaling pathways, and decrease mitochondrial dysfunction (Caruana et al., 2016).

Finally, grapes, nuts, and berries, common in Mediterranean diets, contain another polyphenol such as resveratrol that activates sirtuins, which could explain some of the beneficial effects of the diet (Rodríguez‐Morató et al., 2016; Russo et al., 2014; Silva et al., 2019).

6. THE ANTIOXIDANT EFFECT OF THE MEDITERRANEAN DIET IN NEURODEGENERATIVE DISEASES

This enormous antioxidant capacity has led to very good results in several diseases characterized by high levels of oxidative stress. Human beings who follow a Mediterranean diet have better parameters of anthropometric, metabolic, and inflammatory risk (Dinu, Pagliai, Casini, & Sofi, 2018). In this sense, neurodegenerative diseases, among which the aforementioned AD, PE, multiple sclerosis (MS), or ALS stand out and whose etiologies are partly unknown, have a clear metabolic and inflammatory components. Therefore, the possible early interventions that can be carried out in these diseases are mainly related to lifestyle habits, and here, diet plays a key role. In relation to the Mediterranean diet, a high adherence to this diet is associated with a low mortality and a lower risk of developing chronic diseases such as cancer, metabolic syndrome, depression, cardiovascular, and neurodegenerative diseases (Anderson & Nieman, 2016; Chedraui & Pérez‐López, 2013; Estruch, 2014) such as AD, where the risk is reduced by almost 10%, as oxidative stress, inflammation, and beta‐amyloid accumulation decrease (Samadi, Moradi, Moradinazar, Mostafai, & Pasdar, 2019). Among individuals who present mild cognitive impairment, a greater adherence to this diet reduces the risk of progression to AD by 48% (Dussaillant, Echeverría, Urquiaga, Velasco, & Rigotti, 2016), by covering their energy requirements (Henderson et al., 2009). Furthermore, the Mediterranean diet is associated with a lower probability of PE, and a low adherence to it with an earlier age of the onset of the disease (Alcalay et al., 2012).

Additionally, all these benefits are mainly based on its antioxidant activity. Evidence of oxidative stress in neurodegenerative diseases indicates the potential role of antioxidants in the Mediterranean diet (Russo et al., 2014). In this sense, the phenols of Oleaeuropaea L., found in extra virgin olive oil and that exert strong antioxidant properties, are able to counteract oxidative stress in the brain tissue and reduce inflammation producing a certain protective effect in AD, PE, MS, and ALS (Rodríguez‐Morató et al., 2016). In fact, oleuropein and HT (as discussed above) act as direct eliminators of free radicals; HT and oleocanthal are strong inhibitors of cyclooxygenases (COX), and oleuropein counteracts the oxidation of low‐density lipoproteins (LDL) (Angeloni, Malaguti, Barbalace, & Hrelia, 2017), which would explain the benefit of consumption while suffering from these diseases.

This means that oxidative stress must be taken into account, not as an isolated process, but associated with other related aspects or deriving in part from it, specifically highlighting the inflammatory process. A risk factor for chronic diseases including neurodegenerative diseases is low‐grade inflammation, characterized by high concentrations of inflammatory markers in the absence of overt symptoms. The intake of polyphenols reduces low‐grade inflammation, as opposed to Western or meat‐based diets, which on the contrary are associated with adverse health outcomes possibly due to the high content of proinflammatory foods and nutrients (Bonaccio et al., 2017; Medina‐Remón, Kirwan, Lamuela‐Raventós, & Estruch, 2018).

As for the activity of polyphenols, it has been observed that those found in virgin olive oil interfere in different ways in the amyloidosis that is fundamentally based on incorrect folding and aggregation of a series of peptides at an intra‐ and extracellular level, affecting cell physiology and viability. Specifically, polyphenols reduce this aggregation and its cytotoxic effects (Rigacci & Stefani, 2016).

Moreover, there are also findings in animal and human models that polyphenols may have a role in regulating neurotrophin levels, in particular nerve growth factor (NGF) and brain‐derived neurotrophic factor (BDNF), suggesting that polyphenols can induce their protective effects by potentiating the action of neurotrophins that stimulate growth, proliferation, survival, and neuronal differentiation (Carito et al., 2016).

In addition, among polyphenols, anthocyanins belong to the family of bioactive compounds called flavonoids (responsible for the red, purple, and blue colors of wine and many fruits, vegetables, and cereals). These are beneficial against a series of ischemic and degenerative conditions, being able to observe how anthocyanin supplementation counteracts the inflammatory response to stress conditions (Cerletti et al., 2017; Hornedo‐Ortega et al., 2018). At the same time, polyphenols, together with B vitamins (folic acid, vitamin B6, and vitamin B12), which are also found in large quantities in this diet, decrease homocysteine concentrations that are elevated in patients with Alzheimer's disease (Zoccolella et al., 2008). Furthermore, oleuropein aglycone (OLE), enriched in extra virgin olive oil, protects against neurodegeneration in AD. In a study on OLE treatment, this decreased neurotoxicity and Aβ‐induced cognitive impairment by reducing plaque burden and consistency, as a result of a strong induction of autophagy with a recovery of the lysosomal system (whose dysfunction is one of the first alterations that occur in the disease) and the activation of microglia (Grossi et al., 2013). These findings confirm the benefits of the Mediterranean diet in AD, not only in slowing down its evolution, but also in preventing the disease. Dietary supplements such as polyphenols, B vitamins and polyunsaturated fatty acids are beneficial to improve the pathogenesis and the development of AD. Moreover, consuming fish, fruits, vegetables, coffee, and alcohol in moderation reduces the risk of the disease onset. All these components are a fundamental part of the Mediterranean diet and highlight its ability to reduce the accumulation of beta‐peptide amyloid (Aβ) and oxidative stress (Hu et al., 2014).

But, we do not only find polyphenol‐type antioxidants in the Mediterranean diet. This diet also stands out for providing antioxidants of another nature such as tocopherols especially contained in nuts, lettuce, peas, wheat germ, vegetable oils, eggs, grapes, and wine, which act by deactivating the reactive species in their initial stages, preventing the oxidative process from continuing (Aguiló et al., 2005). Or also carotenoids found in strongly pigmented fruits and vegetables, such as carrots, tomatoes, and red peppers, react with peroxyl radicals to form another less reactive radical that may react with another peroxyl radical and finally lead to a nonreactive compound (Tur, 2004).

On the other hand, several beverages contain various natural compounds called phytochemicals, which exert antitumor, antiangiogenic, and antioxidant properties. Their consumption is related to better cognitive functions. Phytochemicals are found in different beverages: epigallocatechin in green tea, triterpenoids in citrus juices, xanthohumol in beer, procyanidin in chocolate, and caffeine and resveratrol in red wine. All these drinks are fundamental elements in the Mediterranean diet (Rossi et al., 2014). In particular, resveratrol is shown as one of the most promising antioxidants contained in the Mediterranean diet for ALS disease. This is due to the fact that improvements have been obtained at the cognitive level and increased survival of motor neurons by generating a great expression and activation of the SIRT1 and AMPK (Mancuso et al., 2014). This adds to the properties already demonstrated at the inflammatory level, by inhibiting the expression of certain cytokines and tumor necrosis factor (TNF). Resveratrol is also an antioxidant through the indirect activation of the Nrf2 pathway (regulatory protein of genes that produce antioxidant enzymes capable of neutralizing reactive oxygen species) (Alcalay et al., 2012; Angeloni et al., 2017).

Finally, the main fatty acids of the Mediterranean diet (oleic acid and docosahexaenoic acid) seem to attenuate the main toxic effects of 7‐ketocholesterol (7KC) that occur due to the auto‐oxidation of cholesterol. 7KC is found in plasma and/or cerebrospinal fluid of patients with neurodegenerative diseases and is believed to contribute to the activation of microglial cells involved in neurodegeneration (Debbabi et al., 2017; Johnson et al., 2008).

After analyzing the main works published in recent years with intervention in humans, animal models, or in vitro (Table 2), it can be concluded that the Mediterranean diet presents great benefits to treat and prevent oxidative stress in most neurodegenerative diseases.

Table 2.

Antioxidant effects of the Mediterranean diet in neurodegenerative diseases associated with nutrients

Author, year Nutrient; antioxidant provided Study design Study Population Proposed antioxidant activity
Virgin olive oil
Polyphenols (Hidroxitirosol, oleuropein aglycone)
Kalaiselvan et al. (2016) Olive oil; phenolic compounds (hydroxyl‐tyrosol and tyrosol). Randomized study. Male Wistar rats.

Attenuation of hepatic lipid peroxidation and restoration of the redox balance of the antioxidant glutathione.

Hydroxytyrosol and Tyrosol produce GSH activation in liver homogenates.

Kouka et al. (2017) Olive oil (greek Olea europea variety); total polyphenolic fraction and hydroxyl‐tyrosol. In vitro test. Endothelial cells and murine C2C12 myoblasts.

Free radical scavenging.

Improved redox status by increasing glutathione levels.

Grossi et al. (2013) Extra virgin olive oil; Oleuropein aglycone. Randomized study. TgCRND8 mice.

Decreased neurotoxicity by induction of autophagy and recovery of the lysosomal system.

OLE reduces astrocyte reaction, reducing inflammation.

Fish and dairy products
B Vitamins (B12 and B9)
Zoccolella et al. (2008) Folate (vitamin B9) y vitamin B12. Transversal study. People suffering from ALS.

Decreased homocysteine concentration causing inflammatory damage and oxidation when in excess.

Improvement of atrophy and mitochondrial activity in myocytes.

Citrus juices, beer, red wine, green tea
Phytochemicals (epigallocatechin, triterpenoids, xanthohumol, procyanidin, resveratrol)
Mancuso et al. (2014) Resveratrol. Randomized clinical study. SOD1 (G93A) mice.

Promotes the survival of motor neurons by increasing Sirt1 activity.

Greater expression and activation of SIRT 1 and AMPK.

Resveratrol treatment normalizes autophagic flux.

Resveratrol suppresses the activation of the NF‐kB pathway in LPS‐activated microglia by reducing the phosphorylation and consequent degradation of its inhibitor (IkB).

Oily fish, eggs, seafood, dairy, nuts, vegetables and fruits
Docosahexaenoic acid
Debbabi et al. (2017) Fatty fish (sardines); docosahexaenoic acid (DHA). Transversal study. BV‐2 murine microglial cells. Attenuation of the toxic effects of 7‐ketocholesterol (7KC from self‐oxidation of cholesterol) using unsaturated fatty acids, based on the ability of an exogenous supply of unsaturated fatty acids to reduce the degradation of endogenous fatty acids.

All these antioxidant properties linked to its inflammatory activity and, alongside their capacity to produce KBs after hepatic beta oxidation as explained in this paper, make them a promising therapeutic strategy for ALS, by blocking the main pathogenic mechanisms of the disease that damage mitochondrial activity, being able to slow down the death of the motor neuron (Figure 2).

Figure 2.

Figure 2

Activity proposal of the Mediterranean ketogenic diet on the different pathogenic mechanisms of amyotrophic lateral sclerosis (ALS)

7. CONCLUSIONS

The seriousness of ALS and the absence of a curative treatment make both the improvement in the evolution of the pathology, as well as in the prevention of its appearance, a challenge of current medicine. Consequently, taking into account the mitochondrial dysfunction in these patients and the main cause of motor neuron degeneration, it seems that a ketogenic alternative is promising since it interferes with the main pathogenic mechanisms of the disease.

In addition, it is interesting how ketogenesis can be produced, not only by following the typical ketogenic diet, but also alongside Mediterranean diet with adaptations such as food rich in MCTs, as in coconut oil, or a decrease in carbohydrates. This means there is a high source of KBs represented in a diet that, in addition, is characterized by great antioxidant properties, allowing to reduce the enormous level of inflammation derived mainly from oxidative stress evidenced at a neuronal level in ALS. In this sense, the main nutrients and antioxidants of the diet are analyzed in this study, outlining the activity of polyphenols contained mainly in olive oil and red wine (main bastions of the diet), which through different mechanisms manage to diminish the oxidation and inflammation of these pathologies.

8. KEY FINDINGS

Ketone bodies, provided through a Mediterranean diet enriched with triglyceride‐rich foods of medium chain and low carbohydrate, could be a therapeutic alternative for improving the pathogenesis of amyotrophic lateral sclerosis (ALS). These improvements are due to the neuroprotective capacity of these metabolites and the enormous antioxidant power of the Mediterranean diet due mainly to the polyphenols provided by nutrients such as olive oil, wine, nuts, or berries.

CONFLICT OF INTEREST

The author declares that I do not have any conflict of interest.

ETHICAL APPROVAL

This study does not involve any human or animal testing.

ACKNOWLEDGMENTS

Author would like to thank Professor José María Lajara, Catholic University of Valencia “San Vicente Mártir,” for his technical assistance in the design of figures.

Caplliure‐Llopis J, Peralta‐Chamba T, Carrera‐Juliá S, et al. Therapeutic alternative of the ketogenic Mediterranean diet to improve mitochondrial activity in Amyotrophic Lateral Sclerosis (ALS): A Comprehensive Review. Food Sci Nutr. 2020;8:23–35. 10.1002/fsn3.1324

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