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. 2020 Jan 21;12:475–484. doi: 10.2147/CMAR.S231444

High Systemic Immune-Inflammation Index Predicts Poor Survival in Patients with Human Epidermal Growth Factor Receptor-2 Positive Breast Cancer Receiving Adjuvant Trastuzumab

Li Jiang 1,2, Jianjiang Fang 2, Jinhua Ding 3,
PMCID: PMC6982528  PMID: 32021460

Abstract

Purpose

Neutrophils and platelets have been described as tumor-promoting factors, but lymphocytes have been described as tumor-inhibiting factors. The prognostic values of the neutrophil-to-lymphocyte ratio (NLR), and platelet-to-lymphocyte ratio (PLR) have been explored in human epidermal growth factor receptor (HER2)-positive breast cancer, however, the value of the systemic immune- inflammation index (SII) has not been studied in this molecular subtype. Our study aimed to compare the prognostic values of these inflammation-based indexes in Chinese HER2-positive breast cancer patients who received adjuvant trastuzumab.

Methods

A total of 147 HER2-positive breast cancer patients were retrospectively analyzed. The association between clinicopathological factors and inflammation-based indexes was investigated. The Kaplan-Meier method was used to evaluate overall survival (OS) and disease-free survival (DFS); the Log rank test was performed to comparatively evaluate the survivals between the high-value and low-value groups. Multivariate Cox regression analysis was used to identify independent prognostic factors.

Results

The SII value correlated significantly with histological grade (HG)(p=0.016). The cut-off values determined by ROC analysis for the NLR, PLR and SII were 1.69, 110 and 442, and the corresponding areas under the curves (AUCs) were 0.621, 0.639 and 0.674, respectively. The 5-year DFS was significantly lower in the NLR-high than in the NLR-low group (75.8% vs. 90.7%, p<0.01), in the PLR-high than in the PLR-low group (76.7% vs. 90.6%, p<0.01) and in the SII-high than in the SII-low group (66.8% vs. 90.7%, p<0.01). The 5-year OS was significantly lower in the PLR-high than in the PLR-low group (83.2% vs. 100%, p=0.035) and in the SII-high than in the SII-low group (77.3% vs. 96.4%, p=0.012). A multivariate regression model revealed that tumor size, lymph node involvement, HG, hormone receptor status, PLR and SII were independently correlated with DFS; lymph node involvement and SII were independently correlated with OS.

Conclusion

Our study suggests that SII is an independent prognostic factor for DFS and OS in HER2-positive breast cancer, and in terms of prognostic reliability, the SII is superior to other inflammation-based indexes.

Keywords: breast cancer, HER2, NLR, PLR, SII, prognosis

Introduction

Breast cancer has become the leading malignancy among women worldwide.1 According to the expression of estrogen receptor (ER), progesterone receptor (PR), and human epidermal growth factor receptor-2 (HER2), breast cancer can be classified into several molecular subtypes: luminal like, HER2-positive and triple-negative breast cancer (TNBC). It has been reported that HER2 protein over-expression is present in approximately 20–25%of breast cancers and is generally linked to poor outcomes. Evidence from four randomized control trials, including the Herceptin Adjuvant (HERA), North Central Cancer Treatment Group (NCCTG) N9831, National Surgical Adjuvant Breast and Bowel Project (NSABP) B-31 and Breast Cancer International Research Group (BCIRG) 006 trials showed a significant improvement in disease-free survival (DFS) when trastuzumab was added to conventional chemotherapy.25 The updated data from the BCIRG006 trial demonstrated that there was a recurrence rate of 25% for HER2-positive breast cancer within 10 years after its initial diagnosis.

Several inflammation-based indexes, such as the neutrophil-to-lymphocyte ratio (NLR) and platelet-to-lymphocyte ratio (PLR), have been evaluated as prognostic indicators in various malignant tumors.611 In breast cancer patients, preoperatively high value of NLR or PLR predicted a poor prognosis.1214 In addition, several investigators evaluated the prognostic values of NLR and PLR in HER2-positive breast cancer, however, the conclusions were inconsistent.1520 Moreover, these conclusions were drawn based on subgroup analysis. A meta-analysis of the HER2-positive subgroup including the above studies showed that neither NLR nor PLR had prognostic value for overall survival (OS), however, NLR had a prognostic value for DFS, while PLR did not.21

The systemic immune-inflammation index (SII), which is a parameter integrates neutrophils, platelets and lymphocytes, has recently been assessed in various solid cancers: colorectal cancer, nasopharyngeal cancer, hepatocellular cancer, pancreatic cancer, gastric cancer and prostate cancer.2229 A recent study evaluated the prognostic significance of SII in hormone receptor (HR)-negative, HER2-positive breast cancer, and showed that an increased SII independently predicted poor survival for HER2-positive breast cancer patients.30 In this study, the median DFS rates of 15.1 and 31.5 months in high and low SII patients, respectively, indicated that the included patients were at an extremely high risk, as in the BCIRG006 trial, the 10-year DFS rate was as high as 75% in the general population. Hence, the prognostic value of the SII in common HER2-positive breast cancer patients treated with adjuvant trastuzumab should be further explored. Meanwhile, the optimal inflammation-based index for predicting the outcome of HER2- positive breast cancer has not been established. Therefore, our study aimed to investigate and compare the prognostic values of the inflammation-based indexes NLR, PLR and SII in HER2-positive breast cancer patients who were treated with adjuvant trastuzumab and chemotherapy.

Materials and Methods

Patient Selection

After approval from the Institutional Ethics Committee of Ningbo Medical Center Lihuili Hospital, we retrospectively analyzed the data of HER2-positive breast cancer patients seen in our hospital between April 2011 and September 2015. All patients were pathologically diagnosed and a radical operation (breast-conserving surgery or mastectomy, and sentinel lymph node biopsy or axillary lymph node dissection) was performed to every patient. Patients who met any of the following criteria were excluded from this study: (1) patients with metastatic breast carcinoma; (2) patients with non-invasive breast carcinoma including ductal carcinoma in situ (DCIS), lobular carcinoma in situ (LCIS) and Paget’s disease of the breast; (3) patients with inflammatory breast carcinoma (IBC); (4) patients with hematological, immune, infectious or inflammatory diseases; (5) patients who did not undergo trastuzumab therapy; (6) patients with incomplete data of hematological indexes or follow-up data. Written informed consent was obtained from every patient.

Data Collection

Data for age, histological pathology, tumor size, lymph node metastasis, tumor stage, histological grade (HG), ER, PR, HER2 and Ki-67label index were collected from the medical records of every patient. Differential blood counts were collected within the 3 days preceding surgery, and the counts of platelets, neutrophils, and lymphocytes were extracted from blood counts, and used to calculate the corresponding values of NLR (the ratio of neutrophil/lymphocyte), PLR (the ratio of platelet/lymphocyte), and SII (neutrophil x platelet/lymphocyte).

Positivity of HER2 was defined as a 3+ score with immunohistochemistry (IHC) or a 1+ and 2+ score in IHC but a state of amplification with fluorescence in situ hybridization (FISH). Adjuvant trastuzumab therapy was given to every patient and the overall duration was twelve months. Adjuvant chemotherapy, radiotherapy and endocrine therapy were administered in appropriate patients according to current available clinical practice guidelines.

Follow-Up

Regular follow-ups were scheduled in 3-month intervals within the first two years after surgery; biannually until the end of the fifth year and annually thereafter. Follow-up included assessing disease progression, and confirming patient’s death, or loss to follow-up. The status of the disease was evaluated using ultrasound imaging (US), mammography (MM), computed tomography (CT) and magnetic resonance imaging (MRI). If clinically feasible, any suspicious disease was biopsied to confirm or exclude the disease of breast cancer. In our study, we set January 2019 as the deadline for follow-up. DFS was calculated as the time from diagnosis to the time of the first disease recurrence. OS was calculated from the time of the diagnosis to the time of death for any reason. Once the recurrence or metastasis was confirmed, anti-HER2 therapy concurrently with chemotherapy was performed according to current available clinical practice guidelines.

Statistical Analysis

Analyses were performed using SPSS v. 20.0 Software (SPSS, Chicago, IL, http://www.spss.com). Chi-square or Fisher’s exact tests were employed for categorical variables. Multivariate logistic regression analysis, including all variables from the univariate analysis that were associated with survival or the widely accepted variables, was performed to test for factors’ independence. The Kaplan-Meier method was used to evaluate the DFS and OS, and the Log rank test was used to evaluate the survival differences between patients divided into two groups according to the optimal cut-off points of NLR, PLR or SII, which were obtained from the area under the curve (AUC). A p value of <0.05 was considered to have statistical significance and statistical tests were two-sided. The hazard ratio (HR)and 95% confidence intervals (CIs) were also calculated.

Results

Patient Characteristics

Between April 2011 and September 2015, a total of 147 Chinese patients with HER2-positive breast cancer were included in this study. The baseline characteristics of the patients are shown in Table 1.

Table 1.

Clinicopathologic Characteristics of 147 HER2-Positive Breast Cancer Patients

Variables Number %
Age (years)
 ≤ 35 7 4.8
 > 35 140 95.2
Tumor stage
 T1 41 27.9
 T2 90 61.2
 T3 13 8.9
 T4 3 2.0
Tumor differentiation
 G1 3 2.0
 G2 76 51.7
 G3 68 46.3
Lymph node involvement
 N0 68 46.3
 N1 49 33.3
 N2 15 10.2
 N3 15 10.2
AJCC stage
 I 33 22.4
 II 84 57.2
 III 30 20.4
HR status
 Positive 62 42.2
 Negative 85 57.8
Ki67
 Low (≤30%) 63 42.9
 High (>30%) 84 57.1
Surgery
 Breast conserving surgery 18 12.2
 Mastectomy 129 87.8
Radiotherapy
 Yes 87 59.2
 No 60 40.8
Endocrine therapy
 Yes 61 41.5
 No 86 58.5
NLR
 ≤1.69 60 40.8
 >1.69 87 59.2
PLR
 ≤110 49 33.3
 >110 98 66.7
SII
 ≤442 87 59.2
 >442 60 40.8

Abbreviations: HER2, human epidermal growth factor receptor 2; T, tumor; N, lymph-node; AJCC, American Joint Committee on Cancer; HR, hormone receptor; NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index.

The optimal cut-off values that were determined by the ROC for the NLR, PLR and SII are summarized in Table 2. The corresponding AUCs for the NLR, PLR and SII were 0.621, 0.639 and 0.674, respectively. The SII had a higher AUC than the NLR and PLR, however, the difference was not significant. According to these cut-off points, the patients were then separated into two groups (low-value group vs. high-value group) in each category, and 87 (59.2%), 98 (66.7%) and 60 (40.8%) of patients had a high NLR, PLR and SII values, respectively.

Table 2.

Receiver Operating Characteristics Analyses of Inflammation-Base Parameters in Patients with HER2-Positive Breast Cancer

Variables Cut-off Value AUC (95% CI) Sensitivity Specificity
NLR 1.69 0.621 (0.515–0.727) 0.793 0.458
PLR 110 0.639 (0.539–0.740) 0.897 0.390
SII 442 0.674 (0.582–0.767) 0.759 0.678

Abbreviations: HER2, human epidermal growth factor receptor 2; AUC, area under curve; CI, confidence interval; NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index.

The relationship between clinical characteristics and each inflammation-based index is shown in Table 3. The SII correlated significantly with HG (p<0.05).

Table 3.

Associations Between Inflammation-Based Parameters and Clinicopathological Factors

Variables NLR PLR SII
H L P H L P H L P
Age (years)
 ≤ 35 4 3 4 3 2 5
 > 35 83 57 0.910 94 46 0.584 58 82 0.499
Tumor stage
 pT1 23 18 25 16 14 27
 pT2-4 64 42 0.636 73 33 0.363 46 60 0.306
HG
 G1-2 41 28 42 27 21 48
 G3 46 32 0.956 56 22 0.161 39 39 0.016
LN
 (-) 39 27 47 19 24 42
 (+) 48 33 0.984 51 30 0.291 36 45 0.321
HR status
 Positive 38 24 42 20 27 35
 Negative 49 36 0.657 56 29 0.813 33 52 0.565
Ki67
 Low (≤30%) 34 29 40 23 23 40
 High (>30%) 53 31 0.265 58 26 0.480 37 47 0.357

Abbreviations: NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune- inflammation index; H, high; L, low; T, tumor; HG, histological grade; LN, lymph-node; HR, hormone receptor.

Survival

The median duration of follow-up was 42 months (range 15 to 78). During follow-up, 29 patients (19.7%) experienced recurrence, and 10 patients (6.8%) died from breast cancer, no patient died from other reasons. The Kaplan-Meier curves of DFS and OS according to the NLR, PLR and SII values are shown in Figure 1AF. The DFS rate was significantly lower in the NLR>1.69 group than in the NLR≤1.69 group (estimated 5-year DFS: 75.8% vs. 90.7%, respectively; p <0.01), in the PLR >110 group than in the PLR≤110 group (estimated 5-year DFS: 76.7% vs. 90.6%, respectively; p <0.01) and in the SII>442 group than in the SII≤442 group (estimated 5-year DFS: 66.8% vs. 90.7%, respectively; p <0.01). The OS rate was significantly lower in the PLR >110 group than in the PLR≤110 group (estimated 5-year OS: 83.2% vs. 100%, respectively; p=0.035) as well as in the SII >442 group than in the SII≤442 group (estimated 5-year OS: 77.3% vs. 96.4%, respectively; p=0.012).

Figure 1.

Figure 1

Kaplan-Meier analysis of DFS and OS in patients with HER2- positive breast cancer. (A) DFS as derived by the NLR; (B) DFS as derived by the PLR; (C) DFS as derived by the SII; (D) OS as derived by the NLR; (E) OS as derived by the PLR; (F) OS as derived by the SII.

Abbreviations: DFS, disease free survival; OS, overall survival; NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index.

Univariate analysis revealed a significant impact of tumor size, lymph node involvement, HG, hormone receptor (HR) status, Ki-67 index, NLR, PLR and SII on DFS. In the multivariate analysis, tumor size, lymph node involvement, HG, HR status, PLR and SII were independently correlated with poor DFS (Table 4).

Table 4.

Associations Between Clinicopathological Parameters and DFS in HER2-Positive Breast Cancer

Variables Univariate Analysis Multivariate Analysis
HR (95% CI) P value HR (95% CI) P value
Age (years)
 ≤ 35 1 /
 > 35 1.50 (0.17–12.97) 0.711 / /
Tumor stage
 pT1 1 1
 pT2-4 6.67 (1.51–29.41) 0.005 6.00 (1.57–22.82) 0.009
Tumor differentiation
 G1-2 1 1
 G3 3.24 (1.36–7.69) 0.006 3.60 (1.33–9.73) 0.012
Lymph node involvement
 pN0 1 1
 pN1-3 3.14 (1.25–7.94) 0.012 6.76 (2.56–17.84) <0.001
HR status
 Positive 1 1
 Negative 2.22 (0.91–5.41) 0.076 3.74 (1.46–9.58) 0.006
Ki67
 Low (≤30%) 1 1
 High (>30%) 2.30 (0.97–5.46) 0.055 1.65 (0.65–4.20) 0.295
Surgery
 Mastectomy 1 /
 Breast-conserving surgery 1.19 (0.36–3.92) 0.777 / /
Radiotherapy
 Yes 1 /
 No 1.16 (0.50–2.68) 0.724 / /
Endocrine therapy
 Yes 1 /
 No 1.75 (0.74–4.17) 0.202 / /
NLR
 ≤1.69 1 1
 >1.69 3.24 (1.23–8.55) 0.014 0.84 (0.22–3.18) 0.798
PLR
 ≤110 1 1
 >110 5.52 (1.58–19.23) 0.003 7.25 (1.98–26.54) 0.003
SII
 ≤442 1 1
 >442 6.62 (2.60–16.95) <0.001 3.78 (1.10–13.08) 0.035

Abbreviations: DFS, disease-free survival; HER2, human epidermal growth factor receptor 2; HR, hazard ratio; CI, confidence interval; T, tumor; G, grade; N lymph-node; HR, hormone receptor; NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index.

The univariate analysis showed that only SII had a significant influence on OS. In the multivariate analysis, lymph node involvement and SII were independently correlated with OS (Table 5).

Table 5.

Associations Between Clinicopathologic Parameters and OS in HER2-Positive Breast Cancer

Variables Univariate Analysis Multivariate Analysis
HR (95% CI) P value HR (95% CI) P value
Age (years)
 ≤ 35 1 /
 > 35 0.42 (0.05–3.80) 0.420 / /
Tumor stage
 pT1 1 1
 pT2-4 3.72 (0.46–30.30) 0.191 1.93 (0.21–17.55) 0.559
Tumor differentiation
 G1-2 1 /
 G3 1.81 (0.49–6.71) 0.367 / /
Lymph node involvement
 pN0 1 1
 pN1-3 3.72 (0.76–18.18) 0.085 6.39 (1.28–31.90) 0.038
HR status
 Positive 1 /
 Negative 1.04 (0.28–3.86) 0.950 / /
Ki67
 Low (≤30%) 1 /
 High (>30%) 0.73 (0.20–2.65) 0.636 / /
Surgery
 Mastectomy 1 /
 Breast-conserving surgery 0.78 (0.09–6.58) 0.823 / /
Radiotherapy
 Yes 1 /
 No 0.60 (0.15–2.43) 0.471 / /
Endocrine therapy
 Yes 1 /
 No 2.01 (0.50–8.06) 0.318 / /
NLR
 ≤1.69 1 1
 >1.69 2.93 (0.60–14.29) 0.165 3.10 (0.35–27.46) 0.256
PLR
 ≤110 1 1
 >110 4.84 (0.60–40.0) 0.105 2.91 (0.25–33.28) 0.390
SII
 ≤442 1 1
 >442 6.54 (1.34–32.26) 0.009 2.32 (1.25–4.31) 0.01

Abbreviations: OS, overall survival; HER2, human epidermal growth factor receptor 2; HR, hazard ratio; CI, confidence interval; T, tumor; G, grade; N lymph-node; HR, hormone receptor; NLR, neutrophil-to-lymphocyte ratio; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index.

Discussion

The NLR and PLR have been widely used to predict the prognosis in various cancers,611 and the SII has recently been determined to be an independent prognostic factor in many kinds of cancers.2229 These inflammation-based indexes, however, have rarely been investigated simultaneously in HER2-positive breast cancer. To the best of our knowledge, the current study is the first to comprehensively investigate and compare the prognostic values of these inflammation-based indexes in Chinese population with HER2-positive breast cancer who received scheduled adjuvant trastuzumab. In our study, the AUCs derived from the NLR, PLR and SII were 0.621, 0.639 and 0.674, respectively. There was not a significant difference among these AUCs, however, a superior trend could be seen.

The prognostic significance of the NLR and PLR in HER2-positive breast cancer has been explored previously, however, the conclusions have been inconsistent.1520 Moreover, the conclusions were based on subgroup analysis. A meta-analysis including 6 previous studies showed that neither the NLR nor the PLR had a prognostic value for OS, however, the NLR had a prognostic value for DFS, while PLR did not. In the current study, there was a significantly lower DFS rate in the high-NLR and hign-PLR groups than in the low-NLR and low-PLR groupsgroup, and a significantly lower OS rate in the high-PLR and the high-SII groups than in the low-PLR and the low-SII groups, while there was no significant difference between the high-NLR and the low-NLR group. The difference between our findings and those of the meta-analysis can be partly explained by the difference in patient race and the cut-off points set. In our study, the cut-off point was determined by the AUC; however, most previous studies used the median value as cut-off points. In addition, the cut-off points of every category (including the NLR, PLR and SII) in our study were lower than those in other studies.1520 However, the prognostic values of the NLR and PLR are still uncertain, and the intrinsic associations should be further explored in large, sample size, prospective studies.

Our study found that there was a lower DFS and OS rate in the high-SII group than in the low-SII group, which was consistent with a previous study.30 However, there were several differences between these two studies. First, our study included HER2-positive breast cancer patients including HR-positive and HR-negative breast cancer, while the other study only included HR-negative breast cancer. Second, the survival in that study was much worse than that in our study, and this can be explained by the high lymph node involvement and TNM stage. Third, all the patients included in our study received a standard duration of trastuzumab therapy, which is essential in HER2-positive breast cancer, while in the other study as much as 47.7% of patients did not receive trastuzumab therapy. Overall, our study reflects the real world state of HER2-positive breast cancer patients, and the conclusions based on our study should be more reliable.

Our study also demonstrated that established prognostic factors such as tumor size, lymph node involvement and ER stats have no association with NLR, PLR and SII. Histological grade was associated with SII, not with NLR and PLR. The lacking association with established prognostic factors made our findings more valuable.

The prognostic value of the SII in solid malignancies may be explained by the function of its component factors: platelets, neutrophils, and lymphocytes. Platelets promote angiogenesis and metastases, in addition, they shield tumor cells from the anti-tumor immune response.31 Neutrophils play an important role in the proliferation and metastasis of tumors by releasing inflammatory mediators.32 In contrast, lymphocytes infiltrate tumors and their effects can prevent tumor growth and metastasis.33,34 Essentially, whether tumor development or progression mainly depends on the balance between tumor-promoting factors such as platelets and neutrophils and tumor-inhibiting factors such as lymphocytes. The more factors that are considered for the prognosis, and the higher the accuracy that can be achieved. As an integrated parameter, the SII includes three relative factors, while the NLR and the PLR only include two factors, this difference can partially explain the prognostic value of the SII, but not the NLR or the PLR identified in our study.

Despite the novelty and potential of this study, several limitations also should be acknowledged. First, it was a single-center study without a validation group. Second, its retrospective nature and small sample-size may lead to bias in data selection and analysis. Third, the study involved a relatively short follow-up period, therefore, the distant prognostic value could not be investigated in the current study. Nevertheless, our data indicated that an increased preoperative SII value may represent an independent prognostic factor in patients with HER2-positive breast cancer.

Conclusion

Our study is the first to comprehensively compare the prognostic value of peripheral inflammation-based indexes in HER2-positive breast cancer. Our findings suggest that the preoperative SII value correlates significantly with DFS and OS in HER2-positive breast cancer, and the SII value is not significantly superior to the NLR and PLR in terms of prognostic reliability. However, large and multicenter clinical trials are required to validate the findings in our study.

Acknowledgments

We would like to thank all subjects included in this study. This study was funded by Ningbo Science and Technology Foundation (2018A610325).

Disclosure

The authors declare no competing financial and non-financial interests in this work.

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