Inter-tumor heterogeneity of PD-L1 expression in non-small cell lung cancer

Abstract

Background

The Dako PD-L1 immunohistochemistry (IHC) 22C3 pharmDx and the Dako 28-8 IHC pharmDx assays were approved by the US Food and Drug Administration, as a companion diagnostic test for pembrolizumab (Keytruda, Merk, Kenilworth, NJ, USA) and a complementary diagnostic test for nivolumab (Opdivo, Bristol Meyer Squibb, New York, NY, USA) in non-small cell lung cancer (NSCLC), respectively. Increased PD-L1 expression levels can be associated with greater therapeutic efficacy of pembrolizumab relative to other anti-PD-1 agents. However, in treatment decision making, little is known about which tissue (primary or metastatic lesion) should be stained by 22C3 antibody. We investigated the relationship between PD-L1 expression in primary tumors and paired metastatic lymph nodes using the 22C3 assay, and evaluated the concordance between the 22C3 and 28-8 assays.

Methods

PD-L1 expression was evaluated in cells from primary tumors and paired metastatic lymph nodes using the 22C3 and 28-8 IHC assays. Total 35 patients with primary tumor and paired metastatic lymph node were enrolled into this study, and all samples were surgically resected, formalin-fixed, and paraffin-embedded NSCLC tissues. Tumor cells exhibiting complete or partial membrane staining, were considered as PD-L1 positive. On the basis of tumor proportion score (TPS), all samples were classified as no expression (TPS: <1%), low expression (TPS: 1–49%), or high expression (TPS: ≥50%).

Results

TPS distribution was markedly different between primary tumors and paired metastatic lymph nodes. In 22C3 IHC assay, TPS similar to that of metastatic lymph nodes was demonstrated in 10 primary tumors, and concordance rate between them was 28.6%. Concurrently, in 28-8 IHC assay, 11 primary tumors had TPS similar to that of metastatic lymph nodes, with a concordance rate of 31.4%.

Conclusions

TPS concordance rates (for both 22C3 and 28-8 antibodies) between primary tumors and paired lymph nodes were low. Inter-tumor heterogeneity of PD-L1 expression is an important issue for clinical oncologists during treatment planning.

Introduction

Lung cancer is the leading cause of cancer-related mortality worldwide (1-3). However, there have been no marked improvements in the long-term survival of patients with advanced non-small cell lung cancer (NSCLC) over the past couple of decades (4). Nonetheless, following advances in research on immune checkpoint mechanisms (5-9), programmed death 1 (PD-1) or programmed death-ligand 1 (PD-L1)-targeted therapies have been rapidly developed, and several clinical trials have shown their antitumor effects with remarkable responses in patients with NSCLC (10-13). Based on results of these clinical trials, some immune checkpoint inhibitors have been recommended as standard treatments according to the therapeutic algorithm included in the current guidelines for primary lung cancer treatment (14-16)^. Nowadays, some monoclonal antibodies (pembrolizumab, nivolumab, and atezolizumab) are available in clinical practice for use as second-line treatments in patients with both squamous and non-squamous NSCLC. However, only pembrolizumab can be used as the first-line treatment in patients exhibiting high PD-L1 expression (17).

At the time of approval by the Food and Drug Administration (FDA), the 22C3 antibody clone used in the PD-L1 immunohistochemistry (IHC) assay was approved as a companion diagnostic antibody for pembrolizumab, whereas the 28-8 clone was approved as a complementary diagnostic antibody for nivolumab and atezolizumab to determine the eligibility of patients with NSCLC (18,19). The Blueprint Project Team has recently demonstrated that all 3 PD-L1 IHC assays (22C3, 28-8, and SP263) are interchangeable; thus, use of any of these is anticipated as a companion or complementary diagnostic test in the future (20). Furthermore, other research groups have investigated and reported on the PD-L1 staining heterogeneity shown between large and small specimens from the same tumor (intra-tumor heterogeneity) (21-23). However, there have also been a few reports regarding the heterogeneity observed between primary and metastatic tumors in the same patient (inter-tumor heterogeneity).

In this study, we aimed to explore inter-tumor heterogeneity between primary and secondary tumors (paired metastatic lymph nodes) obtained from the same patient with NSCLC using PD-L1 IHC 22C3 and 28-8 antibodies (Dako, Glostrup, Denmark). Moreover, we assessed the interchangeability of 22C3 and 28-8 IHC staining in both primary tumors and lymph nodes.

Methods

Subjects and tumor samples

Between December 1, 2014 and May 7, 2018, 517 patients with NSCLC underwent surgical resection at the Saitama Cardiovascular and Respiratory Center, including 45 (8.5%) pathological N1 tumors, 50 (9.5%) N2 tumors, and 1 (0.18%) N3 tumor. In this study, the inclusion criteria were that (I) surgery cases with lymph node dissections, (II) histologically NSCLC, (III) pathologically nodal positive, and (IV) informed consent. However, we excluded all cases with insufficient volume for PD-L1 testing, and did not include any biopsy samples. Finally, only 35 (6.8%) were available for immunohistochemical staining using the PD-L1 22C3 and 28-8 antibodies. Pathological diagnosis and tumor proportion score (TPS) were determined by an expert pathologist (Y Shimizu) based on the WHO classification version 8 and IASLC Atlas of PD-L1 Testing in Lung Cancer (24,25). Written informed consent for medical research was obtained from all patients. Clinical and pathological data were stored in a database in accordance with hospital confidentiality and privacy rules. The study protocol was approved by the institutional review board of Saitama Cardiovascular and Respiratory Center (2018005).

PD-L1 IHC using the 22C3 and 28-8 antibodies

PD-L1 IHC 22C3 and 28-8 pharmDx antibodies (Dako, Glostrup, Denmark) were used in this study. The assays were performed using the Dako Autostainer Link 48 system (Dako, Glostrup, Denmark) employing an automated staining protocol (26,27). According to the manufacturer’s instructions, all block specimens of formalin-fixed, paraffin-embedded tissues were sectioned at a thickness of 4–5 µm. After deparaffinization, sections were incubated for 20 min at 97 °C in the Autostainer slide rack, and then stored in EnVision FLEX Wash Buffer (Dako, Glostrup, Denmark) for 5 min at room temperature. Finally, according to each manufactures’ instructions, all staining and counterstaining were performed along with a positive control and a negative antibody control (buffer, no primary antibody).

TPS

PD-L1 expression was evaluated only in tumor cells from primary tumors and paired metastatic lymph nodes (Figure 1). A tumor cell was defined as positive for PD-L1 staining, whenever any partial or complete membranous staining was detected (note: limited cytoplasmic only staining did not indicate positive staining). At least 100 viable tumor cells were required to judge PD-L1 IHC positivity on a slide. The pathologist evaluated all slides at 10×, 20×, and 40× magnifications. TPS was defined as the percentage of positive viable tumor cells among all viable tumor cells evaluated (TPS = positive tumor cells/positive plus negative tumor cells). According to TPS expression levels, 3 subgroups were created: (I) no expression (<1%), (II) low expression (1–49%), and (III) high expression (≥50%).

Figure 1.

Scoring system of PD-L1 22C3 immunohistochemistry assay. At least 100 viable tumor cells were evaluated to judge PD-L1 immunohistochemistry positivity. PD-L1 positivity was defined as staining of the tumor cell membrane excluding cytoplasmic staining. All slides were evaluated at magnifications of 10×, 20×, and 40×. Each representative image demonstrated <1% positivity (A), 1–49% positivity (B), and >50% positivity (C). TPS, tumor proportion score.

Statistical analysis

All statistical analyses were conducted using SPSS 19.0 software (SPSS, Chicago, IL, USA), and a P value of <0.05 was considered significant. Pearson’s correlation was used to evaluate the correlation coefficient between primary tumors and paired metastatic lymph nodes, and between the 22C3 and 28-8 antibodies.

Results

Patient characteristics

Mean age of the 35 patients was 66.8 years (43–83 years) (Table 1). The majority of patients were male (n=25, 71.4%), and 25 were smokers (71.4%). Of the 35 patients, 27 (77.1%) were diagnosed with adenocarcinoma and 6 (17.1%) with squamous cell carcinoma. In total, ten patients exhibited pathological N1 tumors (28.6%), whereas the remaining patients featured N2 or N3 tumors. Overall, 11 (31.4%) tumors were epidermal growth factor receptor (EGFR) mutation-positive, and only 1 (2.9%) tumor was anaplastic lymphoma kinase (ALK) fusion gene-positive and EGFR mutation-negative. TPS for both primary tumors and metastatic lymph nodes is presented in Table 2. Although the subgroup distribution for TPS was similar between the 22C3 and 28-8 antibodies, there were differences exhibited between primary tumors and paired lymph nodes (P<0.001 and P<0.001, respectively).

Table 1. Clinical characteristics of study patients.

Characteristic	N (%)
Age, years	66.8±9.4
Gender
Male	25 (71.4)
Female	10 (28.6)
Smoking status
Smoker	25 (71.4)
Never-smokers	10 (28.6)
Histology
Adenocarcinoma	27 (77.1)
Squamous cell carcinoma	6 (17.1)
Other	2 (5.7)
Invasive size
≤30 mm	24 (68.6)
>30 mm	11 (31.4)
Nodal status
pN1	10 (28.6)
pN2/pN3	25 (71.4)
EGFR mutation
Positive	11 (31.4)
Negative	23 (65.7)
Unknown	1 (2.9)
ALK fusion
Positive	1 (2.9)
Negative	27 (77.1)
Unknown	7 (20.0)

Data on age: mean ± SD. SD, standard deviation.

Table 2. Concordant rate of tumor proportion score between primary tumor and paired metastatic lymph node.

Assay	Rate of concordance
Dako 22C3	28.6%
Dako 28-8	31.4%

TPS for Dako 22C3 and 28-8 pharmDx

The distribution of TPS categories was very similar between the 22C3 and 28-8 antibodies in both primary tumors (Figure 2A,B) and metastatic lymph nodes (Figure 2C,D). Conversely, TPS values were different between primary tumors and lymph nodes in both the 22C3 (Figure 2A,C) and 28-8 assays (Figure 2B,D). Table 2 demonstrated each concordant rate of TPS between primary tumor and lymph node. TPS values in primary tumors using the 22C3 and 28-8 antibodies were about 20% in the no expression, 60% in the low expression, and 20% in the high expression groups. In contrast, in metastatic lymph nodes, proportion score values were approximately 50% in the no expression, 35% in the low expression, and 15% in the high expression groups.

Figure 2.

Tumor proportion score (TPS) of primary tumors and their paired metastatic lymph nodes. All cases were classified into 3 groups by PD-L1 expression using the Dako PD-L1 IHC 22C3 or 28-8 pharmDx assays; high expression (≥50%), low expression (1–49%), and no expression (<1%) are represented in red, green, and blue, respectively. (A) Pie chart representing TPS categories in primary tumors stained using the 22C3 antibody; (B) pie chart representing TPS categories in primary tumors stained with the 28-8 antibody. Primary tumors demonstrated similar TPS values in both assays; (C) pie chart representing TPS categories in metastatic lymph nodes using the 22C3 antibody; (D) last pie chart representing TPS categories in metastatic lymph nodes using the 28-8 IHC antibody. Both assays resulted in similar TPS percentages between primary tumors and lymph nodes. However, there was no similarity observed in TPS values between primary tumors and paired lymph nodes for both 22C3 and 28-8 IHC assays.

Interrelationship of TPS between Dako 22C3 and 28-8 pharmDx

In the PD-L1 IHC 22C3 assay, 26 primary tumors showed the same TPS as that of their paired metastatic lymph nodes (Table 3), classifying 5 tumors (14.3%) in the no expression, 17 tumors (48.6%) in the low expression, and 4 tumors (11.4%) in the high expression groups. Conversely, in the PD-L1 IHC 28-8 assay, 25 primary tumors showed the same TPS as that of their paired metastatic lymph nodes, classifying 14 tumors (40.0%) in the no expression, 7 tumors (20.0%) in the low expression, and 4 tumors (11.4%) in the high expression groups (Table 4). TPS concordance rates were 74.2% (primary tumors) and 71.4% (lymph nodes) between the two assays (22C3 and 28-8 antibodies). In addition, Pearson’s chi-square test revealed a significant difference between the performed assays (P<0.001 for 22C3 and P<0.001 for 28-8).

Table 3. Tumor proportion scores of primary tumors by Dako PD-L1 IHC 22C3 PharmDx, and Dako PD-L1 IHC 28-8 PharmDx assays.

Dako 22C3	Dako 28-8 (%)
	No	Low	High
No expression (<1%)	5 (14.3)	2 (5.7)	0 (0)
Low expression (1–49%)	3 (8.6)	17 (48.6)	2 (5.7)
High expression (>50%)	0 (0)	2 (5.7)	4 (11.4)

Pearson’s chi-square test: P<0.001.

Table 4. Tumor proportion scores of lymph nodes by Dako PD-L1 IHC 22C3 PharmDx, and Dako PD-L1 IHC 28-8 PharmDx assays.

Dako 22C3	Dako 28-8 (%)
	No	Low	High
No expression (<1%)	14 (40.0)	4 (11.4)	0 (0)
Low expression (1–49%)	4 (11.4)	7 (20.0)	2 (5.7)
High expression (>50%)	0 (0)	0 (0)	4 (11.4)

Pearson’s chi-square test: P<0.001.

Interrelationship of TPS between primary tumors and lymph nodes

When we performed the PD-L1 IHC 22C3 assay, ten primary tumors showed the same TPS as that of their paired metastatic lymph nodes, classifying 4 (11.4%) in the no expression and 6 (17.1%) in the low expression groups (Table 5). Surprisingly, there was no case categorized in the high expression group for neither the ten primary tumors nor their paired metastatic lymph nodes. The concordance rate between the ten primary tumors and their paired lymph nodes was 28.6%, and the chi-square test revealed no significant differences between the performed assays (P=0.300).

Table 5. Tumor proportion scores of primary tumors and lymph nodes by Dako PD-L1 IHC 22C3 PharmDx.

Primary tumor	Lymph node (%)
	No	Low	High
No expression (<1%)	4 (11.4)	3 (8.6)	0 (0)
Low expression (1–49%)	12 (34.3)	6 (17.1)	4 (11.4)
High expression (>50%)	2 (5.7)	4 (11.4)	0 (0)

Pearson’s chi-square test: P=0.300.

Concurrently, when the PD-L1 IHC 28-8 assay was performed, 11 primary tumors showed the same TPS as that of their paired metastatic lymph nodes, classifying 4 (11.4%) in the no expression, 6 (17.1%) in the low expression, and 1 (2.9%) in the high expression groups (Table 6). The calculated concordance rate was 31.4% (P=0.989).

Table 6. Tumor proportion scores of primary tumors and lymph nodes by Dako PD-L1 IHC 28-8 PharmDx assay.

Primary tumor	Lymph node (%)
	No	Low	High
No expression (<1%)	4 (11.4)	3 (8.6)	1 (2.9)
Low expression (1–49%)	11 (31.4)	6 (17.1)	4 (11.4)
High expression (>50%)	3 (8.6)	2 (5.7)	1 (2.9)

Pearson’s chi-square test: P=0.989.

Interrelationship of PD-L1 expression

The percentage of PD-L1 positive stains for each case is shown in Figure 3A. Regarding PD-L1 expression in primary tumors, the fitting curves of both scatter plots for the two distinct PD-L1 assays were similar, exhibiting a high correlation coefficient (Figure 3B). In the case of the metastatic lymph nodes, very similar fitting curves and a high correlation coefficient were also observed (Figure 3C). Conversely, PD-L1 expression distribution among tumor tissues was rather different, indicating a discordance between primary tumors and paired metastatic lymph nodes for both the 22C3 and the 28-8 IHC assays (Figure 3D,E).

Figure 3.

The five scatter plots illustrate the distribution of PD-L1 expression. (A) Each colored dot represents PD-L1 expression; blue (primary tumors stained by 22C3), green (lymph nodes stained by 22C3), red (primary tumors stained by 28-8), and yellow (lymph nodes stained by 28-8); (B) the scatter plot illustrates PD-L1 expression distribution in primary tumors stained by either 22C3 or 28-8 antibodies; (C) the scatter plot depicts a similar correlation of PD-L1 expression in lymph nodes between the 22C3 and 28-8 assays; (D) no correlation of PD-L1 expression was demonstrated between primary tumors and lymph nodes when performing the 22C3 assay; (E) similarly, in the 28-8 assay, there was no statistical association of PD-L1 expression between primary tumors and lymph nodes.

Discussion

In recent years, tumor profiling by genotyping and IHC along with histological diagnosis of primary lung cancer, which have already become common in clinical practice, have led to a dramatic increase in the roles of pulmonary pathologists. According to the National Comprehensive Cancer Network guidelines (15), NSCLC is classified based on genomic alterations [in EGFR, ALK, ROS proto-oncogene 1 (ROS1), and B-Raf proto-oncogene (BRAF)] or immunological markers (PD-L1 IHC). Based on results of a phase III investigation, pembrolizumab was approved for use in patients with tumors showing PD-L1 expression >50% (11), and the PD-L1 IHC 22C3 (Dako) assay was approved by both the US FDA and the European Medicines Agency as a companion diagnostic test to determine patient treatment eligibility. Therefore, demand for precision testing has increased in both laboratories and hospitals.

In 2018, Tsao et al. investigated the interchangeability of some PD-L1 antibodies (20). Among the five antibody assays (22C3, 28-8, SP142, SP264, and 73-10) they evaluated, three antibodies (22C3, 28-8, and SP263) were found to be compatible with one another for determining TPS of primary lung cancer cells. Furthermore, Humphries et al. have demonstrated high concordance between the 22C3 and SP263 IHC assays in NSCLC (28). In the future, the use of any one of these interchangeable antibodies is anticipated to aid treatment decision making. However, the best site for evaluating PD-L1 expression in a patient’s body remains unidentified.

Heterogeneity is an important issue in the field of oncology, and has been that way for some time (29). Heterogeneity as a concept covers both inter- and intra-patient variability among organs, tissues, cells, and molecules (30). Clinical discussions often involve the site that can be or should be biopsied to determine treatment. Although there are published studies regarding intra-tumor, inter-observer, or inter-assay heterogeneities, there are very few reports on inter-tumor heterogeneity of PD-L1 expression in NSCLC. Sakakibara et al. have reported good concordance of PD-L1 IHC assay between primary tumors and their paired lymph node metastases in NSCLC (r=0.93; P=0.02); however, their patient cohort was very small (n=5), and non-clinically used antibodies (rabbit monoclonal, clone EPR1161) were implemented in their study (31). We explored differences in PD-L1 expression between primary tumors and their paired lymph node metastases in NSCLC, using the Dako PD-L1 IHC 22C3 and 28-8 pharmDx assays. In our study, while inter-assay heterogeneity was tolerable (74.2% in primary tumors and 71.4% in metastatic lymph nodes), inter-tumor heterogeneity was non-negligible due to the low TPS concordance rate observed (28.6% in the 22C3 assay and 31.4% in the 28-8 assay). Results of PD-L1 expression analysis and correlation coefficients were comparable (Figure 3).

According to the current guidelines, PD-L1 staining of tumor cells is a pivotal examination. However, inter-tumor heterogeneity remains an unsolved clinical problem, which can potentially preclude precise treatment planning for patients with advanced NSCLC. Here, we present a representative case, which may raise controversies among oncologists (Figure 4). In this case, both the 22C3 and 28-8 IHC assays showed positive staining in primary tumors but no staining in paired metastatic lymph nodes. These findings indicate that chemotherapy or monotherapy with pembrolizumab should be recommended for patients with advanced NSCLC when referring to the result of PD-L1 staining in primary tumors. However, these medications should not be administered when lymph node staining is referred. Currently, the ideal site for immunotherapy biomarker remains unknown. This issue must be addressed by future clinical studies that will ideally include a greater number of patients.

Figure 4.

A representative example demonstrating strongly positive staining in primary tumors but no staining in paired metastatic lymph nodes, when using both the 22C3 and 28-8 assays.

This study had several limitations: (I) the relatively small number of cases evaluated; (II) the single center nature of the study; and (III) the surgical resection of all samples. It should be noted that obtaining sufficient specimen volume for PD-L1 IHC assay from both primary tumors and any other metastatic tissues recovered from a patient with or without surgical indications is very difficult in clinical settings. In the future, multicenter prospective studies may elucidate the association between inter-tumor heterogeneity and immunotherapy treatment outcomes.

In summary, we observed a favorable similarity between the detection capabilities of both 22C3 and 28-8 IHC assays and a serious discrepancy in PD-L1 staining between primary and secondary (metastatic) NSCLC tumors. The interchangeability of these two assays should make it easier to select one assay based on cost concerns; however, inter-tumor heterogeneity may make it difficult to treat patients efficiently. We believe our present study will positively impact future clinical studies regarding the ideal site for testing PD-L1 expression.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. This study was approved by the institutional review board of the Saitama Cardiovascular and Respiratory Center (approval numbers: 2018005). Written informed consent was obtained from all patients to participate in this study, and this study outcome will not affect the future management of the patients.