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PLOS One logoLink to PLOS One
. 2020 Jan 30;15(1):e0228290. doi: 10.1371/journal.pone.0228290

Subspheroids in the lithic assemblage of Barranco León (Spain): Recognizing the late Oldowan in Europe

Stefania Titton 1,2,*,#, Deborah Barsky 1,2,#, Amèlia Bargalló 3,#, Alexia Serrano-Ramos 4,5,#, Josep Maria Vergès 1,2,, Isidro Toro-Moyano 6,, Robert Sala-Ramos 1,2,, José García Solano 4,, Juan Manuel Jimenez Arenas 4,7,8,
Editor: Michael D Petraglia9
PMCID: PMC6992009  PMID: 31999766

Abstract

The lithic assemblage of Barranco León (BL), attributed to the Oldowan techno-complex, contributes valuable information to reconstruct behavioral patterning of the first hominins to disperse into Western Europe. This archaic stone tool assemblage comprises two, very different groups of tools, made from distinct raw materials. On the one hand, a small-sized toolkit knapped from Jurassic flint, comprising intensively exploited cores and small-sized flakes and fragments and, on the other hand, a large-sized limestone toolkit that is mainly linked to percussive activities. In recent years, the limestone macro-tools have been the center of particular attention, leading to a re-evaluation of their role in the assemblage. Main results bring to light strict hominin selective processes, mainly concerning the quality of the limestone and the morphology of the cobbles, in relation to their use-patterning. In addition to the variety of traces of percussion identified on the limestone tools, recurrences have recently been documented in their positioning and in the morphology of the active surfaces. Coupled with experimental work, this data has contributed to formulating hypothesis about the range of uses for these tools, beyond stone knapping and butchery, for activities such as: wood-working or tendon and meat tenderizing. The abundance of hammerstones, as well as the presence of heavy-duty scrapers, are special features recognized for the limestone component of the Barranco León assemblage. This paper presents, for the first time, another characteristic of the assemblage: the presence of polyhedral and, especially, subspheroid morphologies, virtually unknown in the European context for this timeframe. We present an analysis of these tools, combining qualitative evaluation of the raw materials, diacritical study, 3D geometric morphometric analysis of facet angles and an evaluation of the type and position of percussive traces; opening up the discussion of the late Oldowan beyond the African context.

Introduction

Archaic stone tools are not only related to the genus Homo [1], as evidenced, for example, at the Lomekwi 3 site, where the lithic assemblage (3.3 Ma, West Turkana, Kenya) predates its emergence [2, 3]. While it is not currently possible to positively identify the creators of the earliest stone tools at Gona [4: 627], fossils attributed to Australopithecus garhi found in the Hata Member of the Bouri Formation (Middle Awash) show equivalent age to the EG and OGS sites (2.6–2.5 Ma., Ethiopia) [5, 6, 7, 8, 9]. Meanwhile, the newly discovered industry of Bokol Dora 1 (BD 1) (Ethiopia), dated from 2.61 to 2.58 Ma [10], is situated near the Ledi Geraru site, where the most ancient remains of the genus of Homo have been identified (2.8 Ma., [11]). It is noteworthy that, from a technological point of view, the older Lomekwian tools present significant differences from those attributed to the Oldowan techno-complexe [10]. It therefore appears that more than one species of hominin–not all of the genus Homo—began to rely ever more significantly upon technologies, in an adaptive shift to limit constraints posed by the environment through object mediation. This change generated a process in which our hominin ancestors would come to distinguish themselves from other primates by learning a comparatively high degree of technological skills. The early stages of this process are reflected materially in the "Oldowan Industrial Complex" (OIC), a term coined in 1936 by Luis Leakey [12] and that came into general use from the 1970’s [7, 13, 14, 15, 16, 17, 18] (or Mode 1, [19]). In its early context, the OIC grouped together lithic assemblages from early African sites [20] with strong similarities, characterized by homogeneity and variability as pointed out by Barsky [21] and Carbonell and colleagues [22]. The roots of this techno-complex are distinguished by knapping processes applied to rock matrices with a hard hammerstone, using basic operational schemes to obtain flakes [23, 24]. This behavior has been shown to indicate relatively high cognitive abilities and technological competence of the hominins [25, 26, 27]. While technical variability is observed within the OIC, its foundational features are largely uniform: small, non-retouched flakes, unidirectional or orthogonal core types, generally accompanied by a larger-sized pounding toolkit. However, Oldowan variability as described by Carbonell and colleagues [22], and Barsky [21], is attributable precisely to these same factors; most significantly, the different morphologies obtained using the unidirectional and orthogonal core reduction methods. Final core morphologies will vary in accordance to the raw materials, the length of knapping episodes and the cobble’s formal attributes. For classification purposes, these forms are attributed different denominations, while they in fact represent different stages in the application of these simple knapping systems (with little or no platform preparation). Sometimes, new reduction systems did occur within the OIC [28], allowing hominins to move beyond the mechanics of the unifacial and unidirectional strategies, and to explore multidirectional core management strategies [29].

In some cases, the assemblages also contain polyhedrons, subspheroids and spheroids, as well as scarce heavy-duty and light-duty tools [13]. The morphological and quantitative variability of Oldowan tool forms was initially described by Mary Leakey, who created subdivisions within the complex, based on Olduvai Gorge sites (Bed I, Lower Bed II [13]). Leakey [13], thus describes the assemblages as belonging to the Classic Oldowan (O) or to the Developed Oldowan (DO), in accordance to typological components, with the latter referring to assemblages displaying higher morpho-technological variability. Leakey [13] further divided the DO into three categories (A, B and C), based on chronological criteria as well as on quantitative variability of the different morphotypes recognized in the assemblages (for an overview of the debate on evolving stages within the Oldowan see: [8, 30, 31, 32, 33]). Importantly, polyhedrons, spheroids and subspheroids (PSSB, [34]) were among the tool forms that Leakey described as indicative of cultural variability within the DO [13]. These morphologies have been described and categorized into different typological categories, for example, by Kleindienst [35] and Leakey [13]. These tool categories, still valid today [36], share a volumetric structure organized around a central point, summarized as follows:

  • Polyhedrons. Objects characterized by angular contours, displaying three or more, usually intersecting, working edges.

  • Subspheroids. More or less rounded items, that often display cortical surfaces and protruding negative crests (facets).

  • Spheroids. Rounded objects with negatives presenting facetted surfaces covering their entire surface area.

  • Bolas. Stone balls characterized by the absence of protruding negative crests, in which phases of continuous "piquetage" have effaced surface angularities, giving them a perfectly spherical shape.

Based on these descriptions, the categories comprising the PSSB are distinguished from each other by direct observation; basically by recognizing deviances from the regular morphological-volumetric aspect of a sphere, developed around a central point (center of mass), which confers them a more or less rounded shape.

Over the years, researchers have tried to determine what the function(s) of these stone balls might have been (for a summary of functional interpretations: [36, 37]), but this conundrum remains unresolved today [34] and major questions continue to revolve around these tools. Some authors, for example, have argued that spheroids and their derivative forms were intentionally manufactured in accordance to a pre-conceived template, and that they are the result of a reasoned organizational process that can be segmented into a single operational chain [34]; or even that they were shaped from an independent operating scheme [38]. This supports the hypothesis that these rounded tools were ‘configured’ to fit specific functional needs [39, 40]. Others have interpreted spheroid morphologies as the outcome of a chaîne operatoire, preferring to qualify them as cores [37, 41, 42, 43]. Still others have proposed that spheroids can be accidentally produced from recurrent percussive activity [44, 45], or even that their morphology could be the haphazard result of a poorly skilled knapper [46, 47]. The hypothesis that spheroid morphologies could represent projectiles has also been explored based on studies of mass distribution and dynamic analysis [48, 49, 50].

This paper presents new findings from the late Lower Pleistocene Oldowan site of Barranco León (BL) (Andalusia, Spain), following the recent identification of some subspheroid morphologies in the assemblage, in order to test their possible assimilation with the morpho-technological variability of the PSSB, as described above. This paper presents data from a detailed analysis of these tools, contributing new information to discussions about the European Oldowan by taking a step forward towards understanding these tool morphologies. We also present a methodology designed specifically for the analysis of spherical morphotypes, combining different approaches:

  1. Raw materials qualitative evaluation allows to discriminate between the different types of limestone and to identify selective criteria guiding the hominins in their choice of cobbles. In addition, we evaluate the role of taphonomic alterations that, in some cases, are restrictive to obtaining results.

  2. Diacritical study is applied to better understand the technical processes involved in the management of spherical morphologies, and to identify, whenever possible, systematic technological strategies.

  3. Differential morphometric analysis (manual and computer-sourced) was undertaken to register the dimensional features of the spherical tools and their surface negatives, and to identify possible recurrences. Given the relative complexity of the tools in terms of number of facets and sphericity, we complement these classical measurements with a digital analysis, focusing on the amplitude of the angles separating the facets, as a key factor contributing directly to the overall spherical morphology of the tools. We apply statistical analysis to 3D computational reproductions of the tools, in order to distinguish their possible attribution to one of the morphological groups of the PSSB, thus offering new criteria with which to move beyond simple (subjective) visual selection [13, 34, 35].

  4. Analysis of percussion marks is grounded in the methodology we developed in previous studies of limestone macro tools [51, 52], linking the type and overall morphology of the traces to the volumetric features of the original cobbles.

Our study presents a detailed account of this methodology applied to the BL spherical tools, in the aim of understanding whether they were accidentally produced during percussive activities, or, alternatively, if they result from intentional configuration involving a true operative scheme. The results from this study are discussed in the framework of formulating hypotheses about the cultural significance of spheroid-type tools at BL, and, more largely, in the late Oldowan in Europe.

2. Context of the BL site

The archeo-paleontological site of BL is located in the distal lacustrine sector of the Guadix-Baza Basin (Orce, Andalucia, Spain). This intra-mountain basin is situated in the contact area between the External and Internal Zones of the Baetic Ranges. During the Lower Pleistocene, the Guadix-Baza Basin contained a large, endorrheic lake system, situated in the Baza sub-basin. The Baza lake was fed by three main sources: the Fardes River, flowing from SW to NE, small rivers coming from adjacent mountain ranges, and hot springs [53, 54, 55, 56, 57]. Towards the end of the Middle Pleistocene [58] or during the Upper Pleistocene [59, 60], the later catchment of lake waters by the drainage network of the Guadalquivir River dramatically changed the dynamic of the lake basin, which became exoreic. Due to subsequent headwater erosion, the Baza sub-basin became punctuated by deep gorges and ravines (Spanish barrancos) (Fig 1A), exposing an exceptionally rich archeo-paleontological record of large and small vertebrate fossils, as well as stone tools bearing witness to the presence of hominins in the area since the earliest European Oldowan [61, 62]. Specifically, the BL (Fig 1B) and Fuente Nueva 3 (FN3) sites [63], located near the town of Orce, are situated in a shallow lacustrine facies of the Upper Member of the Baza Formation [64], close to the lake margin [54]. Thanks to their rich lithic [51, 52, 65, 66, 67] and faunal assemblages [68, 69, 70, 71, 72, 73, 74, 75, 76, 77, 78], both of these sites have yielded important information about the lifeways of the oldest hominin groups present outside of Africa some 1.4 and 1.2 Ma, respectively [79, 80, 81, 82, 83, 84, 85]. The hominins presence is now well-attested in Europe from this timeframe onwards (Fig 1C). The BL site has yielded a deciduous molar that represents the oldest hominin remain discovered so far in Europe [86].

Fig 1. Geographic situation of the BL site.

Fig 1

1a. View of the current landscape configuration in which the BL site is located (Photo: F.L. Chmiel). The BL site (on the left) was near to the edge of the paleo-lake, and is situated today on the edge of a ravine with a N-S direction. 1b. General view of the BL site. 1c. Geographic position of some circum-Mediterranean sites in Eurasia that have yielded Oldowan lithic assemblages with (yellow dot and underlined in the text) or without PSSB morphologies indicated by bibliography. (USGS National Map Viewer).—Circum-Mediterranean Oldowan sites in Eurasia with and without polyhedral/subspheroid morphologies: (1.) BL and FN 3 (1.4 and 1.2 Ma., Andalusia, Spain); (3.) Levels TD6 Gran Dolina (0.8–0.9 Ma.) [95, 96, 97], and TE9 at Sima del Elefante, Atapuerca (1.2 Ma, Castilla y León, Spain) [98, 99]; (4.) Vallparadís (ca. 0.98 Ma, Catalonia, Spain) [83, 100]; (6.) Pont de Lavaud (1,1 Ma., Indre, France) [99, 101]; (7.) Le Vallonnet (ca. 1.2 Ma., Roquebrune-Cap-Martin, France) [102, 103]; (8.) Ca’ Belvedere di Monte Poggiolo (ca. 1 Ma., Emilia Romagna, Italy) [104, 105, 106, 107]; (9.) P13 locality of Pirro Nord (1.6–1.3 Ma., Puglia, Italy) [108, 109, 110, 111]; (11.) Bizat Ruhama (Israel, 1.6–1.2 Ma) [112]; (12.) In North Africa, Ain Hanech (ca. 1.8 Ma, Algeria) [42, 113]; (13.) and Ain Boucherit (ca. 1.9 and 2.4 Ma, Algeria) [114]; (14.) Dmanisi (1.85–1.78 Ma., Georgia) [115, 116, 117].—Circum-Mediterranean Acheulian sites in Eurasia with polyhedral/subspheroidal tool morphologies: (2.) Santa Ana cave (ca. 117–183 Ka. BP, Extremadura, Spain) [118]; (5.) US4 Bois-de-Riquet site (ca. 0.8 Ma.), Lezignan-la-Cèbe, Herault, France) [119]; (10.) and ‘Ubeidiya (1.6–1.2 Ma, Israel) [120, 121, 122].

The age of BL level D, established at 1.4 Ma, was obtained by combined relative and absolute dating methods, including: micro and macro mammal biochronology, magnetostratigraphy, U-series and ESR dating [53, 82, 83, 87, 88, 89, 90, 91, 92, 93]. Recently, level D has been sub-divided into two sublevels (D1 and D2) (Fig 1B), corresponding to two distinct depositional events [57, 94]. Although they share the same sandy sedimentary matrix, level D1 materializes a high-energy, rapid water transport of gravels and cobbles, while level D2 is representative of a more gradual in situ sedimentary deposition.

The Baza saline lake and its surrounding fresh-water sources and hot springs certainly provided favorable conditions for numerous animal species, including early hominins. This scenario is coherent with paleoclimatic data, which indicates warmer winters and more humid conditions than today [76, 77].

3. Materials and methods

Following the latest revision of the lithic assemblage recovered from the BL site (2018), the collection comprises a total of 2 464 pieces, all collected during systematic excavations taking place continuously from 1985 (Table 1). The majority of the assemblage is composed of debitage, knapped from Jurassic-age flint (1 562 pieces 72.7%). The limestone cobble-toolkit comprises 581 pieces (27% of the assemblage), including abundant percussive materials [51, 52]. Finally, the collection also contains 313 non-modified cobbles that have been collected to serve for comparison with the sedimentary context (flint pebbles = 58; limestone cobbles = 249; cobbles in other materials = 6). While this material forms a part of the natural context, the presence of manuports is not excluded. There are a few pieces knapped from crystalline material whose precise petrographical nature remains to be determined (8 pieces, 0.3% of the assemblage).

Table 1. Frequency of the different structural categories composing the lithic assemblage from BL.

Structural category Limestone Jurassic flint Others Total
N % N % N % N %
Flakes and broken flakes 59 2,7% 421 19,6% 2 0,09% 482 22,40%
Debris < 5 cm and flake fragments 247 11,5% 1092 50,8% 5 0,23% 1344 62,50%
Debris > 5 cm (fragments and broken cobbles) 147 6,9% - - - - 147 6,90%
Cores 65 3,0% 49 2,3% 1 0,05% 115 5,30%
Polyhedron, spheroid and subspheroid morphotypes 5 0,2% - - - - 5 0,20%
Heavy-duty scrapers 7 0,3% 7 0,30%
Percussion tools (active and passive) 51 2,4% - - - - 51 2,40%
Total 581 27,0% 1562 72,7% 8 0,3% 2151 100%
(*) Pebbles and cobbles without anthropic traces 249 58 6 313
Total 830 1620 14 2464

(*): Sedimentary materials collected for comparative purposes.

The BL lithic assemblage is characterized by numerous medium to very small-sized chipped fragments and flakes of flint (1093 pieces 50.8% of the assemblage), and limestone cobbles (247 pieces 11.5% of the assemblage). The preferential use of flint or limestone for different purposes is clearly evidenced by their relative proportions within the structural categories of the assemblage (Table 1). Flint is the most abundant raw material for the debitage, and the presence of flakes from different phases of core reduction reflects on-site knapping of this material (flakes and debris with various degrees of residual cortex, abundant tiny fragments and some cores).

Flint cores are scarce (3.1% of the 1 562 pieces in flint) and intensively reduced compared to the limestone (11.2% of the 581 pieces in limestone). This greater intensity of reduction can be explained by the categorical differences in the assemblage concerning these two rock types: flint was used for obtaining small flakes, while limestone served mainly for percussive activities. It can also be explained by the relative scarcity of flint compared with limestone in the immediate vicinity of the site. Flint was collected in detrital position as small nodules, cobbles or plates, and the cores are very small. Contrastingly, the limestone was collected as cobbles of varying sizes and shapes [51, 52]; limestone cores are bigger than the flint ones and they often present reserved cortical surfaces. Bipolar-on-anvil stone reduction played an important role in the exploitation of both of these rock types; while freehand hard hammer methods are also recognized as significant [63]. Core reduction strategies, achieved by both of these methods, are described [63, 65] as recurrent and unifacial or orthogonal.

On-site knapping of the flint is further attested by the comparatively high frequency of flakes and small fragments (27.9% and 69.9% of the flint assemblage, respectively). Contrastingly, the limestone was used for different purposes; mainly linked to percussive activities. However, the limestone was also used for flake production, as is attested by the relatively numerous limestone cores (11.1% of the 581 pieces in limestone and 56.5% of all the cores), as well as small and large fragments (42.5% and 25.3% of the limestone, respectively). Limestone cores are: unifacial (33.8% of the limestone cores) (types: unifacial unipolar, unifacial semi-peripheral and unifacial peripheral, unifacial centripetal, unifacial bipolar); bifacial (50.8% of the limestone cores) (types: bifacial bipolar, bifacial orthogonal with 2 and 3 directions of removals, bifacial multipolar); and multifacial (15.4% of the limestone cores) (type: multifacial multipolar).

After reviewing the entire lithic collection, five limestone pieces (0.2% of the whole collection) were classified by their morphological characteristics and special technological features as attributable to the PSSB group as defined by Kleindienst [35], Leakey [13] and more recently by Tixier & Roche [34]. We compare the pieces that share the multifacial and multidirectional management strategies, including those with semi-rounded/rounded morphologies (the PSSB) (Fig 2), using diacritical analysis. In order to evaluate whether or not the PSSB can be isolated with respect to the cores, morphometric and statistical analyses were carried out. To overcome the difficulties relating to surface preservation of these pieces and to recognize and verify their special features and assess the direction of their removal negatives, we decided to compare them with 2/10 of the multifacial multipolar cores. In fact, only these two cores presented surface conservation sufficient to realize a diacritical study (visible impact points and removal directions). In order to better understand the structure of the objects in relation to their removal negatives, we reconstructed the different phases of the production process that led up to their subspheroid morphology, following the chaîne opératoire hypothesis for spheroid production [34, 38, 123, 124, 125]. The diacritical study [126, 127, 128, 129] was carried out to analyze the position of the impact points and the direction and morphology of the negatives visible on the cores and ‘potential’ subspheroid morphotypes.

Fig 2. Polyhedral and subspheroid morphotypes from the BL site (a-e), and multidirectional cores selected for the diacritical analysis (f-g).

Fig 2

Specimen: Tool a: BL.2014.D2.G49.114; Tool b: BL.2014.D2.M49.49; Tool c: BL.2002.D1.N55.580; Tool d: BL.2002.D1.M54.500; Tool e: BL.2018.D1.N41.1; Tool f: BL.2002.D1.J52.69; Tool g: BL.2003.D1.I53.27. Stored at the Archaeological and Ethnological Museum of Granada (Spain). All necessary permits were obtained for the described study, which complied with all relevant regulations.

The methodology was developed in four stages:

Stage 1. Qualitative evaluation of the limestone raw material was performed by macroscopic analysis: visual observation and tactile perception of the limestone raw material characteristics. Four stages of alteration were identified based on the rounding of the crests separating the negatives and the overall surface condition of the tools (Fig 3). These variables are affected by the composition of the limestone (degree of silification), as well as on taphonomic alteration (mainly water circulation);

Fig 3. Different degrees of alteration.

Fig 3

(left) Level 1: Not altered; (center left) Level 2: Slightly altered; (center right) Level 3: Altered; (right) Level 4: Very altered (Photos: S. Titton).

- Level 1: Not altered. Clear reading of the direction of the negatives, with fresh markers allowing recognition of superimposed negatives and knapping directions thanks to visibility of surface striations and undulations;

- Level 2: Slightly altered. Surface alteration does not entirely hinder the diacritical reading of the negatives: it is possible to recognize negative superimpositions, knapping directions and impact points;

- Level 3: Altered. The alteration conceals the distinctive characteristics of the removal negative surfaces by smoothing their structural features. Although it is not possible to recognize the order of superimposition, removal negative concavities generally allow to distinguish the direction of the extractions;

- Level 4: Very altered. The degree of alteration does not allow to read the direction of the negatives, or to evaluate their integrity.

Stage 2) Diacritical study. Diacritical analysis applied to the study of stone tools aims to reconstruct the main phases of reduction involved in their manufacture (in this case, obtaining PSSB tools).

Each tool was drawn by overlapping the profiles with their photos (Fig 4A and 4B), and checked by direct observation of the pieces. General topographic features and the direction of the extractions were recorded whenever possible [129] (Fig 4C).

Fig 4. Graphic representation of the methodology used for the diacritical drawings of the polyhedral/subspheroid lithic tools from BL.

Fig 4

Impact points and negative directions are indicated and the different reduction phases are highlighted by different colors.

Depending on the level of alteration of the raw material (Fig 3), each readable negative and its source-direction was identified and numerically sorted based on the recognition of the overlap separating the removals. The rupture of the morphologies and of the theoretical volume of the negatives [126] were recognized as determinant criteria for defining superimposition. Furthermore, the order of the extractions was established by observing the morphology of the negative edges and the intersections between them [126].

In the diacritical drawings presented here, the number pertaining to the order of the extractions is repeated when it is impossible to determine the sequentiality between two or more negatives as follows:

  • Negatives with the same number and the symbol (*)

The symbol (*) indicates that there is another negative with the same number. This occurs when: 1) the negatives are not continuous and their disposition does not allow to identify diachrony; 2) when negative surfaces are eroded; when the negatives are separated by a cortical surface or transected by another negative.

They are identified:

  • on the same profile (Fig 5, red circle)

  • on different profiles (Fig 5, rectangle).

Fig 5. Graphic representation of the diacritical methodology used to interpret the polyhedral/subspheroid lithic tools from BL.

Fig 5

The different colors of the negatives represent the different phases of reduction.

When situated on the same profile, measurements of the negatives were carried out from left to right.

  • Negatives with the same number and without the symbol (*)

Negatives illustrated with the same number but without the symbol (*) indicate the same removal viewed from different angles. This allows for easier interpretation of the volumetric characteristics of each piece and its extractions, by viewing the different profiles (Fig 5, black line).

In parallel, and consequential to the diacritical reading, different phases of reduction are highlighted for each piece (Fig 4D, Fig 4E, and Fig 4F). In addition, different phases of retouching and use (traces of percussion) are indicated whenever possible, indicating their relationship with respect to the sequence.

The aim of this stage of diacritical analysis is to compare the organizational systems used to obtain polyhedron core forms, sub-spheroid morphotypes and multidirectional cores at BL, in order to identify any similarities that could exist in the management of the extractions (operative schemes). Additionally, this methodology allows to discern whether these rounded forms resulted from an unorganized series of blows, or if they reflect intentional configuration.

Stage 3.) Morphometric analysis

As a next step, three-dimensional images of the objects were generated (3D images: https://sketchfab.com/TITTONETAL2019) to obtain precise measurements of the angles separating the negatives and to evaluate possible discrimination based on this key aspect lending the spheroid morphology to the pieces.

The maximum measurements for each tool (maximum length, maximum width (calculated perpendicularly to the length) and maximum thickness (measured perpendicular to the width). The size of the facets (surfaces without readable extraction features) and negatives and the amplitude of the angles have been recorded. The measurements were carried out in two distinct stages.

Stage 3.1 a) Basic measurements: The maximum length, width and thickness were measured in mm; b) Measurements of negatives and facets: Whenever possible, the length of the negatives was measured manually to discriminate by direct observation, between whole versus incomplete negatives (length was measured from the point of impact to the distal extremity; and width is perpendicular to the latter).

Stage 3.2: Measurement of the angles: The tools were digitalized using a structured light Artec 2000 scanner, which allows a maximum error of 0.5 millimeters. Artec Studio X Professional, which incorporates measuring tools. Each corner of the distinct facets was distinguished by a letter (Fig 6.1a). In addition, to determine the percussion angle for each removal, we selected those with an impact point and measured the mean of these angles separately (Fig 6.1b).

Fig 6. Representative images of angles detection.

Fig 6

1a) Example of angles measured between the facets; 1b) In order to determine the percussion angle, only the corners displaying an impact point are taken into account; 2) Example of angle detection used for trigonometric calculation.

The Artec 2000 linear measuring tool allows to calculate distances between selected points and was used to obtain the dimensions of each of the negatives. By selecting three points and with known measurements of the three sides of the resulting “triangle” (points A, B, C), trigonometric calculation permits precise evaluation of the angles (C). As the points display their coordinates, it is possible to set the third point above the first point, thus creating a triangle (Fig 6.2).

Stage 3.3 Evaluation of morphological discrimination based on the amplitude of the angles.

The variability of the angles separating the negatives and creating the facets was calculated for each tool, in order to bring to light possible discriminatory factors distinguishing between the morphotypes. Results from this analysis serve to identify volumetric relationships based on the amplitude of the inter-facet angles measured for each piece.

In order to differentiate between data sets, the grouping range was determined in accordance to resuts obtained by our statistic analysis [130].

Lubischew's test [131] was used as an objective means by which to assess morphological discrimination, separating groups within the sample based on the different tendencies of their components. Lubischew's test is a parametric statistical tool, based on the Student's Test, which enables us to identify and evaluate the overlap (or discrimination) between two samples from the same population. Also, it is useful for evaluating data from samples with only a reduced number of observations. The method has been used to analyze both specific-interspecific and specific variations and has been employed in different disciplines, such as Palaeontology [132], Archaeology [133], and Forensic Anthropology [134]. In this case, this statistical analysis allowed us to evaluate whether the differences between the averages of the facet angles obtained from our sample is significant enough to distinguish typological categorizations (specifically, the PSSB groupings). And to examine discrimination on inter-group and intra-group levels.

Stage 4.) Analysis of the type and position of percussion traces

In previous papers, we have highlighted the intensive percussive activities carried out by hominins occupying the BL site [51, 52, 135]. Our work on these limestone percussion tools, complemented by experimental analysis, has allowed us to catalogue the variability of traces of percussion in terms both of their type and their position, and with respect to the morphology of the cobbles. This methodology, outlined in Barsky et al [51], served to study damage patterns on the tools presented in this paper. Importantly, we observe whether percussive traces occurred before, or after, the different phases of reduction for each tool, thus establishing their temporal relationship with respect to the negatives and cortical surfaces on each piece.

Results

Results from seven multipolar and multifaceted limestone tools from the BL site are presented using the methodology presented above (Tools A to G, Table 2), and highlighting: (1) the different degrees of surface alteration of the limestone; (2) the general morphological and dimensional characteristics of each tool; (3) the core reduction and volume management strategies used; (4) the distinction of groupings within the sample as determined from statistical variability of the amplitude of the facet angles; (5.) the identification and characterization of percussive activities carried out with the sample tools and their relationship to the different phases of management.

Table 2. General morpho-technical characteristics of the analyzed multifacial multifaceted tool sample from BL.

Tool Alteration Size
(L/W/T)
Weight Volume cm3 Faciality Polarity General morphology Min. nº negatives Average (L/W) of all negatives
(dimensions and Standard Deviation)
Num whole negatives Average (L/W) of whole negative (dimensions and Standard Deviation) Facet angle average
A 4 70 x 60 x 55 mm 300 gr 113,10 Multifacial * Polyhedral-rounded ** *** *** *** 124°
B 4 69 x 68 x 60 mm 411 gr 153,13 Multifacial Rounded 133°
C 3 70 x 63 x 54 mm 298 gr 113,10 Multifacial Multipolar Polyhedral-rounded 16 29 mm (SD: 10,97) 29 mm (SD: 8,36) ***
*** 128°
D 1 92 x 84 x 72 mm 743 gr 280,34 Multifacial Multipolar Rounded 16 25 mm (SD: 8,81) 31 mm (SD: 9,27) 6 34 mm (SD: 11,10) 30 mm (SD:10,2) 137°
E 2 86 x75 x 72 mm 637 gr 255,38 Multifacial Multipolar Rounded 17 34 mm (SD; 10,60) 32 mm (SD: 10,90) 10 33 mm (SD: 10,04) 31 mm (SD: 9,51) 132°
F 1 82 x 80 x 70 mm 665 gr 250,44 Multifacial Multipolar Cuboidal 17 37 mm (SD: 10,04) 31 mm (SD: 7,88) 8 37 mm (SD: 6,32) 29 mm (SD: 8,86) 126°
G 1 90 x 67 x 67 mm 468 gr 173,96 Trifacial Multipolar Polyhedral 16 25 mm (SD: 13,04) 24 mm (SD: 12,20) 9 17 mm (SD: 10,71) 17 mm (SD: 8,47) 126°
80 x 71 x 64 mm 502 gr 191,35 Average 16.4

Tools listed A to E all present a polyhedron or subspheroid morphology, Tools F and G are polyhedral cores used for comparative purposes. In some cases, surface alteration has impeded the interpretation of: (*) the knapping directions; (**) the number of removals, and in some cases the recognition of whole negatives (***).

4.1 Degree of surface alteration

The sample of seven limestone multifaceted tools with multipolar removal negatives (Tools A to G, Table 2) presents visibly varying degrees of silicification, as well as different degrees of taphonamically-induced alteration. Tools A and B, have a high degree of surface alteration (Level 4. Fig 3D.), with phenomena of rounding and peeling that has deeply affected the original morphology of the interfaces between the negatives. Tool C presents a medium to high level of alteration (Level 3. Fig 3C.). In addition, its surface has been particularly modified by percussive activity that occurred after all of the different phases of management. Meanwhile, Tools D, E, F and G show only low or medium degrees of alteration (Level 1 or Level 2, Fig 3B.).

4.2 General dimensional features

Overall, the tools analyzed show dimensional variability, as determined by differences in their size, weight and volume (Table 2). All of them present at least 16 readable negatives (excluding minor negatives that may have resulted from separate phases of retouching). The average length and width of the negatives (both whole and transected or partial) varies between (L) 37 mm and (W) 24 mm; while whole negatives only present a length and width average of (L) 37 mm and (W) 17 mm (Standard Deviation = ~10) (Table 2 and “S1 Dataset”).

The average of the angles forming the crests separating the negatives (calculated by trigonometry) on each piece indicates that some of the tools present wider (or more abrupt) angles separating the facets (> 130), compared to others (< 130) (Table 2 and “S2 Dataset”).

For the pieces with visible impact points (N = number of angles with visible impact points for each piece), we calculated the average of the knapping angles (kn.a): Tools D and E (134°, N kn.a = 7 and 131°, N kn.a = 8, respectively) showed more obtuse angles than for Tools F and G (121°, N kn.a = 9 and 116°, N kn.a = 4, respectively).

It is important to underline that, while the final morphologies of the tools occur as cuboid, polyhedral, polyhedral-rounded or rounded, the analysis of the original shape of the cobbles, as assessed from the form of the surfaces displaying residual cortex, indicates a priori anthropic selection of rounded cobbles compared to the range of cobble forms available in the sedimentary context of the BL site [51, 52].

4.3 Management strategies: Results of the diacritical analysis

The diacritical analysis allowed us to reconstruct the different phases involved in the manufacture for four of the tools (Tools D, E, F, G) (Fig 7, Fig 8, Fig 9 and Fig 10). Unfortunately, a high degree of alteration impeded the diacritical reading of two of the tools (Tools A and B), rendering it impossible to recognize superimposition between their removal negatives (necessary to establish sequentiality). Finally, the poor surface condition of Tool C allowed only a partial analysis of this piece (Fig 11). The results of the diacritical reading of each tool are illustrated, described and compared below.

Fig 7. Photo and diacritical drawing of Tool D.

Fig 7

Phase 1 (green) creation of a percussion platform (Profile A). Phase 2, (yellow) Platform negatives transected orthogonally, as the piece was peripherally knapped (Profiles B and E). Phase 3 (blue): Series of removals from a cortical platform (Profile D), cutting the structure transversely (Phase 2) and frontally (Phase 1). The use of the bipolar-on-anvil technique is observed (in particular on Profile B) (see negative 5 * and 6 * in contrast to negative 7 *), with some negatives probably resulting from anvil repercussion (ie. negative 7*). Traces of percussion (Fr. piquetage) are observed on the cortical surface (Profile C—circle).

Fig 8. Photo and diacritic drawing of Tool E.

Fig 8

Phase 1 (in green): Creation of a platform (Profile B) by a removal or a previous phase of partial peripheral management of the tool (Profile E and F, green); Phase 2: (yellow). A series of peripheral extractions 4 *, 5a, 5b, 5c, 6, 7, 8 (Profiles A, C, E and F) from percussion platform created by negative 1* (Profile B) partially effaces the Phase 1 negatives. Phase 3 (blue), oblique removals contribute to lending a rounded morphology to the tool (Profiles C and D).

Fig 9. Photo and diacritical drawing of Tool F.

Fig 9

Phase 1 (green): Peripheral removals (Profiles D) and creation of the main knapping platform (Profile A). Phase 2a (light yellow): a Siret flake (negative 5, Profiles A and D) was obtained obliquely, creating a contact area separating the two surfaces defined in Phase 1. Phase 2b (dark yellow): a new series of parallel, peripheral removals was made, departing from the platforms defined in Phases 1 and 2a (Profiles B and E) (between them Phase 1 and Phase 2a). Phase 3 (light blue): the cobble was rotated to knap a few flakes that cut into the surface of the Phase 2b negatives. Phase 4 (dark blue): retouching from the Phase 1 platform overlaps the Phase 2b negatives.

Fig 10. Photo and diacritical drawing of Tool G.

Fig 10

Phase 1 (green): creation of the percussion platform (Profile A). Phase 2 (yellow): recurrent knapping series of flakes using orthogonal method from Phase 1 platform. Phase 3 (light blue): Tool rotation and small removals from cortical surface cutting previous negatives of Phases 1 and 2. A last phase (use) corresponds to accidental removals (purple), on convergent cortical surfaces and on Phase 2, due to percussion activity.

Fig 11. Photo and diacritical drawing of Tool C.

Fig 11

Phase 1 (indicated in yellow): A single phase of core management (or possibly configuration). Phase 2 (indicated in purple): the tool’s protruding crests were used for pounding activity.

Tool D (Fig 7): Three phases of manufacture can be identified in the diacritical analysis: Phase 1 (indicated in green): involved the creation of a percussion platform (Profile A). Phase 2 (indicated in yellow): some negatives forming the platform were orthogonally truncated as the piece was knapped along its periphery (Profiles B and E). Because they are not contiguous, it is impossible to determine which of these two profiles was knapped first. Phase 3 (indicated in blue): a series of removals effectuated from a cortical platform (Profile D) irregularly cut into the structure transversely (Phase 2) and frontally (Phase 1), removing some negatives from the anterior phases. The use of the bipolar-on-anvil method is evidenced (in particular on Profile B) (see negative 5 * and 6 * in contrast to negative 7 *); with some negatives probably resulting from the repercussion of the anvil (for example impact point of negative 7*). Traces of percussion (Fr. piquetage) observed on the cortical surface (Profile C—circle) could reflect active percussion activity. Alternatively, they may be related to passive percussion; resulting from impacts as the piece was secured on the anvil to facilitate its reduction.

Tool E (Fig 8): The diacritical interpretation of this tool reveals three distinct phases of management: Phase 1 (indicated in green): the platform (Profile B, green) was created by a removal. It is unclear whether it was made before or after the peripheral removals, indicated in geen in Profile E and F. In Phase 2 (indicated in-yellow) extractions labelled with numbers 4 *, 5a, 5b, 5c, 6, 7, 8 (Profiles A, C, E and F) cut into Phase 1 negatives, effacing evidence of overlaps and impact points. The tool was peripherally knapped using the percussion platform created by negative 1* (Profile B). Interestingly, Phase 3 (indicated in blue), involved removals that create the rounded morphology of the tool (Profiles C and D). In this case, it is impossible to determine whether the tool was knapped using the bipolar-on-anvil method, or by free-hand technology.

Tool F (Fig 9): Four distinct phases of management are highlighted by the diacritical analysis. Phase 1 (indicated in green): Creation of the main knapping platform (Profile A) and a few removals on the periphery (Profile D). As in Phase 2a (indicated in light yellow), a Siret type negative (negative 5, profile A and D) with impact along its periphery breaks obliquely into the overall morphology of the tool, creating a contact area separating the two perpendicular surfaces defined in Phase 1. Phase 2b (indicated in dark yellow) clearly corresponds to a new phase of peripheral knapping, wherein a series of parallel removals orthogonally cuts the surfaces defined in Phases 1 and 2a. It is impossible to determine temporal order between the Profiles (B and E) since the negatives, although continuous and overlapping, are not contiguous between the two surfaces (separated by Phase 1 and Phase 2a as in profile D). Phase 3 (indicated in light blue) involves a change of knapping direction, with a series of removals cutting orthogonally into the negatives of Phase 2b (Profile C). Finally, Phase 4 (indicated in dark blue) constitutes retouching from the Phase 1 platform that overlaps the Phase 2b negatives. It is unclear whether this final phase of retouching was effectuated before the Phase 3 extractions since there is no contact between the affected surfaces. Clear use of bipolar-on-anvil flaking is visible on Profiles B and E.

Tool G (Fig 10): In spite of the absence of impact points of the removal negatives forming Profile A (indicated in green) and Profile B (indicated in yellow), the diacritical analysis of this tool allows to appreciate the anteriority of the latter as an initial phase of platform preparation (Phase 1) for the former (Phase 2); clearly reflective of an orthogonal management system. Negatives with cortical percussion platform (Phase 3, indicated in light blue) cut the preceding phases in different directions. A final phase (percussion marks indicated in purple) is materialized by accidental removal negatives from convergent cortical surfaces, attributed to active percussion (Profile C and E). The use of this tool for percussion is posterior to the previous phases of management since these accidental negatives, attributed to a last phase, transect those of the previous Phase 2.

Tool C (Fig 11): This tool displays a semi-peripheral edge particularly affected by percussive activity that occurred following a phase of core management. The intensity of this percussive damage has obliterated the extraction departures, thus eliminating the possibility of obtaining their order with any confidence. The diacritical reading allows to clearly discern two phases of life for this tool, in spite of the impossibility of determining temporal order within the management phase: 1) a knapping phase and 2) a pounding phase (indicated in yellow and purple, respectively, Fig 11) where they have been recognized as micro-removals and facetted breakage [52].

Although the BL study sample is limited, similarity in the management strategy of multifacial morphologies with multidirectional negatives is identified. In fact, all of the tools analyzed show systematic exploitation. Comparison of the management systems extrapolated from the diacritical readings allows to observe that, for all of the pieces, there was an initial knapping phase oriented towards the generation of a main percussion platform (Phase 1). Subsequently, a second phase of knapping was effectuated from this platform, using the orthogonal knapping system (Phase 2). During this second phase, the original cobble morphology was peripherally cut, creating different surfaces (Profiles) represented by several contiguous negatives, that were, however, not necessarily sequential and overlapping. A third phase is defined by the rotation of the tool and a new phase of oblique knapping which appears (1) as a configuration phase since it lends the final sphericity to the tools (Tool D and E; Fig 7 and Fig 8) or (2) as a continuation of orthogonal management (Tool F an G; Fig 9 and Fig 10). This operative scheme is common to all of the pieces of our study sample (Fig 12).

Fig 12. Comparison of the diacritical drawings and simplified operative scheme deduced from the diacritical lecture (cube on bottom right).

Fig 12

In some cases (Tools E, F and G), Phase 1 platform negatives are observed on two profiles (Fig 12) and it is impossible to determine which of these two surfaces preceded the other since they are separated by posterior removal negatives. Tools F and G present more intensive stages of cobble reduction, with Phase 1 apparently corresponding to an earlier knapping stage; rather than simply creating a platform by way of one or two blows. In any case, this previous knapping phase, evidenced by the diacritical analysis, is only partially represented in both cases.

The cortical residue preserved on Tools D and E allows us to recognize the original cobble morphology, indicating that only minor changes were made affecting its initial shape. Importantly, the flakes attributed to this final phase were so thin that they would either have broken during extraction, or been useless for any cutting activity: this implies that the aim of these removals was not production. Rather, it seems that the exploitation was intended to add facets following the rounded morphology of the initial cobble.

Other observations from this stage of our analysis include: 1) The use of the bipolar-on-anvil method was sometimes used to manage the cobble reduction peripherally, as is evident on Tool D (Profile B), and Tool F (Profile B) and; 2). Posterior phases of peripheral retouching (Tool F) with oriented average size of the retouch is 10 mm x 13 mm (respectively, with Standard Deviation 2,99 and 5,10); 3) In addition to the retouch, some accidental removal negatives resulting from the use of the tools for active percussion activity are recognized, indicating different life-phases for these tools.

4.4 Morphometric analysis

The observation of the results supported by the statistical analysis of each group of angles indicates two main tendencies that generate a similar pattern between two groups (Table 3), clearly observable in a boxplot diagram (Fig 13). In both groups, the Standard Deviation is less than half the angles Mean (Tab. 3), which allows us to suppose low variability. However, variability is recognized in the width of the internal angles of each piece. In fact, two main tendencies are observed, concerning: rank, mean, Standard Deviance (SD), variance and median:

Table 3. Univariate statistics of the different tools from BL site.

Tool N Range Min Max X se SD cv
A 12 42.28 103.21 145.49 124.45 4.11 14.22 11.42
B 10 22.40 124.10 146.50 133.26 2.65 8.38 6.29
C 20 44.93 104.08 149.01 127.57 2.94 13.13 10.29
D 24 32.24 119.75 151.99 137.04 1.87 9.18 6.70
E 16 30.96 121.81 152.77 131.76 2.18 8.72 6.62
F 19 40.65 106.63 147.28 125.59 2.76 12.03 9.58
G 15 44.24 101.68 145.92 126.16 2.95 11.43 9.06

N: number; Range; Min: minimum; Max: maximum; X: mean; se: standard error of the mean; SD: Standard Deviation, cv: coefficient of variation. Coefficient of variation (cv) is calculated as the ratio of the standard deviation (sd) to the mean (X) and is a measurement of dispersion in relation with the mean of a sample. Therefore it is a standardized measurement of dispersion. All the cv are relatively low which it could be interpreted as a certain standardization. Nevertheless, we can establish two different groups. Those tools with a cv between 9 and 11 (Group A: Tools A, C, F, G) and those close to 6.00 (Group B: Tools B, D, E). The highest value corresponds to that of A and the lowest one to B.

Fig 13. Boxplot underlining the dual tendency of the pieces.

Fig 13

Group A (Tools A, C, F and G) compared to Group B (Tools B, D and E).

  • Group A: Tools A, C, F and G present a range greater than 40, between more than 100–150 degrees, with an average < 128 degrees, a standard deviation > 10 and a variance above 130 (Tools A and C present a variance of more than 170);

  • Group B: Tools B, D and E, present a range <33, between 119 and 153 degrees, with an average of >131 degrees, a standard deviation <10 and a variance less than 85 in all cases, present a wide angle of quite homogeneous and relatively obtuse angles.

Groups A and B are distinguished by internal variability of the width of the angles, determining the presence of tools with smaller angles and different amplitudes (Group A), and tools with more open angles and with less dimensional variation in terms of the amplitude of the angles (Group B). This characteristic of the second group gives the objects a more rounded shape than those of the first group, which, contrastingly, tends to present more angular and irregular profiles.

The comparison of the angles of the two groups using the Lubishew’s test allows to identify internal similarities between the analyzed morphologies. Among the groups we obtain a value R = 0.382, and a degree of discrimination 64.9%. Although the Lubishew’s test indicates only a moderate degree of discrimination between groups, descriptive statistics highlights a morphological distinction between the forms, linked to the width of the angles.

4.5 Traces of percussion

Four of the tools present traces of percussion (terminology from [51, 52]: Micro-removals (Fig 14A) and facetted breakage (Fig 14E) were recorded on different trihedral interfaces between negatives. Accidental removal negatives are located on a natural trihedral surface (Fig 14D).

Fig 14. Percussion marks on the analyzed tool sample.

Fig 14

a.) Micro-removals; b.) Surface scarring; c.) Cupola; d.) Accidental removal negatives; e.) Facetted breakage.

Surface scarring (Fig 14B) and cupola damage (Fig 14C) are observed, respectively, on flat non-cortical surfaces (platform generated by a removal) and cortical semi-rounded cobble surfaces.

Traces of percussion occur on different surface morphologies: trihedral (non-cortical and cortical); flat or rounded cobble surfaces (non-cortical and cortical); likely indicating different kinds of uses for these tools, within a range of potential percussive activities [52].

Flat cobble surfaces with traces such as cupula, or other kinds of surface scarring, can be linked to anvil knapping activities. On the tools presented here, these traces are localized respectively on platform A (upper surface) (positioning criteria [51, 136, 137]) and platform and B (lower surface), and are not observed on the cobble extremities.

Traces of percussion identified on the tips of the trihedral zones, such as facetted breakage, may be associated with active hard percussion activity (see experimental work in [52]); micro-removals could be the result of repeated pounding of soft materials on an anvil, producing retouch and crush marks on abrupt edges, as shown in the case of the BL heavy-duty scrapers (see experimental in [135]). Multi-functionality and re-use are also characteristics of the BL Oldowan assemblage [66, 138], where hominins appear to have opportunistically selected cobbles with rounded morphologies, perhaps because they were found to be suitable for holding in a fist. They recall ellipsoidal hammers and present abrupt edges shown to be useful for secondary pounding activities [52, 135]. Because these marks were found to have been made posterior to the knapping phases, this ‘secondary’ percussive activity places these tools within a different link in the operative schemes; relating to use rather than manufacture.

5. Discussion

Advances have been made in defining what is meant by the term ‘Oldowan’ [18], and new analyses of assemblages attributed to this techno-complex [31, 139, 140] have contributed to reopening the debates on the associated cultural phase defined by Mary Leakey [13] as ‘Developed Oldowan’ [8]. These debates concern the validity of maintaining internal subdivisions within the Oldowan techno-complex, and whether or not the DO could be considered a transitional phase towards the Acheulian (as recognized by Leakey in DOB).

The elimination of the DOA in favor of the term late Oldowan [33] has been proposed, as significant technological innovations were not clearly perceived in assemblages with this denomination. With respect to Classic Oldowan, some authors observe an increase in percussive activities and preferential raw material selection [30]. In addition, other analyses include materials initially attributed by Leakey [13] to the DOB within the Early Acheulian, giving importance to the handaxe frequency [8, 31, 32, 141].

While some sites, HWK EE and EF-HR, initially considered DOB by Leakey [13], have been reinterpreted in accordance to these criterion (mainly variability in pounding tools and large flake production) as Oldowan and Acheulian, respectively [139, 140]. Currently, in sites with a low frequency of proto-bifacial tools, the absence of large flakes, handaxes and cleavers, the idea that the DOB represents a transitional phase to the Acheulian is no longer accepted. Therefore, the redefinition of DOA and DOB (DOC is unclear and generally included in DOB; [8]) as, respectively, Classic Oldowan and Early Acheulian, has resulted in the term Developed Oldowan falling into disuse and the abandonment of the division between DOA and DOB [142]. Spheroids, when interpreted as simple hammers or used cores, lose their significance as cultural markers. However, if we consider them as tools resulting from an intentional manufacture process, then their significance should be maintained. When the PSSB are accompanied by Acheulian elements in an assemblage, their cultural attribution is moved from Oldowan to Acheulian (Table 4).

Table 4. Sites with PSSB morphologies divided by geographic zone and Oldowan or Early Acheulian techno-complexes.

Oldowan or Early Acheulian techno-complexes with PSSB morphologies [13, 16, 31, 34, 36, 37, 38, 41, 42, 46, 51, 104, 105, 107, 118, 119, 120, 125, 136, 139, 141, 143, 144, 145, 146, 147, 148, 149, 150, 151, 152, 153, 154, 155, 156, 157, 158, 159, 160, 161, 162, 163, 164, 165, 166, 167, 168, 169, 170, 171, 172, 173, 174, 175].

Zone
Thecnocomplex atributed by bibliography Africa Levantine corridor Asia Europe
Acheulian Sterkfontein STK-M5E (South Africa, 2.18–1.7 Ma.) [143]; Swartkrans SWT-M1 (South Africa, 2.19–1.8 Ma.) [144, 145]; Melka Kunture a Garba IV, Gomboré, Karre (Awash valley, Ethiopia 1.5 Ma.) [16, 146]; Olduvai Bed II, in BK [139, 147]; TK; MNK Main; SHK; EF HR sites; (Tanzania, between 1.2 Ma. and 1.353 ± 0.035 Ma.) [31, 139, 148, 149, 150]; Gadeb 2 and Gadeb 8 (Ethiopia, 1.45–0.7 Ma.) [141], before DO, [151, 152]; Chesowanja (Kenya, 1.42±0.07 Ma.) [141, 153], before DO in [154]; Oldovan in [155]; Olorgesailie (Kenya, 1 Ma.) [156, 157]; Isenya (Kenya) [34, 157, 158, 159]; Erg Tihodaïne (Algeria, “…Middle Pleistocene age”) [160]; Isimila (Tanzania, dated 260 Kya) [161, 162] Ubeidiya (Israel, 1.6 Ma.) [120]; Qesem Cave (Israel, 420–200 ka.) [36, 163]; Gesher Benot Ya’aqov (Israel, 0.78 Ma.) [164] Jijiawan, Xiazhaijiacun and in open air sites of Lantian region (close to Gongwangling site) (Lantian, central China, 600–300 ka.) [165, 166, 167]; Dingcun (North China, 160–210 ka.) [168]; Dondrapal site (Bastar region, Central India; 50 ka,—~7000 yrs. ago) [169]; Ngebung (Sangiran, Central Java, Indonesia; 0.8 Ma.) [170, 171, 172]; Central Syria Hummal (El Kowm, Central Syria; 1.6–1.2 Ma.) [173, 174] Bois-de-Riquet site- Unit 4 (Lezignan-la-Cebe, Herault, France, 1.2 Ma) [119]; Roussillon Quaternary teraces (Occitania, France) [46]; Unit 1 of Santa Ana cave (Extremadura, Spain, 117–183 Ka. ca., BP) [118]
Oldowan Ain Hanech (Algeria, 1.8 Ma.) [37, 41, 42, 125, 175]; Ounjougou (Bandiagara, Dogon Country, Mali) [38]; Olduvai Bed I in FLK North, levels 1–6; FLK “Zinjanthropus” Floor; FLK NN, levels 1-2-3; DK levels 1,2,3 (Tanzania) [13, 31]; Olduvai Bed II: FC West [136]; MNK skull site; FLK N Sandy Conglomerate, HWK East level 3-4-5, HWK EE (OGAP) [139]; HWK EE [13] BL (Spain, 1.4 Ma.) [51]; Ca’ Belvedere di Monte Poggiolo (Emilia Romagna, Italy, ca. 1 Ma.) [104, 105, 107]

In Africa, sites with PSSB morphologies are generally situated within a chronological range between 1.8 and 1 Ma. Elsewhere, they are documented in more recent contexts (Table 4), where they may be associated or not with handaxes and framed accordingly into either the Acheulian or the Oldowan techno-complexes. Contrastingly, in sites without handaxes attributed to the Oldowan, PSSB are associated with percussive tools. Beyond two tools with multi-faceted morphologies (flint polyhedrons), documented by Bisi and colleagues [104] found on the surface at Ca' Belvedere di Monte Poggiolo (Emilia Romagna, Italy, ca. 1 Ma.; [105, 107], the only European Oldowan site with subspheroid morphologies is BL.

Oldowan assemblages are generally described to contain tools of relatively simple elaboration, but reflecting a considerable level of technical and cognitive complexity [27, 176, 177], allowing it to persist through space and time. The Oldowan, framed within a long chronological period, has been described by some as a time of cultural stasis. Its duration on a global level is of 2 Myrs [21], combining the African data, with a duration of 1 Myrs (2.6–1.75 Ma.) [141, 178, 179]; with Asia where it was maintained from 1.2–0.9 Ma; and Europe, where it is recognized from 1.4–1 Ma. The oldest African industries do not have spheroid morphologies: Lomekwi 3 (3.3 Ma., West Turkana, Kenya; [180]), Bokol Dora 1, (BD 1) (2.61 and 2.58 Ma., Ledi Geraru, Ethiopia; [10]), Kada Gona and Ounda Gona (2.6 Ma., Afar, Ethiopia, [9, 24], AL 666 (2.3 Ma., Hadar, Ethiopia; [181, 182, 183, 184]; Fejej FJ 1a (Ethiopia 1.96 Ma.) [29, 185, 186] (see list, African Oldowan localities in [1]. Still others have introduced terms such as Pre-Oldowan [116, 187], to designate assemblages older than the Oldowan from Olduvai Gorge, without spheroids and lacking standardized retouched tools. This is not to be confused with Mode 0, which refers only to a hypothetical phase of tool use preceding recognizable, systematic manufacture [28].

Of course, this discrepancy in the nomenclature reflects variability within the Oldowan techno-complex. We propose that the appearance of recurrent morphotypes such as the PSSB indicates change with respect to previous systems. So, even if the DO terminology is eliminated and replaced by the term late Oldowan, we observe that there are changes in the lithic toolkits after around 1.8 Ma.; in close chronological range with the first Acheulian [1].

Compared to the older assemblages, the ability of hominins to pursue a recurrent strategy in the management of multifacial multipolar cores, as in the BL subspheroids described here, represents a step forward in terms of cognitive advancement. The presence of recurrent morphotypes in late Oldowan assemblages (PSSB, HDS, [135]), underlines different levels of complexity [188], moving beyond the more restrictive interpretations of the Oldowan (example: [189]).

It therefore appears essential that we better understand the technologies used to make spherioid morphologies, in order to distinguish between associated forms present in the assemblages, such as: (I) hammerstones with active edges or with fracture angles, which are documented as products of recurrent percussion activities affecting overall tool morphology by creating facets and percussion marks [136, 141]; versus (II) spheroids or subspheroids that present multiple knapping surfaces [31, 139, 141].

Although these morphologies may finally present formal characteristics lending them a spherical shape, with a volumetric structure organized around a central point, they are products of distinct activities, justifying their attribution to a separate tool category from any intentionally knapped (shaped) morphotype.

The presence of knapping surfaces observed on spheroids and subspheroids has been defined as representative of multifacial, multipolar core types with rounded morphologies [31, 37, 41, 42, 125]. Contrastingly, intentional spheroid manufacture with a true operative scheme has also been proposed [34]. Our study shows that the latter may be a viable proposition in cases where a predetermined configuration or a repeated reduction technique can be recognized. Such cases are, however, dependent upon the possibility of effectuating an accurate diacritical reading that may be carried out when surface structures have not been significantly altered, either by taphonomic phenomena or by subsequent active percussion activities; and this is not always the case.

The distinction between the polyhedral, spheroid and subspheroid categories has been made, in some cases, through the identification of an independent operating scheme, as indicated by De Weyer [38] for the site of Ounjougou (Mali). In some sites, these categories may even be represented by different raw materials, underlining differences in chaîne operatoires [136]. For example, at Olduvai Gorge, polyhedron morphologies tend to be manufactured from lava, while pieces defined as spheroids are in quartz. Meanwhile, at Isenya, polyhedron and subspheroid morphologies were knapped in phonolite, and bolas are made from quartz [190]. This distinction related to raw materials is not observed at BL, where the PSSB morphologies identified so far are all made from limestone cobbles.

In this study, the differentiation between polyhedrons, subspheroids and spheroids is not, therefore, based on criteria relating to raw materials, but rather has been made using the width of the angles separating the facets of each piece. We define polyhedron morphologies by higher variability in their angles (Fig 13), which are also more acute, likening them to the group of multifacial cores. Comparatively, truly subspheroid morphologies display more open facet angles and greater uniformity.

The polyhedral and subspheroid morphologies in the BL lithic assemblage do not result from continuous battering. While they have been found to differ from the hammerstones with fracture angles, also present in the assemblage [52], they reflect an organized operative scheme that is somewhat comparable to the management of orthogonal cores. On the BL tools, traces of active percussion, when detected, are posterior to the knapping phases. Interestingly, their dispersion and damage concentration patterns do not seem to be related to knapping activity, but rather to the treatment of a medium to low resistance material. For example, semi-peripheral micro removals (Figs 11 and 14) are comparable to those obtained experimentally by pounding dried tendons on a stone anvil [135]. Also, trihedral angles such as those on polyhedrons are not efficient hammers for stone knapping (see experimental in: [52]). The use of spheroid cores for the treatment of medium to hard materials has also been recently attested at HWK EE [139].

The diacritic analysis has allowed us to evaluate that, at least for the BL site, sub-spheroid morphologies result from a well-reasoned, organized shaping process that sometimes involved the use of a stone anvil (Fig 7). Meanwhile, such preconceived morphological templates transposed onto stone are usually attributed to the Acheulian, concretized, for Isaac [191], by the presence of innovative handaxes and standardized tools with recurring morphologies [192]. This justifies some DOB sites being re-assigned from the Oldowan to the Acheulian by de la Torre [141]. The concept of acquisition and transmission reflected in any systematic production of forms is qualified as culture. Even though the creation of a platform and subsequent peripheral management of a surface may seem simplistic, as in the case of orthogonal knapping, it became emblematic of Oldowan culture [135]. The subspheroid morphologies and the multidirectional cores of BL, for their repetition in the first phases of the management, can’t be fit in the classic opportunistic flake production. Furthermore, we have to take in account that, for the site under consideration, not only the two subspheroids (Tools D and E) show evidence of shaping, because other intentionally repeated morphotypes are present: as for the case of heavy-duty scrapers which have been defined also by intentional shaping [135]. This feature becomes more characteristic from the Acheulian techno-complex.

In the case of the BL, we differentiate between the hammerstones with fracture angles and subspheroid morphologies that we have shown result from a pre-conceived desire to create a spherical or subspherical shape. As such, perhaps these tools with spherical symmetry could indicate a concept inherent to the late Oldowan, indicative of cognitive changes, just as tools with a bifacial and bilateral symmetry herald the Acheulian. The recognition of spheroids as intentionally manufactured tools can only be achieved by considering each site separately, depending on the possibility -or not- of performing a diacritical analysis that can highlight different phases of manufacture and even, perhaps, a preconceived formal structure.

6. Conclusions

Spheroids and subspheroids in ancient stone toolkits remain today morphologies that are not fully understood; both in terms of their functionality, and from a technological point of view: whether they result from an organized or random management or a predetermined concept. With the exception of two flint polyhedral pieces reported from Ca’ Belvedere de Monte Poggiolo [104], this study documents, for the first time, subspheroid morphologies in the European Oldowan context. Also, the present study offers a new, multidisciplinary analytical methodology, which combines information from raw materials, technological feature analysis and geometric morphometric analysis, contributing to the study and comparison of spherical morphotypes present in ancient stone toolkits, highlighting the evaluation of similarities and differences between the different accepted categories defined by the PSSB typological grouping.

So far as the polyhedral and subspheroid morphologies from BL are concerned, it appears clear from our analysis, that these tools are the result of a systematic management of rounded cobbles. While the organization of the removal negatives reflects the same type of management as that observed on the multidirectional cores, they differ in that the last phase of reduction, which was not effectuated orthogonally in relation to the previous knapping phases, but rather by a different gesture, aimed at creating more open facet angles, following the morphology of the initial rounded cobbles and giving the final subspheroid form.

Unlike the relatively uniform management system recognized for the subspheroids from BL presented here, PSSB morphologies recognized in other Oldowan and Acheulian sites may, in the future, prove to result from diverse modes of management. In any case, their diacritical readings, will vary depending on post-depositional alterations or traces of percussion that alter the readability of the intersections separating the facets. However, the diacritic analysis presented here has proven to be a fundamental method for extrapolating the management methods used in the shaping/knapping of PPSB, that will be an important step forward in shedding light on different cultural attitudes that led to the generation of these tool forms. While measurement of the facet angles provided another important criterion by which to distinguish analogous morphotypes forming the different categories of the PSSB group. In this case, for example, a difference was noted between cores and the polyehedrons with subspheroid morphologies, with respect to variability and the obliquity of the angles which, when more open, gives the tools a more rounded shape.

In the future, it will be interesting to analyze larger samples of PSSB morphologies using the methodology presented here, in order to shed light on hypotheses about whether such forms derive from the interest of obtaining a certain volume around a central point. Dispersion of the mass with respect to this point could indicate differences between the categories, while corticality remains a distinguishing factor separating subspheroids and spheroids. Only the study of a larger sample and the comparison between different collections using this methodology can help to discern the different components forming the PSSB grouping.

Supporting information

S1 Dataset

(XLSX)

S2 Dataset

(XLSX)

Acknowledgments

This research was funded by the Junta de Andalucía, Consejeria de Educacion, Cultura y Deporte: Orce Research Project “Primeras ocupaciones humanas y contexto paleoecológico a partir de los depósitos pliopleistocenos de la cuenca Guadix-Baza: zona arqueológica de la Cuenca de Orce (Granada, España), 2017–2020”; "Presencia humana y contexto paleoecológico en la cuenca continental de Guadix-Baza. Estudio e interpretación a partir de los depósitos Plio-Pleistocénicos de Orce. Granada. España" B120489SV18BC, 2012–16; "Primeras ocupaciones humanas del Pleistoceno inferior de la cuenca de Guadix-Baza (Granada, España)" B090678SVI8BC, 2009–11; MICINN (no feder) "Estudio de las dispersiones faunísticas y humanas durante el Pleistoceno inferior en la cuenca mediterránea.", CGL2016-80975-P, 2017–19; the Spanish government Ministerio de Ciencia, Innovación y Universidades (MICINN-FEDER) code CGL2016-80975-P, and the Generalitat de Catalunya Research Group 2017SGR 859. “Comportamiento ecosocial de los homínidos de la Sierra de Atapuerca durante el Cuaternario V”, MICINN-FEDER PGC2018-093925-B-C32 and the Generalitat de Catalunya, AGAUR agency, SGR 859 and SGR 1040. We extend gratitude to the Gerda Henkel Foundation (AZ 32/V/19, Lower Paleolithic Spheroids Project (LPSP). ST is beneficiary of the Provincia Autonoma di Bolzano (Italy) post-master scholarship. AB has been funded from the European Union's Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie Action grant agreement PREKARN nº702584. The research of DB, JMV, & RSR is funded by CERCA Programme/Generalitat de Catalunya. JMJA belongs to the Research Group HUM-607. We are grateful to Leore Grosman and Gonen Sharon for their comments and the fruitful discussions about spheroid morphologies and to Fanette Lara Chmiel for the drone photography of the Barranco León site. We thank the Junta de Andalucía and the staff of the Archaeological and Ethnological Museum of Granada who facilitated access to the Barranco León lithic collection. We also acknowledge the researchers and students involved in the excavations, recovery, preparation, and study of the archeo-paleontological record from the Barranco León site.

Data Availability

All relevant data are within the manuscript and its Supporting Information files. Lithic material inventories and basic analyses may be consulted in the Field Season Reports that the Orce Research Team delivers yearly to Junta de Andalucia, which are freely available by request. The studied material is preserved in the Archaeological and Ethnographical Museum of Granada (Andalucia, Spain).

Funding Statement

This research has been funded by the Junta de Andalucía, Consejeria de Educacion, Cultura y Deporte: Orce Research Project “Primeras ocupaciones humanas y contexto paleoecológico a partir de los depósitos pliopleistocenos de la cuenca Guadix-Baza: zona arqueológica de la Cuenca de Orce (Granada, España), 2017–2020”; "Presencia humana y contexto paleoecológico en la cuenca continental de Guadix-Baza. Estudio e interpretación a partir de los depósitos Plio-Pleistocénicos de Orce. Granada. España" B120489SV18BC, 2012-16; "Primeras ocupaciones humanas del Pleistoceno inferior de la cuenca de Guadix-Baza (Granada, España)" B090678SVI8BC, 2009-11; MICINN (no feder) "Estudio de las dispersiones faunísticas y humanas durante el Pleistoceno inferior en la cuenca mediterránea.", CGL2016-80975-P, 2017-19; the Spanish government Ministerio de Ciencia, Innovación y Universidades (MICINN-FEDER) code CGL2016-80975-P, and the Generalitat de Catalunya Research Group 2017SGR 859. “Comportamiento ecosocial de los homínidos de la Sierra de Atapuerca durante el Cuaternario V”, MICINN-FEDER PGC2018-093925-B-C32 and the Generalitat de Catalunya, AGAUR agency, SGR 859 and SGR 1040. Gerda Henkel Foundation (AZ 32/V/19, Lower Paleolithic Spheroids Project (LPSP) is assuring continuity in this line of research. ST is beneficiary of the Provincia Autonoma di Bolzano (Italy) post-master scholarship. AB has been funded from the European Union's Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie Action grant agreement PREKARN nº702584. The research of DB, JMV, & RSR is funded by CERCA Programme/Generalitat de Catalunya. JMJA belongs to the Research Group HUM-607.

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Decision Letter 0

Michael D Petraglia

4 Oct 2019

PONE-D-19-22634

Subspheroids in the lithic assemblage of Barranco León (Spain): recognizing the late Oldowan in Europe

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Reviewer #1: This study presents some important findings on spheroids artifacts: it shows that these subspheroids were the product of a systematic management of rounded cobbles (line 829); polyhedron morphologies van be defined by higher variability in their angles, which are also more acute (783) and these morphologies in the BL lithic assemblage do not result from continuous battering (786).

The conclusion states: In (the) future (846), it will be interesting to analyze larger samples of PSSB morphologies using the methodology presented here, in order to shed light on (the) hypothesis about whether such forms derive from the interest of obtaining a certain volume around a central point. Dispersion of the mass with respect to this point could indicate differences between the categories.

However, why this hypothesis should be of importance is not fully discussed. The most effective solid projectile has a spherical form in which the most mass can be concentrated into the least dimension, so this hypothesis is assumed to include the probable use of these tools as projectiles.

The mass of the tools is given in Table 2 is consistent with examples from the natural spheroids of the Cave of Hearths and which have been shown to be good throwing material in terms of impact energy and muscle power (Wilson et al 2016, Cannell 2002, Cannell 2018), with an average of 502 g – similar to the Cave of Hearths value of 533 g. Although the number of samples does not allow for a mass distribution analysis, it would be of interest to examine their mass, together with that of the 51 percussion tools (active and passive) and 249 pebbles and cobbles without anthropic traces. Indeed, given the close proximity of the Fuente Nueva site and similarity of the limestone cobbles (whole and broken) and cores, (which make up about 75% of the 446 macro objects- tools and possible manuports) of the combined assemblage (ref. 48), the mass distribution of the subspheroids in relation to the two assemblages could add greatly to our comprehension of these tools.

This is of particular importance given the evidence for confrontation between hominins and large carnivores at Fuente Nueva, where an incomplete skeleton of Mammuthus meridionalis was found surrounded by 34 coprolites, 17 lithic artifacts, and 32 unmodified cobbles. The skewed spatial distribution of these elements, the physical characteristics of the coprolites, and the absence of the elephant limbs and cranium suggest that both hominins and hyenas scavenged the carcass of this megaherbivore, following a sequence of consumption in which the hominins arrived first, dismembered and transported the limbs, and probably also the cranium, and later the hyenas consumed the rest of the elephant carcass (Espigares et al., 2013).

It would also be of interest to note that similar Olduwan spheroids have been found at Ain Hanech, Algeria (Early Pleistocene and dated at about 1.8 Ma) and Hummal, Syria (in deposits dated to at least 1 Ma). In the former case the classification of many rocks as spheroids has been disputed; originally described as “sphéroides à facettes” or faceted spheroids (Balout, 1955), a subsequent analysis suggested that “the bulk of the assemblage was comprised of simple cores,” (Sahnouni, Schick, & Toth, 1997, p. 703). The present work and results of the close examination of the angles used may help to clarify the cataloguing of this largest assemblage of spheroid material.

At Hummal, two distinct mass distributions were found, one: «les gros, dont le diamètre est d’environ 8 cm pour un poids moyen de 540 g; les petits, d’un diamètre autour de 5,5 cm pour un poids moyen de 150 g.” The spheroids of Barranco are all in the former group, but there may be some samples that also fit this lighter mass, adding to the evidence of a single species selection with specific age or sex distributions.

To give more context to the site, it would help to give the full coordinates and presumed height above the lake surface. Level D1 is said to materialize a high-energy, rapid water transport of gravels and cobbles (198) so presumably this flood level was still well above the lake surface and the site protected at the rear by the rock face (?), but with open approaches that would need defense. This is of importance as it would allow another level of comparison with other sites where spheroid-like artefacts have been found.

Reference 109 is given as the source for examples at Ain Boucherit, Algeria, but it is surely worth mentioning the dating of the site of large polyhedrons at about 2.4 Ma, only 750 km distant from Barranco Léon, but separated by an immense time difference.

Some specific points (highlighted in red):

The naming of these tools should be constant and in the same case:

Fig 2. Polyhedral and subspheroid morphotypes from the BL site (a-e), and 280 multidirectional cores selected for the diachritical analysis (f-g).

455 Tools listed A to F all present a polyhedron or subspheroidal morphology, Tools G and H are polyhedral cores

From Fig. 2 and the diacritical analysis it appears that the cores are actually tools a and b (A and B) (?)

545 cortical surfaces, attributed to active percussion (Profile C and E). The use of this tool for (546) percussion in (is) posterior to the previous phases of management

561 temporal order within the management phase: 1) a knapping phase and 2) a pounding (562) phase (indicated in yellow and purple, respectively, Fig 11.). The figure uses the word ‘percussion’ rather than pounding, which implies hand-held striking. The marks on the rock’s angles could certainly be the result of several thrown impacts (training) and are unlike the (what appears to be) pounding marks in Fig. 10. The text states: (260) the limestone was used for different purposes; all mainly linked to percussive activities (261). A thrown rock is also percussive in that impact marks will show if it has been thrown and hit or landed on a hard surface.

721 Bisi and colleagues [100] found on the surface at Ca 'Belvedere de Monte Poggiolo (Ca’ Belvedere)

799 Sometimes the use of stone anvil attested (Fig 7)…. (Text missing ??)

802 innovation [188]. This justifies some DOB sites being reaassigned Acheulian de la Torre 803 [137]. (to the as stated by?)

The clipped document has the colour highlights

Reviewer #2: The paper presents a new addition on the lithic assemblage from a well-known European Mode 1 site, Barranco Leon. Specifically, it focuses on a small subspheroid assemblage made on limestone that has been analyzed through a four-phase technological perspective.

I was excited for reviewing this paper, but after finished I’m left with the feeling that more could have been done. Although the general presentation is correct, I've some inconsistencies and a remarkable scarcity on some of the paper sections, especially on the one related to the Morphometric analysis, which to me should have been the biggest asset of the paper. Therefore I recommend this paper to go through major revisions.

I also strongly recommend a general English revision of the manuscript. Maybe the authors can ask an English native colleague to review it for them. In addition, here is a list of some of the writing mistakes I was able to find during my revision:

Lin.156: “we was apply”

Lin. 268: “to remedy to the difficulties”

Lin. 176: “edorrheic”

Lin. 773: “be may”

Lin. 447: “visibles”

Lin. 613: “anges”

Lin.799: “Sometimes the use of stone anvil attested”

Lin. 835: “recongnized”

INTRODUCTION

Lin. 67: “… has been tentatively attributed to Kenyapithecus…”

I’ve never seen the word Kenyapithecus published anywhere. Kenyanthropus platyopts is the name given to the species in its original paper and it’s also how appear in the several publications that mention it. To mention a couple:

Leakey, M. G., Spoor, F., Brown, F. H., Gathogo, P. N., Kiarie, C., Leakey, L. N., & McDougall, I. (2001). New hominin genus from eastern Africa shows diverse middle Pliocene lineages. Nature, 410(6827), 433.

Spoor, F., Leakey, M. G., & O'Higgins, P. (2016). Middle Pliocene hominin diversity: Australopithecus deyiremeda and Kenyanthropus platyops. Philosophical Transactions of the Royal Society B: Biological Sciences, 371(1698), 20150231.

Lin 78-79: “… generating a process of distinction from other primates, underlined by the development of technical skills.”

It’s probably due to the way this sentence is written, but it looks that the authors are suggesting the mentioned process of distinction is somehow a conscious one. Furthermore, enough evidences of technology in chimpanzee contexts have been provided, so I would try to be careful with this kind of statements.

Lin. 87-91: “… Through time, the transition towards new reduction systems occurred within the OIC [28], progressively moving beyond the mechanics of the unifacial and unidirectional strategies, and leading to greater morpho-technological variability within some of the Oldowan tool kits, with orthogonal, unifacial discoid and multidirectional core management strategies…”

This statement is something to take into consideration. Is the suggested transition a real transition? Advanced Oldowan reduction strategies can be found in OGS-7, Lokalalei 2C and Kanjera South, to mention some, and all those sites predate 2.0 Ma. The Oldowan manifests a large regional variability in its complexity, both synchronic and diachronic, so I find risky, to say the least, the suggestion of a lineal progressive evolution. It doesn’t seem to be supported by the current state of the art. I know the authors have quoted this paper later on the text, but I find it essential in order to work through this paragraph.

Stout, D., Semaw, S., Rogers, M. J., & Cauche, D. (2010). Technological variation in the earliest Oldowan from Gona, Afar, Ethiopia. Journal of Human Evolution, 58(6), 474-491.

Lin. 118 – 121: “Based on these descriptions, the different categories comprising the PSSB can be distinguished from each other by direct observation in order to recognize deviances from the regular morphological-volumetric aspect of a sphere, developed around a central point (center of mass), which confers them a more or less rounded shape.”

To me, that is just a way to recognize the inherent subjectivity of any non-quantitative lithic analysis.

MATERIALS AND METHODS

Lin. 258: “Cores are scarce and intensively reduced (3.1 % of the 1 562 pieces in flint)”

How did the authors measure the reduction intensity of the cores? Which are the knapping strategies used? Do they correlate with the ones identified on the limestone assemblage? I feel like there is very few explanation regarding this topic, while a lot of information (maybe not that necessary) is provided on the general characteristics of the assemblage. I also get that is not exactly the point of this paper to present the core features, but they are the elements that could possibly be correlated with the following PSSB discussion.

Lin. 265: “After reviewing the entire lithic collection, five limestone pieces…”

The PSSB pieces sample is really small, five in total, a 0.2% of the whole lithic collection. I’m fully aware that there is nothing the authors can do about it; the sample is what it is, but they should be aware of the problem this sample poses if they intend to include the BL subspheroid assemblage into the large Oldowan discussion.

Lin. 268-271: “To remedy to the difficulties relating to surface preservation of these five pieces and to recognize and verify their special features and assess the direction of their removal negatives, we decided to compare them with 2 of the best preserved multifacial multipolar cores (out of the 10 available in the collection)”

I don’t fully understand why the authors did this. Establishing a comparison with multifacial multipolar cores implies that they thought about a relation between the two types of artifacts before the actual analysis of the PSSBs. If that is the case, I don’t understand why they limited the comparison to only two cores of the total assemblage, if taking all of them would have helped to enlarge the sample and obtain more reliable data. These also relates with my previous comment on why the authors didn’t provide with a larger explanation on the core’s features.

RESULTS

Lin.447-450: “For the pieces with visibles impact points (N=number of angle with impact point visible for each piece), we calculated the average of the knapping angles (kn.a): Tools D and E (134 °, N kn.a = 7 and 131 °, N kn.a = 8, respectively) showed more acute angles than for Tools F and G (121 °, N kn.a = 9 and 116 °, N kn.a = 4, respectively).”

How can 134 and 131 degrees angles been more acute than 121 and 116 degrees angles?

Lin. 451-453: “While the final morphologies of the tools occur as cuboid, polyhedral, polyhedral-rounded or rounded, the analysis of residual cortex indicates a priori anthropic selection of rounded cobbles”

These statement necessarily implies that all the selected pieces are volumetrically reduced at the exact same stage, which they don’t know or at least haven’t explain anywhere on the paper.

Lin. 459-460: “The diachritical analysis allowed us to reconstruct each phase of manufacture for four of the tools (Tools D, E, F, G) (Fig 7, Fig 8, Fig 9, and Fig 10)”

It might only be a matter of semantics, but I find that saying “each phase” might be a little bit risky. As they didn’t evaluate the reduction stage of the pieces, and assuming that new flake removals tend to erase the previous ones, I think it would be more accurate to say that they recognized the last phases of the sequence, not each one of them.

Lin. 467: “Tool D (Fig 7)…”

I don’t really see how the yellow surface presented in Profile E correlate with the green one presented in profile B, so its sequential ordination seems unclear to me.

Also, if a percussion platform is been created in Phase 1 (green), how the percussion platform for Phase 2 in Profile E appears to be the blue one (associated a Phase 3)? One possible explanation could be that the previous presence of Phase 1 removals were erased by the posterior Phase 3, but I cannot assure it just with pictures nor with the quality of the 3D scans. In any case, Figure 7 does not result very clear, and I recommend the authors to provide a more detailed explanation of the relationship between surfaces and Phases.

Lin. 492: “Tool E (Fig 8)…”

In Profile A, why aren’t the Phase 1 removals numbered? I don’t see any identification problem and I believe are the same ones marked on Profile F.

Lin. 511: “Tool F (Fig 9)…”

In general, not only on this tool, I think the graphic design on the diachritical schemes should be improved, as sometimes is leading to misinterpretations. For example, in Profile E, Phase 2b (dark yellow), the scar marked as 6* is clearly cutting into the one marked as 8*. Therefore, one would say that scar is posterior to 8* and not a previous one, when, judging by the actual photo and the authors explanation that is not the case.

Lin. 643-645: “This characteristic of the second group gives the objects a more rounded shape than those of the first group, which, contrastingly, tends to present more angular and irregular profiles”.

That is a little bit obvious, isn’t it? I really appreciate the intention of been thorough and pursue a quantitative approach with this paper, but the statement that a spherical volume has less acute angles than a polyhedron is hardly a result. In general terms, the morphometric analysis here presented looks a little bit scarce. These section of the paper is crucial to me and should be extended.

DISCUSSION

Lin. 709: “When the PSSB are accompanied by Acheulian elements in an assemblage, their cultural attribution is moved from Oldowan to Acheulian (Table 4)”.

Well, of course. It is a set of artifacts displaying diachronic presence. What is the point of remarking the artificial nature of any taxonomic category? Especially when those categories doesn’t take in account actual technological features, complexity parameters or quantitative data, but presence/absence of recognizable tools.

Lin. 718-719: “Contrastingly, in sites attributed to the Oldowan, PSSB are associated with percussive implements and there are no handaxes”.

This is, again, an example of circular reasoning that doesn’t say anything about the actual PSSBs.

Lin. 745-747: “The ability of hominins to pursue a recurrent strategy in the management of multifacial multipolar cores, as in the Orce subspherods described here, represents a step forward compared to the older assemblages in terms of cognitive advancement”.

There are older chronologies with long, systematized knapping sequences (See again Lokalalei 2C or even Gona). I don’t really see the step forward if we are referring to a set of lithic artifacts largely heterogenic that doesn’t present clear attributes of a final morphology. I find difficult to refer “PSSB” as a morphotype. It is a term that widely refer to diversity, but the elements that comprise them are quite different. So far, I’ve not seen any attempt to explain why that variability appear on the archaeological record.

Lin. 781-784: “We define polyhedron morphologies by higher variability in their angles (Fig 13), which are also more acute, likening them to the group of multifacial cores. Comparatively, truly subspheroid morphologies display more open facet angles and greater uniformity”.

Again, this statement relates with my previous comment on subspheroids being more rounded than polyhedrons on the Results section.

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Reviewer #1: Yes: alan cannell

Reviewer #2: No

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PLoS One. 2020 Jan 30;15(1):e0228290. doi: 10.1371/journal.pone.0228290.r002

Author response to Decision Letter 0


6 Nov 2019

I upload as separate file: "Response to Reviewers" that responds to each comments.

Review: Subspheroids in the lithic assemblage of Barranco León (Spain): recognizing the late Oldowan in Europe

Response to Reviewer #1

This study presents some important findings on spheroids artifacts: it shows that these subspheroids were the product of a systematic management of rounded cobbles (line 829); polyhedron morphologies van be defined by higher variability in their angles, which are also more acute (783) and these morphologies in the BL lithic assemblage do not result from continuous battering (786).

We thank the reviewer for his appreciation and for underlining the importance of our research at the Barranco León site.

The conclusion states: In (the) future (846), it will be interesting to analyze larger samples of PSSB morphologies using the methodology presented here, in order to shed light on (the) hypothesis about whether such forms derive from the interest of obtaining a certain volume around a central point. Dispersion of the mass with respect to this point could indicate differences between the categories. However, why this hypothesis should be of importance is not fully discussed.

One of the objectives of the methodology presented in our paper is that the study and presentation of the features of the subspheroid morphotypes from Barranco León be used for future work on larger samples from other sites. Our methodologies applied to PSSBs allow to evaluate the qualitative and quantitative variability of these morphologies (intra and inter-assemblage). Also, the diacritical analysis allows to distinguish, objectively, similarities and differences in core management systems of PSSBs that will be useful for comparisons between different Oldowan/Early Acheulian assemblages. The dispersion of mass around a central point is indeed one of special interest when analyzing manufacture processes and could be elaborated upon in another work dedicated especially to this theme. What our present work shows is that this process at Barranco León was intentional. We believe that the 5 pieces from Barranco León are significant since they served as a foundation for the elaboration and testing our combined methodologies. What is especially notable in our case study is the hypothesis of intentionality buttressed by our diacritical study, that shows a phase (phase 3) that does not seem linked to manufacture, but to shaping. In the Oldowan, such pre-conceived formal templates are extremely rare. The last twenty-five years of explorations on the Oldowan have revealed relative complexity in cognitive processes for knapping. However, very little is known about possible shaping processes. In this paper, we explore this potential cognitive step as a possible defining factor within the context of the so-called late Oldowan of Europe.

The theme of mass dispersion around a central point is an important aspect of spheroids in general, but our interest here is to move beyond subjective selective processes in defining what is and what is not, a spheroid morphotype, by applying an objective methodology. Also, the diacritical analysis serves to reconstruct operative schemes used at the Barranco León site, moving beyond manufacture to allow us to propose, in only 2 cases, a possible shaping process that is very significant in this chronology.

The most effective solid projectile has a spherical form in which the most mass can be concentrated into the least dimension, so this hypothesis is assumed to include the probable use of these tools as projectiles.

This is of course a valid opinion and we do not contest it. However, as explained in the introductory section of our manuscript, there are numerous hypotheses about the functionality and manufacture processes of spheroids. We have therefore added this very important hypothesis in this section with the appropriate references: “The hypothesis that spheroid morphologies could represent projectiles has also been explored based on studies of mass distribution [48, 49, 50]”.

We have not, as yet, had the occasion to experiment with the throwing/projectile theory which, we argue (based on your publications), will be hard to adapt to the Barranco León site context because all of the cobbles at this site are part of the deposit itself. For this reason, one of our earlier projects was to elaborate ways to distinguish between anthopically used cobbles and natural cobbles (Barsky et al., 2015). Fist-sized rounded non-modified cobbles are abundant in the stratigraphy so that our question is: why the facets? If you have available abundant cobbles that you throw, why would you need to facet them? Our experimental work (Titton et al., 2018) also shows that natural rounded cobbles are well-suited to bone breakage tasks so that the facet question is not resolved by this issue either. Of course, non-modified fist-sized rounded cobbles could have been effective projectiles as well. In future, we hope to continue our research and explore and test the projectile hypothesis experimentally. Ideally on a site context where the cobbles are not integral to the depositional context. At Barranco León, the infill presents the full range of cobble forms and sizes: from very large flat slabs to smaller rounded cobbles.

The mass of the tools is given in Table 2 is consistent with examples from the natural spheroids of the Cave of Hearths and which have been shown to be good throwing material in terms of impact energy and muscle power (Wilson et al 2016, Cannell 2002, Cannell 2018), with an average of 502 g – similar to the Cave of Hearths value of 533 g. Although the number of samples does not allow for a mass distribution analysis, it would be of interest to examine their mass, together with that of the 51 percussion tools (active and passive) and 249 pebbles and cobbles without anthropic traces. Indeed, given the close proximity of the Fuente Nueva site and similarity of the limestone cobbles (whole and broken) and cores, (which make up about 75% of the 446 macro objects- tools and possible manuports) of the combined assemblage (ref. 48), the mass distribution of the subspheroids in relation to the two assemblages could add greatly to our comprehension of these tools.

We appreciate the Reviewer’s interest in the topic of the projectile hypothesis. Firstly, we need to specify that, in the Fuente Nueva site, the limestone raw material context is slightly different, since there is mostly the use of block/block fragments; rather than cobbles. Average weight of the percussion material at Barranco León is of 640g (Titton et al., 2018); somewhat more than Cave of hearths (sic. reviewer’s published data). At Barranco León, some of the largest macro-tools on limestone cobbles give an average weight of 2224 gr.; underlining cobble variability at this site. While we would be interested to explore more this particular feature (weight), this is far from the main objectives of the present article: elaborate a methodology to study the PSSB category to differentiate each morphotype; determine intentionality by diacritical analysis, study angle crests as a criterion for understanding variability between the morphotypes, place the Barranco León site within a larger framework of the Oldowan. We would also like to stress that, although there is great spatial proximity between the sites of Fuente Nueva 3 and Barranco Leon, these sites present slightly different logistic situations that affected the choice of limestone raw materials. The Barranco León site is also somewhat older than FN3.

Of course, when we were treating different aspects of percussive activities at Barranco León, one of our first investigations was to seek out selective processes. We have already compared between cobbles with signs of clearly anthropic use versus non-anthropic in terms of morphometric features without evidencing significant results (Barsky et al., 2015).

In addition, because the infill corresponds to a flash food event, the calibration of the cobbles will vary in accordance to their place in the sequence due to gravitational and hydro-energetic factors. Another factor making this kind of analysis complicated at Barranco León is the variability of the conservation of the limestone: some of the cobbles are completely altered (as explained in the manuscript), while others display varying degrees of alteration: this greatly affects their weight. Also, different kinds of limestone are identified in the assemblage (Titton et al., 2018), with those more silicified being heavier than the marly.

This is of particular importance given the evidence for confrontation between hominins and large carnivores at Fuente Nueva, where an incomplete skeleton of Mammuthus meridionalis was found surrounded by 34 coprolites, 17 lithic artifacts, and 32 unmodified cobbles. The skewed spatial distribution of these elements, the physical characteristics of the coprolites, and the absence of the elephant limbs and cranium suggest that both hominins and hyenas scavenged the carcass of this megaherbivore, following a sequence of consumption in which the hominins arrived first, dismembered and transported the limbs, and probably also the cranium, and later the hyenas consumed the rest of the elephant carcass (Espigares et al., 2013).

The scenario explained here by the reviewer is from the Fuente Nueva site: not Barranco León. Of course, the faunal list between the two sites is analogous. However, we are presently working to demonstrate that the FN3 site represents a primary context, while the Barranco León accumulation is a secondary deposit that was posteriorly visited by hominins who then knapped both flint and limestone accumulated in this particular place: this will be published very shortly in collaboration with the geologists working on the Orce project.

It would also be of interest to note that similar Olduwan spheroids have been found at Ain Hanech, Algeria (Early Pleistocene and dated at about 1.8 Ma) and Hummal, Syria (in deposits dated to at least 1 Ma). In the former case the classification of many rocks as spheroids has been disputed; originally described as “sphéroides à facettes” or faceted spheroids (Balout, 1955), a subsequent analysis suggested that “the bulk of the assemblage was comprised of simple cores,” (Sahnouni, Schick, & Toth, 1997, p. 703). The present work and results of the close examination of the angles used may help to clarify the cataloguing of this largest assemblage of spheroid material.

At Hummal, two distinct mass distributions were found, one: «les gros, dont le diamètre est d’environ 8 cm pour un poids moyen de 540 g; les petits, d’un diamètre autour de 5,5 cm pour un poids moyen de 150 g.” The spheroids of Barranco are all in the former group, but there may be some samples that also fit this lighter mass, adding to the evidence of a single species selection with specific age or sex distributions.

While the average weight of the Barranco León pieces presented in this manuscript is close to that of Hummal and Cave of Hearths, these five pieces do show a range of weight from 743g to 298g. It is difficult, therefore, to argue, given the low number of pieces in the BL sample and this weight range difference, that there is a real similarity.

To give more context to the site, it would help to give the full coordinates and presumed height above the lake surface. Level D1 is said to materialize a high-energy, rapid water transport of gravels and cobbles (198) so presumably this flood level was still well above the lake surface and the site protected at the rear by the rock face (?), but with open approaches that would need defense. This is of importance as it would allow another level of comparison with other sites where spheroid-like artefacts have been found.

Full coordinates of the site are: UTM 548400-4175340; 975 msnm. We do not see any use in publishing this in the manuscript because it has already been published elsewhere and does not add any significant information to the themes treated here. However, if the Editor sees fit, they can be included in the introductory section. During the occupation of the site, the flood level would have been almost level with the paleo lake. For more information on the geology of the Guadix-Baza basin, please refer to references: 53, 54, 56, and others. Whether or not the hominins living around the paleo lake threw stones because they were out in the open is difficult to ascertain. In addition, the extension of the BL and FN3 sites is presently unknown. We have, in previous pubications, already suggested that these sites represent points around the lake-marsh environment, where hominin activity has been evidenced archeologically: hopefully, in future, more such points will be discovered and studied. Throwing stones is not one of the activities that has been detected so far at the site, although we have experimented with the possbility that some of the larger cobbles might have been thrown to initiate debitage by the splitting or breaking them and thus opening up a platform.

Reference 109 is given as the source for examples at Ain Boucherit, Algeria, but it is surely worth mentioning the dating of the site of large polyhedrons at about 2.4 Ma, only 750 km distant from Barranco Léon, but separated by an immense time difference.

With all due respect, the cited article does refer to the 2.4 Ma age: perhaps the reviewer would like to explain more?

Some specific points (highlighted in red):

The naming of these tools should be constant and in the same case:

Fig 2. Polyhedral and subspheroid morphotypes from the BL site (a-e), and 280 multidirectional cores selected for the diachritical analysis (f-g).

455 Tools listed A to F all present a polyhedron or subspheroidal morphology, Tools G and H are polyhedral cores

From Fig. 2 and the diacritical analysis it appears that the cores are actually tools a and b (A and B) (?)

We thank the reviewer for indicating this mistake which has been duly rectified.

545 cortical surfaces, attributed to active percussion (Profile C and E). The use of this tool for (546) percussion in (is) posterior to the previous phases of management

OK thanks.

561 temporal order within the management phase: 1) a knapping phase and 2) a pounding

OK

(562) phase (indicated in yellow and purple, respectively, Fig 11.). The figure uses the word ‘percussion’ rather than pounding, which implies hand-held striking.

Pounding also implies a hand-held activity.

The marks on the rock’s angles could certainly be the result of several thrown impacts (training)

The marks correspond to what we have observed by pounding activities in our own experiments with the same kind of limestone (Barsky et al., 2018).

…and are unlike the (what appears to be) pounding marks in Fig. 10.

In Figure 10, the situated on the cortex marks correspond to percussion activity using the natural angle of the cobble. Marks observed on all the knapped edge with removals are posterior to the knapping. There is no rotation of the matrix during the percussion activity.

In Fig. 11, when this tool was used for percussion, the tool was rotated: the crests separating the facets are anthropically generated and the pounding activity is totally posterior: and situated on the crests (micro-removals around the edge similar to crushing observed on heavy-duty scrapers; see Barsky et al., 2018). Meanwhile, some double facetted breakage is testimony to crushing on a hard surface. Note that these are ALWAYS on the edge. These features exclude throwing as a possible source of these traces, as it would leave a more aleatory trace patterning.

The text states: (260) the limestone was used for different purposes; all mainly linked to percussive activities (261). A thrown rock is also percussive in that impact marks will show if it has been thrown and hit or landed on a hard surface.

Repetition: see previous.

721 Bisi and colleagues [100] found on the surface at Ca 'Belvedere de Monte Poggiolo (Ca’ Belvedere)

OK

799 Sometimes the use of stone anvil attested (Fig 7)…. (Text missing ??)

OK

802 innovation [188]. This justifies some DOB sites being reaassigned Acheulian de la Torre 803 [137]. (to the as stated by?)

OK

Suggested Additional References

Wilson, A. D., Zhu, Q., Barham, L., Stanistreet, I., & Bingham, G. P. (2016). A dynamical analysis of the suitability of prehistoric spheroids from the cave of hearths as thrown projectiles. Nature, Scientific Reports, 6, 323.

Cannell, A. (2002). Throwing behaviour and the mass distribution of geological hand samples, hand grenades and olduvian manuports. Journal of Archaeological Science, 29, 335–339.

Cannell Alan (2018): Mass Distribution Analysis of Spheroid Manuports, Spheroid Artifacts, and the Lithics of Play Learning, Lithic Technology, DOI: 10.1080/01977261.2018.1460703

Espigares, M. P., Martínez-Navarro, B., Palmqvist, P., Ros-Montoya, S., Toro, I., Agustí, J., & Sala, R. (2013). Homo vs. Pachycrocuta: Earliest evidence of competition for an elephant carcass between scavengers at Fuente Nueva-3 (Orce, Spain). Quaternary International, 295, 113–125.

We have incorporated these thanks: however, we advise the reviewer that there is a new paper by Espigares et al. (2019) rather than the PhD, confirming the cut marks on bones of FN3 and BL. This paper has been integrated

Response to Reviewer #2

The paper presents a new addition on the lithic assemblage from a well-known European Mode 1 site, Barranco Leon. Specifically, it focuses on a small subspheroid assemblage made on limestone that has been analyzed through a four-phase technological perspective. I was excited for reviewing this paper, but after finished I’m left with the feeling that more could have been done. Although the general data presentation is correct, I find a huge scarcity on some of the paper sections, especially on the one related to the Morphometric analysis, which to me should have been the biggest asset of the paper.

To overcome this “scarcity”, we already have placed significant information in table 2:

- qualitative characteristics: alteration, general morphology;

- morphotechnical features: faciality, polarity, negative number;

- morphometrical quantitative data: size of each piece, weight, volume, as well as for the negatives and facets (average size, min. number/piece).

However, to respond to this query we send additional Supporting Information file “S1 dataset” in which we present negative crest angles per tool and statistical data.

Therefore I recommend this paper to go through major revisions I strongly recommend a general English revision of the manuscript. Maybe the authors can ask an English native colleague to review it for them.

This has been done.

In addition, here is a list of some of the writing mistakes I was able to find during my revision:

We thank the reviewer and we have addressed all of these typos.

Lin.156: “we was apply” – OK changed to “we apply…”

Lin. 268: “to remedy to the difficulties” – Done. This phrase now reads “To overcome the difficulties…”

Lin. 176: “edorrheic” – Corrected “endorrheic”

Lin. 773: “be may” – Corrected to “…may even be…”

Lin. 447: “visibles” – Corrected to “visible”

Lin. 613: “anges” – Corrected to read “angles”

Lin.799: “Sometimes the use of stone anvil attested” – Corrected to read: “That sometimes involved the use of a stone anvil…”

Lin. 835: “recongnized” – Done: “recognized”

INTRODUCTION

Lin. 67: “… has been tentatively attributed to Kenyapithecus…”

I’ve never seen the word Kenyapithecus published anywhere. Kenyanthropus platyopts is the name given to the species in its original paper and it’s also how appear in the several publications that mention it. To mention a couple:

Leakey, M. G., Spoor, F., Brown, F. H., Gathogo, P. N., Kiarie, C., Leakey, L. N., & McDougall, I. (2001). New hominin genus from eastern Africa shows diverse middle Pliocene lineages. Nature, 410(6827), 433.

Spoor, F., Leakey, M. G., & O'Higgins, P. (2016). Middle Pliocene hominin diversity: Australopithecus deyiremeda and Kenyanthropus platyops. Philosophical Transactions of the Royal Society B: Biological Sciences, 371(1698), 20150231.

We thank the reviewer for the correction of this error; indeed the correct denomination is “Kenyanthropus platyops”: note to the reviewer that there is no ‘t’ at the end of the species name. Since there is no clear link established between toolmaking at the Lomekwi 3 site and this hominin we have decided to eliminate and have changed the phrase as follows: “…the Lomekwi 3 lithic assemblage (3.3 Ma, West Turkana, Kenya) predates the emergence of the genus Homo”.

Lin 78-79: “… generating a process of distinction from other primates, underlined by the development of technical skills.”

It’s probably due to the way this sentence is written, but it looks that the authors are suggesting the mentioned process of distinction is somehow a conscious one. Furthermore, enough evidences of technology in chimpanzee contexts have been provided, so I would try to be careful with this kind of statements.

Yes: this phrase was too simplified. We have added and modified this section for more clarity to read as follows:

“It therefore appears that more than one species of hominin – not all of the genus Homo -began to rely ever more significantly upon technologies, in an adaptive shift to limit constraints posed by the environment through object mediation. This change generated a process in which our hominin ancestors would come to distinguish themselves from other primates, by learning a comparatively high degree of technological skills.”

Lin. 87-91: “… Through time, the transition towards new reduction systems occurred within the OIC [28], progressively moving beyond the mechanics of the unifacial and unidirectional strategies, and leading to greater morpho-technological variability within some of the Oldowan tool kits, with orthogonal, unifacial discoid and multidirectional core management strategies…”

This statement is something to take into consideration. Is the suggested transition a real transition? Advanced Oldowan reduction strategies can be found in OGS-7, Lokalalei 2C and Kanjera South, to mention some, and all those sites predate 2.0 Ma. The Oldowan manifests a large regional variability in its complexity, both synchronic and diachronic, so I find risky, to say the least, the suggestion of a lineal progressive evolution. It doesn’t seem to be supported by the current state of the art. I know the authors have quoted this paper later on the text, but I find it essential in order to work through this paragraph.

Stout, D., Semaw, S., Rogers, M. J., & Cauche, D. (2010). Technological variation in the earliest Oldowan from Gona, Afar, Ethiopia. Journal of Human Evolution, 58(6), 474-491.

Yes, in fact we do agree on this that this passage needed some, rather heavy editing, to be more comprehensible. First of all, we eliminated the beginning ‘Through time…” to efface the idea of linear evolution within OIC. We also removed the word “progressively” from the explanatory text, adding the following passage to remove ambiguities:

“While technical variability is observed within the OIC, its foundational features are largely uniform: small, non-retouched flakes, unidirectional or orthogonal core types, generally accompanied by a larger-sized pounding toolkit. However, Oldowan variability as described by Carbonell and colleagues [22], and Barsky [21], is attributable precisely to these same factors; most significantly, the different morphologies obtained using the unidirectional and orthogonal core reduction methods. Final core morphologies will vary in accordance to the raw materials, the length of knapping episodes and the cobble’s formal attributes. For classification purposes, these forms are attributed different denominations, while they in fact represent different stages in the application of these simple knapping systems (with little or no platform preparation). In some cases, new reduction systems did occur within the OIC [28], allowing hominins to move beyond the mechanics of the unifacial and unidirectional strategies, and to explore multidirectional core management strategies [29]”.

Thus, the phenomenon of Oldowan variability is illustrated, for example, in the novel core forms of the (referenced) Oldowan site of Fejej FJ-1 (Lumley and Beyene, 2004). We can also refer the reviewer to other papers discussing variability in the OIC:

In knapping strategies:

Lumley, H. de, Barsky, D., Moncel, M.-H., Carbonell, E., Semaw, S., Cauche, D., Celiberti, V., Notter, O., Pleurdeau, D., Hong, M.Y., Rogers, M.J., 2018. First technical sequences in human evolution at East Gona (EG 10), Afar Region, Ethiopia. Antiquity 92 (365), 1151–1164.

And secondary knapped flakes:

Barsky, D., Garcia, J., Martínez, K., Sala, R., Zaidner, Y., Carbonell, E., Toro-Moyano, I. Flake modification in European Early and Early-Middle Pleistocene stone tool assemblages. Quaternary International 316, 140-154.

As new Oldowan sites are being discovered and systematically studied, it is becoming evident that the ideas originally proposed by M. Leakey- of stages of development within the Oldowan (however subtle they may be) are discernible. This paper focuses on one of those developments: the appearance of rounded (multidirectional) morphologies- focusing on this point of interest which is whether or not this formal attribute was intentionally sought out (implying relatively complex technological and cognitive functions), or whether it resulted from accidental percussive activities (as claimed by some specialists). The few pieces presented here from BL provide some answers, while the problematic is just starting to be opened up using modern technologies applied to stone tool analysis; in this case, 3D computational, diacritical and statistical analyses. We also discuss this interesting phenomenon by dealing with the significance of the appearance of PSSB in some Oldowan toolkits (or in some levels of Oldowan occurrences). Finally, the significance of our work is the scarcity of such forms in the European Oldowan.

Lin. 118 – 121: “Based on these descriptions, the different categories comprising the PSSB can be distinguished from each other by direct observation in order to recognize deviances from the regular morphological-volumetric aspect of a sphere, developed around a central point (center of mass), which confers them a more or less rounded shape.”

To me, that is just a way to recognize the inherent subjectivity of any non-quantitative lithic analysis.

Indeed subjectivity is a major problematic in the recognition of PSSB in tookits worldwide. This is precisely why we are developing a more subjective methodology in order to deal with this difficulty. Up to now, numerous specialists have grouped a wide array of stone objects into the realm of spheroid morphologies and there is not always agreement on these choices. Even within a single site, as is the case here, it is difficult to avoid the ‘singling-out’ of some pieces using subjective criteria. However, the relative uniformity in knapping strategies at BL (and many other Oldowan sites, for that matter), make this task less arduous, since the multidirectional or polyhedron forms are scarcer. We argue that, in this paper, we avoid this problem by including two multipolar multifacial core forms into our study to test whether what we perceived ‘subjectively’ (that they were different from the pieces we had singled out as possible subspheroids) could be verified ‘objectively’ by the methodologies we develop here. We are satisfied with our results and intend, in future, to test our methodologies on other toolkits with, perhaps, more numerically important and similar kinds of implements.

MATERIALS AND METHODS

Lin. 258: “Cores are scarce and intensively reduced (3.1 % of the 1 562 pieces in flint)”

How did the authors measure the reduction intensity of the cores? Which are the knapping strategies used? Do they correlate with the ones identified on the limestone assemblage?

We thank the reviewer for this comment since we needed to specify here that this phrase refers to the flint cores. We have added specifications therefore to clarify between the flint and the limestone. We have also added and modified this paragraph as follows:

“Flint cores are scarce (3.1 % of the 1 562 pieces in flint) and intensively reduced compared to the limestone (11.2% of the 581 pieces in limestone). This greater intensity of reduction can be explained by the categorical differences in the assemblage concerning these two rock types: flint was used for obtaining small flakes, while limestone served mainly for percussive activities. It can also be explained by the relative scarcity of flint compared with limestone in the immediate vicinity of the site. Flint was collected in detrital position as small nodules, cobbles or plates, and the cores are very small. Contrastingly, the limestone was collected as cobbles of varying sizes and shapes [51, 52]; limestone cores are bigger than the flint ones and they often present reserved cortical surfaces. Bipolar-on-anvil stone reduction played an important role in the exploitation of both of these rock types; while freehand hard hammer methods are also recognized as significant [63]. Core reduction strategies, achieved by both of these methods, are described [63, 65] as recurrent and unifacial or orthogonal”.

The knapping strategies used for the limestone are:

“Limestone cores are: unifacial (33.8% of the limestone cores) (types: unifacial unipolar, unifacial semi-peripheral and unifacial peripheral, unifacial centripetal, unifacial bipolar); bifacial (50.8% of the limestone cores) (types: bifacial bipolar, bifacial orthogonal with 2 and 3 directions of removals, bifacial multipolar); and multifacial (15.4% of the limestone cores) (type: multifacial multipolar).”

This has been added to the manuscript.

I feel like there is very few explanation regarding this topic, while a lot of information (maybe not that necessary) is provided on the general characteristics of the assemblage.

We find that this comment is in contradiction with the previous one that asks for more general information about the assemblage. While the knapping strategies of BL are not the main focus of the present paper and have been largely published both in a monography and other English language scientific journals cited in our manuscript (see references: 21, 62, 63, 65, 66, 67), we have added relative frequency details of the different core types in accordance to our recent re-evaluation of the BL stone tool assemblage.

I also get that is not exactly the point of this paper to present the core features, but they are the elements that could possibly be correlated with the following PSSB discussion.

This is an important point. The diacritical analysis we present here shows that a similar procedure of sequential, recurrent orthogonally-oriented knapping strategy leading to multifacial multipolar-type core forms is complimented: in the case of the sub-spheroids we identify here- by another phase of knapping. The latter (indicated in light blue on the diacritical drawings) is most interesting because the removals effectuated during this phase lend a rounded morphology to the pieces affected. Furthermore, the flakes resulting from this operation, effectuated after the latter knapping phase, were most certainly not the aim of the operation; as specified in the present manuscript:

“… the flakes attributed to this final phase were so thin that they would either have broken during extraction, or been useless for any cutting activity: this implies that the aim of this removals was not production. Rather, it seems that the exploitation was intended to add facets following the rounded morphology of the initial cobble”.

We argue that the diacritical analysis presented here provides sufficient comparative information separating the limestone polyhedral core forms (rare in the assemblage) from the sub-spheroids.

Lin. 265: “After reviewing the entire lithic collection, five limestone pieces…”

The PSSB pieces sample is really small, five in total, a 0.2% of the whole lithic collection. I’m fully aware that there is nothing the authors can do about it; the sample is what it is, but they should be aware of the problem this sample poses if they intend to include the BL subspheroid assemblage into the large, pancontinental Oldowan discussion.

Yes. “Small but significant” (to use an expression from Alperson-Afil & Goren-Inbar, 2016). We realize that we are presenting only a small component of the BL assemblage but, in spite of the numerous publications dedicated to this assemblage, it is the first time that a paper is specifically dedicated to this topic. In recognizing (ourselves but also other international researchers specialized in the Oldowan and the Acheulian), we immediately realized the significance of the presence of sub-spheroid morphologies in the oldest Oldowan in Europe. So, in spite of the small sample of pieces we are presenting here, we contend that it is a very important contribution to the scientific community.

Lin. 268-271: “To remedy to the difficulties relating to surface preservation of these five pieces and to recognize and verify their special features and assess the direction of their removal negatives, we decided to compare them with 2 of the best preserved multifacial multipolar cores (out of the 10 available in the collection)”

I don’t fully understand why the authors did this. Establishing a comparison with multifacial multipolar cores implies that they thought about a relation between the two types of artifacts before the actual analysis of the PSSBs. If that is the case, I don’t understand why they limited the comparison to only two cores of the total assemblage, if taking all of them would have helped to enlarge the sample and obtain more reliable data.

All the 10 multidirectional multifaceted cores have been carefully studied. But the 8 pieces not presented in this study report a state of alteration attributable to levels 3 and 4 (fig 3). However perceptible the directionality of the negatives, for the purpose of the material presentation we present the two pieces in which the impact points and direction of the negatives are extremely clear. It would be impossible to effectuate a detailed diacritical analysis on the rest of the pieces given their advanced state of alteration. We added this to the manuscript:

“In fact, only these two cores presented surface conservation sufficient to realize the diacritical study (visible impact points and removal directions)”.

These also relates with my previous comment on why the authors didn’t provide with a larger explanation on the core’s features.

We have answered this query above.

RESULTS

Lin.447-450: “For the pieces with visibles impact points (N=number of angle with impact point visible for each piece), we calculated the average of the knapping angles (kn.a): Tools D and E (134 °, N kn.a = 7 and 131 °, N kn.a = 8, respectively) showed more acute angles than for Tools F and G (121 °, N kn.a = 9 and 116 °, N kn.a = 4, respectively).”

How can 134 and 131 degrees angles been more acute than 121 and 116 degrees angles?

We really thank the reviewer for making us aware of the error. The term acute was corrected in the manuscript with the term obtuse.

Lin. 451-453: “While the final morphologies of the tools occur as cuboid, polyhedral, polyhedral-rounded or rounded, the analysis of residual cortex indicates a priori anthropic selection of rounded cobbles”

These statement necessarily implies that all the selected pieces are volumetrically reduced at the exact same stage, which they don’t know or at least haven’t explain anywhere on the paper.

We have modified this section for more clarity as follows:

“It is important to underline that, while the final morphologies of the tools occur as cuboid, polyhedral, polyhedral-rounded or rounded, the analysis of the original shape of the cobbles, as assessed from the form of the surfaces displaying residual cortex, indicates a priori anthropic selection of rounded cobbles compared to the range of cobble forms available in the sedimentary context of the BL site [51, 52]”.

We now specify that, because there is a range of cobble forms available to the BL hominins, the observations made to the form of the cortical surfaces conserved on the pieces was key to understanding this interesting selection process.

Lin. 459-460: “The diachritical analysis allowed us to reconstruct each phase of manufacture for four of the tools (Tools D, E, F, G) (Fig 7, Fig 8, Fig 9, and Fig 10)”

It might only be a matter of semantics, but I find that saying “each phase” might be a little bit risky. As they didn’t evaluate the reduction stage of the pieces, and assuming that new flake removals tend to erase the previous ones, I think it would be more accurate to say that they recognized the last phases of the sequence, not each one of them.

OK. We have changed the phrase to: “The diacritical analysis allowed us to reconstruct the different phases involved in the manufacture…”

We also bring to the attention of the reviewer the methodological specifications explained in “stage 2) Diacritical study of the methodology section. Concerning the diacritical analysis, problematics such as the effacing of removals by other removals, are dealt with by assigning symbols to removals whose sequentiality cannot, for one reason or another, be precisely determined. Each of the different reasons for this (alteration, overlap, etc.), is identified using a different symbol and explained in detail in this section of the methodology. Despite this problematic, the ‘phase’ of knapping to which these surface blows belong is determinable. In addition, because the pieces presented here maintain relative proximity to the original form of the cobbles, as stated above, complete loss of knapping phases caused by very intense operative schemes is not a particular feature of these tools.

Lin. 467: “Tool D (Fig 7)…”

I don’t really see how the yellow surface presented in Profile E correlate with the green one presented in profile B, so its sequential ordination seems unclear to me.

We thank the reviewer for the particular attention given in the diacritical design that has allowed us to improve it and make the changes useful to make it more understandable.

We add here an image with relative magnification to answer to the reviewer and justify our change/improvement of figure 7.

As well visualized, the peripheral management phase (yellow) between the B and E profiles is separated from the cortical surface and from phase 3 (blue), which, as visible in profile D, separates the negatives series of phase 2 (in yellow).

Even if, as indicated in the text (Lin. 489-500): “Phase 2 (indicated in yellow): some negatives forming the platform were orthogonally truncated as the piece was knapped along its periphery (Profiles B and E). Because they are not contiguous, it is impossible to determine which of these two profiles was knapped first”, there is no contiguity between the two faces, it is clear that the peripheral phase is subsequent the preparation of the platform (green phase 1) and previous the blue phase.

The impact point of negative 8 (profile E) has been corrected in new Figure 7 (and detailed for the Reviewer in an additional figure provided below Fig.rev1.). It uses negative 2 (phase 1) as a platform, just as the negative without number visible in profile F (phase 2) originates from the platform generated by negative 3 (phase 1). The connection between the two surfaces is visible in profile A. (Fig.rev1).

Even if, there is no contiguity between the B and E profiles (Fig. 7), the sequence between the phases 1 and 2 is appreciable, subsequently cut from phase 3. Therefore, the reading of the phases does not change.

Fig.rev1

Also, if a percussion platform is been created in Phase 1 (green), how the percussion platform for Phase 2 in Profile E appears to be the blue one (associated a Phase 3)? One possible explanation could be that the previous presence of Phase 1 removals were erased by the posterior Phase 3, but I cannot assure it just with pictures nor with the quality of the 3D scans. In any case, Figure 7 does not result very clear, and I recommend the authors to provide a more detailed explanation of the relationship between surfaces and Phases.

As indicated by the figure caption Fig 7, Lin. 514-515: “Phase 3 (blue): Series of removals from a cortical platform (Profile D), cutting the structure transversely (Phase 2) and frontally (Phase 1).”

More detailed explanation of the relationship between surfaces and Phases is explained in the previous answer.

Lin. 492: “Tool E (Fig 8)…”

In Profile A, why aren’t the Phase 1 removals numbered? I don’t see any identification problem and I believe are the same ones marked on Profile F.

Exactly. They are the same ones marked on Profile F. Numbers have been added (new Figure 8).

Lin. 511: “Tool F (Fig 9)…”

In general, not only on this tool, I think the graphic design on the diachritical schemes should be improved, as sometimes is leading to misinterpretations. For example, in Profile E, Phase 2b (dark yellow), the scar marked as 6* is clearly cutting into the one marked as 8*. Therefore, one would say that scar is posterior to 8* and not a previous one, when, judging by the actual photo and the authors explanation that is not the case.

We have made appropriate corrections to reduce the misinterpretation. We thank the reviewer for these comments allowing us to improve the presentation of the images.

In this case no: the scar marked as 6* is NOT clearly cutting into the one marked as 8* as the reviewer states, but: 8* is clearly posterior to 6*. The numbering is therefore correct.

Lin. 643-645: “This characteristic of the second group gives the objects a more rounded shape than those of the first group, which, contrastingly, tends to present more angular and irregular profiles”.

That is a little bit obvious, isn’t it?

Yes, perhaps, but as the reviewer has stated, this methodology allows us to confirm subjective observations and transform them into objective data.

I really appreciate the intention of been thorough and pursue a quantitative approach with this paper, but the statement that a spherical volume has less acute angles than a polyhedron is hardly a result.

It is a result: thanks to the diacritical analysis that shows that a final phase of removals- not related to debitage (since the flakes would have been either too thin or broken) -that gives the spherical shape to the pieces, was effectuated intentionally in the aim of conferring a rounded form: this is highly significant in the Oldowan context and is at the crux of the questions surrounding spheroids in the literature since the 1970’s. It was important for us to test our observations using an objective methodology.

In general terms, the morphometric analysis here presented looks a little bit scarce. These section of the paper is crucial to me and should be extended.

This work is not based solely on morphometric analysis (to which in any case we have integrated Suplementary information (S1 Dataset)), but there are several issues of fundamental importance presented in this paper , as: 1) we documented for the first time subspheroids in the European late Oldowan; 2) we propose a methodology using 3D analysis for studying subspheroids and discriminate them objectively from similar polyhedron morphology; 3) we report the amplitude and variability of removal angles determinant for PSSB categories; furthermore 4) the diacritic analysis reveals preconceived template in the subspheroids from Barranco León, underling a 5) cognitive evolution within the Oldowan technocomplex.

In this paper, we presented information that can be used for comparative study of other collections that include PSSB morphologies. Definitely, considering the interest in the topic, a deeper study and morphometric analysis can be carried out, on a collection that presents a greater number of spheroid morphotypes. A larger sample will allow us to further test our new methodology and to obtain more results that can then be compared with the data from BL. This does not underestimate, as mentioned above, the significance of presenting this small collection to the scientific community. Only five pieces, but of fundamental importance in cognitive terms and despite its quantitative scarcity documents for the first time subspheroids in the European late Oldowan.

DISCUSSION

Lin. 709: “When the PSSB are accompanied by Acheulian elements in an assemblage, their cultural attribution is moved from Oldowan to Acheulian (Table 4)”.

Well, of course. It is a set of artifacts displaying diachronic presence. What is the point of remarking the artificial nature of any taxonomic category?

Because we use these categories as the foundation of chrono-cultural attributions: whether ideal or not, this remains the dominant methodology used to define prehistoric cultures even today. It is important to remark the artificial nature of these categories so that we can refine them and recognize that the paradigm tool-type=culture is far from clear-cut. This is one of the main problematics sparking discussions around the significance of spheroids (and bifaces, for that matter), ever since they were suspected to be intentional tool forms in Oldowan African toolkits. We note that they are absent from the oldest African assemblages, such as Kada Gona and Ounda Gona, AL 666 and Lokalelei… does this mean that their ‘diachronic presence’ is unidirectional?

Especially when those categories doesn’t take in account actual technological features, complexity parameters or quantitative data, but presence/absence of recognizable tools.

But here we are taking into account these parameters.

Lin. 718-719: “Contrastingly, in sites attributed to the Oldowan, PSSB are associated with percussive implements and there are no handaxes”. This is, again, an example of circular reasoning that doesn’t say anything about the actual PSSBs.

We have changed the phrase for clarity as follows:

“…in sites without handaxes attributed to the Oldowan, PSSB are associated with percussive tools…”

The statement is linked to the state-of-the-art in defining the denomination problematic that is central to the Oldowan-Acheulian debate: to define internal variability within one or another of these ‘cultural umbrella’ terms, or to distinguish specific features with which to distinguish between them. It serves here to explain the categories presented in Table 4. What it says about PSSBs is simply that, as Table 4 demonstrates, their general attribution to the Oldowan rather than to the Acheulian is based on their association-or-not with the emblematic Acheulian tools, which are handaxes. Arguably, the fact that they are generally associated with percussive tools gives fuel to the hypothesis that they may somehow be related to percussive activies, grosso modo.

Lin. 745-747: “The ability of hominins to pursue a recurrent strategy in the management of multifacial multipolar cores, as in the Orce subspherods described here, represents a step forward compared to the older assemblages in terms of cognitive advancement”.

There are older chronologies with long, systematized knapping sequences (See again Lokalalei 2C or even Gona).

We are familiar with these and have largely discussed them, for example in 22, 28 and 142, and even more recently in:

Lumley, H. de, Barsky, D., Moncel, M.-H., Carbonell, E., Semaw, S., Cauche, D., Celiberti, V., Notter, O., Pleurdeau, D., Hong, M.Y., Rogers, M.J., 2018. First technical sequences in human evolution at East Gona (EG 10), Afar Region, Ethiopia. Antiquity 92 (365), 1151–1164.

Once again, these systematized and relatively long knapping sequences recognized in these ancient assemblages are still based in the unidirectional recurrent and orthogonal recurrent knapping strategies (although Lokalelei does show some preparative stages to the knapping like split cobble platform preparation). But these are NOT configuration- nor do the indicate that hominins were seeking to give an intentional shape to their core-forms.

I don’t really see the step forward if we are referring to a set of lithic artifacts largely heterogenic that doesn’t present clear attributes of a final morphology.

In light of our previous comments, any intentional shaping; be it in the heavy-duty or in the light-duty toolkits attributed to the Oldowan, is highly significant in terms of taking a ‘step forward’ in the sense of cognitive evolution. None of the oldest Oldowan toolkits show any signs of advancement towards purposefully obtaining a pre-defined final morphology. We argue that our diacritical analysis, although limited to only a few pieces, is significant, in that it constitutes a subtle indication of this ‘step forward’ within a clearly Oldowan context of Europe.

I find difficult to refer “PSSB” as a morphotype. It is a term that widely refer to diversity, but the elements that comprise them are quite different. So far, I’ve not seen any attempt to explain why that variability appear on the archaeological record.

We do not refer to PSSB as ‘a morphotype’: please refer to the definitions in the introductory sections of the manuscript.

We propose that this paper provides an effort to explain variability- at BL –at least between the polyhedron and subspheroid ‘morphotypes’. We also provide ample bibliography. Obviously, we cannot claim to explain the variability within the PSSB group in the archeological record.

Lin. 781-784: “We define polyhedron morphologies by higher variability in their angles (Fig 13), which are also more acute, likening them to the group of multifacial cores. Comparatively, truly subspheroid morphologies display more open facet angles and greater uniformity”.

Again, this statement relates with my previous comment on subspheroids being more rounded than polyhedrons on the Results section.

Relating in the same way to the reviewer’s previous comment, we reiterate that, one of the central contributions of our manuscript is: that it provides a methodology which we hope, in future, will be more widely applied to toolkits containing PSSBs, to assist researchers in avoiding subjectivity in defining pieces that belong to one or another of the morphotypes attributed to this group: polyhedrons, subspheroids, spheroids or bolas.

On behalf of myself and all of the contributing authors, we sincerely thank the reviewer for the constructive criticisms and we believe that we have provided adequate answers to each of his/her queries. We contend that this review- and the modifications to our original manuscript that it entails –has greatly improved the clarity of our arguments and the general readability of this paper.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Michael D Petraglia

27 Nov 2019

PONE-D-19-22634R1

Subspheroids in the lithic assemblage of Barranco León (Spain): recognizing the late Oldowan in Europe

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Reviewer #2: The authors have successfully resolved most of the issues highlighted in the previous revision. I really appreciate the effort made on the manuscript edition, and the Introduction, Context of BL, Materials and Methods sections are relatively clear to my view. I also consider very positive the inclusion of the Supporting Information File in the morphometric analysis.

However, the Results section remains a little problematic to me. As I mentioned in the previous revision, the diacritical schemes presented are not as clear as they should be, and could easily be misinterpreted, probably due to the type of drawing. The authors have made minor changes in Figures 7 and 8, but I still feel that more effort could be made regarding the informative content and aesthetics of the Figures. There is no disagreement with the authors on the way the phases have been identified; just the way this information has been presented.

I would also like to discuss a bit more the relationship between the subspheroid sample analysed and the multifacial cores. Furthermore, I suggest the authors to provide a deeper explanation about why they chose to compare the PSSBs in the first place. During the whole manuscript, the two multifacial multipolar cores have been considered as part of the PSSBs assemblage, or at least that is the impression I got, despite this paragraph included in the Materials and Methods section in which the authors say that are different things:

“After reviewing the entire lithic collection, five limestone pieces (0.2 % of the whole 294 collection) were classified by their morphological characteristics and special technological features as attributable to the PSSB group as defined by Kleindienst [35], Leakey [13] and 296 more recently by Tixier & Roche [34]. To overcome the difficulties relating to surface preservation of these pieces and to recognize and verify their special features and assess the direction of their removal negatives, we decided to compare them with 2/10 of the multifacial multipolar cores. In fact, only these two cores presented surface conservation sufficient to realize a diacritical study (visible impact points and removal directions)”.

I think this is a key point on the paper, specially taking in account that the diacritical schemes have been fully performed in 2 of the 5 subspheroids (D and E) and in the 2 multifacial multipolar cores (F and G). The recognition of the same management phases in artefacts that have been classified as different is worth detailed explanation and further comment.

In the Discussion section, the authors comment: “the diachritic analysis has allowed us to evaluate that, at least for the BL site, sub-spheroid morphologies result from a well-reasoned, organized shaping process that sometimes involved the use of a stone anvil (Fig 7). Meanwhile, such preconceived morphological templates transposed onto stone are usually attributed to the Acheulian, concretized, for Isaac [191], by the presence of innovative handaxes and standardized tools with recurring morphologies”. Again, I suggest being careful with this kind of statements, and this is the reason: the diacritical analysis performed in Tools D and E show what appears to be a shaping phase, supporting the author’s statement. I cannot really value Tool C, as its diacritical scheme is partial. Also, I’m not including the results coming from Tools F and G as the previous paragraph strictly refers to “sub-spheroid morphologies” and, as I mentioned, the relation of the multifacial multipolar cores with the PPSBs remains a bit confusing to me. The other two PPSBs (Tools A and B) were discarded from the analysis due to a “high degree of alteration” (Lin. 504).

In the end, from the initial 5 PPSBs and 2 cores included in the original sample, only two of them (Tools D and E) show evidence of shaping. Again, I am not disagreeing with the authors; I just want to clarify why I think that the general interpretation of these results has to be cautious. I think the original sample is limited and extrapolations made from two artefacts can be problematic.

I do not consider the things I have pointed out as Major Revisions. There are very specific issues that are easily solvable. However, I consider necessary feedback in each one of them before seeing this paper successfully published.

Again, I want to thank the authors for the time and effort they put in correcting the previous version of this manuscript.

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Attachment

Submitted filename: SECOND REVIEW.docx

PLoS One. 2020 Jan 30;15(1):e0228290. doi: 10.1371/journal.pone.0228290.r004

Author response to Decision Letter 1


4 Jan 2020

Answers to Reviewer #2

The authors have successfully resolved most of the issues highlighted in the previous revision. I really appreciate the effort made on the manuscript edition, and the Introduction, Context of BL, Materials and Methods sections are relatively clear to my view. I also consider very positive the inclusion of the Supporting Information File in the morphometric analysis.

However, the Results section remains a little problematic to me. As I mentioned in the previous revision, the diacritical schemes presented are not as clear as they should be, and could easily be misinterpreted, probably due to the type of drawing. The authors have made minor changes in Figures 7 and 8, but I still feel that more effort could be made regarding the informative content and aesthetics of the Figures. There is no disagreement with the authors on the way the phases have been identified; just the way this information has been presented.

We agree with the Reviewer here and we are very grateful for this remark as it has allowed us to make a far better visual presentation of our schemes. The pieces have been redesigned improving their graphic representation.

I would also like to discuss a bit more the relationship between the subspheroid sample analysed and the multifacial cores. Furthermore, I suggest the authors to provide a deeper explanation about why they chose to compare the PSSBs in the first place.

To better explain and emphasize the concept we added in the manuscript the sentence underlined in yellow.

During the whole manuscript, the two multifacial multipolar cores have been considered as part of the PSSBs assemblage, or at least that is the impression I got, despite this paragraph included in the Materials and Methods section in which the authors say that are different things.

In answer to ‘why’ we chose to compare PSSBs in the first place:

1) We had an assemblage containing pieces that were evidently reduced using the same strategy: multifacial multipolar.

2) Some of these pieces presented a spheroid morphology (i.e. they were more rounded).

3) We needed, therefore to elaborate a scientific and objective methodology in order to check our determination that these pieces were really different from the multipolar multifacial cores.

To further clarify this in the text selected by the reviewer, we added the highlighted phrases indicated as follows:

“After reviewing the entire lithic collection, five limestone pieces (0.2 % of the whole 294 collection) were classified by their morphological characteristics and special technological features as attributable to the PSSB group as defined by Kleindienst [35], Leakey [13] and 296 more recently by Tixier & Roche [34]. We compare the pieces that share the multifacial and multidirectional management strategies, including those with semi-rounded/rounded morphologies (the PSSB), using diacritical analysis. In order to evaluate whether or not the PSSB can be isolated with respect to the cores, a morphometric analysis and statistical was carried out. To overcome the difficulties relating to surface preservation of these pieces and to recognize and verify their special features and assess the direction of their removal negatives, we decided to compare them with 2/10 of the multifacial multipolar cores. In fact, only these two cores presented surface conservation sufficient to realize a diacritical study (visible impact points and removal directions)”.

Cores are not defined as PSSB, but are included in the text and in figure 2 as a comparative sample. But, in order to eliminate the subjectivity in the subdivision of categories, during the analysis, the sample was evaluated as a whole. In fact, the 7 pieces are described in the results section as: “...multipolar and multifaceted limestone tools...” all of them presenting this characteristic (but distinguishable by their different morphologies). In the analysis: surface alteration; dimensional features (here we further underlined in the Table 2: Tools F and G are polyhedral cores used for comparative purposes); diacritical study, percussion marks analysis, and in the morphometric analysis as well, the pieces are all named as tools and not defined or included in a PSSB type assemblage.

The statistical/morphometric analysis allows us to re-divide the sample into two groups (A and B): “Although the Lubishew’s test indicates only a moderate degree of discrimination between groups, descriptive statistics highlights a morphological distinction between the forms, linked to the width of the angles.”

Group A is different from B (spheroid and subspheroid morphologies) and is characterized by tools with more acute angles with higher variability in their amplitude (Table 3 and Figure 13), in which we can find multifaceted and multipolar cores (with irregular morphology) and the polyhedral PSSB subcategory.

“In this study, the differentiation between polyhedrons, subspheroids and spheroids is not, therefore, based on criteria relating to raw materials, but rather has been made using the width of the angles separating the facets of each piece. We define polyhedron morphologies by higher variability in their angles (Fig 13), which are also more acute, likening them to the group of multifacial cores. Comparatively, truly subspheroid morphologies display more open facet angles and greater uniformity.”

We therefore take into account throughout the manuscript, even if all the pieces are included in the same analysis, the distinction between the PSSB and multipolar cores. As well as the subcategories PSSB: polyhedron, spheroids and subspheroids.

We hope therefore, that the sentences added in the text (indicated in yellow) will make the concept clearer.

I think this is a key point on the paper, specially taking in account that the diacritical schemes have been fully performed in 2 of the 5 subspheroids (D and E) and in the 2 multifacial multipolar cores (F and G). The recognition of the same management phases in artefacts that have been classified as different is worth detailed explanation and further comment.

In the Discussion section, the authors comment: “the diachritic analysis has allowed us to evaluate that, at least for the BL site, sub-spheroid morphologies result from a well-reasoned, organized shaping process that sometimes involved the use of a stone anvil (Fig 7). Meanwhile, such preconceived morphological templates transposed onto stone are usually attributed to the Acheulian, concretized, for Isaac [191], by the presence of innovative handaxes and standardized tools with recurring morphologies”. Again, I suggest being careful with this kind of statements, and this is the reason: the diacritical analysis performed in Tools D and E show what appears to be a shaping phase, supporting the author’s statement. I cannot really value Tool C, as its diacritical scheme is partial. Also, I’m not including the results coming from Tools F and G as the previous paragraph strictly refers to “sub-spheroid morphologies” and, as I mentioned, the relation of the multifacial multipolar cores with the PPSBs remains a bit confusing to me. The other two PPSBs (Tools A and B) were discarded from the analysis due to a “high degree of alteration” (Lin. 504).

Beyond the discussion we have already described similarities as differences in management phases in artifacts that have been classified as different: section Results (lines 619-652) and with figure 12. But, to fill this doubt, we decided to integrate in the discussion the following sentence:

The concept of acquisition and transmission reflected in any systematic production of forms is qualified as culture. Even though the creation of a platform and subsequent peripheral management of a surface may seem simplistic, as in the case of orthogonal knapping, it became emblematic of Oldowan culture [135]. The subspheroid morphologies and the multidirectional cores of BL, for their repetition in the first phases of the management, can’t be fit in the classic opportunistic flake production. Furthermore, we have to take in account that, for the site under consideration, not only the two subspheroids (Tools D and E) show evidence of shaping, because other intentionally repeated morphotypes are present: as for the case of heavy-duty scrapers which have been defined also by intentional shaping [135]. This feature becomes more characteristic from the Acheulian techno-complex.

In the end, from the initial 5 PPSBs and 2 cores included in the original sample, only two of them (Tools D and E) show evidence of shaping. Again, I am not disagreeing with the authors; I just want to clarify why I think that the general interpretation of these results has to be cautious. I think the original sample is limited and extrapolations made from two artefacts can be problematic.

In answer to this query: we believe that although we have a limited sample, the presence of morphologies with repeated manufacture allows us to state, while using all the necessary caution, that there is a mental preconception in this hominin cultural group. Looking to other publications on the Oldowan, such preconceived morphotypes are always present in limited numbers: retouched denticulate tools, heavy-duty scrapers or ‘loosely configured tools’ (51). For example, in BL there are only 7 heavy-duty scrapers and these tools are also very scarce in other Oldowan sites where they have been identified. We argue that this is really one of the main characteristics of the Oldowan that changes later in the Acheulian, when recognizable standardization: real ‘tools’ are more numerically represented and therefore more easily discernible. Although there are only 2 pieces with optimal preservation that allow us to fit them perfectly into the subspheroid morphotype, we cannot ignore their presence.

I do not consider the things I have pointed out as Major Revisions. There are very specific issues that are easily solvable. However, I consider necessary feedback in each one of them before seeing this paper successfully published.

We hope to have been clear in our answers, and to have resolved any remaining doubts on behalf of the reviewer.

Again, I want to thank the authors for the time and effort they put in correcting the previous version of this manuscript.

We thank the Reviewer for his active contribution to the improvement of our work.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Michael D Petraglia

13 Jan 2020

Subspheroids in the lithic assemblage of Barranco León (Spain): recognizing the late Oldowan in Europe

PONE-D-19-22634R2

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Acceptance letter

Michael D Petraglia

23 Jan 2020

PONE-D-19-22634R2

Subspheroids in the lithic assemblage of Barranco León (Spain): recognizing the late Oldowan in Europe

Dear Dr. Titton:

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

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    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files. Lithic material inventories and basic analyses may be consulted in the Field Season Reports that the Orce Research Team delivers yearly to Junta de Andalucia, which are freely available by request. The studied material is preserved in the Archaeological and Ethnographical Museum of Granada (Andalucia, Spain).


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