Abstract
The RAS family of proteins are at the apex of several pathways implicated in a multitude of epithelial cancers, but have remained stubbornly resistant to the wave of targeted small molecules and antibodies that have revolutionized clinical oncology. KRAS, the most commonly mutated of the isoforms, represents an attractive target for treatment given its ubiquity, central role as a driver mutation and association with poor prognosis. This review is a comprehensive summary of the existing approaches to targeting KRAS spanning small molecule inhibitors, cancer vaccines, and with a focus on trials in adoptive cell therapy. Here we explain how the limitations of existing drugs and non-specific immune-based therapies are circumvented with techniques in modern immunotherapy. The successes outlined represent the most promising path to finally targeting the prototypical “undruggable” RAS oncogene family.
Introduction
The RAS family of proteins are small guanosine triphosphatases (GTPases) that regulate cell proliferation and survival, with abnormal function contributing to developmental disorders and cancer [1]. Mutations in RAS oncogenes are present in 20-30% of epithelial cancers, including 56% of pancreatic, 16% of lung, and 33% colorectal adenocarcinomas [2]. Of the four clinically relevant isoforms (KRAS4A, KRAS4B, NRAS, HRAS), the KRAS splice-variants, differing only by 23-24 carboxy-terminal residues, are the most frequently mutated in cancer [2]. Therapies targeting proteins downstream of activated RAS, such as PI 3’ kinase and BRAF, have been largely unsuccessful due to paradoxical activation of adjacent pathways, implying that RAS, a protein at the apex of several pathways, would be better served as a direct target. Yet this has proven to be challenging and in the four decades since its discovery, mutated RAS oncogenes have remained stubbornly resistant to the wave of targeted small molecules and antibodies that have revolutionized clinical oncology [3].
KRAS stands at the center of numerous intracellular signaling cascades, such as the mitogen-activated protein kinase (MAP-K), phosphatidylinositol 3-kinase (PI3K), and mammalian target of rapamycin (mTOR) pathways, among others, all of which promote cell growth and suppress apoptosis [3]. When functioning normally, the RAS protein acts as a molecular switch, turned on by the binding of GTP and off by cleavage to GDP. Although the protein possesses slow, intrinsic GTPase activity, this transition is catalyzed 100,000-fold by GTPase Activating Proteins (GAPs) [4]. GDP eventually makes way for new GTP, a process facilitated by guanine nucleotide exchange factors (GEFs) such as Son of Sevenless (SOS). Mutant KRAS proteins are constitutively locked in the GTP-bound, active state, due to defective interactions with GAPs, decrease in intrinsic GTPase activity, or both; this leads to chronic activation of downstream pathways and, subsequently, uncontrolled cellular proliferation. This effect has been shown with mutations in the catalytic domain of the protein (nucleotides 12, 13, and 61), which disrupt the interaction between RAS and GAPs [2, 4, 5]. In the context of a picomolar binding affinity, the high intra-cellular concentration of GTP and what amounts to a “loss of function” of GAP proteins, specific targeting of mutated RAS without affecting wild type RAS has thus far not been achievable.
Clinical Relevance of KRAS Mutations
KRAS is most commonly mutated at codon 12, though the variant amino acid substitution varies by cancer histology (Table 1)[6]. The G12D mutation, in which glycine is replaced by aspartate, is the most common overall, present in over one third of KRAS-mutated tumors. G12D (substitution of aspartate) is found at an overall frequency of 45% in pancreatic cancers and 13% in colorectal adenocarcinomas [7-10]. There is some frequency variation by histology, most notably the higher incidence of G12C in non-small cell lung cancer (Table 1) [11, 12]. From a clinical standpoint, some studies have shown KRAS-mutant tumors, particularly lung and colon cancers, are associated with poorer overall survival and resistance to treatment [13-18]. Of greatest clinical significance is the finding that patients with KRAS-mutant colorectal cancers are resistant to targeted inhibition of EGFR [15-17, 19-21].
Table 1.
Histology | % KRAS Mutated |
% G12C* |
% G12D* |
% G12V* |
% G13D* |
% Other* |
Annual Incidence |
Est # KRAS Mut/yr |
---|---|---|---|---|---|---|---|---|
Large Intestine | 33.0 | 2.6 | 11.4 | 7.4 | 6.2 | 5.4 | 140,250 | 46,319 |
Lung | 16.0 | 6.1 | 3.2 | 3.7 | 0.5 | 2.5 | 234,030 | 37,440 |
Pancreas | 55.6 | 1.5 | 26.7 | 17.6 | 0.9 | 8.9 | 55,440 | 30,846 |
Biliary | 20.8 | 1.4 | 9.9 | 4.1 | 0.1 | 5.3 | 12,360 | 2,572 |
Endometrial | 14.9 | 1.3 | 5.4 | 3.4 | 1.7 | 3.1 | 61,880 | 9,237 |
Percentage of total KRAS mutations: G12C (11.7%), G12D (34.5%), G12V (24%), G13D (12.6%) and others (i.e. G12A, G12S, G12R, and Q61H) total to 15%.
The ubiquity of KRAS mutations, coupled with its central role as a driver mutation in a variety of epithelial cancers and its association with poor prognosis, makes it a prime target for treatment. This review will summarize the efforts in this field, with special attention paid to the success and promise of immunotherapy-based treatments.
Small Molecule Inhibitors and Non-Immune Approaches
Constitutive activation of RAS paradoxically results from the equivalent of a loss-of-function mutation in that the interactions with GAP family proteins are lost. This has made the development of drugs specific for mutant RAS isoforms particularly difficult. Efforts at KRAS inhibition have targeted interactions with downstream effectors, reduction of RAS in the GTP-bound state, stabilization of the inactive form (i.e. GEF inhibition), or an overall reduction in the protein’s presence at the membrane [5].. Another challenge in targeting a key protein such as KRAS, however, lies in avoiding wild-type reactivity; the risks of this were clearly highlighted in KRAS-knockout mice, which die at 12-14 weeks of gestation [22].
The lack of a sufficiently large and hydrophobic pocket for small-molecule binding limits drug-development for inhibiting interactions with downstream effector molecules [23]. Nonetheless, some groups have demonstrated pre-clinical success in this endeavor. Various small molecule inhibitors (SMIs) of the Ras-GTP/c-Raf and RAS-GTP interactions block downstream effectors and have shown in vivo success in a xenograft model [24, 25], while others have been crippled by off-target toxicities [23].
Inhibition of GEF function stabilizes the inactive form of KRAS proteins by increasing the RAS-GDP fraction within the cell. Maurer et al [26] and Lito et al have demonstrated in vitro inhibition of tumor growth using small molecule inhibitors that stabilize the GDP-bound form of G12C mutated KRAS [12]. This mechanism, however, is limited in its application by the pharmacokinetic limitations of the drugs, and given their dependence on residual GTPase function within the mutant protein. Efforts to identify molecules better suited to occupy this domain in-vivo are still underway [27].
To date, no SMI targeting mutant-KRAS/effector interactions, GEF-inhibition, or RAS membrane localization has been able to translate success from the animal model to clinical application in humans; though there are many promising approaches, avoidance of wild-type reactivity remains the greatest challenge to making this transition.
Immunotherapy -- Vaccine Approaches
The idea of targeting mutated RAS isoforms as antigens is not new. Jung and Schluesener in 1991 described Class II-restricted proliferative responses in the PBL of normal volunteers in response to a G12V mutated RAS peptide but not the wild type after multiple in vitro stimulations. Researchers in 1995 vaccinated patients with pancreatic cancer with autologous antigen presenting cells loaded with synthetic mutated RAS peptides. From the blood of one of the patients, they demonstrated transient antigen-specific proliferative CD4 responses and cloned a CD8+ T-cell specific for the G12V mutation in RAS. This clone was HLA-B35 restricted and specifically lysed a tumor line from that patient’s ascites [28]. When these findings were pursued with phase I and II clinical trials, 25/43 patients (58%) with both surgically resectable and locally advanced pancreatic adenocarcinoma demonstrated peptide-specific immunity; an immune response to the mutated peptide was also associated with a statistically significant survival advantage (141 vs 61 days, P = 0.0002) [29, 30]. Of 20 surgically resected and vaccinated patients who received long-term follow up by this group, 4 were alive at the 10 year mark, and 3 demonstrated ongoing T-cell memory response to RAS peptides. Yet little can be concluded from this limited uncontrolled clinical experience given the non-specific associations between immune competence and overall survival of cancer patients [31].
Subsequently, others reported Class II restricted proliferative responses and Class I restricted T-cell clones in the blood of cancer patients immunized with mutated RAS peptides [32]. Yet despite documenting these immune responses [1], the RAS peptide vaccines evaluated in clinical trials (GI-4000, TG-01 and TG-02) in patients with RAS mutated cancers did not show clear clinical benefit [33, 34]. In general, vaccine approaches to tumor-associated antigens have been disappointing, though they may be best applied in the adjuvant setting [35]. The optimal method of generating T-cell responses in humans remains unclear, and all of these approaches attempt to generate these responses in the continued presence of a hostile tumor microenvironment. Even murine models typically fail against realistic tumors when vaccines are applied against tumors that are established and vascularized. Certain commonly RAS-mutated histologies have shown good responses to checkpoint inhibitors (i.e. lung), however, these encompass only a small portion of RAS-mutated tumors. This highlights why other approaches to treating cancers with T-cells are needed. [35].
Adoptive Cell Therapy
Overview/History
Adoptive cell therapy (ACT) is the use of ex-vivo expanded tumor-reactive T-cells administered to a properly prepared recipient. Early experience used naturally occurring populations found in the tumor-infiltrating lymphocytes (TIL) of some cancers, such as melanoma, which frequently contain T-cells recognizing antigens displayed by the autochthonous tumor [36, 37]. Demonstrating reactivity against tumor-specific mutated proteins led to the hypothesis that immune attack against these mutated neoantigens by TIL was the ‘final common pathway’ of human cancer immunotherapy [38]. To transfer T-cells to a patient effectively, it was found that the recipient had to undergo preparative lymphodepletion, using a non-myeloablative combination of cyclophosphamide and fludarabine. This transiently removed T-regulatory cells, induced lymphotrophic cytokines such as IL-7 and IL-15 and removed irrelevant host lymphocytes that could compete with the infused T-cells for homeostatic cytokines [39, 40]. The regimen of lymphodepletion, melanoma TIL transfer and brief in vivo support with systemic IL-2 led to complete, durable regression of metastatic disease in 24% of patients in two sequential trials (total of 194 patients) [39, 41, 42]; similar results were replicated in studies at other centers [43-45]. Subsequent studies showed that tumor-reactive T-cells generated by retrovirally introducing tumor-reactive T-cell receptors into autologous peripheral blood lymphocytes (PBL) could be similarly effective [46-48]. The strategy of separating the T-cell response from the patient tumor microenvironment by in vitro expansion and allowing the independent manipulation of the recipient appears to accomplish meaningful tumor regressions where vaccines have not. The major challenge at this point is identifying safe and effective antigen targets, especially for the common epithelial cancers. It has become clear in the last few years that nearly all effective T-cell based immunotherapies, including checkpoint inhibitors, rely heavily on immune responses to tumor-specific mutated antigens [49-52].
In retrospect, neoantigens represent the ideal tumor-associated antigen in that they are completely tumor specific and may be more immunogenic because they are “foreign” or “non-self” and thus have not been selected against during thymic development. Furthermore, targeting them is much less likely to induce autoimmunity compared to unmutated melanocyte antigens (such as gp100 or MART-1) or overexpressed proteins (such as CEA), which have led to significant “on-target, off-tumor” activity [53, 54]. Despite this, prior ACT trials have also seen “off-target, off-tumor” toxicities due to the unpredictable cross-reactivity of the transduced TCRs [55]. Early data on TIL selected for mutation reactivity from epithelial cancers has demonstrated that such T-cells can be highly effective in some patients when used for ACT [56-59]. Given the difficulties of establishing patient-specific cell lines from epithelial cancers, these tumor-specific TIL are identified by co-culture with autologous antigen presenting cells which display a patient’s tumor specific mutations via transfection with multiple minigenes or loading of synthetic mutated peptides [38, 58]. Unfortunately, nearly all of these TIL are recognizing completely private antigens requiring patient-specific T-cell products for every patient. In our initial cohort of 53 patients, only two shared an immunogenic non-synonymous mutation based on our TIL-screen (Unpublished Data). This shared neoantigen was KRAS G12D, reviving interest in targeting recurring mutations in common cancers using off-the-shelf reagents.
RAS-Specific ACT in Humans
Two avenues of investigation have demonstrated that mutated RAS proteins are immunogenic and could produce reagents that might be clinically effective. The first involves the analysis of patient TIL to isolate naturally-occurring T-cells populations recognizing that patient’s RAS mutation and if present in sufficient numbers, potentially administering them clinically. The second (discussed below) uses in vivo immunization and in-vitro sensitization of lymphocytes from HLA-transgenic mice to generate HLA-restricted murine TCRs reactive with specific candidate RAS mutations. Such TCRs can be used in clinical studies by retrovirally introducing these TCRs (either murine or human) into autologous PBL for administration. A summary of the methods used to isolate or generate mutation-reactive T-cells and clone their TCRs is shown in Figure 1.
In 2016, Tran et al found polyclonal CD8+ TIL reactivity against KRAS G12D in the TIL of a patient with metastatic colorectal cancer and isolated 4 separate HLA-C*08:02 restricted TCRs recognizing the patient’s KRAS G12D mutation [53]. TIL grown from a resected metastatic lesion were co-cultured with autologous APCs electroporated with minigenes (in the form of RNA) encoding all the patient’s tumor specific mutations to present them in the context of all MHC Class I alleles. TIL reactivity was assessed by secretion of IFN-γ on ELISPOT assay and flow cytometric analysis of T-cell activation markers 4-1BB and OX-40. The mutated minimal determinant epitopes were determined using synthetic peptides and reactivity to both the KRAS G12D 9-mer (GADGVGKSA) and 10-mer (GADGVGKSAL) peptides were found. TCR α and β chains were cloned from reactive TIL and retrovirally reintroduced into PBL to verify the reactivities (Figure 2a). Furthermore, these TCR-transduced PBL also recognized allogeneic HLA-C*08:02+, KRAS G12D-mutated pancreatic adenocarcinoma cell lines.
Adoptive transfer of 1.1×1011 of these G12D-reactive T-cells mediated significant regression of all seven pulmonary metastases at just 40 days post-transfer (Figure 2b). This partial response was maintained for 9 months, at which time one lesion progressed and was resected; genomic analysis of this lesion demonstrated loss of the chromosome 6 haplotype encoding HLA-C*08:02, compatible with immune escape from MHC loss. This escape mechanism could be addressed by treating with combinations of CD8+ and CD4+ reactive T-cells to counter this possibility. Nonetheless, this patient remains free of disease almost 4 years post-cell transfer and three years after resection of the solitary relapse.
Interestingly, at 40 days post-cell transfer, the dominant infused T-cell clone (49.5% of infusion bag) was no longer detectable in the patient’s blood, however, the three clones administered at lower frequencies (19.1%, 6.9%, and 0.04%, respectively) persisted in vivo. Murine data would predict that this could be due to the epigenetic state of differentiation of the clones [60] and retrospective flow cytometric analysis of the infusion bag was supportive of this hypothesis. This discovery of KRAS-reactive TCRs is not an isolated occurrence; Veatch et al recently published the isolation of a KRAS G12V-rective TCR from a CD4+ T-cell in the peripheral blood of a patient with non-small cell lung cancer [61]. The availability of these TCRs encoded in highly efficient retroviruses for introduction into the PBL of other patients would allow them to be treated with PBL selected or manipulated to enhance persistence of transferred cells.
RAS-Specific ACT in the Murine Model
As previously mentioned, targeted generation of T-cells recognizing mutated RAS isoforms can also be accomplished with in vivo vaccination of HLA-transgenic mice [57]. Previous in vitro work as well as clinical ACT protocols have shown that unmodified murine TCRs can be retrovirally inserted into human PBL and mediate tumor recognition and clinical regressions [48, 54, 62]. Humoral and cellular immune responses to these murine receptors can develop over time but have not consistently affected their efficacy. Therefore, mice transgenic for HLA alleles predicted to bind and present epitopes containing common codon 12 mutations in RAS were immunized with mutated RAS peptides, their lymphocytes harvested and stimulated in vitro.
Wang et al generated HLA-A*11:01 restricted mouse T-cells against KRAS G12D and G12V mutations by immunizing HLA-A*11:01 transgenic mice with 9-mer (D: VVGADGVGK, V: VVGAVGVGK) and 10-mer (D: VVVGADGVGK, V: VVVGAVGVGK) mutant RAS peptides and performing in vitro sensitizations [63]. These T-cells demonstrated reactivity via upregulation of IFN-γ and CD107a when co-cultured with appropriate KRAS-mutant cell lines, verifying their cytolytic potential and specificity. Multiple TCR α and β chain cDNA combinations against KRAS G12D and G12V were subsequently identified and retrovirally transfected into peripheral blood lymphocytes. All TCRs were mutation-specific, HLA-A*11:01 restricted, and led to upregulation of T-cell activation markers when co-cultured with titrated amounts of the relevant 9-mer and 10-mer peptides (Figure 3a/b). In a subsequent in vivo experiment, immunodeficient mice bearing large established human KRAS-mutant pancreatic adenocarcinomas were treated with PBL transduced with G12D- or G12V-reactive TCRs. In some cases, significant growth inhibition was seen [63] and in others complete regression was seen in some mice (Figure 3c). Although developed from a focus on KRAS, these mutations occur in the completely conserved region of KRAS, HRAS, and NRAS, and all of those mutated isoforms can be recognized by these KRAS-specific TCRs.
Expanding the RAS-Reactive T-Cell Repertoire
The HLA-A*11:01 allele occurs in 14% of US Caucasians, 23% of Asian Americans and up to 50% of Han Chinese [63], while the HLA-C*08:02 is found in 8% of US Caucasians [57], implying a significant number of beneficiaries from these receptors alone, but also speaking to the need for a more diverse collection of TCR reagents [64]. To broaden this library, Yossef et al recently demonstrated that FACS enrichment for CD134+, CD137+ and PD-1+ T-cells followed by limiting dilution cloning could reveal Class II restricted anti-G12V T-cell not detected by conventional screening [65]. Cafri et al have also isolated KRAS-mutant reactive TCRs in populations of in-vitro stimulated memory T cells (both CD4 and CD8) collected from the peripheral blood of patients with known reactivity against the shared antigen [66]. This has the potential to eliminate the TIL harvest process entirely. Table 2 shows the various TCRs which have been isolated from patients with KRAS mutated cancers in the Surgery Branch at the NCI, using either conventional tandem mini-gene (TMG) screening or in vitro stimulation of peripherally circulating memory T cells, as described above. With multiple methods of TCR detection and generation, a library of reactive TCRs that covers a wider breadth of KRAS mutations and HLA alleles can be developed.
Table 2.
KRAS Mutation |
Patient # | Cancer Diagnosis |
CD4/CD8 | HLA- Restriction |
Method |
---|---|---|---|---|---|
G12D | 4095 4238 |
Colon Colon |
CD8 CD4 |
C*08:02 (8%) Class II (DR) |
TMG IVS |
G12V | 4148 | Endometrial | CD4 CD8 |
DRB1*07:01 (25%) A*11:01 (14%) |
TMG IVS |
G12C | 4173 | Ovarian | CD4 | DRB1*11:01 (10%) | IVS |
G12R | 4268 | Colon | CD4 | Class II | TMG |
Future Directions & Challenges
While over 20 years have elapsed since the immunogenicity of KRAS mutations was demonstrated with peptide vaccination in vitro, clinical translation of this to human trials is just now being achieved. Direct targeting of the KRAS protein using small molecule inhibitors remains a daunting task and, in general, small molecule inhibitors have not been proven to have curative potential.
ACT represents a promising medium through which to attack RAS-mutated cancers, however, while its efficacy in hematologic malignancies and melanoma is better established, its utility in epithelial cancers remains in the early phases of investigation.
Proof of principle in one patient using a KRAS-reactive TIL transfer is encouraging, but methods to more frequently and quickly derive T-cells reactive with mutated RAS are needed, as in vivo discovery is simply too rare an event. HLA-transgenic murine models, when used in tandem with HLA-prediction algorithms, have demonstrated utility in broadening the anti-RAS T-cell repertoire, however, much work remains in building this library of receptors. The engineering of these cells using existing off-the-shelf TCRs is available to an increasing number of patients; as this library of receptors expands, off-the-shelf combination therapies may be a future effort. Two trials using this approach for HLA-A11+ patients with either G12V or G12D mutations are now open and accruing: and (https://clinicaltrials.gov/).
Conclusions
As driver mutations present in a significant percentage of epithelial tumors, RAS mutations represent ideal targets for immune-based treatments. Adoptive cell transfer of TIL or PBL engineered to attack KRAS-mutations represents a unique therapy that overcomes the many limitations of existing small molecule inhibitors, non-specific immune-based therapies, and passive vaccination trials. For some patients, it may represent the most promising path to finally targeting the prototypical “undruggable” RAS oncogene family.
Footnotes
Potential conflicts of interest: J.C. Yang may receive royalties from the T-cell receptors described in this article, and reports receiving other commercial research support from Kite/Gilead. No potential conflicts of interest were disclosed by the other author.
Sources
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