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. 2020 Feb 21;15(2):e0229292. doi: 10.1371/journal.pone.0229292

The effect of adjuvant therapy for patients with intrahepatic cholangiocarcinoma after surgical resection: A systematic review and meta-analysis

Qiao Ke 1,#, Nanping Lin 1,#, Manjun Deng 1,#, Lei Wang 1,2,*, Yongyi Zeng 1, Jingfeng Liu 1,3
Editor: Gianfranco D Alpini4
PMCID: PMC7034847  PMID: 32084210

Abstract

Backgroud

Resection is still the only potentially curative treatment for patients with intrahepatic cholangiocarcinoma (ICC), but the prognosis remains far from satisfactory. However, the benefit of adjuvant therapy (AT) remains controversial, although it has been conducted prevalently. Hence, a meta-analysis was warranted to evaluate the effect of AT for patients with ICC after resection.

Patients and methods

PubMed, MedLine, Embase, the Cochrane Library, Web of Science were used to identify potentially eligible studies from Jan.1st 1990 to Aug. 31st 2019, investigating the effect of AT for patients with ICC after resection. Primary endpoint was overall survival (OS), and secondary endpoints was recurrence-free survival (RFS). Hazard ratio (HR) with 95% confidence interval (CI) was used to determine the effect size.

Results

22 studies with 10181 patients were enrolled in this meta-analysis, including 832 patients in the chemotherapy group, 309 patients in the transarterial chemoembolization (TACE) group, 1192 patients in the radiotherapy group, 235 patients in the chemoradiotherapy group, and 6424 patients in the non-AT group. The pooled HR for the OS rate and RFS rate in the AT group were 0.63 (95%CI 0.52~0.74), 0.74 (95%CI 0.58~0.90), compared with the non-AT group. Subgroup analysis showed that the pooled HR for the OS rate in the AT group compared with non-AT group were as follows: chemotherapy group was 0.57 (95%CI = 0.44~0.70), TACE group was 0.56 (95%CI = 0.31~0.82), radiotherapy group was 0.71 (95%CI = 0.39~1.03), chemoradiotherapy group was 0.73 (95%CI = 0.57~0.89), positive resection margin group was 0.60 (95%CI = 0.51~0.69), and lymph node metastasis (LNM) group was 0.67 (95%CI = 0.57~0.76).

Conclusion

With the current data, we concluded that AT such as chemotherapy, TACE and chemoradiotherapy could benefit patients with ICC after resection, especially those with positive resection margin and LNM, but the conclusion needed to be furtherly confirmed.

Introduction

Intrahepatic cholangiocarcinoma (ICC) is the second most common primary liver cancer following hepatocellular carcinoma with a stably growing incidence and mortality[1, 2]. Surgical resection is still the most preferred treatment for patients with ICC, but only 15% of patients have the chance of surgery at initial diagnosis[35]. However, the prognosis of patients with ICC after resection remains far from satisfactory with the 5-year survival rate around 30%[6, 7]. Hence, concerns have always been focused on any strategies intended to improve the prognosis.

Various kinds of adjuvant therapies (AT), such as chemotherapy[810], radiotherapy[11, 12], transarterial chemoembolization (TACE)[13, 14], and chemoradiotherapy[15] have been conducted prevalently to improve the prognosis of patients after resection, and 21.4%-57.7% of patients were reported to receive AT after resection[14, 16]. However, the benefit of AT remains controversial[8, 9, 12]. Considering that randomized controlled trials or prospective studies evaluating the clinical vale of AT are hard to conduct, a comprehensive systematic review and meta-analysis is needed to confirm it.

Material and method

This study was based on published studies and the informed consent of the patients and the ethical approval were not required. This meta-analysis was conducted according to the preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA).

Literature search

A comprehensive search on the existing published medical literature was conducted by Qiao Ke and Nanping Lin to investigate the value of the AT for patients with ICC after surgical resection. English electronic databases such as PubMed, MedLine, Embase, the Cochrane Library, Web of Science were used to search the literature from Jan.1st 1990 to Aug. 31st 2019. Key words were as follows: (“intrahepatic cholangiocarcinoma” or “ICC” or “iCCA”) AND (“adjuvant therapy” or “transarterial chemoembolization” or “chemotherapy or “radiotherapy” or “chemoradiotherapy”). Any potentially eligible studies were then identified manually through the references of the included studies, reviews, letters and comments.

Selection criteria

Inclusion criteria

i) patients with ICC confirmed by pathology; ii) patients receiving surgical resection; iii) groups must include AT group and non-AT group; iv) outcomes must include the long-term outcomes.

Exclusion criteria

i) patients including gallbladder carcinoma or extrahepatic cholangiocarcinoma; ii) patients receiving neoadjuvant therapy; iii) patients receiving palliative resection; ⅳ) data on the long-term outcomes was not available; ⅴ) studies based on overlapping cohorts deriving from the same center; ⅵ) reviews, comments, letters, case report, and conference abstract.

Of note, considering that the data of most of the American studies came from the national cancer data base (NCDB), we only incorporated the study with longest research span if overlapping cohorts existed among studies.

Intervention

Hepatectomy was conducted with or without lymph node dissection[17, 18], regardless of margin status.

AT was defined as any strategies administrated before recurrence, regardless of TACE, chemotherapy, radiotherapy, and chemoradiotherapy.

Data extraction

Data such as the author’s first name, year of publication, study methods, patient’s characteristic, interventions, and outcomes were extracted and assessed by Qiao Ke and Nanping Lin with predefined forms. The hazard ratios (HRs) of OS or RFS were extracted directedly from the original data or extracted from the Kaplan-Meier curves according to the methods described in detail by Tierney et al[19]. and Parmar et al[20]. In case of disagreement, a third investigator, Manjun Deng, was intervened to reach a conclusion.

Quality assessment

The quality of non-randomized studies was assessed by the modified Newcastle-Ottawa Scale (NOS)[21], and more than 7 stars were defined as high quality, 4~6 star as medium quality, and <4 stars as low quality.

Statistical analysis

The meta-analysis was registered at http://www.crd.york.ac.uk/PROSPERO/ (Review registry 145810) and was performed using Stata 14. Considering all of the included studies were retrospective cohort studies, endpoints in this meta-analysis were evaluated by HRs and 95%CIs using the random-effects model[22, 23]. Subgroup analyses were conducted in the group of different AT strategies, R1 resection, and lymph node metastasis. Sensitivity analysis was conducted to observe whether the present result would be affected by any one study. Publication bias was determined using Begg’s and Egger’s tests, and “trim and fill” method was introduced to check the effect of potentially unpublished studies on the present result.

Results

Base characteristic of the included studies

Totally, 1267 records were excluded from the initially identified 1289 records. 22 studies including 23 cohorts and 10181 patients were enrolled in this meta-analysis[9, 1114, 16, 2439]. Groups were classified as follows: 832 patients in the chemotherapy group, 309 patients in the TACE group, 1192 patients in the radiotherapy group, 235 patients in the chemoradiotherapy group, and 6424 patients in the non-AT group. Of note, both adjuvant chemotherapy and adjuvant chemoradiotherapy were evaluated in Sur’s study[33], so the former was defined as Sur 2014a and the latter was defined as Sur 2014b. The search strategies and results were shown in Fig 1.

Fig 1. PRISMA flow diagram showing selection of articles for meta-analysis.

Fig 1

The characteristics and baseline demographic data of the patients in each research were listed in Table 1. Of note, two studies were international multi-centers ones[16, 33]. Details of AT in the included studies were depicted in Table 2. NOS score of each included study was exhibited in Table 3, among of which 20 studies were scored 7–9[9, 1114, 16, 2537, 39] and two were scored 5–6[24, 38].

Table 1. Basic characteristics of included studies.

Study Country Design Period Primary endpoints Sex(M/F) LNM(+/-) Vascular invasion(+/-) Resection margin(+/-) Follow-up
(months)
Roayaie 1998[24] US Single center 1991–1997 OS/RFS NR 8/8 NR NR 35.7(0.1–73.2)
Jan 2005[25] China Single center 1997–2001 OS 128/184 NR NR 222/90 14.1(1.05–167.6)
Jiang 2010[26] China Single center 1998–2008 OS 52/38 90/0 NR NR 13.2(0.3–123)
Shen 2011[27] China Single center 2002–2003 OS/RFS 88/37 10/115 38/87 NR 18(3–96)
Wu 2012[28] China Single center 2005–2006 OS 88/26 11/103 14/100 NR NR
Ribero 2012[30] Italy Multi-center 1990–2008 OS 243/191 113/321 211/223 NR 36.5
Bhudhisawasdi 2012[29] Thailand Single center 1998–2002 OS 116/55 NR 145/26 141/30 NR
Li 2013[32] China Single center 2000–2011 OS/RFS NR 34/177 51/160 NR NR
Liu 2013[31] China Single center 2005–2011 OS 48/33 50/31 NR NR NR
Sur 2014[33] US Multi-center 1998–2006 OS NR 128/510 NR 180/458 NR
Miura 2015[34] US Multi-center 1998–2011 OS NR NR NR NR NR
Li 2015[14] China Single center 2008–2011 OS/RFS 368/185 104/449 73/480 NR 25.3(2.2–76.2)
Okumaura 2016[36] Japan Single center 2004–2015 OS/RFS 67/42 32/77 69/40 18/91 NR
Luvira 2016[35] Thailand Single center 2004–2009 RFS 26/24 18/32 NR 27/23 NR
Hammad 2016[12] US Multi-center 1998–2013 OS 819/755 607/967 NR NR NR
Jeong 2017[13] China Single center 2011–2015 OS 28/14 15/27 16/26 NR 36(11–65)
Tran 2017[39] US Multi-center 2004–2012 OS NR NR NR NR NR
Schweitzer 2017[37] Germany Single center 2000–2015 OS 111/86 45/152 44/153 NR NR
Reames 2017[9] International Multi-center 1990–2015 OS 638/516 200/954 217/805 146/992 NR
Zheng 2018[11] China Single center 2007–2016 OS NR 31/18 10/39 NR NR
Lee 2019[16] US Multi-center 2004–2014 OS 1315/1498 582/2231 NR 649/2164 25.2(13.2–42)
Sahara 2019[38] International Multi-center 1990–2015 OS NR NR NR NR 21.2(11.2–38.9)

M: male; F: female; LNM: lymph node metastasis; NR: not report; OS, overall survival; RFS, recurrence-free survival.

Table 2. Interventions of adjuvant treatments in the included studies.

Study Treatment types Patients(yes/no) Regimens
Roayaie 1998[24] CRT 9/7 5-FU(1000mg/m2)+external beam radiotherapy (40-50GY)
Jan 2005[25] CT 118/194 5-FU+cisplatin+gemcitabine+doxorubicine+oxaliplatin
Jiang 2010[26] RT 24/66 external beam radiation(50 Gy)
Shen 2011[27] TACE 53/72 5-FU (500 mg)/ carboplatin (100 mg)+iodized oil (3–5ml)+epirubicin (20 mg)+hydroxycamptothecin (10 mg)
Wu 2012[28] TACE 57/57 5-FU (500 mg)/ carboplatin (100 mg)+iodized oil (3–5ml)+epirubicin (20 mg)+hydroxycamptothecin (10 mg)
Ribero 2012[30] CT 116/318 NR
Bhudhisawasdi 2012[29] CT 54/117 5-FU(1000mg/m2)+mitomycin C(10mg/m2)
Li 2013[32] TACE 68/143 5-FU(500 mg)+iodized oil(3–5 ml)+epirubicin (20 mg)+hydroxycamptothecin (10 mg)
Liu 2013[31] CT 18/63 5-FU+cisplatin+gemcitabine+doxorubicine+oxaliplatin
Sur 2014a[33] CT 75/416 NR
Sur 2014b[33] CRT 147/416 NR
Miura 2015[34] RT 486/77 NR
Li 2015[14] TACE 122/431 5-FU(500 mg)+iodized oil(3–5 ml)+epirubicin (20 mg)+hydroxycamptothecin (10 mg)
Okumaura 2016[36] CT 47/62 Gemcitabine+ S-1
Luvira 2016[35] CT 18/32 5-FU(1000mg/m2)+mitomycin C(10mg/m2)
Hammad 2016[12] RT 525/1049 NR
Jeong 2017[13] TACE 9/33 5-FU+epirubicin+cisplatin
Tran 2017[39] CRT 79/170 NR
Schweitzer 2017[37] CT 39/158 gemcitabine (1000 mg/m2)+cisplatin (25mg/m2)+oxaliplatin (100mg/m2)
Reames 2017[9] CT 347/807 gemcitabine (1000 mg/m2)+cisplatin (25mg/m2)+oxaliplatin (100mg/m2)
Zheng 2018[11] RT 26/23 intensity-modulated radiotherapy(50-60Gy)
Lee 2019[16] CT/CRT 1189/1624 NR
Sahara 2019[38] RT 131/505 NR

CRT: chemoradiotherapy; CT: chemotherapy; RT: radiotherapy; TACE, transarterial chemoembolization; NR: not report.

Table 3. Newcastle-Ottawa quality assessment of the included studies.

Study Selection Comparability Outcome
Representativeness of the exposed cohort Selection of the non-exposed cohort Ascertainment of exposure Outcome of interest was presented Assessment of outcome Follow-up long enough for outcomes to occur Adequacy of follow up of cohorts Scores
Roayaie 1998[24] 5
Jan 2005[25] 8
Jiang 2010[26] 7
Shen 2011[27] 7
Wu 2012[28] ★★ 8
Ribero 2012[30] 7
Bhudhisawasdi 2012[29] 7
Li 2013[32] ★★ 9
Liu 2013[31] 8
Sur 2014[33] 7
Miura 2015[34] 8
Li 2015[14] ★★ 9
Okumaura 2016[36] 8
Luvira 2016[35] 6
Hammad 2016[12] 8
Jeong 2017[13] 7
Tran 2017[39] 8
Schweitzer 2017[37] 8
Reames 2017[9] ★★ 9
Zheng 2018[11] 8
Lee 2019[16] 8
Sahara 2019[38] 6

Endpoints

The OS and RFS comparing between AT group and non-AT group were evaluated in 22[9, 1114, 16, 2434, 3639] and 6 included cohorts [14, 24, 27, 32, 35, 36], respectively. Using a random-effect model, the pooled HR for the OS and RFS in the AT group were 0.63 (95%CI 0.52~0.74, Fig 2A), and 0.74 (95%CI 0.58~0.90, Fig 2B), respectively, compared with the non-AT group.

Fig 2. Forest plot of the overall survival and recurrence-free survival rates between adjuvant therapy and operation only.

Fig 2

A, overall survival; B, recurrence-free survival.

Subgroup analysis stratified by different AT strategies

The OS and RFS comparing between adjuvant chemotherapy group and non-AT group were evaluated in 9[9, 25, 2931, 33, 3638] and 2[35, 36] included cohorts, respectively. Using a random-effect model, the pooled HR for the OS and RFS in the AT group were 0.57 (95%CI 0.44~0.70, Fig 3A), and 0.75 (95%CI 0.45~1.05, Fig 3B), respectively, compared with the non-AT group.

Fig 3. Forest plot of the overall survival and recurrence-free survival rates between adjuvant chemotherapy and operation only.

Fig 3

A, overall survival; B, recurrence-free survival.

The OS and RFS comparing between adjuvant TACE group and non-AT group were evaluated in 5[13, 14, 27, 28, 32] and 3[14, 27, 32] included cohorts, respectively. Using a random-effect model, the pooled HR for the OS and RFS in the adjuvant TACE group were 0.56 (95%CI 0.31~0.82, Fig 4A), and 0.74 (95%CI 0.55~0.93, Fig 4B), respectively, compared with the non-AT group.

Fig 4. Forest plot of the overall survival and recurrence-free survival rates between adjuvant TACE and operation only.

Fig 4

A, overall survival; B, recurrence-free survival.

The OS comparing between adjuvant radiotherapy group or adjuvant chemoradiotherapy group and non-AT group were evaluated in 4[11, 12, 26, 34] and 3[24, 33, 39] included cohorts, respectively. Using a random-effect model, the pooled HR for the OS in the adjuvant radiotherapy group and adjuvant chemoradiotherapy group were 0.71 (95%CI 0.39~1.03, Fig 5A), and 0.73 (95%CI 0.57~0.89, Fig 5B), respectively, compared with the non-AT group.

Fig 5. Subgroup analysis of OS stratified by adjuvant radiotherapy and chemoradiotherapy.

Fig 5

A, adjuvant radiotherapy; B, adjuvant chemoradiotherapy.

Subgroup analysis stratified by high risk factors

The effect of AT on the patients with positive resection margin was evaluated in 4 included cohorts [16, 24, 25, 29]. Using a random-effect model, the pooled HR for the OS in the AT group was 0.60 (95%CI 0.51~0.69, Fig 6A), compared with the non-AT group. The effect of AT on the patients with LNM was evaluated in 4 included cohorts [9, 16, 24, 26]. Using a random-effect model, the pooled HR for the OS in the AT group was 0.67 (95%CI 0.57~0.76, Fig 6B), compared with the non-AT group.

Fig 6. Subgroup analysis stratified by high risk factors.

Fig 6

A, positive resection margin; B. lymph node metastasis.

Sensitivity analysis

Sensitivity analysis was conducted in the primary endpoint comparing between AT group and non-AT group, and result showed that the pooled HR for the OS in the AT group did not change substantially after any study was removed compared with the non-AT group (Fig 7), which indicated that the present results in this study were robust.

Fig 7. Sensitivity analysis for overall survival in the included studies.

Fig 7

Publication bias analysis

Publication bias analysis was conducted in the primary endpoint comparing between AT group and non-AT group. Asymmetry was observed in the funnel plot (Fig 8) with significant publication bias in the egger’s test (p = 0.004) but not in the Begg’s test (p = 0.09). “Trim and fill” analysis was then conducted, and 5 more studies were found to be potentially unpublished. The adjusted HR for the OS in the AT group was 0.73 (95%CI 0.63–0.85), compared with the non-AT group, indicating that the present result could not be affected by the unpublished studies.

Fig 8. Funnel plot of overall survival in the included studies.

Fig 8

Discussion

The prognosis of patients with ICC after resection is still poor[5, 6], but the benefit of AT has always been questioned in clinical partly because the natural life span is too short and most of the patients have lost the chance of resection at diagnosis[3, 4]. Currently, with the advocation of LND and development of extended resection[4042], the clinical value of AT should be re-evaluated. This is the first systematic review evaluating the clinical value of AT in the treatment of ICC comprehensively, which included 22 studies with 10181 patients, and results showed that patients could be benefited from AT in a whole. However, in our opinion, identifying the selected patients and choosing the appropriate AT strategy are the keys.

Chemotherapy is first to be administrated in the postoperative adjuvant treatments of ICC, and adjuvant chemotherapy is still the most preferred strategy in clinical up to now with the reported incidence as high as 46.6%[15]. However, the benefit of chemotherapy has been always been questioned mainly because cholangiocarcinoma is not sensitive to chemotherapeutics[43]. In this meta-analysis, adjuvant chemotherapy was confirmed to be associated with improved OS, which was coincident with the previous meta-analysis[10, 44]. In addition, Gemcitabine-based chemotherapy was confirmed to be superior to 5-Fu based chemotherapy in the improvement of prognosis[10, 44].

TACE is conducted widely in the management of ICC, such as adjuvant therapy for patients receiving resection[13, 14], and palliative treatment for unresectable ICC[45, 46]. However, someone argued the benefit of adjuvant TACE for ICC[27], mainly because ICC could metastasize specifically through lymph node. To the best of our knowledge, this is the first meta-analysis confirming the benefit of adjuvant TACE. Reasons are mainly due to that most of the recurrences are still intrahepatic ones[47], but it deserves further validation.

Radiotherapy is playing an increasing important role in the management of ICC with the development of stereotactic body radiotherapy[11]. From the other hand, metastatic lymph node is much more sensitive to radiotherapy[12]. However, the benefit of radiotherapy was not confirmed in this meta-analysis, which deserved our deep rethink. In addition, chemoradiotherapy is being more and more preferred in clinical, because synergistic effect is believed to between radiotherapy and chemotherapy[15]. This is the first meta-analysis identifying the benefit of adjuvant chemoradiotherapy, but either sequential or concurrent chemoradiotherapy deserves further study.

As is known to all, one size does not fit all, so identifying the selected patients who could be benefited from AT is also a big deal. Adjuvant chemotherapy and TACE are found to only benefit patients with “high risk”, such as positive margins[24, 29], LNM[48], and advanced stages[16], but as for radiotherapy it is hard to say. Zheng et al[11] found that adjuvant radiotherapy could benefit patients with narrow surgical margin, but Hammad et al[12] reported that adjuvant radiotherapy could only improve the prognosis of patients with R0 resection rather than those with R1 resection and LNM. Hence, who would be benefited from AT, either with high risk or with low risk, is still a puzzle.

In the recent decades, pathway-targeted therapies made a rapid progress in solid tumors[49, 50]. Previous studies found that approximately 30%~40% of ICC patients exhibited actionable mutations, such as epidermal growth factor receptor (EGFR), and fibroblast growth factor receptor (FGFR) which shed light on the molecular targeted therapies on ICC[51, 52]. From the other hand, next-generation and exome sequencing studies found that 10%~15% of cholangiocarcinoma patients had DNA repair mutations[53], and 40% of cholangiocarcinoma patients had positive programmed cell death receptor 1 (PDL1) expression[54], who might be the potential beneficiaries of immunotherapies. Recent clinical trials have exhibited promising results in the advanced cholangiocarcinoma, which would change the trajectory of ICC management[55, 56]. In future, promises of adjuvant targeted therapies and/or immunotherapies have been expected in the on-going trials.

There were several restrictions of this meta-analysis. First, all the included studies were retrospective ones, indicating an obvious selection and recalling bias. Second, most of the studies were multi-centers or based on the database mainly due to the rare incidence of ICC, which meant that procedure of surgical resection and AT were different and bias was hard to avoid. Third, most of the cofounding factors such as radical resection and LNM were hard to be resorted in the original studies, which would weaken the conclusion. Fourth, RFS was evaluated in only six of the 22 included studies, which was insufficient to evaluate the effect of AT on recurrence. Fifth, considering that the span of the included studies was a little longer (1990~2019), during which the surgical techniques, chemotherapy agents and radiation approaches were different, our conclusion in this study deserved further validation. The last but not the least, publication bias was found in this meta-analysis, although the present result was found to be not changed after “trim and fill” analysis.

Conclusion

With the current data, we concluded that AT would benefit patients with ICC after resection, but it deserved further validation. Considering that not all AT strategies would bring benefit to patients with ICC, and not all patients would be benefited from AT, identifying the potential beneficiaries of different AT is a priority in future.

Supporting information

S1 Table. PRISMA 2009 checklist.

(DOC)

S2 Table. The searching strategy of the pubmed database.

(DOCX)

Abbreviations

ICC

intrahepatic cholangiocarcinoma

AT

adjuvant therapy

TACE

transarterial chemoembolization

LNM

lymph node metastasis

OS

overall survival

RFS

recurrence-free survival

HR

Hazard ratio

OR

odd ratio

CI

confidence interval

Data Availability

All data generated or analyzed during this study are included in the published articles

Funding Statement

This work was supported by Startup Fund for scientific research, Fujian Medical University (Grant number: 2018QH1195), but no authors in this study received a salary from this fund.

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Decision Letter 0

Gianfranco D Alpini

30 Dec 2019

PONE-D-19-27317

The effect of adjuvant therapy for patients with intrahepatic cholangiocarcinoma after surgical resection: a systematic review and meta-analysis

PLOS ONE

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**********

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Reviewer #1: I read the manuscript Ke et al with great interest. The authors tried to answer the question whether adjuvant therapy (in different forms) for intrahepatic CCA would be useful or not using the meta-analysis of the published paper.

With the large cohort of the meta-analysis and included study it looks like the statistical power seems adequate. However, the authors included studies which span over 30 years.

I have several comments;

1- Due to 30 years of span (1990-2019), as also can be seen by Table 2, some chemotherapy agents were different. Therefore, the response to chemotherapy could be different. This should be acknowledged in the discussion as the most limiting factor for chemotherapy and chemoradipotherapy. This long time span eventually impacts on the surgical techniques as well. The power of meta-analysis is the large cohort but different surgical techniques, (improved techniques most recently with improved diagnostics) change the overall survival of CCA patients. This should be also acknowledged as an important limitation.

2- page 3, line 70 - Varies should be Various

3- page 4 line 77, OMIT, "badly".

Again, the authors should add limitations to the study and soften the conclusion based on these limitations.

Reviewer #2: This manuscript by Qiao Ke et al. is a meta-analysis evaluating the effect of adjuvant therapy (AT) for patients with intrahepatic cholangiocarcinoma (ICC) after resection. Resection is still the only potentially curative treatment for patients with intrahepatic cholangiocarcinoma (ICC), but the prognosis remains far from satisfactory. The role of conventional therapies (transarterial chemoembolization, chemotherapy and radiotherapy) has yet to be fully defined, particularly in the adjuvant and second-line settings. This is the first systematic review evaluating the clinical value of AT in the treatment of ICC, including 22 studies with 10181 patients. Results showed that some patients could be benefited from AT in a whole. However, not all AT strategies would bring benefit to patients with ICC, and the benefit of adjuvant radiotherapy needs to be further validated. Identifying the selected patients and choosing the appropriate AT strategy is a major challenge for Clinics. The manuscript is well written and easy to follow. The topic of this manuscript is of great interest. The Reviewer has just some issues to address.

MAJOR

1. The major weaknesses of this study are well addressed by the Authors in the Discussion chapter: the studies are retrospective, indicating an obvious selection and recalling bias; most of the studies are multi-centers or based on the database mainly due to the rare incidence of ICC, which meant that procedure of surgical resection and AT were different and bias was hard to avoid; most of the cofounding factors such as radical resection and LNM are hard to be resorted in the original studies, which would weaken the conclusion; RFS is evaluated in only six of the 22 included studies, which is insufficient to evaluate the effect of AT on recurrence; publication bias is found in this meta-analysis.

2. Since a number of pathway-targeted therapies, as well as modulation of the immune environment, hold promise for patients with intrahepatic cholangiocarcinoma, the Authors should add this topic in the discussion.

**********

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PLoS One. 2020 Feb 21;15(2):e0229292. doi: 10.1371/journal.pone.0229292.r002

Author response to Decision Letter 0


31 Jan 2020

Dear editor,

Firstly, we would like to thank the reviewers and the editor for the positive and constructive comments and suggestions. We have substantially revised our manuscript after reading the comments, and the revision was marked in red. In addition, the revision was re-edited literally, and the part of the method, especially the statistics, was checked repeatedly.

Point by point responses to reviewers:

Journal Requirements:

When submitting your revision, we need you to address these additional requirements:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: Thank you for your kindly reminder. We are sure that our manuscript is well meet the requirements of PLOS ONE.

2. At this time, we ask that you please provide the full search strategy and search terms for at least one database in the Supplementary information.

Response: Thank you for your professional comment. Full search strategy and search terms for PubMed was uploaded as the Supplementary file. However, manually searching was repeated conducted through the references of the included studies, reviews, letters and comments.

3. Thank you for stating the following beneath the Acknowledgments Section of your manuscript:

"This study was supported by Startup Fund for scientific research, Fujian Medical University (Grant number: 2018QH1195)."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

"Not application"

a.Please provide an amended Funding Statement that declares *all* the funding or sources of support received during this specific study (whether external or internal to your organization) as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now

b.Please state what role the funders took in the study.  If any authors received a salary from any of your funders, please state which authors and which funder. If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

c.Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Response: Thank you for your kindly reminder. Lei Wang is the grantee of the funding, but "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript." We removed funding-related text from the manuscript and update our Funding Statement as you suggested.

4. PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ

Response: Thank you for your kindly reminder. We have added all the authors’s ORCID and updated our information.

Reviewer #1: I read the manuscript Ke et al with great interest. The authors tried to answer the question whether adjuvant therapy (in different forms) for intrahepatic CCA would be useful or not using the meta-analysis of the published paper.With the large cohort of the meta-analysis and included study it looks like the statistical power seems adequate. However, the authors included studies which span over 30 years.

I have several comments;

1- Due to 30 years of span (1990-2019), as also can be seen by Table 2, some chemotherapy agents were different. Therefore, the response to chemotherapy could be different. This should be acknowledged in the discussion as the most limiting factor for chemotherapy and chemoradipotherapy. This long time span eventually impacts on the surgical techniques as well. The power of meta-analysis is the large cohort but different surgical techniques, (improved techniques most recently with improved diagnostics) change the overall survival of CCA patients. This should be also acknowledged as an important limitation.

Response: Thank you for your professional comment. Firstly, we admitted that the span of the included researches was a little longer. Considering that most of the included studies were after 2010, we conducted a subgroup analysis stratified by the publication year before and after 2010 as you suggested, and results showed that the results of two subgroup analysis were coincident with the whole, which indicated that the conclusion was robust to some extent. Secondly, as you indicated that “some chemotherapy agents were different “, and the relevant subgroup analysis was published previously, which was depicted in the “Discussion”. And, the emphasis and innovation were the subgroup analysis stratified by different adjuvant strategies including chemotherapy, TACE, radiotherapy, and chemoradiotherapy. Thirdly, as you pointed out that “different surgical techniques, (improved techniques most recently with improved diagnostics) change the overall survival of CCA patients”, but relevant subgroup analysis such as laparoscopic vs. open hepatectomy, major vs. minor hepatectomy, hepatectomy with or without lymphadenectomy were unable to conduct due to most of the data was unavailable. However, these limitations were emphasized in the “Discussion” as you suggested.

2- page 3, line 70 - Varies should be Various

Response: Thank you for kindly reminder, and we corrected it in the revised manuscript.

3- page 4 line 77, OMIT, "badly".

Response: Thank you for kindly reminder, and we corrected it in the revised manuscript.

Again, the authors should add limitations to the study and soften the conclusion based on these limitations.

Response: Thank you for kindly reminder, and we had softened our conclusion in the revised manuscript.

Reviewer #2: This manuscript by Qiao Ke et al. is a meta-analysis evaluating the effect of adjuvant therapy (AT) for patients with intrahepatic cholangiocarcinoma (ICC) after resection. Resection is still the only potentially curative treatment for patients with intrahepatic cholangiocarcinoma (ICC), but the prognosis remains far from satisfactory. The role of conventional therapies (transarterial chemoembolization, chemotherapy and radiotherapy) has yet to be fully defined, particularly in the adjuvant and second-line settings. This is the first systematic review evaluating the clinical value of AT in the treatment of ICC, including 22 studies with 10181 patients. Results showed that some patients could be benefited from AT in a whole. However, not all AT strategies would bring benefit to patients with ICC, and the benefit of adjuvant radiotherapy needs to be further validated. Identifying the selected patients and choosing the appropriate AT strategy is a major challenge for Clinics. The manuscript is well written and easy to follow. The topic of this manuscript is of great interest. The Reviewer has just some issues to address.

MAJOR

1. The major weaknesses of this study are well addressed by the Authors in the Discussion chapter: the studies are retrospective, indicating an obvious selection and recalling bias; most of the studies are multi-centers or based on the database mainly due to the rare incidence of ICC, which meant that procedure of surgical resection and AT were different and bias was hard to avoid; most of the cofounding factors such as radical resection and LNM are hard to be resorted in the original studies, which would weaken the conclusion; RFS is evaluated in only six of the 22 included studies, which is insufficient to evaluate the effect of AT on recurrence; publication bias is found in this meta-analysis.

Response: Thank you for your professional comments, and these limitations above were hardly avoided, and would weaken the conclusion of this study. Hence, we had softened the conclusion in the revised manuscript.

2. Since a number of pathway-targeted therapies, as well as modulation of the immune environment, hold promise for patients with intrahepatic cholangiocarcinoma, the Authors should add this topic in the discussion.

Response: Thank you for your professional comment. Considering the great advances in the pathway-targeted therapies and immunotherapies, prognosis of patients with intrahepatic cholangiocarcinoma following resection would be improved. Hence, we checked the latest reports on this topic, and added the progress in the revised “Discussion”.

We are looking forward to receive your letter, and please contact me without any hesitation if you have any question.

Best Regards,

Yours sincerely,

Qiao Ke

Corresponding to Lei Wang, E-mail: wangleiy001@126.com

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Gianfranco D Alpini

4 Feb 2020

The effect of adjuvant therapy for patients with intrahepatic cholangiocarcinoma after surgical resection: a systematic review and meta-analysis

PONE-D-19-27317R1

Dear Dr. Lei Wang,

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Academic Editor

PLOS ONE

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Reviewers' comments:

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Authors responded to all my comments properly and appropriate changes were made. No further comments.

Reviewer #2: The Authors answered satisfactorily to reviewers' comments.

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Reviewer #1: No

Reviewer #2: No

Acceptance letter

Gianfranco D Alpini

7 Feb 2020

PONE-D-19-27317R1

The effect of adjuvant therapy for patients with intrahepatic cholangiocarcinoma after surgical resection: a systematic review and meta-analysis

Dear Dr. Wang:

I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

For any other questions or concerns, please email plosone@plos.org.

Thank you for submitting your work to PLOS ONE.

With kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Gianfranco D. Alpini

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. PRISMA 2009 checklist.

    (DOC)

    S2 Table. The searching strategy of the pubmed database.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All data generated or analyzed during this study are included in the published articles


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