Genotype-phenotype analysis of 523 patients by genetics evaluation and clinical exome sequencing

Abstract

Background

As clinical exome sequencing (CES) becomes more common, understanding which patients are most likely to benefit and in what manner is critical for the general pediatrics community to appreciate.

Methods

523 patients referred to the Pediatric Genetics clinic at Michigan Medicine were systematically phenotyped by presence or absence of abnormalities for 13 body/organ systems by a Clinical Genetics team. All patients then underwent CES.

Results

Overall, 30% of patients who underwent CES had an identified pathogenic mutation. The most common phenotypes were developmental delay (83%), neuromuscular system abnormalities (81%), and multiple congenital anomalies (42%). 67% of patients had a variant of uncertain significance (VUS) or gene of uncertain significance (GUS); 23% had no variants reported. There was a significant difference in the average number of body systems affected amongst these groups (pathogenic 5.89, VUS 6.0, GUS 6.12, and no variant 4.6; P<0.00001). Representative cases highlight four ways in which CES is changing clinical pediatric practice.

Conclusions

Patients with identified variants are enriched for multiple organ system involvement. Furthermore, our phenotyping provides broad insights into which patients are most likely to benefit from genetics referral and CES, and how those results can help guide clinical practice more generally.

Introduction

Despite the growing availability of genomic diagnostic tests, many children with suspected genetic diseases remain undiagnosed until adulthood (1). However, with the decreasing cost and increased availability of sequencing technologies, clinical exome sequencing (CES) is quickly becoming a leading modality in pediatric patients referred for clinical genetics evaluation (2–4). Early results from centers that have piloted the use of CES in pediatric genetic clinics have been promising, with several groups showing up to a 50% diagnosis rate (2–5), compared to non-CES based genetic tests such as chromosomal microarray (CMA), which typically yields a diagnosis in only about 15–20% of patients (6). Additionally, detailed cost analyses are beginning to show that when used in appropriate patients, CES is cost effective and is of greater diagnostic utility as compared to traditional chromosomal and microarray-based testing (7, 8). However, while CES is quickly becoming a first test of choice for many genetic evaluations, it is most useful as a diagnostic tool when applied to the appropriate patient population (9). A comprehensive clinical assessment of patients to place genetic test results into clinical context, such as is performed in a general genetics clinic, remains essential, as diagnosis of trinucleotide repeat disorders, mitochondrial diseases, copy number variants, and imprinting disorders require molecular testing methods other than CES (9).

In an attempt to increase the diagnostic yield of CES, a number of approaches have been taken. Genetic information sharing platforms such as Matchmaker Exchange have been developed, (10) which emphasizes comprehensive patient phenotyping with the use of standardized vocabulary such as from the Human Phenotype Ontology database (11). Many groups have also advocated for re-sequencing/re-analysis of patients with initially negative CES and a high suspicion of having a de-novo variant based on expert clinical opinion (12, 13). Furthermore, prior studies have shown a higher diagnostic yield of CES in patients with neurologic deficits (2, 14, 15), multiple congenital anomalies (16), and more severe symptomatology (16, 17), further highlighting the importance of patient selection.

Here, we describe the CES clinical pipeline instituted at the University of Michigan Pediatric Genetics Clinic. Specifically, we report on the first 523 cases evaluated in our clinic. We show that our local population is similar to those previously reported by other genetics clinics and laboratories (2, 4). Moreover, through representative examples, we highlight how CES is changing pediatric clinical practice and furthering our understanding of the pathogenesis of many genetic diseases.

Patients and Methods

The institutional review board of the University of Michigan (IRBMED) approved this retrospective study. Patients who were referred to the Michigan Medicine Pediatric Genetics clinic for any reason and who underwent CES as part of their diagnostic workup were consecutively included in this study. Clinical evaluations of patients were performed in the comprehensive Pediatrics Genetics Clinic, and included detailed evaluation of each individual and construction of a pedigree. Patients were clinically assessed by a physician (medical geneticist) who reviewed prior history and medical workup, performed a patient interview and physical exam, and ordered diagnostic testing. Patients selected for this cohort included all consecutive patients in whom CES was deemed clinically indicated by the assessing physician who presented for evaluation during from October 1, 2012 through April 30, 2018.

Based on physician clinical evaluation and reviews of prior workup and diagnostic testing, a binary yes/no phenotype dataset was curated for all patients across all body systems and other developmental / neurodevelopmental categories. This phenotyping was performed by the Medical Geneticist and then entered into the phenotype database. This was done upon the patient’s initial presentation to clinic before results from genetic testing had returned. The database was created in Excel format, and data were entered by genetic counsellors after the patient had been evaluated in clinic. The database was subsequently updated with results of genetic testing when available. The clinical system phenotypes assessed for abnormalities were: ear/nose/throat (Oto), ophthalmologic, neuromuscular, cardiac, pulmonary, gastrointestinal, renal, skeletal/connective tissue/vascular, skin/hair/teeth, endocrine, hematologic/immunologic (hem/imm), disorders of sexual development (DSD)/ambiguous genitalia, metabolic/inborn errors of metabolism (IEM). A number of other non-body system categories were also assessed in a similar binary way: multiple congenital anomalies (MCA), dysmorphic features, cancer, developmental delay, autism spectrum disorder or autism-like features, and any other behavioral phenotype not otherwise specified. In addition to these binary-curated features, all patients had a descriptive phenotypic summary, as well as demographic information (age, sex) and collation of any prior genetic/molecular testing including karyotype, CMA, or other single gene or panel based molecular testing. Each clinical phenotype was assigned its corresponding Human Phenotype Ontology (HPO) term (Supplementary Table 2).

All patients included in this study underwent CES as part of their clinical workup, based on physician clinical decision making. All patients were also required to have a separate genetic counselling appointment for pre-test counselling performed by a certified genetic counselor. Clinical exome sequencing was performed in a ‘send-out’ manner, with 424 to GeneDx, 96 to Ambry, 2 to UCLA, and one to Fulgent. Clinical CES results were reported using the ACMG classification scheme; however, for research purposes, we modified reporting for analysis here by collapsing pathogenic and likely pathogenic variants into the same category (pathogenic variants). We have also included genes of uncertain significance (GUS)—i.e. genes whose biologic function is not known or disease association has not been established—as these may be informative for future gene discovery research.

Clinical phenotype data were analyzed by comparing summative analysis of the binary phenotypes. Analysis of variance (ANOVA) was used to compare differences between groups, with p-value < 0.05 considered significant.

Results

Data collection for this study began October 1, 2012 and ended April 30, 2018, at which time 562 consecutive patients had been clinically evaluated and had CES testing. Patients with incomplete clinical phenotyping or CES data not yet returned were excluded, resulting in a total of 523 patients included in this analysis. One-hundred fifty-seven out of the 523 patients (30%) had a pathogenic or likely pathogenic variant identified that established a genetic diagnosis (Table 1, Supplementary Table 1), which is in line with prior CES cohorts (2, 4, 5). Interestingly, the remaining 365 patients did not have a pathogenic or likely pathogenic variant identified that could clearly establish a clinical genetic diagnosis; however, 243/523 (67%) of patients had at least one VUS or one GUS. Only 120/523 (23%) of patients who were referred for evaluation had no variants reported. There were no major discrepancies observed between the CES lab report and our clinical interpretation of the data in context of the patient’s clinical features.

Table 1.

Summary of CES Dataset (N = 523).

	# of Patients	% of all Patients
Pathogenic or likely pathogenic variant	158	30%
Two pathogenic/likely pathogenic variants	21	4%
Pathogenic/likely pathogenic variant + >1 VUS	54	10%
No pathogenic/likely pathogenic variant	398	76%
No pathogenic/likely pathogenic variant but >1 VUS	190	36%
No pathogenic/likely pathogenic variant and no VUS, but >1 GUS	53	10%
No pathogenic/likely pathogenic variant but >1 VUS or GUS	243	46%
Patients with at least 1 VUS	244	47%
Patients with 2 or more VUS	94	18%
Total VUS Identified	370
Patients with at least 1 GUS	116	22%
Patients with 2 or more GUS	23	4%
Total GUS Identified	158	30%
Patients with no pathogenic, likely pathogenic, VUS or GUS variants reported	120	23%

In our clinical phenotype analysis of these patients, we discovered a significant difference between the number of body systems affected and the likelihood of having a pathogenic variant by CES (Table 2). Among patients with a pathogenic variant identified, 128/157 (81%) had neuromuscular dysfunction and 131/157 (83%) had developmental delay, consistent with the nervous system being the most common body system affected. Thirty-one out of 157 (20%) of patients with pathogenic variants had a clinical diagnosis of autism spectrum disorder (ASD). The next most common systems affected were ophthalmologic (76/157, 48%), gastrointestinal (GI, 63/157, 40%), and skeletal/connective tissue/vascular (63/157, 40%). Forty-two percent of patients (67/157) had multiple congenital anomalies. The frequencies of individual systems affected were not significantly different between patients with pathogenic variants and those with one or more VUS or GUS. Surprisingly, only 26/157 (16%) of patients with an identifiable pathogenic variant had dysmorphic features on clinical exam.

Table 2.

Summary of phenotype data based on variant type identified.

	Pathogenic or likely pathogenic (n = 158)	VUS (n = 244)	GUS (n = 116)	No variants reported (n = 120)***
Average number of systems affected**	5.89	6.00	6.12	4.6
Developmental Delay	131 (83%)	195 (80%)	92 (79%)	86 (72%)
Autism Spectrum Disorder	31 (20%)	54 (22%)	36 (31%)	39 (33%)
Behavioral Phenotype	43 (27%)	71 (29%)	38 (33%)	41 (34%)
Dysmorphic Features	26 (16%)	44 (18%)	24 (21%)	24 (20%)
Multiple Congenital Anomalies (MCA)	67 (42%)	110 (45%)	55 (47%)	12 (10%)
Cancer	1 (1%)	2 (1%)	2 (2%)	4 (3%)
Body system affected:
Otolaryngology	52 (33%)	71 (29%)	39 (34%)	28 (23%)
Ophthalmologic	76 (48%)	102 (42%)	43 (37%)	24 (20%)
Neuromuscular	128 (81%)	188 (77%)	90 (78%)	77 (64%)
Cardiac	41 (26%)	62 (25%)	33 (28%)	24 (20%)
Pulmonary	37 (23%)	66 (27%)	27 (23%)	21 (18%)
Gastrointestinal	63 (40%)	98 (40%)	51 (44%)	39 (33%)
Renal	28 (18%)	46 (19%)	19 (16%)	16 (13%)
Skeletal/connective tissue/vascular	63 (40%)	103 (42%)	52 (45%)	40 (33%)
Skin/hair/teeth	41 (26%)	78 (32%)	38 (33%)	21 (18%)
Endocrine	50 (32%)	77 (32%)	29 (25%)	23 (19%)
Hematologic/Immunologic	23 (15%)	48 (20%)	22 (19)%	18 (15%)
DSD/ambiguous genitalia	15 (9%)	28 (11%)	14 (12%)	6 (5%)
Metabolic/Inborn Errors of Metabolism	14 (9%)	21 (9%)	6 (5%)	5 (4%)

^**One way anova p-value is <0.00001.

^***no pathogenic, likely pathogenic, VUS or GUS reported

Medical genetics clinical phenotyping in correlation with CES results shows that patients with more body system abnormalities on clinical exam more frequently have an identifiable pathogenic mutation, and that neurologic dysfunction and/or neurodevelopmental abnormalities are the clinical phenotypes most commonly found to have a pathogenic variant. Placement of these results in the context of lessons learned is informative for the ways in which clinical CES can be used in pediatric patients with unclear symptoms or diagnoses, and how use of CES is changing clinical care more generally, as discussed next. Patient IDs are given for reference in Supplementary Tables 1 and 2.

1. Clinical exome sequencing can diagnose very rare or newly described disorders

A 3-year-11-month-old girl (ID #43) with multiple congenital anomalies returned to our pediatric genetics clinic for reevaluation. She had dysmorphic facial features, including severe midface hypoplasia, hypertelorism, hypoplastic low-set ears, and microretrognathia. She also had relative macrocephaly, agenesis of the corpus callosum, colpocephaly, pachygyria, bilateral choanal atresia, subglottic stenosis requiring tracheostomy, metatarsus adductus, and bilateral camptodactyly. Global developmental delay was present. Her parents are first cousins. Prior testing included karyotype, CMA, and SOX9 (campomelic dysplasia) and POR (Antley-Bixler syndrome) sequencing, which were all negative. Clinical exome sequencing identified a homozygous missense variant, c.12085G>A(p.Glu4029Lys), in FAT4; the parents were both heterozygous for the variant. Biallelic mutations in FAT4 have been identified in association with Van Maldergem syndrome (OMIM 615546), an autosomal recessive disorder with physical features very similar to our patient. Although the original description of Van Maldergem syndrome was published in 1992 (18), the molecular basis of the disorder was not discovered until recently (19), and clinical testing for FAT4 was not available in the United States at the time CES was performed. In this case, CES allowed for identification of a rare diagnosis not otherwise considered and for which clinical testing was not available. Notably, Yang et al reports that in their series of 2,000 clinical exomes, approximately 30% of diagnoses were made in disease genes first identified after 2011 (6).

2. Clinical exome sequencing allows for simultaneous consideration of multiple possible diagnoses

An 8-month-old boy (ID #79) was referred for microcephaly and hypotonia. The child also had gastroesophageal reflux as well as myringotomy tube placement for chronic otitis media. An echocardiogram showed thickened aortic valve leaflets. Brain MRI showed no structural abnormalities. Physical exam was notable for weight at the 9^th percentile, length at the 5^th percentile, and head circumference less than the 3^rd percentile (and 50^th percentile for a 4-month-old). A bifid lower incisor was noted as well as highly-arched palate, anteriorly-placed anus, and truncal hypotonia. Prior to referral to our clinic, karyotype, CMA, and Fragile X testing were all negative. Differential diagnoses included a primary microcephaly disorder (ASPM and 18 additional genes), Kabuki syndrome (KMT2D, KDM6A), Smith-Lemli-Opitz syndrome (DHCR7), and Dubowitz syndrome (molecular basis not yet known). In lieu of single gene testing, clinical exome sequencing was sent and identified a heterozygous de novo pathogenic variant in KMT2D, c.8856delC (p.Lys2953Argfs*51). This confirmed a diagnosis of Kabuki syndrome (OMIM 147920). In this case, clinical exome sequencing allowed all differential diagnoses to be considered simultaneously, allowing for more rapid establishment of the correct diagnosis and appropriate clinical guidelines in this patient.

3. Clinical exome sequencing promotes recognition of rare presentations of known diseases

A 19-month-old boy (ID #86) was evaluated for central hypoventilation requiring tracheostomy and home ventilation as well as hypotonia and global developmental delay. Previous testing included karyotype, CMA, methylation PCR for Prader-Willi/Angelman syndromes, metabolic screening labs (ammonia, plasma amino acids, urine organic acids), PHOX2B sequencing and deletion/duplication analysis, next-generation sequencing panel of 12 congenital myasthenia genes, and next-generation sequencing panel of 50 neuromuscular disorder-related genes. All testing returned negative with the exception of the sequencing panels, which identified a few variants of uncertain significance. Clinical exome sequencing revealed a de novo hemizygous nonsense pathogenic variant in MECP2, c.808C>T (p.Arg270*), consistent with a diagnosis of atypical Rett syndrome. This diagnosis was not previously considered for this patient; however, the clinical phenotype is consistent with those rare males with pathogenic MECP2 variants (20). The patient has since developed medically refractory seizures. In this case, clinical exome sequencing allowed us to make a diagnosis that otherwise was not being considered yet in retrospect is consistent with rarely described cases.

Discussion

In this manuscript, we present data from 523 patients evaluated at the University of Michigan Pediatric Genetics clinic who underwent CES and systematic clinical phenotyping. We identified pathogenic or likely pathogenic variants in 30% of patients, similar rates to those previously reported (2, 4, 5). Interestingly, 67% of patients without an identified pathogenic or likely pathogenic variant had at least one VUS or GUS, suggesting that our diagnostic rate will increase over time with variant reclassification and reanalysis. Also similar to prior reports, we found that a higher percentage of patients with a pathogenic or likely pathogenic variant had developmental delay and/or multiple congenital anomalies as compared to patients without any identified pathogenic or likely pathogenic variant (2, 4, 16), suggesting these patients may benefit the most from evaluation by a clinical geneticist and CES. Interestingly, among individuals with VUS or GUS, there were similar percentages of patients with developmental delay and multiple congenital anomalies, highlighting the importance of re-evaluation over time.

In our patient population, 120/523 (23%) patients referred had no variants reported. Surprisingly, 33% of those had ASD and 34% had behavioral abnormalities, whereas ASD was present in only 20% of patients with a pathogenic/likely pathogenic variant and behavioral abnormalities in 27% of cases with a pathogenic/likely pathogenic variant. This discrepancy suggests that other mechanisms such as epigenetic factors may be driving these neurobehavioral phenotypes in our patient population. Re-analysis of exome data in this population will likely increase diagnostic yield. While whole genome sequencing (WGS) may help resolve some of these negative results, the diagnostic utility of WGS does not currently exceed CES, suggesting that genomic analysis at levels other than DNA variants may be clinically helpful, especially in targeted phenotypic groups such as these (7).

The increased availability and decreasing cost of advanced sequencing technologies have led to clinical exome sequencing becoming an invaluable diagnostic tool for patients referred for general genetics evaluations. In particular, our cohort highlights three ways in which CES has influenced the clinical trajectory of our patients, by allowing for (a) simultaneous consideration of multiple diagnoses, (b) recognition of rare presentations of known disorders, and (c) diagnosis of very rare or newly defined disorders. Identification of new disease genes is also possible through further investigation of reported VUS and GUS. Widespread use of CES promises to increase the number of pediatric patients with a genetic diagnosis. Our results add to the growing body of literature showing that appropriate patient selection is essential to ensure maximal diagnostic utility of advanced sequencing techniques, and help guide the general pediatrics community as to the types of patients that may benefit from CES.

Comprehensive clinical phenotyping remains of critical importance when working up patients for possible genetic disorders. As demonstrated here, CES and phenotyping is beneficial not just for the individual patient’s diagnosis. In aggregate, this information can be used to help guide higher level decisions about CES. As our results show, for instance, patients presenting with a neurodevelopmental phenotype or multiple system anomalies have a higher pre-test probability of having a pathogenic variant than those with fewer organ systems involved.

This study has a number of limitations. As with many clinical exome studies, our sample size is relatively small and limited to those patients being since as part of routine clinical evaluations. Additionally, our clinical phenotyping pipeline employed several different clinical providers to perform assessments, which has the potential to increase variability in phenotyping. Also, while >80% of CES testing was performed at one laboratory (GeneDx), there were a number of other laboratories/companies used (Ambry, UCLA, Fulgent).

Establishment of a comprehensive clinical genotype-phenotype dataset as described here will help provide a basis for many future studies. For instance, further evaluation of patients with pathogenic or likely pathogenic variants is useful for determining how frequently genetic diagnoses change medical or surgical management, assisting with cost-benefit analyses for CES. Incorporation of other types of genomic data that are not currently used or very new in clinical testing, such as metabolomics and epigenomics, could also provide for new clinical correlations. Further, basic science investigations into the biologic roles of the identified VUS and GUS may also lead to discovery of new causative variants.

In conclusion, we present clinical phenotyping data coupled with clinical exome sequencing information on 523 pediatric patients referred to a pediatric genetics clinic at the University of Michigan. Our results support prior studies showing that about one-third of such cases currently receive a molecular diagnosis via an identified pathogenic or likely pathogenic variant. Furthermore, our phenotype analysis suggests that patients with multiple congenital abnormalities are most likely to have an identified pathogenic or likely pathogenic variant, and that neurologic and neurodevelopmental system abnormalities are the most common in patients with a pathogenic or likely pathogenic variant on CES. Three representative case studies place into perspective for the general pediatrics community how CES is rapidly changing clinical care.

Impact.

• Clinical exome sequencing identifies genetic causes of neurodevelopmental disorders.

• Individuals with multi-system abnormalities are more likely to have an identifiable pathogenic variant after clinical exome sequencing.

• Extensive phenotyping is helpful for interpreting clinical significance of exome sequencing.

• This paper adds additional candidate genes for future discover of mechanisms underlying developmental disorders in children.

• The impact of this paper is that it provides extensive detailed genotype and phenotype information on children presenting to pediatric genetics clinics for future discovery.