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Translational Lung Cancer Research logoLink to Translational Lung Cancer Research
. 2020 Feb;9(1):33–44. doi: 10.21037/tlcr.2020.01.11

Extent of resection and lymph node evaluation in early stage metachronous second primary lung cancer: a population-based study

Rusi Zhang 1,2,3,#, Gongming Wang 1,2,#, Yongbin Lin 1,2, Yingsheng Wen 1,2, Zirui Huang 1,2, Xuewen Zhang 1,4, Xiangyang Yu 5, Weidong Wang 6, Kexing Xi 7, Robert J Cerfolio 8, Xavier Benoit D’Journo 9, Kurt Ruetzler 10, Lieven Depypere 11, Pier Luigi Filosso 12, Lanjun Zhang 1,2,; written on behalf of AME Thoracic Surgery Collaborative Group
PMCID: PMC7082285  PMID: 32206551

Abstract

Background

Evidence of the optimal surgery strategy for early stage metachronous second primary lung cancer (SPLC) has been limited and controversial. This study aims to compare the survival outcomes of different extents of resection and lymph node evaluation in these patients.

Methods

Early stage metachronous SPLC patients, who had received lobectomy for initial primary lung cancer (IPLC) and developed SPLC more than 3 months later, were selected from the Surveillance, Epidemiology, and End Results (SEER) database according to the American College of Chest Physicians (ACCP) guideline. Overall survival (OS) and lung cancer-specific survival (CSS) of different extents of resection and lymph node evaluation were analyzed using Kaplan-Meier method and multivariate Cox regression model.

Results

Overall, 1,784 SPLC patients without nodal or distant metastasis were identified. Lobectomy was associated with significantly longer OS (HR: 0.83, 95% CI: 0.71–0.97, 5-year survival: 59.2% vs. 53.3%, P=0.02) and CSS (HR: 0.72, 95% CI: 0.60–0.88, 5-year survival: 71.5% vs. 63.2%, P=0.001) compared with sublobar resection. In addition, examined lymph node number ≥10 demonstrated longer OS (HR: 0.63, 95% CI: 0.50–0.81, 5-year survival: 66.6% vs. 53.9%, P<0.001) and CSS (HR: 0.54, 95% CI: 0.40–0.74, 5-year survival: 77.4% vs. 64.7%, P<0.001) compared with an examined lymph node number <10. The survival benefits of lobectomy and examined lymph node number ≥10 were further validated in multivariate Cox regression and subgroup analysis stratified by tumor size.

Conclusions

Lobectomy and thorough lymph node evaluation provided significantly longer survival, and thus should be considered for early stage metachronous SPLC whenever possible.

Keywords: Non-small cell lung cancer (NSCLC), second primary cancer, pulmonary surgical procedures, lymph node excision

Introduction

Lung cancer is one of the most prevalent and deadliest cancers in the world, and non-small cell lung cancer (NSCLC) is the commonest form of lung cancer (1). Fortunately, since low-dose computed tomography has proven to be a better screening method, more and more cases of lung cancer have been detected in early stage and curatively resected (2). According to the prognostic data of the 8th edition of the American Joint Committee on Cancer (AJCC) TNM stage, the 5-year survival rate of the earliest stage NSCLC has reached as high as 90% (3). However, these cured survivors constitute a population at high risk to develop a second primary lung cancer (SPLC), and several studies have highlighted the importance of continuous surveillance in these patients (4-6).

For early stage metachronous SPLC with adequate pulmonary function reserve, surgery is the preferred treatment according to the National Comprehensive Cancer Network (NCCN) and the American College of Chest Physicians (ACCP) guidelines (7,8). However, the extent of resection remains highly controversial. Several retrospective studies have compared lobectomy with sublobar resection in these patients, but demonstrated conflicting results. Some have believed that sublobar resection provides comparable long-term survival with improved perioperative morbidity (9,10). However, others have argued that lobectomy, as an anatomic resection, is associated with better disease control and therefore longer survival (11,12).

Lymph node evaluation is an indispensable component in lung cancer resection and complete resection requires systematic lymph node sampling or dissection (7). Previous studies have demonstrated that the number of examined lymph node is an important aspect of thorough lymph node evaluation and may be closely related to survival (13,14). However, data on lymph node evaluation during SPLC surgery has been scarce and currently no guideline or consensus has addressed this important topic.

In this study, we utilized the Surveillance, Epidemiology, and End Results (SEER) database to identify early stage metachronous SPLC patients, and we aimed to compare the survival outcomes of different extents of resection and lymph node evaluation in these patients.

Methods

Study population

The study population was selected from 18 SEER Registries (November 2018 submission, 2000–2016) with multiple primary standardized incidence ratios (MP-SIR) session. According to the slightly modified Martini & Melamed diagnosis criteria for SPLC proposed by the ACCP guideline (8,15,16), SPLC was diagnosed when any of the following conditions was met: (I) different histology or arising from separate foci of carcinoma in situ; (II) same histology, tumor in different lobe as primary without any N2/N3 involvement or systemic metastases; (III) same histology with at least 4 years interval between initial primary lung cancer (IPLC) and SPLC without systemic metastases. Cases of small cell carcinoma, unknown cause of death, unknown lesion location, SPLC received local treatment except surgery, pneumonectomy, or unknown surgery were excluded. In this study, we focused on early stage metachronous SPLC patients who had received lobectomy for IPLC; thus, patients with an interval between IPLC & SPLC of more than 3 months were selected while patients with nodal or distant metastasis were excluded.

Patients characteristics and end points

Information regarding patients’ baseline demographics, tumor characteristics, treatment, and survival was collected from SEER. International Classification of Diseases for Oncology (3rd edition) morphology codes were extracted and tumor histology was classified according to the 2015 World Health Organization Classification of Lung Tumors (17). Extents of resection were categorized as sublobar resection and lobectomy. Sublobar resection included wedge resection, segmentectomy, and other resection of less than one lobe. Lobectomy was defined as resection of one or two lobes but less than the whole lung. The interval between IPLC and SPLC, and extent of lymph node evaluation were dichotomized based on cutoff value from previous studies (8,14). Meanwhile, age and tumor size were dichotomized by their respective medians.

The primary outcome was overall survival (OS) and the secondary outcome was lung cancer-specific survival (CSS). Survival months were calculated from the time of SPLC diagnosis to the time of death or the last follow-up. All patients were followed up to December 31st, 2016; patients who were alive on the last follow-up were censored. Additionally, causes of death other than lung cancer were censored in the CSS analysis.

Statistical analysis

Pearson chi-square test or Fisher’s exact test was used to compare the difference between groups. Multiple comparisons were adjusted by Bonferroni correction. The Kaplan-Meier method was applied in survival analysis and survival curves were compared by log-rank test. Potential statistically significant factors (P<0.10) from univariate survival analysis were identified and selected into the Cox proportional hazards regression model for multivariate survival analysis. The Cox regression model was developed by forward stepwise selection (likelihood-ratio) with entry/removal probability as 0.05/0.10 respectively. A two-sided P value <0.05 was considered statistically significant.

All statistical analysis was conducted by IBM SPSS statistics version 25, and the survival curves were drawn by R version 3.6.1.

Results

The selection flow is presented in Figure S1. A total of 1,784 early stage metachronous SPLC patients, including 613 without surgery and 1,171 with surgery, were identified. The median follow-up time, OS, and CSS were 41, 56, and 84 months respectively, and the median interval between IPLC and SPLC was 40 months. Relevant clinicopathological factors were compared between the surgery group and non-surgery group. Notably, patients in surgery group were more likely to be younger, to have a shorter interval between IPLC and SPLC, SPLC contralateral to IPLC, and SPLC of smaller size (Table S1). Compared with sublobar resection, lobectomy group patients were more likely to be younger, to have SPLC contralateral to IPLC, SPLC of a larger size and more lymph nodes examined (Table 1). Within the sublobar resection group, 559 patients received wedge resection, 115 patients received segmentectomy, and 6 patients received other resection of less than one lobe. Compared with wedge resection, surgeons were more inclined to perform segmentectomy in SPLC contralateral to IPLC and SPLC with a larger tumor size. Moreover, segmentectomy was associated with significantly more lymph nodes examined than wedge resection (median of examined lymph node number: segmentectomy 2, sublobar resection 0, P=0.01, Table S2). Furthermore, compared with lobectomy, surgeons were more likely to perform segmentectomy in African Americans and SPLC of a smaller size. In addition, segmentectomy was associated with significantly less lymph nodes examined than lobectomy (median of examined lymph node number: segmentectomy 2, lobectomy 5, P<0.001, Table S3).

Figure S1.

Figure S1

Selection flow. a, SEER MP-SIR session specializes in conducting an analysis examining multiple subsequent cancers. SEER MP-SIR, Surveillance, Epidemiology, and End Results multiple primary standardized incidence ratios; IPLC, initial primary lung cancer; SPLC, second primary lung cancer; ACCP, American College of Chest Physicians.

Table S1. Comparison of clinicopathological factors between the non-surgery group and surgery group.

Variables Non-surgery Surgery P
n=613 Percentage n=1,171 Percentage
Age
   ≤70 years old 235 38.3 617 52.7 <0.001
   >70 years old 378 61.7 554 47.3
Gender
   Female 299 48.8 662 56.5 0.002
   Male 314 51.2 509 43.5
Ethnicity
   Caucasian 543 88.6 1,019 87.0 0.32*,**
   African American 41 6.7 89 7.6
   Asian or Pacific Islander 29 4.7 57 4.9
   American Indian/Alaska Native/unknown 0 0.0 6 0.5
Interval between IPLC & SPLC
   ≤48 months 290 47.3 751 64.1 <0.001
   >48 months 323 52.7 420 35.9
SPLC laterality
   Left 264 43.1 537 45.9 0.26
   Right 349 56.9 634 54.1
Laterality relationship between IPLC & SPLC
   Same 211 34.4 258 22.0 <0.001
   Different 402 65.6 913 78.0
SPLC tumor size
   ≤15 mm 212 34.6 578 49.4 <0.001
   >15 mm 401 65.4 593 50.6
SPLC histology
   Adenocarcinoma 269 43.9 765 65.3 <0.001/<0.001**,***
   Squamous cell carcinoma 178 29.0 292 24.9 >0.05
   Adenosquamous cell carcinoma 5 0.8 35 3.0 0.003
   Neuroendocrine/large cell carcinoma 5 0.8 44 3.8 <0.001
   Others/unknown 156 25.4 35 3.0 <0.001
IPLC histology
   Adenocarcinoma 342 55.8 735 62.8 0.013/0.004**,***
   Squamous cell carcinoma 199 32.5 295 25.2 0.001
   Adenosquamous cell carcinoma 17 2.8 25 2.1 >0.05
   Neuroendocrine/large cell carcinoma 24 3.9 59 5.0 >0.05
   Others/unknown 31 5.1 57 4.9 >0.05
SPLC grade of differentiation
   Well differentiated 60 9.8 217 18.5 <0.001/<0.001**,***
   Moderately differentiated 93 15.2 538 45.9 <0.001
   Poorly differentiated 109 17.8 311 26.6 <0.001
   Undifferentiated 3 0.5 10 0.9 >0.05
   Unknown 348 56.8 95 8.1 <0.001
IPLC grade of differentiation
   Well differentiated 88 14.4 198 16.9 0.28**
   Moderately differentiated 248 40.5 470 40.1
   Poorly differentiated 219 35.7 375 32.0
   Undifferentiated 16 2.6 27 2.3
   Unknown 42 6.9 101 8.6
SPLC receive chemotherapy
   No 503 82.1 1,055 90.1 <0.001
   Yes 110 17.9 116 9.9
IPLC receive chemotherapy
   No 528 86.1 1,032 88.1 0.23
   Yes 85 13.9 139 11.9
SPLC receive radiotherapy
   No 139 22.7 1,093 93.3 <0.001
   Yes 474 77.3 78 6.7
IPLC receive radiotherapy
   No 582 94.9 1,124 96.0 0.31
   Yes 31 5.1 47 4.0

*, At least one of the cells had expected cell count <5, Fisher’s exact test was used; **, multiple comparisons were adjusted by Bonferroni correction; ***, number before the slash is the overall P value calculated from Pearson chi-square test or Fisher’s exact test, and the number behind slash is the specific P value of that category adjusted by Bonferroni correction. IPLC, initial primary lung cancer; SPLC, second primary lung cancer.

Table 1. Comparison of clinicopathological factors between the sublobar resection group and lobectomy group.

Variables Sublobar resection Lobectomy P
n=680 Percentage n=491 Percentage
Age 0.008
   ≤70 years old 336 49.4 281 57.2
   >70 years old 344 50.6 210 42.8
Gender 0.95
   Female 385 56.6 277 56.4
   Male 295 43.4 214 43.6
Ethnicity 0.34*,**
   Caucasian 582 85.6 437 89.0
   African American 59 8.7 30 6.1
   Asian or Pacific Islander 35 5.1 22 4.5
   American Indian/Alaska Native/unknown 4 0.6 2 0.4
Interval between IPLC & SPLC 0.22
   ≤48 months 446 65.6 305 62.1
   >48 months 234 34.4 186 37.9
SPLC laterality 0.40
   Left 319 46.9 218 44.4
   Right 361 53.1 273 55.6
Laterality relationship between IPLC & SPLC 0.006
   Same 169 24.9 89 18.1
   Different 511 75.1 402 81.9
SPLC tumor size <0.001
   ≤15 mm 401 59.0 177 36.0
   >15 mm 279 41.0 314 64.0
Number of examined regional lymph node§ in SPLC <0.001
   <10 653 96.0 339 69.0
   ≥10 27 4.0 152 31.0
Number of examined regional lymph node in IPLC 0.67
   <10 474 69.7 348 70.9
   ≥10 206 30.3 143 29.1
SPLC histology 0.62**
   Adenocarcinoma 453 66.6 312 63.5
   Squamous cell carcinoma 167 24.6 125 25.5
   Adenosquamous cell carcinoma 19 2.8 16 3.3
   Neuroendocrine/large cell carcinoma 21 3.1 23 4.7
   Others/unknown 20 2.9 15 3.1
IPLC histology 0.39**
   Adenocarcinoma 431 63.4 304 61.9
   Squamous cell carcinoma 168 24.7 127 25.9
   Adenosquamous cell carcinoma 18 2.6 7 1.4
   Neuroendocrine/large cell carcinoma 35 5.1 24 4.9
   Others/unknown 28 4.1 29 5.9
SPLC grade of differentiation
   Well differentiated 126 18.5 91 18.5 0.01/>0.05**,***
   Moderately differentiated 327 48.1 211 43.0 >0.05
   Poorly differentiated 157 23.1 154 31.4 0.002
   Undifferentiated 8 1.2 2 0.4 >0.05
   Unknown 62 9.1 33 6.7 >0.05
IPLC grade of differentiation 0.34**
   Well differentiated 125 18.4 73 14.9
   Moderately differentiated 266 39.1 204 41.5
   Poorly differentiated 222 32.6 153 31.2
   Undifferentiated 15 2.2 12 2.4
   Unknown 52 7.6 49 10.0
SPLC receive chemotherapy 0.10
   No 621 91.3 434 88.4
   Yes 59 8.7 57 11.6
IPLC receive chemotherapy 0.55
   No 596 87.6 436 88.8
   Yes 84 12.4 55 11.2
SPLC receive radiotherapy <0.001
   No 618 90.9 475 96.7
   Yes 62 9.1 16 3.3
IPLC receive radiotherapy 0.04
   No 646 95.0 478 97.4
   Yes 34 5.0 13 2.6

§, Regional lymph node includes pulmonary lymph node and mediastinal lymph node; *, at least one of the cells had expected cell count <5, Fisher’s exact test was used; **, multiple comparisons were adjusted by Bonferroni correction; ***, number before the slash is the overall P value calculated from Pearson chi-square test or Fisher’s exact test, and the number behind slash is the specific P value of that category adjusted by Bonferroni correction. IPLC, initial primary lung cancer; SPLC, second primary lung cancer.

Table S2. Comparison of clinicopathological factors between wedge resection and segmentectomy.

Variables Wedge resection Segmentectomy P
n=559 Percentage n=115 Percentage
Age
   ≤70 years old 274 49.0 58 50.4 0.78
   >70 years old 285 51.0 57 49.6
Gender
   Female 315 56.4 69 60.0 0.47
   Male 244 43.6 46 40.0
Ethnicity
   Caucasian 482 86.2 96 83.5 0.02*,**,***/>0.05
   African American 43 7.7 15 13.0 >0.05
   Asian or Pacific Islander 32 5.7 2 1.7 >0.05
   American Indian/Alaska Native/unknown 2 0.4 2 1.7 >0.05
Interval between IPLC & SPLC
   ≤48 months 365 65.3 76 66.1 0.87
   >48 months 194 34.7 39 33.9
SPLC laterality
   Left 261 46.7 58 50.4 0.46
   Right 298 53.3 57 49.6
Laterality relationship between IPLC & SPLC
   Same 148 26.5 19 16.5 0.02
   Different 411 73.5 96 83.5
SPLC tumor size
   ≤15 mm 345 61.7 54 47.0 0.003
   >15 mm 214 38.3 61 53.0
Number of examined regional lymph node§ in SPLC
   <10 542 97.0 105 91.3 0.01
   ≥10 17 3.0 10 8.7
Number of examined regional lymph node in IPLC
   <10 388 69.4 81 70.4 0.83
   ≥10 171 30.6 34 29.6
SPLC histology
   Adenocarcinoma 384 68.7 67 58.3 0.21*,**
   Squamous cell carcinoma 131 23.4 35 30.4
   Adenosquamous cell carcinoma 14 2.5 5 4.3
   Neuroendocrine/large cell carcinoma 16 2.9 4 3.5
   Others/unknown 14 2.5 4 3.5
IPLC histology
   Adenocarcinoma 355 63.5 74 64.3 0.63*,**
   Squamous cell carcinoma 136 24.3 29 25.2
   Adenosquamous cell carcinoma 13 2.3 4 3.5
   Neuroendocrine/large cell carcinoma 29 5.2 6 5.2
   Others/unknown 26 4.7 2 1.7
SPLC grade of differentiation
   Well differentiated 108 19.3 17 14.8 0.12*,**
   Moderately differentiated 270 48.3 55 47.8
   Poorly differentiated 119 21.3 35 30.4
   Undifferentiated 6 1.1 2 1.7
   Unknown 56 10.0 6 5.2
IPLC grade of differentiation
   Well differentiated 101 18.1 23 20.0 0.67**
   Moderately differentiated 225 40.3 39 33.9
   Poorly differentiated 177 31.7 43 37.4
   Undifferentiated 13 2.3 2 1.7
   Unknown 43 7.7 8 7.0
SPLC receive chemotherapy
   No 512 91.6 104 90.4 0.69
   Yes 47 8.4 11 9.6
IPLC receive chemotherapy
   No 489 87.5 102 88.7 0.72
   Yes 70 12.5 13 11.3
SPLC receive radiotherapy
   No 507 90.7 108 93.9 0.27
   Yes 52 9.3 7 6.1
IPLC receive radiotherapy
   No 531 95.0 109 94.8 0.93*
   Yes 28 5.0 6 5.2

§, Regional lymph node includes pulmonary lymph node and mediastinal lymph node; *, at least one of the cells had expected cell count <5, Fisher’s exact test was used; **, multiple comparisons were adjusted by Bonferroni correction; ***, number before the slash is the overall P value calculated from Pearson chi-square test or Fisher’s exact test, and the number behind slash is the specific P value of that category adjusted by Bonferroni correction. IPLC, initial primary lung cancer; SPLC, second primary lung cancer.

Table S3. Comparison of clinicopathological factors between segmentectomy and lobectomy.

Variables Segmentectomy Lobectomy P
n=115 Percentage n=491 Percentage
Age
   ≤70 years old 58 50.4 281 57.2 0.19
   >70 years old 57 49.6 210 42.8
Gender
   Female 69 60.0 277 56.4 0.48
   Male 46 40.0 214 43.6
Ethnicity
   Caucasian 96 83.5 437 89.0 0.01*,**,***/>0.05
   African American 15 13.0 30 6.1 0.01
   Asian or Pacific Islander 2 1.7 22 4.5 >0.05
   American Indian/Alaska Native/unknown 2 1.7 2 0.4 >0.05
Interval between IPLC & SPLC
   ≤48 months 76 66.1 305 62.1 0.43
   >48 months 39 33.9 186 37.9
SPLC laterality
   Left 58 50.4 218 44.4 0.24
   Right 57 49.6 273 55.6
Laterality relationship between IPLC & SPLC
   Same 19 16.5 89 18.1 0.69
   Different 96 83.5 402 81.9
SPLC tumor size
   ≤15 mm 54 47.0 177 36.0 0.03
   >15 mm 61 53.0 314 64.0
Number of examined regional lymph node§ in SPLC
   <10 105 91.3 339 69.0 <0.001
   ≥10 10 8.7 152 31.0
Number of examined regional lymph node in IPLC
   <10 81 70.4 348 70.9 0.93
   ≥10 34 29.6 143 29.1
SPLC histology
   Adenocarcinoma 67 58.3 312 63.5 0.71*,**
   Squamous cell carcinoma 35 30.4 125 25.5
   Adenosquamous cell carcinoma 5 4.3 16 3.3
   Neuroendocrine/large cell carcinoma 4 3.5 23 4.7
   Others/unknown 4 3.5 15 3.1
IPLC histology
   Adenocarcinoma 74 64.3 304 61.9 0.24**
   Squamous cell carcinoma 29 25.2 127 25.9
   Adenosquamous cell carcinoma 4 3.5 7 1.4
   Neuroendocrine/large cell carcinoma 6 5.2 24 4.9
   Others/unknown 2 1.7 29 5.9
SPLC grade of differentiation
   Well differentiated 17 14.8 91 18.5 0.39*,**
   Moderately differentiated 55 47.8 211 43.0
   Poorly differentiated 35 30.4 154 31.4
   Undifferentiated 2 1.7 2 0.4
   Unknown 6 5.2 33 6.7
IPLC grade of differentiation
   Well differentiated 23 20.0 73 14.9 0.27**
   Moderately differentiated 39 33.9 204 41.5
   Poorly differentiated 43 37.4 153 31.2
   Undifferentiated 2 1.7 12 2.4
   Unknown 8 7.0 49 10.0
SPLC receive chemotherapy
   No 104 90.4 434 88.4 0.53
   Yes 11 9.6 57 11.6
IPLC receive chemotherapy
   No 102 88.7 436 88.8 0.97
   Yes 13 11.3 55 11.2
SPLC receive radiotherapy
   No 108 93.9 475 96.7 0.17*
   Yes 7 6.1 16 3.3
IPLC receive radiotherapy
   No 109 94.8 478 97.4 0.23*
   Yes 6 5.2 13 2.6

§, Regional lymph node includes pulmonary lymph node and mediastinal lymph node; *, at least one of the cells had expected cell count <5, Fisher’s exact test was used; **, multiple comparisons were adjusted by Bonferroni correction; ***, number before the slash is the overall P value calculated from Pearson chi-square test or Fisher’s exact test, and the number behind slash is the specific P value of that category adjusted by Bonferroni correction. IPLC, initial primary lung cancer; SPLC, second primary lung cancer.

Both sublobar resection and lobectomy groups had a significantly longer OS and CSS compared with the non-surgery group (Figure 1A,B, all pairwise P<0.001). In addition, compared with sublobar resection, the lobectomy group had longer OS (HR: 0.83, 95% CI: 0.71–0.97, P=0.02, Figure 1A) and CSS (HR: 0.72, 95% CI: 0.60–0.88, P=0.001, Figure 1B). Furthermore, lobectomy demonstrated consistent OS (HR: 0.75, 95% CI: 0.57–0.97, P=0.03, Figure S2A) and CSS (HR: 0.64, 95% CI: 0.47–0.87, P=0.01, Figure S2B) benefit even when compared with segmentectomy. When limited within sublobar resection, there was no statistically significant difference between wedge resection and segmentectomy in both OS (P=0.29, Figure S3A) and CSS (P=0.28, Figure S3B).

Figure 1.

Figure 1

OS (A) and lung CSS (B) of non-surgery, sublobar resection and lobectomy group. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

The effect of examined lymph node number on survival was also investigated in the surgery group. Examined lymph node number ≥10 consistently demonstrated superior OS (HR: 0.63, 95% CI: 0.50–0.81, P<0.001, Figure 2A) and CSS (HR: 0.54, 95% CI: 0.40–0.74, P<0.001, Figure 2B) when compared with examined lymph node number <10.

Figure 2.

Figure 2

OS (A) and lung CSS (B) comparison between lymph node evaluation number <10 and ≥10. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

In the subgroup analysis, the surgery group was further divided into tumor size of SPLC ≤15 and >15 mm. When tumor sizes were ≤15 mm, even if there was no statistically significant difference in OS (median OS: lobectomy 87 months; sublobar resection: 77 months; P=0.12, Figure 3A), lobectomy was associated with better CSS compared with sublobar resection (HR: 0.63, 95% CI: 0.45–0.87, P=0.01, Figure 3B). When tumor sizes were >15 mm, lobectomy demonstrated consistently superior OS (HR: 0.73, 95% CI: 0.59–0.90, P=0.003, Figure 3C) and CSS (HR: 0.67, 95% CI: 0.53–0.86, P=0.002, Figure 3D). As for regional lymph node examination (Figure 4), examined lymph node number ≥10 consistently demonstrated longer OS (≤15 mm, HR: 0.42, 95% CI: 0.26–0.68, P<0.001; >15 mm, HR: 0.72, 95% CI: 0.54–0.96, P=0.03, Figure 4A,C) and CSS (≤15 mm, HR: 0.37, 95% CI: 0.20–0.68, P=0.001; >15 mm, HR: 0.60, 95% CI: 0.42–0.87, P=0.01, Figure 4B,D) regardless of tumor size.

Figure 3.

Figure 3

Subgroup analysis: OS (A) and lung CSS (B) comparison between sublobar resection and lobectomy for tumor sizes ≤15 mm; OS (C) and lung CSS (D) comparison between sublobar resection and lobectomy for tumor sizes >15 mm. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

Figure 4.

Figure 4

Subgroup analysis: OS (A) and lung CSS (B) comparison between lymph node evaluation number <10 and ≥10 for tumor sizes ≤15 mm; OS (C) and lung CSS (D) comparison between lymph node evaluation number <10 and ≥10 for tumor sizes >15 mm. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

In univariate survival analysis, older age, male gender, SPLC of a larger size, SPLC without surgery and SPLC with less examined lymph node number were high risk factors for poorer survival in early stage metachronous SPLC. On the other hand, SPLC of adenocarcinoma and well differentiated grade were associated with better survival (Table S4). As the extent of resection is closely related to the examined lymph node number, separate multivariate Cox regressions were performed with these 2 variables within the surgery group. Male gender and SPLC of a larger size were associated with poorer survival. And notably, patients with lobectomy and more lymph nodes examined during SPLC surgery had significantly better survival in multivariate Cox regression (Table 2).

Table S4. Univariate survival analysis of early stage metachronous SPLC.

Variables n OS CSS
HR (95% CI) P HR (95% CI) P
Age
   ≤70 years old 852 Reference <0.001 Reference 0.01
   >70 years old 932 1.37 (1.21–1.54) 1.22 (1.06–1.41)
Gender
   Female 961 Reference <0.001 Reference <0.001
   Male 823 1.38 (1.23–1.56) 1.38 (1.19–1.59)
Ethnicity
   Caucasian 1,562 Reference 0.06 0.23
   African American 130 0.94 0.75
   Asian or Pacific Islander 86 0.02 0.13
   American Indian/Alaska Native/unknown 6 0.15 0.17
Interval between IPLC & SPLC
   ≤48 months 1,041 0.13 0.13
   >48 months 743
SPLC laterality
   Left 801 0.66 0.44
   Right 983
Laterality relationship between IPLC & SPLC
   Same 469 0.43 0.60
   Different 1,315
SPLC tumor size
   ≤15 mm 790 Reference <0.001 Reference <0.001
   >15 mm 994 1.64 (1.45–1.86) 1.69 (1.45–1.96)
Number of examined regional lymph node§ in IPLC
   <10 1,261 Reference 0.04 0.16
   ≥10 523 0.87 (0.76–1.00)
SPLC histology
   Adenocarcinoma 1,034 Reference <0.001 Reference <0.001
   Squamous cell carcinoma 470 1.59 (1.38–1.82) <0.001 1.39 (1.18–1.65) <0.001
   Adenosquamous cell carcinoma 40 0.99 (0.65–1.52) 0.97 1.01 (0.61–1.66) 0.99
   Neuroendocrine/large cell carcinoma 49 0.86 (0.57–1.28) 0.45 1.01 (0.65–1.56) 0.98
   Others/unknown 191 1.66 (1.37–2.02) <0.001 1.58 (1.25–2.00) <0.001
IPLC histology
   Adenocarcinoma 1,077 Reference <0.001 Reference 0.001
   Squamous cell carcinoma 494 1.54 (1.34–1.76) <0.001 1.37 (1.17–1.62) <0.001
   Adenosquamous cell carcinoma 42 1.39 (0.95–2.05) 0.09 1.41 (0.90–2.20) 0.14
   Neuroendocrine/large cell carcinoma 83 0.94 (0.70–1.27) 0.70 0.84 (0.58–1.21) 0.34
   Others/unknown 88 1.22 (0.93–1.61) 0.16 1.13 (0.81–1.58) 0.48
SPLC grade of differentiation
   Well differentiated 277 Reference <0.001 Reference <0.001
   Moderately differentiated 631 1.33 (1.09–1.63) 0.005 1.18 (0.93–1.50) 0.17
   Poorly differentiated 420 1.69 (1.37–2.08) <0.001 1.68 (1.31–2.14) <0.001
   Undifferentiated 13 2.34 (1.27–4.34) 0.007 3.16 (1.69–5.90) <0.001
   Unknown 443 1.69 (1.36–2.09) <0.001 1.61 (1.25–2.06) <0.001
IPLC grade of differentiation
   Well differentiated 286 Reference <0.001 0.07
   Moderately differentiated 718 1.39 (1.15–1.69) 0.001 0.86
   Poorly differentiated 594 1.43 (1.18–1.74) <0.001 0.18
   Undifferentiated 43 2.01 (1.36–2.97) <0.001 0.08
   Unknown 143 1.20 (0.91–1.57) 0.19 0.70
SPLC surgery
   No surgery 613 Reference <0.001 Reference <0.001
   Sublobar resection 680 0.51 (0.44–0.59) <0.001 0.54 (0.45–0.64) <0.001
   Lobectomy 491 0.42 (0.36–0.50) <0.001 0.39 (0.32–0.48) <0.001
Number of examined regional lymph node in SPLC
   <10 1,603 Reference <0.001 Reference <0.001
   ≥10 181 0.52 (0.41–0.66) 0.45 (0.33–0.61)

§, Regional lymph node includes pulmonary lymph node and mediastinal lymph node. IPLC, initial primary lung cancer; SPLC, second primary lung cancer; OS, overall survival; CSS, cancer-specific survival.

Table 2. Multivariate Cox regression analysis of patients who underwent surgery for early stage metachronous SPLC.

Variables n [1,171] OS CSS OS CSS
HR (95% CI) P HR (95% CI) P HR (95% CI) P HR (95% CI) P
Age
   ≤70 years old 617 Reference 0.003 0.20 Reference 0.001 0.07
   >70 years old 554 1.27 (1.08–1.48) 1.31 (1.12–1.53)
Gender
   Female 662 Reference 0.002 Reference 0.02 Reference 0.001 Reference 0.009
   Male 509 1.28 (1.09–1.49) 1.26 (1.04–1.51) 1.30 (1.11–1.52) 1.29 (1.07–1.55)
Ethnicity
   Caucasian 1,019 0.13 0.36 0.12 0.37
   African American 89 0.79 0.64 0.86 0.66
   Asian or Pacific Islander 57 0.05 0.25 0.04 0.22
   American Indian/Alaska Native/unknown 6 0.24 0.23 0.26 0.26
Interval between IPLC & SPLC
   ≤48 months 751 0.41 0.66 0.39 0.63
   >48 months 420
SPLC tumor size
   ≤15 mm 578 Reference <0.001 Reference 0.001 Reference <0.001 Reference 0.003
   >15 mm 593 1.38 (1.18–1.62) 1.41 (1.16–1.72) 1.35 (1.16–1.58) 1.34 (1.11–1.63)
SPLC histology
   Adenocarcinoma 765 Reference 0.03 0.89 Reference 0.03 0.92
   Squamous cell carcinoma 292 1.34 (1.12–1.59) 0.001 0.36 1.33 (1.11–1.58) 0.04 0.38
   Adenosquamous cell carcinoma 35 0.98 (0.62–1.55) 0.92 0.51 0.98 (0.62–1.56) 0.002 0.61
   Neuroendocrine/large cell carcinoma 44 1.02 (0.66–1.56) 0.94 0.99 1.00 (0.65–1.54) 0.95 0.88
   Others/unknown 35 1.11 (0.72–1.70) 0.64 0.90 1.11 (0.72–1.71) 1.00 0.93
IPLC histology
   Adenocarcinoma 735 0.44 0.57 0.59 0.57
   Squamous cell carcinoma 295 0.09 0.27 0.16 0.37
   Adenosquamous cell carcinoma 25 0.68 0.46 0.75 0.51
   Neuroendocrine/large cell carcinoma 59 0.49 0.25 0.42 0.19
   Others/unknown 57 0.79 0.76 0.80 0.65
SPLC grade of differentiation
   Well differentiated 217 0.20 Reference 0.05 0.21 Reference 0.05
   Moderately differentiated 538 0.68 1.15 (0.88–1.52) 0.31 0.61 1.16 (0.88–1.52) 0.30
   Poorly differentiated 311 0.22 1.40 (1.05–1.89) 0.02 0.31 1.37 (1.02–1.84) 0.04
   Undifferentiated 10 0.24 2.61 (1.25–5.47) 0.01 0.19 2.86 (1.37–5.97) 0.005
   Unknown 95 0.57 1.27 (0.87–1.86) 0.22 0.63 1.29 (0.88–1.89) 0.20
IPLC grade of differentiation
   Well differentiated 198 0.62 0.86 0.66 0.91
   Moderately differentiated 470 0.48 0.66 0.36 0.51
   Poorly differentiated 375 0.94 0.57 0.91 0.57
   Undifferentiated 27 0.28 0.33 0.39 0.52
   Unknown 101 0.90 1.00 0.73 0.7
Number of examined regional lymph node§ in IPLC
   <10 822 0.69 0.65 0.96 0.35
   ≥10 349
SPLC surgery
   Sublobar resection 680 Reference 0.005 Reference <0.001
   Lobectomy 491 0.79 (0.67–0.93) 0.66 (0.54–0.81)
Number of examined regional lymph node in SPLC
   <10 992 Reference <0.001 Reference 992
   ≥10 179 0.60 (0.47–0.77) 0.52 (0.38–0.71) 179

§, Regional lymph node includes pulmonary lymph node and mediastinal lymph node; , as the extents of resection is closely related to the examined lymph node number, separate multivariate Cox regressions were performed with these 2 variables within the surgery group. IPLC, initial primary lung cancer; SPLC, second primary lung cancer; OS, overall survival; CSS, cancer-specific survival.

Discussion

Current evidence regarding the extents of resection in early stage metachronous SPLC has been limited and controversial. Several retrospective studies showed that sublobar resection provided equivalent survival compared to lobectomy in metachronous SPLC (9,10) while others reported that lobectomy was associated with better survival (11,12). Notably, the level of evidence of these studies was limited by their relatively small sample size. Moreover, these studies included patients who had received pneumonectomy in IPLC, which would greatly limit the cardiopulmonary functional reserve for secondary resection. In this study, we utilized the SEER database, which covers approximately 34% of the US population, to focus on early stage metachronous SPLC, and all selected patients had received standard lobectomy for IPLC. Our study not only confirmed surgery as the preferred treatment for early stage metachronous SPLC, but also demonstrated that lobectomy was associated with significantly better survival compared with sublobar resection.

Previous studies in SPLC (11) and NSCLC (18,19) have demonstrated that segmentectomy, as an anatomical resection, may provide similar outcome to lobectomy and superior outcome to wedge resection. However, in our study, when compared with segmentectomy, lobectomy exhibited superior survival. Moreover, to our surprise, the benefit of lobectomy compared with sublobar resection even extended into smaller tumor size (≤15 mm) lesion, leading to better CSS. No other study has specifically compared different extents of resection in SPLC with small tumor size to our best knowledge, and it is reasonable to assume that a lesser extent of resection may be adequate for a smaller tumor. However, when referring to studies in NSCLC (mostly IPLC), the evidence supporting the superiority of lobectomy in early stage NSCLC with small tumor size has been convincing. A landmark randomized controlled trial by Lung Cancer Study Group demonstrated that sublobar resection increased locoregional recurrence without conferring improved postoperative morbidity and mortality, thus establishing lobectomy as the standard of care for T1N0 NSCLC (20). A SEER study, which included 15,760 T1aN0M0 NSCLC patients, found that even in tumor sizes ≤10 mm, lobectomy provided better survival than sublobar resection (21). Additionally, a National Cancer Database study with 13,606 T1aN0M0 NSCLC patients demonstrated that sublobar resection, including segmentectomy, was associated with positive resection margin, less than 3 lymph nodes examined, and significantly worse survival (22). We believe similar mechanism may also exist in early stage metachronous SPLC, and the superiority of lobectomy mainly derives from a safer resection margin and more lymph nodes examined, which avoids understaging. However, future randomized controlled trials are required to validate the benefit of lobectomy compared with sublobar resection. In addition, sublobar resection also confers survival benefit compared with non-surgery as demonstrated in our study, and remains a feasible alternative in patients with compromised pulmonary function.

Complete resection requires systematic lymph node sampling or dissection (7). Previous studies have demonstrated that examined lymph node number is an important aspect of thorough lymph node evaluation and may be closely related to survival in NSCLC (13,14). Nevertheless, data on lymph node evaluation during SPLC surgery has been scarce, and to our best knowledge, no guideline or consensus has addressed this important issue. Our study indicated that examined lymph node number ≥10 was consistently associated with significantly better survival regardless of tumor size. These findings extend the application of thorough lymph node evaluation to SPLC, and the examination of no less than 10 lymph nodes is recommended during SPLC surgery.

In fact, examined lymph node number is closely associated with the extents of resection as demonstrated in our study. Generally, thorough intralobar and hilar lymph node evaluation are technically difficult for sublobar resection. However, it is possible to combine sublobar resection with thorough lymph node evaluation if the radiological or surgical lymph node evaluation technique is improved. These techniques will undoubted improve the survival of early stage metachronous SPLC patients with limited pulmonary function. Future efforts should therefore focus on a less invasive but more thorough lymph node evaluation technique. Until this becomes available, surgeons should perform lymph node evaluation based on the comprehensive judgment of patients’ status, accompanying surgical risk, and their own experience.

Several limitations exist in this study. First, pulmonary function is not available in the SEER database, and thus we could not determine whether patients with poorer pulmonary function were more likely to receive sublobar resection. In addition, potential pulmonary function preservation related to smaller extent of resection could not be evaluated. Second, the lack of postoperative morbidity and mortality data prevented us from evaluating the safety of different extents of resection and lymph node evaluation. Third, although utilizing a population database, this study is subject to potential bias due to its retrospective nature. Prospective randomized controlled trials are required to ultimately determine the optimal extent of resection and lymph node evaluation.

Conclusions

In conclusion, this population-based study compares the survival outcomes of different extents of resection and lymph node evaluation in early stage metachronous SPLC patients who had received lobectomy for IPLC. And our results indicate that both lobectomy and examined lymph node number ≥10 are associated with significantly better survival. Therefore, lobectomy and thorough lymph node evaluation should be considered for early stage SPLC whenever possible. However, randomized controlled trials are still needed to confirm their effect and safety.

Figure S2.

Figure S2

OS (A) and lung CSS (B) comparison between segmentectomy and lobectomy. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

Figure S3.

Figure S3

OS (A) and lung CSS (B) comparison between wedge resection and segmentectomy. P value was calculated from log-rank test and pooled over strata, and the 95% CI of the survival curves is depicted as a color band. OS, overall survival; CSS, cancer-specific survival.

Acknowledgments

Funding: This study did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. The authors sincerely thank all the staff of the SEER program for their important work and diligent effort.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The approval by Sun Yat-sen University Cancer Center institutional review board and informed consent has been waivered because this study is based on a publicly available database.

Data Sharing Statement: No additional data available.

Footnotes

Conflicts of Interest: The authors have no conflicts of interest to declare.

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