Abstract
Human coronavirus 229E (HCoV) has been recently recognized as a potential agent of nosocomial viral respiratory infections (NRVI) in high-risk infants. We have confirmed this as fact through the study of a 1-year period of HCoV outbreaks occurring during a prospective survey of NRVI in a paediatric and neonatal intensive care unit (PNICU) using new molecular techniques for HCoV detection. Nasal samples obtained at admission and weekly thereafter for all hospitalised children, as well as monthly nasal samples from staff, were analysed using immunofluorescence for respiratory syncitial virus (RSV), influenza viruses A and B, paramyxoviruses 1, 2, 3 and adenoviruses. RT-PCR was used for HCoV detection. During the year 1998, 43 HCoV-related NRVI were detected in 152 neonates (incidence 28.3%), and 7 HCoV-related NRVI were found in 92 children (incidence 7.6%). Three HCoV-related outbreaks were observed (February, August and December), associated with a high prevalence of HCoV infection in the staff. During the August outbreak, 50% to 78% of hospitalised neonates and children were infected. Seventy-five percent of hospitalised preterm neonates with a gestational age less than 32 weeks and 52.4% of staff members were infected. Risk factors for NRVI in neonates were birth weight, gestational age, ventilation, oxygenation and hospitalisation length. Ninety-two percent of infected preterm neonates were symptomatic, mainly with bradycardia and respiratory worsening. These data provide additional evidence for a possibly significant role of HCoV in NRVI in a PNICU. The role of staff or hospitalised children in spreading HCoV is hypothesised.
Keywords: Human coronavirus, Outbreak, Neonates, Nosocomial infection, PNICU
Introduction
Human coronaviruses (HCoV) are widespread enveloped RNA viruses, responsible for one-third of common colds in adults [25]. Their pathogenic role in children has been unclear essentially due to difficulties in virological diagnosis. Molecular biological methods offer a new approach to monitoring these infections and establishing their medical importance [30]. Recently, there has been renewed interest in HCoV due to the identification of a novel coronavirus associated with severe acute respiratory syndrome (SARS) in 2002–2003 [17]. Since then, two new human coronaviruses, HKU1 and NL63, have been identified in children. Two other HCoV have been known for more than 40 years (HCoV-229E and HCoV-OC43) [13, 21], and only recently has HCoV-229E been recognized as a potential agent of nosocomial viral respiratory infections (NRVI) in high-risk infants [9, 31], including neonates [10, 32, 33].
We have now confirmed this through the study of outbreaks of HCoV infections occurring during a prospective survey of nosocomial viral respiratory infections in a paediatric and neonatal intensive care unit (PNICU), in a 1-year period, using new molecular techniques for HCoV detection [38].
Materials and methods
Setting
The Brest University Hospital Paediatric and Neonatal Intensive Care Unit is a level 3 unit of ten single rooms and two double rooms. Each room communicates with a central corridor and nursing station. The nurse-to-patient ratio is 1 to 2.
Visitor policy imposed no restrictions on time or duration of parental visits; siblings and other relatives were not accorded visitation at the time of this study.
As infection control policy, hands were washed before and after contact with each patient. Individual gowns and masks were routinely used during each caregiving interaction.
Patients and specimens
The nasal specimens used in this study were clinical specimens from a prospective survey of NRVI in the PNICU occurring between November 1997 and December 2001. The HCoV outbreak period studied was from 1 January 1998 to 31 December 1998. Nasal specimens were collected upon admission and thereafter on a weekly basis from all hospitalised children using a cytological brush [3]. Nasal specimens were taken from nursing staff and physicians using the same methods at nine prevalence points during the year.
Case definitions
Nosocomial infection was defined as a negative specimen upon admission with a subsequent positive viral detection, community-acquired infection as a positive viral detection upon admission. Neonates were defined as aged less than or equal to 28 days, and children as older than 28 days.
Clinical events associated with a viral infection were defined as events that occurred for a period of 3 days prior to and following the positive sample.
Virological investigations
Molecular detection of HCoV-229E
Details of the laboratory method have been described previously, consisting of an HCoV-229E RT-PCR-hybridisation assay suitable for screening large numbers of clinical samples. This procedure is reproducible, sensitive and specific [38].
Detection of other human respiratory pathogenic viruses
Each clinical sample was tested by indirect immunofluorescence (monoclonal antibody, Argene, Varhiles, France) to detect RSV, influenza viruses types A and B, parainfluenza viruses types 1, 2 and 3, and adenovirus. Each specimen was also inoculated onto conventional viral cell cultures, and immunofluorescence was performed at day 3, 5 to 7 and 10, respectively, for influenza virus (MDCK), RSV and adenovirus (Hep2 cells and MRC5) detection.
Statistical analysis
Clinical and epidemiological data were processed using Epi-Info software (CDC, USA; French version ENSP). Comparisons between groups were performed using chi-square test or Fisher exact test for categorical data and using Mann-Whitney non-parametric test for continuous variables. Significance was defined as p < 0.05.
Results
From 1 January 1998 to 31 December 1998, 244 children were admitted to the PNICU (152 neonates and 92 infants) and 592 nasal specimens were analysed. Of the 152 neonates, 103 were preterm infants with a mean gestational age of 30.9 weeks (±3.1) and birthweight of 1,593 g (±613) (Table 1). Intubation occurred respectively in 66.4% and 42.4% of admitted neonates and children.
Table 1.
Characteristics of neonates and children
| Neonates | Children | |||
|---|---|---|---|---|
| n = 152 | n = 92 | |||
| HCoV + (n = 43) | HCoV – (n = 109) | HCoV + (n = 7) | HCoV – (n = 85) | |
| Gender male/female | 22/21 | 77/32 | 4/3 | 55/30 |
| Birthweight (g) | 1,596 ± 968* | 2,305 ± 905* | ||
| Gestational age (w) | 31.1 ± 5* | 34.3 ± 4* | ||
| Pulmonary pathology at admission (%) | 29 (67.4) | 68 (62.4) | 2 (28.6) | 30 (35.3) |
| Cardiac pathology at admission (%) | 5 (11.6) | 10 (9.1) | 1 (14.3) | 14 (16.5) |
| Intubation (%) | 33 (76.7) | 69 (63.3) | 7* (100) | 30* (35.3) |
| Central venous catheter (%) | 41* (95.4) | 78* (71.5) | 6* (85.7) | 21* (24.7) |
| Age <3 months (%) | 43 (100) | 109 (100) | 2 (28.6) | 16 (18.8) |
| Immunodeficiency | 1 | 1 | 1 (14.3) | 9 (10.6) |
| Death | 7 (16.3) | 6 (5.5) | 0 (0) | 5 (5.9) |
*p < 0.05
HCoV-229E was the only virus found in NRVI, with 43 infected neonates detected among 152 hospitalised neonates (incidence 28.3%) and 7 infected children among 92 children (7.6%). Forty-seven HCoV infections were noted in these 43 neonates; 4 neonates subsequently presented a second HCoV nosocomial infection during hospitalisation. Thirty-three children were admitted with a community-acquired respiratory infection involving 26 HCoV, 7 RSV, 5 influenza A and 3 adenovirus A. Co-infections involving two viruses were diagnosed in eight children (Table 2). Nosocomial transmission of RSV, influenza and adenovirus was not detected in the study.
Table 2.
Virus detection during the HCoV outbreak period from 1 January 1998 to 31 December 1998
| Virus | Community-acquired infection | Nosocomial infection |
|---|---|---|
| RSV | 7 | – |
| Influenza A | 5 | – |
| Influenza B | – | – |
| Parainfluenza 1 | – | – |
| Parainfluenza 2 | – | – |
| Parainfluenza 3 | – | – |
| Adenovirus | 3 | – |
| Human coronavirus 229E | 26 | 54 |
| Total | 41 | 54 |
Nosocomial coronavirus infections occurred in 43 neonates with 34 preterm infants (13 extremely premature neonates <28 weeks). Thirty-two of the 43 HCoV-infected neonates were symptomatic at time of infection, notably 26 of the 34 preterm newborns (Table 3). Respiratory worsening was the most frequent sign of infection with ventilatory support needed in 20 cases (46.5%) and increase in oxygen therapy in 22 cases (51%). Bradycardia, hypotension and prescription of antibiotics for sepsis-like syndrome were noted, respectively, in eight, three and seven cases. The mean age of neonates at the time of initial virus recovery was 14 days (median: 10 days, range: 3 to 55 days), and the mean duration of virus shedding was 5.8 days (median: 1 day; range: 1 to 36 days) (Table 3). Risk factors for HCoV nosocomial infections were low birthweight and low gestational age (GA). The clinical features and outcomes during hospitalisation in the HCoV-infected and non-infected neonates were significantly different. HCoV-infected neonates required a significantly higher number of days of ventilation, oxygen supplementation and hospitalisation (Table 4).
Table 3.
Clinical characteristics of HCoV-infected neonates
| Neonates | Birth Weight (g) | Gestational age (weeks) | Age (days) at time of HCoV isolation | Days of virus shedding | Clinical worsening | Ventilatory support (intubation or CPAP) | Increased oxygen therapy | Bradycardia | Hypotension | Antibiotic prescription | Death | Outbreaks§ |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 1,300 | 29 | 18 | 1 | + | + | + | − | − | − | − | F |
| 2 | 780 | 27 | 36 | 1 | + | + | + | − | + | − | − | F |
| 3 | 500 | 29 | 29 | 36 | + | + | + | + | − | + | − | F |
| 4 | 3,560 | 40 | 6 | 1 | + | − | − | − | − | − | + | F |
| 5 | 2,740 | 41 | 4 | 1 | + | + | − | − | − | + | − | F |
| 6 | 760 | 27 | 23 | 15 | − | − | − | − | − | − | − | |
| 7 | 1,060 | 27 | 15 | 8 | + | + | + | − | − | − | − | F |
| 8 | 1,260 | 29 | 19 | 1 | + | + | + | − | − | − | − | |
| 9 | 1,260 | 31 | 22 | 1 | + | + | + | − | − | − | − | |
| 10 | 860 | 26 | 19 | 8 | + | + | + | + | − | + | − | |
| 11 | 1,500 | 29 | 13 | 1 | + | − | − | + | − | − | − | |
| 12 | 900 | 32 | 7 | 1 | − | − | − | − | − | − | − | |
| 13 | 3,120 | 38 | 13 | 1 | + | + | + | − | − | − | − | |
| 14 | 680 | 27 | 36 | 1 | + | + | + | + | − | + | − | |
| 15 | 920 | 26 | 32 | 25 | + | − | − | + | − | − | − | |
| 16 | 1,280 | 29 | 6 | 1 | − | − | − | − | − | − | − | |
| 17 | 1,880 | 32 | 4 | 1 | + | + | + | + | − | − | − | |
| 18 | 1,560 | 30 | 33 | 1 | + | − | + | − | − | − | − | A |
| 19 | 1,160 | 30 | 4 | 8 | + | + | + | − | − | − | − | A |
| 20 | 1,440 | 30 | 4 | 9 | − | − | − | − | − | − | − | A |
| 21 | 2,660 | 40 | 3 | 1 | − | − | − | − | − | − | − | A |
| 22 | 1,560 | 31 | 10 | 1 | − | − | − | − | − | − | − | A |
| 23 | 1,460 | 29 | 7 | 19 | − | − | − | − | − | − | − | A |
| 24 | 935 | 26 | 7 | 1 | + | + | − | − | − | − | + | A |
| 25 | 905 | 26 | 7 | 1 | + | − | − | − | − | − | + | A |
| 26 | 2,260 | 34 | 6 | 29 | + | − | − | − | − | + | − | A |
| 27 | 3,310 | 37 | 3 | 8 | + | + | + | − | + | − | − | A |
| 28 | 3,100 | 38 | 3 | 1 | − | − | − | − | − | − | − | A |
| 29 | 740 | 25 | 55 | 1 | + | − | + | − | − | − | − | |
| 30 | 2,400 | 36 | 4 | 1 | − | − | − | − | − | − | − | A |
| 31 | 1,260 | 32 | 21 | 1 | + | + | + | − | − | − | − | |
| 32 | 2,575 | 35 | 6 | 1 | + | + | + | − | − | − | − | |
| 33 | 1,740 | 30 | 3 | 1 | − | − | − | − | − | − | − | |
| 34 | 820 | 29 | 15 | 1 | + | + | + | + | − | − | − | D |
| 35 | 880 | 29 | 19 | 14 | + | − | − | − | + | − | − | D |
| 36 | 1,160 | 26 | 12 | 7 | + | − | + | − | − | − | − | |
| 37 | 800 | 26 | 38 | 1 | + | + | + | − | − | + | − | D |
| 38 | 760 | 26 | 34 | 7 | + | − | + | − | − | − | − | D |
| 39 | 2,900 | 39 | 6 | 1 | − | − | − | − | − | − | − | D |
| 40 | 1,740 | 30 | 5 | 1 | + | + | + | − | − | − | − | D |
| 41 | 3,280 | 40 | 11 | 1 | + | + | + | − | − | + | − | D |
| 42 | 880 | 26 | 8 | 32 | + | − | − | + | − | − | − | D |
| 43 | 1,980 | 38 | 5 | 1 | − | − | − | − | − | − | − | D |
| 1,596* | 31.1* | 14,7* | 5,9* | 31μ | 20μ | 22μ | 8μ | 3μ | 7μ | 3μ |
*Mean, μ total, § outbreaks, F: February, A: August, D: December
Table 4.
Clinical features and outcomes of HCoV-infected and non-infected neonates
| HCoV + (n = 43) | HCoV – (n = 109) | P | |
|---|---|---|---|
| Intubation duration (d) | 14 ± 15 | 2.4 ± 3.7 | <0.001 |
| Ventilation duration (d) | 18.8 ± 20 | 2.7 ± 3.8 | <0.001 |
| Oxygen duration (d) | 18.7 ± 23.7 | 2.5 ± 3.3 | <0.001 |
| CVC duration (d) | 28.1 ± 26.7 | 5.7 ± 7.3 | <0.001 |
| Antibiotic treatment duration (d) | 13 ± 13.8 | 3.9 ± 3.4 | <0.001 |
| Surgery | 10/43 | 12/109 | 0.04 |
| Hospitalisation (d) | 36.8 ± 30.4 | 8.8 ± 7.6 | <0.001 |
HCoV-related nosocomial infections occurred during every month of the study. Three outbreak periods were observed in February, August and December, during which more than 50% of hospitalised neonates and children were infected, in association with a high prevalence of infection in staff (Fig. 1). During these three outbreaks a maximum of 90% (February), 78% (August) and 75% (December) of hospitalised neonates and children were infected at the same time (Fig. 2). During the August period, 50 to 78% of hospitalised patients were infected over a 1-month period. Seventy-five percent of hospitalised preterm neonates with GA <32 weeks and 55% of staff members were infected.
Fig. 1.
Distribution of community-acquired and nosocomial HCoV-229E infections during the year 1998. Grey circles represent percentage of prevalence of infection in staff members. Three epidemic periods of HCoV-related NRVI were observed in February, August and December, which correlated with a high prevalence of staff infection (58.3, 55 and 21.4%, respectively)
Fig. 2.
Description of weekly outbreak periods in February, August and December. Black columns represent HCoV-infected infants and grey columns non-infected infants. During these three outbreaks, 50 to 90% of hospitalised infants were infected with HCoV-229E
A total of 180 samples were collected from the staff with 59 HCoV samples and 1 influenza A-positive sample. Between 8 and 44% of the staff had shown respiratory illness in the week before the prevalence point. There was no significant association between a nasal HCoV-positive sample and a recent respiratory illness. For instance, in January and February, only 2 of the 13 and 14 HCoV-positive staff members had had a recent history of respiratory illness. A high prevalence of HCoV infection was noted in the staff during the three HCoV-related outbreaks, with respectively 58.3%, 55% and 21.4% (Table 5).
Table 5.
Point prevalence of staff infection
| Date | Number of collected specimens | HCoV + | Prevalence (%) | Respiratory symptoms (%) | HCoV + and respiratory symptoms |
|---|---|---|---|---|---|
| 20 January 1998 | 24 | 13 | 54.2 | 8.3 | 2/13 |
| 24 February 1998 | 24 | 14 | 58.3 | 16.7 | 2/14 |
| 24 March 1998 | 23 | 6 | 26 | 13 | 2/6 |
| 14 April 1998 | 19 | 1 | 5.3 | 42.1 | 0/1 |
| 25 June 1998 | 18 | 8 | 44.4 | 11.1 | 1/8 |
| 4 August 1998 | 20 | 12 | 55 | 10 | 2/11 |
| 29 September 1998 | 18 | 1 | 5.6 | 44.4 | 1/1 |
| 9 November 1998 | 20 | 1 | 5 | 40 | 0/1 |
| 21 December 1998 | 14 | 3 | 21.4 | 7.1 | 0/3 |
Discussion
Numerous epidemics of viral infection have been described in NICU (neonatal intensive care units) involving RSV, influenza, parainfluenza, adenovirus and enterovirus. These have been retrospective descriptions. Having previously described the existence of HCoV respiratory infections in premature infants, the present study reveals outbreaks of human coronaviruses for the first time. This description is extensive as it falls within the framework of a program of prospective study of respiratory viral infections within the unit. However, the real incidence of NRVI could have been underestimated, as (1) conventional methods used to detect RSV, influenza, parainfluenza and adenovirus are less sensitive than PCR and (2) screening for rhinovirus and other recently identified respiratory viruses such as metapneumovirus [26], bocavirus [2] and HCoV-NL63, and HKU1 was not performed.
The lack of knowledge of HCoV epidemiology could be explained by an absence of effective diagnostic methods. Most epidemiological studies conducted mainly in the 1970s used serological assays to detect coronavirus infection [24]. To test for HCoV infection in the course of large-scale epidemiological studies, we used the RT-PCR-hybridisation method for rapid, specific, and more sensitive detection of HCoV nucleic acids [38]. By this molecular approach, two novel HCoVs, HKU1 and NL63, originating in the Netherlands, were recently identified as responsible for respiratory infections in children [6, 39].
The two other human serogroups, HCoV-229E and OC43, are widespread and found in one third of common colds in children and adults [25]. They have been detected in nasal swab samples from patients with acute flu-like illness [20]. It has been suggested that they may also be involved in the etiology of more severe diseases in all age groups (pneumonia, perimyocarditis, etc.) [29] and neurological diseases such as multiple sclerosis [4]. The ability of coronaviruses to cause severe disease in animals raises the possibility that these could also cause more severe disease in humans. SARS-related coronavirus is a dramatic example of a coronavirus associated with severe disease in humans [17], demonstrating the need to consider these pathogens as of possible medical importance.
In paediatric units, the pathogenic role of HCoV remains undefined. They are suspected of being involved in the exacerbation of asthma in children [8, 16, 40]. Chany et al. reported an outbreak of necrotising enterocolitis occurring in near-term infants [5]. However, their role in gastrointestinal disease remains unproven [28]. Recently, the newest members of the genus coronavirus, HCoV NL63 and HKU1, have also been linked to respiratory tract infections such as bronchiolitis, upper and lower respiratory tract infections [11, 14, 19] and even severe obstructive pneumonia [18]. Enteric disease was also described by Vabret et al. [36, 37].
We have previously shown the potentially significant pathogenic role of HCoV in neonates [9, 10, 31–33]. In 1995, a prospective study showed HCoV incidence at 25% in symptomatic preterm neonates under 32 weeks of gestational age [32]. A prospective observational study was carried out to determine the role of HCoV in nosocomial infections in a paediatric ICU from 1997 to 2001 [38]. Preliminary results showed an 11% incidence during the first winter [9, 10]. These studies were based on indirect immunofluorescence; however, the RT-PCR-hybridisation method has since provided a more rapid, specific and more sensitive analysis of these HCoV-related outbreaks.
During this 1-year prospective study, HCoV was identified as the main pathogen responsible for community-acquired and nosocomial infections in this PNICU, and the quasi-exclusive virus involved in nosocomial infections in neonates, particularly premature neonates. The annual incidence of HCoV nosocomial infection in 1998 was 28.3% compared with 25% in 1995 and 11% in 1997 [9, 10, 33]. Annual incidence was lower in 1999 and 2001 with 22.3% and 19.5%, respectively [38]. Thus, these HCoV nosocomial infections reflect the pattern of community-acquired infections with epidemic occurrence every 3 or 4 years as described by Monto et al. in sero-epidemiologic studies [20]. A high HCoV circulation in the community in 1998 could explain the high incidence of nosocomial infection in neonates as well as the three outbreak periods previously described.
Risk factors for HCoV-nosocomial infection in neonates were essentially low birth weight and low gestational age. In fact, neonates with a high level of care were more susceptible to a nosocomial infection, and prematurity was the most important risk factor for nosocomial infection by HCoV. Incidence of HCoV-related infection in preterm neonates under 37 weeks, 33 weeks and 28 weeks was respectively 32%, 42% and 67%. HCoV infection occurred in extremely premature neonates (<28 weeks) in two-thirds of cases. Maternal antibodies transported across the placenta protect the newborn, but most of these are acquired during the third trimester of pregnancy [41]. Most extremely premature neonates do not benefit from maternal antibody transfers and are more susceptible to neonatal viral infection [23, 27].
Seventy-five percent of neonates and 92% of extremely premature infants were symptomatic at the time of infection. The need for oxygen, ventilatory support and septic syndrome were the main clinical markers of viral infections in neonates [22, 23]. These characterise the respiratory tropism of the HCoV, but non-specific clinical manisfestations could also be present.In fact, in our previous studies, bradycardia and apnea were the most frequent signs of infection [32, 33].
Viruses are introduced in the hospital environment by visitors or staff who may or may not be symptomatic. HCoV are able to survive in aerosol particles, in suspension and after drying [15, 34]. Therefore, horizontal transmission via air or hand contamination is possible. In this study, the HCoV-related outbreak periods correlated with a high prevalence of HCoV-related staff infections. Correlation between a high level of infected staff and a NRVI outbreak was previously described for RSV [12]. Moreover, intensive levels of care require increased handling and contact by personnel. For example, intubations and use of nasogastric tubes appear to be significant risk factors for NRVI [12]. The spread of infection from infected staff to patients during an adenovirus outbreak in a neonatal nursery has also been reported by Finn et al. [7]. HCoV are ubiquitous pathogens that very commonly infect the general population. Moreover, a high HCoV circulation may have occurred in the community in 1998. This could easily explain a high prevalence of infections in staff members and consequently the high level of HCoV-related infections in neonates and premature infants who are in close contact with infected staff members. However, this study did not detect any cross-infection of infected children at time of admission to the unit with classic respiratory viruses such as RSV or influenza, as no nosocomial infections were detected with those viruses. The specific architecture of the unit with single separate rooms for each neonate may have contributed to this absence of cross-infection, as the minimum recommended area of 80 feet2 (7.4 m2) per neonate is respected [1]. This layout of distinct and separate sectors has proven efficient in the prevention of nosocomial RSV infections [35].
These data provide additional evidence for a possibly significant role of HCoV in NRVI occurring in hospitalised preterm neonates. Routine detection of HCoV in light of clinical worsening should be proposed to improve clinical management of neonates in the PNICU, thereby limiting unnecessary antibiotic use. Staff members may be involved in transmission of these viral infections. Since the infection may be asymptomatic in staff members, implementation of strict preventive measures against the spread of infection is more difficult, but nevertheless very important to protect the health of these infants.
Acknowledgments
This study was supported in part by research funds from the French Ministry of Health, the CCLIN Ouest and the Société Française de Pédiatrie. We would like to thank Anne Gagneur, Marie-Annick L’Her, Michèle Odermatt and Christine Roger for excellent technical assistance, PNICU staff members and Tracey Montagnon for reviewing the manuscript.
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