Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2021 Apr 15.
Published in final edited form as: Cancer. 2020 Jan 3;126(8):1758–1765. doi: 10.1002/cncr.32680

Multimodal Psychosocial Intervention for Family Caregivers of Patients Undergoing Hematopoietic Stem Cell Transplantation (HCT): A Randomized Clinical Trial

Areej El-Jawahri 1,2,*, Jamie M Jacobs 1,2,*, Ashley M Nelson 1,2, Lara Traeger 1,2, Joseph A Greer 1,2, Showly Nicholson 1,2, Lauren P Waldman 1,2, Alyssa L Fenech 1,2, Annemarie D Jagielo 1,2, Jennifer D’Alotto 1,2, Nora Horick 1,2, Thomas Spitzer 1,2, Zachariah DeFilipp 1,2, Yi-Bin A Chen 1,2, Jennifer S Temel 1,2
PMCID: PMC7103553  NIHMSID: NIHMS1063134  PMID: 31899552

Abstract

Background:

Caregivers of patients undergoing HCT experience immense caregiving burden prior to, during, and after HCT.

Methods:

We conducted an unblinded, randomized trial of a psychosocial intervention (BMT-CARE) for caregivers of patients undergoing autologous and allogeneic HCT at Massachusetts General Hospital. Caregivers were randomly assigned to BMT-CARE or usual care. BMT-CARE was tailored to the HCT trajectory and integrated treatment-related education and self-care with cognitive-behavioral skills to promote coping. Caregivers assigned to BMT-CARE met with a trained interventionist (psychologist or social worker) in-person, via telephone or videoconferencing for six sessions starting prior to HCT and up to day+60 post-HCT. The primary endpoint was feasibility defined as having at least 60% of eligible caregivers enroll and complete ≥ 50% of the intervention sessions. We assessed Caregiver quality of life (QOL; CareGiver-Oncology-Questionnaire), caregiving burden (Caregiver-Reaction-Assessment), psychological distress (Hospital-Anxiety-and-Depression-Scale), self-efficacy (Cancer-Self-Efficacy-Scale-Transplant), and coping (Measures-of-Current-Status) at baseline, 30 days, and 60 days post-HCT. We used mixed linear effect models to assess the effect of BMT-CARE on outcomes longitudinally.

Results:

We enrolled 72.5% (100/138) of eligible caregivers and 80% attended ≥50% of intervention sessions. Caregivers randomized to BMT-CARE reported improved QOL (B=6.11, 95%CI[3.50,8.71], p<.001) reduced caregiving burden (B=−6.00, 95%CI[−8.49,−3.55] p<.001), lower anxiety (B=−2.18, 95%CI[−3.07,−1.28], p<.001) and depression (B=−1.23, 95%CI[−1.92,−0.54], p<.001) symptoms, and improved self-efficacy (B=7.22, 95%CI[2.40,12.03], p=.003) and coping skills (B=4.83, 95%CI[3.04,6.94], p<.001) compared to the usual care group.

Conclusions:

A brief multimodal psychosocial intervention tailored for caregivers of HCT recipients is feasible and may improve QOL, mood, coping, and self-efficacy while reducing caregiving burden during the acute HCT period.

Keywords: Caregivers, Caregivers of transplant recipients, supportive care, psychosocial interventions, hematopoietic stem cell transplantation, caregiving burden

Condensed Abstract:

In this randomized clinical trial of 100 caregivers of patients undergoing HCT, a brief psychosocial intervention (BMT-CARE) was feasible with high enrollment and retention rates, and led to improvement in caregiver QOL, psychological distress, coping, and self-efficacy while reducing caregiving burden during the acute HCT period. Thus, BMT-CARE is a promising intervention and should be tested in future multi-site trials.

INTRODUCTION

Family members and close friends (caregivers) play a critical role in caring for their loved ones during cancer treatment.1-5 Hematopoietic stem cell transplantation (HCT) is a commonly utilized, potentially curative therapy for patients with hematologic malignancies that requires a prolonged hospitalization and substantial recovery period.6, 7 Prior to HCT, caregivers experience immense psychological distress as they prepare for their loved ones’ hospitalization for HCT and cope with the uncertainty of the patients’ prognosis.8-12 During HCT, caregivers’ distress remains elevated as their loved ones receive high-dose chemotherapy associated with multiple toxicities, physical symptoms, and a prolonged hospitalization.9-11, 13 Finally, in the months post-HCT, the caregiver manages ongoing physical symptoms, attends multiple outpatient appointments, and navigates complex medication schedules while coping with the uncertainty of the illness.12-14 Consequently, caregivers of HCT recipients have prolonged caregiving burden that negatively impacts their quality of life (QOL) and mood. 12-15

Despite their substantial caregiving burden, relatively few interventions target the needs of caregivers of HCT recipients, and there are no interventions that span the transplant course by addressing caregiving burden before, during, and immediately after HCT.1, 12-14 Two studies examined the effect of problem-solving and stress management interventions for caregivers of allogeneic HCT recipients only after the patients’ hospitalization for HCT,16-18 but did not target caregivers’ needs before and during HCT when caregivers report the highest distress.11, 19 Moreover, given the extent of caregiving burden in this population, more comprehensive multimodal psychosocial interventions spanning the HCT course are needed to promote caregiver coping skills and improve overall QOL while reducing burden and distress.11, 13, 15, 20

We conducted a single-center randomized clinical trial to evaluate the feasibility and preliminary efficacy of a multimodal psychosocial intervention for caregivers of patients undergoing HCT (BMT-CARE) for improving caregiver QOL, caregiving burden, mood, and self-efficacy. We hypothesized that BMT-CARE would be feasible with at least 60% of eligible caregivers enrolling in the study and completing at minimum of 50% of the planned intervention sessions. We also hypothesized that caregivers assigned to BMT-CARE would report better QOL, lower caregiving burden, and lower symptoms of anxiety and depression, as well as higher perceived self-efficacy, compared to caregivers assigned to usual care at day 60 post-HCT.

METHODS

Study Design

We conducted a non-blinded, randomized clinical trial of a multimodal psychosocial intervention (BMT-CARE) versus usual care for caregivers of patients undergoing autologous and allogeneic HCT (Clinicaltrials.gov identifier: NCT03328663). The study was conducted at the Massachusetts General Hospital Cancer Center (MGH; Boston, Massachusetts). The Dana Farber/Harvard Cancer Center Institutional Review Board approved the study protocol, and all caregivers provided informed consent.

Study Participants

Caregiver eligibility criteria included being: 1) at least 18 years old; 2) a relative or a friend of a patient undergoing autologous or allogeneic HCT who either lives with the patient or has in-person contact with them at least twice per week and is identified by the patient as the primary caregiver for HCT; and 3) able to read and respond to questions in English or complete questionnaires with minimal assistance from an interpreter.

A research assistant (RA) reviewed the transplant clinic schedule to identify all patients scheduled for their HCT consent appointment. The RA contacted the oncologist to gain permission to approach the caregiver for study participation and inquire about any concerns regarding their participation. The RA then approached consecutively eligible caregivers to introduce the study and conduct informed consent during the clinic visit when their loved ones consented for HCT. If a patient did not have a caregiver present at the HCT consent visit, the RA requested patient permission to contact their identified caregiver by telephone about study participation. Caregivers had the option of enrolling in the study over the telephone with a verbal consent. Caregivers then completed baseline self-report assessment immediately after finishing informed consent procedures or within a 72-hour window from study enrollment.

Randomization:

After the RA obtained informed consent and collected baseline self-report assessments, caregivers were randomly assigned to receive either BMT-CARE or usual care. Participants were randomized in a 1:1 fashion, stratified by type of transplant (autologous or allogeneic), by the Office of Data Quality using a computer-generated number sequence, which was concealed until after group assignment. The Dana Farber/Harvard Cancer Center Office of Data Quality was responsible for participants’ registration and assignment to the study groups, but was not involved in other study procedures. Caregivers, oncology clinicians, and study investigators were not blinded to the group assignment.

The BMT-CARE Intervention

Caregivers assigned to the intervention received the BMT-CARE intervention in addition to usual care. Study team consisting of oncologists and psychologists collaboratively developed the structured, manualized BMT-CARE intervention using findings from our prior longitudinal study describing caregiver burden and distress during HCT, skills adapted from a previous skills-based psychosocial intervention in cancer, and a thorough review of the literature.11-13, 21 We then refined the intervention content and structure based on qualitative feedback from an open pilot study with six caregivers of patients undergoing HCT. The finalized BMT-CARE intervention is a 6-session caregiver-directed coping skills intervention that integrates HCT-related education with cognitive-behavioral strategies to enhance caregiver knowledge and skills across the transplant trajectory. Skills are uniquely tailored to expected challenges along the transplant continuum and comprise the following essential components: 1) education to address preparedness, manage expectations, and develop caregiving skills such as symptom and medication management, mobilization of social supports, and assessment of post-discharge needs during the HCT course; 2) cognitive-behavioral skills-based strategies to facilitate effective coping, cognitive reframing, mindfulness, communication, and acceptance while living with uncertainty; and 3) behavioral strategies for self-care to promote caregiver physical and mental health. BMT-CARE included four weekly and two semi-monthly individual sessions, lasting approximately one hour each, starting prior to HCT and continuing up to day +60 post-HCT. In-person intervention sessions were held in a private office. Each caregiver was given a BMT-CARE workbook that included in-session and at-home practice exercises to facilitate learning and skill acquisition. BMT-CARE interventionists were trained study therapists (i.e., licensed clinical psychologist, licensed social worker, or clinical psychology fellow) who met with caregivers in-person, or via telephone or videoconferencing.

Prior to meeting with any participants, all study interventionists completed a half-day in-person BMT-CARE training and attended weekly telephone-based group clinical supervision throughout the course of the study with the lead licensed clinical psychologist (JJ). To ensure the fidelity of the intervention, we audio-recorded intervention sessions and reviewed 10% of sessions at random. Two investigators (AE and JJ) independently reviewed the audio-recorded visits and rated adherence to the intervention content using a pre-specified list of intervention topics by session. Treatment fidelity scores range from 0-100%, and we considered scores ≥80% to be adherent to the intervention protocol based on prior studies.22, 23

Usual Care

Caregivers randomized to usual care did not receive BMT-CARE. Per usual care across most transplant centers, patients and caregivers met with the transplant social worker once prior to HCT to address any issues or concerns. The social workers are also available as needed to provide additional support post-HCT. The social workers delivering usual care were different than those delivering BMT-CARE

Caregiver-Reported Outcome Measures

Caregivers completed a baseline assessment which included a demographic questionnaire and self-report measures within a 72-hour window after providing informed consent and prior to randomization. Caregivers also completed the self-report measures at day +30 (+ 7-day window), and day +60 (+20-day window) post-HCT. The RA , unblinded to randomization, provided caregivers with the self-reported study questionnaires in person, by secure email, or regular mail.

We administered the Caregiver Oncology QOL questionnaire (CarGOQOL) to measure caregiver QOL.24 The CarGOQOL is a 29-item instrument that measures ten QOL domains and can be analyzed using a composite QOL score (normalized score range 0-100) with higher scores indicating better QOL. We also used the Caregiver Reaction Assessment (CRA) to assess caregiving burden. The CRA consists of 24 items that address five caregiving burden domains.25 A CRA total score (range 24-120) can be obtained, with higher scores indicating higher caregiving burden.26

To assess mood and anxiety symptoms, caregivers completed the Hospital Anxiety and Depression Scale (HADS).27 The 14-item HADS consists of two subscales assessing anxiety and depression symptoms in the past week. Subscale scores on the HADS range from 0 (no distress) to 21 (maximum distress).

We used the Cancer Self-Efficacy Scale-Transplant (CASE-T) to measure caregivers’ confidence in managing the impact of HCT.16, 28 The CASE-T consists of 17 items (range 0-170) with higher scores indicating greater self-efficacy. We also used the Measure of Current Status (MOCS) to assess caregivers’ perceived coping skills such as the ability to relax, restructure maladaptive thoughts, and choose an appropriate coping strategy. The MOCS consists of 13 items (total score range 0-52) with higher scores indicating greater coping skills.29

Statistical Analysis

We performed statistical analyses using STATA (v9.3). All participants’ characteristics and outcomes were summarized as frequencies and percentage for categorical variables and mean ± SD for continuous variables. We evaluated inter-coder reliability in measuring intervention fidelity using kappa statistics. A two-sided P-value < 0.05 was considered statistically significant.

The primary endpoint of the study was feasibility of enrollment and intervention delivery. BMT-CARE was deemed feasible if at least 60% of eligible caregivers enrolled in the study and 60% of those assigned to the intervention completed a minimum of 50% of planned intervention sessions. We chose a sample size of 100 caregivers based on the feasibility of completing the project during the study timeframe. The proposed sample size was also sufficient to provide us with preliminary data that could be utilized to determine effect sizes for our caregiver-reported outcomes and inform power considerations for a future multi-site study. Prior studies suggest that a minimum of 30 participants per group are needed to estimate a parameter when examining preliminary intervention effects.30, 31

To test caregiver-reported outcomes, we first used analysis of covariance (ANCOVA) models controlling for baseline criterion scores to examine the effect of BMT-CARE on caregiver QOL (CarGOQOL), caregiving burden (CRA), depression and anxiety symptoms (HADS), self-efficacy (CASE-T), and coping skills (MOCS) at day 60 post-HCT based on available cases without accounting for missing data. We then used mixed linear effect models using Maximum Likelihood to account for missing data to examine change in outcomes of interest across all three time points.

RESULTS

Baseline Characteristics

We approached 138 caregivers for study participation between 12/2017 and 4/2019, and 72.5% (100/138) enrolled [Figure 1]. Eight caregivers became ineligible after enrollment due to patient’s death prior to HCT or aborted plans for HCT. Enrolled caregivers were mostly white (92.3%, 85/92), and the majority were female (69.6%, 68/92), married to the patient (81.5%, 75/92), with a median age of 61 (range 22-93) [Table 1]. Most (64.1%) caregivers were caring for an allogeneic HCT recipient. There were no meaningful differences in caregiver characteristics between study groups at baseline. Overall, 83 and 87 caregivers completed the day 30 and day 60 post-HCT assessments with a missing data rate of 9.8 % and 5.4%, respectively.

Figure 1: Consort diagram:

Figure 1:

HCT = Hematopoietic stem cell transplantation

Table 1: Caregivers’ baseline characteristics:

MPN = Myeloproliferative neoplasm; MDS = Myelodysplastic syndrome; SD = Standard Deviation; QOL = Quality of Life; CarGOQOL= Caregiver Oncology Quality of Life Questionnaire; CRA = Caregiver Reaction Assessment; HADS-A= Hospital Anxiety and Depression Scale- Anxiety Symptoms; HADS-D = Hospital Anxiety and Depression Scale – Depression Symptoms, CASE-T = Cancer Self-Efficacy Scale-Transplant; MOCS = Measure of Current Status.

Caregiver Characteristics BMT-CARE (N = 45) Usual Care (N = 47)
Age, Median (range) 58 (23-75) 62 (22-93)
Female Sex, n (%) 31 (68.9%) 33 (70.2%)
Relationship to Patient, n (%)
 Married 36 (80.0%) 39 (83.0%)
 Child 5 (11.1%) 1 (2.1%)
 Parent 3 (6.7%) 3 (6.4%)
 Sibling 1 (2.2) 3 (6.4%)
 Divorced 0 (0.0) 1 (2.1%)
Race, n (%)
 White 42 (93.3%) 43 (91.5%)
 American Indian 0 (0.0) 2 (4.3%)
 Black 2 (4.5%) 1 (2.1%)
 Other 1 (2.2%) 1 (2.1%)
Hispanic Ethnicity, n (%) 1 (2.2%) 1 (2.1%)
Religion, n (%)
 Catholic 18 (40.0%) 22 (46.8%)
 Non-Catholic Christian 13 (28.9%) 14 (29.8%)
 None 8 (17.8%) 6 (12.8%)
 Jewish 4 (8.9%) 3 (6.4%)
 Atheist 0 (0.0) 2 (4.2%)
 Other 2 (4.4%) 0 (0.0%)
Education, n (%)
 High school 10 (22.2%) 11 (23.4%)
 College 24 (53.3%) 27 (57.4%)
 Post-Graduate Degree 11 (24.5%) 9 (19.2%)
Employment, n (%)
 Employed 22 (48.9%) 27 (57.4%)
 Retired 14 (31.1%) 14 (29.8%)
 Caring for Home or Family 4 (8.9%) 4 (8.5%)
 Unemployed 2 (4.4%) 2 (4.3%)
 Disabled 3 (6.7%) 0 (0.0%)
Patient Diagnosis, n (%)
 Acute Leukemia 17 (37.8%) 15 (31.9%)
 Lymphoma 10 (22.2%) 11 (23.4%)
 Multiple Myeloma 10 (22.2%) 7 (14.9%)
 MPN/MDS 8 (17.8%) 14 (29.8%)
Transplant Type, n (%)
 Allogeneic 28 (62.2%) 31 (65.9%)
 Autologous 17 (37.8%) 16 (34.1%)
QOL (CarGOQOL), mean (SD) 73.24 (10.34) 77.66 (12.61)
Caregiving burden (CRA), mean (SD) 55.27 (11.93) 47.28 (11.43)
Anxiety Symptoms (HADS-A), mean (SD) 7.80 (3.92) 6.40 (4.09)
Depression Symptoms (HADS-D), mean (SD) 4.92 (2.80) 3.51 (3.43)
Self-Efficacy (CASE-T) 138.52 (24.60) 146.78 (23.33)
Coping Skills (MOCS) 30.48 (8.73) 33.80 (8.63)

Feasibility of BMT-CARE

Overall, 72.5% (100/138) of eligible caregivers enrolled in the study and 80% (36/45) attended at least 50% of the intervention sessions, with 66.7% (31/45) completing all six intervention sessions [Figure 1]. The median number of intervention sessions was 6 (range 0-6), and the median duration of the sessions was 55 minutes (range 25-80). Approximately 46% of the intervention sessions occurred over the telephone, and 4% were delivered over videoconference. Treatment fidelity was 80% or higher for all sessions (range 80% - 100%) (intercoder kappa statistic = 0.76).

Caregiver Reported Outcomes

Table 2 shows the effect of BMT-CARE on caregivers’ outcomes at day 60 post-HCT. Caregivers assigned to BMT-CARE reported better QOL (adjusted means: 81.22 [95%CI 77.69, 84.74] vs. 70.96 [95%CI 67.56, 74.36], Cohen’s d = 0.68, P < 0.001), and lower caregiving burden (adjusted means: 46.95 [95%CI 43.62, 50.29] vs. 55.06 [95%CI 51.81, 58.31], Cohen’s d = 0.73, P = 0.001) compared to caregivers receiving usual care at day 60 post-HCT. In addition, caregivers assigned to the CARE intervention reported fewer symptoms of anxiety (adjusted means: 3.62 [95%CI 2.47, 4.77] vs. 7.22 [95%CI 6.11, 8.33], Cohen’s d = 0.96, P < 0.001) and depression (adjusted means: 2.85 [95%CI 2.02, 3.68] vs. 4.40 [95%CI 3.60, 5.20], Cohen’s d = 0.57, P < 0.001) compared to those receiving usual care. BMT-CARE intervention participants also reported higher self-efficacy and coping skills at 60 days post-HCT compared to those receiving usual care [Table 2].

Table 2: Effect of CARE intervention on caregiver-reported outcomes at 60 days post-HCT:

Results of ANCOVA models controlling for baseline values for the criterion outcome. CI = Confidence Interval; QOL = Quality of Life; CarGOQOL= Caregiver Oncology Quality of Life Questionnaire; CRA = Caregiver Reaction Assessment; HADS-A= Hospital Anxiety and Depression Scale- Anxiety Symptoms; HADS-D = Hospital Anxiety and Depression Scale – Depression Symptoms, CASE-T = Cancer Self-Efficacy Scale-Transplant; MOCS = Measure of Current Status.

Caregiver Outcomes 60 Days
Post-HCT
Sample Size Group Assignment Adjusted
Mean Score
95% CI Cohen’s D P-Value
QOL (CarGOQOL) 87 Usual Care Intervention 70.96 81.22 67.56 , 74.36 77.69 , 84.74 0.68 <0.001
Caregiving Burden (CRA) 86 Usual Care Intervention 55.06 46.95 51.81 , 58.31 43.62 , 50.29 0.73 0.001
Anxiety Symptoms (HADS-A) 87 Usual Care Intervention 7.22 3.62 6.11 , 8.33 2.47 , 4.77 0.96 <0.001
Depression Symptoms (HADS-D) 87 Usual Care Intervention 4.40 2.85 3.60 , 5.20 2.02 , 3.68 0.57 0.009
Self-Efficacy (CASE-T) 82 Usual Care Intervention 147.06 156.20 141.56 , 152.57 150.69 , 161.71 0.51 0.023
Coping Skills (MOCS) 83 Usual Care Intervention 28.02 36.54 25.41 , 30.64 33.88 , 39.19 0.98 <0.001

Using mixed linear effects models to examine the data longitudinally across all timepoints with Maximum Likelihood to impute missing data [Table 3], caregivers assigned to BMT-CARE reported better QOL (B = 6.11, [95%CI 3.50, 8.71], P < 0.001), lower caregiving burden (B = −6.02, [95%CI −8.49, −3.55], P < 0.001), and fewer symptoms of anxiety (B = −2.18, [95%CI −3.07, −1.28], P < 0.001) and depression (B = −1.23, [95%CI −1.92, −0.54], P < 0.001) compared to those receiving usual care. Caregivers assigned to BMT-CARE also reported improvement in self-efficacy (B = 7.22, [95%CI 2.40, 12.03], P = 0.003), and coping skills (B = 4.83, 95%CI [3.04, 6.94], P < 0.001) compared to those receiving usual care.

Table 3: Longitudinal effects of CARE intervention on caregiver-reported outcomes:

Results of mixed linear effect models using Maximum Likelihood to impute missing data. CI = Confidence Interval; QOL = Quality of Life; CarGOQOL= Caregiver Oncology Quality of Life Questionnaire; CRA = Caregiver Reaction Assessment; HADS-A= Hospital Anxiety and Depression Scale- Anxiety Symptoms; HADS-D = Hospital Anxiety and Depression Scale – Depression Symptoms, CASE-T = Cancer Self-Efficacy Scale-Transplant; MOCS = Measure of Current Status.

Caregiver Outcomes
(N = 92)
Group * Time
Estimate
95% CI P- Value
QOL (CarGOQOL) 6.11 3.50 , 8.71 <0.001
Caregiving Burden (CRA) −6.02 −8.49 , −3.55 <0.001
Anxiety Symptoms (HADS-A) −2.18 −3.07 , −1.28 <0.001
Depression Symptoms (HADS-D) −1.23 −1.92 , −0.54 <0.001
Self-Efficacy (CASE-t) 7.22 2.40 , 12.03 0.003
Coping skills (MOCS) 4.83 3.04 , 6.94 <0.001

DISCUSSION

The findings of this trial demonstrate that a multimodal psychosocial intervention spanning the HCT trajectory is feasible with promising efficacy for improving caregiver-reported outcomes. Almost three quarters of eligible caregivers enrolled in the study, and over two thirds completed all intervention sessions. BMT-CARE led to a significant improvement in caregiver QOL, caregiving burden, anxiety and depression symptoms, as well as self-efficacy and coping skills. These encouraging findings warrant further testing in a multi-site randomized clinical trial.

Despite recruiting caregivers at the time of heightened stress prior to HCT,11, 19, 32-34 BMT-CARE was feasible with high enrollment and retention rates. These findings are particularly relevant given the challenges of recruiting caregivers for supportive care interventions, especially with the competing demands on caregivers’ time.5, 13, 35-37 Importantly, approximately half of the BMT-CARE intervention sessions took place over the telephone or via video conferencing, which allows for a more scalable and potentially disseminable intervention delivery model.38 We also included interventionists with diverse mental health training and backgrounds to enhance the scalability of BMT-CARE. Most studies have exclusively used psychologists to deliver behavioral interventions. Given that all transplant centers have access to either psychology or social work to support patients undergoing HCT and their caregivers, BMT-CARE has promising potential for scalability in this population. While prior caregiver interventions have focused exclusively on allogeneic HCT recipients,16-18 we chose to include caregivers of autologous and allogeneic HCT recipients given the similarities in the HCT trajectory and acute post-HCT recovery period to ensure the generalizability of our findings to the larger transplant population.

Despite the prolonged caregiving process required for HCT,12, 14, 39 BMT-CARE led to improvement in both QOL and caregiving burden with medium effect sizes. Although prior caregiver interventions have shown reductions in stress and psychological distress among caregivers of HCT recipients, no studies demonstrated improvement in caregiver-reported QOL or caregiving burden.16-18 Improvements in both QOL and caregiving burden are notable given the intense care demands of HCT recipients, the chronic nature of caregiving in this population, and the critical need to address caregiving burden as a major contributor to caregiver moral exhaustion and morbidity.12-15

We also demonstrate the preliminary efficacy of BMT-CARE for improving anxiety and depression symptoms, as well as caregivers’ self-efficacy and coping skills, with medium to large effect sizes. Prior studies of caregiver interventions have demonstrated reduction in caregiver psychological distress. 16-18, 38Enhancing caregivers’ self-efficacy and coping skills may be a key factor in reducing caregiver psychological distress and their perceived caregiving burden.40-42 In fact, caregiving preparedness and self-efficacy may also lead to improvement in patient health behaviors such as adherence to complex post-HCT medical regimens.43 Future studies to examine the effect of BMT-CARE on patient outcomes and to explore potential mediators of the intervention effects on caregivers’ psychological distress, and caregiving burden are warranted.

This study has several notable limitations. First, it was conducted at a single, tertiary care academic center with limited sociodemographic diversity, thereby limiting the generalizability of our findings to other care settings and caregivers of other races and ethnic backgrounds. Second, the study staff and participants were not blinded to randomization, which may have introduced bias. The RA collecting participant-reported outcomes was also not blinded to randomization. Although prior studies have suggested low-risk of bias with self-reported assessments,44, 45 nonetheless this is an important study limitation. Third, we did not collect long-term follow-up data to assess the sustainability of the intervention effects on caregiver-reported outcomes. Fourth, despite randomization, there were some baseline differences in caregiver-reported outcomes between the two groups, likely due to the relatively small sample size of this study. Intervention participants reported slightly worse baseline caregiver-reported outcomes. Nonetheless, we controlled for baseline differences in all of our analyses. Fifth, we did not assess the impact of the BMT-CARE intervention on patient outcomes. Sixth, we are unable to ascertain in this small feasibility study whether the intervention delivery modality impacts caregiver-reported outcomes.

In conclusion, a brief multimodal psychosocial intervention for caregivers of autologous and allogeneic HCT recipients tailored to the HCT trajectory is feasible and has promising preliminary efficacy for improving caregiver QOL, caregiving burden, anxiety and depression symptoms, as well as self-efficacy and coping skills. A future multi-site trial is needed to assess the impact of this potentially scalable intervention on long-term patient and caregiver outcomes and to explore potential mediators and moderators of intervention effects on these outcomes.

Acknowledgments

Funding: This work was support by NIH K12 Career Development Award (El-Jawahri). Dr. El-Jawahri is a Scholar in Clinical Research of the Leukemia & Lymphoma Society

Footnotes

Conflict of Interest/Financial Disclosures: None

REFERENCES

  • 1.Northouse L, Williams AL, Given B, McCorkle R. Psychosocial care for family caregivers of patients with cancer. J Clin Oncol. 2012;30: 1227–1234. [DOI] [PubMed] [Google Scholar]
  • 2.Blum K, Sherman DW. Understanding the experience of caregivers: a focus on transitions. Semin Oncol Nurs. 2010;26: 243–258. [DOI] [PubMed] [Google Scholar]
  • 3.Given B, Wyatt G, Given C, et al. Burden and depression among caregivers of patients with cancer at the end of life. Oncol Nurs Forum. 2004;31: 1105–1117. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Harding R, Higginson IJ. What is the best way to help caregivers in cancer and palliative care? A systematic literature review of interventions and their effectiveness. Palliat Med. 2003;17: 63–74. [DOI] [PubMed] [Google Scholar]
  • 5.Applebaum AJ, Breitbart W. Care for the cancer caregiver: a systematic review. Palliat Support Care. 2013;11: 231–252. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.Braamse AM, Gerrits MM, van Meijel B, et al. Predictors of health-related quality of life in patients treated with auto- and allo-SCT for hematological malignancies. Bone Marrow Transplant. 2011. [DOI] [PubMed] [Google Scholar]
  • 7.Gratwohl A, Baldomero H, Aljurf M, et al. Hematopoietic stem cell transplantation: a global perspective. JAMA. 2010;303: 1617–1624. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Duell T, van Lint MT, Ljungman P, et al. Health and functional status of long-term survivors of bone marrow transplantation. EBMT Working Party on Late Effects and EULEP Study Group on Late Effects. European Group for Blood and Marrow Transplantation. Ann Intern Med. 1997;126: 184–192. [DOI] [PubMed] [Google Scholar]
  • 9.Lee SJ, Joffe S, Kim HT, et al. Physicians’ attitudes about quality-of-life issues in hematopoietic stem cell transplantation. Blood. 2004;104: 2194–2200. [DOI] [PubMed] [Google Scholar]
  • 10.Prieto JM, Atala J, Blanch J, et al. Patient-rated emotional and physical functioning among hematologic cancer patients during hospitalization for stem-cell transplantation. Bone Marrow Transplant. 2005;35: 307–314. [DOI] [PubMed] [Google Scholar]
  • 11.El-Jawahri AR, Traeger LN, Kuzmuk K, et al. Quality of life and mood of patients and family caregivers during hospitalization for hematopoietic stem cell transplantation. Cancer. 2015;121: 951–959. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Beattie S, Lebel S. The experience of caregivers of hematological cancer patients undergoing a hematopoietic stem cell transplant: a comprehensive literature review. Psychooncology. 2011;20: 1137–1150. [DOI] [PubMed] [Google Scholar]
  • 13.Applebaum AJ, Bevans M, Son T, et al. A scoping review of caregiver burden during allogeneic HSCT: lessons learned and future directions. Bone Marrow Transplant. 2016;51: 1416–1422. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Gemmill R, Cooke L, Williams AC, Grant M. Informal caregivers of hematopoietic cell transplant patients: a review and recommendations for interventions and research. Cancer Nurs. 2011;34: E13–21. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Bevans M, El-Jawahri A, Tierney DK, et al. National Institutes of Health Hematopoietic Cell Transplantation Late Effects Initiative: The Patient-Centered Outcomes Working Group Report. Biol Blood Marrow Transplant. 2016. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Bevans M, Wehrlen L, Castro K, et al. A problem-solving education intervention in caregivers and patients during allogeneic hematopoietic stem cell transplantation. J Health Psychol. 2014;19: 602–617. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Laudenslager ML, Simoneau TL, Kilbourn K, et al. A randomized control trial of a psychosocial intervention for caregivers of allogeneic hematopoietic stem cell transplant patients: effects on distress. Bone Marrow Transplant. 2015;50: 1110–1118. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 18.Laudenslager ML, Simoneau TL, Mikulich-Gilbertson SK, et al. A randomized control trial of stress management for caregivers of stem cell transplant patients: Effect on patient quality of life and caregiver distress. Psychooncology. 2019;28: 1614–1623. [DOI] [PubMed] [Google Scholar]
  • 19.Sannes TS, Simoneau TL, Mikulich-Gilbertson SK, et al. Distress and quality of life in patient and caregiver dyads facing stem cell transplant: identifying overlap and unique contributions. Support Care Cancer. 2019;27: 2329–2337. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Bangerter LR, Griffin JM, Langer S, et al. The Effect of Psychosocial Interventions on Outcomes for Caregivers of Hematopoietic Cell Transplant Patients. Curr Hematol Malig Rep. 2018;13: 155–163. [DOI] [PubMed] [Google Scholar]
  • 21.Antoni MH, Wimberly SR, Lechner SC, et al. Reduction of cancer-specific thought intrusions and anxiety symptoms with a stress management intervention among women undergoing treatment for breast cancer. Am J Psychiatry. 2006;163: 1791–1797. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Borrelli B The assessment, monitoring, and enhancement of treatment fidelity in public health clinical trials. J Public Health Dent. 2011;71 Suppl 1: S52–63. [PubMed] [Google Scholar]
  • 23.Nelson CJ, Saracino RM, Roth AJ, et al. Cancer and Aging: Reflections for Elders (CARE): A pilot randomized controlled trial of a psychotherapy intervention for older adults with cancer. Psychooncology. 2019;28: 39–47. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24.Minaya P, Baumstarck K, Berbis J, et al. The CareGiver Oncology Quality of Life questionnaire (CarGOQoL): development and validation of an instrument to measure the quality of life of the caregivers of patients with cancer. Eur J Cancer. 2012;48: 904–911. [DOI] [PubMed] [Google Scholar]
  • 25.Given CW, Given B, Stommel M, Collins C, King S, Franklin S. The caregiver reaction assessment (CRA) for caregivers to persons with chronic physical and mental impairments. Res Nurs Health. 1992;15: 271–283. [DOI] [PubMed] [Google Scholar]
  • 26.Grov EK, Fossa SD, Tonnessen A, Dahl AA. The caregiver reaction assessment: psychometrics, and temporal stability in primary caregivers of Norwegian cancer patients in late palliative phase. Psychooncology. 2006;15: 517–527. [DOI] [PubMed] [Google Scholar]
  • 27.Zigmond AS, Snaith RP. The hospital anxiety and depression scale. Acta Psychiatr Scand. 1983;67: 361–370. [DOI] [PubMed] [Google Scholar]
  • 28.Huang FF, Yang Q, Wang AN, Zhang JP. Psychometric properties and performance of existing self-efficacy instruments in cancer populations: a systematic review. Health Qual Life Outcomes. 2018;16: 241. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Carver CS. Measure of Current Status. Available from URL: http://www.psy.miami.edu/faculty/ccarver/sclMOCS.html [accessed 09/09/2019, 2019]. [Google Scholar]
  • 30.Lancaster GA, Dodd S, Williamson PR. Design and analysis of pilot studies: recommendations for good practice. J Eval Clin Pract. 2004;10: 307–312. [DOI] [PubMed] [Google Scholar]
  • 31.Browne R On the use of a pilot sample size determination. Stat Med. 1995;14: 1933–1940. [DOI] [PubMed] [Google Scholar]
  • 32.Fife BL, Monahan PO, Abonour R, Wood LL, Stump TE. Adaptation of family caregivers during the acute phase of adult BMT. Bone Marrow Transplant. 2009;43: 959–966. [DOI] [PubMed] [Google Scholar]
  • 33.Siston AK, List MA, Daugherty CK, et al. Psychosocial adjustment of patients and caregivers prior to allogeneic bone marrow transplantation. Bone Marrow Transplant. 2001;27: 1181–1188. [DOI] [PubMed] [Google Scholar]
  • 34.Jim HS, Quinn GP, Barata A, et al. Caregivers’ quality of life after blood and marrow transplantation: a qualitative study. Bone Marrow Transplant. 2014;49: 1234–1236. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 35.Lapid MI, Atherton PJ, Kung S, et al. Cancer caregiver quality of life: need for targeted intervention. Psychooncology. 2016;25: 1400–1407. [DOI] [PubMed] [Google Scholar]
  • 36.Ferrell B, Wittenberg E. A review of family caregiving intervention trials in oncology. CA Cancer J Clin. 2017;67: 318–325. [DOI] [PubMed] [Google Scholar]
  • 37.Dionne-Odom JN, Applebaum AJ, Ornstein KA, et al. Participation and interest in support services among family caregivers of older adults with cancer. Psychooncology. 2018;27: 969–976. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38.Dionne-Odom JN, Azuero A, Lyons KD, et al. Benefits of Early Versus Delayed Palliative Care to Informal Family Caregivers of Patients With Advanced Cancer: Outcomes From the ENABLE III Randomized Controlled Trial. J Clin Oncol. 2015;33: 1446–1452. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 39.Bishop MM, Curbow BA, Springer SH, Lee JA, Wingard JR. Comparison of lasting life changes after cancer and BMT: perspectives of long-term survivors and spouses. Psychooncology. 2011;20: 926–934. [DOI] [PubMed] [Google Scholar]
  • 40.Adelman RD, Tmanova LL, Delgado D, Dion S, Lachs MS. Caregiver burden: a clinical review. JAMA. 2014;311: 1052–1060. [DOI] [PubMed] [Google Scholar]
  • 41.Grano C, Lucidi F, Violani C. The relationship between caregiving self-efficacy and depressive symptoms in family caregivers of patients with Alzheimer disease: a longitudinal study. Int Psychogeriatr. 2017;29: 1095–1103. [DOI] [PubMed] [Google Scholar]
  • 42.Pertl MM, Hannigan C, Brennan S, Robertson IH, Lawlor BA. Cognitive reserve and self-efficacy as moderators of the relationship between stress exposure and executive functioning among spousal dementia caregivers. Int Psychogeriatr. 2017;29: 615–625. [DOI] [PubMed] [Google Scholar]
  • 43.Bevans M, Sternberg EM. Caregiving burden, stress, and health effects among family caregivers of adult cancer patients. JAMA. 2012;307: 398–403. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 44.Atkinson TM, Wagner JS, Basch E. Trustworthiness of Patient-Reported Outcomes in Unblinded Cancer Clinical Trials. JAMA Oncol. 2017;3: 738–739. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 45.Hagger MS O S, A Meta-Analytic Review of the Common-Sense Model of Illness Representations. Psychology and Health. 2003;18: 141–184. [Google Scholar]

RESOURCES