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. 2020 Mar 26;6(3):e03511. doi: 10.1016/j.heliyon.2020.e03511

Organic contaminant sorption parameters should only be compared across a consistent system of linear functions

Mark A Chappell 1,, Jennifer M Seiter 1, Haley M West 1, Lesley F Miller 1, Maria E Negrete 1, Joshua J LeMonte 1, Beth E Porter 1, Cynthia L Price 1, Matthew A Middleton 1
PMCID: PMC7109627  PMID: 32258452

Abstract

Modeling contaminant sorption data using a linear model is very common; however, the rationale for whether the y-intercept should be constrained or not remains a subject of debate. This article justifies constraining the y-intercept in the linear model to zero. By doing so, one imposes consistency on the system of linear equations, allowing for direct comparison of the sorption coefficients.

Keywords: Organic contaminants, Linear sorption modeling, Distribution coefficient, System of consistent linear equations, Homogeneous system of linear equations, Surface chemistry, Soil chemistry, Soil pollution, Environmental pollution, Contaminant transport, Environmental science


Organic contaminants; Linear sorption modeling; Distribution coefficient; System of consistent linear equations; Homogeneous system of linear equations; Surface chemistry; Soil chemistry; Soil pollution; Environmental pollution; Contaminant transport; Environmental science

1. Introduction

Over the years, numerous reports published in the scientific literature have focused on various aspects of contaminant sorption modeling, from the development of new mathematical formulas to modifications of the more common linear and nonlinear sorption models (e.g., Freundlich, Langmuir). Sorption represents the simplest and most experimentally accessible of contaminant interactions with soils, providing a quantitative parameter to describe the transfer of a solute in bulk solution across the soil-water interface to be “solubilized” in the solid-phase. For this reason, sorption parameters have been expanded to incorporate kinetic information [1], describe partitioning across different soil chemical domains [2], and discriminate the particularities regarding the contaminant of interest.

With few exceptions [3], conventional contaminant sorption models are strictly empirical in nature given that the thermodynamic state of the soil surface currently remains impossible to define. The simplest of the models, linear partitioning, is:

CS=KDCW [1]

where, CW = contaminant concentration in solution at equilibrium, CS = sorbed concentration of contaminant on the soil surface, and KD = the distribution coefficient of sorption referring to the affinity of the solid phase for the solute. Modeling sorption data with the linear sorption function may be conducted in two modes, either allowing the slope (representing the contaminant distribution coefficient or KD) and y-intercept (which has unresolved physical and chemical meaning) to “float” independently (i.e, unconstrained) or, forcing the y-intercept through zero. Which of these approaches is preferred or entirely justifiable, to our knowledge, is not satisfactorily answered in the scientific literature. For example, abundant discussion exists among the sample of published studies surveyed for this paper [4, 5, 6, 7, 8, 9, 10, 11, 12, 13] regarding the appropriateness of the linear model and its mechanistic implications on contaminant sorption. However, most authors avoided any discussion regarding their treatment of the y-intercept although it is obvious from the sorption plots that this parameter was overwhelmingly forced through zero. Notable exceptions include Ruffino and Zanetti [14] and Dontsova et al. [15], where the y-intercept was allowed to float during the linear modeling of the sorption isotherms. The author has largely preferred forcing the y-intercept through zero to give KD estimates that are more readily comparable among different soils or treatments [16, 17]. Overall, it may be concluded that setting the y-intercept equal to zero represents a theoretically reasonable assumption that the soil was not been previously exposed to the contaminant. Thus, forcing the sorption model through zero strictly conforms to Eq. (1), where no y-intercept is depicted. However, this is a far from satisfying response, especially when it is apparent from the sorption data that the plot unexplainably deviates substantially from zero sorption. Aside from its practical value, this short article explains the mathematical justification for controlling the y-intercept, and its necessity for making meaningful comparisons among contaminant KD values.

In this paper, we propose that KD values can only be compared among the different soils if the system of linear functions (by which KD was extracted) describing sorption are consistent, which is defined has having at least one solution. For example, consider three linear functions with three unknowns [18]:

x+3y+2z=32x+2y+2z=23x+5y+6z=5 [2]

By simple elimination, a single solution exists for this system represented by a linear combination of three values (1,1,0). Graphically, this represents a single point in where the lines passing through three separate dimensions all intersect at (1,1,0). This is important as a consistent system of linear equations is considered independent, meaning that each function in the system is not proportional to any other of the functions, or in the same plane (such as for parallel functions). In practical terms, an independent equation provides unique information to the system that is not duplicated by any of the other equations. If a system of equations is consistent, then all equations in the system are independent. This means that all equations within the system are equally valuable for describing the system and directly comparable.

To our knowledge, a linear algebra-based justification for controlling the y-intercept has never been presented in linear sorption isotherm modeling.

2. Materials and methods

Here, this note draws on a recently published study [19] investigating the sorption of the insensitive munition compound, 2,4-dinitroanisole (DNAN), on different taxonomic soil “types”. All sorption isotherms were modeled with the linear sorption model (Eq. 1) using the R programming language [20] via the RStudio interface [21]. Modeling this data without any constraints on the fitting generated a system of linear equations, in the form of y = Ax + C, where A = the slope (representing the KD) and C = the y-intercept or offset. System consistency was tested using using the ‘matlib’ package [22] for R.

3. Results and discussion

As evident in Figure 1A, the DNAN sorption isotherms appeared strongly linear among the different soils, exhibiting small deviations in the y-intercept away from zero. Both the slope and y-intercept parameters (Table 1) were statistically significant (p < 0.05) for all soils. With the sorption curves parameterized, it was of interest to compare the KD values in order to gain a relative sense of how the different soils ranked in terms of their preference for the contaminant.

Figure 1.

Figure 1

DNAN sorption isotherms and tests for consistency based on constraints on the y-intercept (A) DNAN sorption data where modeling of the linear sorption parameters were unrestrained, and (B) corresponding consistency test results (C) Graphical analysis of the consistency of the linear functions after forcing the y-intercept through zero. In B and C, the linear sorption functions were extrapolated past the origin for comparing the curves graphically. Black circles represent all intersection points for the linear sorption functions.

Table 1.

Fit results and statistics for DNAN sorption modeling on different soil samples. Here, y-intercept was unconstrained in the linear regression modeling.

Individual parameters
Overall model
Sample name term estimate SE t-stat p0.05 R2 F-stat p0.05
Dismal1 y-int 21.706 4.710 4.608 4.902E-04 0.858 78.509 7.183E-07
Dismal1 slope (KD) 6.116 0.690 8.861 7.183E-07
Dismal5 y-int 6.008 1.540 3.900 1.825E-03 0.989 1126.665 5.133E-14
Dismal5 slope (KD) 6.120 0.182 33.566 5.133E-14
FtPolk2 y-int 4.578 0.802 5.710 7.173E-05 0.959 303.132 2.168E-10
FtPolk2 slope (KD) 1.079 0.062 17.411 2.168E-10
Holmes3 y-int 3.343 0.789 4.237 9.703E-04 0.860 79.952 6.482E-07
Holmes3 slope (KD) 0.521 0.058 8.942 6.482E-07
Huntsville1 y-int 6.285 2.268 2.771 1.588E-02 0.883 97.791 2.048E-07
Huntsville1 slope (KD) 1.813 0.183 9.889 2.048E-07
Laurel3 y-int 14.391 1.582 9.097 5.332E-07 0.994 2147.739 8.007E-16
Laurel3 slope (KD) 15.256 0.329 46.344 8.007E-16
Laurel4 y-int 12.372 1.253 9.878 2.075E-07 0.988 1068.427 7.220E-14
Laurel4 slope (KD) 4.677 0.143 32.687 7.220E-14
Morrow1 y-int 14.373 1.908 7.531 4.302E-06 0.981 683.179 1.268E-12
Morrow1 slope (KD) 6.464 0.247 26.138 1.268E-12
Morrow3 y-int 9.367 1.070 8.756 8.215E-07 0.984 776.227 5.605E-13
Morrow3 slope (KD) 2.798 0.100 27.861 5.605E-13
Morrow5 y-int 4.814 0.919 5.236 1.606E-04 0.983 758.667 6.489E-13
Morrow5 slope (KD) 2.111 0.077 27.544 6.489E-13
Ohiopyle3 y-int 16.284 1.436 11.342 4.098E-08 0.992 1701.271 3.607E-15
Ohiopyle3 slope (KD) 8.348 0.202 41.246 3.607E-15
Stewart1 y-int 8.140 0.417 19.507 5.202E-11 0.997 4896.307 3.856E-18
Stewart1 slope (KD) 2.572 0.037 69.974 3.856E-18
Susequehenna1 y-int 10.069 1.066 9.443 3.485E-07 0.985 836.766 3.465E-13
Susequehenna1 slope (KD) 2.795 0.097 28.927 3.465E-13
Susequehenna3 y-int 13.053 3.979 3.280 5.969E-03 0.078 1.095 3.144E-01
Susequehenna3 slope (KD) 0.346 0.330 1.046 3.144E-01
Toledo1 y-int 7.802 2.027 3.850 2.008E-03 0.945 224.753 1.390E-09
Toledo1 slope (KD) 2.705 0.180 14.992 1.390E-09
Toledo2 y-int 7.445 2.152 3.459 4.232E-03 0.881 96.243 2.246E-07
Toledo2 slope (KD) 1.711 0.174 9.810 2.246E-07
Twin2 y-int 5.625 0.578 9.725 2.484E-07 0.995 2733.787 1.682E-16
Twin2 slope (KD) 2.663 0.051 52.286 1.682E-16
Woodlake1 y-int 10.144 2.748 3.691 2.718E-03 0.871 87.947 3.770E-07
Woodlake1 slope (KD) 2.360 0.252 9.378 3.770E-07
Woodlake2 y-int 4.744 1.855 2.557 2.386E-02 0.922 153.060 1.448E-08
Woodlake2 slope (KD) 1.986 0.161 12.372 1.448E-08
Woodlake6 y-int 2.328 1.041 2.237 4.340E-02 0.917 144.487 2.048E-08
Woodlake6 slope (KD) 0.939 0.078 12.020 2.048E-08

Converting the functions into the standard form (Ax + By = C), the information was stored in a 20 × 3 matrix and tested for consistency. To be considered as consistent, there must be a unique solution for the entire system. This is represented graphically by a single point where all of the lines intersect in two-dimensional space (given the two unknowns in the equations). Analysis [20] showed that the linear sorption isotherms intersected at multiple points (indicated by the circles in Figure 1B), suggesting that this system of equations was inconsistent. Given that each sorption curve exhibited its own unique slope and y-intercept, it is reasonable to assume that the sorption curves were consistent at least on a pairwise basis. However, there was no mathematical basis for comparing KD values across the entire system without first imposing constraints on the fitted linear sorption model.

The problem of inconsistent linear functions can be circumvented by forcing the y-intercept to zero during the linear regression analysis. As a result, this gave a new 20 × 3 matrix where the last column (C) was populated by zeroes, representing what is known as a homogeneous system of linear equations. Under this scenario, all of the curves intersected (Figure 1C) at a single point at (0,0), making the origin the unique solution for the entire system. Thus, statistically comparing the KD values across the entire system became mathematically viable with this step. As a consequence of constraining the y-intercept = 0, the KD values were on average 24% higher (representing an average 16% increase in the estimates’ standard error), showing the “pull” of the y-intercept parameter on the overall linear regression (Table 2). However, all models remained highly significant, with the computed p-values for the F-statistic ranging from 10−9 – 10−17.

Table 2.

Fit statistics for the DNAN sorption modeling when the y-intercept when the y-intercept = 0.

Individual parameters
Overall model
Sample name term estimate SE t-stat p0.05 R2 F-stat p0.05
Dismal1 slope (KD) 8.707 0.626 13.903 1.384E-09 0.932466 193.302 1.38E-09
Dismal5 slope (KD) 6.716 0.141 47.665 6.788E-17 0.993876 2271.945 6.79E-17
FtPolk2 slope (KD) 1.377 0.060 22.842 1.763E-12 0.973869 521.7696 1.76E-12
Holmes3 slope (KD) 0.730 0.046 15.924 2.301E-10 0.947681 253.5891 2.30E-10
Huntsville1 slope (KD) 2.239 0.122 18.382 3.363E-11 0.960217 337.9125 3.36E-11
Laurel3 slope (KD) 17.689 0.502 35.236 4.510E-15 0.98885 1241.593 4.51E-15
Laurel4 slope (KD) 5.835 0.231 25.283 4.392E-13 0.978568 639.2423 4.39E-13
Morrow1 slope (KD) 7.984 0.319 25.048 4.993E-13 0.978173 627.3933 4.99E-13
Morrow3 slope (KD) 3.528 0.142 24.916 5.366E-13 0.977947 620.8228 5.37E-13
Morrow5 slope (KD) 2.448 0.070 34.871 5.210E-15 0.988618 1215.995 5.21E-15
Ohiopyle3 slope (KD) 10.217 0.374 27.319 1.516E-13 0.981586 746.3041 1.52E-13
Stewart1 slope (KD) 3.171 0.107 29.570 5.091E-14 0.984241 874.3937 5.09E-14
Susequehenna1 slope (KD) 3.552 0.146 24.305 7.544E-13 0.976849 590.7205 7.54E-13
Susequehenna3 slope (KD) 1.255 0.234 5.366 9.952E-05 0.672858 28.79483 9.95E-05
Toledo1 slope (KD) 3.285 0.140 23.400 1.268E-12 0.97507 547.5729 1.27E-12
Toledo2 slope (KD) 2.214 0.128 17.275 7.755E-11 0.955188 298.4187 7.75E-11
Twin2 slope (KD) 3.079 0.077 40.205 7.237E-16 0.991413 1616.42 7.24E-16
Woodlake1 slope (KD) 3.129 0.195 16.074 2.032E-10 0.948601 258.3765 2.03E-10
Woodlake2 slope (KD) 2.333 0.101 23.036 1.570E-12 0.974297 530.6801 1.57E-12
Woodlake6 slope (KD) 1.087 0.047 23.110 1.503E-12 0.974457 534.0845 1.50E-12

Not only does this simple approach allow for comparing KD values across the system discussed here, but also allows for expanding the size of the system to include legacy data or, conversely, new sorption information. On the odd chance that the system of linear functions are consistent, then forcing the y-intercept through zero would not be necessary. Alternatively, the y-intercept could be forced through a positive, non-zero value, but the value chosen for the offset would need to be determined as well as applicable across the entire system.

Declarations

Author contribution statement

Mark A Chappell: Conceived and designed the experiments; Analyzed and interpreted the data; Wrote the paper.

Jennifer M Seiter, Haley M West, Lesley F Miller, Maria E Negrete, Beth E Porter, Matthew A. Middleton: Performed the experiments.

Joshua J LeMonte, Cynthia L Price: Analyzed and interpreted the data.

Funding statement

This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.

Competing interest statement

The authors declare no conflict of interest.

Additional information

No additional information is available for this paper.

Acknowledgements

The use of trade, product, or firm names in this report is for descriptive purposes only and does not imply endorsement by the U.S. Government. The tests described and the resulting data presented herein, unless otherwise noted, were obtained from research conducted under the Environmental Quality Technology Program of the US Army Corps of Engineers by the U.S. Army Engineer Research and Development Center (ERDC). Permission was granted by the Chief of Engineers to publish this information. The findings of this report are not to be construed as an official Department of the Army position unless so designated by other authorized documents. The authors express gratitude to Dr. Elizabeth Ferguson, Technical Director of the U.S. Army ERDC Environmental Quality Technology Program for support of this research. The authors also express their gratitude for Mr. Matt Hathaway from BAE for assistance with acquiring the DNAN compound. We also express our appreciation to the following individuals that facilitated soil sampling at state parks, wildlife refuges, and military bases: Wayne Fariss (U.S. Army Fort Polk, LA); Ric LeGrange (South Toledo Bend State Park, Anacoco, LA); Greg Plump (Holmes County State Park, Durant, MS); Ray Black (Huntsville State Park, Huntsville, TX); Deloras Freeman (Great Dismal Swamp National Wildlife Refuge, Suffolk, VA); Michael Mumau (Laurel Hill State Park, Somerset, PA); Jeffery Davidson (Morrow Mountain State Park, Albemarle, NC); Ken Bisbee (Ohiopyle State Park, Ohiopyle, PA); Andrew Hangen (Susquehanna State Park, Havre De Grace, MD); Theresa Duffey (VA State Parks Dept. of Conservation & Recreation), and Phil Morgan (Twin Lakes State Park, Greenbay, VA).

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