Abstract
Spherulites are radial distributions of acicular crystals, common in biogenic, geologic, and synthetic systems, yet exactly how spherulitic crystals nucleate and grow is still poorly understood. To investigate these processes in more detail, as a model system we chose corals, which are well known to form their skeletons from aragonite (CaCO3) spherulites, and because a comparative study of crystal structures across coral species has not been performed previously. We observed that all 12 diverse coral species analyzed here exhibit plumose spherulites in their skeletons, with well-defined centers of calcification (CoCs), and crystalline fibers radiating from them. In 7 of the 12 species, we observed a skeletal structural motif not observed previously: randomly oriented, equant crystals, which we termed “sprinkles”. In Acropora pharaonis, these sprinkles are localized at the CoCs, while in 6 other species sprinkles are either layered at the growth front (GF) of the spherulites, or randomly distributed. At the micro-scale, coral skeletons fill space as much as single crystals of aragonite. Based on these observations, we tentatively propose a spherulite formation mechanism in which growth front nucleation (GFN) of randomly oriented sprinkles, competition for space, and coarsening (either by Ostwald or Smoluchowski ripening) produce spherulites, rather than the previously assumed slightly misoriented nucleations termed “non-crystallographic branching”. Phase-field simulations support this mechanism, and, using a minimal set of thermodynamic parameters, are able to reproduce all of the microstructural variation observed experimentally in all of the investigated coral skeletons. Beyond coral skeletons, other spherulitic systems, from aspirin to semicrystalline polymers and chocolate, may also form according to the mechanism for spherulite formation proposed here.
Keywords: Crystal nucleation, crystal growth, coral, spherulite, sprinkle, polymer, semicrystalline, Stylophora, Balanophyllia, Oculina, Phyllangia, Turbinaria, Acropora, Madracis, Porites, Favia, Blastomussa, Montipora, Micromussa
1. Introduction
Spherulites comprise acicular crystals radiating from common centers. They are widespread and can be formed in metals [1], polymers or organic molecules [2–5], minerals crystallizing from melts [6, 7], and biominerals, including eggshells [8], otoliths [9], kidney stones [10], and coral skeletons [11, 12]. While it is well known that spherulites grow into spheres at micron, millimeter, or even centimeter scales [5, 13], the nucleation and growth mechanisms at the nanometer scale are poorly understood. Early studies from the late 1800s and early 1900s recognized that spherulitic structures analogous to those observed geologically were observed in coral skeletons [14, 15], but were suggested to be simply physicochemical results of “competition for space” during crystal growth [16]. Other studies investigating coral skeletal formation, revealed that organics, including proteins [17, 18] and polysaccharides [19, 20], play important roles in the nucleation, polymorph selection [21], crystal morphology, and orientation [22, 23]. Exactly how crystals form spherulites in coral skeletons thus remains unsettled.
In order to gain insight into the fundamental formation mechanism of spherulitic crystal growth, in the present study we analyzed the skeletons of a wide range of morphologically diverse, and distantly related scleractinian corals, also known as stony corals, because they form hard aragonite (CaCO3) skeletons.
At the centimeter scale, the skeletons of scleractinian corals are morphologically diverse: they can be massive as in Favia sp. and Porites sp., branching as in Stylophora sp. and Acropora sp., encrusting as in Phyllangia sp. and Oculina sp., or table-like as in Turbinaria sp. At the microscopic scale, however, all modern stony coral skeletons reveal morphological similarities, displaying needle-like aragonite crystal fibers radiating from centers of calcification (CoCs) [16, 24–32], and forming plumose spherulites [11, 22, 33–36].
Historically, spherulites have been defined as a radial distribution of acicular crystals with a common center point, forming a spherical geometry. The center, however, does not have to be a single point; it can be a straight or curved line, or even a two-dimensional surface.
If the centers are along lines or surfaces, spherulites are termed “plumose”, as their cross-sections resemble plumes or feathers. Despite their name, in three-dimensions, plumose spherulites resemble bottle brushes or feather dusters, more than single, two-dimensional feathers. In coral skeletons, the spherulites observed here and previously are plumose spherulites.
A variety of methods have been used to characterize coral spherulites, all demonstrating that CoCs have a micro-granular structure [37–39], and in contrast to their adjacent aragonitic fibers, contain both aragonite and a stable amorphous calcium carbonate, and greater concentrations of magnesium and organics [19, 40–45].
Although all previous studies of coral skeletal fibers observed and described the radial distribution of their crystal long axes, there are, thus far, only two reports (from Porites sp. and Stylophora pistillata [11, 12]) describing, quantitatively, their precise crystal orientation directions and thus confirming unambiguously that coral skeleton growth in these two species is indeed spherulitic. Due to this limited sample size, however, several questions regarding the details of coral skeleton formation remain:
Do other corals also form their skeletons spherulitically or are there alternative growth modes?
Are the c-axes of aragonite crystal fibers oriented along the radial growth direction?
How do spherulites grow? Can we learn new insights from the study of a diverse set of coral skeletons regarding how spherulitic growth occurs?
If so, can the insights be generalized beyond coral skeletons to other materials systems?
The answers to the first two questions above are not as trivial as they might appear, based exclusively on the morphology of coral skeletons. To illustrate this point in a different biomineral system, in human enamel it was long established that nanocrystals in each enamel rod are elongated, parallel to one another, and co-oriented. Recent analysis, however, demonstrated that those morphologically parallel crystals are not at all co-oriented, nor is the c-axis of each nanocrystal oriented along the crystal’s long axis [46]. To a much smaller extent, this effect was also observed in parrotfish teeth [47]. In contrast, in synthetic hydroxyapatite spherulites, and synthetic [11] and biogenic aragonite spherulites [48], the c-axes are oriented along each crystal’s long axis [49]. Together, these results obtained from different crystal systems demonstrate that crystal long axes and c-axes are not necessarily parallel.
To avoid confusion, and from this point forward, crystallites of any kind will be called “grains” to conform with the common materials science terminology. In coral skeletons, these grains are the micro- or nano-crystals usually termed fibers or CoCs by coral researchers.
Much of the confusion regarding the spherulitic growth of coral skeletons stems from the observation that the outer surface, which is the growth front of a coral skeleton, may or may not be spherulitic in morphology [20, 50, 51]. For example, Figure 1 shows scanning electron microscopy (SEM) images of corallites from three distantly related coral genera (Fig. S1). Despite the fact that the bulk, mature skeletons exhibit a distinctly spherulitic morphology, the growth fronts may vary from the smooth and disordered Cyphastrea sp. to the well-defined particle-like crystallites of Balanophyllia sp. (Fig. 1). Previous studies on the ultrastructure of sectioned coral skeletons using SEM and TEM [12, 48, 52], Polarized Light Microscopy (PLM) [22, 36], and Electron Back Scatter Diffraction (EBSD) [53, 54], however, have only revealed the presence of spherulitic aragonite, with no indication of the presence of these smaller-scale particulate features. Thus, the goals of the present study (questions a. and b.) are to investigate the potentially widespread nature of this particle-like skeletal structural motif, identify key skeletal maturation pathways (questions c. and d.), and attempt to reconcile the particles at the skeleton growth front described here (Fig. 1) with those reported previously [20, 51, 55, 56] and their proposed formation mechanism. To address these questions, we present here 60-nm resolution, large area (up to 200 × 300 μm2), crystal orientation maps acquired with Polarization-dependent Imaging Contrast (PIC) mapping, which uses PhotoEmission Electron spectroMicroscopy (PEEM) [11, 57–61], from the skeletons of 12 distantly related and morphologically diverse coral species. The results obtained from these structural characterization studies will also be used to validate contrasting hypotheses related to growth front nucleation (GFN), an umbrella term that includes all possible microscopic mechanisms that lead to the formation of grains of new orientations at the growth front [62]. Historically, nucleation of crystals with slight misorientation has been called “non-crystallographic branching” (NCB), and has been assumed to explain how spherulitic crystals nucleate and grow [3, 4, 63, 64]. These mechanisms, however, still need experimental verification, and this paper is aimed at addressing precisely this point using coral skeletons as a model system.
2. Materials and Methods
Detailed materials and methods are provided in Appendix A. Briefly, coral skeletons (A.1) were embedded, polished, coated as described previously [65], and imaged on the PEEM-3 beamline 11.0.1.1 at the Advanced Light Source, LBNL, Berkeley, CA. Stacks of PEEM images were acquired at the oxygen K-edge π* peak energy (534 eV), while rotating the linear polarization [11] to produce PIC maps using Igor Pro® (WaveMetrics, Lake Oswego, OR) and the Gilbert Group (GG) Macros [66] (A.2,3). Radiation damage to the samples was not observed in any of the PIC mapping experiments [58, 67–69]. Other methods like SEM, DNA, BET, μXRD, and EPMA analyses are also described in Appendix A.3-A.8 and phase-field simulations in A.9.
2.1. How to read a PIC map
Figures 2a and b show representative PIC maps of two coral skeletons across large areas, from two distantly related species: Stylophora pistillata (Sp) and Balanophyllia europaea (Be) acquired from the locations shown in the PLM images in Figures S2-S3. Colors in PIC maps, including hue and brightness, quantitatively display the azimuthal and polar angles of the c-axis with respect to the polarization plane, which is 60° from the image plane. The crystal c-axis projected onto the polarization plane is termed the c’-axis [11, 58], and its c’ angle is quantitatively displayed by the hue in the color bar in Figure 2c: vertical in-plane (with respect to the polarization plane) is defined as 0° (cyan), clockwise and counterclockwise rotations from 0° are positive and negative angles, respectively, and horizontal in-plane is +90° or -90° (both red). The sample is mounted vertically, and the synchrotron x-ray beam illuminates the sample from the right at a grazing incidence angle of 30°. The polarization plane, perpendicular to the beam, is therefore rotated 60° with respect to the sample surface and intersects it along the vertical. Cyan crystals with their c-axes at 0°, therefore, have their c-axes in-plane in both the image and the polarization plane, but crystals with negative angles have c-axes coming out of the image plane at an angle of 60° from it and positive ones have their c-axes going in behind the image plane at an angle of 30°. The brightness corresponds to the off-plane angle, again with respect to the polarization plane, with 100%-brightness color indicating in-plane and 0% brightness (black) indicating 90° off-plane [58, 59]. Black crystals, therefore, have their c-axes directed into the beam.
2.2. Phase-field simulations
Phase-field simulations were performed using a phase-field model that incorporates growth front nucleation (GFN) [70, 71] specially designed to describe the formation of complex polycrystalline structures in polymers and alloys as described in Appendix A.9. The model, adopted here with modifications, describes the formation of new crystal grains, misaligned with respect to the parent crystal. The frequency and orientation of GFN events is governed by the relative magnitudes of the rotational and translational diffusion coefficients, D rot and D trans. D rot determines how easy it is for a molecular unit to rotate around its axis and is associated with the geometry of the molecular unit, whereas D trans determines how easy it is for the molecular unit to travel through the liquid medium towards the growth front. Therefore, the ratio of D rot/D trans determines how misaligned the molecular unit is when it arrives at the growth front and solidifies. Accordingly, high D rot/D trans ratio results in epitaxial growth, whereas low D rot/D trans ratio results in randomly oriented grains as shown in Appendix A.9.3 and Figure A.9.
3. Results and Discussion
3.1. Expected aragonite spherulite structures in PIC maps
In Sp (see Table 1 for this and all other coral species abbreviations) bulk skeletons, aragonite crystal fibers form spherulitic bundles, as shown in Figure 2a. In each spherulite bundle, acicular crystal fibers always have their c-axis oriented along the long axis of the crystal, and adjacent crystal fibers are always only slightly misoriented with respect to their neighboring fibers, with angular distance of c-axes across grain boundaries smaller than 35°, which is a characteristic of spherulites, and in PIC maps corresponds to similar colors in adjacent fibers (Fig. 2a). The CoCs appear nanoparticulate and exhibit similar adjacent colors. Abrupt color changes, therefore, are only observed at the boundaries of two spherulitic bundles (Fig. 2a). In Figure 2a the fibers labeled “F” are red, cyan, or magenta, indicating that their c-axes are nearly perpendicular to the image plane, parallel to it and vertical, or parallel and rotated in-plane, respectively. Even where the fibers do not appear elongated, e.g. the red fibers labeled F in Figure 2a, they are indeed elongated, but observed here in cross-section. All other 11 species had similar spherulitic structures to Sp in their skeletons (Figs. 3-6 and Figs. S2-S5). Thus, fibers in coral skeletons are spherulitic, and their c-axes are invariably oriented along the long axis of the fiber, as expected from extensive morphological studies [16, 26, 27, 29–31, 39, 72–74] as well as crystal orientation ones [11, 12, 53, 75].
Table 1. Summary of all coral species studied here, and the crystal structures observed in their mature skeletons.
spherulitic fibers and CoCs | Stylophora pistillata (Sp) | Robust | Branching | Red Sea | sub- tropical | |||
Turbinaria peltata (Tp) | Complex | Table-like | Indo-Pacific | tropical | ||||
Porites lutea (Pl) | Complex | Massive | Red Sea | sub- tropical | ||||
Montipora turgescens (Mt) | Complex | Encrusting | Indo-Pacific | tropical | ||||
Micromussa lordhowensis (Ml) | Robust | Massive | Indo-Pacific | tropical | ||||
small sprinkles (0.2-2 µm) | Phyllangia americana mouchezii (Pam) | Robust | Encrusting | Mediterranean Sea | temperate | |||
Oculina patagonica (Op) | Robust | Encrusting | Mediterranean Sea | temperate | ||||
concentric rings | Acropora pharaonis (Ap) | Complex | Branching | Red Sea | sub- tropical | |||
large sprinkles (2-20 µm) | Blastomussa merleti (Bm) | Robust | Massive | Indo-Pacific | tropical | |||
Balanophyllia europaea (Be) | Complex | Solitary | Mediterranean Sea | temperate | ||||
Madracis pharensis (Mp) | Robust | Encrusting | Mediterranean Sea | temperate | ||||
Favia sp. (Fs) | Robust | Massive | Red Sea | sub- tropical |
3.2. Characterization of randomly oriented crystals termed “sprinkles”
In addition to spherulitic fibers and CoCs, Be shows crystals with abrupt change of colors across grain boundaries, interspersed with spherulitic crystal fibers, and ranging in size between 0.2 – 20 μm, (Fig. 2b). We termed these crystals “sprinkles”, as they are reminiscent of colorful sugar sprinkles on cupcakes. Sprinkles are equant, that is, not elongated, untextured, and randomly oriented with respect to their neighboring grains. The angular distance of c-axes (Δc) across grain boundaries is narrowly distributed for spherulitic crystal fibers (Δc = 0°-35°), but randomly distributed for sprinkles (Δc = 0°-90°), as shown in Figures 2d,e. Multiple areas per sample, and several samples of Sp and Be from different skeletons were analyzed, all confirming that the results in Figure 2 are representative and reproducible.
3.2.1. Sprinkles are observed in coral skeletons of 7 out of 12 coral species
To determine whether sprinkles are unique to Be or common to other species, we examined additional coral skeletons from different coral clades (robust or complex)[76], different growth morphologies (branching, solitary, encrusting, table-like, or massive), and of different geographic origins (Indo-Pacific, Red Sea, and Mediterranean Sea). The 12 species analyzed are listed in Table 1, along with the abbreviation of their genus and species, their clade, morphology, geographical origins, and climates. The phylogenetic tree for all 12 species is presented in Figure S1.
Out of the 12 species analyzed, 7 species exhibited sprinkles. Of these, 3 exhibited only small sprinkles (0.2-2.0 μm, Pam, Op, Ap) (Fig. 3), 2 showed only large sprinkles (2-20 μm, observed in Mp, Fs) (Fig. 4), and 2 showed both small and large sprinkles (Be, Bm)(Figs. 2b, 3, and 4). Small and large sprinkles, e.g. the ones indicated by arrows in Figs. 3 and 4, have very different colors at their boundaries, e.g. complementary colors such as red and cyan, or green and magenta, or blue and yellow, thus they are misoriented sprinkles. Five out of 12 species showed no sprinkles, or so few that they could not be unambiguously interpreted as sprinkles: they could have been fibers from other spherulites either in front or behind the analyzed polished surface. The species with no sprinkles include Sp, Tp, Pl, Mt, and Ml (Fig. 5).
3.2.2. Sprinkles are equant and are not fibers from other spherulites
We stress that sprinkles in Be, Bm, Pam, Op, Ap, Mp and Fs are never elongated, therefore they must be approximately equant, unlike the fibers that are always elongated. If sprinkles were elongated, observing thousands of them as presented here (Figs. 2b, 3, 4 and others) should show at least a few with their long axis randomly oriented but lying in plane and thus appearing elongated. Since such randomly oriented, elongated crystals never appeared in any of the PIC maps, we conclude that sprinkles are equant.
Furthermore, since the sprinkles observed in Be, Bm, Pam, Op, and Ap are randomly oriented, they cannot be fibers from other spherulites in front or behind the image plane. If they were, they would have colors different from the main spherulite imaged, but similar to one another. The observed random distribution of colors (e.g. Fig. 2e) implies that, if sprinkles were fibers from other spherulites, they would have to belong to tens of different spherulites, which is geometrically impossible.
In a few PIC maps, a small set of differently oriented crystals do appear at the boundaries between two spherulite bundles of fiber crystals (e.g. arrows in Pl, Mt, Ml Figs. 5d,e,f). These sprinkles are so few that they could be from 1 or 2 other spherulites in front or behind the image plane. We therefore conservatively placed Pl, Mt, Ml in the sprinkle-free group.
3.2.3. Sprinkles are made of aragonite, with higher Na and Mg
Powder X-ray diffraction (XRD) analysis of bulk Be skeletons (Fig. S6) and X-ray absorption near edge structure (XANES) spectroscopy at the Ca L-edge acquired selectively from sprinkles and fibers in Be skeletons (Fig. S7) and fibers in Sp skeletons identified aragonite as the sole crystalline polymorph in sprinkles and fibers alike [58].
Electron Probe MicroAnalysis (EPMA), however, showed that sprinkles contain significantly more Na and Mg, and less Sr than spherulitic crystal fibers (Table S1). The higher amount of Mg and therefore Mg/Ca ratio has been observed before in the CoCs of various coral species [77–79], and may be associated with organics, an amorphous phase [80], or increased local pH [81]. Under the experimental conditions employed here, sprinkles are identified as fully crystalline aragonite, and thus the local variation in Mg incorporation may be related to the presence of different concentrations of intracrystalline Mg-binding macromolecules [21].
Synchrotron X-ray micro-diffraction (μXRD), done in monochromatic powder diffraction mode, showed that in the aragonite {111} family of planes, the d-spacing is 0.05 ± 0.02% larger in sprinkles than in spherulitic fiber crystals (Fig. S8), which is also consistent with the presence of organics in sprinkle aragonite [82]. Because all Ap skeletons have sprinkles only at CoCs (Fig. 3d, 6) and the vertical black line in Figure S8 is definitely a line of CoCs, we can confidently interpret the μXRD data transect as spanning spherulitic fibers on the left, CoC-sprinkles, and again fibers on the right.
3.2.4. Sprinkles are not easily recognizable in SEM images
In all previous studies of coral skeletons from all species, the skeletons were observed to grow as spherulites, thus the observation of a different non-spherulitic structure, the sprinkles, was unexpected. Interestingly, SEM images of etched mature Be skeletons, such as those in Figure S9, show spherulitic crystals, and where crystals are not acicular and radially distributed, the parsimonious interpretation is that they are still spherulitic and acicular but oriented perpendicular to the imaging plane. It is also possible that, because the small sprinkles are 0.2-2.0 μm, they could be mistaken for fragmented fibers in fractured samples, or they could be dissolved preferentially in partially etched samples. It is therefore not surprising that previous reports, based solely on morphological studies of sectioned, fractured, or etched coral skeletons, did not describe sprinkles. The results presented here, in contrast, demonstrate that crystal orientation analysis is useful to identify sprinkles and distinguish them from off-plane sectioned spherulites.
3.2.5. Can sprinkles be fusiform crystals?
Previous SEM studies of coral skeleton growth described “fusiform crystals” in a variety of species, including Acropora cervicornis [83], Pocillopora damicornis [84, 85], Galaxea fascicularis [86, 87], and Sp [88]. These were 0.3-3 μm spindle-shaped crystals, observed at the surface of the growing skeleton, and interpreted as early-stage depositions in coral skeleton formation, distinct from acicular aragonite crystal fibers [83]. Although their size is similar to the small sprinkles found in PIC maps, fusiform crystals were never reported to appear in the bulk of mature coral skeletons, thus they may or may not be sprinkles. Sprinkles never appear fusiform in shape, so it is difficult to conclude with certainty that fusiform crystals become sprinkles, once they are incorporated into the growing skeleton. But their equant, random shape may be due to their observation here within the skeleton, and therefore at a later developmental stage.
3.2.6. Sprinkles are not CoCs, in general, but are CoCs in Acropora
The small sprinkles observed in Be, Pam, Op cannot be CoCs, because acicular crystal fibers radiating from them were never observed. Furthermore, in most species, wherever CoCs were recognizable by their characteristic nanoparticulate structure and by the fibers radiating from them, CoC nanocrystals were not randomly oriented, but rather, neighboring crystals had similar orientations (Figs. 2a, 3e, 4c,e, 5b,c,d,e).
In one species only, Ap, randomly oriented sprinkles were co-localized with CoCs (Fig. 3d, 6), they were arranged along lines, and fibers radiated from sprinkles instead of CoCs. One could, therefore, conclude that sprinkles are the first nucleated crystals, and occur only at the CoCs, but this interpretation does not hold for the other 11 species analyzed here.
3.2.7. Sprinkles are at the growth front (GF) of spherulitic bundles in Be and Op
In all species, sprinkles are interspersed with spherulitic crystal fibers. They are observed in distantly related species, therefore, they are a broadly occurring crystal growth mode in coral skeletons. In two regions of Be and Op skeletons, sprinkles appear to be layered around the GF of fanning spherulitic fiber crystals (Figs. 3c,e, between pairs of GF labels). This observation is consistent with GFN of sprinkles, which then either become fibers or are trapped as sprinkles, as described below.
3.3. Concentric rings in Acropora
In addition to sprinkles, spherulitic fibers, and CoCs, the Ap skeleton showed a fourth micro-scale structure – concentric rings approximately 5 – 20 μm apart, labeled “R” in Fig. 6a and magnified in Fig. 6b. Among the 12 species analyzed here, these concentric rings were only observed in Ap, and while these features were previously described in other Acropora species, they have not yet been fully characterized [36, 89, 90].
The concentric rings are composed of elongated slightly misoriented nanocrystals, as confirmed by the distribution of Δc in Figure 2d, and thus, according to the quantitative definition introduced by Sun et al. [11] they are spherulitic. However, unlike previously known spherical or plumose spherulites that form fanning bundles of fibers (Fig. 2a, and middle of Fig. 6a), they instead form curved layered structures. From the literature, these concentric rings are likely cross-sections of small protrusions on the skeleton surface, termed “spiniform trabeculae” [89] or “shingles” [36]. Interestingly, unlike spherulitic crystals fanning from CoCs, the nanocrystal domains in the concentric rings do not seem to coarsen as they grow, further confirming that the concentric rings are a distinct structure compared to plumose spherulite fibers radiating out of CoCs.
3.4. Coral skeleton are completely space-filling
To measure whether or not coral skeletons are space-filling, and if so, how much, we used the Brunauer-Emmett-Teller (BET) method [91, 92]. As shown in Table 2, the specific surface area of powdered coral skeletons from Sp and Be indicates that they are as space-filling as single crystals of geologic aragonite.
Table 2.
sample ID | specific surface area (m2/g) 1stmeasurement |
specific surface area (m2/g) 2ndmeasurement |
average |
---|---|---|---|
Sp coral skeleton | 3.78 | 3.53 | 3.53±0.18 |
Be coral skeleton | 4.64 | 3.91 | 4.28±0.52 |
Geologic aragonite | 1.67 | 1.73 | 1.70±0.04 |
3.5. Hypothesis: sprinkles are proto-fibers
Since sprinkles formed in distantly related species are identical in mineral phase to spherulitic crystal fibers, and are interspersed with fibers, we tested the hypothesis that sprinkles are proto-fibers, that is, that they are the first-nucleated seed of each crystalline fiber in a spherulite, and that the existence of sprinkles involves thermodynamic and kinetic controls of the crystallization process during coral biomineralization.
In coral skeletons as well as other spherulitic crystal systems, the nanoscale mechanism by which a new, differently oriented crystal is nucleated and then either grows or shrinks remains unknown (questions c. and d), despite recent efforts [93]. New nucleation events, however, must occur all the time during spherulitic growth, not only at the center of a sphere or at the CoCs, but everywhere, in order to fill space. Otherwise, acicular crystals would diverge from one another as spokes on a wheel, with increasingly large gaps between crystals. This is never the case in spherulites, whether biogenic (see Table 2 and [92]), geologic, or synthetic: spherulites are always space-filling.
We propose that randomly oriented crystals, such as the sprinkles observed here, solve this problem: they are the first-nucleated, initially randomly oriented seeds of fiber crystals, which, if they are nearly co-oriented with their neighboring crystals, have space to grow larger radially, if not, they do not, run into one another during growth and remain smaller. In the first case, the sprinkle is a proto-fiber, in the second it is mis-oriented. We tentatively propose that a coarsening process makes small, mis-oriented sprinkles disappear. Occasionally, in 7 of the 12 coral species, either the organics likely trapped in sprinkles, or other mechanisms, stabilize the sprinkles and make them resist the coarsening process, which, we further hypothesize, occurs spontaneously, and is therefore common to biogenic, geologic, and synthetic spherulitic growth. The randomly oriented sprinkle seeds observed here do not nucleate in any mechanism previously observed or simulated. In the data presented, sprinkles are frequently nucleated at all distances from spherulite centers, the CoCs, thus a mechanism that includes and explains their existence is necessary.
3.6. Growth front nucleation (GFN) in coral skeletons
The sprinkles observed in Be and Op are preferentially localized along growth fronts as presented in Figs. 3c,e. This suggests that GFN occurs in coral skeletons, and that sprinkles are the first nucleated crystals at the GF. The main technique used to model GFN in this paper is phase-field simulation using a phase-field model incorporating GFN [70, 71], briefly described in section 2.2 and in greater detail in Appendix A.9.
3.7. Proposed spherulitic growth mechanism: GFN of sprinkles
Based on the observation of sprinkles at GFs, and the hypothesis that sprinkles are proto-fibers, here we propose a mechanism for the growth of spherulites that includes and explains sprinkles. The mechanism of spherulite growth we propose is summarized in Figure 7, and it has four stages:
Randomly oriented sprinkles nucleate from a liquid or an amorphous solid, immediately outside the liquid-solid interface or inside of it at the expense of an amorphous precursor solid [94]. In corals, the interface is the surface of the growing coral skeleton, and nucleation of sprinkles occurs within the amorphous solid, near the surface, but inside of it by a few microns. Fig. S10 substantiates this expectation.
Aragonite crystals, or any other spherulite-forming crystals, grow preferentially along the c-axis, thus the aspect ratio of sprinkle nuclei increases, and the crystals become acicular. In corals skeletons, they become fibers, which grow at the expense of the amorphous precursors.
During this growth, sprinkles with their c-axes radially oriented have space to elongate, whereas transverse ones run into one another and thus remain small. The result is spherulitic growth of acicular crystal fibers with slight misorientation across grain boundaries. This growth mechanism concurs with Barnes’s competition for space model [16], and with Gladfelter’s hypothesis that randomly oriented fusiform crystals are the first to be deposited [83]. The latter concurs with sprinkles, if fusiform crystals and sprinkles are the same entities. The nucleation and space filling of sprinkles and fibers concur with the classical understanding of polycrystalline 3D-solid or 2D-film formation [95].
Finally, sprinkles with their c-axes radially oriented grow into larger fibers and other non-radially oriented sprinkles shrink. In this coarsening process, radial sprinkles grow at the expense of non-radial, smaller ones. In corals, the coarsening process occurs in the bulk of the skeleton, once all or most of the skeleton has solidified and filled space. If the skeleton surface is not yet space-filling, but still porous at the time of coarsening, the calcifying fluid between the cells and the growing skeleton [96] may facilitate the dissolution and re-precipitation of smaller sprinkles and coarsening of the larger, radially oriented ones [97, 98]. If it is already space-filling, then coarsening could be an entirely solid-state transformation, akin to the coarsening of polycrystalline metals such as Ag and Pt that can occur at room temperature [99, 100]. Coarsening in liquid or solid phases is well-established in classical crystallization, and usually termed Ostwald ripening [97, 98] or Smoluchowski ripening [99, 100], respectively.
During coarsening, small sprinkles shrink and disappear, whereas spherulitic crystals grow larger. This mechanism explains why random orientations are usually not observed in spherulites: by the time a spherulite is fully formed and coarsened, it no longer contains sprinkles. Occasionally, however, sprinkles are retained.
Such a thermodynamically driven skeletal growth process has been described in Pinna nobilis prismatic calcite [101], whose grains coalesce according to classical metallurgical theory [102], or in the aragonitic shells of Unio pictorum, Nautilus pompilius, and Haliotis asinina, whose ultrastructure gradually transitions from a randomly aggregated, to a prismatic, to a nacre layer, through a directional solidification process [103, 104], as occurs in metals.
3.8. Compatibility with amorphous precursors
It is known that coral skeletons grow at the expense of amorphous precursors [94]. The space-filling of sprinkles and fibers discussed here, and their coarsening, are invariant whether the crystals grow at the expense of ions from solution, a dense liquid precursor, or a space-filling solid amorphous precursor. The concepts proposed here are purely geometric, and thus not affected by these three distinct scenarios for coral skeleton formation. Nucleation and growth throughout this paper refer to a new crystal orientation, not to an amorphous solid nucleating and growing from liquid solution.
3.9. Phase-field simulations support the proposed formation from proto-fiber sprinkles
To test the hypothesis that sprinkles are the first nucleated crystals at the GF, and that they grow and coarsen if they are radially oriented but are sometimes retained as observed in coral skeletons, we performed a phase-field simulation in which sprinkles are deposited first, and then grow competitively. We used the spherulite model in Gránásy et al. [105], but omitted the local minimum in grain boundary energy that would force GFN with a given misorientation, and would thus yield a fixed mis-orientation angle. In our simulation, therefore, GFN of sprinkles occurs with random orientation. The simulations were performed in two dimensions, and we applied a large two-fold symmetry for the solid-liquid interface energy, which yields elongated growth shapes mimicking aragonite crystals. Remarkably, not only did the crystals in the simulations grow into a spherulite with small grain boundary angles, but there were also sprinkles scattered within the spherulite, as shown in Figure 8. With time, some of the sprinkles formed during GFN remained sprinkles (Fig. 8, white boxes), whereas others disappeared due to competitive grain coarsening (Fig. 8, black boxes). Both observations are consistent with the PIC mapping data presented here for coral skeleton spherulitic fibers and sprinkles. The coarsening, proposed and tested here, could involve dissolution and recrystallization of the sprinkles at the solid-liquid interface, but could also happen within the solid, where shrinking grains minimize surface energy (Ostwald or Smoluchowski ripening). Grain boundaries are disordered, in the phase-field simulation they are regions with higher, liquid-like mobility, and thus facilitate re-orientation of the units at the periphery of a sprinkle as the sprinkle shrinks and eventually disappears. In the case of coral skeletons, the re-orientation of sprinkles can occur as dissolution and reprecipitation from the calcifying fluid, and Ostwald ripening, or as grain shrinking, enabled by the sparing amount of water released by dehydration of hydrated amorphous calcium carbonate nanoparticles. Such hydrated nanoparticles are present in the forming skeleton and surrounded by crystalline aragonite, as shown by Mass et al. [94]
In a previous study, Sun et al. analyzed aragonite spherulites synthesized at room temperature and 1 atm in the absence of any organic molecules, and never found any sprinkles [11]. Thus, the D rot of aragonitic CaCO3 molecular units typically falls in a range that allows certain frequencies and misalignments of GFN to favor spherulitic structures to form at ambient conditions. For sprinkles to persist, instead, D rot must be smaller, so sprinkles can form via GFN without matching their orientations to the mother crystal. Such small D rot could be induced by binding of organic molecules to CaCO3 molecules or particles, and/or the presence of trace element impurities. This possibility is supported by the fact that electrophoretic analyses of coral skeletal organic matrices [19, 106] exhibit variability between species. The size and shape of spherulitic aragonite crystals also varies across different taxa and species [22, 107]. Thus, in different coral species D rot is likely different.
3.10. Simulations support all of the experimentally observed structures
In summary, the theoretical phase-field simulation in Figure 8 shows strong similarity with the proposed mechanism: small sprinkles originate through GFN, then recrystallize in a coarsening process and thus, we argue, are not observed in many coral skeletons (Fig. 5, Sp, Tp, Pl, Mt, Ml) presumably because these have a larger D rot /D trans ratio. Coral skeletons that retain small sprinkles (Fig. 3, Bm, Pam, Op, Ap, Be), instead, presumably have a smaller D rot /D trans ratio. A variety of such D rot /D trans ratios is presented in Appendix A, Figure A.9.
The simulation of Figure 9a shows that a branched structure can grow, in which the center of each branch resembles Ap coral skeletons (Figs. 2d, 6, 9, S5, S8, S11) with sprinkles along CoCs, whereas the larger crystals on the outside of each branch are similar to the large sprinkles (2-20 μm) observed in some skeletons (Fig. 4, Bm, Mp, Fs, Be). The simulations presented here, therefore, are able to reproduce all the observed structural features found in real coral skeletons.
3.11. Additional support for GFN of sprinkles in fresh, forming Stylophora pistillata
In addition to theoretical simulations, an independent line of evidence suggests initial GFN of sprinkles: Figure S10 shows that, near the surface of Sp skeletons, randomly oriented sprinkles can be retained. These were only observed in fresh forming skeletons near the growth front, whereas in the mature Sp skeletons, only spherulitic crystal fibers and CoCs were found (Figs. 2a, 5c). The presence of sprinkles near the GF in a fresh, forming Sp coral skeleton (Fig. S10) and their absence in the mature Sp skeletons (Figs. 2a,5c) is the only experimental evidence that sprinkles disappear, and is only indirect evidence.
3.12. Possible relevance to other biomineral systems
Other biominerals have been previously observed to have nearly co-oriented neighboring crystals, including mollusk shell nacre [108] and calcite prisms [109], and ascidian (tunicate) spicules [59]. The growth mechanism described here, including competition for space and coarsening, may be relevant to other geometries, completely different from spherulitic crystals. But this must be demonstrated in future work, beyond the scope of the present paper. The same growth mechanism may also apply to biomimetic spherulites [110].
3.13. Possible relevance to semicrystalline polymers
A variety of organic macromolecules or polymers used to make plastics, rubber, textiles etc., are partly crystalline and partly amorphous, and are therefore termed semicrystalline. The crystalline component is frequently spherulitic [111]. The degree of crystallinity, that is, what proportion of the polymers, after solidification, are crystalline and not amorphous is inversely proportional to the molecular weight of the polymers [112–114], as longer polymer chains are harder to fully crystallize. Raman spectroscopy is highly sensitive to the degree of crystallinity in bulk polymer materials [115–117], but it is most commonly employed for bulk analysis. Using spatially resolved Raman spectroscopy, Yang et al. recently studied the degree of crystallinity within single spherulites. They found that crystallinity is not evenly distributed, but lower near the center of each spherulite and increases with position along the spherulite radius [118]. The pattern of crystallinity thus has important implications for the melting point and the glass transition temperature of the polymer materials.
The mechanism tentatively proposed here may therefore also be relevant to semicrystalline polymer materials. In this case, the first-nucleated crystals would be randomly oriented polymer sprinkles, followed by crystal growth in competition for space, and coarsening. Arresting coarsening, perhaps through rapid freezing, may reveal sprinkles, detectable by Raman spectroscopy and visible by PLM.
In mesocrystalline polymer films, sprinkles are occasionally observed, interspersed with acicular spherulitic crystals (see figure 2B in ref. [95]). The acicular crystals grow and surround sprinkles, exactly as they do in coral skeletons (e.g. Fig. 2b arrows).
4. Conclusions
In summary, we analyzed the skeletons of 12 distantly related coral species and a key feature emerged: 7 of the 12 species exhibit 0.2-20 μm randomly oriented sprinkles. Even sprinkle-free corals, however, showed sprinkles near the skeletal growth front, and in all species examined, no correlation was found between the formation of sprinkles and either environmental factors or evolutionary history. The observation of sprinkles suggested a growth mechanism for spherulites, in which sprinkles are formed by randomly oriented GFN events, competition for space, and coarsening, and not through slightly misoriented nucleations as previously assumed for NCB. This mechanism is strongly supported by phase-field simulations, which explain the microstructural variations across species in terms of thermodynamic parameters, and their possible origin from differences in matrix organic molecules or trace element composition. In addition to providing new insights into the coral biomineralization processes, this study may prove useful for spherulitic crystal growth in general, which occurs in many other systems including aspirin [119, 120], polymers [118], shrimp eyes [121], opal [122], graphite in cast iron [123], and cocoa butter in chocolate [124]. Thus, the spherulite formation mechanism proposed here may be applied to mineral and organic spherulites, natural and synthetic crystals, in the metallurgical, pharmaceutical, and food industries. Furthermore, this study provides evidence that interdisciplinary research combining experimental and theoretical techniques can be a particularly powerful approach for elucidating the fundamental mechanisms of crystal nucleation and growth.
Supplementary Material
Statement of Significance.
Understanding the fundamental mechanisms of spherulite nucleation and growth has broad ranging applications in the fields of metallurgy, food science, and pharmaceutical production. Using the skeletons of reef-building corals as a model system for investigating these processes, we propose a new spherulite growth mechanism that can not only explain the micro-structural diversity observed in distantly related coral species, but may point to a universal growth mechanism in a wide range of biologically and technologically relevant spherulitic materials systems.
Acknowledgements
We thank Andreas Scholl for his technical help during beamtime, Franklin Hobbs during powder XRD, John Fournelle for EPMA analysis, Carl I. Steefel and Wenming Dong for BET analysis. This work was 80% supported by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences, Chemical Sciences, Geosciences, and Biosciences Division [ Award DE-FG02-07ER15899 to PG], and 20% by NSF [grant DMR-1603192 to PG]. In addition, TM acknowledges support from the United States-Israel Binational Science Foundation [BSF Grant # 2014035], and from the European Research Commission [ERC Grant # 755876]. GF and SG thank the European Research Council under the European Union's Seventh Framework Programme [FP/2007-2013, ERC; Grant # 249930 – CoralWarm]. LG and TP acknowledge the support by the National Agency for Research, Development, and Innovation, Hungary [NKFIH Contracts No. KKP-126749 and K-115959]. All PIC maps were acquired at the Advanced Light Source, which is supported by the Director, Office of Science, Office of Basic Energy Sciences, US Department of Energy [Contract No. DE-AC02-05CH11231].
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