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. 2016 Dec;37(6):839–854. doi: 10.1055/s-0036-1592075

Community-Acquired Pneumonia in the Asia-Pacific Region

Jae-Hoon Song 1,2,, Kyungmin Huh 3, Doo Ryeon Chung 1,2
PMCID: PMC7171710  PMID: 27960208

Abstract

Community-acquired pneumonia (CAP) is an important cause of mortality and morbidity worldwide. Aging population, dense urbanization, and poor access to health care make the Asia-Pacific region vulnerable to CAP. The high incidence of CAP poses a significant health and economic burden in this region. Common etiologic agents in other global regions including Streptococcus pneumoniae, Mycoplasma pneumoniae, Haemophilus influenzae, Chlamydophila pneumoniae, Staphylococcus aureus, and respiratory viruses are also the most prevalent pathogens in the Asia-Pacific region. But the higher incidence of Klebsiella pneumoniae and the presence of Burkholderia pseudomallei are unique to the region. The high prevalence of antimicrobial resistance in S. pneumoniae and M. pneumoniae has been raising the need for more prudent use of antibiotics. Emergence and spread of community-acquired methicillin-resistant S. aureus deserve attention, while the risk has not reached significant level yet in cases of CAP. Given a clinical and socioeconomic importance of CAP, further effort to better understand the epidemiology and impact of CAP is warranted in the Asia-Pacific region.

Keywords: community-acquired pneumonia, Asia-Pacific, epidemiology, antimicrobial resistance, socioeconomic impact


The Asia-Pacific region in this article includes East Asia, Southeast Asia, South Asia, and Oceania. Asia-Pacific is home to more than 4.4 billion people, which is “nearly 60 percent of the world's population.”1 While collectively categorized as Asia-Pacific, considerable diversity exists. Seven of the world's 10 most populous countries are located in this region, as well as some of the world's smallest countries. Some have leading economies of the world, while some are struggling to meet the most basic needs of their people. Despite its large heterogeneity, the region shares some distinct characteristics. Population growth rate is declining (0.9% per year), infant mortality rate is still high (124 deaths per 100,000 live births), proportion of older adults are growing (12.1% of population are aged 60 and above), a large population is living in urban areas (48%), and some of the world's largest megacities are located in Asia-Pacific.1 These characteristics are associated with the high burden of community-acquired pneumonia (CAP) in this region, probably taking considerable toll on its population, economy, and societies.2 Information on the epidemiology of CAP in this region is limited by multiple hurdles: poor accessibility to health care,3 4 lower utilization of microbiologic diagnosis,5 lack of surveillance systems, and considerable heterogeneity among different geographic areas. Aging population, high population density, and high use of antibiotics are likely to result in increased incidence of CAP, in particular by less susceptible pathogens. In this review, we will describe the epidemiology, etiology, antimicrobial resistance, preventive measures, and outcomes of CAP in the Asia-Pacific region.

Epidemiology of CAP in the Asia-Pacific Region

Lack of surveillance in many countries and discrepancies in the surveillance methods make the accurate estimation of the burden of CAP in the region very difficult (Table 1).6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Overall incidences of pneumonia and pneumonia-attributed mortality rates were recently estimated from a multicenter prospective surveillance in Japan from 2011 to 2013.9 The estimated annual incidence rates of adult community-onset pneumonia, hospitalization, and inhospital deaths were 1,690, 530, and 70 per 100,000 person-years, respectively. The overall estimated annual number of adult CAP cases in the entire Japanese population was 1,880,000; importantly, 69.4% were ≥65 years old. A prospective study in one Japanese city (Kochi) from May 2008 to April 2010 cited an incidence of 960 per 100,000 person years; 73.3% of cases were ≥65 years old.10 More attention was given to the geriatric population in the latter study, in which annual incidence of CAP in older adults (≥75 years) was estimated to be 4,290 per 100,000. An Asian country that showed similar socioeconomic and ethnic characteristics to Japan would be South Korea. Although the exact nationwide overall incidence of CAP in Korea has not been reported, hospitalization rate was reported to be similar (520 per 100,000).16 This study confirmed the significantly larger burden of CAP in the elderly population by estimating that hospitalization rate in people ≥ 75 years of age was 2,030 per 100,000 population. Several reports have been published on the disease burden of CAP in Thailand, including both urban and rural areas. The hospitalization rate due to CAP was reported to be 177 to 580 per 100,000 people in Thailand, which was lower than those of Japan and South Korea.22 24 Because these studies were limited by low utilization of chest X-rays and variable access to health care, the estimates might not reflect the whole picture of CAP in Thailand.24 Reports on the Pacific Island countries are scarce, but two studies from New Zealand reported the overall incidence in adults and hospitalization rate. Estimated incidences of CAP in all adults and those ≥65 years of age in New Zealand were 859 and 1,882 per 100,000, respectively.11 Another study estimated that pneumonia hospitalization rate was 92 per 100,000.12 Several studies on the burden of CAP among children in Southeast Asia have also been published. A surveillance in rural villages on Lombok Island, Indonesia, in 1998 to 1999 reported the incidence, hospitalization rate, and mortality among young children (≤2 year) as 21,000, 5,300, and 3,300 per 100,000 child-years, respectively.8 Another interview survey in the Philippines revealed similar incidence rates: 10,500 cases of pneumonia, 6,100 admissions, and 90 deaths per 100,000 children each year.15 The burden of CAP was much smaller in Taiwan (1,240 pneumonia cases per 100,000)20 and New Zealand (500 hospitalizations per 100,000).13 Rudan et al conducted an estimation of the global incidence of childhood pneumonia, in which the annual incidences in Southeast Asia and Western Pacific regions were estimated to be 36,000 and 22,000 per 100,000 children, respectively.18 When specific demographic groups were studied for CAP, a larger burden was almost always observed in older adults,6 7 10 16 22 those residing in rural areas,6 7 8 15 and minority ethnicity.6 13 Most studies on the epidemiology of CAP in the Asia-Pacific region are from either nationwide mortality statistics or surveillance in geographically limited areas. Differences in case definitions and potential underreporting due to limited accessibility to health care undermine the effort to measure the burden of CAP. Further studies on the epidemiology of CAP are warranted in the Asia-Pacific region based on more coordinated plans and resources.

Table 1. Incidence of community-acquired pneumonia in the Asia-Pacific region (per 100,000 population unless noted otherwise).

Country Year Reference Population Incidence Hospitalization Mortality Notes
Australia 1988–1993 Williams et al6 All 17 (nonaboriginal urban young adults) and 4,035 (aboriginal rural old adults)
China 1991–2000 He et al7 All 43.9 Mortality surveillance
Indonesia 1998–1999 Sutanto et al8 Children (<2 y) 21,000 5,300 3,300 Rural areas showed higher incidence and mortality
Japan 2011–2013 Morimoto et al9 Adult (≥15 y) 1,690 530 70
Japan 2008–2010 Takaki et al10 Adult (≥15 y) 960, 4,290 (≥ 75 y)
New Zealand 2000–2002 Scott et al11 Adult (≥15 y) 859
New Zealand 1999–2000 Chambers et al12 Adult (≥18 y) 92
New Zealand 1993–1996 Grant et al13 Children (<15 y) 500 Pacific Islanders (1,400) and Maori (670) have higher incidence compared with Europeans/other (270)
Pakistan 2002–2003 Nizami et al14 Children (<5 y) 8,210
Philippines 2011–2012 Kosai et al15 Children (<5 y) 10,500 6,100 90
South Korea 2002–2005 Kim et al16 All 520 (all), 2,030 (≥75 y) Influenza included
South Korea 2012 Lim et al17 All 20.8
Southeast Asia and Western Pacific Estimate Rudan et al18 Children (<5 y) 30,000
Taiwan 1994 (estimate) Leung et al19 All 3.71–6.39%
Taiwan 1997–2004 Wu et al20 Children (<18 y) 1,240 6.7 (<5 y)
Thailand 2010 Reechaipichitkul et al21 Adult (≥15 y) 9.63%
Thailand 2004–2006 Prapasiri et al22 All 199–256 6.9 Radiologically confirmed pneumonia
Thailand 2003–2009 Aungkulanon et al23 All 20–25
Thailand 2002–2003 Olsen et al24 All 177–580
Thailand 1999–2001 Kanlayanaphotporn et al25 All 211
Thailand 2010 Teeratakulpisarn et al26 Children (<5 y) 11.29

Etiologic Pathogens of CAP in the Asia-Pacific Region

Distribution of etiologic agents of CAP is the most important information for the selection of appropriate antibiotics. It has been known that major identifiable pathogens of CAP include Streptococcus pneumoniae, Haemophilus influenzae, Mycoplasma pneumoniae, Chlamydophila pneumoniae, and Legionella spp.27 28 29 The last three have been referred to as “atypical pathogens,” the importance of which has been the subject of considerable debate.29 Despite the importance of this subject, the majority of the data on the etiology of CAP have been reported from the U.S. and European countries. But, the number of studies from the Asia-Pacific region is recently increasing; they are summarized in Table 2. The most comprehensive data were reported by the Asian Network for Surveillance of Resistant Pathogens (ANSORP) in 2007.27 In this study, a total of 955 cases with CAP were collected from seven countries (South Korea, China and Hong Kong SAR, India, Singapore, Vietnam, Taiwan, and the Philippines). Streptococcus pneumoniae was the most common isolate, which comprised 29.2% of identified pathogens. Pneumococcus was followed by Klebsiella pneumoniae (15.4%), H. influenzae (15.1%), C. pneumoniae (13.4%), and M. pneumoniae (11.0%). The overall distribution of etiologic pathogens from this study was comparable to those from western countries.30 31 32 33 Streptococcus pneumoniae was the most frequent pathogen identified in other studies from Japan,34 35 36 37 38 South Korea,39 40 Taiwan,41 42 Australia,43 and New Zealand.44 However, the proportion of pneumococcus showed considerable variability, from 10%37 40 43 44 45 to 25%.46 The broad range seen in these studies could be attributed to variable detection rate in addition to the actual difference in the pathogen distribution. With regard to atypical pathogens, some reports from China,47 48 49 Taiwan,42 45 and Thailand50 reported a relatively more important role of these pathogens in CAP.

Table 2. Etiology of CAP in the Asia-Pacific region. Note: Detection rates of pathogens are shown as percentage (%).

Country Year Reference Age No.a Methods Virusb Sp Hi Kp Mp Cp Mc Sa Lp Bp Pa Ab Flu A Flu B RSV PIV HRV AdV BoV MPV
Asiac 2001–2002 Ngeow et al5 All (≥2) 1,374 PCR and serology No 12.2 4.7 6.6
Australia 2004–2006 Charles et al43 Adult (>18) 885 Culture, PCR, serology Yes 13.9 5.1 8.8 1.7 0.8 1.2 3.4 1.6 7.7 1.9 5.2
Australia 2005–2007 Rémond et al111 Adult (≥18) 293 Culture No 13 18.2 3.1 4.2 2.6 1 1
Cambodia 2007–2009 Vong et al127 All (>5) 959 Culture and PCR Yes 2.2 5.4 2.9 0.5 2.6 2 1.7 2.4 9.1 0.7
China 2001–2003 Huang et al47 All (≥2) 389 Culture, PCR, serology No 3.1 20.6 3.9 10.8 4.4 0.3 1.5 0.5
China 2002–2004 Song et al27 Adult (≥15) 225 Culture and serology No 9 5
China 2003–2004 Liu et al48 Adult (≥18) 610 Culture and serology Yes (n = 184) 6.1 5.4 3.8 13.4 4.8 0.8 2.8 2.8 0.8 3.3 1.1 1.6
China 2004–2005 Liu et al 88 Adult (≥18) 1,193 Culture and serology No 8.5 5.2 6.5 4.6 0.1
China 2006 Zhang et al49 All 610 N/A No 6.1 5.4 3.8 13.4 4.8 2.8 2.8
China 2009–2013 Wei et al157 Children (≤16) 3181 Culture and PCR Yes 14.4 4.3 3.7 14.9 35 24.9 12.3
Chinad 2010–2012 Liu et al158 Children (≤15) 39,756 IFA Yes 19.1 0.1 0.4 0.2 4.7 2 1.4 4.8
China 2010–2012 Wu et al159 Children (≤16) 10,435 Serology Yes 56.9 0.2 1.6 2 35.4 18.9 7.5 4.9
China 2011–2013 Chen et al160 Children (4–14) 1,204 Serology Yes 40.8 0.3 0.9 0.08 7.06 3.32 4.82 1.08
India 2002–2004 Song et al27 Adult (≥15) 104 Culture and serology No 10 2 8
India 2013 Acharya et al55 Adult (14–70) 100 Culture No 31 5 13 8 8 15
Indonesia 2007–2009 Farida et al58 Adult (>13) 148 Culture, PCR, serology Yes 3 3 1 3 1 3 8 3 1 3 4 1 1
Japan 1994–1997 Ishida et al34 Adult (>15) 326 Culture and serology Yes 23 7.4 4.3 4.9 1.8 2.1 0.6 2.5 0.3 0.9 0.3 0.6
Japan 1998–2000 Kawai et al87 Adult (≥15) 231 Culture and serology No 9.1 11.6 5 6.6 1.7 1.7 10.4 3.3
Japan 1998–2003 Miyashita et al35 Adult 506 Culture, IFA, serology No 23.3 11.3 1.6 13.0 7.7 3.2 2.8 1.2 1.6
Japan 1998–2003 Miyashita et al36 Adult (>18) 200 Culture and serology No 20.5 11 2.5 9.5 7.5 3 5 1 2
Japan 1999–2000 Saito et al46 Adult (17–99) 232 Culture, PCR, serology Yes 24.6 18.5 1.3 5.2 6.5 2.2 3.4 3.9 0.4 13.4 0.4 0.9 1.2
Japan 2000–2002 Motomura et al37 Adult 124 Culture and serology No 12.1 8.0 2.4 3.2 2.4
Japan 2001–2004 Ishida et al38 Adult (>15) 349 Culture and serology No 23.8 6 1.4 11.2 3.4 1.7 1.4 1.4 1.1
Japan 2011–2013 Morimoto et al9 Adult (≥15) 1,772 Culture and PCR Yes 9 10 6 8 5 4 9 2
Malaysia 1997–1999 Liam et al113 Mixed (≥12) 127 Culture and serology No 5.5 5.5 10.2 3.9 1.6 1.6 3.9
Malaysia 2002–2003 Loh et al112 Mixed (≥12) 80 Culture No 17.8 2.7 4.1
Malaysia 2006? Liam et al53 Mixed (≥12) 346 Culture and serology No 4 3.5 10.7 9 4 4 5.8 0.6 2.9 0.9
Malaysia 2009–2010 Mustafa et al52 Adult (≥15) 46 Culture and PCR No 21.7 2.1 17.3 6.5 4.3 2.1 13 6.5 2.1
New Zealand 1999–2000 Laing et al44 Adult (>18) 474 Culture and serology Yes 14 10 3 1 1 2 4 1 7 2 3 2 2
Philippines 2002–2004 Song et al27 Adult (≥15) 55 Culture and serology No 11 20 11
Singapore 2002–2004 Song et al27 Adult (≥15) 96 Culture and serology No 6 3
Singapore 2006? Chiang et al161 Children (≤16) 1,702 Culture, PCR, serology Yes 6.6 2.4 20.6 0.2 0.4 0.3 1.5 (A and B) 5.8 1.5 0.7 1.5
South Korea 2001–2002 Sohn et al39 Adult (>15) 126 Culture, PCR, serology No 13.5 0.8 3.2 6.3 7.1 0.8 2.4 3.2 3.2
South Korea 2002–2004 Song et al27 Adult (≥15) 338 Culture and serology No 14 1 3
South Korea 2007–2008 Jeon et al40 Elderly (>60) 63 Culture and serology No 12.0 4.0 7.4 1.1 5.1 2.3
Taiwan 2001–2002 Lauderdale et al41 Adult (>16) 168 Culture and serology Yes 23.8 4.8 4.8 14.3 7.1 1.8 1.2 6.5 1.2 1.2 1.2
Taiwan 2001–2002 Yen et al42 Adult (≥18) 100 Culture and serology No 26 9 5 20 13 2 1 3
Taiwan 2002–2004 Song et al27 Adult (≥15) 65 Culture and serology No 14 2 14
Taiwan 2007 Wu et al51 All 933 Culture No 5.9 7 24.7 9.7 10.2 5.2
Taiwan 2007–2008 Lee et al45 Adult (≥15) 156 Culture and serology No 11.2 11.2 13.1 11.9 6
Thailand 1998–2001 Wattanathum et al50 Adult (>15) 245 Culture and serology No 18.8 2.0 5.7 15.9 24.5 0.0 2.0 6.5 0.8 0.4 0.8
Thailand 2001–2002 Reechaipichitkul et al54 Adult (≥15) 254 Culture and serology No 11.4 4.3 10.2 3.9 8.7 0.8 3.5 11 2.4
Thailand 2001–2002 Prapphal et al89 All (≥2) 292 PCR and serology No 14 3.4 0.4
Thailand 2005–2010 Hasan et al162 Children (<5) 28,543 Culture, PCR, serology Yes 6.2 2 19.5 9.1 18.7 3.5 12.8
Vietnam 2002–2004 Song et al27 Adult (≥15) 72 Culture and serology No 11 11 3
Vietnam 2009–2010 Takahashi et al59 Adult (≥15) 154 Culture and PCR Yes 23 27 2 2 4 3 6 3 1 5 2

Abbreviations: Ab, Acinetobacter baumannii; AdV, adenovirus; BoV, bocavirus; Bp, Burkholderia pseudomallei; CAP, community-acquired pneumonia; Cp, Chlamydophila pneumoniae; Hi, Haemophilus influenzae; HRV, human rhinovirus; IFA, immunofluorescence assay; Kp, Klebsiella pneumoniae; Lp, Legionella pneumophila; Mc, Moraxella catarrhalis; Mp, Mycoplasma pneumoniae; MPV, metapneumovirus; N/A, not available; Pa, Pseudomonas aeruginosa; PCR, polymerase chain reaction; PIV, parainfluenza virus; RSV, respiratory syncytial virus; Sa, Staphylococcus aureus; Sp, Streptococcus pneumoniae.

a

Number of patients included. bInclusion of testing for respiratory virus. cMulticenter study including China, South Korea, Taiwan, Thailand, Indonesia, Malaysia, and Singapore. Only atypical pathogens were tested for. dTest for S. pneumoniae was not performed.

Some pathogens are worth attention due to their unique importance in the Asia-Pacific region. Klebsiella pneumoniae, which is relatively uncommon in other regions, contributes to larger cases of CAP in Southeast Asia. This is especially evident in studies from Taiwan,27 45 51 Malaysia,52 53 Thailand,54 India,55 and the Philippines27 (all >10% of total CAP cases), which showed a stark contrast to East Asian countries (usually ≤5%). Another important pathogen in this region is Burkholderia pseudomallei, which is endemic in Southeast Asia and often results in severe infections. It was detected in 13% of hospitalized CAP patients in Malaysia52 and in 11% of patients with severe CAP in Thailand.56 In another study from Singapore, which also focused on the patients who required intensive care unit admission, B. pseudomallei was isolated from 10% of the cases.57

There have been only small number of surveillance studies in which the burden of viral infections in CAP were reported. We could find 16 studies for our review, which are summarized in Table 2. The prevalence of respiratory virus varied from 1.8 to 21%. Most of the studies used polymerase chain reaction (PCR) for the detection of virus, but serologic tests were applied in some reports. Methods used for the detection seems to result in variable results, as different studies from same countries often showed vastly different detection rates. Proportion of viral pathogens among CAP was only 1.8% in an earlier report from Japan that used serologic test,34 but virus was identified in 20% among 1,772 patients in a recent study from Japan using PCR.9 In adult population, influenza A and B viruses seem to predominate, comprising 5 to 15% of pathogens detected including bacteria.9 41 43 44 46 58 59 Rhinovirus, which is increasingly identified as etiologic agents of CAP in adults, was the second most commonly detected virus (4–9%).60

Multiple limitations hinder the effort to elucidate the etiologic agents of CAP, including suboptimal quality of respiratory specimens, difficulty to culture certain species of bacteria, interpretation of commensal bacteria detected in patients with CAP, ambiguous results of serologic tests, and methods for detection of virus. PCR, often performed in multiplex, enabled sensitive and accurate detection of respiratory pathogens, and recent studies using this technique are broadening our understanding of the pathogens causing CAP.31

Specific Pathogens of Community-Acquired Pneumonia

There are a couple of specific pathogens of CAP that are unique or notable in the Asia-Pacific region with regard to the incidence, antimicrobial resistance, clinical features, or clinical outcomes.

Streptococcus pneumoniae

The importance of S. pneumoniae as a major pathogen causing CAP remains unchallenged in the Asia-Pacific region, as discussed previously. Furthermore, the high prevalence rate of antimicrobial resistance in pneumococci in this region is a very serious threat to public health. Important data on the antimicrobial resistance of S. pneumoniae in the Asia-Pacific are summarized in Table 3. The most prominent resistance issue is macrolide resistance.61 Two surveillance studies on pneumococcus conducted by ANSORP in the early 2000s revealed that about half of the isolates were resistant to erythromycin.27 62 Considerable variability does exist between different countries, and resistance rates in China, Korea, Taiwan, and Vietnam exceed 70% with MIC90 (minimal inhibitory concentration, MIC, for 90% of the isolates) of >128 mg/L.62 High resistance rates in East Asian countries were confirmed by Prospective Resistant Organism Tracking and Epidemiology for the Ketolide Telithromycin (PROTEKT) study.63 In this international surveillance study in 40 countries, macrolide-resistant S. pneumoniae was most prevalent in Far East countries (China, Japan, South Korea, and Taiwan) with resistance rates ≥ 80%. While Southeast Asian countries were not included in this study, the resistance rate in Australia was comparable to countries in Northern Europe and America at <30%. Some Asian countries are showing the increasing resistance trend over time. A report from Sri Lanka, in which the resistance rate had been reported to be 16.7% in ANSORP studies in the early 2000s, showed that the resistance rate increased to 60.9% in the late 2000s.64 Notable exceptions are India and the Philippines, where only <20% of the organisms were reported to be resistant to macrolides in ANSORP studies, although current status should be investigated. Since the macrolide MIC level in pneumococci from some Asian countries is too high to be achieved by increased dose of macrolides, single empiric therapy with macrolides for the treatment of CAP is generally not recommended.65 66

Table 3. Antimicrobial resistance or nonsusceptibility rates (%) of Streptococcus pneumoniae in the Asia-Pacific region.

Country Year Reference MIC breakpoint for penicillin (mg/L) Antibiotic class
Penicillin Amox/clava Ceftriaxone Erythromycin Levofloxacin
ANSORPb 2002–2004 Song et al27 2 35.1 3.5 7 56.1 0
ANSORPb 2008–2009 Kim et al72 8/4 0.7/4.6 3.7
China 1980–2008 Chen et al163 2 15.6 3.3 5 81.7
Chinab 2000–2001 Song et al62 2 23.4 7.3 1.8 73.9
China 2001–2003 Huang et al47 2 0 50 0
China 2003–2004 Liu et al48 2 3.2 1.6 79.4 0
Chinab 2008–2009 Kim et al72 8/4 2.2/13.2 8
Hong Kongb 2000–2001 Song et al62 2 43.2 3.6 0 76.8
Hong Kongb 2008–2009 Kim et al72 8/4 0/1.5 6.6
India 1993–2008 Thomas et al164 4 2.7 < 20
Indiab 2000–2001 Song et al62 2 0 0 0 1.3
Indiab 2008–2009 Kim et al72 8/4 0/0 0
Japan 1999–2004 Inoue et al73 2 30.9–44.5 0 77.2–81.9 1.0–1.3
Japan 2001–2003 Qin et al74 2 22.8 0 80.7 1.8
Japan 2003–2004 Ishida et al75 8/4 0/0 0 0.7 83.7 3.5
Japan 2003–2005 Ishiwada et al165 2 21.7
Japanb 2008–2009 Kim et al72 8/4 0/0 0
South Koreab 2000–2001 Song et al62 2 54.8 9.7 3.2 80.6
South Koreab 2008–2009 Kim et al72 8/4 0.3/2.2 1.9
Malaysia 1999–2007 Le et al166 2 21.2
Malaysiab 2000–2001 Song et al62 2 29.5 0 2.3 34.1
Malaysiab 2008–2009 Kim et al72 8/4 0/0 0.7
Philippines 1994–2000 Sombrero et al167 2 0 0.2
Philippinesb 2000–2001 Song et al62 2 0 0 0 18.2
Philippinesb 2008–2009 Kim et al72 8/4 0/0 0.9
Saudi Arabiab 2000–2001 Song et al62 2 10.3 0 0 10.3
Singaporeb 2000–2001 Song et al62 2 17.1 0 0 40
Sri Lankab 2000–2001 Song et al62 2 14.3 0 0 16.7
Sri Lankab 2008–2009 Kim et al72 8/4 0/0 0
Taiwanb 2000–2001 Song et al62 2 38.6 1.8 0 86
Taiwan 2000–2001 Lee et al168 2 41.9–45.5
Taiwan 2001–2006 Hsieh et al76 1.2–2.5
Taiwan 2004–2006 Hsieh et al169 8/4 1.7/10.2 7.8 4.7
Taiwan 2007 Hsieh et al76 4.2
Taiwanb 2008–2009 Kim et al72 8/4 0/0.4 1.3
Taiwan 2009–2012 Lee et al77 2 39.4 13.8 90.8 1
Thailand 1998–2001 Sangthawan et al170 2 4.3 4.3 34.8
Thailandb 2000–2001 Song et al62 2 26.9 0 0 36.5
Thailandb 2008–2009 Kim et al72 8/4 0/0.5 0
Vietnamb 2000–2001 Song et al62 2 71.4 22.2 3.2 92.1
Vietnam 2007 Hoa et al171 8/4 4/36 4/36 70
Vietnamb 2008–2009 Kim et al72 8/4 0/0.9 1.8

Abbreviations: ANSORP, Asian Network for Surveillance of Resistant Pathogens; MIC, minimal inhibitory concentration.

a

Amoxicillin/clavulanic acid. bMultinational surveillance study conducted by ANSORP, including South Korea, China, Taiwan, India, Singapore, Vietnam, and the Philippines.

High resistance rates of pneumococcus to penicillin had raised concerns in the Asia-Pacific region.62 67 But after subsequent reports showing comparable clinical outcomes in infections caused by S. pneumoniae with MIC ≤ 0.06 mg/L and those with 0.06 to 2 mg/L,68 69 70 the penicillin MIC breakpoint for resistance in pneumococcus was revised from 2 to 8 mg/L in nonmeningeal isolates by the Clinical and Laboratory Standards Institute in 2008.71 Since the MIC breakpoints used for the determination of penicillin resistance varied by studies, we selected the data using penicillin MIC breakpoint of 2 mg/L as resistance in Table 3 to compare the temporal trend of penicillin resistance. Aforementioned ANSORP studies reported that 30 to 35% of the pneumococcus isolates in this region were resistant to penicillin.27 62 Like macrolide resistance, higher penicillin-resistance rates were observed in East Asian countries, while those in Southeast and South Asian countries were considerably lower. The most comprehensive multinational surveillance study based on revised criteria had been conducted by ANSORP in 2008 to 2009, which revealed that the resistance rate according to the revised MIC breakpoint (8 mg/L) was only 0.7%.72 It indicates that the resistance of pneumococci to penicillin is not a serious threat, at least in nonmeningeal infections treated with intravenous antibiotics. Fluoroquinolone resistance has been reported to be <5% in most countries.27 47 48 73 74 75 76 77 The PROTEKT international surveillance study also showed the low resistance rates (<3%) in all countries except Hong Kong (14.3%),78 which was likely to due to the dissemination of fluoroquinolone-resistant variant of the Spain23F-1 clone.79 Spread of unrelated resistant clone was also reported from Taiwan.76

Widespread vaccination against pneumococci has significantly affected the incidence of pneumococcal diseases, serotype distribution, and antimicrobial resistance. Introduction of the 7- and 13-valent pneumococcal conjugate vaccine (PCV-7 and PCV-13) led to dramatic reduction of pneumococcal infections in the United States. As serotypes included in PCV-7 are often associated with penicillin and multidrug resistance, the incidence of antibiotic-resistant invasive pneumococcal infections has also declined.80 However, there have been reports of the emergence of pneumococcal infections by nonvaccine types, especially 19A, which is often multidrug-resistant.81 82 83 Two recent studies on adults from Japan during 2010 to 2013 reported that PCV-7 serotypes, especially 6B, decreased from 43.3 to 23.8%.84 85 Some nonvaccine serotypes emerged, but genotypic penicillin resistance rate declined.84 Nonetheless, the notable emergence of invasive pneumococcal infections caused by 19A was reported in Taiwan, which was associated with reduced susceptibility to β-lactams.77 Serotype 19A was also the most prominent non-PCV-7 serotype in the latest ANSORP study, comprising 8.2% of isolates, while 52.5% showed PCV-7 serotypes. The majority of serotype 19A isolates were erythromycin-resistant (86.0%) and multidrug-resistant (79.8%).72 Most prevalent clone among serotype 19A was ST320 (51.1%), which was found in Hong Kong, India, South Korea, Malaysia, Saudi Arabia, and Taiwan.86 High prevalence of serotype 19A with multidrug resistance, even in countries with low vaccination rate, needs to be carefully evaluated.

Atypical Pathogens: Mycoplasma pneumoniae, Chlamydophila pneumoniae, and Legionella species

The most comprehensive study on the role of atypical pathogens in the Asia-Pacific region was reported by Ngeow et al in a multicenter surveillance study on the prevalence of atypical pneumonia in the early 2000s.5 They used serology and PCR to detect M. pneumoniae, C. pneumoniae, and L. pneumophila from 1,374 patients in 8 countries (Malaysia, Thailand, China, the Philippines, Taiwan, South Korea, Singapore, and Indonesia). These three atypical pathogens were associated with 23.5% of CAP cases in this study, with M. pneumoniae, C. pneumoniae, and L. pneumophila detected in 12.2, 4.7, and 6.6% of patients, respectively. The ANSORP study also showed that atypical pathogens account for 25.5% of the cases in which serologic tests were performed.27 But C. pneumoniae (13.4%) and M. pneumoniae (11.0%) were detected in the comparable proportion of CAP patients in this study. Studies from individual countries reveal considerable differences in the burden of atypical pathogens within the region. In general, studies from Japan34 36 37 46 87 and South Korea39 have reported lower proportion of atypical pathogens in CAP, accounting for less than 10% in CAP cases (Table 2). However, studies from China,47 48 49 Taiwan,42 45 and Thailand50 showed the larger role of atypical pathogens. In a multicenter prospective study conducted at 12 centers in seven Chinese cities, atypical pathogens accounted for 31.3% of the cases with CAP when fourfold increase in titers of antibodies were defined as serologic evidence of the infection: M. pneumoniae (13.4%) was the single most prevalent pathogen, followed by S. pneumoniae (6.1%), H. influenzae (5.4%), and C. pneumoniae (4.8%).48 Legionella pneumophila was detected in only 2.8% of the patients, which is in accordance with other studies in Asia.5 27 Other studies from China, including one which used PCR, have reported the similar proportion of atypical pathogens (M. pneumoniae: 10%; C. pneumoniae: 4–5%).27 49 Another report from Hong Kong on 1,193 adult patients with CAP requiring hospitalization showed 6.5% for M. pneumoniae, but still two atypical pathogens accounted for 28% of the patients in whom the etiologic agents were identified.88 Two studies from Taiwan, which included adult CAP patients who were hospitalized, reported that the serologic evidence of M. pneumoniae and C. pneumoniae infection was found in 13.1 to 14.3% and in 7.1 to 11.9%, respectively.41 45 Similar distribution and higher prevalence in mild CAP was also shown in a multicenter, prospective study from Thailand in 1998 to 2001.50 A more recent study at seven centers in Bangkok (2001–2002) using both PCR and serology reported comparable results.89 Despite the existence of many studies on atypical pneumonia in this region, our understanding of the exact role of these pathogens is still inadequate. The diagnosis of CAP caused by atypical pathogens still mostly relies on the serologic tests, which requires serial testing and often yields equivocal results.49 Further studies using molecular techniques can improve the correct understanding about the epidemiology of atypical pathogens.90

The most notable issue concerning M. pnuemoniae is the emergence of resistance to macrolides. As M. pnuemoniae harbors intrinsic resistance to β-lactams, most guidelines for the treatment of CAP recommend the inclusion of macrolides as empirical treatment regimen when the coverage for atypical pathogens are required.28 65 66 91 92 But increased use of macrolides resulted in the emergence of erythromycin-resistant M. pneumoniae in the Asia-Pacific region. After the first report of macrolide-resistant M. pneumoniae in Japan from patients in 2000,93 Matsuoka et al reported the isolation of 13 erythromycin-resistant strains (17%) among 76 M. pneumoniae strains isolated in Japan during 2000 to 2003.94 All but one isolate harbored a point mutation (A2063G/C) in domain V of 23S rRNA gene, a binding site for macrolides. Another surveillance in Japan during 1976 to 2006 revealed that there were no resistant strains prior to 2000, yet the resistance rates were 14.6 and 21.6% in years 2000 to 2004 and 2005 to 2006, respectively.95 The resistance rate in Japan increased further to approximately 45% in 2007 to 2008.96 Macrolide-resistance strains were subsequently reported in China,97 98 99 South Korea,100 and Taiwan.101 Reports from Beijing98 and Shanghai97 revealed remarkable resistance rates of 92% (46/50) and 83% (44/53), respectively. In the latter study, all strains isolated in 2007 and 2008 were resistant to macrolides. A Korean study with 378 isolates during 2000 to 2011 showed a similar picture; there were no resistant strains in 2000, but the resistance rate surged from 2.9% in 2003 to 62.9% in 2011.100 A recent survey from Hong Kong reported the resistance rate of 47.1% (24/51) in 2014 and showed that the macrolide resistance was associated with increasing resistance in multilocus variable-number tandem-repeat analysis type 4-5-7-2.102 A report from northern Taiwan showed that 12.3% of M. pneumoniae isolates were resistant to macrolides.101 In contrast, only one strain was resistant among 30 specimens from Sydney, Australia.103 Previous reports on the macrolide-resistant M. pneumoniae have been concentrated in three East Asian countries: Japan, China, and South Korea. The vast majority of macrolide-resistant M. pneumoniae strains found in Asia harbor point mutations on A2063 or A2064 in 23S rRNA gene. Mutations on A2063 or A2064 result in a high level of resistance to various macrolides, but do not affect the susceptibility to doxycycline or fluoroquinolones.96 Information on the current status in other countries within the Asia-Pacific region is not available. Furthermore, the presence of a considerable regional difference in resistance rates within a single country has been reported.104 Additional studies and enhanced surveillance are urgently warranted to clarify this issue. The clinical course of macrolide-resistant M. pneumoniae was reported to be prolonged; the duration of fever was 2 to 2.5 days longer and cough persisted for more than 4 days longer compared to patients with macrolide-susceptible M. pneumoniae infection.101 105 106 107 Efficacy of macrolide was reduced to 22.7% in cases with resistant strains compared with 91.5% in cases caused by susceptible strains.106 Treatment with broad-spectrum tetracyclines (minocycline and doxycycline) or fluoroquinolones has been suggested, and two small-scale studies reported that minocycline or doxycycline was superior to fluoroquinolone in terms of the duration of fever after the initiation of treatment.108 109 Both classes of antibiotics have safety concerns in children (tooth discoloration and joint/cartilage toxicity, respectively), however, in whom M. pneumoniae infections are most prevalent. Use of fluoroquinolones is further complicated by its tendency to accelerate the emergence of antimicrobial resistance and the relatively high prevalence of tuberculosis in the region. As M. pneumoniae infections are often mild and self-limited, the conservative use of alternative agents other than macrolides only in severe or persistent cases was suggested.110

Klebsiella pneumoniae

Klebsiella pneumoniae accounts for approximately 6% of CAP cases in the ANSORP study,27 while it is infrequently found in the Europe and Americas.30 31 32 33 Even within the Asian-Pacific regions, Australia, Vietnam, and East Asian countries report smaller incidence at ≤3%,35 36 38 39 46 47 48 49 59 111 while a recent report from South Korea showed a higher frequency of K. pneumoniae in elderly patients.40 High burden of CAP caused by K. pneumoniae has been mostly seen in Taiwan (14–25%),45 51 Thailand (10.2%),54 India (13%),55 the Philippines (11%),27 and Malaysia (10.2–17.8%).52 53 112 113 In a worldwide study on K. pneumoniae bacteremia, only 6% of community-acquired K. pneumoniae bacteremia were caused by CAP in the Europe and Americas.114 In contrast, CAP was responsible for 29% of K. pneumoniae bacteremia in Taiwan, which made CAP the leading cause of bloodstream infection by this pathogen. According to a clinical study from Taiwan,115 evaluating clinical outcome of bacteremic CAP caused by K. pneumoniae (49 patients) and S. pneumoniae (44 patients), mortality rate was significantly higher in patients with K. pneumoniae pneumonia (55.1 vs. 27.3%). High mortality rate was also reported in another study from Cambodia (37.5%).116 Among 36 strains of K. pneumoniae tested for antimicrobial susceptibility in the 2008 ANSORP study, all but one were susceptible to ceftriaxone.27 More recent data from Taiwan and Japan also suggest low resistance rate of community-acquired K. pneumoniae in this region, but further surveillance is warranted.115 117

Burkholderia pseudomallei

Melioidosis, which is caused by B. pseudomallei, is an endemic infectious disease in Southeast Asia, Northern Australia, Southern China, and India.118 Humans are infected by exposure to contaminated soil or surface water.119 Incubation period is usually 3 to 14 days, but latency for decades has been reported.120 Clinical manifestations have a broad spectrum, from asymptomatic infections to fulminant illness leading to death.121 Approximately half of the patients with melioidosis present with pneumonia, which makes pulmonary infection the most common clinical presentation.119 Among aforementioned studies, six reported the incidence of pneumonia caused by B. pseudomallei (Table 2). Malaysian study that used multiplex PCR for pathogen detection from 46 adult patients reported that B. pseudomallei accounted for 13% of CAP.52 In this study, 83% were positive by PCR alone and only 17% were culture positive. Among 145 patients with CAP from Northern Thailand, B. pseudomallei was identified in 11%, which is slightly less frequent than S. pneumoniae (11.4%) but more frequent than K. pneumoniae (10.3%).54 The annual incidence of bacteremic melioidosis was reported to be 4.6 and 14.4 cases per 100,000 persons in two Thailand provinces.122 A study on the etiology of severe CAP in Singapore between 1989 and 1993 revealed that B. pseudomallei was identified in 10 cases among 48 patients.57 The presence of endemic melioidosis has been also reported from Northern Australia,123 124 125 126 Cambodia,127 128 Hong Kong,129 India,130 Taiwan,131 and Southern China.132 Melioidosis has been associated with poor outcomes in multiple studies. A retrospective review from Royal Darwin Hospital in Australia reported that its mortality rate in 1989 to 1997 was 92%, although it was reduced to 26% in 1998 to 2013.133 Mortality rate of 20% was reported from the aforementioned Northern Thailand hospital between 1996 and 2002.134 Also, in a case series of 11 patients with imported melioidosis from South Korea, overall mortality rate was 36.4%.135 Ceftazidime, sometimes in combination with cotrimoxazole, has been the treatment of choice during the initial intensive phase.119 Burkholderia pseudomallei is highly susceptible to carbapenems in vitro, and imipenem or meropenem showed comparative outcomes to ceftazidime.136 137 After 2 to 4 weeks of initial intensive therapy, subsequent antimicrobial therapy for eradication of the bacteria should be followed using the combination of cotrimoxazole, doxycycline, and chloramphenicol for longer than 3 months.138

Staphylococcus aureus

Staphylococcus aureus is not a common etiologic agent of CAP, as it accounts for less than 5% of cases.30 32 33 In the Asia-Pacific region, S. aureus has also been found in similar proportion, although there was a report of higher incidence of S. aureus in 10.4% of CAP cases in Japan (Table 2).87 One of the remarkable issues regarding S. aureus is the emergence of community-associated methicillin-resistant S. aureus (CA-MRSA) with varying clinical syndromes and different strains during the last decade.139 Most common presentation of CA-MRSA infections is skin and soft-tissue infection, but CA-MRSA can also cause severe CAP presenting as necrotizing pneumonia.140 141 142 Since the emergence of CA-MRSA in Western Australia in the early 1990s,143 numerous reports on small number of cases have been published from countries in the Asia-Pacific region.144 145 146 147 148 But data on the prevalence of CA-MRSA causing CAP are lacking. A retrospective study from South Korea reported that S. aureus was isolated from 11.1% of cases with pathogens identified, and among them, two-thirds (6/9) were MRSA.40 MRSA accounted for 4.3% of the cases with CAP in a Taiwanese multicenter study.51 However, both studies did not examine the genotypic and phenotypic characteristics of MRSA isolates. In a report from South Korea that studied the community-onset sequence type 72 MRSA-SCCmec type IV infection, the predominant CA-MRSA clone in the country, showed that pneumonia was the focus of infection in 19% of the cases.149 A multinational study conducted by ANSORP in 2004 to 2006 provided the most comprehensive information on the epidemiology of CA-MRSA in the Asia-Pacific region.150 This multinational study collected 1,463 S. aureus isolates from various community-acquired infections, of which 373 (25.5%) were MRSA. Respiratory infection was the second most common type of infection (8.3%), following skin and soft-tissue infection (66.7%). Albeit more susceptible than hospital-acquired MRSA (HA-MRSA), CA-MRSA isolates from Asian countries also showed considerable resistance to gentamicin (61.2%), ciprofloxacin (52.5%), clindamycin (91.6%), tetracycline (69.3%), and trimethoprim/sulfamethoxazole (31.3%). There have been insufficient data on the exact incidence of CAP caused by CA-MRSA in this region. CA-MRSA pneumonia is often associated with poor clinical outcome, which emphasizes the importance of early appropriate treatment.151 Therefore, further study on the epidemiology of CA-MRSA pneumonia in the Asia-Pacific region is of critical importance.

Clinical Outcomes and Socioeconomic Burden of CAP in the Asia-Pacific Region

Studies published since 2000 on the mortality caused by CAP in the Asia-Pacific region are summarized in Table 4. Reported mortality rates varied between 1.1 and 30%, depending on the country, study population, and hospitalization. But with some exceptions, mortality rates were between 5 and 15%, while a recent study showed moderately improved outcomes compared with a previous review.61 Although it is difficult to draw a conclusion from these limited data, countries with more advanced economy seem to show better outcomes with regard to pneumonia-specific mortality. Older age,152 153 154 comorbidities,27 154 nursing home residence,27 and poor performance status152 154 were associated with worse outcome, as in other regions of the world.

Table 4. Mortality rates of adult patients with CAP in the Asia-Pacific region.

Country Year Reference No. of cases Mortality rate (%)
ANSORP 2002–2004 Song et al27 955 7.3
Australia 2004–2006 Charles et al43 885 5.6
Australia 2005–2007 Rémond et al111 293 1.1
Indonesia 2007–2009 Farida et al58 148 30
Japan 1999–2002 Fujiki et al154 227 11.3
Japan 2012 Morimoto et al9 1,772 8
Malaysia 2002–2003 Loh et al112 108 12
New Zealand 1999–2000 Chambers et al12 474 6.1
South Korea 2007–2008 Jeon et al40 175 5.7
South Korea 2008–2010 Lee et al153 693 4.4 (age ≥ 65);
0.5 (age 50–65)
South Korea 2009–2011 Kim et al172 883 4.5
Taiwan 2001–2002 Lauderdale et al41 168 8.3
Taiwan 2007–2008 Lee et al45 208 13.9
Thailand 1998–2001 Wattanathum et al50 245 17.5
Thailand 2001–2002 Reechaipichitkul et al54 254 5.9
Thailand 2002–2003 Olsen et al24 777 9
Thailand 2004–2006 Prapasiri et al22 4,993 3
Vietnam 2009–2010 Takahashi et al59 174 9.8

Abbreviations: ANSORP, Asian Network for Surveillance of Resistant Pathogens; CAP, community-acquired pneumonia.

A relatively small number of studies on the economic burden of CAP have been performed in the Asia-Pacific region. A multicenter study from Korea over a decade estimated that the mean direct medical cost was US$7,452 per case, with no difference among age and risk groups.152 In New Zealand, the direct medical cost was estimated at US$636 per episode, which would translate into the national cost of US$16.8 million.11 The total annual cost, which includes direct and indirect medical cost and loss of productivity, was US$36.6 million. Chen et al conducted a study to evaluate the cost benefits of pneumococcal vaccination and, in the process, estimated the national cost of CAP in the elderly to be US$30 million each year.155 Another study on the cost of CAP in China reported the median cost for hospitalization to be US$556.50.156 Because direct and indirect costs caused by the medical condition are determined by multiple socioeconomic factors, direct comparison of the cost between countries is not appropriate. But the published data invariably revealed that the economic burden of CAP is quite significant, especially in countries with limited resources.

Summary

The Asia-Pacific region shows its own landscape of CAP with regard to the incidence, etiologic pathogens, antimicrobial resistance, clinical outcomes, and socioeconomic burden of the disease, reflecting the diversity of the region. Since data on major issues of CAP need to be further collected in many countries in the region, appropriate and continuous surveillance of CAP is strongly warranted given the clinical and socioeconomic importance of the disease.

Acknowledgments

None.

Conflict of Interest All authors have nothing to declare.

Funding

This study was partly supported by a grant from the Korean Health Technology R&D Project, Ministry of Health & Welfare, Republic of Korea (Grant No. HI12C0756), and partly by the Asia Pacific Foundation for Infectious Diseases.

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