ABSTRACT
Neurovascular pathologies of the central nervous system (CNS), which are associated with barrier dysfunction, are leading causes of death and disability. The roles that neuronal and glial progenitors and mature cells play in CNS angiogenesis and neurovascular barrier maturation have been elucidated in recent years. Yet how neuronal activity influences these processes remains largely unexplored. Here, we discuss our current understanding of how neuronal and glial development affects CNS angiogenesis and barriergenesis, and outline future directions to elucidate how neuronal activity might influence these processes. An understanding of these mechanisms is crucial for developing new interventions to treat neurovascular pathologies.
KEY WORDS: Angiogenesis, Blood-brain barrier, Blood-retina barrier, Neurovascular unit, Basement membrane, Neuroglial progenitors, Neuronal activity, Radial glia, Astrocytes, Müller glia, Retinal waves, Light response
Summary: This Review discusses how neuronal and glial development affects CNS angiogenesis and barriergenesis, and how this might lead to new interventions to treat neurovascular pathologies.
Introduction
Vascular diseases of the central nervous system (CNS) are leading causes of long-term disability in adults worldwide and are among the top ten causes of death in children. Stroke is the fifth-most frequent cause of death and the greatest contributor to adult disability in the USA (Kochanek et al., 2017). CNS autoimmune diseases (e.g. multiple sclerosis; MS) and neurodegenerative diseases (e.g. Alzheimer's disease), which affect approximately 1 million (Wallin et al., 2019) and 5.8 million (Collaborators: GBD, 2016: Dementia, 2019) Americans, respectively, are also associated with vascular pathologies that contribute significantly to disease pathogenesis and progression (reviewed by Spencer et al., 2018; Sweeney et al., 2018). In the eye, diabetic retinopathy is the main cause of adult blindness within the working-age population of industrialized nations, and retinopathy of prematurity is a significant cause of blindness in preterm infants (see also Liegl et al., 2016; Prokofyeva and Zrenner, 2012). These statistics highlight the importance of correct vascularization in the CNS and indicate that neuronal/glial and vascular compartments functionally depend on each other in both normal and pathological states. Understanding how neurons and glia affect neurovascular development and maturation in the healthy CNS is therefore crucial to developing therapies aimed at restoring this delicate relationship in disease.
The CNS is vascularized primarily by angiogenesis, a process in which new blood vessels sprout from the existing perineural plexus that surrounds the neural tube. As they develop, CNS blood vessels are in close contact with both neuronal and glial cells and form a neurovascular unit (NVU; Fig. 1A). Reciprocal interactions between vascular components (endothelial cells, endothelial-derived basement membrane and mural cells, such as pericytes and vascular smooth muscle cells) and neuroglial components (neurons, oligodendrocytes, microglia, astrocytes and astrocyte-derived basement membrane) of the NVU not only regulate proper angiogenesis but also confer unique barrier properties to the neurovasculature, namely the blood-brain barrier (BBB) in the brain and the blood-retinal barrier (BRB) in the eye. In this Review, we summarize our current understanding of how neuronal and glial progenitors and mature cells in the brain and retina influence angiogenesis as well as BBB and BRB maturation, respectively. We then compare and contrast the development of neuronal and glial cell types with that of the neurovasculature (angiogenesis and barrier maturation) in these two distinct CNS regions. Finally, we discuss the timing of neural circuit formation and the establishment of synaptic activity in relation to the maturation of the neurovascular barrier properties in the brain and the retina, and we propose avenues for future studies to address how neuronal activity influences CNS angiogenesis and the formation of neurovascular barriers.
BBB/BRB integrity depends on proper NVU assembly and organization
The NVU is essential for neurovascular coupling, the regulation of blood flow and the establishment of neurovascular barrier properties (reviewed by Iadecola, 2017; Liebner et al., 2018). Within the NVU, endothelial cells interact either directly (in the case of pericytes and smooth muscle cells) or indirectly (in the case of astrocytes) with other cells via the vascular basement membrane (BM, Fig. 1A). The vascular BM contains extracellular matrix (ECM) components derived from multiple cell types (see Table 1 for a summary of NVU cell sources that secrete various ECM proteins). Laminins, a class of glycoproteins made of α-, β- and γ-chains, and collagen IV are two main components of the vascular BM. Endothelial cells primarily secrete laminin α4 and α5 (Sixt et al., 2001; Vanlandewijck et al., 2018), whereas astrocytes produce laminin α2 and α5 (Sixt et al., 2001; Stenzel et al., 2011). Although endothelial cell- and astrocyte-derived laminins form a composite structure in the healthy CNS (Fig. 1A), these two components of the vascular BM can become anatomically separated during CNS inflammation, e.g. in the case of experimental autoimmune encephalomyelitis (EAE), an animal model of MS (Sixt et al., 2001). Mural cells also produce laminin α2, α4 and α5 (Menezes et al., 2014; Nirwane et al., 2019; Sixt et al., 2001; Vanlandewijck et al., 2018). The cellular sources of laminin β and γ chains are not fully understood. Laminin β1 and γ1 are produced by all three NVU cell types, whereas laminin β2 and γ3 are deposited primarily by astrocytes with some contribution from mural (β2) and endothelial cells (γ3), respectively (Biswas et al., 2017, 2018; Chen et al., 2013; Gautam et al., 2016; Gnanaguru et al., 2013; Sixt et al., 2001; Vanlandewijck et al., 2018; Yao et al., 2014). In contrast to the complexity of laminin chain secretion, collagen IV is produced by all three NVU cell types (reviewed by Baeten and Akassoglou, 2011). Endothelial cells, mural cells and astrocytes interact with the vascular BM via various cell surface receptors, such as integrins and dystroglycan (see Table 2 for a summary of integrin receptors expressed by each cell type). Microglia, the resident immune cells of the CNS, and perivascular macrophages also make contacts with the astrocyte-derived vascular BM (Fig. 1A). Neurons, notably, do not make direct contact with either endothelial cells or the vascular BM, but interact directly with pericytes and astrocytes to influence NVU function [see Iadecola (2017) for further details on neurovascular coupling].
Table 1.
Table 2.
The barrier properties of CNS blood vessels are mediated by two primary cell biological mechanisms that control transport from the blood into the CNS and vice versa. First, CNS endothelial cells form several types of cell-cell junctions (Fig. 1B). These include impermeable tight junctions, which prevent the movement of small molecules between endothelial cells, establishing a paracellular barrier. The major tight junction proteins at the BBB/BRB are the transmembrane proteins claudin 5, claudin 12 and occludin, which interact with similar proteins in the adjacent cell to form tight junctions, and zonula occludens (ZO) 1, ZO2 and ZO3 proteins, which anchor junctional proteins to the cytoskeleton (Fig. 1B) (reviewed in detail by Liebner et al., 2018; Zhao et al., 2015). CNS endothelial cells also form adherens and gap junctions (Fig. 1B), which play crucial roles in cell adhesion, cell communication, response to shear stress and regulation of neurovascular coupling (see Baeyens et al., 2016; Iadecola, 2017; Wallez and Huber, 2008 for reviews). Although tight junction proteins predominantly regulate paracellular permeability between CNS endothelial cells by establishing a very tight seal, adherens junction proteins (e.g. VE-Cadherin, and α-, β- and γ-catenins) are also crucial to orchestrate the assembly of tight junctions (Taddei et al., 2008) and mediate endothelial cell-pericyte interactions (Li et al., 2011). Second, CNS endothelial cells have negligible transcellular permeability due to a low rate of receptor-mediated transcytosis, which is regulated by a low number of caveolae combined with the absence of fenestrae (Fig. 1B). These properties limit the movement of larger proteins, antibodies and immune cells across endothelial cells. To overcome these two physical barriers, CNS endothelial cells express a large number of passive and active transporters that shuttle nutrients and ions across blood vessels into the CNS and regulate the efflux of toxins and drugs out of the CNS (Fig. 1B). These essential barrier properties are shared among endothelial cells in the brain and the retina (Runkle and Antonetti, 2011). However, as we discuss below, there are some differences between these two CNS regions with regard to how neurovascular barrier properties arise and are maintained.
The role of the ECM in NVU assembly and barrier formation in the brain
As the vascular BM plays a crucial role in NVU assembly and barrier maintenance in the brain and the retina, genetic and pathological conditions associated with changes in vascular BM composition lead to perturbation of neurovascular barrier properties. For example, loss of the pro-collagen type IV alpha 1 gene (Col4a1) in mice causes vascular BM disorganization and cerebral hemorrhage (Gould et al., 2005). Similarly, deletion of the laminin α2 chain gene (Lama2) (Menezes et al., 2014) or astrocyte-specific deletion of the laminin γ1 chain (Chen et al., 2013) causes BBB leakage, hemorrhagic stroke, deficits in pericyte differentiation and loss of astrocyte endfeet polarization around blood vessels, and is associated with disorganization of tight junctions at the BBB (Yao et al., 2014). Consistent with the phenotypes observed in laminin-deficient mice, neuronal- and glial-specific deletion of dystroglycan, a major receptor for laminins, increases BBB permeability (Menezes et al., 2014). In addition, loss of integrin αvβ8, an ECM receptor responsible for transforming growth factor β1 (TGFβ1) activation, has been shown to be important for CNS angiogenesis and barriergenesis. Global deletion of integrin αv causes increased CNS angiogenesis as well as intracerebral hemorrhage (Bader et al., 1998). Similarly, global deletion of integrin β8 also increases CNS angiogenesis and perivascular astrogliosis, presumably owing to diminished integrin-mediated TGFβ1 activation. However, endothelial cell tight junction integrity remains unaffected in β8-deficient strains (Mobley et al., 2009). In addition, neuroepithelium-specific deletion of integrin β8 leads to increased vascular sprouting and brain hemorrhage owing to hypo-activation of TGFβ1 signaling (Arnold et al., 2014), a phenotype similar to that of endothelial cell-specific TGFβ receptor 2 (Tgfbr2) mutant mice (Nguyen et al., 2011). However, as TGFβ signaling also plays a crucial role in CNS angiogenesis, the hemorrhagic phenotype of these mice may be secondary to abnormal vascular growth rather than due to BBB dysfunction (Arnold et al., 2014). A recent study has further elucidated the mechanisms by which integrin αvβ8 facilitates TGF-β1 activation in the CNS, showing that it acts via LRRC33, a ‘milieu’ molecule localized on the surface of microglia. Mice deficient for Lrrc33 exhibit neurological abnormalities; however, their CNS vasculature is normal, suggesting that the CNS neuroglial and vascular milieus activate TGFβ1 signaling in different manners (Qin et al., 2018). On the other hand, neuropilin 1 (Nrp1), which is expressed by brain endothelial cells, suppresses TGFβ1 activation by forming an intercellular complex with integrin β8 (Hirota et al., 2015). In summary, these genetic loss-of-function studies of ECM proteins and their cognate receptors underlie the importance of the proper NVU assembly for neurovascular development and BBB function.
In addition to proper NVU cell assembly, the correct polarization of glial endfeet around the vasculature is crucial for maintaining vascular barrier properties. In the brain, astrocytes are the only glial cells that express the water channel protein aquaporin4 (Aqp4) at their endfeet (Hubbard et al., 2015). In EAE, astrocyte endfeet lack polarized expression of Aqp4 and dystroglycan, leading to increased BBB permeability (Wolburg-Buchholz et al., 2009). However, the role of Aqp4 in BBB function is actively under debate, as some studies have shown that glial-specific deletion of Aqp4 reduces brain water content without affecting BBB permeability (Haj-Yasein et al., 2011). Loss of pericytes also causes BBB impairment (Armulik et al., 2010; Daneman et al., 2010). However, the phenotypes observed in pericyte-deficient mice are likely due to multiple factors, including changes in endothelial cell-specific gene expression, alterations in laminin deposition in the vascular BM and abnormal glial endfeet polarization around CNS blood vessels (Armulik et al., 2010; Daneman et al., 2010).
The role of the ECM in NVU assembly and barrier formation in the retina
Within the retina, vascular BM proteins are also essential for NVU assembly and BRB function. Global deletion of laminin β2 chain or β2 and γ3 chains together causes BRB leakage in the retina (Gnanaguru et al., 2013). Similarly, endothelial cell-specific deletion of integrin β1 perturbs the formation of adherens junctions, leading to aberrant polarization and lumen defects in retinal endothelial cells (Zovein et al., 2010) as well as vascular leakage (Yamamoto et al., 2015). Loss of pericytes also leads to BRB disruption (Park et al., 2017). Similar to what has been described in the brain, retinal astrocytes express integrin αvβ8, and Nestin-Cre-mediated deletion of either αv or β8 chains leads to retinal vascular abnormalities, including vascular tufts as well as intraretinal hemorrhage (Hirota et al., 2011). Moreover, Müller glia- and neuron-specific deletion of integrin β8 reduces TGF-β1 signaling and leads to increased vascular growth in the superficial plexus as well as hemorrhage within the retina, which could be due to either a secondary effect of abnormal vascular growth or to impaired BRB formation (Arnold et al., 2012).
Aqp4 is also implicated in BRB formation in the retina. However, in contrast to its expression in the brain, Aqp4 is expressed at the endfeet of two retinal glial cell types: astrocytes that surround the superficial vascular plexus; and Müller glia that contact the deeper vascular plexus (Nicchia et al., 2016). Interestingly, Aqp4−/− mice exhibit vascular leakage only in the deep retinal plexus (Nicchia et al., 2016), suggesting that Aqp4 is crucial in Müller glia, but not in astrocytes, for BRB integrity. These contrasting results between the brain and the retina suggest a complex role for Aqp4 in maintaining the vascular barrier properties of these two CNS regions, which may depend on either cell-intrinsic properties of the vascular bed or its surrounding microenvironment.
Developmental timeline of angiogenesis and BBB/BRB maturation in relation to neuronal and glial cell fate specification and neuronal activity in the developing CNS
In order to obtain a comprehensive understanding of how neurons and glia together regulate CNS angiogenesis and BBB/BRB maturation, it is important to compare the developmental timing of angiogenesis and BBB/BRB maturation with that of neurogenesis and gliogenesis and the establishment of neuronal activity in both the brain and the retina (Figs 2 and 3).
The relationship between neuronal and glial specification, and vascular development in the brain
Brain angiogenesis has mostly been studied in the context of the cerebral cortex; therefore, for the purpose of this Review, we focus primarily on this region. Neurogenesis in the mouse cerebral cortex occurs primarily during the embryonic phase of development. Starting from embryonic day (E) 10.0-11.5, neural progenitor cells expand in the ventricular zone and begin to differentiate into radial glia and cortical progenitors that give rise to both neurons (early) and astrocytes (later). The differentiation of radial glial cells into layer-specific neuronal subtypes begins at E11.5 and peaks around E14.5 (Martynoga et al., 2012; van den Ameele et al., 2014), although the inside-out migration of terminally differentiated neurons along radial glial processes in the cortex continues throughout the first postnatal week of development (Fig. 2A) (reviewed by Farhy-Tselnicker and Allen, 2018; Thion and Garel, 2017). The differentiation of oligodendrocytes from progenitor cells begins around E13.0-E14.5 in ventral regions of the brain and peaks between E16.5 and E18.5 in both the ventral and dorsal forebrain, including the cortex; however, a second distinct wave of oligodendrogenesis has also been reported during postnatal development (Fig. 2A) (reviewed by Rowitch and Kriegstein, 2010). Astrogenesis in the cortex begins after the wave of neurogenesis. Around E18.5, radial glial cells undergo a potency switch to generate astrocytes rather than neuronal lineages. During postnatal development, astrocyte precursors migrate to their final position and begin to acquire markers of fully mature astrocytes. However, they retain the ability to divide mitotically and can proliferate locally, which accounts for the large expansion of the astrocyte pool observed during the first postnatal month of cortical development (Fig. 2A) (reviewed by Farhy-Tselnicker and Allen, 2018; Martynoga et al., 2012). The formation of synapses in the cortex starts around E16.5; however, synapses exhibit mature morphology only around the third postnatal week of development, when the neural circuits become fully mature through activity-dependent synaptic pruning (Fig. 3A) (reviewed in detail by Farhy-Tselnicker and Allen, 2018; Thion and Garel, 2017).
Forebrain angiogenesis in the mouse was traditionally thought to begin at E10.0-E11.5, to peak around birth and then to gradually decline until postnatal day 25 (P25) when the vascular network becomes functionally mature and quiescent (reviewed by Engelhardt and Liebner, 2014). However, recent RNA sequencing studies suggest the existence of a second wave of postnatal brain angiogenesis that has not been appreciated in previous studies (Corada et al., 2019; Hupe et al., 2017). These studies have shown that endothelial cell-specific mRNA transcripts encoding: (1) angiogenic tip markers (e.g. Egfl7, Mcam, Apln and Lamb1); (2) signaling factors that regulate CNS angiogenesis, such as components of the VEGF (e.g. Flt1, Flt4 and Nrp1), Notch (e.g. Notch4, Dll4, Nrarp, Hes1 and Jag1) and Wnt (e.g. Nkd1, Tcf7, Axin2 and Ppard) pathways; (3) cell proliferation markers; or (4) cell cycle markers are decreased between E15.5 and E18.5 in the forebrain when compared with E11.5-E13.5, but exhibit a rapid increase in levels during the first week after birth (P5 and P9), indicative of a potential second wave of angiogenesis (Corada et al., 2019; Hupe et al., 2017). These molecular studies are supported by analyses of endothelial cell proliferation (e.g. via BrdU incorporation) and in vivo two-photon imaging of endothelial cell sprouts in the postnatal murine cortical vasculature, which demonstrate increased endothelial cell proliferation and sprouting from P5 to P10, followed by a gradual decline and quiescence by P25 when endothelial cell profileration ceases in the cortex (Harb et al., 2013). Moreover, endothelial cell ablation of β-catenin (Ctnnb1) or Axin overexpression (i.e. Wnt loss of function) result in hypovascularization of the postnatal forebrain (Martowicz et al., 2019), suggesting continuous postnatal angiogenesis. Therefore, forebrain angiogenesis appears to exhibit two distinct waves – an embryonic and a postnatal phase. The first rapid embryonic phase of angiogenesis in the developing cortex (E10.5-E15.5) likely corresponds to the developmental period during which progenitor cells undergo extensive proliferation to increase the size of the brain and are specified into layer-specific neuronal subtypes that migrate from deep to superficial layers of the cortex; oligodendrocyte differentiation and migration also occurs during this period (Fig. 2A,A′) (Martynoga et al., 2012; Toma and Hanashima, 2015). The decline in transcription of angiogenic markers in brain endothelial cells, which takes place between E15.5 and E18.5 (Hupe et al., 2017), occurs when astrocytes start to differentiate (Bayraktar et al., 2014). Thus, initiation of astrocyte differentiation may promote the transition from angiogenesis to vascular maturation characterized by acquisition of BBB properties (see below; Fig. 2A and A′). In contrast, the second postnatal wave of angiogenesis (P5-P10) in the developing cortex may be driven by activity-dependent mechanisms (neuronal activity), which have been shown to play a role in refining the CNS vasculature to match the metabolic demands of neurons (discussed below; Fig. 3A) (Lacoste et al., 2014).
It is important to note that the cerebellum is unique among other brain regions. The major neuronal and glial cell types in the cerebellum are specified and mature during postnatal development (Espinosa and Luo, 2008), although the territory that gives rise to the cerebellum is specified as early as E8.5 (Butts et al., 2014). Cerebellar vascular development also occurs exclusively during postnatal stages, starting at E18 when cerebellar development is initiated and continuing until P30-P45 when the cerebellum becomes functionally mature (Martinez et al., 2013; Zhou et al., 2014). Therefore, the development of the neurovasculature and the signaling pathways governing angiogenesis and barriergenesis in the cerebellum are more similar to those in the retina than the rest of the brain (see below for more details).
The development of the BBB begins immediately after the first (embryonic) wave of angiogenesis in the forebrain. Anatomical and functional studies of barrier development have suggested that BBB specification starts with the induction of a subset of barrier-specific genes, including those encoding tight junction-associated proteins (claudin 5, occludin and ZO1) and the glucose transporter (Glut1/Slc2a1), at early embryonic stages (E10.0-E11.5) in response to inductive signals (e.g. Wnts) derived from both neuronal and glial progenitor cells (Daneman et al., 2009; Liebner et al., 2008; Stenman et al., 2008). Recent bulk RNA sequencing data have confirmed these initial observations, i.e. that the majority of BBB-associated transcripts start to be translated by E11.5-E12.5 (Hupe et al., 2017). However, analysis of the translation of all BBB-associated transcripts during embryonic and postnatal development has revealed six important features about BBB maturation. First, distinct BBB transcripts are induced and translated at different developmental stages of CNS development. For example, transcripts and proteins for most adherens and tight junction-associated proteins (e.g. Cdh5, Cldn5, ZO1, Jam and Ocld) are highly expressed in early development, whereas transcripts for the majority of organic ion transporters (e.g. Slc28a8, Slco2b1 and Slco1a4) are induced strongly in the postnatal stages (P5-P9) (Hupe et al., 2017; Martowicz et al., 2019). Second, there is a large heterogeneity in BBB maturation even within vascular beds located in the same CNS region (Hupe et al., 2017). Third, the decrease in angiogenesis-related genes between E14.5 and E16.5 corresponds to an increase in the expression of several key transcription factors (Foxf2, Foxl2, Foxq1, Lef1 and Sox17) that play crucial roles in BBB maturation (Hupe et al., 2017; Martowicz et al., 2019; Reyahi et al., 2015). However, two additional key BBB maturation factors (Ppard and Zic3) only appear at E17.5-E18.5. Foxf2 and Zic3 induce most barrier-specific genes when tested in vitro using human umbilical cord vein cells (HUVECs), suggesting that they are master regulators of BBB specification (Hupe et al., 2017). In addition, Foxf2 and Sox17 are genetically implicated in barrier specification and maintenance (Corada et al., 2019; Reyahi et al., 2015); however, there have been no functional studies for other transcription factors implicated in barrier formation. Fourth, the expression of some of the BBB-inducing transcription factors in later gestation (E15.5-E18.5) coincides with maturation of the primitive BBB initiated earlier in development (E11.5-E13.5). For example, during late gestation, brain endothelial cells suppress caveolae-mediated transport via induction of Mfsd2a and suppression of PLVAP (PV-1; Meca32) expression to ensure a decrease in caveolae number and elimination of endothelial cell fenestrae (Ben-Zvi et al., 2014; Chow and Gu, 2015; Hallmann et al., 1995). These transcriptional changes ensure maturation of the transcellular barrier of the neurovasculature (Figs 2A and 3A). Fifth, cerebral vessels located in the pia matter significantly increase their transendothelial electrical resistance, a functional readout of the mature paracellular barrier that is regulated by tight junctions, only prior to birth (Butt et al., 1990), although these vessels express tight junction-associated proteins earlier in development. These findings suggest that the maturation of the paracellular barrier follows that of the transcellular barrier in the brain vasculature (Fig. 2A), albeit with the caveat that the Butt et al. study was focused on the pial vasculature, rather than on the vessels inside the parenchyma, due to feasibility of electrophysiological measurements. Sixth, transcripts encoding a subset of BBB-associated transporters, including ABC (e.g. Abcb1a/Mdr1a and Abcc4), amino acid (e.g. Slc1a1 and Slc1a3) and organic ion (e.g. Slco1a4, Slco2a1 and Slcob1) transporters, are highly upregulated only during postnatal development (Martowicz et al., 2019), when astrocytes mature and ensheath brain capillaries. Thus, astrocytes may play a crucial role in regulating the expression of transporters, despite the fact that they are not necessary for formation of the paracellular and transcellular barriers, as these features of the neurovasculature are developed even when astrocyte maturation in the cortex is delayed by elimination of FGF2 (Saunders et al., 2016). Overall, these analyses indicate that barrier development and maturation occur gradually, spanning both embryonic and postnatal phases of brain development.
The relationship between neuronal and glial specification and vascular development in the retina
Neuronal development in the murine retina occurs during two major phases, beginning at E10 and continuing until P11 (Fig. 2B) (Rapaport et al., 2004). Cone photoreceptors, ganglion, horizontal and amacrine cells are all born during the embryonic phase, whereas bipolar cells and Müller glia are born postnatally (Fig. 2B). Rod photoreceptors appear throughout both phases, peaking at birth (Varshney et al., 2015). In contrast to the brain, astrocytes are not born in the retina but they enter via the optic nerve, beginning at E17.5-E18.5, and migrate radially towards the periphery (Chan-Ling et al., 2009). Various forms of neuronal activity occur in distinct phases of postnatal retina development, mirroring the specification of distinct neuronal subtypes (Fig. 3B). From E16.5 to P0, retinal activity (in the form of waves) is propagated by gap junctions and adenosine signaling (Fig. 3B) (Torborg and Feller, 2005). From birth to P10, there is a major switch to cholinergic retinal waves that are propagated mostly by nicotinic acetylcholine receptors (nAChRs) and inhibited by toxins directed against nAChR subunits (Fig. 3B) (Bansal et al., 2000). Finally, as the eyes open (P10-P14), excitatory waves of neural activity in the retina switch from cholinergic to glutamatergic, and are blocked by glutamate receptor antagonists (Fig. 3B) (Bansal et al., 2000). Mice lacking the β2 nAChR subunit exhibit premature onset of the glutamatergic retinal wave by P8 (Bansal et al., 2000). In contrast, mice lacking vesicular glutamate transporter 1 [vGluT1−/− (Slc17a7−/−) mice] exhibit persistent cholinergic retinal waves (Blankenship et al., 2009), indicating that glutamatergic activity is required to suppress cholinergic waves in the retina. The majority of neuronal activity in the mouse retina from P14 onwards is light mediated (i.e. photoreceptor dependent) (Fig. 3B), although a recent study reported light-dependent photoreceptor activity even prior to eye opening (P8-P10) (Tiriac et al., 2018). In contrast, light-responsive activity of intrinsically photosensitive melanopsin ganglion cells occurs from embryonic development (E16.5) into adulthood (Fig. 3B) (Rao et al., 2013; Sekaran et al., 2005). Thus, the specification of neuronal and glial cell fates, and the establishment of neural activity in the retina overlap significantly with vascular development and BRB maturation (Figs 2B and 3B).
In contrast to the brain, angiogenesis in the mouse retina occurs entirely during postnatal development. After birth, embryonic hyaloid vessels gradually regress as retinal vessels grow into the superficial, intermediate and deep vasculature (Fig. 2B,B′). The superficial vasculature expands radially from the optic nerve head (ONH) towards the retinal periphery over the ganglion cell layer (P0-P8), following a template established by astrocytes. Vascular sprouts from the superficial vessels then dive into the retina guided by Müller glial processes (Stone et al., 1995) and form the deep vascular plexus within the outer plexiform layer (P8-P12). Finally, the intermediate vascular plexus arises in the inner plexiform layer (P12 onwards), completing vascularization by P21 (Fig. 2B,B′) (see Stahl et al., 2010 for a detailed review of retinal angiogenesis).
Structurally, there are two types of BRBs in the mammalian retina. The outer BRB is composed of the retinal pigment epithelium and its underlying BM, separating photoreceptors from choroidal circulation. The inner BRB separates neurons and glia from retinal circulation by means of a structural barrier formed by retinal endothelial cells that possess the same cell biological mechanisms as those described above for brain endothelial cells forming the BBB (Fig. 1B) (Runkle and Antonetti, 2011). A recent study has suggested that the inner BRB is established as early as P3-P5 in the more mature part of the superficial vascular plexus of the central retina, whereas immature vessels around the growing vascular front remain leaky. However, BRB maturation (establishment of both paracellular and transcellular barrier properties) is completed throughout the superficial and deep vascular beds by P10; the intermediate plexus possesses an intact BRB from its emergence (Chow and Gu, 2017). Moreover, it has been suggested that retinal endothelial cells possess functional tight junctions (i.e. a mature paracellular barrier) at P1, and that establishment of the BRB along the expanding superficial vascular tree is achieved only by gradual suppression of transcellular permeability from P1 to P10 (Chow and Gu, 2017), a feature that seems unique to the retina and is not observed in the brain vasculature (see above). In contrast, using a small-molecule biocytin-tetramethylrhodamine tracer (∼890 Da), which crosses the vascular barrier via the paracellular pathway (Knowland et al., 2014; Lengfeld et al., 2017; Lutz et al., 2017), we demonstrated that the paracellular barrier of the superficial plexus is immature at P1 but gradually matures between P10 and P18 (Fig. 3B) (Mazzoni et al., 2017). Our finding suggests that the transcellular BRB matures before the paracellular BRB in the retina, similar to the developmental timeline for BBB maturation in the brain (Fig. 3A,B). Therefore, in our view, the BBB and BRB mature in a similar manner (compare Fig. 3A with B). Because the specification of neuronal and glial cell fates and the establishment of neural activity overlap significantly with vascular development and BRB maturation in the retina, it is likely that both mature neuronal and glial cells as well as neural activity play a major regulatory role in angiogenesis and vascular barrier formation (Figs 2B and 3B).
Glial- and neuronal-derived signals that promote CNS angiogenesis and barriergenesis
Glial-mediated regulation of angiogenesis and barriergenesis in the brain
Glial cells regulate several aspects of forebrain angiogenesis by secreting both pro- and anti-angiogenic factors (Fig. 4A). Three major types of glial cells are found in the cerebral cortex: radial glia, which give rise to both neuronal and glial progenitor cells; and two mature glial cells – oligodendrocytes and astrocytes. Several Wnt ligands (Wnt7a and Wnt7b) are expressed by these cells in the embryonic mouse cortex (Daneman et al., 2009; Stenman et al., 2008) (Fig. 4A). Genetic ablation of Wnt7a and Wnt7b or blockade of neuroepithelium-derived Wnt activity in endothelial cells perturbs both brain angiogenesis and BBB integrity (Daneman et al., 2009; Liebner et al., 2008; Stenman et al., 2008; Zhou and Nathans, 2014; Zhou et al., 2014). Although Wnt signaling is required in the initial phases of angiogenesis (E10. 5-E12.0), it is unclear whether it is necessary for later embryonic and postnatal stages of brain angiogenesis. Genetic ablation of β-catenin (Ctnnb1) in CNS endothelial cells after E11.5 does not suppress expression of angiogenesis-associated mRNA transcripts, although it does abolish induction of BBB-associated transcripts (Hupe et al., 2017). Although the direct effects of β-catenin (Ctnnb1) ablation in CNS angiogenesis (e.g. effects on cell profileration or angiogenic sprouting) were not tested, this finding suggests that Wnt/β-catenin signaling may play a more prominent role in the induction of BBB properties at late gestation, rather than in CNS angiogenesis. However, a recent study showed that endothelial cell ablation of β-catenin (Ctnnb1) or Axin overexpression results in mild hypovascularization of the postnatal brain (Martowicz et al., 2019). This effect was mediated by Sox17 (a Wnt/β-catenin transcriptional target), which induces VEFGR2 expression in endothelial cells rendering them responsive to VEGFA (Martowicz et al., 2019). Thus, Wnt/β-catenin signaling seems to be required for both embryonic and postnatal angiogenesis in the cortex, in addition to its undisputable role in BBB development. Consistent with the ability of Wnt signaling to induce BBB properties are recent in vivo studies showing that activation of the Wnt/β-catenin pathway in leaky vessels of the circumventricular organs partially induces BBB properties (Benz et al., 2019; Wang et al., 2019).
Radial glial cells can also stabilize vessels within the embryonic cerebral cortex by inhibiting Wnt signaling in endothelial cells. Ablation of radial glia decreases cortical angiogenesis and causes vascular hemorrhage (Ma et al., 2013). A recent study showed that radial glia secrete TGF-β1, which promotes both endothelial cell migration and tube formation in vitro (Siqueira et al., 2018) (Fig. 4A). In vivo, loss of TGFβ1 expression in radial glia reduces vascular growth in the cerebral cortex, whereas gain of TGF-β1 expression in the endothelium causes the opposite phenotype (Siqueira et al., 2018). Finally, neural- or glial progenitor-derived vascular endothelial growth factor A (VEGFA) is also crucially important for vascular growth in the brain (Fig. 4A). The reduction of VEGFA levels within neural progenitor cells leads to decreased vascular sprouting in the forebrain as early as E10.5, well before the differentiation of astrocytes has begun (Haigh et al., 2003; Raab et al., 2004), suggesting a crucial role for radial glia or progenitor-derived VEGF-A in CNS angiogenesis (Fig. 4A).
Immature and mature astrocytes also regulate developmental angiogenesis in the cerebral cortex. Loss of mature astrocytes reduces cortical vascular density during early postnatal development (Ma et al., 2012). Astrocytes of the adult brain have been reported to express Src-suppressed C-kinase substrate (SSeCKS), which decreases expression of astrocyte-derived VEGFA and induces expression of Ang-1, a factor involved in vessel stability (Lee et al., 2003). Similarly, loss of NG2+ oligodendrocyte or astrocyte precursor cells leads to reduced vascular density in the cerebral cortex (Minocha et al., 2015), although the precise molecular mechanisms underlying this phenotype remain unclear. Our current understanding of the role of astrocyte-derived signals in regulation of BBB physiology is very limited, despite some early studies claiming that astrocytes are crucial for BBB development. Because astrocytes differentiate relatively late, they do not play any role in barrier induction (Holash et al., 1993; Saunders et al., 2016); however, they are crucial for BBB maintenance. For example, astrocyte-derived Sonic hedgehog (Shh) is necessary for maintaining endothelial quiescence in the CNS (Alvarez et al., 2011). Finally, microglia in the brain have been shown to function as cellular chaperones that mediate anastomosis of vascular sprouts in response to a VEGFA gradient (Fantin et al., 2010). Consistent with this idea are observations that microglia-deficient brains exhibit significantly reduced vascular branching (Fantin et al., 2010).
Glial-mediated regulation of angiogenesis and barriergenesis in the retina
As in the forebrain, glial cells regulate several aspects of retinal angiogenesis by secreting both pro- and anti-angiogenic factors (Fig. 4B). Astrocytes and Müller glia have been shown to positively regulate retinal angiogenesis by secreting VEGFA (Fig. 4B) (Gerhardt et al., 2003; Stone et al., 1995). Genetic mutations that delay astrocyte migration through the malformed inner limiting membrane of the retina [e.g. global deletion of either laminin γ1 chain (Edwards et al., 2011) or β2 chain, or β2 and γ3 chains together (Gnanaguru et al., 2013)] slow down superficial vascular plexus expansion. In addition to exerting effects on vascular growth, the astrocyte-derived matrix mediates interactions with microglia in the retina. This interaction modulates microglial density and activation state, which in turn regulate vascular branching and endothelial cell proliferation, respectively. Resting microglial cells predominantly secrete TGFβ1, which inhibits CNS endothelial cell proliferation; in contrast, activated microglia produce TNFα and induce proliferation in brain endothelial cells (a similar mechanism may also operate in retinal endothelial cells) (Biswas et al., 2017; Welser et al., 2010). Resting microglia also secrete the non-canonical Wnt ligands Wnt5a and Wnt11 to restrict vascular branching in the deep vascular plexus (Stefater et al., 2011). Müller glia also regulate the formation of deeper vascular beds by secreting several factors in addition to VEGFA (Stone et al., 1995). Müller glia- and neuron-specific deletion of integrin β8 leads to hyperbranching and hyperproliferation of superficial vessels, as well as severely impaired deep vascular plexus development, most likely due to altered TGFβ1 activation (Arnold et al., 2012).
The canonical Wnt pathway also controls retinal angiogenesis and BRB development. While angiogenesis and barrier formation in most brain regions are promoted by the Wnt7a/Wnt7b-Frizzled (Fzd)-Lrp5/6 ligand-receptor complex, these functions in the retina and cerebellum are provided by the norrin-Fzd4-Lrp5/Lrp6 signaling module (Wang et al., 2012; Ye et al., 2009; Zhou et al., 2014). In the retina, norrin is secreted by Müller glia and binds to its high-affinity receptor Fzd4, which is expressed by retinal neurons as well as endothelial cells (Ye et al., 2009). Loss-of-function studies for Ndp (encoding Norrin), Fzd4, Lrp5, Lrp6 and Tspan12 (an obligatory co-receptor) in the retina show delayed growth of the superficial vascular plexus and loss of the deep vascular plexus (Chen et al., 2012; Junge et al., 2009; Luhmann et al., 2005; Xia et al., 2010; Xu et al., 2004; Ye et al., 2009; Zuercher et al., 2012). Inhibiting norrin/Fzd4/Lrp5/Lrp6 signaling, either genetically or using neutralizing antibodies, also results in loss of BRB integrity (Paes et al., 2011; Wang et al., 2012). Therefore, Muller glia-derived Norrin is crucial for both retinal angiogenesis and BRB maturation, similar to the role of Wnt7a/Wnt7b in angiogenesis and BBB maturation in the cerebral cortex (Fig. 4A,B).
Neuronal regulation of brain angiogenesis
It is generally thought that the metabolic demand of neurons drives CNS angiogenesis, although the factors mediating this process remain unclear. One factor that does appear to play an important role is VEGFA. VEGFA is primarily expressed by neurons during early postnatal development in the rat brain, whereas astrocytes begin to express VEGFA somewhat later in development (Fig. 4A) (Ogunshola et al., 2000). This scenario is probably similar in the mouse brain, although one study reported that expression levels of distinct VEGFA isoforms do not significantly change between E13 and P30 in the mouse brain (Ng et al., 2001). Furthermore, a recent study in zebrafish mechanistically explored the link between neurogenesis and angiogenesis in the brain, demonstrating that miR-9 links neurogenesis and angiogenesis via expression of VEGFA by neurons (Madelaine et al., 2017).
Neuronal regulation of retinal angiogenesis
Owing to its relatively simple architecture and postnatal vascular development, the retina has been used extensively to examine neuronal contributions to angiogenesis. Several studies have shown that multiple neuronal subtypes, including ganglion cells (Sapieha et al., 2008), photoreceptors (Joyal et al., 2016) and amacrine cells (Usui et al., 2015), positively regulate retinal angiogenesis by secreting VEGFA (Fig. 4B). VEGF receptor 2 (VEGFR2) is also expressed by both neurons and endothelial cells, and is used by retinal neurons to titrate the amount of VEGFA available for proper angiogenesis. Accordingly, neuronal-specific deletion of VEGFR2 causes misdirected vascular growth toward retinal neurons with increased perineuronal vascular density due to excess VEGFA (Okabe et al., 2014). VEGFA is also produced by ganglion cells in response to hypoxia. Hypoxic conditions in the retina lead to accumulation of succinate, a Krebs cycle intermediate, which binds to the GPR91 receptor expressed by retinal ganglion cells (RGCs), leading to VEGFA production (Sapieha et al., 2008). In line with these findings, the retinal vasculature fails to grow properly and embryonic hyaloid vessels fail to regress in RGC-deficient retinas (Edwards et al., 2012; Rao et al., 2013; Sapieha et al., 2008). As VEGFA is secreted by multiple cell types in the retina (Fig. 4B), a recent study sought to resolve the roles of astrocyte-derived versus neuronal/Müller glia-derived VEGFA in retinal vascular development. Using various cell-specific Cre lines, it was shown that deletion of VEGFA in astrocytes perturbs the growth of superficial plexus. In contrast, deletion of VEGFA in neurons and Müller glia impairs the growth of the deep plexus, leaving superficial plexus growth unaffected (Rattner et al., 2019). Therefore, VEGFA derived from distinct sources drives development of distinct vascular plexuses in the retina. Interestingly, in severe ischemia, severely hypoxic RGCs express repellent molecules, such as semaphorins 3A (Joyal et al., 2011) and 3E (Fukushima et al., 2011), rather than VEGFA, which prevent vascular growth into hypoxic zones in the retina (Fig. 4B). These observations suggest that neurons either promote or inhibit retinal angiogenesis, depending on tissue physiology.
The Robo-Slit signaling pathway has also been implicated in regulating retinal angiogenesis (Rama et al., 2015). Slit1 is expressed by retinal horizontal cells, whereas Slit2 is expressed by bipolar cells and some amacrine cells (Fig. 4B). Loss of Slit2 or both Slit1/2 leads to reduced vascular coverage and branching density in the superficial plexus (Rama et al., 2015). Robo4, and to a lesser extent Robo1 (both of which are Slit receptors), are normally expressed by retinal endothelial cells. Loss of Robo1 along with endothelial cell-specific deletion of Robo2 (as Robo1−/− endothelial cells upregulate Robo2 expression) causes a vascular phenotype similar to that observed in Slit1/2-deficient retinas (Rama et al., 2015). Another pathway that has recently emerged as a regulator of retinal angiogenesis is the reelin-ApoER2-Dab1 signaling pathway. Reelin is predominantly expressed by RGCs (Rice et al., 2001; Segarra et al., 2018) as well as amacrine and bipolar cells (Rice et al., 2001) (Fig. 4B). In contrast, ApoER2 (a reelin receptor) and Dab1 (an intracellular mediator of reelin signaling) are expressed by retinal endothelial cells. Together, these factors form a reelin-ApoER2-Dab1 signaling axis that exerts a pro-angiogenic effect in the retina via interactions between ApoER2 and VEGFR2 (Segarra et al., 2018).
The interplay between neuronal activity and CNS angiogenesis/barriergenesis
As discussed above, most studies examining the interdependence between neuronal and vascular components within the CNS have focused on the molecular crosstalk between neural progenitors or mature neurons and vascular growth and BBB/BRB specification and/or maturation. However, there is a significant overlap in the developmental timeline of synaptogenesis and the establishment of neuronal activity with neurovascular barrier formation in both the brain and retina (Fig. 3A,B), implicating a potential causal relationship between neuronal activity and vascular barrier properties. Below, we discuss some recent studies that have begun to investigate this important link.
Brain
Chronic sensory and behavioral stimulations have been shown to drastically reduce postnatal angiogenesis in the mouse cortex by decreasing both vascular sprouting and endothelial cell proliferation (Whiteus et al., 2014). These vascular deficits persist for a prolonged time after hyperstimulation has stopped in the cortex, suggesting the presence of a crucial period during which neural activity may affect CNS angiogenesis (Whiteus et al., 2014). However, another study in the mouse barrel cortex reported that enhanced neuronal activity increases, rather than reduces, vascular density and branching, and conversely that cortical angiogenesis is inhibited when sensory input is reduced (Lacoste et al., 2014). These apparently contradictory findings in the brain suggest that the effects of neuronal activity on postnatal cortical angiogenesis may depend on a critical developmental period. The relationship between neuronal activity and BBB development was also explored in a study focusing on insulin-like growth factor 1 (IGF1), which crosses the BBB via transcytosis (Nishijima et al., 2010). This study showed that increasing local glutamatergic neuronal activity by electrical, sensory and behavioral stimulation upregulates transcytosis of IGF1 across the BBB in stimulated regions of the brain by increasing the activity of matrix metalloprotease 9 (MMP9) (Nishijima et al., 2010).
Retina
Similar to the situation in the brain, neuronal activity in the retina – in this case, fetal light responsiveness by intrinsically photosensitive melanopsin (Opn4) ganglion cells – is a crucial regulator of angiogenesis. Both Opn4−/− mice and mice reared in the dark, in which melanopsin ganglion cells are silent from E16/17 until P8, exhibit delayed hyaloid vessel regression and overgrowth of the retinal vasculature (Rao et al., 2013). A recent study showed that transient pharmacological blockade of cholinergic waves leads to a leaky paracellular BRB, possibly by decreasing norrin/β-catenin signaling (Weiner et al., 2019). However, a thorough molecular understanding of how cholinergic and glutamatergic waves or light-dependent synaptic activity regulates BRB maturation is lacking. These limited studies nevertheless indicate that neuronal activity and neurovascular barrier development depend on each other, an important finding that remains to be further explored in the future.
Conclusions
As outlined in this Review, multiple studies have established the interdependence between neuronal and glial cell types, and vascular components of the CNS. What is lacking, however, is a detailed understanding of how neuronal activity regulates CNS vascular barrier properties. Moving forward, it will be crucial to explore the effects of sensory, behavioral and motor stimulation of neurons on CNS angiogenesis and neurovascular barrier properties. The availability of single-cell RNA sequencing approaches, coupled with both genetic and pharmacological perturbations of synaptic transmission and optogenetic manipulation of specific neural circuits, renders feasible the identification of signaling pathways that are triggered in neurons and glial cells to modulate barrier function under such conditions. Mouse models in which specific neuronal classes (e.g. rods or cones of the retina) are absent will also be valuable for dissecting the roles of specific neuronal pathways in regulating vascular barrier properties. However, in the latter case, care must be taken to distinguish between the effects of neuronal activity per se and neuronal-derived factors that are independent of activity. Such studies will not only strengthen our understanding of these complex developmental mechanisms, but also provide us with new avenues for ameliorating many neurological diseases of the brain and eye that are characterized by aberrant neuroglial and vascular function.
Acknowledgements
We thank Tyler Cutforth for scientific and editorial feedback on the Review.
Footnotes
Competing interests
The authors declare that they have no relevant affiliation or competing financial interests with any organization or entity having a financial interest or conflict with materials discussed in the manuscript.
Funding
S.B., A.C. and D.A. are supported by grants from the National Institutes of Health (R01 MH112849, R01 NS107344, RF1 AG054023), Fondation Leducq (FDNLEDQ-15CVD-02) and National Multiple Sclerosis Society (RG-1901-33218). D.A. and S.B. are partially supported by unrestricted gifts from both John. F. Castle, Newport Equities and the PANDAS Network to the Division of Stroke and Cerebrovascular Diseases, Department of Neurology at Columbia University Irving Medical Center. Deposited in PMC for release after 12 months.
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