Highlights
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COVID-19 is a viral disease caused by SARS-CoV-2.
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Twenty-three autopsy cases demonstrate that COVID-19 is a systemic disease with major pulmonary and cardiac manifestations.
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COVID-19 produces an acute interstitial pneumonia, usually with a prominent diffuse alveolar damage (DAD) component, often coupled with a thrombotic microangiopathy.
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The heart frequently shows acute cardiomyocyte injury and, in some cases, pericarditis and/or myocarditis.
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Patients with fatal COVID-19 frequently are obese and have pre-existing cardiac disease, hypertension and/or diabetes mellitus.
Keywords: COVID-19, SARS-CoV-2, Autopsy, Diffuse alveolar damage, Viral pneumonia, Heart, Spleen, Liver, Kidney, Coagulopathy
Abstract
This paper collates the pathological findings from initial published autopsy reports on 23 patients with coronavirus disease 2019 (COVID-19) from 5 centers in the United States of America, including 3 cases from Houston, Texas. Findings confirm that COVID-19 is a systemic disease with major involvement of the lungs and heart. Acute COVID-19 pneumonia has features of a distinctive acute interstitial pneumonia with a diffuse alveolar damage component, coupled with microvascular involvement with intra- and extravascular fibrin deposition and intravascular trapping of neutrophils, and, frequently, with formation of microthombi in arterioles. Major pulmonary thromboemboli with pulmonary infarcts and/or hemorrhage occurred in 5 of the 23 patients. Two of the Houston cases had interstitial pneumonia with diffuse alveolar damage pattern. One of the Houston cases had multiple bilateral segmental pulmonary thromboemboli with infarcts and hemorrhages coupled with, in nonhemorrhagic areas, a distinctive interstitial lymphocytic pneumonitis with intra-alveolar fibrin deposits and no hyaline membranes, possibly representing a transition form to acute fibrinous and organizing pneumonia. Multifocal acute injury of cardiac myocytes was frequently observed. Lymphocytic myocarditis was reported in 1 case. In addition to major pulmonary pathology, the 3 Houston cases had evidence of lymphocytic pericarditis, multifocal acute injury of cardiomyocytes without inflammatory cellular infiltrates, depletion of splenic white pulp, focal hepatocellular degeneration and rare glomerular capillary thrombosis. Each had evidence of chronic cardiac disease: hypertensive left ventricular hypertrophy (420 g heart), dilated cardiomyopathy (1070 g heart), and hypertrophic cardiomyopathy (670 g heart). All 3 subjects were obese (BMIs of 33.8, 51.65, and 35.2 Kg/m2). Overall, the autopsy findings support the concept that the pathogenesis of severe COVID-19 disease involves direct viral-induced injury of multiple organs, including heart and lungs, coupled with the consequences of a procoagulant state with coagulopathy.
1. Introduction
A pneumonia of unknown cause was detected in Wuhan, China and was first reported to the World Health Organization (WHO) Country Office in China on 31 December 2019 [1]. The outbreak was identified as a Public Health Emergency of International Concern on 30 January 2020 and was declared a pandemic on March 11, 2020 [2]. On 11 February 2020, World Health Organization announced a name for the new coronavirus disease: coronavirus disease 2019 (COVID-19). The causative virus was identified and designated as SARS-CoV-2. [3], [4]. Clinical reports from China have established that COVID-19 presents as an acute febrile respiratory illness as the dominant feature of a systemic disease involving multiple organ systems [5], [6].
As the pandemic spread resulting in major morbidity and mortality, it became crystal clear to medically oriented pathologists, forensic pathologists and allied pulmonologists, cardiologists, and critical care physicians that autopsy of deceased victims of the disease was of paramount importance for gaining knowledge of its pathogenesis and pathophysiology. In a letter to the editor of Chest et al. raised a call to action, specifically for as many autopsies to be done as soon as possible to determine the pathologic substrate of this disease [7]. This is based on the well documented importance of the autopsy in establishing the etiology, pathogenesis, and response to treatment of emerging diseases [8].
However, pronouncements by regulatory agencies in the United States of America have led to confusion, delay and, all too often, suppression of the performance of autopsies at many institutions. Specifically, the Occupational Safety and Health Administration (OSHA) initially issued a contradictory statement with 1 sentence recommending suspension of postmortem procedures in suspected or confirmed COVID-19 cases and a second sentence indicating that, if deemed necessary and appropriate, strict adherence to basic safety procedures be used while performing such autopsies. In a subsequent statement from OSHA the first sentence was dropped [9]. The Centers for Disease Control (CDC) issued extensive guidelines which included rigorous standards for morgues and autopsy facilities to be under negative pressure with specific standards for venting the air from the rooms [10]. There followed a spectrum of administrative responses to the OSHA and Centers for Disease Control directives. But the overall effect has been to create more than necessary impediments for the task before us. Of note and particular relevance for the autopsy situation, Dr. Patricia Harris, President of the American Medical Association, has issued an important statement defending science in a time of fear and uncertainty [11].
Fortunately for scientific inquiry, several healthcare institutions and medical examiner jurisdictions have persisted in performing autopsies on suspected and confirmed COVID-19 cases. Just as a spectrum of responses has occurred for hospital autopsies, the same applies to medical examiner autopsies. Medical death investigation in the United States of America is a local function. It varies from state to state and from county to county. There are statewide, county, and regional systems that have substantial differences in their medicolegal jurisdiction. These considerations will determine the extent of COVID-19 autopsies in medical examiner jurisdictions around the country. A great service has been done by Dr. Alex Williamson of the Northwell Health System who has organized an autopsy working group and listserv for the sharing of information (awilliamson@northwell.edu).
Despite the challenges, autopsy studies are being performed and beginning to be reported from several locations around the United States of America, including Houston, Texas. The purposes of this paper are to collate and summarize the findings from these autopsy studies, including our own 3 initial cases, to correlate them with emerging clinical information, and to provide thoughts about how this information may help with designing treatment strategies. Correlation with information emerging from China, Europe and other countries also is touched upon.
2. Early reports from China
Liu et al. reported on an 85-year-old Chinese male who died following COVID-19 infection [12]. The report was limited to gross autopsy findings of heavy lungs with copious amounts of gray-white viscous fluid and unremarkable heart, liver and kidneys. Xu et al. performed postmortem sampling (“biopsies”) of tissue from a 50-year-old man who died as a result of COVID-19 infection [13]. Both lungs demonstrated changes consistent with diffuse alveolar damage (DAD), the pathological correlate of acute respiratory distress syndrome (ARDS). The lungs showed interstitial lymphocytic infiltrates and atypical large pneumocytes with cytopathic changes consistent with a viral etiology. A few interstitial mononuclear inflammatory infiltrates were present in the heart and the liver showed moderate microvesicular steatosis.
Tian et al. reported findings on 2 patients who underwent lung lobectomies for adenocarcinoma and were retrospectively found to have had COVID-19 infection at the time of surgery [14]. On computed tomography (CT) scan, both patients exhibited bilateral ground glass opacities in the peripheral regions of the lungs. Histopathologically, the lungs of both patients exhibited edema, proteinaceous exudate, focal hyperplasia of pneumocytes, patchy inflammatory cellular infiltration, some multinucleated giant cells, and focal intra-alveolar fibrin deposits. Since neither patient had symptoms of pneumonia at the time of surgery, Tian et al. proposed that the changes likely represent an early phase of the lung pathology of COVID-19 pneumonia [14].
3. Findings from initial autopsy series in the United States of America (TABLES 1 and 2)
Table 1.
Gender | Male | 12 |
---|---|---|
Female | 7 | |
Not specified | 4 | |
Ethnicity | African-American | 5 |
Hispanic | 2 | |
Not specified | 16 | |
Age group | Known: 34–76 | 21 |
Not Specified | 2 | |
Comorbidities* | Hypertension | 10 |
Obesity | 9 | |
Type II diabetes mellitus | 5 | |
Pulmonary pathology | 23 | |
Acute pneumonitis | 20 | |
|
16 1 2 1 |
|
Fibrin-rich thrombi in capillaries and small blood vessels | 6§ | |
Large pulmonary thromboemboli | 5 | |
Cardiac Pathology† | 23 | |
Cardiomegaly, ranging 420–1070 g | 13 | |
Individual cardiomyocyte injury | 8 | |
Lymphocytic epicarditis/pericarditis | 3 | |
Lymphocytic myocarditis | 1 | |
Splenic Pathology†,‡ | 6 | |
Diminished white pulp with loss of marginal zones | 6 | |
Expansion of red pulp with lymphoplasmacytic infiltrate | 3 |
Does not include WA cases (no specific data on number of cases/comorbidity provided).
No information about cardiac or splenic histology included in report from NY (report does note cardiomegaly in both cases).
No information about splenic findings included in report from LA.
Includes Tx case #2 but does not include TX case #1 with intravascular fibrin aggregates seen only by EM.
Table 2.
Systems or organs | Pathophysiological factors |
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Pulmonary |
|
Cardiovascular system |
|
Hematologic system |
|
Two cases have been reported from the Office of the Chief Medical Examiner, Oklahoma City, OK [15]. The decedents were a 77-year-old obese man and a 42-year-old obese man both of whom had positive postmortem nasopharyngeal swab tests for SARS-CoV-2. The first patient had a history of hypertension, splenectomy and 6 days of fever and chills. The second patient was obese, had a history of myotonic dystrophy and developed abdominal pain followed by fever, shortness of breath and cough. Both of the deceased died outside of the hospital, and the autopsies showed evidence of emergency medical intervention, including intubation and chest compressions. Combined weight of the lungs was 2452 g for the first case and 1191 g for the second case. On histopathology, the lungs of the first case showed evidence of “DAD in the acute stage characterized by numerous hyaline membranes without evidence of interstitial organization. There was very patchy and sparse interstitial chronic/lymphocytic inflammation, and chronic inflammation and edema in the bronchial mucosa. A few small thrombi were noted within a few small pulmonary artery branches.” Focal acute cardiomyocyte damage labeled as ischemic injury was found. Pulmonary pathology of the second case was dominated by acute bronchopneumonia with evidence of aspiration. Neither autopsy revealed viral inclusions, mucus plugging in airways, eosinophils, or myocarditis. The first case had a 402 g heart, marked 2 vessel coronary artery disease, and microscopic evidence of acute ischemic injury. The second case had a 372 g heart with no evidence of coronary artery disease or myocardial damage. The brains were reported as showing no gross abnormalities.
Four cases have been reported from the Department of Pathology of LSU Health Sciences Center, New Orleans, LA [16]. “The four decedents included male and female patients, ages 44–76. All were African American, and had histories of obesity class 2–3, and hypertension, controlled by medication. Three of the patients had insulin-dependent type II diabetes, 2 had known chronic kidney disease (stages 2 and 3) and 1 was taking methotrexate. In all cases the clinical course consisted of approximately 3 days of mild cough and fever, with sudden respiratory decompensation just prior to arrival in the emergency department. Chest radiographs revealed bilateral ground-glass opacities consistent with ARDS which worsened over the hospital course. The patients were intubated and brought to the Intensive Care Unit. Whether the patients were placed on ventilators was not specifically stated. All of the patients tested positive for SARS-CoV-2 by 2019 novel coronavirus real time RT-PCR. Notable laboratory findings were the development of elevated ferritin, fibrinogen, prothrombin time, and within 24 hours of death, an increased neutrophil count with relative lymphopenia. d-dimers drawn near the time of death were markedly elevated (1200–2900 ng/mL).”
“All of the lungs were heavy (680–1030 g for left lungs and 800–1050 g for right lungs). The pulmonary arteries at the hilum of each of the lungs were free of thromboemboli. The parenchyma of each of the lungs was diffusely edematous and firm, consistent with the clinical diagnosis of ARDS. Notably, regions of multifocal dark-colored hemorrhage were prominent. In some cases, small, firm thrombi were present in sections of the peripheral parenchyma on gross examination. Major histological findings were bilateral DAD with multifocal hyaline membranes; a comparatively mild-to-moderate lymphocytic infiltrate, composed of a mixture of CD4+ and CD8+ lymphocytes; and desquamated type 2-pneumocytes with apparent viral cytopathic effect consisting of cytomegaly, and enlarged nuclei with bright, eosinophilic nucleoli. The alveolar capillaries were notably thickened, with surrounding edema, and fibrin thrombi were present within capillaries and small vessels. A notable finding was the presence of CD61+ megakaryocytes, possibly representing resident pulmonary megakaryocytes, with significant nuclear hyperchromasia and atypia. These cells were found within alveolar capillaries, often in association with, and actively producing platelets. The fibrin and platelets present within small vessels also appeared to aggregate inflammatory cells, with entrapment of numerous neutrophils.” With the exception of the patient on immunosuppression, no significant neutrophilic infiltrate was found within alveoli or the interstitium to suggest secondary infection.
“Examination of the heart was performed in 3 cases, with the hearts ranging in size from 430 to 550 gs (normal: 365 grams±71). The most significant findings were cardiomegaly, and right ventricular dilatation. No case had significant coronary artery stenosis or thrombosis. Histologically, the sections of myocardium did not show any large or confluent areas of myocyte necrosis. However, there was scattered individual cell myocyte necrosis in each heart examined. Rare interstitial small collections of lymphocytes were seen. There was no significant brisk lymphocytic inflammatory infiltrate consistent with the typical pattern of viral myocarditis.”
“The relative distribution of dsDNA and RNA in tissue sections was examined with DRAQ5 and SYTO RNA Select fluorescent staining [16]. Virally-infected cells in alveolar spaces showed multinucleation and grouping as evidenced by DNA stain, and abundant RNA present within the cytoplasm. Also noted was entrapment of immune cells, including degenerated neutrophils, within fibrin, and strands of extracellular material with weak DNA staining.”
Histological and ultrastructural findings have been reported from autopsies on 12 fatal COVID-19 cases from the University of Washington in conjunction with the Kings County and Snohomish Medical Examiner Offices [17]. “All 12 patients were older with significant preexisting comorbidities. The major pulmonary finding was DAD in the acute and/or organizing phases with virus identified in type I and II pneumocytes by electron microscopy. The kidney demonstrated viral particles in the tubular epithelium, endothelium, and podocytes without significant inflammation. Viral particles were also observed in the trachea and large intestines. SARS-CoV-2 RNA was detected in the cardiac tissue of a patient with lymphocytic myocarditis. RT-PCR also detected viral RNA in the subcarinal lymph nodes, liver, spleen, and large intestines.”
Two cases have been reported from the Icahn School of Medicine at Mount Sinai, New York, New York [18]. “The first patient, a middle-aged male with well-controlled hypertension, was admitted after 9 days with typical COVID-19 symptoms. A nasopharyngeal swab was positive for SARS-CoV-2 by real-time RT-PCR amplification for both the SARS-CoV-2 ORF1 a/b and pan-Sarbecovirus E-gene, but the chest radiograph showed only mild bilateral pulmonary vascular congestion. He was treated for bacterial superinfection, with some improvement, but continued to require supplemental nasal oxygen. Serum ferritin and C-reactive protein were elevated. Repeat chest radiograph on hospital day 8 revealed new dense patchy left mid-lung and retrocardiac opacities, and a hazy opacity in the right lower lung. On day 9, the patient complained of increasing left inspiratory chest pain and tenderness, and 30 minutes later developed pulseless electrical activity.”
“The second patient, a middle-aged male with asthma, hypertension and human immunodeficiency virus (HIV) infection controlled on highly-active antiretroviral therapy, was admitted with a 2-day respiratory illness history. A nasopharyngeal swab was positive for SARS-CoV-2. He was febrile on admission, and chest radiography showed multiple bilateral lung opacities. Elevated ferritin and C-reactive protein were noted. His-condition deteriorated, requiring intubation and mechanical ventilator support. Eight days following admission he developed pulseless electrical activity.”
“At autopsy, a common notable finding was pulmonary thromboembolism, with occlusion of the right main pulmonary artery in 1 case, and occlusion of both left and right pulmonary arteries in the second. Deep venous thrombosis was found in both cases. Other findings were multiple foci of pulmonary consolidation, cardiomegaly and left ventricular hypertrophy consistent with hypertensive cardiovascular disease. There was no mention of cardiomyocyte injury or myocarditis.”
“Ultrastructural examination demonstrated pleomorphic viral-like particles ranging from 60 to 120 nm in distended cytoplasmic vacuoles within the pneumocytes in lung specimens from both cases. The individual spherical viral-like particles displayed distinctive projections with mature particles exhibiting electron dense centers, consistent with the appearance of coronavirus. Fibrin deposition within and outside capillaries as well as pure platelet thrombi also were noted.”
4. Houston cases
Case one was a moderately obese (body mass index, BMI 33,8Kg/m2) 62-year-old Hispanic man with a few-day history of respiratory illness who was found dead in his car. A medicolegal autopsy was performed. Nasopharyngeal swab at the time of autopsy tested positive by real time-polymerase chain reaction (RT-PCR) for SARS-CoV-2 virus. Hepatitis panel (A, B, C) was negative. The hemoglobin A1C was 7.0%. The lungs were heavy (right 820 g, left 770 g), but were free of major thromboemboli and hemorrhages. Histologically, the picture was that of early DAD with multiple hyaline membranes accompanied by a focal and mild inflammation with modest numbers of CD3+ lymphocytes and more numerous CD68+ macrophages in some alveolar spaces (Fig. 1, Fig. 2 ). There also were collections of reactive pneumocytes exhibiting cytomegaly, nucleomegaly with prominent nucleoli, and mitotic figures. Some alveoli showed squamous metaplasia of the alveolar lining, presumably derived from the same reactive pneumocytes. By immunohistochemistry, the pneumocytes in the alveoli were TTF-1 and CK-7 positive and the clusters showing squamous metaplasia were P40 and CK5/6 positive. Many alveolar capillaries contained megakaryocytes identified by large, hyperchromatic nuclei. These cells were CD61+, and numerous small CD61+ particles representing platelets also were present in the capillaries. No microthrombi were identified on histological examination in small pulmonary arteries.
Although no microthrombi were identified on light microscopic examination, electron microscopy revealed strands of precipitated fibrin and entrapped neutrophils within alveolar capillaries as well as larger deposits of fibrin in alveolar spaces (Fig. 3, Fig. 4, Fig. 5 ). No viral particles were identified in lungs or heart although cytological preservation was suboptimal.
The heart weighed 420 g and had patent coronary arteries with minimal atherosclerosis. The thickness of the left ventricular wall was 1.1 cm and that of the right ventricular wall was 0.2–0.3 cm. The myocardium showed cardiomyocytes with moderately enlarged hyperchromatic nuclei and individual cardiomyocytes with vacuolar degenerative change (Fig. 6 ). There was no evidence of inflammatory infiltrate indicative of myocarditis. By immunohistochemistry, there were 7–10 or less CD3+ T cells and rare CD68+ macrophages per high power field in the myocardium. Lymphocytic infiltrates composed of CD 3+T cells with were present in the epicardium with a CD4/CD8 ratio of 2:1. (Fig. 6). Random sections of the sinoatrial and atrioventricular conduction system showed no abnormalities. The liver showed moderate macrovesicular steatosis without evidence of hepatitis (Fig. 6). The kidneys showed evidence of hyaline arteriolosclerosis with glomerulosclerosis. Viral particles were identified in some glomerular endothelial cells. The spleen was enlarged. There was expansion of the red pulp by congestion but also by a lymphoplasmacytic infiltrate (Fig. 7 ). The white pulp was diminished and shrunken with absence of marginal zones. There were scattered immunoblasts near the edge of the small white pulp and scattered into the red pulp. There were no microthrombi or morphological features of vasculitis or a microangiopathic process. There were no macrophages with features of hemophagocytosis, thus no evidence for hemophagocytic lymphohistiocytosis. The brain was not examined.
Case Two was a 34-year-old obese (BMI 51.65 Kg/m2) African-American man with a past medical history of hypertension, heart failure with reduced left ventricular ejection fraction (<20%), type II diabetes mellitus and microcytic anemia who presented to the emergency room after developing headache, shortness of breath, cough productive of bloody sputum for 4 days, and fever for 1 day. On admission, chest radiograph showed cardiomegaly and diffuse bilateral interstitial opacities in the lungs. The CT chest findings included diffuse ground glass opacities of rounded morphology involving the upper and lower lobes of both lungs (Fig. 8 ). The pulmonary artery was dilated at 3.4 cm (normal less than 3.15 cm) indicative of pulmonary hypertension. A pulmonary embolism was not identified. There was global cardiomegaly and a trace pericardial effusion. Electrocardiogram showed left ventricular hypertrophy with left axis deviation. The patient's laboratory findings included white blood cell count of 4.0/µL with 81.5% neutrophils (absolute 3.28), lymphocytes 12.4% (absolute 0.50), monocytes 5.2% (absolute 0.50) eosinophils 0.2%, and basophils 0.5%, platelets 190/µL, hemoglobin (Hg) 11.2 g%, mean corpuscular volume 70.8, and red cell distribution 36. and mildly elevated serum troponin with a peak of 0.22 ng/mL (normal < 0.045 ng/mL). Hemoglobin A1c was 6.3%. On admission brain naturetic peptide was 428 pg/mL and troponin was 0.09 ng/mL (normal <0.045 ng/mL). Troponin later peaked at 0.22 ng/mL. Ferritin, d-dimer, prothrombin time, and partial thomboplastin time were not measured. Creatinine on admission was 1.0 mg/dL (normal 0.7–1.3 mg/dL) and remained normal until a final reading of 2.4 mg/dL.
The patient was initially treated with antibiotics which was deescalated to supportive case when the nasopharyngeal swab test (RT-PCR) came back positive for SARS-CoV-2 virus. Tests for influenza and respiratory syncytial virus were negative. Working diagnoses in addition to COVID-19 infection were non-ischemic cardiomyopathy (NYHA class 3) with acute on chronic combined systolic and diastolic heart failure. The patient had a 10-day hospital course marked by recurrent fever, episodes of hemoptysis and shortness of breath. He received supplemental oxygen at 3–5 liters per minute but he was never placed on a mechanical ventilator. On the day of his death, he experienced severe worsening of respiratory failure followed by pulseless electrical activity.
At autopsy, the major gross findings were extremely congested lungs (1980 g combined weight) with multiple bilateral segmental pulmonary thromboemboli and multiple areas of hemorrhage, confirmed histologically as acute, unorganized thrombi (Fig. 9 ). The heart that weighed 1070 g with four-chamber hypertrophy and dilatation and patent coronary arteries with minimal atherosclerosis. The thickness of the left ventricular wall was 1.5–1.6 cm and that of the right ventricular wall was 0.5 cm. The brain was not examined. Histologically the myocardium showed epicardial lymphocytic infiltrates; cardiomyocyte hypertrophy; multifocal interstitial and replacement fibrosis; scattered damaged individual cardiomyocytes, and no inflammatory foci indicative of myocarditis (Fig. 10 ). By immunohistochemistry, there were 7–10 or less CD3+ T cells and rare CD68+ macrophages per high power field in the myocardium. Lymphocytic infiltrates composed of CD 3+T cells with were present in the epicardium with a CD4/CD8 ratio of 2:1. Random sections of the sinoatrial and atrioventricular conduction system showed no abnormalities. The lungs showed multiple bilateral segmental acute thromboemboli with associated areas of pulmonary hemorrhage and infarction (Fig. 9). Away from these areas, the lungs showed evidence of an interstitial lymphocytic pneumonitis with lymphocytic infiltrates around small blood vessels and in the walls of terminal bronchioles extending into alveolar septae (Fig. 9). Microthrombi were found in some pulmonary arterioles. The alveoli contained multiple deposits of fibrin without well-formed hyaline membranes and clusters of pneumocytes. By immunohistochemistry, the pneumocytes in the alveoli were TTF-1 and CK-7 positive and the clusters showing squamous metaplasia were P40 and CK5/6 positive. No microthrombi were identified. The heart showed evidence of individual damaged cardiomyocytes. No inflammatory infiltrates were present. The liver showed moderate macrosteatosis without inflammatory infiltrates. The spleen showed features similar to the spleen of Case 1 with generalized reduction in amount of white pulp and no evidence of hemophagocytic lymphohistiocytosis . The kidneys showed an occasional fibrin-platelet thrombus in renal glomerular capillaries. The testis exhibited thrombi in peritesticular veins (Fig. 10). The brain was not examined.
Case Three was a 48-year-old obese (BMI 35.2 Kg/m2) Hispanic man who was found dead at his residence. A medicolegal autopsy was performed. Nasopharyngeal swab at the time of autopsy tested positive by RT-PCR for SARS-CoV-2 virus. Screen for influenza viruses was negative. On opening the body, purulent tan opaque watery fluid measuring 500 mL was found in the right pleural cavity. Yellow translucent deposits were focally present of the visceral pleura along the upper/middle interlobar fissure. Organized tan to greenish exudate with fibrotic thickening was present along the parietal and visceral pleural surfaces of the lower lobe. These were features of an empyema. The right lung was collapsed. Minimal fluid was found in the left pleural cavity, pericardial sac and peritoneal cavity. Bacterial cultures of the right pleural cavity and lung grew mixed flora consistent with postmortem contamination. The right and left lungs weighed 1020 and 960 g, respectively. The treacheobronchial tree was lined by a hyperemic red-brown mucosa with no mucous plugs. The major pulmonary arteries were free of thromboemboli. The parenchyma of the lungs was dull red-brown and firm. The heart weighed 670 g. The coronary arteries showed minimal atherosclerosis and were widely patent. Both ventricles were dilated. The thickness of the left ventricular free wall and interventricular septum was 1.6 cm and that of the right ventricle was 0.3 cm.
On histological examination, the right pleura exhibited a necroinflammatory infiltrate overlying cellular granulation tissue confirming the diagnosis of empyema. The right lung showed evidence of atelectasis as well as evidence of DAD. The DAD was more pronounced in the expanded left lung. The changes consisted of multifocal hyaline membranes, intra-alveolar fibrinous exudate, abundant intra-capillary megakaryocytes, numerous intra-alveolar macrophages, and activated type II pneumocytes, along with some neutrophils and intra-alveolar hemorrhage (Fig. 11 ).
Multifocal lymphocytic infiltrates were present in the epicardium. CMC showed enlarged hyperchromatic nuclei. Individual CMC showed changes of acute injury. No inflammatory cellular infiltrates were found. Additionally, there were prominent foci of CMC disarray, particularly involving the superior portion of the interventricular septum. Many of the intramural coronary arteries showed intimal and medical thickening with luminal narrowing. The myofiber disarray and intramural coronary vasculopathy are diagnostic features of hypertrophic cardiomyopathy. Random sections of the sinoatrial and atrioventricular conduction system showed no abnormalities.
The liver showed moderate macrovesicular steatosis, lymphoplasmacytic triaditis with portal fibrosis and early portal-portal bridging fibrosis. The kidneys showed mild hyaline arteriolosclerosis and periglomerular hyaline arteriolosclerosis with rare holosclerotic glomeruli. The spleen showed lymphocyte depletion in the white pulp with absence of marginal zones; the red pulp was expanded with congestion and hemorrhage; abundant plasma cells were present in the red pulp. The brain showed no significant histopathological change.
5. Discussion
5.1. General
COVID-19 is a viral disease that involves multiple organ systems while usually presenting as an acute febrile respiratory illness [1], [2], [3], [4], [5], [6],[19], [20], [21], [22], [23], [24], [25], [26], [27], [28], [29], [30], [31]. Acute COVID-19 has 3 distinct phases: early infection, pulmonary and severe hyperinflammation [31]. Prognostic indicators of a more serious and potentially fatal course include older age, lymphopenia, elevated d-dimer level, elevated troponin levels and pre-existing cardiovascular disease, hypertension and diabetes mellitus [19], [20], [21], [22], [23], [24], [25], [26], [27], [28], [29], [30], [31]. The pulmonary and cardiovascular systems are majorly affected [29], [30], [31].
In spite of obstacles, autopsies are being performed on COVID-19 patients. We have summarized the first reports of small autopsy series, and added 3 cases from our experience in Houston. The findings are summarized in Tables 1 and 2 . From these initially reported cases, a spectrum of pathology of COVID-19 disease is emerging. The picture will be enhanced as more cases are studied and reported.
Based on clinicopathological correlation from these first 23 autopsy cases, the following observations are made: (1) acute COVID-19 pneumonia, not complicated by prolonged hospitalization and ventilator therapy, is a viral interstitial pneumonia characterized by the early exudative phase of DAD with endothelial and epithelial injury, hyaline membranes, reactive pneumocytes with viral cytopathic effect, and mild combined lymphocytic and histiocytic intra-alveolar inflammation [32], [33], [34]; 2) a different pulmonary pathology pattern that can be associated wtih an illness of several days is that of a lymphocytic interstitial pneumonitis with intra-alveolar fibrin deposits, which may represent an early stage of acute fibrinous and organizing pneumonia (AFOP) [32], [35], [36]; (3) the picture of early COVID-19 pulmonary disease is remarkably similar to the DAD described with SARS-CoV virus infection in which both acute interstitial pneumonitis with a DAD pattern and AFOP have been described [37], [38]; (4) although not universally found, pulmonary microthrombi are common, consistent with the frequent development of a SARS-CoV-2- induced hypercoagulable state [16]; (5) major pulmonary thromboembolism is a common fatal complication [18]; (6) cardiovascular disease is a frequent co-morbidity in fatal cases [18]; (7) individual cardiomyocyte damage is frequent, probably as a result of infection of endothelial cells, perivascular cells and/or cardiomyocytes (see below); (8) myocarditis is much less common than suggested by elevated serum troponin levels, particularly if high sensitivity troponin is used [39], [40], [41], [42], [43]; (9) depletion of white pulp of the spleen occurs as a correlate of the lymphopenia; (10) frequency and severity of target organ involvement in this systemic disease is linked to the distribution of the ACE-2 receptor for the virus [3], [4], [29], [30], [31]; (11) the frequent co-infection with influenza and other viruses makes for difficulties in determining the direct effects of the SARS-CoV-2 virus [44]; (12) antibody-dependent enhancement may be important in determining the variable response to SARS-CoV-2 viral infection [45], [46]; (13) treatment strategies should be guided by insights into the pathogenesis and pathophysiology of the disease provided by autopsy studies.
5.2. Pulmonary system
High confidence imaging findings on CT in patients with COVID-19 in the early phase include peripheral and bilateral ground glass opacities sometimes demonstrating a rounded morphology [47], [48], [49]. This pattern of imaging is classically seen with evolving pneumonia explaining the causative pattern of lung injury. With disease progression, more areas of consolidation are seen that can progress to diffuse multifocal airspace disease as seen with DAD and ARDS [46], [47], [48], [49], [50]. Imaging patterns that suggest an alternative diagnosis include a lobar pattern of consolidation, discrete pulmonary micronodules, pleural effusions and lymphadenopathy. Although the bilateral peripheral distribution of opacities is considered to be characteristic of COVID-19, other viral pneumonias, including those produced by certain strains of influenza, also can have a bilateral distribution of radiographic findings [51], [52].
From the analysis of autopsy findings in fatal COVID-19 cases, the pathological correlate of the imaging findings seen early in the course of COVID-19 is the distinctive interstitial pneumonia with DAD pattern. This COVID-19 interstitial pneumonitis can be accompanied by small vessel thrombi with associated hemorrhage in the lung periphery [16]. The COVID-19 interstitial pneumonitis also may be complicated and masked by multiple pulmonary thomboemboli (Houston Case Two and the 2 Mt. Sinai cases).
The pathogenesis of COVID-19 pulmonary disease involves binding of SARS-CoV-2 virus to ACE-2 receptors to pneumocytes and endothelial cells leading to development of acute lung injury manifest as DAD [3], [4], [29]. The inflammatory reaction in DAD involves endothelial cell damage, capillary leak, activation of type II pneumocytes, and involvement of polarized pulmonary macrophages [32], [33], [34],[53], [54], [55], [56], [57]. There is also evidence for a role for pulmonary thrombotic microangiopathy in COVID-19 pulmonary disease [16]. The pathophysiology of disease progression likely involves hypoxic pulmonary vasoconstriction [58].
Also, the possible relationships and merging of the patterns of DAD and organizing pneumonia, also known as bronchiolitis obliterans combined organizing pneumonia and cryptogenic organizing pneumonia, as well as a variant know as AFOP, need further study [32], [33], [34], [35], [36],[59]. The dominant feature of AFOP is intra-alveolar fibrin “balls” or aggregates, typically in a patchy distribution. Organizing pneumonia in the form of luminal loose fibroblastic tissue is present surrounding the fibrin [32], [33], [34]. Hyaline membranes are absent. The acute interstitial pneumonia of Hamman-Rich syndrome is characterized by the simultaneous presence of both acute and organizing DAD [32], [59].
Copin et al. recently have reported the findings from postmortem biopsies in 6 patients [36]. The 1 patient who died after a 5-day course showed a lymphocytic viral pneumonia with DAD pattern. The 5 other patients who died after about 20 days of symptoms had the histological pattern of AFOP. Correlation with pathophysiological showed that the first patient had a type L pattern of low pulmonary elastance whereas the other 5 patients had a type H pattern of high pulmonary elastance. Our patient who died after a 10–14-day course had a lymphocytic interstitial pneumonitis with intra-alveolar fibrin deposits and no hyaline membranes or foci of organizing pneumonia. This pattern may represent a transition from the DAD to the AFOP patterns. Interstitial pneumonitis with DAD and AFOP patterns has been described in the original SARS disease. Going forward, more extensive and detailed correlation of the clinical, imaging and pathological changes of the pulmonary component of COVID-19 is needed.
5.3. Cardiovascular system
The cardiovascular system is majorly impacted in many patients with COVID-19 disease. Clinical features are indicative of acute myocardial injury as manifested by elevated serum troponin level, arrhythmias and ST segment elevation and/or depression on electrocardiogram in the absence of obstructive coronary artery disease [29], [30], [31],[60], [61], [62], [63], [64].
Tavazzi et al. obtained an endomyocardial biopsy from a 69-year-old patent with a flu-like illness due to SARS-CoV-2 infection that was successfully treated with venous-arterial extracorporeal membrane oxygenation and mechanical ventilation. Endomyocardial biopsy demonstrated low-grade myocardial inflammation and viral particles in the myocardial interstitial cells but not in cardiomyocytes or endothelial cells [65]. The ultrastructural study demonstrated single or small groups of viral particles with the morphology (dense round viral envelope and electron-dense spike-like structures on their surface) and size (variable between 70 and 120 nm) of coronaviruses [66]. The authors interpreted the findings as evidence of direct involvement of the myocardium during a viremic phase or migration of infected macrophages from the lung. Grimes et al. demonstrated 60–120 nm “viral-like” particles in distended cytoplasmic vacuoles within pneumocytes as well as rupture of the cytoplasmic vacuoles with release of the virus-like particles into the alveolar lumen [18]. The individual spherical viral-like particles had distinctive projections with mature particles exhibiting electron dense centers, consistent with the appearance of coronaviruses.
Mild to moderate troponin elevations, particularly if measured by the high sensitivity troponin assays (hs-Tn), must be interpreted with caution regarding the magnitude of myocardial injury and may not reflect extensive irreversible myocardial injury due to myocardial ischemia or myocardial inflammation. Overt myocarditis, characterized by inflammatory cellular infiltrates with associated cardiomyocyte damage, does occur with COVID-19 infection but is much less common than suggested by overinterpretation of troponin levels [39], [40], [41], [42], [43]. Right heart strain with pulmonary thromboembolism also can be associated with elevated troponin level.
Chen et al. hypothesized that pericytes may be infected by the SARS-CoV-2 virus and cause capillary endothelial cell and microvascular dysfunction that may cause individual cardiomyocte necrosis. This can explain the frequent occurrence of mild to moderate troponin elevations in patients with COVID-19 [67]. Direct involvement of coronary arteries in viral infections has been considered in the pathogenesis of clinical cardiac manifestations of these diseases [68]. However, inflammation of the coronary arteries has not been observed in the Houston COVID-19 autopsy cases. Another manifestation of cardiac involvement in COVID-19 may be stress induced, i.e., Takotsubo cardiomyopathy [69], [70].
Pre-existing heart disease, diabetes mellitus and obesity clearly predispose to adverse outcome from COVID-19 infection. Of note, the 3 Houston cases were obese men with evidence of chronic heart disease: hypertension-related left ventricular hypertrophy, dilated cardiomyopathy and hypertrophic cardiomyopathy. The nature of the interactions requires further study. Another phenomenon is that the COVID-19 pandemic is causing patients with acute coronary syndromes to delay obtaining treatment or avoid presenting to the hospital for medical attention, with potentially fatal consequences [62]. Patients with cardiac transplants may be at particularly increased risk [71].
Influenza infection imparts an increased risk for acute myocardial infarction and sudden cardiac death in subsequent months following the acute illness. It is important to determine if COVID-19 infection imparts a similar risk for subsequent cardiovascular events [72], [73].
5.4. Systemic manifestations of COVID-19
COVID-19 infection of organs is initiated by binding of the virus to the ACE-2 receptor on a cell [3], [4], [29], [30], [31], [67]. Thus, the distribution of the ACE-2 receptor in various cell types in different organs determines the involvement of these sites in the progression of COVID-19. The diseases progresses from a pulmonary infection to a systemic disease. In addition to heart and lung, target organ involvement of brain stem, liver and kidneys have been reported [74], [75], [76], [77], [78], [79], [80]. In this report, involvement of the spleen is documented. Even though histological changes in the kidney are relatively mild, many COVID-19 patients are experiencing clinical features of acute renal injury and failure [78], [79], [80].
Clinical reports have associated severe pneumonia and fatal outcomes in SARS-CoV-2 with elevated levels of d-dimer and fibrin degradation products, suggesting derangement of coagulation activation and consequently a potential disposition to thromboembolic events. [19], [20], [21], [22], [23], [24], [25], [26], [27], [28], [29], [30], [31]. Grimes et al. point out that several viral infections have been associated with coagulation disorders that may lead to thrombosis and disseminated intravascular coagulation (DIC) [18]. Both influenza virus and SARS have been associated with pulmonary intravascular thrombi formation and fibrin deposition likely as a result of DIC and microthrombosis. In SARS coronavirus infection, increased production of a novel pro-coagulant by infected cells due to increased hfg12 gene transcription induced by viral nucleocapsid (N) protein has been proposed as a mechanism contributing to thrombosis [18], [81].
Fox et al. noted pulmonary microvascular thrombi, CD4+ T cells around the thrombosed vessels, focal hemorrhages, abundant megakaryocytes in pulmonary capillaries, platelet aggregation, platelet-rich clots, associated entrapment of neutrophils, and fibrin deposits inside and outside of capillaries [16]. We also observed entrapment of neutrophils in capillaries and fibrin deposits within and outside of capillaries. We concur with the suggestion of Fox et al. that an important pathogenic mechanism of fatal COVID-19 disease is a thrombotic microangiopathy primarily involving the lungs. Variation in the demonstration of microthombi in the lungs may relate to the stage of the coagulopathy at the time of death. In DIC, microthrombi are found in multiple organs in relationship to the peak of clot formation but may not be found when the DIC has progressed to depletion of clotting factors and activation of fibrinolysis [82], [83], [84], [85], [86].
Endothelial cell infection has been noted in at least two studies [17], [84]. Virus-induced endotheliitis appears to be an important underlying mechanism causing vascular dysfunction and thrombotic events in lung, kidney, brain, and possibly the heart and other organs (Fig. 12 ) [67], [87]. Also, the influence of co-infection with SARS-CoV-2 and other viruses likely is important in influencing the outcome in individual patients [29], [44]. This phenomenon may be involved in the recently reported development of a clinical picture with features of atypical Kawasaki disease in some children with COVID-19 termed pediatric multi-system inflammatory syndrome [88].
5.5. Conclusions
Autopsy studies have established that COVID-19 is a systemic disease with major involvement of the cardiovascular and pulmonary systems and with the expected accompaniment of major activation of the inflammatory and immune systems [89], [90]. The autopsy studies also provide evidence that SARS-COV-2 patients have a baseline hypercoagulable state and are at increased risk for pulmonary thrombotic microangiopathy as well as the development of deep vein thromboses and major pulmonary thromboembolism. The autopsy findings support evaluation and management for coagulopathy early in the course of disease and judicious use of prophylactic anticoagulants while hospitalized [91], [92], [93], [94].
The initial approach to acute therapy for COVID-19 patients with life-threatening respiratory failure has involved administration of supplemental oxygen, artificial ventilation and use of the extracorporeal membrane oxygenator when necessary [95]. Additional approaches and strategies for treatment of COVID-19 patients are actively being pursued, and they are clearly needed [96], [97], [98]. Autopsies on COVID-19 patients need to continue to be performed to further elucidate the natural history of the disease and to guide the development of optimal therapeutic regimens. A recent report of 21 autopises of COVID-19 patients from Basel, Switzerland provides further confirmation of the findings in the present study [99].
Declaration of Competing Interest
None.
Acknowledgments
Funding
Local sources.
Acknowledgements
We acknowledge and thank Ms. Patricia Navarro and Mr. Steven Kolodziej for their expertise in producing the electron micrographs shown in this paper.
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