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PLOS One logoLink to PLOS One
. 2020 May 8;15(5):e0232537. doi: 10.1371/journal.pone.0232537

Projected impacts of climate change on the range and phenology of three culturally-important shrub species

Janet S Prevéy 1,2,*, Lauren E Parker 3, Constance A Harrington 2
Editor: Sergio Rossi4
PMCID: PMC7209123  PMID: 32384124

Abstract

Climate change is shifting both the habitat suitability and the timing of critical biological events, such as flowering and fruiting, for plant species across the globe. Here, we ask how both the distribution and phenology of three food-producing shrubs native to northwestern North America might shift as the climate changes. To address this question, we compared gridded climate data with species location data to identify climate variables that best predicted the current bioclimatic niches of beaked hazelnut (Corylus cornuta), Oregon grape (Mahonia aquifolium), and salal (Gaultheria shallon). We also developed thermal-sum models for the timing of flowering and fruit ripening for these species. We then used multi-model ensemble future climate projections to estimate how species range and phenology may change under future conditions. Modelling efforts showed extreme minimum temperature, climate moisture deficit, and mean summer precipitation were predictive of climatic suitability across all three species. Future bioclimatic niche models project substantial reductions in habitat suitability across the lower elevation and southern portions of the species’ current ranges by the end of the 21st century. Thermal-sum phenology models for these species indicate that flowering and the ripening of fruits and nuts will advance an average of 25 days by the mid-21st century, and 36 days by the late-21st century under a high emissions scenario (RCP 8.5). Future changes in the climatic niche and phenology of these important food-producing species may alter trophic relationships, with cascading impacts on regional ecosystems.

Introduction

Understory shrub species are an integral component of terrestrial forest communities, because they contribute to biodiversity, increase carbon sequestration [1], provide food for animals [2], and create structure for nesting and shelter [3,4]. Many species of shrubs are also utilized by people around the world for food, medicines, and other important cultural and economic reasons [58]. However, despite the importance of food-producing understory shrub species, limited research has focused on how climate change may affect the distribution and phenology of these species in the future [9]. Food-producing shrubs species are vital for cultural uses by many Indigenous Peoples, and food for pollinators, frugivores, and other animals, and can serve a critical role in ecological relationships [10,11]. Consequently, understanding how climate change may alter where these shrubs grow and when they produce flowers and fruit is foundational to understanding both the possible cascading impacts on ecosystems, as well as to preparing Indigenous communities for potential disruptions to their cultural practices.

The distribution and phenology of temperate plant species has already changed markedly over the recent past in response to climate change [1214]. Moreover, multiple studies of primarily tree species have predicted continued future shifts in distribution and phenology in the future as the climate continues to change [1519]. However, to date, few predictive species distribution or phenology models have been made for understory shrub species. One issue that has limited examination of climate impacts on food-producing shrub species is a lack of data on where these species currently grow, and observations of when they are in flower and fruit. Emerging online databases and participatory scientist initiatives, however, now allow for the collation of many observations to be used to predict current general ranges, model future range shifts, and develop phenology models to predict current and future phenology.

Here, we used a wealth of publicly-available location, phenology, and climate data to analyze climate change effects on the potential distribution and phenology of three shrub species native to the Pacific Northwest of North America: beaked hazelnut (Corylus cornuta), Oregon grape (Mahonia aquifolium), and salal (Gaultheria shallon). We selected these three species because they are common across the region, have different flowering and fruiting phenologies, and were identified as important food-producing species in a survey of tribes in Washington, Oregon, northern California, Idaho and western Montana. We recently completed a related research effort on climate effects on black huckleberry (Vaccinium membranaceum; 9).

The phenologies of these species differ markedly: beaked hazelnut produces catkins in very early spring, but ripe hazelnuts are not produced until late summer or fall; Oregon grape flowering and fruiting occurs relatively early, with April flowers and June-July ripe fruits; and salal flowering and fruiting occurs from mid-summer through fall. Identifying how climate change may differentially impact shrub species with differing life histories will show the potential range of responses within plant communities more broadly, and provide insights on how the cultural uses and ecosystem services they provide may be altered in the future.

Materials and methods

Species data sources

We collected and analyzed location and phenology data from multiple climate, forest inventory, herbaria, and participatory science sources to develop climate-envelope models and phenological models for beaked hazelnut, Oregon grape, and salal following the methods of [9]. We collected presence and phenology observations for the species from long-term data from federal agencies, the Global Information Biodiversity Facility (GBIF; [2022]), the Consortium of Pacific Northwest Herbaria [23], the USA National Phenology Network [24], the Wilbur L. Bluhm Plant Phenology Study [25], and iNaturalist [26], among other sources (Table 1).

Table 1. Data sources for occurrence and phenology observations for hazelnut, Oregon grape, and salal, and past and future modelled climate data used in this study.

The species columns indicate the total number of records obtained from each data source for each species. Following the number of occurrence records, the number of records used in the climate-envelope models after spatial-filtering at a 5-km radius is listed in parentheses. Full citations for all publicly available data sources are listed in the References.

Data type Data source Hazelnut Oregon Grape Salal Date range
Occurrence BLM Continuous Vegetation Survey [27] 488 (89) N/A 1331 (142) 1997–2011
Occurrence GBIF [2022] 1544 (280) 972 (309) 1413 (316) 1838–2008
Occurrence US Forest Service R-6 Ecology Program [28] 4411 (802) N/A 8363 (716) 1979–2013
Occurrence Forest Inventory and Analysis [29] 1379 (251) 218 (35) 3121 (380) 2003–2015
Occurrence Consortium of PNW Herbaria [23] 325 (59) 507 (323) 483 (208) 1890–2015
Occurrence US National Park Service 58 (10) N/A 463 (47) 1999–2016
Phenology Wilbur L. Bluhm Study [25] 15 60 37 1960–2016
Phenology US Forest Service R-6 Ecology Program [28] N/A N/A 351 1980–2013
Phenology iNaturalist [26] 10 N/A N/A 2003–2017
Phenology Consortium of PNW Herbaria [23] 35 93 35 1980–2015
Phenology Olympia Forestry Sciences Laboratory 17 N/A 13 2015–2017
Phenology USA National Phenology Network [24] 26 N/A 99 2010–2015
Climate AdaptWest Project [30] N/A N/A N/A 2020s, 2050s, 2080s
Climate Daymet [31] N/A N/A N/A 1980–2017

Climate envelope models

To create current and future projected habitat distribution models for each species, we followed the methods of [9] and used a presence-only maximum entropy approach (MaxEnt, version 3.3.3; [32]). MaxEnt uses geo-located species presence data and environmental data to quantify the species’ environmental niche, which is defined as the probability of species occurrence. We utilized MaxEnt for species distribution modelling of our shrub species because it has been shown to produce accurate results using presence-only data [33,34]. MaxEnt assumes a random sample of species occurrences across the geographic domain of the study area, which we define by the domain of the gridded bioclimatic variables. However, because of the spatial clustering of species location data, environmental bias can be introduced, possibly reducing the model’s predictive ability (e.g. [35,36]. To reduce this possible bias, we spatially filtered location data by 5-km radii.

To model the bioclimatic niche of each species, we acquired 30-year climatological averages of 16 bioclimatic variables from AdaptWest over the western United States and Canada (spatial extent: 32° to 62° N, 146° to 105° W;[30,37,38]. These data are interpolated on a 1-km grid, where the contemporary climate is based on the Parameter-Elevation Regressions on Independent Slopes Model (PRISM; [39], and future climate is based on downscaled global climate model (GCM) data from the Coupled Model Intercomparison Project phase 5 (CMIP5; [40]. Our analyses were conducted over the contemporary climatological period (1981–2010), the mid-21st century period (2041–2070), and the late-21st century period (2071–2100). Analyses over future periods were performed using ensemble data from 15 climate models, and were limited to experiments run under Representative Concentration Pathway 8.5. We chose RCP 8.5 as emissions trajectories to date have more closely followed RCP 8.5 than the lower RCP options [41].

Following work by [42] and [43], MaxEnt was run with our suite of 16 bioclimatic predictor variables (Table 2), performing a jackknife test of variable importance to identify the least contributing predictor, which was then removed. The predictor with the least contribution was defined as the variable with the lowest decrease in the average training gain when omitted. This stepwise process was continued until only one predictor was used for the model. For each model, the 95% confidence interval of the training gain was calculated to identify difference between models [42]. The model with the most parsimonious number of predictors that resulted in an AUC > 0.8 and whose 95% confidence interval overlapped with that of the full model was selected to create the final distribution model for each species [42,44]. For modelling the future distribution of each species, the model trained on the contemporary (1981–2010) climate variables was “projected” into future climate space by applying that model to the gridded future climate data.

Table 2. The 16 bioclimatic variables used in analysis of habitat suitability.

Variables used in the final climate envelope models for hazelnut, Oregon grape, and salal are followed by superscripts h,g, and s, respectively.

Bioclimatic Variables
Annual heat moisture index (AHM) h,g
Degree-days below 0°C (DD0)
Degree-days below 5°C (DD5)
30-year extreme minimum temperature, °C (EMT) h,g,s
30-year extreme maximum temperature, °C (EXT) g
Frost-free period, days (FFP) h,s
Hargreave’s climatic moisture index (CMD) h,g,s
Hargreave’s reference evapotranspiration (EREF) s
Temperature differential, °C (TD)
Mean annual precipitation, mm (MAP) g,s
Mean annual temperature, °C (MAT) g
Mean summer (May–September) precipitation, mm (MSP) h,g,s
Mean temperature of the coldest month, °C (MCMT)
Mean temperature of the warmest month, °C (MWMT) g
Precipitation as snow, mm (PAS)
Summer heat moisture index (SHM)

Following [33], we utilized most of MaxEnt’s default settings, which are detailed in Merow et al. (2013). However, we restricted model features to linear and quadratic features in order to produce models that are easier to interpret, and that may provide a better reflection of the relationships between climate and plant species distribution [45, 46]. Using a random subsample of 25%, we completed 10 replicated runs for each model; the subsampling approach was selected after experiments showed it to perform better (based on AUC) than k-fold cross-validation. For visualization and analyzing geographic changes in species climate niche, we used the 10-replicate median model output. To quantify habitat suitability, we selected the cumulative output option in MaxEnt for analysis as it avoids the assumptions made by the logistic output and is more easily interpreted than the raw output [45]. The cumulative output provides the relative suitability of species presence at a site and ranges from 0 (low relative suitability) to 100 (high relative suitability); however, we note that the computation of the cumulative output from the raw output means that large variations in cumulative value do not necessarily equate to large variations in the relative probability of presence [33].

Phenology models

To predict how dates of flowering and fruiting may change in the future, we used the collected phenology observations and interpolated daily mean temperature data from Daymet [31] to identify the mean accumulated daily temperature sums above a base temperature of 0 °C, or ‘thermal sums’ (also referred to as growing-degree days), from January 1st until the date of flowering or fruiting for each species and phenological event. Thermal sum models assume that plant development advances as thermal units, or growing-degree days, accumulate, and they are widely applied in horticultural [47,48] and ecological studies [49]. We followed the methods of [9] and accessed 1 km x 1 km daily interpolated climate data from 1980–2017 from Daymet [31] using the phenoR package [50] in the statistical analysis program R [51]. We then calculated thermal sums as the sum of daily mean temperatures extracted from the 1 km x 1 km Daymet grid cells above 0 °C from January 1st through the day of each phenology observation from 1980–2017, and used the mean value of all observations for each species and each phenological event to get thermal sum models using the TT function in the phenoR package. Thermal-sum models were used because our phenology observations were heterogeneous over time and space, and were not collected in a systematic matter at the same sites over time. We chose not to test more complex process-based models with these observational data as they may give misleading results [52]. However, even though the observations used here do not necessarily indicate the first or peak observation of a phenological event, we argue that calculating the mean accumulated thermal sums across the many observations can give an informative look at the actual accumulated temperatures required prior to peak flowering or peak fruiting [53]. We created a map showing the day of year (DOY) on which the thermal sum thresholds for each species and phenological event were met in the year 2000 (as a proxy for the “current” time period: 1981–2010) using historical gridded climate data across western North America. We then clipped the maps of estimated phenological dates for the current time period to each species’ current distribution to show projections for the current timing of flowering and fruiting, and to compare to future projected phenological dates.

Next, we used the thermal sum models for flowering and fruiting to predict how climate change may alter phenology in the future using projected daily temperatures for the mid-century (2055) and end-of-century (2085) periods, for the RCP 8.5 emissions scenario, from the NASA Earth Exchange global daily downscaled projections, following the methods of [50] and [9]. We calculated thermal sum models that used each of 15 CMIP5 daily downscaled projections to arrive at CMIP5 model-mean projected flowering and fruiting dates for each future time period, as well as the standard error in projections across the 15 models. We then calculated changes in phenological events based on the difference between current and future projected phenological dates. Finally, we created maps showing the projected difference in flowering and fruiting dates by mid-century and the end of the century and clipped the extent of each future phenology map to the future-projected species distribution to illustrate how both species distribution and phenology may change in the future.

We also looked at the trends in phenology observations for the three species from a long-term dataset from the Wilbur Bluhm Plant Phenology Study in Salem, Oregon. Over the past 50 years, Wilbur Bluhm recorded the timing of many phenological events of plants around Salem, Oregon [54]. Here, we looked at this study’s records for flowering and fruiting for our species of interest that spanned at least 10 years to see how phenological changes in the recent past compare to our projections for the future. Specifically, we looked at how the dates of first flowering of salal (1998–2016), first flowering for Oregon grape (1963–2016), ripe fruits of Oregon grape (2000–2016), and ripe fruits for salal (2000–2016) have changed over time. We examined change over time for each species and phenological event separately with year as the predictor variable and the date of the phenological event as the response variable using linear models in R [51]. All maps of climate envelope and phenology model results were created using ArcGIS® ArcMap 10.7.1 software (Esri, 2019).

Results

Species distribution

The best-fit species distribution models for the current time period assigned high relative measures of habitat suitability to areas with current occurrences of each species, and also had relatively high measures of model fit, with an AUC of 0.91 for beaked hazelnut, and 0.92 for Oregon grape and salal (Fig 1). The best-fit model for beaked hazelnut selected 5 variables as important predictors of habitat suitability: annual heat-moisture index, extreme maximum temperature over 30 years, frost-free period, Hargreaves climatic moisture deficit, and mean summer precipitation, (Table 2, S1 Fig). The best fit model for Oregon grape selected 8 variables as important predictors of habitat suitability: annual heat moisture index, extreme minimum temperature over 30 years, frost-free period, Hargreaves climatic moisture deficit, mean annual precipitation, mean summer precipitation, mean coldest month temperature, and mean warmest month temperature (Table 2, S2 Fig). The best fit model for salal selected 5 variables as important predictors of habitat suitability: extreme minimum temperature over 30 years, frost-free period, Hargreaves climatic moisture deficit, Hargreaves reference evaporation, and mean summer precipitation (Table 2, S3 Fig).

Fig 1. Habitat suitability models across western North America for the recent time period (1981–2010) for beaked hazelnut, Oregon grape, and salal.

Fig 1

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

The projections for future species distributions for all three species showed a reduction in habitat suitability in coastal regions, at more southerly latitudes, and at lower altitudes, and an expansion of suitable habitat in more northerly latitudes and at higher elevations by mid-century and continuing through the end of the century (Fig 2). For beaked hazelnut, habitat suitability is projected to decrease at lower elevations and latitudes by up to 50% by the end of the century and increase at higher elevations and inland northern latitudes by up to 30% under the RCP 8.5 scenario (Fig 2). For salal, habitat is projected to decrease by 10–60% and increase by up to 50% in the Oregon and Washington Cascades and higher altitudes of Vancouver Island by the end of the century, however, the region of increasing habitat suitability for salal is smaller than for the other two species (Fig 2). For Oregon grape, habitat is projected to decrease at lower elevations and latitudes by up to 40% and increase by up to 50% at higher altitudes and latitudes by end of the century (Fig 2). For all three species, results for the mid-century time period were similar, but the models projected less reduction in habitat in warmer locations and less expansion of habitat in colder locations by mid-century than the end of the century (Fig 2).

Fig 2. Projected change in habitat suitability across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

Fig 2

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

Phenology

Thermal-sum models projected almost a two month range in the timing of phenological events for all shrubs in the recent past across their current ranges, with earlier dates of flowering and fruiting projected for southern, coastal, and lower altitude regions and later dates in higher altitudes and more northern regions (Figs 3 and 4, S1 Table). For the recent time period (1980–2010), thermal sum models projected flowering dates ranging from early February through early May, and fruiting dates from late June through late August across the current range of beaked-hazelnut; flowering dates from mid-May through late July and fruiting dates from late June through August for salal, and flowering dates from February through June, and fruiting dates from May through August for Oregon grape (Figs 3 and 4).

Fig 3. Projected dates of flowering across western North America for the recent time period (1980–2010) for current ranges of beaked hazelnut, Oregon grape, and salal.

Fig 3

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

Fig 4. Projected dates of fruiting across western North America for the recent time period (1980–2010) for current ranges of beaked hazelnut, Oregon grape, and salal.

Fig 4

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

Thermal-sum models projected mean advances in flowering for all species by 18 days (± 4 days) by mid-century and 35 days (± 5 days) by the end of the century under the RCP 8.5 emissions scenario (Fig 5, S4 Fig). Fruiting was projected to advance by 20 days (± 5 days) by mid-century and 37 days (± 5 days) by the end of the century (Fig 6, S5 Fig). Advances in flowering dates for species varied by ca. 43 days, and fruiting dates by ca. 32 days across projected future ranges, with greater advances in phenology predicted for inland and higher altitude locations.

Fig 5. Projected advance in flowering dates in future projected habitat across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

Fig 5

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

Fig 6. Projected advance in fruiting dates in future projected habitat across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

Fig 6

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

Trends in phenological events from the Wilbur L. Bluhm Plant Phenology Study differed for each species. The strongest trend was for flowering of Oregon grape, which has advanced by an average of 52 days from 1963 to 2016 (slope = -1.07 ± 0.13, F1,38 = 66.27, P < 0.0001, Fig 7). Fruiting of Oregon grape has also significantly advanced over the past 16 years (slope = -1.38 ± 0.61, F1,13 = 66.27, P = 0.04, Fig 7). However, there were no significant trends in the timing of flowering and fruiting of salal over the shorter period they were recorded (F1,15 = 1.92, P = 0.186, and F1,8 = 1.92, P = 0.78, respectively, Fig 7).

Fig 7. Observed dates of flowering and fruiting of Oregon grape and salal from the Wilbur L. Bluhm Plant Phenology Study.

Fig 7

Lines represent slopes and shading indicates 95% confidence intervals for correlations significant at P < 0.05.

Discussion

Species distribution

Our climate envelope models predicted that hazelnut, Oregon grape, and salal will experience reductions in the potential suitability of their current habitats, and to some extent increases in habitat suitability in more northern and higher-altitude regions. The current suitable habitats for each species are overlapping, yet distinct, with hazelnut predicted to occur in mostly coastal regions extending down to California, salal predicted to occur in the smallest current region along the coast of mainly Oregon and Washington, and Oregon grape predicted to have a larger current area of suitable habitat across much of the mid-elevation regions of the Pacific Northwest. Future climate projections show the least gain in suitable habitat for salal, in addition to declining habitat suitability through much of its current range. Although salal is a very common and abundant understory species in coastal Northwestern forests, changing climate conditions could lead to a decline in abundance, with numerous impacts on the ecosystems where it is currently abundant. Besides serving as a food source for people and wildlife, salal is also extensively harvested as a part of the floral trade [5,8], and management concerning the future sustainability of salal harvesting should consider future loss in habitat with climate change. On the other hand, Oregon grape has a much broader current suitable habitat than salal as it currently grows in many different locations across elevational gradients. Our models project that Oregon grape has the greatest potential to expand its range in the future, if factors such as dispersal, population establishment, and competition with other species are not limiting. Climate envelope models for huckleberry, another shrub species with a broad range, similarly showed potential for expansion to more northern regions [9]. These results highlight the differential impacts climate change may have on species with more specialized, versus more generalized, habitat requirements [55,56].

For all three species, extreme minimum temperatures, climatic moisture deficit, and mean summer precipitation were important variables for their final habitat suitability models. These results further confirm the importance of both damaging cold temperatures and drought as critical in defining the range of plant species [57,58]. As temperatures will generally increase year-round with climate change, this could influence frost risk, and increase the number of regions prone to drought, which in turn will have a large impact on the distribution of many plant species. These increases in winter temperatures and drought risk may lead to more extreme range shifts than just poleward advances in the future [59].

Phenology

Results from the phenology models show strikingly large potential advances in both flowering and fruiting of the shrub species by the end of the 21st century. These advances may alter the synchrony of flower availability for pollinators, or the timing of food availability for herbivores and human harvesters. Plant species that coexist in ecosystems have evolved to stagger the timing of flowering and fruiting ripening, and the length of times fruits are available, to maximize resource use and the chances of pollination and seed dispersal by animals [60]. In turn, birds and other animals have adapted to move across the landscape to use different food sources at different times throughout the year to maximize energy efficiency and gain [11]. Changes to the current flowering and fruit-ripening times may alter these time-dependent species interactions [61]. Our thermal-sum models show that with increasing accumulations of warm temperatures over the course of the summer, the later-ripening fruits of salal may ripen earlier (Fig 6), and shorten the window of fruit availability between the earliest fruiting (Oregon grape) and latest fruiting species (salal), which could shorten the time-window of food availability for dispersers across the landscape.

As a function of reduced snowpack, lower albedo, and increased solar absorption, higher elevations are more likely to experience increased warming with climate change than lower elevations at comparable latitudes, with greater amplification of warming under RCP 8.5 [62]. Accordingly, our projections show more rapid accumulations of thermal sums for flowering and fruiting at higher elevations as compared to lower elevations. In addition, the phenology of plants in colder, higher altitude ecosystems may be more sensitive to temperature changes than those at lower, warmer elevations [63]. These differential changes in phenology across temperature gradients have consequences for an increase in homogeneity in the timing of open flowers for pollinators and fruit resources across elevational gradients. Further, reduced winter snowpack can lead to lower soil moisture later in spring and summer [64], which could potentially influence berry productivity [65]. Collectively, these changes may impact the timing of harvesting by humans, or how animals move across the landscape to obtain food [11].

Climate is one of the primary drivers of plant growth, survival, and phenology. Warmer temperatures have already altered the phenology of plant species around the world [66,12,67]. In Salem, Oregon, where temperatures have been increasing steadily since the 1950s [54], Oregon grape has also shifted first flowering dates by more than 10 days per decade. These observations from the Wilbur Bluhm Phenology Study show that large shifts in phenological timing for at least one species have occurred in the Pacific Northwest over the recent past, and provide support for our future projections. However, these shifts are not evident for all species [54]. There were no significant trends in phenological timing for salal in the observations from Salem, Oregon, although the period of observations for salal was 18 years, much shorter than the 53 years of observations for Oregon grape. The varied periods of record for Wilbur Bluhm Phenology Study shows the importance of taking long-term measurements on ecological phenomena, as patterns and trends in these very heterogeneous data may only emerge after many years of data collection [13,54].

Caveats

As with all modelling efforts, these projections are subject to a number of constraints and sources of uncertainty, and it is important to understand the limitations of such models for their effective use in land management planning [68]. For example, although the cumulative output from the MaxEnt modelling approach is effective for identifying shifts in overall range and for providing qualitative estimates of increases or decreases in site suitability, the output’s quantitative, absolute measure of change in site suitability should be interpreted with care. Further, our species distribution models do not consider how competition between species, future land use change, soils, or disturbance may impact changing ranges in the future. In addition, incorporating differences in adaptive responses for different genotypes of the species across their current ranges could be useful for creating more realistic predictions for how they may compete and survive in areas deemed lower quality habitat in the future. There are also multiple limitations to the scope of our phenology models, as there are currently few repeated measurements of phenological events over multiple years for these species. Although warm temperatures are often the dominant factor affecting the timing of phenology of temperate plants, the amount of cold temperatures experienced over winter (chilling), daylength (photoperiod), water availability, and extreme weather events may also play a role in the timing of spring and summer phenological events of many species [60,69]. Our predictions may be inaccurate if warmer temperatures in the future also reduce the amount of winter chilling and lead to delays in flowering for shrub species with high chilling requirements. Additionally, photoperiod may limit advances in phenology such that our model predictions of change will be greater than actual phenological shifts, particularly for shrub species that are more sensitive to photoperiod cues. As more precise phenology measurements are taken, phenology models incorporating chilling and photoperiod requirements can be developed for these species as well. However, despite the limitations of our modelling approaches, the models shown here are an important step towards spatial predictions of how both the locations and timing of phenology of species may change in the future, and our results provide important landscape-scale information for management and planning of restoration and other projects.

Importance

To date, climate impact studies of culturally-important food-producing plant species have been limited, and this has hampered our ability to predict future changes in these resources and plan for effective management and restoration. The habitat suitability models developed here, based on location data from multiple publicly-available sources, provide a much more detailed estimation of the current ranges of these species than what was available prior to our work (e.g. [70]. This work is also important because it provides spatial projections for both habitat suitability and phenological changes across the entire ranges of these three phenologically diverse species. This enables comparisons between how both habitat suitability and the timing of flowering and fruiting may by impacted by climate change in the future, and allows for a more complete picture of climate impacts on important plant species across large spatial scales. For example, our climate-envelope models show that habitat suitability is projected to increase at higher elevations and latitudes, in the same places where our phenology models show the greatest potential advances in flowering and fruiting. Large advances in flowering, particularly at high altitudes and latitudes, could greatly increase the risk of frost damage and loss of fruit crops. [71].

Applications

Results of our project will help resource managers and Indigenous Peoples understand how climate change is likely to affect the potential locations and timing of fruit production of culturally-important shrub species. Successful restoration projects should consider how climate change may impact success of desirable species [72], and our models can be used to identify regions where climate change might significantly affect the growth, survival, and timing of fruiting of food-producing shrubs, and help identify regions where these species are likely to thrive in the future. This research is also directly applicable to climate impact statements that are currently being developed by many Tribes, First Nations, National Forests, National Parks, and other entities. Our models provide an important new source of information on how climate might impact important understory species that have often been overlooked in previous climate assessments, and we hope that our research will spur more efforts to monitor and model habitat and phenology changes of other shrub species.

Supporting information

S1 Table. Mean thermal sums (sum of daily mean temperatures above 0 °C), and earliest and latest observations of flowering and fruiting of beaked hazelnut, Oregon grape, and salal.

(DOCX)

S1 Fig. Relationships between predicted habitat suitability and the 5 climatic variables in the best-fit species distribution model of hazelnut: (A) annual heat-moisture index, (B) Hargreaves climatic moisture deficit (C) extreme minimum temperature, (D) frost-free period, and (E) mean summer precipitation.

These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

(DOCX)

S2 Fig. Relationships between predicted habitat suitability and the 8 climatic variables in the best-fit species distribution model of Oregon grape: (A) annual heat moisture index, (B) Hargreaves climatic moisture deficit, (C) extreme minimum temperature, (D) frost-free period, (E) mean annual precipitation, (F) mean summer precipitation, (G) mean coldest month temperature, and (H) mean warmest month temperature.

These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

(DOCX)

S3 Fig. Relationships between predicted habitat suitability and the 5 climatic variables in the best-fit species distribution model salal: (A) Hargreaves climatic moisture deficit, (B) extreme minimum temperature, (C) Hargreaves reference evaporation, (D) frost-free period, and (E) mean summer precipitation (Table 2, S4 Fig).

These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

(DOCX)

S4 Fig. Standard error in projected flowering dates between 15 climate models across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

(DOCX)

S5 Fig. Standard error in projected fruiting dates between 15 climate models across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

(DOCX)

S1 Data

(PDF)

Acknowledgments

We thank Leslie Brodie, Yianna Bekris, Jacob Strunk, and Beverly Luke for assisting with gathering, editing, and analyzing presence and phenology data. We thank Dominique Bachelet and Nikolas Stevenson Molnar for identifying possible datasets, and Koen Hufkens for assistance with calculating thermal sum models. We thank the following sources: USFS Forest Inventory and Analysis program, USFS R-6 Ecology Program, US National Park Service, USDI Bureau of Land Management, USA National Phenology Network, the Consortium of PNW Herbaria, and Wilbur L. Bluhm Plant Phenology Study for data on plant occurrences and phenology. Any use of trade, firm, or product names is for descriptive purposes only and does not imply endorsement by the U.S. Government.

Data Availability

All data files are available from: Prevey, J.P., Parker, L.E., and Harrington, C.A. 2020, Database of location and phenology data for beaked hazelnut (Corylus cornuta), Oregon grape (Mahonia aquifolium), and salal (Gaultheria shallon): U.S. Geological Survey data release, https://doi.org/10.5066/P9G0UTKF.

Funding Statement

JSP and CAH received a grant through the U.S. Geological Survey, Northwest Climate Science Center, grant number: USGS G17PG00111, USFS Agreement 17-IA-11261993-099 website: https://www.usgs.gov/land-resources/climate-adaptation-science-centers/northwest-casc. CAH received a grant through the Yakama Nation, grant number: USFS Agreement 17-CO-11261993-100, website: http://www.yakamanation-nsn.gov/. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Sergio Rossi

9 Jan 2020

PONE-D-19-32397

Projected impacts of climate change on the range and phenology of three culturally-important shrub species

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Reviewer #1: It is important to understand habitat suitability, distribution, phenological mechanism and responses to climate change for the species with social and economic values, to inform assessment of future impact and management planning. This study applied MaxEnt and Thermal-sum models to estimate habitat suitability and flowering and fruiting phenology of three shrub species, which provided interesting results. More information should be stated to prove the reasoning of applied methods. More evidence and discussion should be provided to prove the importance and how useful the research findings could be in this study.

There are different phenology models for spring phenology including different sets of variables. This manuscript needs more arguments to state the reason why the authors selected thermal-sum model for flowering and fruiting phenology of the three shrub species. How much do we know about the phenological mechanism of the shrub species so far? Are there any evidence supporting the thermal-sum model is the best for fitting flowering and fruiting phenology? If we know little of phenological mechanism, how can we use the future predictions based on the models with uncertain response mechanism?

The information of phenology data processing should be clear. How were all different phenology observation records collected in multiple sites incorporated into spatial grid cells? Were thermal-sum models fitted at grid cell level or site level or using the whole data?

In comparisons of current and future phenology, which values were used? Yearly estimation was made, then calculated the mean date? E.g. mean phenological dates during 1981 and 2010 representing the current period? Or used one specific year estimation in comparisons?

Line 374-379. Argument is weak. Relate to the comment above. Need to state the reason why this simple phenology model was used and how the limitations may affect the results and conclusions. While the model used growing-degree-day as the only driver of phenology and warming trend was the only driver of future change, the advanced results were straightforward. But is it realistic that flowering and fruiting time will be advanced without constrains over time? What important message should we take from the current results?

Line 23-24. Phenology means timing of biological events. Should be “the timing of critical biological events” or “phenology”

Line 126. What are 16 bioclimatic variables? Need to refer to Table 2 here.

Line 236-238. What do 2055 and 2085 time period mean? Are they yearly estimation in the two specific years or mean estimation for the whole time periods 2041-2070 and 2071-2100?

Line 279-285. Could not find Figure 7.

Line 302. Need to explain how the results of least gain in habitat suitability suggested a decline of abundance of salal.

Line 308. Should specify “other factors”, such as population establishment and competition with other species.

Line 328-331. Should clarify the point from this sentence. Which results suggested more advanced fruiting of latest fruiting species than earliest fruiting species, and then shorten the time period between the earliest and latest fruiting.

Line 352-354. Remind the specific periods of record for Oregon grape and salal here, so the readers would know how exactly short the observations record was.

Line 372-373. Water availability and extreme weather events (e.g. drought and heat) may also affect phenology, which was rarely included in prior phenology models.

Reviewer #2: In this report, the authors use basic species distribution models and simple phenology models to extrapolate the current distribution and phenology of three culturally important shrubs species in a warmer future. While the study is generally clearly written and the methods are presented concisely, I feel that it lacks some novelty, as, to a large part, it seems to be quite similar to recently published study on huckleberry (AFM 2109, by the same authors. Referenced in this manuscript) just with different species three other different species. As such, the question remains if the authors exhaustively searched for all available data or, if even there is still more data on further species available, e.g. to cover all shrub species of the western US. It would also be interesting ton include the results from the previous study into the current analysis and focus on the differences between the four species.

Apart from that, my main critique is, that the authors seem to analyze and discuss the species distribution and phenology separately. I would like to see a deeper discussion of how a shifted phenology might interact with the bioclimatic parameters selected for the species distribution modelling in the long run, especially when making prediction for the end of the century. Are the currently selected bioclimatic parameters still valid in a future climate with strongly shifted phenology? For example, are late winter freezing spells becoming a more of a problem when the phenology is shifted much earlier? Furthermore, the author claims that due to obvious limitations of the chosen very simple models (for which they provide a good rationale), this is just a first step to predict the responses into the future. With the authors being aware of the limitations, it would be important to discuss the most likely responses with more realistic models and their consequences for their predictions as well, also given that the direction in which the additional factors may influence the responses can be estimated.

All in all, it is a brief, solid study, but needs a major revision of the discussion, which in turn, could also lead to a much stronger conclusion.

Some minor details:

The dataset is not available yet, doi missing.

There are a few wrongly formatted references in the introduction

**********

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PLoS One. 2020 May 8;15(5):e0232537. doi: 10.1371/journal.pone.0232537.r002

Author response to Decision Letter 0


30 Mar 2020

Dear Sergio Rossi and reviewers,

Thank you for your thoughtful edits and suggestions. We’ve addressed each point made by the editor and reviewers below, with our responses in bold italic. We’ve also highlighted all changes made to the manuscript in red in the ‘Revised Manuscript with Track Changes’ file.

Sincerely,

Janet Prevey, Lauren Parker, Connie Harrington

Editor and reviewer comments:

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The manuscript meets the style requirements.

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We will add the DOI for the data as soon as the data is approved through the USGS data release review process, and prior to publication of the manuscript. No changes are needed for the data availability statement.

All data files are available from: Prevey, J.P., Parker, L.E., and Harrington, C.A. 2020, Database of location and phenology data for beaked hazelnut (Corylus cornuta), Oregon grape (Mahonia aquifolium), and salal (Gaultheria shallon): U.S. Geological Survey data release, https://doi.org/XX.XXXX/XXXXX.

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We’ve uploaded higher quality versions of all Figures, including Fig. 3.

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We’ve uploaded Fig. 7.

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All PLOS content is published under the Creative Commons Attribution License (CC BY 4.0), which means that the manuscript, images, and Supporting Information files will be freely available online, and any third party is permitted to access, download, copy, distribute, and use these materials in any way, even commercially, with proper attribution. For these reasons, we cannot publish previously copyrighted maps or satellite images created using proprietary data, such as Google software (Google Maps, Street View, and Earth). For more information, see our copyright guidelines: http://journals.plos.org/plosone/s/licenses-and-copyright.

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The one caveat is that the authors must provide attribution on or near the map or image that includes an ArcGIS Online map hosted by Esri. We have included this attribution in each panel of each Figure that uses an ESRI background map, and added this statement to the end of the Methods (l. 200-201): “All maps of climate envelope and phenology model results were created using ArcGIS® ArcMap 10.7.1 software (Esri, 2019).”

5. Review Comments to the Author

Reviewer #1: It is important to understand habitat suitability, distribution, phenological mechanism and responses to climate change for the species with social and economic values, to inform assessment of future impact and management planning. This study applied MaxEnt and Thermal-sum models to estimate habitat suitability and flowering and fruiting phenology of three shrub species, which provided interesting results. More information should be stated to prove the reasoning of applied methods.

We have added additional information to the Methods section explaining the reasoning for the applied methods we chose for species distribution modeling here: l. 105-106, and reasoning for why we chose thermal sum models here: l. 167-171).

More evidence and discussion should be provided to prove the importance and how useful the research findings could be in this study.

This research is directly applicable to climate impact statements being developed by many Tribes of the Northwest, as well as National Forests, National Parks, and other regional climate impact assessments. Our models provide an important new source of information on how climate might impact important understory species that have often been overlooked in previous climate assessments. We’ve added several specific examples for why these results are important and how these results can be used to the end of the discussion (l. 408-416).

There are different phenology models for spring phenology including different sets of variables. This manuscript needs more arguments to state the reason why the authors selected thermal-sum model for flowering and fruiting phenology of the three shrub species.

Thermal-sum models were used because our phenology observations were heterogeneous over time and space, and were not collected in a systematic matter at the same sites over time, thus it would be difficult to test a suite of models that include other, more complex, cues such as chilling and photoperiod. We were hesitant to test more complicated process-based models with these observational data as they may give misleading results (Hänninen et al., 2019). Additionally, thermal-sum, or growing degree day, models have been used extensively for horticultural and ecological studies, and have accurately predicted the flowering and fruiting dates of at least two shrub species (White et al., 2012; Laskin et al., 2019). While we are aware of the plethora of phenological models that incorporate multiple cues, such as chilling temperatures and photoperiod, we do not have any evidence that those cues are more important than forcing temperatures, and thus decided to use simple models with temperature sums. We’ve added this additional justification to the methods, (l. 167-171).

Citations:

Hänninen, H., Kramer, K., Tanino, K., Zhang, R., Wu, J., Fu, Y.H., 2019. Experiments Are Necessary in Process-Based Tree Phenology Modelling. Trends in Plant Science 24, 199–209. https://doi.org/10.1016/j.tplants.2018.11.006

Laskin, D.N., McDermid, G.J., Nielsen, S.E., Marshall, S.J., Roberts, D.R., Montaghi, A., 2019. Advances in phenology are conserved across scale in present and future climates. Nature Climate Change 9, 419–425. https://doi.org/10.1038/s41558-019-0454-4

White, S.N., Boyd, N.S., Van Acker, R.C., 2012. Growing Degree-day Models for Predicting Lowbush Blueberry (Vaccinium angustifolium Ait.) Ramet Emergence, Tip Dieback, and Flowering in Nova Scotia, Canada. horts 47, 1014–1021. https://doi.org/10.21273/HORTSCI.47.8.1014

How much do we know about the phenological mechanism of the shrub species so far?

There is not much known about the phenological mechanisms for shrubs in this region. However, for most temperate plant species, warming temperatures in spring are the most important cue for the timing of phenological events. The below graph shows the relationship between mean spring temperatures and our phenology observations for the three shrub species. As you can see, for all but one species*phenological event (hazelnut flowering) – there is a strong negative relationship between spring temperatures and the day of year that the phenological events occurred; that is, the warmer the spring temperatures, the earlier in the year flowering occurs. Again, we are not trying to assume that other environmental cues are not important for phenological timing, just that we currently do not have experimental evidence to justify including them in our models. Finally, we acknowledge that the physiological mechanisms driving the development of any of these shrub species are undoubtedly a complex interplay between multiple environmental drivers. Our methods and results are one effort to identify some of these drivers and quantify their relationships to shrub phenology.

Are there any evidence supporting the thermal-sum model is the best for fitting flowering and fruiting phenology?

Laskin et al. 2019 used thermal sum models to predict timing of fruiting of another fruit-producing shrub in the northwestern region, with landscape-scale thermal sum models performing very well and predicting the date of fruiting and leaf senescence of Sheperdia canadensis to within 3 days. Additionally, the above graph of our observations suggests that there is a relationship between warm temperatures and earlier phenological dates. Again, there is not much known about phenological mechanisms for shrub species, and we hope that this research will encourage more detailed studies using experimental data and repeat measurements to identify other possible mechanisms.

If we know little of phenological mechanism, how can we use the future predictions based on the models with uncertain response mechanism?

Our phenology models show how flowering and fruiting may advance with warmer temperatures, and we hope they can serve as a first step for future studies seeking to identify phenological mechanisms for shrubs, and monitor phenological changes over time. We have addressed the reasoning for the soundness of thermal-sum models in the Methods (l. 165-171), and have added additional statements about the limitations of our thermal sum models in the Discussion (l. 379-384). Ultimately all models will have some level of uncertainty, but we argue that given the close observed connection between temperature and phenology across wild and cultivated species, the future predictions give a reasonable assessment of likely changes and provide resource managers and other interested stakeholders with information useful for their planning purposes.

The information of phenology data processing should be clear. How were all different phenology observation records collected in multiple sites incorporated into spatial grid cells?

Daily temperatures for each phenology measurement were taken from the 1 x 1 km grid from Daymet for the year of that observation. Daily temperatures from these grid cells for each phenology observation were summed from January 1st through the day of the phenological event in the year the observation was taken. We have clarified the methods to better explain the phenology data processing (l. 159-164).

Were thermal-sum models fitted at grid cell level or site level or using the whole data?

Thermal-sum models were calculated using all the data, as the sum of daily mean temperatures above 0 °C from January 1st through the day each phenology observation from 1980-2017, and we used the mean value of all observations for flowering and fruiting to get thermal sum models for each species and phenological event. We have clarified the methods to better explain the phenology data processing (l. 159-164).

In comparisons of current and future phenology, which values were used?

In these comparisons, we compared the DOY of phenological events estimated for the year 2000 from Daymet data to phenological dates estimated for 2055 and 2085 using daily temperature data from each of 15 CMIP5 daily downscaled projections. We then calculated changes in phenological events based on the difference between current estimated DOYs and future projected DOYs of phenological events (l. 172-193).

Yearly estimation was made, then calculated the mean date? E.g. mean phenological dates during 1981 and 2010 representing the current period? Or used one specific year estimation in comparisons?

We used estimations from daily temperatures in the year 2000 to represent the current time period (l. 172-175).

Line 374-379. Argument is weak. Relate to the comment above. Need to state the reason why this simple phenology model was used and how the limitations may affect the results and conclusions. While the model used growing-degree-day as the only driver of phenology and warming trend was the only driver of future change, the advanced results were straightforward. But is it realistic that flowering and fruiting time will be advanced without constrains over time? What important message should we take from the current results?

We now expandd upon the reasoning that the simple phenological model was used in the methods (l. 167-172), and explicitly state how the results may be inaccurate if chilling temperatures or photoperiod are stronger environmental cues for phenology in the Discussion (l. 380-384).

Line 23-24. Phenology means timing of biological events. Should be “the timing of critical biological events” or “phenology”

Changed to “critical biological events”.

Line 126. What are 16 bioclimatic variables? Need to refer to Table 2 here.

We’ve added a reference to Table 2 (l. 125).

Line 236-238. What do 2055 and 2085 time period mean? Are they yearly estimation in the two specific years or mean estimation for the whole time periods 2041-2070 and 2071-2100?

2055 and 2085 indicated a 30-year period centered on these years. That is, the mean over 2041-2070 was indicated by 2055, and 2071-2100 by 2085. However, we have now changed the wording from 2055 and 2085 to mid- and end of the century respectively to clarify this, while indicating in the first use of these terms that “mid-century” is with respect to 2041-2070, and “end of century” is with respect to 2071-2100 (l. 118-119 and l. 237-239).

Line 279-285. Could not find Figure 7.

Apologies, we have now added Figure 7.

Line 302. Need to explain how the results of least gain in habitat suitability suggested a decline of abundance of salal.

We’ve altered the sentence to clarify: “Future climate projections show the least gain in suitable habitat for salal, in addition to declining habitat suitability through much of its current range.” L. 301-303.

Line 308. Should specify “other factors”, such as population establishment and competition with other species.

We have replace ‘other factors’ with population establishment and competition with other species (l. 312).

Line 328-331. Should clarify the point from this sentence. Which results suggested more advanced fruiting of latest fruiting species than earliest fruiting species, and then shorten the time period between the earliest and latest fruiting.

We have clarified this by referencing Fig. 6 and including the names of the species (Oregon grape and salal). “Our thermal-sum models show that with increasing accumulations of warm temperatures over the course of the summer, the later-ripening fruits of salal may ripen earlier (Fig. 6), and shorten the window of fruit availability between the earliest fruiting (Oregon grape) and latest fruiting species (salal), which could shorten the time-window of food availability for dispersers across the landscape.” l. 335-338.

Line 352-354. Remind the specific periods of record for Oregon grape and salal here, so the readers would know how exactly short the observations record was.

We now state the specific periods of record: “There were no significant trends in phenological timing for salal in the observations from Salem, Oregon, although the period of observations for salal was 18 years, much shorter than the 53 years of observations for Oregon grape.” L. 359-360.

Line 372-373. Water availability and extreme weather events (e.g. drought and heat) may also affect phenology, which was rarely included in prior phenology models.

We have added water availability and extreme weather events to the list of factors that could possibly influence phenology (l. 379).

Reviewer #2: In this report, the authors use basic species distribution models and simple phenology models to extrapolate the current distribution and phenology of three culturally important shrubs species in a warmer future. While the study is generally clearly written and the methods are presented concisely, I feel that it lacks some novelty, as, to a large part, it seems to be quite similar to recently published study on huckleberry (AFM 2109, by the same authors. Referenced in this manuscript) just with different species three other different species.

We appreciate the reviewer’s comment and recognize the similarities between the manuscripts. However, we note that including the detailed methods (as we did for the AFM 2019 manuscript) as well as the results for all four shrub species in one publication resulted in an unwieldly, extremely long manuscript that was challenging for readers to follow. Thus, we broke up the studies to allow for more discussion of the specific results for the various shrub species. This approach of breaking large studies into multiple manuscripts is not uncommon. We also note that novelty is not a requirement of publication in PLOS One.

As such, the question remains if the authors exhaustively searched for all available data or, if even there is still more data on further species available, e.g. to cover all shrub species of the western US.

There is an impressive amount of species location data available for Northwestern shrubs, and almost all relatively common species of plants and animals available on GBIF.org, and availability is expanding daily. However, modeling habitat suitability and phenology for all shrub species in the western US was beyond the scope of our research as we wished to focus on those species that were identified as being of significant cultural importance in the Northwest. We also want to underscore the time and computational expense involved in adding each additional species. Each species required a unique habitat suitability model to be developed using MaxEnt, and for each citizen scientist observation for each species, time was taken to view and verify that the species and phenology stage had been identified correctly before thermal sum models for species-specific phenology could be developed. So while the principal reason we constrained our analysis to three shrubs is a function of the identified cultural importance, the realities of the limitations on our time would have limited our analysis to far fewer than all shrub species across the western US even in the absence of our culturally-focused motivation for shrub selection. That said, we hope that our research will spur more efforts to monitor and model habitat and phenology changes of other shrub species.

It would also be interesting ton include the results from the previous study into the current analysis and focus on the differences between the four species.

This is also beyond the scope of our current work, and since the previous results for huckleberry are already published, we do not want to present the results again here. However, we’ve now added comparisons to our results for habitat suitability for the current species and huckleberry here (l. 312-314) and discuss differences in phenology between the three phenologically diverse shrub species in this manuscript in the Discussion (l. 334-338).

Apart from that, my main critique is, that the authors seem to analyze and discuss the species distribution and phenology separately. I would like to see a deeper discussion of how a shifted phenology might interact with the bioclimatic parameters selected for the species distribution modelling in the long run, especially when making prediction for the end of the century.

We now expand our discussion of how shifts in habitat suitability and phenology may interact in the Discussion (l. 400-405).

Are the currently selected bioclimatic parameters still valid in a future climate with strongly shifted phenology? For example, are late winter freezing spells becoming a more of a problem when the phenology is shifted much earlier?

This is a good point. We now expand our discussion of how shifts in habitat suitability and phenology may interact to increase frost risk of shrub species expanding into higher altitude and latitude ecosystems (l. 4002-405).

Furthermore, the author claims that due to obvious limitations of the chosen very simple models (for which they provide a good rationale), this is just a first step to predict the responses into the future. With the authors being aware of the limitations, it would be important to discuss the most likely responses with more realistic models and their consequences for their predictions as well, also given that the direction in which the additional factors may influence the responses can be estimated.

We have added several sentences to the discussion detailing how changes in other environmental controls over phenology would alter our results. L 380-384.

All in all, it is a brief, solid study, but needs a major revision of the discussion, which in turn, could also lead to a much stronger conclusion.

We thank the reviewer for their suggestions and agree that the revisions add substantially to the discussion.

Some minor details:

The dataset is not available yet, doi missing.

We will add the DOI to the data release as soon as the data is approved through the USGS data release review process, and prior to publication of the manuscript.

There are a few wrongly formatted references in the introduction

We have corrected the references in the Introduction (l. 58).

Attachment

Submitted filename: Three_shrubs_ResponsetoReviewers_final.docx

Decision Letter 1

Sergio Rossi

7 Apr 2020

PONE-D-19-32397R1

Projected impacts of climate change on the range and phenology of three culturally-important shrub species

PLOS ONE

Dear Dr. Prevey,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the following minor points:

Discussion could benefit to be separated in sections of specific topics identified by subtitles.

Consider to convert the last part of discussion in application. Or add a conclusion f the work.

References are too many for a research paper. Generally, 30-40 should be enough. Reduce redundant or marginal references.

Readers should understand figures without reading the legend. As much as possible, improve the figures with this aim. Some examples: Fig 1: replace A, B, C with the name of the species, quantify (add values) to the range low-high, add the location of the study area at least in the legend; Fig 2: include the names of the scenarios (and the species)

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PLoS One. 2020 May 8;15(5):e0232537. doi: 10.1371/journal.pone.0232537.r004

Author response to Decision Letter 1


12 Apr 2020

Discussion could benefit to be separated in sections of specific topics identified by subtitles.

We have now separated the Discussion into topics identified by the subtitles ‘Species distribution’, ‘Phenology’, ‘Caveats’, and ‘Importance’.

Consider to convert the last part of discussion in application. Or add a conclusion f the work.

We’ve converted the last part of the Discussion into a subsection titled ‘Applications’.

References are too many for a research paper. Generally, 30-40 should be enough. Reduce redundant or marginal references.

We kindly request that we retain all the references for our manuscript. Since this research paper includes both climate envelope and phenology models, we have twice the number of necessary references to provide information for both disparate types of Methods, and many of these references were added per earlier reviewer comments. Additionally, 14 of the references are for the publicly available open-source data we used in the manuscript and are therefore necessary to include. We were not aware of any instructions to authors limiting the number of references for research papers in PLOS One.

Readers should understand figures without reading the legend. As much as possible, improve the figures with this aim. Some examples: Fig 1: replace A, B, C with the name of the species, quantify (add values) to the range low-high, add the location of the study area at least in the legend; Fig 2: include the names of the scenarios (and the species)

We have altered the Figures to replace the letters for panels with species names and the names of the scenarios, and added the location of the studies to Figure legends. In Fig. 1, the range values are denoted as ‘low’ and ‘high’ rather than 0 and 100 because, in Maxent, the computation of the cumulative output from the raw output means that large variations in cumulative value do not necessarily equate to large variations in the relative probability of presence, and thus it is advisable to list qualitative rather than numerical data, since a value of 100% does not necessarily mean that there is 100% chance of the species occurring at that location (Phillips and Dudik 2008). We do, however, quantify numerical differences in cumulative outputs for Fig 2.

Phillips SJ, Dudík M. Modeling of species distributions with Maxent: new extensions and a comprehensive evaluation. Ecography. 2008;31: 161–175.

Attachment

Submitted filename: response to minor revisions.docx

Decision Letter 2

Sergio Rossi

17 Apr 2020

Projected impacts of climate change on the range and phenology of three culturally-important shrub species

PONE-D-19-32397R2

Dear Dr. Prevey,

We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements.

Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication.

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Sergio Rossi

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PLOS ONE

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Reviewers' comments:

Acceptance letter

Sergio Rossi

28 Apr 2020

PONE-D-19-32397R2

Projected impacts of climate change on the range and phenology of three culturally-important shrub species

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Mean thermal sums (sum of daily mean temperatures above 0 °C), and earliest and latest observations of flowering and fruiting of beaked hazelnut, Oregon grape, and salal.

    (DOCX)

    S1 Fig. Relationships between predicted habitat suitability and the 5 climatic variables in the best-fit species distribution model of hazelnut: (A) annual heat-moisture index, (B) Hargreaves climatic moisture deficit (C) extreme minimum temperature, (D) frost-free period, and (E) mean summer precipitation.

    These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

    (DOCX)

    S2 Fig. Relationships between predicted habitat suitability and the 8 climatic variables in the best-fit species distribution model of Oregon grape: (A) annual heat moisture index, (B) Hargreaves climatic moisture deficit, (C) extreme minimum temperature, (D) frost-free period, (E) mean annual precipitation, (F) mean summer precipitation, (G) mean coldest month temperature, and (H) mean warmest month temperature.

    These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

    (DOCX)

    S3 Fig. Relationships between predicted habitat suitability and the 5 climatic variables in the best-fit species distribution model salal: (A) Hargreaves climatic moisture deficit, (B) extreme minimum temperature, (C) Hargreaves reference evaporation, (D) frost-free period, and (E) mean summer precipitation (Table 2, S4 Fig).

    These plots reflect the dependence of predicted suitability both on the selected variable and on dependencies induced by correlations between the selected variable and other variables.

    (DOCX)

    S4 Fig. Standard error in projected flowering dates between 15 climate models across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

    Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

    (DOCX)

    S5 Fig. Standard error in projected fruiting dates between 15 climate models across western North America under the RCP 8.5 emissions scenario for beaked hazelnut, Oregon grape, and salal by the mid-21st century (top panels), and by the end of the 21st century (bottom panels).

    Background map used: World Terrain Base; data sources: Esri, USGS, NOAA; Republished under a CC BY license with permission from ESRI original copyright [2009].

    (DOCX)

    S1 Data

    (PDF)

    Attachment

    Submitted filename: Three_shrubs_ResponsetoReviewers_final.docx

    Attachment

    Submitted filename: response to minor revisions.docx

    Data Availability Statement

    All data files are available from: Prevey, J.P., Parker, L.E., and Harrington, C.A. 2020, Database of location and phenology data for beaked hazelnut (Corylus cornuta), Oregon grape (Mahonia aquifolium), and salal (Gaultheria shallon): U.S. Geological Survey data release, https://doi.org/10.5066/P9G0UTKF.


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