Evaluation of diaphragm ultrasound in predicting extubation outcome in mechanically ventilated patients with COPD

Abstract

Background

To explore the value of the right hemi-diaphragmatic excursion (DE) and its variation in predicting extubation outcome in mechanically ventilated patients with COPD.

Methods

All included patients with COPD received mechanical ventilation (MV) and were ready to wean from MV. After patients passed the 30 min spontaneous breathing trail (SBT), extubation was considered to be feasible, and the right DE measured by ultrasound at 0 min, 5 min, and 30 min of SBT were named as DE₀, DE₅, and DE₃₀, respectively.

Results

Twenty-five patients succeeded extubation; 12 patients failed. The area under receiver operator characteristic curve (AUC_ROC) of DE₃₀ and ΔDE₃₀₋₅ (the variation between 30 and 5 min) were 0.762 and 0.835; a cutoff value of DE₃₀ > 1.72 cm and ΔDE₃₀₋₅ > 0.16 cm were associated with a successful extubation with a sensitivity of 76% and 84%, a specificity of 75% and 83.3%, respectively. The predictive probability equation of the DE₃₀ plus ∆DE₃₀₋₅ was P = 1/[1 + e^{−(−5.625+17.689×∆DE}₃₀₋₅^+1.802×DE₃₀⁾], a cutoff value of P > 0.626 was associated with a successful extubation with the AUC_ROC of 0.867, a sensitivity of 92%, and a specificity of 83.3%.

Conclusion

The combination of DE₃₀ and ∆DE₃₀₋₅ could improve the predictive value and could be used as the predictor of extubation outcome in mechanically ventilated patients with COPD.

Introduction

Mechanical ventilation (MV) is an important and effective treatment for patients with respiratory failure. More than 40% patients in intensive care units (ICU) require MV as a part of their process of care [1]. Clinicians in ICU are often challenged with the decisions regarding when and how to wean critically ill patients from MV. Weaning from MV is initiated as early as possible to avoid the complications associated with prolonged ventilation, such as ventilator-induced diaphragmatic dysfunction (VIDD). However, clinicians have to balance the benefits of early extubation with the risk of failure extubation and reintubation, while reintubation increases risk of hospital acquired pneumonia by 8 times, death by 6–12 times [2].

COPD is characterized by incomplete reversible airflow limitation; the respiratory muscle has high workload for a long time. The diaphragm, as the major respiratory muscle, is responsible for approximately 60–80% of the workload [3]. As a result, the diaphragmatic function plays a critical role in weaning from MV. Consequently, the thinning diaphragm, descending movement, and impaired contractility easily develop VIDD in patients with COPD due to systemic inflammatory response, oxidative stress, malnutrition, and chronic hypoxia [4]. In fact, the previous studies have demonstrated a majority of mechanically ventilated patients spent a staggering 40% of the time devoted to weaning from MV in the ICU, 60% for COPD [5–7]. In general, the evaluation of diaphragmatic function was common in mechanically ventilated patients in the ICU. Several traditional variables for evaluating diaphragmatic function have been used in clinical practice, such as maximum inspiratory, expiratory pressure, and maximum trans-diaphragmatic pressure. But these variables presented some limitations that were invasive and dependent greatly on patient’s cooperation, which make them to be put into difficult practice in the ICU. Other methods of assessing diaphragmatic function showed also disadvantages, like radiolesion, movement artifacts, and non-continuity, as in the case of chest X-rays, or were difficult to be carried out at the bedside, such as computed tomography and magnetic resonance imaging [8].

Ultrasonography has raised great interest as a noninvasive, easily available, and high reproducible method in evaluation of diaphragmatic function. Along with the growing use of ultrasonography in the ICU in recent years, it could be used to observe the morphology of the diaphragm, thus to evaluate diaphragmatic function and spontaneous breathing ability [9–11]. The previous studies have showed that the DE measured by ultrasound could be used to assess respiratory effort, and while diaphragmatic thickening fraction was shown to be correlated strongly with diaphragm strength and ventilator support level, the right DE assessed by ultrasound was more reliable, more feasible, and more repeatable [12–18]. Therefore, the aim of our study was to explore the value of the right DE and its variation assessed by ultrasound in predicting extubation outcome in mechanically ventilated patients with COPD.

Material and methods

Study subjects and selection criteria

This prospective observation study was performed from January 2014 to August 2018 in the ICU of the First Affiliated Hospital of Wannan Medical College. All patients with acute respiratory failure due to COPD and necessitating MV were included in the study. The study protocol was approved by the ethics committee of the First Affiliated Hospital of Wannan Medical College, and informed consent was obtained from each patient’s family.

Inclusion criteria: (1) Global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease and practical guidelines for MV worked out by Chinese Society of Critical Care Medicine were used as the diagnostic criteria [2] [19]. (2) No less than 24 h for mechanical ventilation. (3) Aged over 18 years old. (4) The patients were ready to wean from MV.

Exclusion criteria: (1) Unstable hemodynamics. (2) Without spont breath or unstable respiratory. (3) Less than 24 h for MV. (4) Mental disorders or cognitive impairment. (5) Advanced tumor. (6) Thoracic deformity.

Methods

Study protocol

Patients were selected by inclusion criteria and exclusion criteria. Clinicians took charge of the patient’s treatment including spontaneous breathing trail (SBT) and extubation. After patients passed the 30-min SBT, extubation was considered to be feasible. During the SBT, diaphragmatic movement was examined and recorded by the ultrasound physician (all images of ultrasound were saved, and measurements were repeated again.). In the whole process of SBT, infusion speed of drugs and other treatment remained unchanged. The patient was monitored by the ECG monitor to record the changes of heart rate (HR), mean arterial pressure (MAP), respiration rate (RR), and pulse oxygen saturation (S_PO2), and to observe the change of mental status. The patients were divided into successful extubation group and failure extubation group according to extubation outcome. General information and various weaning parameters of patients were collected prospectively, such as fraction of inspired oxygen (F_iO2), partial pressure of arterial oxygen (P_aO2), and partial pressure of arterial carbon dioxide (P_aCO2). The efficacy (sensitivity, specificity, etc.) of DE and its changes assessed by ultrasound in predicting extubation outcome were calculated and compared. Attending clinicians were blind to the ultrasound results.

The criteria for successful extubation: successful extubation was defined as the ability to maintain spontaneous breathing for at least 48 h, without any ventilatory support. In contrast, failure extubation was defined as the reconnection to ventilator (invasive or noninvasive) within 48 h due to respiratory failure or other reasons [10, 20]. Extubation and the reconnection to ventilator were all based on SBT results and physicians’ decision.

Spontaneous breathing trail

Pressure support ventilation with a support pressure of 5–8 cmH₂O and a PEEP level of ≤ 5 cmH₂O were employed for 30 min in the process of SBT.

Patients were assessed daily until the factors which developed respiratory failure were controlled or reversed. The criteria for SBT initiation were as follows: (1) clear consciousness (aroused, Glasgow Coma Score ≥ 13); (2) without dyspnea, 10 breaths/min (bpm) ≤ RR ≤ 35 bpm; (3) F_iO2 ≤ 0.35, PEEP ≤ 5 cmH₂O, P_aO2/F_iO2 ≥ 150 mmHg, PH > 7.30, and P_aCO2 reached the level of remission; (4) hemodynamic stability, and without myocardial ischemia, absence of severe hypotension, in the absence of any vasopressors or small dose (dopamine < 5ug/(kg min) or norepinephrine < 0.1 ug/(kg min); (5) no apparent acid; (6) hemoglobin > 80 g/L; (7) subjective clinical evaluation: clinicians considered that patients have sufficient airway protection and could be weaned [2].

The criteria for SBT termination were as follows: (1) RR > 35 or < 10 bpm for 5 min or involving auxiliary respiratory muscles; (2) S_PO2 < 88%, P_aO2/F_iO2 ≤ 150 mmHg, PH ≤ 7.30; (3) HR > 140 bpm or continuous polycardia, faster or slower than basic heart rate by 20%; (4) systolic blood pressure > 180 or < 90 mmHg; (5) change in mental status (such as somnolence, coma); (6) new myocardial ischemia. When one of the abovementioned criteria was reached, patients were reconnected and evaluated every day until successful SBT [2].

Diaphragmatic ultrasound

All patients were evaluated in semi-recumbent position (with elevating the head of the bed to 30°). First, the diaphragm was visualized by placing the 2–5 MHz convex probe to the right subcostal area between the anterior axillary and the mid-clavicular lines, the probe was directed to the head, with the right lobe of liver as a window, and the optimal images of diaphragm were captured by adjusting the probe direction. The right hemi-diaphragm was observed by two-dimensional ultrasonography until its movement was stable and its image was clear. Then, M-mode was used to record the movement of the diaphragm during tidal breathing when the sampling line and diaphragm were as vertical as possible (not < 70°). After the first data was taken, with the position markers fixed on the skin surface, the average of the three measurements was recorded.

Measured variables

General information such as patient name, gender, age, acute physical and chronic health score II (APACHE II), and MV time before admission were all recorded. The data was measured from the first respiratory cycle at 0 min after SBT. The DE at 0 min, 5 min, and 30 min of SBT was respectively named as DE₀, DE₅, and DE₃₀. The variation of right DE between each time point was named as ΔDE₃₀₋₅ and ΔDE₃₀₋₀. The P_aO2/F_iO2 (P/F) and P_aCO2 were observed and recorded at 0 min and 30 min after SBT, besides HR, tidal volume (Vt), RR, MAP, rapid shallow breathing index (RSBI), DE of each time point after SBT.

$$\begin{array}{c}{\mathrm{\Delta DE}}_{30‐5}={\mathrm{DE}}_{30}‐{\mathrm{DE}}_5\\ {\mathrm{\Delta DE}}_{30‐0}={\mathrm{DE}}_{30}‐{\mathrm{DE}}_0\end{array}$$

Statistical analysis

All statistical analyses were performed using SPSS 22.0. Data were presented as the mean ± standard deviation (χ(−) ± s) or median and interquartile range when appropriate. Fisher exact test was used to compare categorical data (gender). Student’s t test was used to compare differences of continuous variables between the two groups. Mann-Whitney U tests were used to compare differences of MV time between the two groups. Receiver operator characteristic curves (ROC curves) analysis and binary logistic regression analysis were used to evaluate the predictive value of diaphragmatic parameters. A P value < 0.05 was considered statistically significant.

Results

General information

During the study period, 4 patients were excluded from the study because of poor ultrasound measurement images, while 37 patients were included in this study. Of the 37 patients, 12 patients (32.0%) failed extubation after SBT, as shown in Fig. 1. There was no statistical difference in age, gender, APACHE II score, and MV time between the two groups (P > 0.05), as shown in Table 1.

Fig. 1.

Flow chart of patient selection

Table 1.

Patients characteristics between the two groups

Groups	Number	Gender		Age (years)	APACHE II	MV time
		Male/female				(h)
Success	25	18	7	74.5 ± 7.5	14.9 ± 5.7	77(46,108)
Failure	12	9	3	73.5 ± 8.6	17.1 ± 4.8	88(63,122)
P		0.847		0.715	0.264	0.496

APACHE II acute physiology and chronic health status score II

Comparison of respiration parameters

At all time points of SBT (0, 5, and 30 min), there was no significant difference in HR and MAP between the two groups (P > 0.05). The difference of RR, Vt, RSBI, P_aCO2, P/F, and DE between the two groups was not significant at 0 min time point (P > 0.05). However, at 5 min and 30 min time points, the RR and RSBI of patients in the successful extubation group were significantly lower, Vt and DE were significantly higher (P < 0.05). In addition, at 30 min time point, the P/F of patients was significantly higher in the successful extubation group (P < 0.05), while the difference of P_aCO2 was not significant between the two groups (P > 0.05), as shown in Table 2.

Table 2.

Comparison of respiration parameters between the two groups during SBT

Group	n	HR (bpm)	MAP (mmHg)	RR (bpm)	Vt (ml)	RSBI (bpm/L)	DE (cm)	PaCO2 (mmHg)	P/F (mmHg)
Success	25
0 min		94.6 ± 15.1	88.3 ± 8.4	19.1 ± 3.0	382 ± 37	51.2 ± 12.9	1.18 ± 0.34	39.3 ± 3.2	268 ± 23
5 min		101.1 ± 17.8	93.3 ± 14.0	24.2 ± 4.1	353 ± 39	70.4 ± 19.0	1.75 ± 0.34
30 min		97.2 ± 16.5	92.8 ± 9.9	21.6 ± 3.5	367 ± 38	60.3 ± 15.8	1.98 ± 0.36	48.2 ± 5.4	243 ± 20
Failure	12
0 min		99.6 ± 15.1●	89.8 ± 7.4●	20.5 ± 2.7●	361 ± 37●	57.9 ± 12.2●	0.97 ± 0.27●	38.6 ± 4.5●	257 ± 26●
5 min		109.9 ± 14.7▲	98.6 ± 11.0▲	26.7 ± 2.2∆	325 ± 36∆	83.7 ± 14.0∆	1.58 ± 0.28∆
30 min		107.3 ± 14.1■	96.8 ± 10.3■	25.8 ± 2.8□	331 ± 36□	79.5 ± 14.8□	1.64 ± 0.30□	50.2 ± 5.7■	226 ± 25□

HR, heart rate; MAP, mean arterial pressure; RR, respiratory rate; Vt, tidal volume; RSBI, rapid shallow breathing index; DE, diaphragm excursion; P_aCO2, partial pressure of arterial carbon dioxide; P/F, P_aO2/F_iO2; ^●P > 0.05 compared with the group of success at 0 min; ^▲P > 0.05, ^∆P < 0.05 compared with the group of success at 5 min; ^■P > 0.05,^□P < 0.05 compared with the group of success at 30 min

Comparison of ∆DE at each time points

As shown in Table 3, ∆DE₅₋₀ between the two groups has no significant difference (P > 0.05). Compared with the failure extubation group, ∆DE₃₀₋₀ and ∆DE₃₀₋₅ were significantly higher in the successful extubation group (P < 0.05).

Table 3.

Comparison of ∆DE between the two groups during SBT

Group	Number	∆DE5−0 (cm)	∆DE30−5 (cm)	∆DE30−0 (cm)
Success	25	0.570 ± 0.109	0.224 ± 0.070	0.794 ± 0.137
Failure	12	0.528 ± 0.104	0.135 ± 0.073	0.663 ± 0.108
t		1.112	3.573	2.882
P		0.281	0.001	0.007

∆DE₃₀₋₀ = DE₃₀–DE₀, and so on

Comparison of the predictive value

A ROC curve analysis was used to assess the accuracy of diaphragmatic parameters in predicting extubation outcome. As shown in Table 4, a cutoff value of RSBI₃₀ less than 73.9 bpm/L was associated with a successful extubation with the AUC_ROC of 0.815, a sensitivity of 75%, a specificity of 80%, a positive predictive value (PPV) of 64.3%, and a negative predictive value (NPV) of 87.0%. A cutoff value of DE₃₀ more than 1.72 cm was associated with a successful extubation with the AUC_ROC of 0.762, a sensitivity of 76%, a specificity of 75%, a PPV of 86.4%, and a NPV of 60%. Similarly, the AUC_ROC was 0.693 for DE₅, and a DE₅ value of > 1.63 cm predicted successful extubation with a sensitivity of 64%, a specificity of 75%, a PPV of 84.2%, and a NPV of 50% (Fig. 2). Our study presented the variation of DE between 5 and 30 minutes of SBT was named as ΔDE₃₀₋₅; a cutoff value of ΔDE₃₀₋₅ > 0.16 cm was associated with a successful extubation with the AUC_ROC of 0.835, a sensitivity of 84%, a specificity of 83.3%, a PPV of 91.3%, and a NPV of 71.4%. Likewise, the AUC_ROC, sensitivity, specificity, PPV, and NPV of DE₃₀₋₀ were 0.83, 40%, 100%, 100%, and 44.4%, respectively (Fig. 3).

Table 4.

Comparison of the predictive value of the index for extubation outcome

Index	AUCROC	Cutoff	Sensitivity	Specificity	PPV	NPV
RSBI30	0.815	73.9 (bpm/L)	75.0%	80.0%	64.3%	87.0%
DE5	0.693	1.63 (cm)	64.0%	75.0%	84.2%	50.0%
DE30	0.762	1.72 (cm)	76.0%	75.0%	86.4%	60.0%
∆DE30-0	0.745	0.83 (cm)	40.0%	100%	100%	44.4%
∆DE30-5	0.835	0.16 (cm)	84.0%	83.3%	91.3%	71.4%
DE30 plus ∆DE30-5	0.867	0.626	92.0%	83.3%	92.0%	83.3%

AUC_ROC, area under receiving operating characteristic curve; PPV, positive predictive value; NPV, negative predictive value

Fig. 2.

ROC curves of DE₅ and DE₃₀ for predicting extubation outcome

Fig. 3.

ROC curves of ∆DE₃₀₋₀ and ∆DE₃₀₋₅ for predicting extubation outcome

The positive predictive value was 94.7% when both DE₃₀ and ΔDE₃₀₋₅ were positive. The negative predictive value was 80.0% when both DE₃₀ and ΔDE₃₀₋₅ were negative. When the DE₃₀ plus ΔDE₃₀₋₅ were used to predict extubation outcome, the predictive probability equation obtained by binary logistic regression analysis was P = 1/[1 + e^{−(−5.625+17.689×∆DE}₃₀₋₅^+1.802×DE₃₀⁾], a cutoff value P > 0.626 was associated with a successful extubation with the AUC_ROC of 0.867, a sensitivity of 92%, a specificity of 83.3%, a PPV of 92%, and a NPV of 83.3% (Fig. 4).

Fig. 4.

ROC curve of P(DE₃₀ plus ∆DE₃₀₋₅)for predicting extubation outcome

Discussion

This study demonstrated that the DE₃₀ and ∆DE₃₀₋₅ could be used to predict extubation outcome in patients with COPD. The combination of two indicators could improve the predictive value.

The diaphragm is the major respiratory muscle; diaphragmatic dysfunction is responsible for difficult weaning from MV and prolonged MV which in turn may promote diaphragmatic dysfunction named as VIDD [20–23]. MV for 6–12 h can result in significant diaphragmatic atrophy or diaphragmatic dysfunction, as showed by animal studies [24, 25]. Therefore, diaphragmatic dysfunction can interact with MV, and it is time-dependent increase in diaphragmatic dysfunction in patients with the increase of MV time [26, 27]. Diaphragmatic dysfunction has a relatively higher incidence in patients with COPD undergoing MV [28]. Consequently, the prompt and accurate evaluation of the diaphragmatic function is crucial to successful weaning from MV in patients with COPD. SBT has been usually employed to predict extubation outcome. Even if patients passed SBT, the rate of failure extubation could still reach approximately 25% [11, 29, 30]. As a result, it will be very valuable to seek an easily available and accurate indicator to predict extubation outcome and improve survival rate of patients in the ICU.

Along with the growing use of ultrasonography in the ICU in recent years, both diaphragmatic thickening fraction and diaphragmatic excursion (DE) could be used as predictors of weaning from MV [10, 11, 13]. However, recent studies shown that DE was closely correlated with the first second exhalation, lung volume, residual volume, minute ventilation, and maximum inspiratory volume [14, 31]. Moreover, DE correlated well with trans-diaphragmatic pressure [15]. DE assessed by ultrasound was more accurate than diaphragm-thickening fraction in predicting successful weaning from MV [16]. Accordingly, DE assessed by ultrasound could evaluate well-diaphragmatic function. In addition, the right DE was usually easier to be observed, while the descending lung, bowel, and gas on the left side often interfered with the evaluation of diaphragmatic function during inspiration. Furthermore, descending diaphragm was more susceptible to interference from the surrounding intestine in patients with COPD. Previous studies suggested ultrasound measured successfully the right DE of 195 patients in 210 patients with a 93% success rate, while the success rate of the left DE was only 21% [17, 18]. Therefore, the right DE and its variation were assessed by ultrasound in this study.

The rate of failure extubation was 32% in our study, slightly higher than previous reports. Some reasons maybe (1) patients who were included all had COPD and acute respiratory failure. They were prone to diaphragmatic dysfunction. (2) The patients in this study were relatively older. The aged patients were susceptible to weaning due to descended thoracic compliance and weak respiratory muscle. As a result, the rate of successful extubation was negatively affected.

DE is a surrogate of diaphragmatic contractility. Normal data of DE is still lacking in patients with MV, and it has a great variation in different respiratory status among different studies [18, 32]. In this study, the range of DE measured by ultrasound was 0.68–2.78 cm; the DE was significantly higher in the successful extubation than in the failure extubation at the different time of weaning process (P < 0.05). Moreover, compared with DE₅, DE₃₀ was more accurate (characterized as higher sensitivity and specificity, larger AUC_ROC). The key to the successful extubation is not only the respiratory muscle contractility but also the endurance of the respiratory muscle contraction. Therefore, one measurement often does not sufficiently show the endurance of the respiratory muscle contraction. The variations among each time point for DE may more sufficiently reflect the endurance of diaphragmatic contraction. Our study indicated that compared with ΔDE₃₀₋₀, the AUC_ROC and sensitivity of ΔDE₃₀₋₅ were significantly larger and higher, but specificity was lower. Overall, ΔDE₃₀₋₅ was considered to be more accurate in predicting extubation outcome in this study.

Accordingly, our study showed that the positive predictive value was 94.7% when both indicators were positive, in contrast, the negative predictive value of 80%. When the DE₃₀ plus ΔDE₃₀₋₅ was used to predict extubation outcome by binary logistic regression analysis, the AUC_ROC and sensitivity were significantly larger and higher compared with ΔDE₃₀₋₀ and DE₃₀. On the whole, DE₃₀ plus ΔDE₃₀₋₅ was considered to be more accurate in predicting extubation outcome. Furthermore, this study showed that compared with traditional parameters such as RSBI, DE₃₀ plus ΔDE₃₀₋₅ was considered to be more accurate in predicting extubation outcome(the AUC_ROC and specificity were significantly higher). RSBI reflected effort of all respiratory muscles. So, in presence of diaphragmatic fatigue, accessory muscles could preserve tidal volume for a short time of SBT but not a long time and thus it was prone to failure extubation despite successfully passing the SBT.

The limitations of this study are as follows: Firstly, cardiac function had not been fully taken into account, which may be responsible for failure extubation. Secondly, the diaphragmatic ultrasound was not operated by two observers at the same time. Thirdly, the left diaphragm was not assessed by ultrasound. The subjects were older COPD patients in this study, and the left hemidiaphragm was frequently obscured by the expanding lung. However, Kim et al.’s study showed that unilateral diaphragm dysfunction was more common than bilateral, and the bilateral evaluation of ultrasound can more accurately represent the diaphragm function [20]. At last, The RR, RSBI, and P/F are also commonly used to predict extubation outcome. When we analyze DE₃₀ combined with these indicators, we found that the predicted value of joint judgment has not been improved significantly (the AUC_ROC has not been increased). Perhaps because this study is a single-center study, the number of cases is a limitation, and the selected patients are older and more severe. Further research was required to enlarge sample number.

Conclusions

In summary, our study demonstrated that compared with the DE₃₀ and ∆DE₃₀₋₅, the combination of DE₃₀ and ∆DE₃₀₋₅ could improve the predictive value and could be used as the predictor of extubation outcome in mechanically ventilated patients with COPD.

Authors’ contributions

Authors’ contributions: X. Z. designed this study, supervised the study, and revised the manuscript. J. W., J. Y., and Y. Z. performed the study, contributed to the collection of data, and participated in writing the manuscript. The other authors were involved in the execution of the study and data collection. All the authors participated in writing the manuscript and in reviewing the final manuscript and approving it for publication.

Funding information

This study was supported by the Natural Science Research Project of the Higher Education in Anhui Province (KJ2016A730), the Research Project on Application of Commonweal Technology in Anhui Province (1704f0804048), and the Annual Scientific and Technological Projects of Wuhu City (2012hm35).

Compliance with ethical standards

The study protocol was approved by the ethics committee of the First Affiliated Hospital of Wannan Medical College, and informed consent was obtained from each patient’s family.

Conflict of interest

The authors declare that they have no conflict of interest.