Abstract
Ligand exchange and CdS shell growth onto colloidal CdSe nanoplatelets (NPLs) using colloidal atomic layer deposition (c-ALD) were investigated by solid-state nuclear magnetic resonance (NMR) experiments, in particular, dynamic nuclear polarization (DNP) enhanced phase adjusted spinning sidebands–phase incremented echo-train acquisition (PASS–PIETA). The improved sensitivity and resolution of DNP enhanced PASS–PIETA permits the identification and study of the core, shell, and surface species of CdSe and CdSe/CdS core/shell NPLs heterostructures at all stages of c-ALD. The cadmium chemical shielding was found to be proportionally dependent on the number and nature of coordinating chalcogen-based ligands. DFT calculations permitted the separation of the the 111/113Cd chemical shielding into its different components, revealing that the varying strength of paramagnetic and spin–orbit shielding contributions are responsible for the chemical shielding trend of cadmium chalcogenides. Overall, this study points to the roughening and increased chemical disorder at the surface during the shell growth process, which is not readily captured by the conventional characterization tools such as electron microscopy.
Keywords: nanocrystals, nanoplatelets, c-ALD, PASS−PIETA, dynamic nuclear polarization, solid-state NMR
Colloidal semiconductor nanocrystals (NCs) are of continued interest for basic and applied research, owing to their unique size-dependent electronic and optical properties.1−3 Cadmium chalcogenide CdE (E = S, Se, Te) NCs represent a canonical system, on which the experimental and theoretical models have been developed regarding NC synthesis, surface chemistry, and physical properties. Compared to other semiconductor NC systems, CdSe NCs have been synthesized with the far largest control over composition, size, and shape.4−10 Consequently, the engineerability of the electronic properties of cadmium chalcogenide NCs remains unmatched.4,7,10,11
Two-dimensional zinc-blende (ZB) CdSe nanoplatelets (NPLs) represent a unique colloidal quantum well material.12−25 Their small thickness of just 1–2 nm (3–6 CdSe monolayers)13,22,26 is an order of magnitude smaller than their typical lateral dimensions (tens of nm).14 This results in strong one-dimensional quantum confinement of the exciton and, hence, the name “quantum wells”, owing to the large excitonic Bohr radius of CdSe (5–6 nm). In ZB CdSe NPLs, as well as in CdS and CdTe NPLs, the thickness of the individual platelets can be controlled precisely in steps of a stoichiometric monolayer by adjusting synthesis conditions.12,14,22,27−29 Moreover, the surface of these NPLs is atomically flat, which diminishes inhomogeneous spectral broadening of the excitonic features in the absorption and emission spectra.13 This gives rise to a unique electronic structure and optical properties, including narrowband photoluminescence (PL) from ensembles and single NPLs (<40 meV), fast radiative rates (fluorescence lifetimes of ca. 1 ns at 6 K), small Stokes shifts (<3 meV), and many more.11,13,14,30−37
A popular approach to enhance the optical properties of CdE (E = S, Se, Te) NPLs, foremost to maximize their PL quantum yield (QY) and to impart suited environmental stability, invokes epitaxial overgrowth of the NPLs with another, wider-band gap semiconductor shell. Core/shell CdSe/CdS NPLs16,26,38,39 and CdSe/ZnS NPLs39−42 are thus by far the most commonly studied colloidal NPL heterostructures. The most recent additions to the class of colloidal NPLs are CdSe/CdS/CdSe,27 CdSe/CdS/ZnS,42 and CdSe/CdSe/CdZnS core/shell1/shell2 NPLs.42,43 With the epitaxial extension of the crystallites, the band gap and other physical parameters are substantially altered.13,16,18,25−27,29,38−63 For instance, the PL QY raises from about 30% for core-only CdSe NPLs (green-emissive, 4.5 monolayers thick) to 85–98% upon the addition of a wider-band gap shell (red-emissive).41 With the goal of putting the exceptional PL properties to work, numerous applications of CdSe-based NPLs are being pursued, e.g., light-emitting devices,64−70 solar cells,67,71 photodetectors,72,73 and lasers.13,28,33,42,47,74−77
The versatility in the growth of heterostructures has increased in the past few years such that the thickness is controllable down to a monolayer for both the core14,22,37,63 and the shell.16,27,40,41,43,49 Furthermore, lateral extension of the platelet with a chemically distinct material is possible without altering the NPL thickness, forming what are known as core/crown NPLs.25,44−48,78 A complete enclosure of the NPL core is attainable as well, thereby harnessing the benefits of both the core/shell and core/crown heterostructures.18,29 The PL tuning range obtainable with these different NPL compositions encompasses a wide range from 395 nm (core-only CdSe NPLs)12,14 to ∼720 nm (6-monolayer-CdSe/CdS/ZnS core/shell1/shell2 NPLs).42 While the thickness of the NPLs directly influences their band gap energy in discrete steps, a more continuous (fine) tuning of the NPLs emission wavelength can be obtained compositionally by the formation of solid solutions of the pristine NPLs (e.g., CdSe1–xSx NPLs,17,18 CdSxSe1–x NPLs,20 CdSe1–xTex NPL),79 or likewise adjusting shell and crown compositions,26,27,42,43,46−48,77 or by doping the CdSe NPLs with Ag to introduce lower-energy transitions via midgap trap states.80 Next to the formation of heterostructures, diverse postsynthetic chemical modifications are pursued to impart desired optical and electronic characteristics of NPLs. These include the exchange of insulating long-chain ligands with mercaptopropionic acid, OH– and SH– for solar light sensitization of metal-oxide nanorods,81 various alkyl thiols,19,82 or halide ligands.83 The latter shifts the optical signals to the red, releases lattice strain in cadmium chalcogenide NPLs, and passivates the surface, which maintains or even enhances the high PL QY of NPLs.83 Cation-exchange reactions are yet another promising avenue. For example, mercury chalcogenide NPLs84,85 and HgTe/CdS core/shell NPL heterostructures have been reported.86 These materials are of interest for light emission and detection in the near- and mid-infrared spectral regions. More elaborate synthetic pathways are within reach as well, such as sequential cation exchange first with Cu+ and then with Zn2+ and Pb2+ ions. These results in zinc- and lead-chalcogenide-based core and core/shell NPLs highlight an unmatched versatility of the NPLs in comparison to other colloidal nanostructures.87
The atomic-level details of these chemical transformations, namely, shelling or crowning, cation-exchange, and ligand-exchange processes, are typically elucidated and traced indirectly by their influence on optical and electronic properties. Electron microscopy and X-ray diffraction complement such analyses.
In this work, we show how solid-state nuclear magnetic resonance (NMR) spectroscopy can be used as a powerful tool toward understanding the chemical reactions involving colloidal NPLs and obtaining atomistic insights not accessible by other characterization methods. Herein, we focus on the CdSe/CdS core/shell NPLs grown by colloidal atomic layer deposition (c-ALD). c-ALD was first described in 2012 for growing CdS shells atop of spherical CdSe NCs and CdSe NPLs.88 This postsynthetic surface process allows for precise growth of CdS shells and involves a sequence of surface reactions: removal of organic ligands, successive addition of sulfide and cadmium ions, and reattachment of organic ligands. These reaction steps are iterated to grow the CdS shell as desired. c-ALD is a highly suited synthetic procedure to study the surface chemistry ex situ, in a step-by-step manner, as the isolation steps are an inherent part of the procedure. Furthermore, at every stage, a distinctly different surface reaction is utilized, and therefore, different kinds of surface termination are produced. Thanks to recent developments discussed below, NMR spectroscopy offers ex situ snapshots of the c-ALD process at a level of atomic and molecular detail that cannot currently be matched by any other characterization method.
NMR spectroscopy is increasingly capable of characterizing complex materials systems and readily addresses the challenges of low species concentration, surface disorder, reduced crystallinity, and other forms of structural variability within the sample. With solution and solid-state NMR methods, different kinds of NCs, as well as different parts (core, shell, surface, etc.) of a specific kind of semiconductor NC, can be sampled because many chemical elements constituting these NCs possess at least one NMR-active isotope (e.g., 1H, 13C, 31P, 77Se, 111Cd, 113Cd, 123Te, 125Te). While solution NMR spectroscopy has mostly been restrained to NC ligands,1,89−91 solid-state NMR can also sample and resolve the core and the surface of colloidal NCs.92−100 However, for many isotopes relevant to NCs, conventional NMR experiments are challenging due to low natural abundance and weaker nuclear magnetism compared to more common NMR nuclei such as 1H, rendering signals practically unobservable. If surface species are to be observed, their low concentration further reduces the intensity of the signals of interest from low abundance and/or low gyromagnetic ratio nuclei. Thus, numerous methods for enhancing the NMR signal have been developed. Cross-polarization magic-angle-spinning (CP MAS) methods for transferring the greater polarization of protons to other nuclei are standard approaches for improving sensitivity when applicable (i.e., when protons are in molecular proximity to the target nucleus),101,102 and it has been successfully applied to semiconductor NC systems.99,100 In the past decade, dynamic nuclear polarization (DNP) enhanced NMR spectroscopy has matured into a particularly powerful tool for characterizing inorganic materials at an atomic level.103−106 In DNP, the polarization of unpaired electrons, which is 3 to 4 orders of magnitude greater than that of most nuclei, is transferred to the nuclei of interest. When a source of electron polarization (e.g., nitroxide biradicals) is added exogenously to a target solid, NMR signals of species at the surface of the solid are enhanced selectively.103,107,108 Signal enhancement factors of up to 2 orders of magnitude can be achieved compared to conventional solid-state NMR experiments, and with suitable formulations, a diverse range of materials can be probed, ranging from porous catalytic materials103 to cements109 and DNA microarrays on glass slides.110 Recently, we have developed a facile sample formulation methodology that can be used to acquire DNP enhanced NMR spectra of colloidal nanomaterials in their native colloidal state using minute quantities of the analyte (several milligrams per sample).97,98 Enhancement factors of 10–100 (for InP, CdSe, CdTe, PbTe, PbSe NCs, with organic and inorganic capping ligands) were obtained by impregnating colloidal-radical solutions with mesoporous silica (meso-SiO2), leading to 100–10 000 times shorter experiment times for obtaining comparable signal-to-noise ratios.97,98 These were the first examples of a growing catalog of dispersal strategies for DNP enhanced NMR spectroscopy of NCs,111−113 which facilitates experiments on difficult isotopes, such as those that have low gyromagnetic ratios, low natural abundance, and/or low concentration. Importantly, multidimensional NMR experiments, which enhance spectral resolution and information and permit analysis of surface structure and complexity and were previously considered impossible for these systems due to the signal averaging time required, are now within reach.94,97,98,103−106 One such experiment is the 113Cd two-dimensional phase adjusted sideband separation (2D-PASS) NMR114,115 experiment on NCs.94 2D-PASS provides improved spectral resolution and better accessibility to structural information by separating the isotropic chemical shift and the chemical shift anisotropy (CSA). Previously, we showed that 2D-PASS, when combined with signal enhancing methods such as DNP and phase incremented echo-train acquisition (PIETA),116 can cope with the low concentration of surface species, the low abundance of 113Cd isotopes and the high disorder, anisotropy, and asymmetry of NC surface species and, therefore, meets all requirements to study surface species of colloidal semiconductor NCs.94
In this work, we use DNP enhanced PASS–PIETA NMR to study the stepwise growth of one monolayer of a CdS shell onto atomically flat ZB CdSe NPLs during c-ALD. We assign the NMR signals to core and surface species for bare ZB CdSe NPLs and at intermediate steps of the shell growth and then rationalize the chemical reactions at the NC surface. With the aid of density functional theory (DFT) calculations, we rationalize the trends in the 111/113Cd chemical shifts; in particular, in relation to the paramagnetic and spin–orbit shielding through a natural chemical shielding analysis.117,118 An overarching finding of this work is that NMR spectroscopy can capture those degrees of chemical and structural disorder, which are not readily addressable with electron microscopy or X-ray diffraction, but which play a paramount role in the control of optical properties.
Results and Discussion
DNP Enhanced PASS–PIETA NMR Experiment
The interpretation and acquisition of solid-state NMR spectra of NCs are challenging due to the intrinsically low sensitivity of the relevant nuclei, such as 113Cd, and the small size of the crystallites as well as the absence of long-range atomic order. These disadvantages lead to spectrally inhomogeneous broadening from a chemical disorder of surface species and frequency anisotropy. To overcome the problem of the low sensitivity of 113Cd nuclei, we have enhanced the NMR signal by DNP. In a typical DNP experiment on colloidal NCs, as illustrated in the left panel of Figure 1, a radical, most often a nitroxide biradical such as TEKPol or AMUPol,119,121 is added to the sample as an exogeneous source of unpaired electrons. Then, continuous irradiation with microwaves spontaneously hyperpolarizes the protons of the solvent molecules by the cross effect.122 The polarization is afterward transferred from the protons to the nuclei of interest by CP, which produces an effective surface enhancement of the analyte.107
The right panel of Figure 1 introduces ZB CdSe NPLs as studied by DNP-enhanced NMR. Experiments are carried out under magic-angle spinning (MAS), where the sample is rotated around the so-called magic angle of 54.74° with respect to the applied magnetic field. This improves resolution by averaging the CSA, splitting the NMR signal of a given site into a centerband at its isotropic chemical shift, flanked by spinning sidebands at integer multiples of the spinning frequency. This is shown in Figure 1a, where spinning sidebands at 10 kHz MAS render the 113Cd isotropic chemical shifts of the ZB CdSe NPLs difficult to discern. These sidebands can be suppressed by spinning faster, which would eventually afford a spectrum resembling that in Figure 1b, where two distinct sites are readily resolved.
Limitations on the sample rotation rate often prevent MAS alone from sufficiently simplifying the NMR spectrum. To further improve resolution, the isotropic chemical shift contribution can be separated from the anisotropic one in a two-dimensional NMR experiment such as DNP enhanced PASS–PIETA, as shown for ZB CdSe NPLs in Figure 1c. This 2D NMR spectrum has several advantages compared to not only conventional 1D NMR spectra (Figure 1a) but also effective infinite spinning speed spectra (Figure 1b). Unlike the latter, the PASS–PIETA spectrum (Figure 1c) retains information about the spin surroundings in the form of the spinning sideband manifolds in the indirect dimension. Furthermore, the effective infinite spinning speed spectrum can be reconstructed from the PASS–PIETA spectrum by the summation projection of the sideband order dimension. Indeed, this is how Figure 1b was obtained. However, the signal-to-noise ratio of highly symmetric species with small CSAs is reduced in the projection relative to other species due to the accumulation of noise in the projection. We, therefore, opt for displaying the centerband spectrum, i.e., the slice in the PASS–PIETA spectrum at zero sideband order, as it presents the isotropic chemical shift distributions with the enhancement of species possessing small CSAs, which generally have lower intensity in the systems we study. This effect can be seen by comparing Figure 1b, where the intensities reflect the excited spin populations, to the centerband spectrum in Figure 1c.
Additional information pertaining to the magnetic environment of a spin, particularly its local symmetry, is encoded by the CSA. Generally, smaller CSAs suggest more symmetric chemical environments. The CSA can be quantified by fitting the spinning sideband patterns obtained from the sideband order dimension of DNP enhanced PASS–PIETA spectra to yield the CSA tensor parameters of specific chemical sites, as resolved by their isotropic chemical shifts. With quantification of the CSA, one could corroborate structural hypotheses by comparing them with the results from quantum mechanical calculations such as DFT123 or Hartree–Fock theory,124 presently not within reach for extended inorganic solids.
We describe the CSA by its anisotropy (Δ) and asymmetry (η) according to the Haeberlen–Mehring–Spiess convention.125,126 A large CSA (i.e., with a large anisotropy Δ), induced by a highly asymmetric spin surrounding, produces broader signals and, hence, more crowded 1D NMR spectra. Our results for the NC systems acquired at different stages of c-ALD are given in Table 1, with the first row corresponding to our present example of ZB CdSe NPLs. χ2 in Table 1 is the noise-weighted sum of squared residuals. For more details about the fitting procedures and the models used, we refer to the Details about Sideband Pattern Fit to Extract CSA Parameters section in the Supporting Information.
Table 1. CSA Parameters of ZB CdSe NPLs at Different Stages of c-ALD Obtained by Fitting the Indirect Dimension of their DNP Enhanced PASS–PIETA Spectraa.
NPL sample | δiso (ppm) | species | CSA parameters | χ2 |
---|---|---|---|---|
CdSe-OA | –311 | surface Cd-oleate | Δ = −250 ± 20 ppm, η > 0.9 | 48.9 |
–62 | core CdSe | |Δ| < 40 ppm | 12.6 | |
CdSe/S2– | –162 to 0 | core CdSe | Δ1 = −240 ± 40 ppm, η1 = 0.85 ± 0.15 | 21.2 |
(max –52) | Δ2 = 0 ppm | |||
CdSe/S2–/Cd2+ | –633 | free Cd(OAc)2 | |Δ| < 120 ppm | 19.2 |
–392 | naked surface Cd | Δ = −210 ± 20 ppm, η = 0.7 ± 0.2 | 24.8 | |
–289 | surface Cd-acetate | Δ = −305 ± 20 ppm, η = 0.75 ± 0.1 | 41.9 | |
–46 | core CdSe | |Δ| < 160 ppm | 16.7 | |
12 | CdS shell | |Δ| < 110 ppm | 13.9 | |
CdSe/CdS-OAm | –261 | surface Cd-acetate | Δ = −320 ± 40 ppm, η = 0.8 ± 0.2 | 86.0 |
–200 to 40 | core CdSe and CdS shell | Δ1 = −245 ± 15 ppm, η1 = 0.95 ± 0.05 | 12.1 | |
(max −41, 18) | Δ2 = 0 |
According to the Haeberlen–Mehring–Spiess convention, the δiso (isotropic chemical shift) and the CSA parameters Δ (anisotropy) and η (asymmetry) are related to the principal tensor elements δxx, δyy, and δzz, whose values are assigned to satisfy the ordering: |δzz – δiso | ≥ |δxx – δiso | ≥ |δyy– δiso |. Based on this expression, δiso, Δ, and η are given by , Δ = δzz– δiso, and .
c-ALD of CdS Shell on CdSe NPLs
c-ALD is a highly suited synthetic procedure to study the surface chemistry ex situ, in a step-by-step manner, as the isolation steps are an inherent part of c-ALD. However, only little is known about the processes taking place during organic-to-inorganic ligand exchange (LE, an integral part of the c-ALD) and other steps of c-ALD. The characterization of the organic ligands of the pristine NCs is well-established, involving numerous analytical methods such as solution-state NMR89,127−133 and infrared spectroscopy.108,134−137 A more inclusive spectroscopic observation of the NC surface (e.g., including surface atoms to which ligands bind and various other surface species) and NC core has remained a prohibitively challenging task.138 In this context, solid-state NMR spectroscopy94,97,98,100,139−141 and synchrotron X-ray absorption spectroscopy141−152 are highly instrumental. These have led to additional atomistic insights into the structure of NCs.92,94−100,131,139−143,150−154 In this work, we continue our efforts to develop a suite of NMR methods for the characterization of colloidal nanomaterials and focus on ZB CdSe NPLs and c-ALD-grown CdSe/CdS NPLs.
Oleate-capped ZB CdSe NPLs (CdSe-OA NPLs in hexane) are the starting point of the c-ALD reaction. The NPLs’ synthesis and the c-ALD are based on procedures reported by Ithurria et al.12,14,88 A scheme of the stepwise CdS shell growth onto CdSe NPLs by c-ALD is depicted in Figure 2. In the first step, the long aliphatic ligands of the as-synthesized CdSe NPLs are replaced by short, charged, inorganic sulfide ligands from (NH4)2S by an LE reaction.155,156 As a consequence, the mechanism of colloidal stabilization is switched from the short-range steric repulsion of hydrocarbon chains to a long-range electrostatic repulsion of the anion-charged surfaces. During LE, the NPLs are transferred into the polar solvent, MFA, yielding sulfide-capped ZB CdSe NPLs (CdSe/S2–NPLs in MFA). These are purified from the excess sulfide ions by precipitation with antisolvents (acetonitrile (ACN)/toluene mixture) and then centrifuged and redispersed again in MFA. To the purified CdSe/S2– NPLs in MFA, a Cd(OAc)2 solution in MFA is added as a Cd precursor. The completion of the CdS monolayer leads to switching of the surface charge of the NPLs from negative to positive (see ζ potentials in Table S1). Subsequent precipitation with toluene as an antisolvent removes the excess cadmium precursor. One can obtain these core/shell particles either in MFA (CdSe/S2–/Cd2+NPLs in MFA) by redispersing the colloids in MFA or in hexane by adding a hexane-oleylamine (OAm) solution (CdSe/CdS-OAm NPLs in hexane). From TEM images taken after the four stages of c-ALD, we could conclude that the shape and lateral size of the NPLs remained unchanged throughout the complete c-ALD process (Figure S1). However, the optical properties, namely, absorption and emission spectra, of the platelets undergo a large red-shift (see Figure 3, panels 1c–4c), similar to reports in the literature.13,88 This is a clear indication that the electronic confinement is reduced as the CdS shell forms a quasi-Type II band alignment in these core/shell material systems (core-localized holes, delocalized electrons).
ZB CdSe NPLs and their derivatives have already been intensively studied, in particular, their optoelectronic properties14−18,29,30,38,48,157 and their growth mechanism.24,63,158−162 Nevertheless, very little is known as to how the surface of these NPLs looks like (roughness, topology, etc.) and what species are present.108,159,163,164
Oleate-Capped ZB CdSe NPLs in Hexane
Pristine ZB CdSe NPLs emit at 511 nm and have dimensions of 10–15 nm × 20–30 nm × 1.5 nm. They appear as excellent model systems for investigating surface chemistry reactions such as c-ALD because of their large and atomically flat surfaces. Their DNP enhanced PASS–PIETA spectrum (Figures 1 and 3, panel 1b) is in good agreement with our earlier report.94 They were found to have a cadmium-terminated surface, on which every single cadmium atom is coordinating to a carboxylate ligand, e.g., oleate or myristate. This is in agreement with the high, measured ligand density of 5.3 nm–2.164 The two large basal (001) facets, which constitute about 80% of the overall surface of these NPLs, yield four times the NMR signal than the remaining 20% of surface cadmium atoms at side facets and exhibit only minimal surface disorder after colloidal synthesis.14,24 The side facets are not distinguishable at the signal-to-noise ratio achieved in this work. On the basis of our previously reported data,94,97 we conclude that the signal at −62 ppm belongs to core CdSe and exhibits a small CSA (|Δ| < 40 ppm, see Table 1) due to its isotropic, crystalline surrounding inside the NPLs. In other words, this signal exhibits a bulk-like character, which has also been predicted by DFT calculations.163 The signal with a larger CSA of about Δ = −250 ppm with an almost axial symmetry at δiso = −311 ppm (see Table 1) is engendered by the surface cadmium atoms coordinated to a carboxylate ligand, experiencing a highly asymmetric surrounding due to the crystallite–solvent interface.
It had been shown that oleate, which was added to the reaction mixture toward the end of the synthesis in the form of oleic acid in order to improve the colloidal stability of the NPLs, and myristate, introduced in the form of cadmium myristate as a Cd precursor, are the capping ligands in pristine (as-synthesized) ZB CdSe NPLs.164 This agrees with the surface cadmium carboxylate signal found at around −311 ppm. Another possible source for carboxylate ligands, which could produce the 113Cd NMR cadmium carboxylate surface signal, is cadmium acetate. This is added to the reaction mixture at elevated temperatures to induce the anisotropic growth of the NCs.12,14,24 However, the presence of the surface cadmium acetate could neither be proven nor excluded based on our 113Cd and 13C NMR spectra. The 113Cd NMR signals of cadmium oleate, cadmium myristate, and cadmium acetate are most likely overlapping since all carboxylate ligands bidentate, independently of the chain length, as calculated in literature.24,159,163 In the 13C NMR spectra of pristine CdSe NPLs in frozen colloidal solutions containing radicals (experimental conditions for DNP), the carboxylate-carbon signals are not resolved. Additionally, the 13C NMR methyl signal of acetate cannot be identified as it overlaps with the 13C NMR signals from the oleate and myristate ligands. Furthermore, methyl signals are difficult to observe with DNP NMR due to their unfavorably fast dynamics.165 Therefore, we performed additional 2H NMR experiments to be able to include or exclude the presence of acetate coordinated surface cadmium atoms by comparing NPL samples with natural isotope abundance and with deuterium-enriched cadmium acetate. The results allowed us to conclude that the surface of ZB CdSe NPLs is terminated entirely by the cadmium carboxylate species, with oleate, myristate, and acetate as coordinating ligands (see Figure S2 for more details).
We could not find conclusive evidence for hydroxide-terminated surface cadmium, postulated by Bertrand et al.63 The presence of such a surface species cannot, however, be excluded based on the present data since its chemical shift is not reported and it might be overlapping with the signal of carboxylate-capped surface cadmium atoms. Nevertheless, such an overlap is rather unlikely since frozen solutions of cadmium carboxylate and cadmium hydroxide have distinctly different chemical shifts (see Figure S3). Although possibly less pronounced, we expect that the difference between the two surface counterparts should also be resolvable based on some DFT calculations we performed on simple cadmium complexes. These indicate that the 113Cd chemical shielding values follow a linear trend upon gradual replacement of oxygen-coordinating ligands with selenium-coordinating ligands at a cadmium atom. We have calculated the chemical shielding of tetrahedral [Cd(OH2)4–n(SeH2)n]2+ complexes with n = 0–4, and the results are shown in Figure 4a. This clear dependency not only justifies the interpolation approach for the exclusion of cadmium hydroxide surface signals but also implies that the directly bound ligands are responsible for the 113Cd chemical shift of cadmium nuclei. This permits us to explain the chemical shift of surface cadmium carboxylate (δiso(Cd(Se)2(COOR)) = −311 ppm) as it lies almost halfway between the one of core CdSe (δiso(Cd(Se)4) = −62 ppm) and free cadmium oleate (δiso(Cd(oleate)2) = −694 ppm, see Figure S3). Although periodic systems such as solids or slabs of CdSe would be ideal model systems for DFT calculations (instead of [Cd(XH2)4]2+ complexes), such calculations were not possible because of the present lack of working codes that include spin–orbit coupling (SOC) in the evaluation of NMR chemical shift parameters. In our calculations on [Cd(XH2)4]2+ complexes, SOC was found to be relevant to reproduce the correct trend of chemical shifts, especially for heavier chalcogenide atoms (see the Results and Discussion section further below). Furthermore, it can be noticed that the simple complexes also reproduce well the anisotropy of experimental data, which legitimizes their use as structural analogues in NPLs. For example, the shielding anisotropy of [Cd(OH2)2(SeH2)2]2+ (260 ppm, principal values shown in Figure 4) is, within the error, commensurate to Δ = −250 ± 20 ppm of the surface cadmium oleate in pristine ZB CdSe NPLs (see Table 1).
Sulfide-Capped ZB CdSe/S2– NPLs in MFA
The first step in c-ALD comprises a LE reaction where the long, aliphatic oleate and myristate ligands are replaced by sulfide ligands, thereby transferring the NPLs from an apolar (hexane) to a polar (MFA) phase. This LE has a clear signature in the DNP enhanced PASS–PIETA spectrum of the resulting CdSe/S2– NPLs–the surface cadmium carboxylate signal at −311 ppm vanishes as the sulfide ligands extend the CdSe lattice and terminate the surface of the NPLs.163 Now, all of the Cd signal is attributed to the core region (see Figure 3, panel 2b). The maximum intensity of the core signal has shifted to −52 ppm, which can be explained by the effect of surface sulfide ions. As mentioned before, DFT calculations on [Cd(XH2)4]2+ indicate a linear behavior when gradually exchanging the kind of chalcogenide ions around cadmium cations. The chemical shift of cadmium coordinating to sulfur and selenium atoms thus approximately corresponds to a weighted linear combination of the pure CdS and pure CdSe chemical shifts, as can be seen in Figure S4. Since the NPLs are very thin (four CdSe monolayers and one terminating Cd layer), the sulfide termination causes the 113Cd chemical shift of CdSe/S2– NPLs to deviate from pure CdSe, as is evident by the small deshielding effect. The spinning sideband pattern of the signal can be fit by the superposition of two sideband profiles (see Table 1): one without anisotropy and one with a CSA comparable to the one of the cadmium carboxylate signals in oleate-capped CdSe NPLs, most likely from the cadmium atoms in the vicinity of sulfide ligands (pink in Figure 3, panels 2a and 2b). Moreover, the isotropic chemical shift distribution has significantly increased. This broadening in the isotropic dimension indicates an increased structural disorder within the NPLs. The removal of oleate ligands might have caused distortions of the crystal lattice as well as dislocations of individual atoms. This increases the defectiveness and reduces the crystallinity of not only the surface but of the NPL as a whole. Furthermore, the sulfide ligands might not extend the crystal lattice properly, which also reduces the surface crystallinity.
Overall, the DNP enhanced PASS–PIETA spectrum implies that all organic ligands were exchanged, thus resulting in NPLs whose entire surface is covered by sulfide ligands, yielding an overall negative charge as confirmed by their ζ potential (see Table S1). The influence of the surface termination on the core cadmium signal manifests itself as deshielding and as an increase in isotropic chemical shift distribution, suggesting that the replacement of ligands disrupts the surface order of the pristine ZB CdSe NPLs.
Core/Shell CdSe/S/Cd NPLs in MFA
The addition of excess cadmium acetate completes the formation of a CdS monolayer, accompanied by the further shift of the excitonic optical features to the red (Figure 3, panel 3c). In the DNP enhanced PASS–PIETA spectrum, a separation of the core signal into two peaks, one at 12 ppm and one at −46 ppm, is observed. This can be attributed to the completeness of the shell and an improved crystallinity of the NPL core when compared to the sulfide-capped NPLs, hence making these two NC regions spectroscopically more distinct. Based on their isotropic chemical shift values, the following peak assignment can be suggested. The peak at 12 ppm belongs to core cadmium atoms coordinated to sulfur (pink in Figure 3, panels 3a and 3b) since bulk CdS (δiso = 65 ppm)166 and spherical CdS NCs (δiso = 52 ppm)94,98 are more deshielded than their selenium counterparts (bulk CdSe δiso = −83 ppm166 and CdSe NCs δiso = −66 ppm).94,97,98 The peak at −46 ppm is attributed to cadmium atoms coordinated exclusively to selenium (dark blue signal in Figure 3, panel 3b) since the chemical shift value is close to that of bulk and nanocrystalline CdSe. These nuclei are slightly deshielded compared to pristine CdSe NPLs (−62 ppm). CdSe/CdS core/shell NCs exhibit reduced confinement due to the increased delocalization of the electrons as compared to the initial CdSe NCs. The absolute paramagnetic contribution should, therefore, increase (see a further discussion on the relationship between the chemical shift and the electronic structure in the Supporting Information), resulting in a deshielding of cadmium nuclei in the core/shell NCs versus pristine CdSe NCs. The signal at −289 ppm is attributed to the surface-terminating cadmium atoms, which are binding to sulfur atoms of the CdS shell on one side and to an acetate ligand on the other. Such deshielding of surface cadmium carboxylate species located on CdS versus the same species on CdSe had already been reported for spherical cadmium chalcogenide NCs.94 The CSA of the cadmium acetate surface species is comparable to that of surface species in pristine CdSe NPLs, although η is smaller (Table 1), presumably due to the surface being less flat. The larger magnitude of the anisotropy (Table 1) can be attributed to the increased positional disorder caused by the stronger curvature of the NC surface. Despite a washing step, free Cd(OAc)2 is observed in the DNP enhanced PASS–PIETA spectrum at −633 ppm (Figure 3, panels 3a and 3b; see also Figure S3 for reference spectra of Cd(OAc)2 in FA, MFA, DNP juice, and Cd(oleate)2 in a TCE-ODE mixture). CP and DNP enhancement efficiencies for this Cd species might be different from those of NPLs and, hence, produce a much stronger/weaker signal for this impurity compared to its actual concentration within the sample. The excellent solubility of Cd(OAc)2 in MFA could account for the signal of free Cd(OAc)2 in the core/shell CdSe/S2–/Cd2+ NPLs spectrum. By precipitation and redispersion during washing of the NPLs, some of the Cd(OAc)+ could be driven away from the surface, according to Le Chatelier’s principle. These cations could coordinate to free acetate in solution, where the latter act as counterions for the charged NPLs, which possess a positive ζ potential of +5 meV (Table S1). Furthermore, a Cd(OAc)+ cation could also remove an acetate ligand from a neighboring cadmium atom when dissolving. As a result, so-called “naked” cadmium atoms would be formed, i.e., cadmium atoms, which are solvated and stabilized by MFA solvent molecules. If such naked surface cadmium species are formed, which is only a hypothesis based on present data, they could be responsible for the signal at −392 ppm, the remaining unassigned signal in the DNP enhanced PASS–PIETA spectrum of core/shell CdSe/S2–/Cd2+ NPLs in MFA. The combination of cadmium acetate and naked cadmium as surface species could also explain the slightly positive ζ potential of the NPLs (Table S1). If the NPLs were completely covered with acetate ligands, they would be neutral in charge and, therefore, colloidally unstable in MFA. Conversely, NPLs without any acetate ligands and hence a completely naked surface would exhibit a larger positive charge than experimentally measured with the ζ potential (Table S1). We, therefore, hypothesize that the signal at −392 ppm is engendered by the naked cadmium species. In addition, we cannot exclude the incomplete shell formation, leading to the exposure of sulfide at the surface, cadmium from lower layers, or even selenide at the surface, thus explaining the dramatic increase of the isotropic distribution of the surface species compared to the initial CdSe NPLs.
Oleylamine-Capped Core/Shell CdSe/CdS NPLs in Hexane
After the precipitation, the core/shell NPLs are dispersed in hexane containing 12 vol % of OAm (instead of being solubilized again in MFA), and the DNP enhanced PASS–PIETA spectrum is collected (Figure 3, subpanel 4b). The isotropic chemical shift distribution is reduced, and the NMR signals are narrower and better defined than in the case of CdSe/S2– or CdSe/S2–/Cd2+ NPLs in MFA. This points to a less disordered structure. However, these NPLs do not attain the same degree of crystallinity as the pristine CdSe NPLs. The signals of core CdSe and core cadmium atoms coordinated to sulfur are still present at −41 and 18 ppm, respectively, but the signals from the free Cd(OAc)2 as well as the signal at −392 ppm are no longer observed. Only a signal at −261 ppm remained, which we tentatively attribute to carboxylate-bound surface cadmium, which must be bound to acetate since oleate was not carried along during the synthesis steps in MFA. Substantial coverage of the surface cadmium atoms by oleylamine is rather implausible for reasons of charge balance of the overall NPLs. Alternatively, there might also be other surface cadmium species coordinating to oxygen atoms, e.g., hydroxide ligands. There is no evidence for the presence of carbamate ligands, which could have formed by the reaction of carbon dioxide from the air and OAm because there is no 13C NMR signal in the characteristic chemical shift regions for carbamates around 160 ppm, neither in solution nor in DNP NMR (Figures S5 and S6).
There are two plausible scenarios for the fate of the naked cadmium during the transfer of the core/shell NPLs from MFA to hexane: either acetate, which was acting as a counterion to the CdSe/S2–/Cd2+ NPLs in MFA coordinates to the previously solvated surface cadmium atoms, or the solvated surface cadmium atoms are stripped-off during purification of the CdSe/CdS-OAm NPLs. One can conclude that there must be OAm coordinating to the surface, based on previous assignments and that OAm is found in the 13C DNP NMR spectrum of the CdSe/CdS-OAm NPLs (see Figure S6). This conclusion is further supported by the fact that acetate (or hydroxide) ligands are by themselves incapable of colloidally stabilizing the NPLs in both hexane and TCE, but since the only observed 113Cd NMR at −261 ppm was attributed to the surface cadmium acetate, the OAm must be coordinating to sulfur exposed at the surface. Presumably, OAm also displaces some of the cadmium atoms, similar to how it has been already reported for butylamine on pristine NPLs.164 This increases the colloidal stability of the NPLs by augmenting the number of coordinating ligands with long, aliphatic tails. Our findings explain the improved colloidal stability of OAm-capped core/shell CdSe/CdS NPLs in hexane versus core/shell CdSe/CdS NPLs in MFA by demonstrating that sulfur sites are passivated by OAm. Such surface passivation also explains the observation of increased PL intensities (see Figure 3, panels 1c–4c) as also reported in literature.39
On the basis of these studies, we conclude that NMR spectra can both trace the molecular evolution of the NPL surface in response to various experimental procedures during the c-ALD and serve as a sensitive probe of the change in the atomic disorder. For instance, the flat surface and the high crystallinity of the sample are largely compromised during the CdS shell growth by c-ALD, as is evidenced by the inhomogeneously broadened signals in the DNP enhanced PASS–PIETA spectrum (Figure 3). If the CdS shell had been a perfect epitaxial extension of the underlying CdSe lattice, a comparable signal width in the isotropic dimension should have been maintained after the final step of c-ALD (Figure 3, panels 4a–4c).
DFT Calculations Explain the Trend of CdO, CdS, CdSe, and CdTe Bulk Chemical Shifts
The fact that the first coordination sphere is the most important structural factor determining the 113Cd shielding has proven very useful for the signal assignment in the previous sections. The simple cadmium complexes of the type [Cd(XH2)4]2+ (X = O, S, Se, Te), which we have used so far for our DFT calculations, also offer the possibility to shed light onto the deshielding trend in bulk chalcogenides chemical shifts from CdO (−460),167 to CdTe (−346 ppm),166 CdSe (−83 ppm),166 and finally CdS (65 ppm).166 This trend is surprising because it does not follow the sequence down the group VIA in the periodic table: O, S, Se, Te. Note that the the total 113Cd shielding, as well as the diamagnetic, paramagnetic, and spin–orbit contributions of an octahedral [Cd(OH2)6]2+ complex, which is more closely related to the rock-salt crystal structure of bulk CdO, give similar but not identical results as for tetrahedral [Cd(OH2)4]2+ (Table S2) as the charge from cadmium is distributed on a different number of ligands, which results in significantly different bond lengths. The latter coordination symmetry is reminiscent of the tetrahedral bonding in ZB and wurtzite crystal structures of bulk CdTe, CdSe, and CdS. We, therefore, restrained our DFT calculations to tetrahedral cadmium complexes. These simple model systems [Cd(XH2)4]2+ (X = O, S, Se, Te) reproduce the trend observed for the bulk materials, predicting the highest shielding for CdO, followed by CdTe, CdSe, and CdS (Figure 4b). It should be noted that the value of a cubic, rock-salt structured CdO with 6-fold coordination of the cadmium had to be used as an experimental isotropic chemical shift for CdO. These results suggest that also the 113Cd bulk chemical shifts of CdO, CdS, CdSe, and CdTe are mainly due to the immediate coordination environment of the cadmium atom, rather than due to long-range, bulk properties.
In order to further delineate this trend, we decomposed the calculated shielding of all possible combinations within the formula [Cd(XH2)4–n(YH2)n]2+ (X, Y = O, S, Se, Te) into diamagnetic, paramagnetic, and spin–orbit contributions (not to be confused with the bulk properties diamagnetism and paramagnetism).168−170 The diamagnetic contributions arise from a molecule’s electronic ground state and generally shield the nucleus. They are mostly affected by core orbitals and hence are rather independent of a nucleus’ chemical environment. The paramagnetic contributions, on the other hand, arise from the admixture of electronically excited states to the ground state, mostly arising from frontier molecular orbitals close in energy. This interaction leads to the generation of deshielding paramagnetic currents (for a more detailed description, see the Relation of the Chemical Shift and the Electronic Structure section in the Supporting Information). Finally, for systems containing heavy atoms, the occurrence of SOC can act as an additional contribution to the chemical shielding and significantly influences the observed chemical shift. Depending on the exact bonding situation and electronic structure, these contributions can either shield or deshield a nucleus.171,172 In the case of the investigated cadmium systems, with a d10 electron configuration, spin–orbit effects are expected to shield the nucleus.
The results of this decomposition for a selected series of compounds are shown in Figure 4c (complete results are given in Table S3 and Table S4). The diamagnetic contributions were indeed found to be roughly equal for all investigated compounds (they give rise to shielding in the range of 4819–4830 ppm). The paramagnetic contributions are deshielding. Upon going from an oxygen environment in [Cd(OH2)4]2+ to [Cd(TeH2)4]2+, the shielding that originates from these contributions decreases from −992 ppm to −1596 ppm in a fairly continuous way for all intermediate compounds. Simultaneously, the shielding contributions originating from spin–orbit interactions increase from 541 to 846 ppm.
To summarize, the trend in total shielding for [Cd(XH2)4]2+ systems is affected by two opposing trends: a deshielding paramagnetic contribution, which increases in magnitude as X atoms get heavier, and a shielding spin–orbit contribution, which increases along the same line. The increase in paramagnetic deshielding is most pronounced for oxygen- and sulfur-based ligands, whereas the change in spin–orbit contributions is much more pronounced from S to Se and Te in the coordination sphere of cadmium. Usually, paramagnetic deshielding is associated with the coupling of high-lying occupied and low-lying vacant orbitals (see the Relation of the Chemical Shift and the Electronic Structure section in the Supporting Information). In a Cd2+ ion with a d10 electron configuration, no low-lying vacant orbitals are expected, yet the interaction of the cadmium atoms with ligands introduces vacant orbitals (i.e., σ* orbitals of the Cd-ligand bond) with contributions on the cadmium, hence allowing for paramagnetic deshielding. This effect is more pronounced for stronger interactions between the Cd and less electronegative X atoms. Therefore, only a weak perturbation of the electronic structure of the Cd2+ center in [Cd(OH2)4]2+ is observed in the form of a weak paramagnetic deshielding since the interaction of cadmium and oxygen is rather ionic. With increasing ligand weight, the metal–ligand interaction becomes less ionic, and the energy difference between filled and vacant molecular orbitals decreases. This translates into a decrease of the band gap with increasing ligand weight and into an increased paramagnetic deshielding contribution (see the Relation of the Chemical Shift and the Electronic Structure section in the Supporting Information).
While periodic DFT calculations would provide more accurate model structures for bulk materials and NPLs, to the best of our knowledge, no existing code takes SOC into consideration for the evaluation of chemical shielding. Therefore, currently, periodic calculations have not been used to understand the experimental trends of the 113Cd chemical shift values in cadmium chalcogenide compounds.
In conclusion, using advanced NMR spectroscopy, we have gained insight into the surface chemistry of pristine ZB CdSe NPLs and CdSe/CdS core/shell NPLs prepared by c-ALD. We have shown that as-synthesized ZB CdSe NPLs are not only capped by oleate and myristate ligands but also by acetate ligands. We have then corroborated the expected mechanism of the CdS shell growth by c-ALD onto ZB CdSe NPLs, by assigning the observed NMR signals to atomic or molecular species in the core, shell, and at the surface of the NPLs, as well as in a solution. Throughout the low-temperature CdS shell growth by c-ALD, the high order and atomically well-defined surfaces of pristine ZB CdSe NPLs become rougher, more defective, and more disordered, as reflected in the increased isotropic chemical shift distribution in the DNP enhanced PASS–PIETA spectra. With every step of c-ALD, NMR indicated an increase in disorder, except for the last step where some order was recovered, though not to the extent observed for the pristine ZB CdSe NPLs.
DFT calculations helped to rationalize a nonmonotonic trend of chemical shifts for bulk materials: shielding increases in the series CdS, CdSe, CdTe, and CdO. The contributions of SOC and paramagnetic contributions to the chemical shielding counteract one another and vary in weight for the different cadmium chalcogenide compounds. Furthermore, the results from DFT calculations on model molecular mixed-chalcogenide Cd complexes explain the observed evolution of the Cd NPL core and surface signals upon addition of the CdS shell or binding to carboxylates (e.g., mixed S–Se, Se–O, or S–O coordination).
In this work, the application of NMR spectroscopy as a characterization method for colloidal semiconductor NCs has been instrumental for reinforcing the atomistic and molecular understanding of these materials’ surface and core structure under different surface manipulations. The results obtained on a rather canonical system of CdSe nanostructures are important in several regards. They show the utility of the DNP enhanced NMR methods for tracing the chemical processes involving colloidal nanomaterials with minimal sample-altering manipulations. The methodology allows for a speedy collection of the desired information, e.g., with needed resolution and high sensitivity, at mg-scale quantities of the analytes. PASS–PIETA NMR spectroscopy has greatly expanded the accuracy of the assignment of multiple signals inherently present in complex nanomaterials.
Acknowledgments
M.K. acknowledges financial support from the European Union through the FP7 (ERC Starting Grant NANOSOLID, GA 306733) and through the Horizon 2020 research and innovation program ([819740], ERC project SCALE-HALO). L.E. acknowledges support from the ERC Advanced Grant (320860), and L.P, and C.P.G. acknowledge financial support from the Scholarship Fond of the Swiss Chemical Industry (SSCI Award 2015 and 2017). René Verel is acknowledged for his help at the NMR facility at ETH Zurich. The Scope M (ETH Zürich), Electron Microscopy Center at Empa, and Maryna Bodnarchuk are acknowledged for taking TEM pictures. We thank Y. Kelestemur for discussions and for reading the manuscript.
Supporting Information Available
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acs.nanolett.9b04870.
Materials, methods, characterization, relation of the chemical shift and electronic structure, TEM images, NMR spectra, sideband pattern fit to extract CSA parameters, and NMR experiments (PDF)
Author Present Address
# T.-C. Ong: Department of Chemistry and Biochemistry, University of California Los Angeles, Los Angeles, California 90095, United States.
Author Present Address
∥ L. Piveteau: CNRS, UPR 3079, CEMHTI, Cedex 02 45071 Orléans, France.
Author Contributions
D.N.D. synthesized all NPLs, L.P formulated all samples for DNP NMR; L.P. and T.C.O. carried out DNP NMR measurements. L.P., T.C.O., B.J.W., and L.E. analyzed the DNP NMR data; C.P.G. performed all DFT calculations, and M.K. and C.C. conceived and supervised the project. The manuscript was prepared and written through the contribution of all authors. All authors have given approval to the final version of the manuscript.
The authors declare no competing financial interest.
Supplementary Material
References
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