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. 2020 Mar 16;6(1):131–140. doi: 10.1007/s41030-020-00113-w

Comparative Responses in Lung Function Measurements with Tiotropium in Adolescents and Adults, and Across Asthma Severities: A Post Hoc Analysis

David M G Halpin 1,, Eckard H Hamelmann 2,3, Peter A Frith 4, Petra M Moroni-Zentgraf 5, Benjamin van Hecke 6, Anna Unseld 5, Huib A M Kerstjens 7,8, Stanley J Szefler 9
PMCID: PMC7229088  PMID: 32180164

Abstract

Introduction

Airway obstruction is usually assessed by measuring forced expiratory volume in 1 s (FEV1), forced vital capacity (FVC) and peak expiratory flow (PEF). This post hoc study investigated comparative responses of lung function measurements in adults and adolescents (full analysis set, N = 3873) following treatment with tiotropium Respimat®.

Methods

Lung function outcomes were analysed from five phase III trials in adults (≥ 18 years) with symptomatic severe, moderate and mild asthma (PrimoTinA-asthma®, MezzoTinA-asthma® and GraziaTinA-asthma®, respectively), and one phase III trial in adolescents (12–17 years) with symptomatic moderate asthma (RubaTinA-asthma®). Changes from baseline versus placebo in FEV1, FVC, PEF and FEV1/FVC ratio with tiotropium 5 µg or 2.5 µg added to at least stable inhaled corticosteroids at week 24 (week 12 in GraziaTinA-asthma) were analysed.

Results

All lung function measures improved in all studies with tiotropium 5 µg (mean change from baseline versus placebo), including peak FEV1 (110–185 mL), peak FVC (57–95 mL) and morning PEF (15.8–25.6 L/min). Changes in adolescents were smaller than those in adults, and were statistically significant primarily for FEV1 and PEF, but not for FVC.

Conclusion

Consistent improvements were seen across all lung function measures with the addition of tiotropium to other asthma treatments in adults across all severities, whereas the improvements with tiotropium in adolescents primarily impacted measures of flow rather than lung volume. This may reflect less pronounced airway remodelling and air trapping in adolescents with asthma versus adults.

Keywords: Airway obstruction, Asthma, Muscarinic antagonist, Respiratory function tests, Tiotropium bromide

Plain Language Summary

Asthma is characterised by problems with the way that the lungs work, particularly narrowing of the airways. Doctors can measure the effect of asthma on someone’s breathing in different ways. We looked to see whether these different methods work for different people with asthma, and whether treatment affects all measurements in a similar way. Lung function was measured after treatment with a drug that opens the airways (tiotropium), and comparisons were made between adults and adolescents with asthma. We also looked at people with severe asthma and those whose asthma was less severe. Tiotropium improved all the measures of lung function in both age groups and across severities. One measure improved more in adults than in adolescents. This may be because adolescents had better lung function at the start and thus less room for improvement, or because the adolescents had not had asthma for as long, and so may have had less long-term damage to their airways than adults.

Trial Registration Numbers: NCT00772538, NCT00776984, NCT01172808, NCT01172821, NCT01316380, NCT01257230.

Key Summary Points

Spirometry outcomes in patients with asthma are influenced by severity of disease and lung function, and also by age, technical ability to perform the test and measurement frequency.
Given the differential changes between different lung function parameters according to age and severity of disease, we investigated the comparative responses of several measures of lung function [forced expiratory volume in 1 s (FEV1); forced vital capacity (FVC); peak expiratory flow (PEF)] following treatment with tiotropium Respimat®.
All lung function measures improved in all studies with tiotropium 5 µg (mean change from baseline versus placebo), including peak FEV1, peak FVC and morning PEF, although changes in adolescents were smaller than those in adults, and were statistically significant primarily for FEV1 and PEF, but not for FVC.
Consistent improvements were seen across all lung function measures with the addition of tiotropium to other asthma treatments in adults across all severities, whereas the improvements with tiotropium in adolescents primarily impacted measures of flow rather than lung volume.
This may reflect less pronounced airway remodelling and air trapping in adolescents with asthma versus adults.

Introduction

Variable expiratory airflow limitation is a key diagnostic feature of asthma. It is confirmed using various tests that measure different aspects of lung function, including expiratory air volume, such as forced vital capacity (FVC) and forced expiratory volume in 1 s (FEV1), or flow, such as peak expiratory flow (PEF) [1, 2]. However, such measures have limitations, including relative insensitivity and variability of results, with FVC being more sensitive to small airway obstruction than FEV1 and PEF, which are more reflective of large airway function [2, 3]. Spirometry outcomes in patients with asthma are further influenced by severity of disease and lung function, and also by age, technical ability to perform the test and measurement frequency [4].

Once-daily tiotropium Respimat®, a long-acting muscarinic antagonist, is a well-tolerated and efficacious treatment for children (6–11 years) [5, 6], adolescents (12–17 years) [7, 8] and adults (≥ 18 years) [911] who have symptomatic asthma despite maintenance treatment with inhaled corticosteroids (ICS) with or without additional controllers across a range of asthma severities. Given the differential changes between different lung function parameters according to age and severity of disease, we investigated the comparative responses of several measures of lung function following treatment with tiotropium Respimat.

Methods

This was a post hoc analysis of data from six randomised, double-blind, placebo-controlled, parallel-group phase III trials, which have been previously described: the replicate PrimoTinA-asthma® [10] and MezzoTinA-asthma® trials [9] and the GraziaTinA-asthma® trial [11], all in adults (aged ≥ 18 years) with symptomatic severe, moderate and mild asthma; and the RubaTinA-asthma® trial [7] in adolescents aged 12–17 years with symptomatic moderate asthma, allowing comparison of data from the adult and adolescent studies at the same time point (week 24) (Table 1). Data from participants aged < 12 years were excluded due to potential confounding factors such as physiological or anatomical differences, and a child’s ability to perform effective spirometry procedures [4]. Data from a trial lasting only 12 weeks in adolescents with symptomatic severe asthma were excluded, as direct comparisons could not be drawn with the corresponding trial in symptomatic severe adult patients lasting 24 weeks [8]. All studies were conducted in full conformance with the Guidelines for Good Clinical Practice and the principles of the Declaration of Helsinki. Approval was obtained from all ethics committees/independent review boards at each study site. All patients provided written informed consent.

Table 1.

Baseline demographics and disease characteristics

Adults Adolescents
PrimoTinA-asthmaa (severe asthma) MezzoTinA-asthmaa,b (moderate asthma) GraziaTinA-asthma (mild asthma) RubaTinA-asthma (moderate asthma)
Baseline characteristics
 Total participants, N 912 2100 464 397
 Age, yearsc 53.0 ± 12.4 43.1 ± 12.9 42.9 ± 13.0 14.3 ± 1.7
 Sex, female, n (%) 551 (60.4) 1239 (59.0) 281 (60.6) 139 (35.0)
 Height, cmc 167.0 ± 10.1 165.4 ± 9.8 167.4 ± 10.2 166.1 ± 11.0
 BMI, kg/m2c 28.2 ± 6.0 26.8 ± 6.2 26.4 ± 5.2 21.3 ± 4.3
 Never smoked, n (%) 692 (75.9) 1756 (83.6) 382 (82.3) 396 (99.7)
 Duration of asthma, yearsc 30.3 ± 13.9 21.8 ± 14.3 16.2 ± 11.9 7.9 ± 4.1
 ICS dose of stable maintenance treatment, μgc budesonide equivalent at baseline 1198.1 ± 538.9 659.6 ± 212.9 381.4 ± 77.8 539.4 ± 292.7
 LABA use at baseline, % 97.9 0.1 0.0 0.3
 LTRA use at baseline, % 21.9 8.7 0.2 8.3
Disease characteristics at randomisation (visit 2)
 FEV1, mLc,d 1603 ± 540 2267 ± 654 2420 ± 711 2747 ± 662
 FVC, mLc,d 2774 ± 900 3458 ± 945 3542 ± 929 3559 ± 863
 FEV1, percent predictedc,d 56.0 ± 13.1 75.1 ± 11.5 77.7 ± 11.9 82.8 ± 10.6
 FVC, percent predictedc,d 80.2 ± 17.01 96.7 ± 13.8 96.6 ± 14.5 93.7 ± 13.3
 FEV1/FVC ratio, %c,d 58.4 ± 10.1 66.1 ± 10.5 68.5 ± 10.5 77.9 ± 10.4
 PEFam, L/minc 270.7 ± 111.1 333.6 ± 115.2 355.8 ± 114.5 339.7 ± 91.5
 PEFpm, L/minc 279.8 ± 114.2 349.6 ± 117.2 369.8 ± 114.9 360.0 ± 91.1

BMI body mass index, FEV1 forced expiratory volume in 1 s, FVC forced vital capacity, ICS inhaled corticosteroids, LABA long-acting β2-agonist, LTRA leukotriene receptor antagonist, PEFam morning peak expiratory flow, PEFpm evening peak expiratory flow

aAll data are pooled from the two replicate trials unless otherwise stated

bIncludes 541 participants within the salmeterol arm of the trial, results of which are not included in this post hoc analysis

cValues are mean ± standard deviation

dPre-bronchodilator

Participants received at least stable-dose ICS for a minimum of 4 weeks prior to screening: PrimoTinA-asthma: ≥ 800 µg budesonide/equivalent + a long-acting β2-agonist ± additional controller medications; MezzoTinA-asthma and RubaTinA-asthma: 400–800 µg budesonide/equivalent in participants aged ≥ 15 years, 200–800 µg budesonide/equivalent in those aged < 15 years ± additional leukotriene receptor antagonist; GraziaTinA-asthma: 200–400 µg budesonide/equivalent without additional controller. All participants received tiotropium 5 µg or 2.5 µg, administered as two puffs once daily via the Respimat inhaler, apart from participants in PrimoTinA-asthma, who received only tiotropium 5 µg once daily via the Respimat inhaler.

FEV1, FVC and PEF were analysed at week 24 in all trials except GraziaTinA-asthma, in which pulmonary function endpoints were analysed at week 12. FEV1/FVC ratio was analysed at week 24 in MezzoTinA-asthma and RubaTinA-asthma.

Results

Participant baseline demographics and disease characteristics were generally similar, although there were differences in baseline lung function and medication use according to asthma severity (Table 1).

In adults with asthma, treatment with tiotropium (5 µg and 2.5 µg) significantly increased FEV1 (peak and trough, absolute and percent predicted) and PEF (morning and evening) across all severities versus placebo. FVC (peak and trough) was significantly increased following treatment with tiotropium (5 µg and 2.5 µg) versus placebo in adults with symptomatic severe and moderate asthma. However, in adults with symptomatic mild asthma, tiotropium 5 µg provided a non-significant numerical improvement versus placebo (Table 2).

Table 2.

Key efficacy endpoints (FAS)

Response measure Adults Adolescents
Symptomatic severe asthmaa Symptomatic moderate asthmaa Symptomatic mild asthmab Symptomatic moderate asthma
Nc Active vs placebo.
Adjusted mean difference ± SE
(95% CI); P value
Nc Active vs placebo.
Adjusted mean difference ± SE
(95% CI); P value
Nc Active vs placebo.
Adjusted mean difference ± SE
(95% CI); P value
Nc Active vs placebo.
Adjusted mean difference ± SE (95% CI); P value
Peak FEV1 (mL)
 Tiotropium 5 µg 422 110 ± 24 (63, 158); < 0.0001 481 185 ± 20 (146, 223); < 0.0001 152 128 ± 36 (57, 199); 0.0005 131 174 ± 50 (76, 272); 0.0005
 Tiotropium 2.5 µg NR NR 492 223 ± 20 (185, 262);< 0.0001 151 159 ± 36 (88, 230); < 0.0001 120 134 ± 51 (34, 234); 0.0085
Peak FEV1 (pp)
 Tiotropium 5 µg 422 3.63 ± 0.77 (2.12, 5.15); < 0.0001 481 5.80 ± 0.60 (4.61, 7.00); < 0.0001 152 4.68 ± 1.10 (2.51, 6.85); < 0.0001 131 4.49 ± 1.42 (1.70, 7.29); 0.0017
 Tiotropium 2.5 µg NR NR 492 7.48 ± 0.60 (6.31, 8.66); < 0.0001 151 4.21 ± 1.11 (2.04, 6.38); 0.0002 120 4.07 ± 1.46 (1.21, 6.92); 0.0054
Trough FEV1 (mL)
 Tiotropium 5 µg 421 93 ± 22 (50, 137); < 0.0001 481 146 ± 21 (105, 188); < 0.0001 152 122 ± 37 (49, 194); 0.0010 131 117 ± 54 (10, 223); 0.0320
 Tiotropium 2.5 µg NR NR 492 180 ± 21 (138, 221); < 0.0001 151 110 ± 37 (38, 182); 0.0028 119 84 ± 56 (−25, 194); 0.1307
Trough FEV1 (pp)
 Tiotropium 5 µg 421 3.01 ± 0.75 (1.55, 4.48); < 0.0001 481 4.63 ± 0.66 (3.33, 5.92); < 0.0001 152 4.41 ± 1.16 (2.14, 6.68); 0.0001 131 3.21 ± 1.53 (0.21, 6.20); 0.0361
 Tiotropium 2.5 µg NR NR 492 6.03 ± 0.66 (4.74, 7.32); < 0.0001 151 2.60 ± 1.16 (0.33, 4.87); 0.0249 119 2.85 ± 1.57 (−0.23, 5.93); 0.0695
Peak FVC (mL)
 Tiotropium 5 µg 422 87 ± 31 (26, 148); 0.0050 481 95 ± 22 (53, 138); < 0.0001 152 57 ± 42 (−25, 140); 0.1714 131 72 ± 56 (−37, 182); 0.1950
 Tiotropium 2.5 µg NR NR 492 141 ± 22 (98, 183); < 0.0001 151 106 ± 42 (23, 188); 0.0119 120 88 ± 57 (–24, 200); 0.1231
Trough FVC (mL)
 Tiotropium 5 µg 421 118 ± 29 (62, 175); < 0.0001 481 80 ± 23 (35, 125); 0.0005 152 66 ± 43 (−19, 151) 0.1290 131 35 ± 59 (−80, 150); 0.5495
 Tiotropium 2.5 µg NR NR 492 107 ± 23 (62, 152); < 0.0001 151 98 ± 43 (13, 183); 0.0236 119 63 ± 60 (−55, 181); 0.2921
PEFam (L/min)
 Tiotropium 5 µg 411 22.6 ± 3.2 (16.3, 28.8); < 0.0001 472 24.3 ± 3.3 (17.9, 30.7); < 0.0001 152 25.6 ± 5.4 (14.9, 36.2); < 0.0001 124 15.8 ± 6.9 (2.3, 29.3); 0.0214
 Tiotropium 2.5 µg NR NR 485 25.4 ± 3.3 (19.0, 31.7); < 0.0001 150 26.3 ± 5.4 (15.7, 36.9); < 0.0001 110 9.7 ± 7.0 (−4.1, 23.5); 0.1676
PEFpm (L/min)
 Tiotropium 5 µg 408 26.4 ± 3.2 (20.1, 32.7); < 0.0001 472 23.2 ± 3.2 (16.9, 29.5); < 0.0001 152 27.6 ± 5.3 (17.2, 38.0); < 0.0001 131 16.7 ± 6.8 (3.4, 30.0); 0.0137
 Tiotropium 2.5 µg NR NR 483 22.1 ± 3.2 (15.8, 28.4); < 0.0001 149 22.4 ± 5.3 (11.9, 32.8); < 0.0001 119 12.2 ± 6.9 (−1.3, 25.8); 0.0763

All pulmonary function endpoints were analysed using a restricted maximum likelihood-based mixed-effects model with repeated measures (MMRM). The fixed categorical effects of ‘treatment’, ‘centre’ (the term ‘country’ was used for RubaTinA-asthma, and ‘study’ was used for pooled analyses of PrimoTinA-asthma and MezzoTinA-asthma), ‘visit’ and ‘treatment-by-visit interaction’, in addition to the continuous, fixed covariates of ‘baseline value’ and ‘baseline value-by-visit’ interaction, were included in the model. ‘Patient’ was included as a random effect. As this was a post hoc analysis, P values are considered nominal

CI confidence interval, FAS full analysis set, FEV1 forced expiratory volume in 1 s, FVC forced vital capacity, MMRM mixed-effects model with repeated measures, NR not reported, PEFam morning peak expiratory flow, PEFpm evening peak expiratory flow, pp percent predicted, SE standard error

aMMRM adjusted for treatment, study, visit, treatment by visit, baseline and baseline by visit

bMMRM adjusted for treatment, centre, visit, treatment by visit, baseline and baseline by visit

cNumber of patients with observations at respective week

In adolescents with symptomatic moderate asthma, treatment with tiotropium 5 µg resulted in significant increases in FEV1 (peak and trough, absolute and percent predicted) and PEF (morning and evening). However, unlike in adults with symptomatic moderate asthma, the improvements in FEV1 for adolescents receiving tiotropium 2.5 µg were only significant for peak FEV1 (absolute and percent predicted), and the improvements in PEF (morning and evening) for adolescents receiving tiotropium 2.5 µg were non-significant (Table 2).

In contrast to the adult studies, the improvements in FVC (peak and trough) provided by tiotropium (both 5 µg and 2.5 µg) versus placebo in the adolescent study were not statistically significant. The spread of values for FVC in the adolescent group was much larger than that seen for the adults following treatment with tiotropium 5 µg, as demonstrated by the standard errors (SEs) and width of confidence intervals (CIs) (peak FVC adjusted mean difference versus placebo: adults 95 mL; SE ± 22; 95% CI 53, 138; adolescents 72 mL; SE ± 56; 95% CI −37, 182) (Table 2).

In adults across all severities receiving tiotropium 5 µg and 2.5 µg, the mean change in pre-bronchodilator FEV1/FVC ratio improved by 2.8% and 2.3%, respectively, but decreased by 0.2% in adults receiving placebo at week 24.

In adolescents, the FEV1/FVC ratio improved in all three treatment groups (3.0%, 1.6% and 2.0% in tiotropium 5 µg, 2.5 µg and placebo, respectively) at week 24. The improvements in FEV1/FVC ratio with tiotropium 5 µg versus placebo were statistically significant in both adults and adolescents.

Discussion

In this post hoc analysis, greater improvements in all lung function measures were seen in studies of tiotropium versus placebo in adults compared with those in adolescents. The variability in response assessed using the different measures should be considered when selecting lung function endpoints in clinical trials or when assessing response to treatment.

Tiotropium significantly improved measures of large airway obstruction, namely FEV1 and PEF, in both adults and adolescents versus placebo. Measures of small airway obstruction, namely FVC, also significantly improved in adults with symptomatic asthma receiving tiotropium. However, the improvements in adolescents were smaller and did not reach statistical significance. This may reflect that the baseline FVC for adolescents was in the normal range, possibly reflecting the shorter mean duration of asthma and less pronounced airway remodelling and air trapping than in the adult patients, allowing less room for improvement [12, 13].

Despite the Global Initiative for Asthma combining adolescents aged > 12 years with adults (≥ 18 years) in their treatment recommendations, the results here suggest that the two age groups may not be similar.

A potential limitation of the study is that, for the comparison across severities, there were fewer adults with mild and severe asthma than with moderate asthma. Furthermore, for the comparison across ages, there were fewer adolescents than adults.

A strength of this analysis is that it included data from a large clinical trial programme (full analysis set, N = 3873) with a wide age range (12–75 years), and comprised placebo-controlled trials with comparable design, offering a high degree of consistency.

Previous reviews of tiotropium efficacy as add-on treatment have looked at differences across asthma severities in adults [14, 15], or at differences between measures of lung function in adolescents [16]. This is the first post hoc analysis that compares the effect of tiotropium add-on therapy on pulmonary function in adults with asthma across a wide range of severities, and differences in measures of lung function between adults and adolescents with symptomatic moderate asthma. The results could assist clinical decision-making and designing of future clinical trials by providing further information on the most appropriate measures of lung function for specific patient subgroups when assessing response to treatment.

Conclusion

Consistent improvements were seen across all lung function measures with the addition of tiotropium to other asthma treatments in adults. In contrast, the improvements with tiotropium in adolescents primarily impacted measures of flow rather than lung volume, which may reflect less pronounced airway remodelling and air trapping in adolescents with asthma versus adults. When assessing lung function changes in asthma trials in adults, and especially in adolescents, a spectrum of measures should be used to gain a comprehensive picture of the effects of interventions.

Acknowledgements

The authors would like to thank the patients, family members and participating staff at all study sites.

Funding

This manuscript and the journal’s Rapid Service fee were sponsored by Boehringer Ingelheim.

Medical Writing and/or Editorial Assistance

Support for third-party writing assistance for this manuscript, furnished by Rosie Robson of MediTech Media, under the authors’ conceptual direction and based on feedback from the authors, was provided by Boehringer Ingelheim.

Authorship

All named authors meet the International Committee of Medical Journal Editors (ICMJE) criteria for authorship for this article, take responsibility for the integrity of the work as a whole, and have given their approval for this version to be published.

Authorship Contributions

DMGH, EHH, PAF, PMM-Z, BvH, AU, HAMK and SJS contributed to the conception and design of the original studies, as well as acquisition and interpretation of the data. The manuscript was critically reviewed and approved by all authors.

Disclosures

David M. G. Halpin reports personal fees from AstraZeneca, Chiesi and Pfizer, and grants and personal fees from Boehringer Ingelheim, GlaxoSmithKline and Novartis, outside the submitted work. Eckard H. Hamelmann and Peter A. Frith have nothing to disclose. Petra M. Moroni-Zentgraf, Benjamin van Hecke and Anna Unseld are employees of Boehringer Ingelheim. Huib A.M. Kerstjens reports fees for advisory boards from AstraZeneca, Boehringer Ingelheim, Chiesi, GlaxoSmithKline, Novartis, Pfizer and Teva, unconditional research grants from AstraZeneca, Boehringer Ingelheim, Chiesi, GlaxoSmithKline, Novartis and Teva, and patient fees for participation in trials, outside the submitted work. Stanley J. Szefler reports funds to his institution for consulting from Aerocrine, AstraZeneca, Boehringer Ingelheim, Daiichi Sankyo, GlaxoSmithKline, Genentech, Novartis, Regeneron, Roche, Sanofi and Teva, and has received research support from the National Institutes of Health, the National Heart, Lung and Blood Institute, GlaxoSmithKline and the Colorado Cancer, Cardiovascular and Pulmonary Disease Program, outside the submitted work.

Compliance with Ethics Guidelines

All studies were conducted in full conformance with the Guidelines for Good Clinical Practice and the principles of the Declaration of Helsinki. Approval was obtained from all ethics committees/independent review boards at each study site. All patients provided written informed consent.

Data Availability

The datasets analysed during the current study are available from the corresponding author on reasonable request.

Open Access

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Footnotes

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The datasets analysed during the current study are available from the corresponding author on reasonable request.


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