Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2020 Jun 4;15(6):e0234006. doi: 10.1371/journal.pone.0234006

Higher prevalence of depressed mood in immigrants’ offspring reflects their social conditions in the host country: The HELIUS study

Karien Stronks 1,*, Aydın Şekercan 1, Marieke Snijder 1, Anja Lok 2, Arnoud P Verhoeff 3,4, Anton E Kunst 1, Henrike Galenkamp 1
Editor: Ali Montazeri5
PMCID: PMC7272005  PMID: 32497057

Abstract

Background

Immigrants from low- and middle-income countries who have settled in high-income countries show higher risks of depression in comparison with host populations. The risks are associated with adverse social conditions. Indecisive results have been reported on the depression risks of the offspring of immigrant populations.

Objective

To assess the prevalence of depressed mood in immigrant offspring relative to the host population and to analyse whether that risk is explained by social conditions.

Methods

Cross-sectional data from the Dutch HELIUS study were analysed, involving 19,904 men and women of Dutch, South-Asian Surinamese, African Surinamese, Turkish or Moroccan ethnic descent aged 18 to 70. Depressive symptomatology was assessed using the Patient Health Questionnaire-9 (PHQ-9). Indicators of social conditions were socioeconomic position (educational level, occupational level, employment status), perceived ethnic discrimination and sociocultural integration (ethnic identity, cultural orientation, social network). We used logistic regression to assess the risk of depressed mood (PHQ-9 sum score ≥10) in immigrants’ offspring, as well as in first generation immigrants, relative to the risk in the host population. Social indicators were stepwise added to the model.

Results

The prevalence of depressed mood was 13% to 20% among immigrant offspring, with the lowest level for those of African Surinamese descent; prevalence in the Dutch origin population was 7%. Relative risk of depressed mood, expressed as average marginal effects (AMEs), decreased substantially in all offspring groups after adjustment for socioeconomic indicators and discrimination. E.g. the AME of Turkish vs. Dutch decreased from 0.11 (0.08–0.13) to 0.05 (0.03–0.08). Patterns resembled those in first generation immigrants.

Conclusions

Results suggest that the observed higher prevalence of depressed mood in immigrants’ offspring will decline to the level of the host population as the various populations grow closer in terms of socioeconomic position and as immigrant offspring cease to experience discrimination.

Introduction

Many immigrant groups from low- and middle-income countries who have settled in Europe show greater risks of depression than the host populations of their adopted countries. One study based on the European Social Survey has found higher levels of depressive symptoms in immigrants in most countries in northern and western Europe [1]. When immigrants are differentiated into specific ethnic groups, the pattern appears to hold for most groups, though prevalence rates diverge [2,3]. This disadvantaged position of immigrants in Europe seems in contrast with the position of immigrants in the United States of America and Canada. In these countries, a ‘healthy immigrant paradox’ has been reported, indicating a better mental health for immigrants as compared to the host population [4].

Studies have found that higher risks of depression in immigrant populations are strongly associated with adverse conditions in the host countries. At least three types of conditions have been shown to play a role. First, a lower socioeconomic position, reflected in indicators such as occupation level, education level or unemployment, is associated with depression [46]. Studies in several European countries indicate that the lower average socioeconomic position of immigrants in high-income countries can account for part of their higher risk of depressive symptomatology [1,79]. Second, individually perceived discrimination, defined as unfair treatment on grounds of ethnic background, has been found associated with depression risk [4,5,10]. It has been shown to partially explain the higher risk of depressed mood in immigrants [1,3]. Third, immigrants may undergo stress from living in a culture that differs from their background culture, or from adjusting to a new culture, and that stress may subsequently heighten their risk of depression. Such cultural challenges include differing gender roles, poor language skills, loss of culture and values or cultural discordance between parental (traditional, familial) values and more Western values espoused by their offspring [9,11]. Some empirical studies have confirmed the salience of such cultural factors in the higher risk of depressed mood [12].

Studies on the risk of depression in the offspring of immigrants have shown mixed results [8, 1318], with some studies reporting an elevated risk as compared with the host population, whereas others found risks similar to those in host populations and lower than those in people who have migrated themselves, to be referred to here as immigrants. The number of studies is limited, however, and they cover heterogeneous populations [17].

So far, we do not know whether social conditions can explain higher risks of depression in immigrant offspring in ways similar to those identified for their parents’ generation. Against the background of the decisive role that host-country social conditions play in depression risk for those of the first generation, we hypothesise that a higher risk of depression in their offspring vis-à-vis the host population will also reflect differential social conditions faced by groups of immigrant offspring, including socioeconomic position, experienced discrimination and sociocultural integration. While previous studies have studied aspects of these social conditions [11,1821], we are not aware of studies that simultaneously addressed these three groups of conditions in relation to the burden of depression in immigrant offspring.

The aims of this study are, first, to describe the prevalence of depressed mood in immigrant offspring in comparison with that in the host population. Second, we analyse whether observed differences in prevalence are accountable to adverse social conditions, and in particular to a low socioeconomic position, experienced discrimination or cultural distance to the country of residence. Finally, we will analyse whether any observed patterns in depressed mood amongst immigrant offspring, and in the role of social conditions, resemble the corresponding patterns in immigrants.

Data and methods

Study design

The Healthy Life in an Urban Setting (HELIUS) study is a multi-ethnic cohort study conducted in Amsterdam in the Netherlands. It has been described in detail elsewhere [22,23]. In brief, baseline data collection took place from 2011 to 2015 and included residents of Amsterdam of various ethnic origins in the ages of 18 to 70. Participants from six ethnic groups–of Dutch, African Surinamese, South-Asian Surinamese, Turkish, Moroccan and Ghanaian ethnic descent–were randomly selected from the municipal population register, stratified by ethnicity to ensure roughly equal numbers from each group. Sociohistorical information on the ethnic minority groups included in the study is provided elsewhere [23]. Data were collected by questionnaire and in a physical examination, in which biological samples were also obtained. Participants who were unable to complete questionnaires in Dutch were provided questionnaires in English or Turkish or received assistance from a trained, ethnically matched interviewer.

For the current study, cross-sectional baseline data were analysed. From the total sample completing the baseline questionnaire (N = 23,942), we first excluded participants not belonging to the six ethnic groups listed above (n = 586). We also excluded all respondents of Ghanaian origin (n = 2,484), as they included only a small number of immigrant offspring. From the remaining 20,872 participants, we excluded those with missing scores on the depressive symptomatology (n = 183), on the acculturation measures (n = 455), on any of the three measures of socioeconomic position (n = 257), on Dutch language proficiency (n = 16) or on the discrimination scale (n = 57). Our final study sample thus consisted of 19,904 participants: 4,591 of Dutch origin, 3,213 of South-Asian Surinamese, 4,212 of African Surinamese, 3,800 of Turkish and 4,088 of Moroccan ethnic origin.

The Medical Ethics Committee of the Amsterdam Academic Medical Centre (AMC) approved the study protocols. Written informed consent was obtained from all participants.

Variables

Ethnicity

Ethnicity was defined for each participant on the basis of their country of birth and that of their parents–currently the most widely accepted indicator of ethnicity in the Netherlands [24]. Specifically, participants were defined as immigrant offspring if they were born in the Netherlands but both parents were born abroad; immigrants were born abroad of one or two foreign-born parents. Of residents of Surinamese background, approximately 80% are of either African or South-Asian descent; we classified Surinamese subgroups according to their self-reported ethnic descent. Participants representing the host population in the sample were born in the Netherlands of two parents born in the Netherlands.

Depressed mood

Depressive symptomatology was assessed using the Patient Health Questionnaire-9 (PHQ-9), which records depressive symptoms during the preceding two weeks. The instrument consists of 9 items with 4 response options for each item (0–3: never, several days, more than half the days, nearly every day), yielding a sum score range of 0 to 27, with higher scores indicating more depressive symptomatology [25]. If one item was missing (1.7%), the mean score of the other eight items was used to replace it; if more than one item was missing, the variable was treated as missing. Depressed mood was considered present if a respondent had a PHQ-9 sum score of 10 or above. That is a commonly used cut-off value, with a good sensitivity and specificity for predicting major depressive disorder [26]. The PHQ-9 has been shown to measure the same concepts across all six ethnic groups included in this study, with no systematic between-group differences in the identification of depressive symptoms [27].

Social conditions in the host country

Socioeconomic position (SEP) was assessed through educational level, occupational level and employment status. We included multiple indicators to cover as many socioeconomic influences as possible.

Participants were asked to report their most recent education and occupation. Educational level was the highest level attained in either the Netherlands or in the country of origin. It was distinguished into four categories: primary or less, lower secondary (general or vocational), upper secondary (general or vocational) and higher education. Occupational level was classified in five categories: elementary, lower, intermediate, higher or academic. Respondents’ reported job titles and job descriptions, including any executive-level functions, were rated according to the Dutch Standard Occupational Classification (SBC-2010) [28], an extensive, systematic list of occupations in Dutch society. Cases for which the question on paid job were not relevant because they never had a paid job, were retained in the analysis as a separate group (“not applicable”), given their large numbers (from 6% in the Dutch subgroup to 27% in the Moroccan subgroup). Employment status was categorised as employed, unemployed (seeking work or on welfare benefit), not in labour force (student, retired, full-time homemaker) and incapacitated.

Perceived ethnic discrimination

Perceived ethnic discrimination (PED) was measured using the Everyday Discrimination Scale (EDS). It captures the frequency of discriminatory experiences in daily life, recording nine items (e.g. ‘treated with less respect than others’) on a 5-point Likert scale (never to very often) [29]. We adapted the EDS by specifically asking the participants how often they had experienced discrimination because of their background; in Dutch this phrase would be interpreted as ethnic background, especially in the context of this study. If one EDS item was missing, the mean score of the other items was used to replace it; if two or more items were missing, the variable was treated as missing. The prevalence of perceived ethnic discrimination was determined on the basis of respondents scoring 4 (often) or 5 (very often) on at least one item.

Sociocultural conditions

We based the assessments of sociocultural conditions upon several indicators that have been considered markers of the immigrants’ position in the process of acculturation following migration, covering several domains of life: ethnic identity, cultural orientation and the ethnic composition of one’s social network [30,11,31]. The measurement of these factors was based on the two-dimensional conceptualisation of acculturation by John W. Berry [30]. We assessed whether respondents were adapted to the host society as well as whether they adhered to the culture of the original country. Four possible acculturation strategies derive those two dimensions: integration (high orientation to both host-country and original culture), assimilation (high orientation to host culture, low orientation to original culture), separation (high orientation to original culture, low orientation to host culture) and marginalisation (low orientation towards original as well as host culture).

Respondents were classified into one of the four acculturation strategies on the basis of their responses to statements relating to ethnic identity, cultural orientation and social network composition, each with five response categories ranging from ‘totally disagree’ to ‘totally agree’. Ethnic identity was conceptualised as the sense of belonging to a particular ethnic group that shares cultural values and beliefs [32]. It was assessed with two items gauging the sense of belonging to the Dutch community and to the Turkish, Moroccan or Surinamese community (depending on background) [33]. Cultural orientation was measured using the 20 items of the Psychological Acculturation Scale (PAS; e.g. ‘I have a lot in common with Dutch/Surinamese/Turkish/Moroccan people’, ‘I feel proud to be part of Dutch/Surinamese/Turkish/Moroccan culture’) [33]. Ethnic social network composition was conceptualised in terms of the ethnic origin of friends, and of the people with whom one spends free time. It was measured by four items regarding the proportions of co-ethnics and ethnic Dutch people in one’s social network and the proportion of free time spent with co-ethnic and ethnic Dutch people.

Statistical analyses

Baseline sociodemographic characteristics and social conditions are reported for respondents from the host population, for immigrants and for immigrants’ offspring, differentiated by ethnicity. Our first aim was to assess the prevalence of depressed mood in immigrant offspring relative to that in the Dutch host population. We used logistic regression models, controlling for age and gender, and obtained average marginal effects (AME) for each ethnic minority group [34]. AMEs were estimated using the margins post estimation command in STATA (College Station, TX: StataCorp LP). Effects of all predictors in the model are calculated for each observation in the dataset, and then averaged. The resulting average marginal effect can be interpreted as the average increase in the probability of depressed mood over all values of the covariates [35]. As an example, an average marginal effect of .20 indicates a 20% higher probability of depressed mood as compared to the reference group. We prefer AMEs above ORs, given that our aim is to compare the contribution of social determinants to the probability of depressed mood across groups, in particular generations as well as ethnic groups. When making comparisons across groups, ORs can be misleading as an indicator of the size of the contribution of each predictor as a large change in odds ratios does not always correspond with a large change in predicted probability. In contrast, AMEs do allow for a fair comparison of effect sizes across groups [34]. Finally, since the age ranges among immigrants and immigrants’ offspring were very dissimilar, we did not directly compare the prevalence of depressed mood. Any differences between groups should be viewed with that in mind.

We also assessed the associations among immigrant offspring between indicators for social conditions (socioeconomic position, perceived discrimination, sociocultural conditions) and depressed mood, controlling for age and gender. Our second research aim was to analyse whether the distributions of social conditions accounted for the risks of depressed mood in immigrant offspring. To that end, we used logistic regression models to compare the risks of depression in the immigrant populations (both first generation and offspring) and the host population, adding the indicators for social conditions to the model both one by one, as well as a set (socioeconomic position, perceived discrimination, sociocultural conditions respectively). Because the host population had no values on the sociocultural indicators, we also created models in each immigrant and offspring group based on what we considered the most favourable sociocultural profiles–integrated ethnic identity, integrated cultural orientation and integrated social network. We used decreasing AME as an indicator of the relative importance of a specific social condition for the higher depression risk.

To evaluate whether the patterns observed in immigrants’ offspring resembled those in immigrants (our third research question), similar statistical analyses as described were performed on the immigrants in the sample.

Analyses were conducted using IBM SPSS Statistics for Windows (Armonk, NY: IBM Corporation) and STATA Statistical Software, Release 15 (College Station, TX: StataCorp LP). The level of statistical significance was set at p < .05.

Results

The educational and occupational levels of the immigrants’ offspring were lower than those of the Dutch host population (Table 1), but higher than that of the immigrants. The sociocultural profiles of the offspring in both Surinamese groups were similar to that of the co-ethnic immigrants on all three indicators. About 80% were classified as integrated on the ethnic identity and cultural orientation indicators, but much lower (36%–41%) on the social network indicator. In the Turkish and Moroccan groups, the offspring profiles differed from those of the immigrants themselves, with higher proportions of the offspring classified as integrated or assimilated. As expected, the percentages of people experiencing difficulties with the Dutch language were far lower for offspring than for immigrants in all ethnic groups. The immigrants’ proficiency in Dutch varied widely between ethnic groups, with those from Suriname (a former Dutch colony) scoring high and those from Turkey and Morocco scoring low. Around one quarter (Turkish) to one third (other groups) of ethnic minority respondents reported having experienced discrimination, with similar figures for offspring and for immigrants.

Table 1. Characteristics of immigrant offspring, immigrants and Dutch origin respondents in the study sample, N = 19904.

South-Asian Surinamese African Surinamese Turkish Moroccan Dutch
Offspring Immigrants Offspring Immigrants Offspring Immigrants Offspring Immigrants
n = 802 n = 2411 n = 733 n = 3479 n = 1220 n = 2580 n = 1396 n = 2692 n = 4591
Gender (% female) 49.9 54.3 58.3 59.6 54.0 55.2 66.9 59.3 53.9
Age (years) 28.2 ± 6.6 50.4 ± 10.3 31.9 ± 9.2 50.7 ± 10.8 27.2 ± 6.5 45.6 ± 10.0 27.4 ± 6.2 46.0 ± 11.0 46.1 ± 14.0
Socioeconomic position
Educational level
Higher education 35.5 18.8 30.2 20.9 25.5 9.8 30.1 11.2 60.5
Upper secondary 45.3 25.7 47.9 33.8 44.2 22.6 49.9 26.7 22.0
Lower secondary 15.7 38.9 19.5 39.4 23.9 25.8 16.8 18.7 14.2
Primary or less 3.5 16.6 2.5 5.9 6.4 41.9 3.3 43.4 3.3
Occupational level
Academic 6.7 3.8 2.0 2.7 4.5 2.3 4.1 1.3 19.8
Higher 22.1 13.9 21.1 16.7 13.1 5.9 18.2 7.8 36.4
Intermediate 25.9 28.7 32.3 32.1 24.8 16.5 29.4 17.2 22.1
Lower 27.2 32.5 26.1 34.4 33.8 30.7 26.6 24.9 14.3
Elementary 3.1 11.2 4.5 7.2 4.3 19.7 3.6 17.3 1.6
Not applicable 15.0 9.8 13.9 6.9 19.5 25.0 18.1 31.5 5.7
Employment status
Paid employment 66.0 59.5 64.8 62.1 62.4 48.5 61.7 42.2 73.9
Unemployed 19.0 12.9 16.6 10.9 23.9 23.4 22.5 30.1 17.4
Not in labour market 12.0 16.4 14.5 16.9 10.0 16.6 12.5 17.3 5.6
Incapacitated 3.1 11.2 4.1 10.1 3.8 11.6 3.2 10.4 3.1
Discrimination
Any discrimination 32.0 30.9 34.1 34.5 25.7 28.3 36.0 31.4 2.1
Sociocultural factors
Ethnic identity
Integrated 76.9 81.8 85.0 82.4 73.7 51.3 88.0 71.2
Assimilated 15.1 6.4 4.1 2.3 2.6 2.6 1.3 1.7
Separated 6.0 10.2 9.1 13.8 21.4 42.9 9.1 25.3
Marginalised 2.0 1.7 1.8 1.5 2.3 3.1 1.6 1.7
Cultural orientation
Integrated 79.4 80.4 80.5 84.3 76.2 63.4 79.9 76.2
Assimilated 6.4 6.1 6.3 3.0 4.3 3.1 5.6 4.0
Separated 11.6 11.5 11.2 11.2 18.2 31.7 13.1 18.1
Marginalised 2.6 2.0 2.0 1.5 1.3 1.7 1.4 1.7
Social network
Integrated 35.8 34.1 41.3 39.2 37.5 24.7 29.5 22.5
Assimilated 14.6 9.5 9.7 7.4 7.6 4.3 6.4 5.0
Separated 34.9 31.1 37.2 37.5 46.6 57.5 47.3 44.2
Marginalised 14.7 25.2 11.7 16.0 8.2 13.5 16.7 28.3
Difficulty with Dutch language (%) 10.1 25.5 7.8 13.0 21.6 74.4 9.3 61.3
Depressed mood 16.2 19.2 12.6 9.8 19.5 24.5 17.5 22.0 7.2

The prevalence of depressed mood in immigrants’ offspring was 13% to 20%, as compared with 7% in those of Dutch origin. It was lowest for African Surinamese and highest for Turkish offspring.

The outcomes of the logistic regression model, as expressed in average marginal effects (AMEs), confirmed the elevated risk of depressed mood in immigrant offspring (Table 2, first column). The AME for Turkish offspring, for example, was 0.11 vis-à-vis the Dutch population, indicating an 11% higher probability of depressed mood. Prevalence of depressed mood amongst the immigrant generations (second column) was 10% to 25%, slightly exceeding that of the offspring in three out of four ethnic groups. However, in direct comparisons between immigrant offspring and the first generation within a specific ethnic minority group (Table 2, final column), all confidence intervals except in the Moroccan groups included the possibility of equal depression risk in the offspring and the immigrant generations.

Table 2. Probability of depressed mood in immigrants’ offspring and immigrants, relative to Dutch origin respondents, and relative to each other.

Average marginal effects (AMEs)* (with 95% confidence intervals) obtained from logistic regression models, with depressed mood as the outcome, controlling for age and gender
Immigrants’ offspring relative to ethnic Dutch Immigrants relative to ethnic Dutch Immigrants’ offspring relative to immigrants
Dutch 0.00 0.00
South-Asian Surinamese 0.09 (0.06, 0.11) 0.12 (0.10, 0.14) −0.04 (−0.09, 0.00)
African Surinamese 0.05 (0.02, 0.07) 0.03 (0.01, 0.04) 0.01 (−0.02, 0.03)
Turkish 0.11 (0.09, 0.14) 0.17 (0.15, 0.19) 0.00 (−0.04, 0.04)
Moroccan 0.08 (0.06, 0.11) 0.15 (0.13, 0.16) −0.04 (−0.08, −0.00)

*Average marginal effects (AME) can be interpreted as the higher/lower probability of having depressed mood as compared to the reference group

Table 3 shows the associations between all indicators for social conditions and depressed mood for the offspring of immigrants, controlling for age and gender, and stratified by ethnic group. Those in the lowest educational and occupational levels showed higher risks of depressed mood. In most ethnic groups, however, the associations between these two socioeconomic indicators and depressed mood were not linear. The prevalence of depressed mood was clearly higher for people without paid jobs, in particular those who were incapacitated or outside the labour market. Immigrant offspring who had experienced ethnic discrimination showed 5% to 18% higher risks of depressed mood. With regard to the sociocultural factors, the social network variable, and to a lesser extent the cultural orientation variable, indicated higher risks of depressed mood for offspring classified as marginalised, and in some subgroups also for those classified as separated. In some groups, those classified as assimilated also showed higher depression prevalences than those in the integrated group. Across all social conditions, overall, the immigrant generation showed risk patterns similar to those of the offspring, with the risk being either higher or lower for specific indicators (S1 Table).

Table 3. Associations between indicators for social conditions and depressed mood in immigrants’ offspring, by ethnic group.

Average marginal effects* (with 95% confidence intervals) as obtained from logistic regression models with depressed mood as the outcome, and social conditions as main predictors, controlling for age and gender
Ethnic group
South-Asian Surinamese African Surinamese Turkish Moroccan
Socioeconomic conditions
Educational level
Higher 0.00 0.00 0.00 0.00
Upper secondary 0.03 (−0.03, 0.08) 0.04 (−0.01, 0.09) 0.06 (0.01, 0.11) 0.06 (0.02, 0.11)
Lower secondary 0.04 (−0.04, 0.12) 0.09 (0.01, 0.16) 0.07 (0.01, 0.13) 0.13 (0.07, 0.20)
Primary or less 0.05 (−0.10, 0.21) 0.09 (−0.09, 0.27) 0.24 (0.13, 0.35) 0.18 (0.04, 0.32)
Occupational level
Academic 0.00 0.00 0.00 0.00
Higher 0.04 (−0.05, 0.14) −0.05 (−0.21, 0.11) 0.10 (0.02, 0.19) 0.04 (−0.04, 0.11)
Intermediate 0.06 (−0.04, 0.16) −0.00 (−0.16, 0.16) 0.14 (0.06, 0.22) 0.11 (0.04, 0.18)
Lower 0.06 (−0.04, 0.16) 0.03 (−0.14, 0.19) 0.15 (0.08, 0.23) 0.13 (0.05, 0.20)
Elementary −0.07 (−0.20, 0.05) 0.19 (−0.04, 0.42) 0.14 (0.02, 0.27) 0.13 (−0.00, 0.25)
Not applicable 0.02 (−0.09, 0.13) 0.01 (−0.16, 0.18) 0.11 (0.03, 0.19) 0.18 (0.10, 0.27)
Employment status
Employed 0.00 0.00 0.00 0.00
Unemployed 0.01 (−0.06, 0.07) 0.02 (−0.04, 0.08) 0.02 (−0.04, 0.07) 0.06 (0.01, 0.11)
Not in labour market 0.11 (0.02, 0.20) 0.13 (0.04, 0.21) 0.16 (0.07, 0.25) 0.15 (0.08, 0.22)
Incapacitated 0.29 (0.10, 0.48) 0.29 (0.12, 0.47) 0.36 (0.22, 0.51) 0.37 (0.22, 0.52)
Discrimination
No discrimination 0.00 0.00 0.00 0.00
Any discrimination 0.05 (−0.01, 0.11) 0.08 (0.02, 0.13) 0.18 (0.13, 0.24) 0.10 (0.06, 0.15)
Sociocultural factors (ref: Integrated)
Ethnic identity
Integrated 0.00 0.00 0.00 0.00
Assimilated −0.01 (−0.08, 0.06) −0.06 (−0.16, 0.04) −0.05 (−0.17, 0.07) 0.27 (0.04, 0.50)
Separated 0.01 (−0.10, 0.13) −0.02 (−0.10, 0.05) −0.02 (−0.07, 0.03) −0.05 (−0.11, 0.01)
Marginalised −0.05 (−0.20, 0.10) −0.06 (−0.20, 0.08) 0.11 (−0.07, 0.29) 0.07 (−0.12, 0.25)
Cultural orientation
Integrated 0.00 0.00 0.00 0.00
Assimilated 0.08 (−0.03, 0.20) 0.07 (−0.04, 0.19) 0.15 (0.02, 0.28) 0.09 (−0.01, 0.18)
Separated 0.06 (−0.03, 0.14) 0.04 (−0.03, 0.12) 0.06 (0.00, 0.13) 0.05 (−0.02, 0.11)
Marginalised 0.15 (−0.05, 0.34) 0.45 (0.20, 0.70) 0.15 (−0.08, 0.38) 0.13 (−0.06, 0.34)
Social network
Integrated 0.00 0.00 0.00 0.00
Assimilated −0.01 (−0.08, 0.06) −0.02 (−0.10, 0.07) 0.08 (−0.01, 0.17) 0.12 (0.02, 0.21)
Separated 0.03 (−0.03, 0.09) −0.01 (−0.06, 0.04) 0.04 (−0.00, 0.09) 0.02 (−0.02, 0.06)
Marginalised 0.13 (0.05, 0.22) 0.06 (−0.03, 0.15) 0.12 (0.03, 0.22) 0.10 (0.04, 0.17)

*Average marginal effects can be interpreted as the higher/lower probability of having depressed mood as compared to the reference group

Finally, we analysed whether the distributions of social conditions accounted for the risks of depressed mood in immigrant offspring. To that end, we run regression models with depressed mood as the outcome, and immigrant offspring or immigrant status vis-à-vis the host population as the main predictor, controlling for age and gender. We then added the indicators for social conditions to the model, firstly, one by one, and secondly, as a set (for socioeconomic, ethnic discrimination and sociocultural factors respectively). We used decreasing AME as an indicator of the relative importance of a specific social condition for the higher depression risk. The outcome of these analyses are shown in S2 Table. Fig 1 depicts the results of the regression models for the combined set of indicators for socioeconomic position, ethnic discrimination and sociocultural factors respectively.

Fig 1. Average Marginal Effects (AMEs) for depressed mood in immigrants’ offspring and in immigrants, relative to those of Dutch origin, with stepwise adjustments for social conditions.

Fig 1

Model 1: age, gender; Model 2: age, gender, SEP; Model 3: age, gender, SEP, discrimination; Model 4: age, gender, SEP, discrimination, in Social network integrated.

The higher risk of depressed mood in immigrant offspring vis-à-vis the Dutch host population is explained largely by adverse socioeconomic positions (Model 2 versus Model 1). In the Turkish group, for example, the AME decreased after control for socioeconomic indicators from 0.11 (95% CI 0.08–0.13) to 0.05 (95% CI 0.03–0.08). The contributions of each socioeconomic variable individually (education level, occupation level and employment status) were largely similar (S2 Table). After adding discrimination to the model, we no longer observed a significantly heightened risk of depressed mood in any group of immigrant offspring (Model 3). In immigrants, we found the contributions of social conditions to be largely similar to those observed in the offspring. However, in three out of four ethnic groups, the risk of depressed mood in immigrants remained elevated after control for differences in socioeconomic position and discrimination. Moroccan immigrants, for instance, still had an AME of 0.05 (95% CI 0.03–0.07). A small part of their remaining risk was accounted for by sociocultural variables, especially the level of social network integration (see S2 Table, Appendix, for results for subgroups based on the three sociocultural variables).

Discussion

Our findings show that the prevalence of depressed mood was higher in immigrants’ offspring (13% to 20%) as compared with people of Dutch origin (7%). The lowest levels of depressed mood were seen in offspring of African Surinamese descent and the highest in those of Turkish descent. Prevalence rates in immigrants’ offspring were comparable to those in the immigrant generation in the corresponding ethnic group. The higher risk of depressed mood in immigrants’ offspring relative to that in the host population was explained in particular by their adverse socioeconomic position, and to a lesser extent by perceived discrimination. The corresponding patterns in the first generation were largely comparable to those in the offspring, although the immigrants’ level of sociocultural integration also explained a small part of their observed higher risk of depressed mood.

Limitations of the study design

As this study used cross-sectional data, we cannot exclude the possibility that the social conditions of participants would be the consequence, rather than a cause, of depressed mood. E.g. a depressed mood might have hindered people to have contacts with other people, increasing the risk of becoming ‘marginalised’. Longitudinal data will be required to demonstrate whether the prevalence of depressed mood will decrease if social conditions for the second generation improve.

A second limitation is the use of self-reported data on depressed mood, based on the PHQ-9 among different ethnic groups. A recent analysis on the measurement invariability of the PHQ-9 showed that the PHQ-9 items were measuring the same underlying construct in the different ethnic groups included in our study [27]. That suggests that PHQ-9 is a good measure of depressive symptoms in those groups. The PHQ-9 outcome is not equivalent, though, to a diagnosis of clinical depression, implying that our results are not automatically generalisable to an outcome of clinical depression.

Third, we were not able to draw firm conclusions about whether the prevalence of depressed mood in immigrants’ offspring was lower than or similar to that in people of the first generation. The indirect comparison, whereby the host population was used as the reference group to both the immigrants and the immigrants’ offspring, led us to conclude that the risk in the offspring was slightly less elevated than that in the immigrants. However, in view of the minimal overlap in the age distributions of the two generations, that conclusion may be biased by an age effect. A direct comparison of prevalence in both generations might have been more reliable, but it yielded wide confidence intervals, probably related to the age distribution differences. To enable conclusions on changes in risk across generations, future research should include both first and second generations and ensure, if possible, substantial overlap in age range.

Interpretations and implications

In all four minority ethnic groups we studied, the prevalence of depressed mood in immigrants’ offspring was higher than that in the host population. In contrast with the ‘immigrant health paradox’, a similar pattern was observed for immigrants. This result also contrasts with several previous studies that have found comparable rates of depression in immigrant offspring and host populations. Studies based on the European Social Survey, for instance, found no elevated risk for immigrant offspring in Europe [1,8]. Those studies, however, combined data from ethnic minority populations into one category, thereby possibly masking differences between ethnic groups. A study in Australia, as a case in point, has indicated a higher prevalence of mental health problems in the offspring of immigrants of European descent, but not of other ethnic groups [14]. This highlights the importance of distinguishing by ethnic background in future studies.

The size of risk differed between ethnic groups in our own study, in fact, with offspring of Turkish descent showing the highest risk and those of African Surinamese descent the lowest. Since we found similar within-group risk patterns for immigrants and offspring, that could point to risk factors inherent in particular ethnic groups, such as culture or genetic profiles. The higher risk of depression in offspring of parents with depression is well documented [36], and it could be linked to genetic factors or to family interaction (communication, experience of affect). Such factors could partially underlie similarities in pattern across generations in a particular ethnic group. In addition, the differences in size of the risk between ethnic groups might reflect the prevalence of depressed mood in the country of origin [4]. The prevalence of this health problem has been shown to differ between regions of the world, with, e.g., a relatively low prevalence in Sub Saharan countries where the African Suriname originally come from [37].

This is not to say, of course, that a risk of depression in a particular ethnic group is determined entirely by attributional factors–unique and rather stable attributes of that group such as genetics and culture [22]. Quite the contrary, our study has revealed that the higher risk of depression for immigrants and their offspring in ethnic minority groups is strongly associated with the living conditions to which the groups are exposed in the host country, so-called post-migration factors. This is in line with previous studies that show the salience of such social conditions for immigrants themselves. To the best of our knowledge, we are the first to study the impact of multiple types of social conditions simultaneously on the burden of depressed mood in immigrants’ offspring. Similarly to the results in previous studies of immigrants, we found that the higher risk in the offspring was accounted for by social conditions to which they were subject, in particular an adverse socioeconomic position and the experience of discrimination. Should that be confirmed in future studies using longitudinal data, it will be an indication that improving the living conditions of immigrants’ offspring–and in particular their socioeconomic position and their exposure to discrimination–could be a promising strategy to reduce depression rates in the offspring generations.

Whereas in our study the greater risk of depression in immigrants’ offspring could be fully explained by adverse socioeconomic conditions and discrimination, a higher risk partially persisted in immigrants after those social conditions had been taken into account. A small part of their remaining higher risk was explained by sociocultural factors, whereas the analysis for immigrants’ offspring left no room for additional contributions by sociocultural factors. Important for this difference seems the higher percentage of first-generation respondents who were marginalised or separated–subgroups that showed higher depression risk than immigrants classified as integrated. Apart from the minor difference in risk levels, though, it is important to note that the distribution of immigrants’ offspring across acculturation categories was largely similar to that of the immigrants themselves. In addition, also the risk of depression associated with specific acculturation categories was largely similar across generations, implying that also for the immigrants’ offspring, the process of acculturation might be as stressful as it is for first generation immigrant.

Also worth highlighting, and in line with the results of a meta-analysis by Yoon and colleagues [12], is that our respondents who were classified as integrated–that is, showing an orientation towards the cultures of both the host country and the country of origin–had the lowest risks of depressed mood. They thus showed a lower risk than those classified as assimilated (integrated into Dutch society with a low orientation to the country of origin). This provides indications that it is beneficial for people from ethnic minority populations to stay attached to the original country’s culture and people. Whereas this has been put forward as an explanation for the relative good mental health of immigrants who fit the ‘healthy immigrant paradox’ [14], our results provide indications to suggest that this beneficial effect also holds for immigrant’s offspring.

In our statistical analysis, we dealt with social conditions as three separate categories–socioeconomic position, discrimination and sociocultural situation. In reality, of course, such conditions are interlinked, and they could have an interactive impact on mental health. People without paid jobs, for example, may have less contact with people from the host country, with a consequent influence on their acculturation strategy. Similarly, also experiences of discrimination might impact on the process of acculturation [20]. Socioeconomic position can also impact mood through cultural factors such as low cultural entitlement–a feeling of not ‘being a relevant and legitimate citizen who matters in society’ [5]. Moreover, multiple categories of social conditions may share the same underlying mechanisms, such as institutional racism [38]. For example, institutional racism may reduce the likelihood that people from ethnic minority populations will get a job, and thereby weaken their sense of affiliation with the host society’s culture. Unravelling the complex ways in which such conditions interact, and probably also have synergic effects, is crucial if the aim is to counter the high risk of depressed mood in ethnic minority populations through improving their social conditions. The results of our study suggest that the way in which these conditions interact might be different for immigrants and immigrants’ offspring, given, e.g. the fact that, in our multivariable model, sociocultural conditions did not contribute to the increased risk of immigrants’ offspring whereas it did for immigrants. As we found similar associations in the univariate model, this might indicate that sociocultural conditions impact on mental health in the immigrant’s offspring through socio-economic conditions. The differential impact of discrimination on the process of acculturation between generations is another example of how mechanisms might differ for immigrants and immigrants’ offspring [20].

Conclusion

The prevalence of depressed mood in the offspring of immigrants in the Netherlands was found to be substantially higher than that in the Dutch host population. Our results provide indications that their depression risk will decline to the Dutch level as the various populations grow closer in terms of socioeconomic position and as immigrant offspring cease to experience discrimination.

Supporting information

S1 Table. Associations between indicators for social conditions and depressed mood in first-generation immigrants, by ethnic group.

(DOCX)

S2 Table. Contribution of social indicators to the probability of depressed mood in immigrants’ offspring and immigrants relative to those of Dutch origin.

(DOCX)

Acknowledgments

The HELIUS study is conducted by the Academic Medical Center Amsterdam and the Public Health Service of Amsterdam. We are most grateful to the participants of the HELIUS study and the management team, research nurses, interviewers, research assistants and other staff who have taken part in gathering the data of this study. The authors also thank Michael Dallas for editing the manuscript.

Data Availability

The HELIUS data are owned by the Amsterdam University Medical Centers, location AMC in Amsterdam, The Netherlands. Any researcher can request the data by submitting a proposal to the HELIUS Executive Board as outlined at http://www.heliusstudy.nl/en/researchers/collaboration, by email: heliuscoordinator@amsterdamumc.nl. The HELIUS Executive Board will check proposals for compatibility with the general objectives, ethical approvals and informed consent forms of the HELIUS study. There are no other restrictions to obtaining the data and all data requests will be processed in the same manner.

Funding Statement

The HELIUS study is funded by the University Medical Centers Amsterdam, location AMC, and the Public Health Service of Amsterdam, as well as by the Dutch Heart Foundation, the Netherlands Organization for Health Research and Development (ZonMw), the European Union (FP-7), and the European Fund for the Integration of non-EU immigrants (EIF).

References

  • 1.Missinne S, Bracke P. Depressive symptoms among immigrants and ethnic minorities: a population based study in 23 European countries. Soc Psychiatr Psychiatr Epidemiol 2012;47:97–109 [DOI] [PubMed] [Google Scholar]
  • 2.Qureshi A, Collazos F, Sobradiel N et al. Epidemiology of psychiatric morbidity among migrants compared to native born population in Spain: a controlled study. Gen Hosp Psychiatry 2013;35:93–9 10.1016/j.genhosppsych.2012.09.010 [DOI] [PubMed] [Google Scholar]
  • 3.Ikram UZ, Snijder MB, Fassaert TJ, Schene AH, Kunst AE, Stronks K. The contribution of perceived ethnic discrimination to the prevalence of depression. Eur J Public Health 2015;25:243–8 10.1093/eurpub/cku180 [DOI] [PubMed] [Google Scholar]
  • 4.Jurado D, Alarcón RD, Martínez-Ortega JM, Mendieta-Marichal Y, Gutiérrez-Rojas L, Gurpegui M. Factors associated with psychological distress or common mental disorders in migrant populations across the world. Rev Psiquiatr Salud Ment 2017;10:45–58 10.1016/j.rpsm.2016.04.004 [DOI] [PubMed] [Google Scholar]
  • 5.ten Kate J, de Koster W, van der Waal J. Why are depressive symptoms more prevalent among the less educated? The relevance of low cultural capital and cultural entitlement. Sociological Spectrum 2017;37:63–76 [Google Scholar]
  • 6.Honkaniemi H, Juarez SP, Katikireddi SV, Rostila M. Psychological distress by age at migration and duration of residence in Sweden. Soc Sci Med 2020;250.112869 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Tinghög P, Hemmingsson T, Lundberg I. To what extent may the association between immigrant status and mental illness be explained by socioeconomic factors? Soc Psychiatry Psychiatr Epidemiol 2007;42:990–6 10.1007/s00127-007-0253-5 [DOI] [PubMed] [Google Scholar]
  • 8.Levecque K, Van Rossem R. Depression in Europe: does migrant integration have mental payoffs? A cross-sectional comparison of 20 European countries. Ethnicity & Health 2015; 20:49–65 [DOI] [PubMed] [Google Scholar]
  • 9.Foo SQ, Tam WW, Ho CS et al. Prevalence of Depression among Migrants: A Systematic Review and Meta-Analysis. Int J Environ Res Publ Health 2018;15:1986. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Wallace S, Nazroo J, Bécares L. Cumulative Effect of Racial Discrimination on the Mental Health of Ethnic Minorities in the United Kingdom. Am J Public Health 2016;106:1294–300 10.2105/AJPH.2016.303121 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Morawa E, Erim Y. Acculturation and depressive symptoms among Turkish immigrants in Germany. Int J Environ Res Public Health 2014;11:9503–21 10.3390/ijerph110909503 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Yoon E, Chang C-T, Kim S et al. A Meta-Analysis of Acculturation/Enculturation and Mental Health. J Counsel Psychology 2013;60:15–30 [DOI] [PubMed] [Google Scholar]
  • 13.Sieberer M, Maksimovic S, Ersöz B, Machleidt W, Ziegenbein M, Calliees IT. Depressive symptoms in first- and second-generation migrants: A cross-sectional study of a multi-ethnic working population. Int J Social Psychiatr 2011;58:605–613 [DOI] [PubMed] [Google Scholar]
  • 14.Lee R. Does the healthy immigrant effect apply to mental health? Examining the effects of immigrant generation and racial and ethnic background among Australian adults. SSM Population Health 2019; 10.1016/j.ssmph.2018.10.011 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Pignon B, Geoffroy PA, Thomas P et al. Prevalence and severity of mood disorders among first-, second and third-generation migrants. J Aff Disorders 2017; 210:174–180 [DOI] [PubMed] [Google Scholar]
  • 16.Beutel MF, Jünger C, Klein EM et al. Depression, anxiety and suicidal ideation among 1st and 2nd generation migrants–results from the Gutenberg health study. BMC Psychiatry 2016;16:288 10.1186/s12888-016-0995-2 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Mindlis I, Boffetta P. Mood disorders in first- and second-generation immigrants: systematic review and meta-analysis. Br J Psychiatr 2017;210:182–189 [DOI] [PubMed] [Google Scholar]
  • 18.Cervantes R. C., Padilla A. M., Napper L. E., & Goldbach J. T. (2013). Acculturation-Related Stress and Mental Health Outcomes Among Three Generations of Hispanic Adolescents. Hispanic Journal of Behavioral Sciences, 35(4), 451–468. 10.1177/0739986313500924 [DOI] [Google Scholar]
  • 19.Dingoyan D, Schulz H, Kluge U et al. Lifetime prevalence of mental disorders among first and second generation individuals with Turkish migration backgrounds in Germany. BMC Psychiatry 2017;17:177 10.1186/s12888-017-1333-z [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Giuliani C, Tagliabue S, Regalia C. Psychological Well-Being, Multiple Identities, and Discrimination Among First and Second Generation Immigrant Muslims. Eur J Psychol 2018;14:66–87 10.5964/ejop.v14i1.1434 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Brydsten A, Rostila M, Dunlavy A. Social integration and mental health—a decomposition approach to mental health inequalities between the foreign-born and native-born in Sweden. Int J Equity Health 2019;18:48 10.1186/s12939-019-0950-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Stronks K, Snijder MB, Peters RJ, Prins M, Schene AH, Zwinderman AH. Unravelling the impact of ethnicity on health in Europe: the HELIUS study. BMC Public Health 2013;13:402 10.1186/1471-2458-13-402 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Snijder MB, Galenkamp H, Prins M, Derks EM, Peters RJG, Zwinderman AH, et al. Cohort profile: the Healthy Life in an Urban Setting (HELIUS) study in Amsterdam, The Netherlands. BMJ open 2017;7(12):e017873 10.1136/bmjopen-2017-017873 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24.Stronks K, Kulu-Glasgow I, Agyemang C. The utility of 'country of birth' for the classification of ethnic groups in health research: the Dutch experience. Ethn Health 2009;14:255–269. 10.1080/13557850802509206 [DOI] [PubMed] [Google Scholar]
  • 25.Kroenke K, Spitzer RL, Williams JBW. The PHQ-9. J Gen Intern Med 2001;16:606–613 10.1046/j.1525-1497.2001.016009606.x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 26.Wittkampf KA, Naeije L, Schene AH, Huyser J, van Weert HC. Diagnostic accuracy of the mood module of the patient health questionnaire: a systematic review. Gen Hosp Psychiatry 2007;29:388–395 10.1016/j.genhosppsych.2007.06.004 [DOI] [PubMed] [Google Scholar]
  • 27.Galenkamp H, Stronks K, Snijder MB, Derks EM. Measurement invariance testing of the PHQ-9 in a multi-ethnic population in Europe: the HELIUS study. BMC Psychiatry 2017;17:349; 10.1186/s12888-017-1506-9 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 28.Central Bureau of Statistics. Standard Occupational Classification. CBS: Voorburg, Netherlands, 2010 [Google Scholar]
  • 29.Forman TA, Williams DR, Jackson JS. Race, place, and discrimination. Perspect Soc Prob 1997;9:231–261 [Google Scholar]
  • 30.Berry JW. Immigration, Acculturation, and Adaptation. Applied Psychol: An International Review 1997; 46: 5–68 [Google Scholar]
  • 31.Schumann M, Bug M, Kajikhina K, Koschollek C, Bartig S, Lampert T, et al. The concept of acculturation in epidemiological research among migrant populations: A systematic review. SSM Population Health 2020;10:100539 10.1016/j.ssmph.2020.100539 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Phinney JS, Ong AD. Conceptualization and measurement of ethnic identity: current status and future directions. J Couns Psychol 2007;54(3):271–281 [Google Scholar]
  • 33.Stevens GWJM, Pels TVM, Vollebergh WAM, Crijnen AAM. Patterns of psychological acculturation in adult and adolescent Moroccan immigrants living in the Netherlands. J Cross Cult Psychol 2004;35:689–704 [Google Scholar]
  • 34.Mood CJE. Logistic regression: Why we cannot do what we think we can do, and what we can do about it. Eur Sociol Review 2010;26(1):67–82 [Google Scholar]
  • 35.Williams R. (2012). Using the margins command to estimate and interpret adjusted predictions and marginal effects. The Stata Journal, 12(2), 308–331 [Google Scholar]
  • 36.Weissman MM, Gameroff MJ et al. , Offspring of Depressed Parents: 30 Years Later. Am J Psychiatry 2016;173:1024–32 10.1176/appi.ajp.2016.15101327 [DOI] [PubMed] [Google Scholar]
  • 37.Steel Z, Marnane C, Iranpour C, Chey T, Jackson JW, Patel V, et al. The global prevalence of common mental disorders: a systematic review and meta-analysis 1980–2013. Int J Epidemiol 2014;43:476–493 10.1093/ije/dyu038 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38.Nazroo J, Bhui KS, Rhodes J. Where next for understanding race/ethnic inequalities in severe mental illness? Structural, interpersonal and institutional racism. Soc Health Illness 2019; 10.1111/1467-9566.13001 [DOI] [PMC free article] [PubMed] [Google Scholar]

Decision Letter 0

Ali Montazeri

19 Mar 2020

PONE-D-19-34059

Higher prevalence of depressed mood in immigrants’ offspring reflects their social conditions in the host country: The HELIUS study

PLOS ONE

Dear Dr. Stronks,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

We would appreciate receiving your revised manuscript by May 03 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter.

To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). This letter should be uploaded as separate file and labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. This file should be uploaded as separate file and labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. This file should be uploaded as separate file and labeled 'Manuscript'.

Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

We look forward to receiving your revised manuscript.

Kind regards,

Ali Montazeri

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially identifying or sensitive patient information) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. Please see http://www.bmj.com/content/340/bmj.c181.long for guidelines on how to de-identify and prepare clinical data for publication. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

"The HELIUS study is conducted by the Academic Medical Center Amsterdam and the Public Health Service of Amsterdam. Both organisations provided core support for HELIUS. The HELIUS study is also funded by the Dutch Heart Foundation, the Netherlands Organization for Health Research and Development (ZonMw), the European Union (FP-7), and the European Fund for the Integration of non-EU immigrants (EIF)."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

"The author(s) received no specific funding for this work."

4. We note that you have included the phrase “data not shown” in your manuscript. Unfortunately, this does not meet our data sharing requirements. PLOS does not permit references to inaccessible data. We require that authors provide all relevant data within the paper, Supporting Information files, or in an acceptable, public repository. Please add a citation to support this phrase or upload the data that corresponds with these findings to a stable repository (such as Figshare or Dryad) and provide and URLs, DOIs, or accession numbers that may be used to access these data. Or, if the data are not a core part of the research being presented in your study, we ask that you remove the phrase that refers to these data.

5. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors use a large-scale cohort study to compare the social risk factors for depressed mood between first and second generation immigrants. The data they use is impressive, as is their ability to disaggregate into four different country of origin groups. Overall, I would like to see more engagement with the immigrant health literature and a more detailed explanation for their statistical models.

The authors emphasize their examination of social risk factors for depressive symptoms among immigrant offspring as their contribution to the literature, but I would not agree that they are the first to study this topic. There are many studies on acculturation and health among second generation immigrants and the loss of the “immigrant paradox” (which primarily tests the salience of SES on health) in the second generation. Perhaps they are the first to study this specific outcome, but they can still engage more with this established field in the Introduction and Discussion. Some example papers:

• Cervantes, R. C., Padilla, A. M., Napper, L. E., & Goldbach, J. T. (2013). Acculturation-Related Stress and Mental Health Outcomes Among Three Generations of Hispanic Adolescents. Hispanic Journal of Behavioral Sciences, 35(4), 451–468. https://doi.org/10.1177/0739986313500924

• Renee Luthra, Alita Nandi & Michaela Benzeval (2018) Unravelling the ‘immigrant health paradox’: ethnic maintenance, discrimination, and health behaviours of the foreign born and their children in England, Journal of Ethnic and Migration Studies, DOI: 10.1080/1369183X.2018.1539287

• Molly A. Martin, Jennifer L. Van Hook, Susana Quiros. (2015) Is socioeconomic incorporation associated with a healthier diet? Dietary patterns among Mexican-origin children in the United States. Social Science & Medicine, Volume 147. Pages 20-29.

A related comment is that I would like to see more engagement with the immigrant health literature overall. The authors don’t discuss the immigrant health paradox or health selection as possible interpretation to their findings. They also don’t provide any discussion, either in the Introduction or Discussion, about why they might expect to see subgroup differences (health selection would fit in well here). The country of origin differences are underdeveloped.

The results are hard to follow. I’m not sure why the authors chose to provide their results solely in AMEs and not in odds ratios, which are more easily understood by readers. Tables 3 and A are particularly hard to digest. It’s not clear which logistic regression model these AMEs are derived from. They say in the methods section that they added the social conditions one by one, which makes me think these variables were included sequentially. Can the authors at least include the coefficients of the logistics regression? Perhaps they should consider graphing the results of Table 3; trends would be much easier to detect.

I would like more information about how to interpret the final column in Table 2. They need to provide more detail in how they calculated this differences and how to interpret it. In general, I would like to see a lot more detail about their analyses. The reason why my response for #2 is "I don't know' is because I don't feel I am able to evaluate with the information they have provided in this version. Were the AMEs calculated at observed values, means, etc? Again, I would like to see the coefficients of the model, even as an Appendix.

I'm concerned with the missing data for occupational level. Given the extremely high level of missing for some subgroups, I’m not sure how to interpret what this group means. I would suggest limiting their socioecomic measures to variables with less missing information: education level and employment status.

The authors don’t make a strong case for they why chose the measures for each of their social conditions. Sociocultural factors, for example, have three different measures. There are certainly some endogeneity problems with the cultural orientation measures; someone who is “marginalized” probably has underlying mental health issues to begin with and does not indicate any causal effect of acculturation. I would like to see more more justification for these measures.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2020 Jun 4;15(6):e0234006. doi: 10.1371/journal.pone.0234006.r002

Author response to Decision Letter 0


24 Apr 2020

Reply to Editor’s comments

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially identifying or sensitive patient information) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

>> We have now included a data availability statement at p. 23 of the manuscript.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

"The HELIUS study is conducted by the Academic Medical Center, and the Public Health Service of Amsterdam. Both organisations provided core support for HELIUS. The HELIUS study is also funded by the Dutch Heart Foundation, the Netherlands Organization for Health Research and Development (ZonMw), the European Union (FP-7), and the European Fund for the Integration of non-EU immigrants (EIF)."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

"The author(s) received no specific funding for this work."

>> We would like to include the following statement in the Funding Statement:

The HELIUS study is funded by the University Medical Centers Amsterdam, location AMC, and the Public Health Service of Amsterdam, as well as by the Dutch Heart Foundation, the Netherlands Organization for Health Research and Development (ZonMw), the European Union (FP-7), and the European Fund for the Integration of non-EU immigrants (EIF).

4. We note that you have included the phrase “data not shown” in your manuscript. Unfortunately, this does not meet our data sharing requirements. PLOS does not permit references to inaccessible data. We require that authors provide all relevant data within the paper, Supporting Information files, or in an acceptable, public repository. Please add a citation to support this phrase or upload the data that corresponds with these findings to a stable repository (such as Figshare or Dryad) and provide and URLs, DOIs, or accession numbers that may be used to access these data. Or, if the data are not a core part of the research being presented in your study, we ask that you remove the phrase that refers to these data.

>> As we believe this paragraph on the stratified analyses by gender is not the core of the paper, we have now removed this limitation.

5. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

>> We have made the changes you asked for.

Reply to Reviewers' comments

Reviewer #1: The authors use a large-scale cohort study to compare the social risk factors for depressed mood between first and second generation immigrants. The data they use is impressive, as is their ability to disaggregate into four different country of origin groups. Overall, I would like to see more engagement with the immigrant health literature and a more detailed explanation for their statistical models.

>> Thank you for your kind words, as well as for your comments and suggestions, which were very helpful in improving the paper.

The authors emphasize their examination of social risk factors for depressive symptoms among immigrant offspring as their contribution to the literature, but I would not agree that they are the first to study this topic. There are many studies on acculturation and health among second generation immigrants and the loss of the “immigrant paradox” (which primarily tests the salience of SES on health) in the second generation. Perhaps they are the first to study this specific outcome, but they can still engage more with this established field in the Introduction and Discussion. Some example papers:

• Cervantes, R. C., Padilla, A. M., Napper, L. E., & Goldbach, J. T. (2013). Acculturation-Related Stress and Mental Health Outcomes Among Three Generations of Hispanic Adolescents. Hispanic Journal of Behavioral Sciences, 35(4), 451–468. https://doi.org/10.1177/0739986313500924

• Renee Luthra, Alita Nandi & Michaela Benzeval (2018) Unravelling the ‘immigrant health paradox’: ethnic maintenance, discrimination, and health behaviours of the foreign born and their children in England, Journal of Ethnic and Migration Studies, DOI: 10.1080/1369183X.2018.1539287

• Molly A. Martin, Jennifer L. Van Hook, Susana Quiros. (2015) Is socioeconomic incorporation associated with a healthier diet? Dietary patterns among Mexican-origin children in the United States. Social Science & Medicine, Volume 147. Pages 20-29.

A related comment is that I would like to see more engagement with the immigrant health literature overall. The authors don’t discuss the immigrant health paradox or health selection as possible interpretation to their findings. They also don’t provide any discussion, either in the Introduction or Discussion, about why they might expect to see subgroup differences (health selection would fit in well here). The country of origin differences are underdeveloped.

>> Thank you for your suggestions. Firstly, as indicated in the introduction, we do not claim that we are the first to study the prevalence of mental health problems in immigrants’ offspring. We referred to previous studies, but were not aware of the abovementioned study by Cervantes et al. Thank you for bringing that to our attention, we have now included it in the list of references.

Secondly, we are indeed aware of the literature on the ‘healthy immigrant paradox’. However, as this paradox stipulates that immigrants experience better health, we believe it does not apply to mental health outcome in Europe, in contrast with the outcome of studies in North America. We have now mentioned this contrast in the introduction as well as the discussion section.

Thirdly, we agree that we could engage more with the current literature, even though previous studies do not exactly correspond with ours. We have now incorporated references to current literature on multiple aspects of the topic of our paper (including healthy migrant paradox, acculturation stress, post migration factors etc), both in the introduction and discussion section.

The results are hard to follow. I’m not sure why the authors chose to provide their results solely in AMEs and not in odds ratios, which are more easily understood by readers.

>> We used AME’s as outcome of the logistic regression models, given that our aim was to compare the contribution of social determinants across groups, in particular first and second generation, but also ethnic groups. When making comparisons across groups, ORs can be misleading as an indicator of the size of the contribution of each predictor as a large change in odds does not always correspond with a large change in predicted probability. In contrast, AMEs do allow for a fair comparison of effect sizes across groups [Mood, C. (2010). Logistic regression: Why we cannot do what we think we can do, and what we can do about it. European sociological review, 26(1), 67-82.]. As readers will indeed probably more used to the use of ORs, we have now explained in the methods section why ORs can be misleading, and included extra information as to how to interpret this measure.

Tables 3 and A are particularly hard to digest. It’s not clear which logistic regression model these AMEs are derived from.

>> We apologize for the unclarity. We have now added a more precise description of the models in the headings of both tables as well in the accompanying text in the result section. In addition, we have added a footnote as to how to interpret the AME. Finally, for each indicator, we have now also included the reference category.

They say in the methods section that they added the social conditions one by one, which makes me think these variables were included sequentially.

>> We apologize for the confusion. Indeed, we added the social conditions one by one. However, as indicated in Figure 1 and Table B (appendix), we also added these as a set (i.e. socioeconomic, perceived discrimination and sociocultural factors respectively). We have now further clarified this in the methods section. In addition, we have clarified the presentation of these models in the results section.

Can the authors at least include the coefficients of the logistics regression?

>> For our reply to this suggestion, we refer to our answer below.

Perhaps they should consider graphing the results of Table 3; trends would be much easier to detect.

>> Thank you for this suggestion. We have considered graphing the results given in Table 3, but given our wish to show the outcome for seven indicators in 4 ethnic groups, such a graph would become rather large. In addition, it would be more difficult to get a clear overview of the pattern of the confidence intervals for all indicators. We therefore propose to keep the table.

I would like more information about how to interpret the final column in Table 2. They need to provide more detail in how they calculated this differences and how to interpret it.

>> We again apologize for the confusion. We have now added more information in the heading and in Table 2 itself, to further clarify the comparisons we make in the three columns. To further simplify Table 2, we have now moved the unadjusted percentages of depressed mood in each of the ethnic groups from Table 2 to Table 1.

In general, I would like to see a lot more detail about their analyses. The reason why my response for #2 is "I don't know' is because I don't feel I am able to evaluate with the information they have provided in this version. Were the AMEs calculated at observed values, means, etc? Again, I would like to see the coefficients of the model, even as an Appendix.

>> We hope the further clarification we provided on the measurement (data & methods section) and interpretation (results section) of AMEs now gives enough information to fully understand the results. We are hesitant to present the coefficients of the model, exactly for the reason that we gave to prefer AME instead: coefficients can be misleading as an indicator of effect size as a large change in coefficient does not always correspond with a large change in predicted probability.

I'm concerned with the missing data for occupational level. Given the extremely high level of missing for some subgroups, I’m not sure how to interpret what this group means. I would suggest limiting their socioecomic measures to variables with less missing information: education level and employment status.

>> The missing data for occupational level largely reflects the situation of people (and/or their partner) who have never had a paid job. When we studied the contribution of each socio-economic variable to the model (S2 Table B), the contribution of each of these variables appeared to be similar. For that reason, it would not make a difference in result when we followed the suggestion of the reviewer to limit the socioeconomic variables to income and education only. As the term ‘missing’ wrongly suggests a data problem, we have now changed this heading into ‘not applicable’.

The authors don’t make a strong case for they why chose the measures for each of their social conditions. Sociocultural factors, for example, have three different measures. There are certainly some endogeneity problems with the cultural orientation measures; someone who is “marginalized” probably has underlying mental health issues to begin with and does not indicate any causal effect of acculturation. I would like to see more more justification for these measures.

>> We have now added a justification for the (multiple) measures we chose for socioeconomic position and sociocultural conditions. In addition, we agree that the association between at least some of these measures and depressed mood might also reflect a reverse effect. We had already alluded to this type of bias in the limitations section, and have now added the example of marginalisation to illustrate this. Unfortunately, this bias reflects the cross-sectional design of the study, and cannot be solved by choosing other measures for sociocultural orientation.

Decision Letter 1

Ali Montazeri

18 May 2020

Higher prevalence of depressed mood in immigrants’ offspring reflects their social conditions in the host country: The HELIUS study

PONE-D-19-34059R1

Dear Dr. Stronks,

We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements.

Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication.

Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

With kind regards,

Ali Montazeri

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Ali Montazeri

26 May 2020

PONE-D-19-34059R1

Higher prevalence of depressed mood in immigrants’ offspring reflects their social conditions in the host country: The HELIUS study

Dear Dr. Stronks:

I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

For any other questions or concerns, please email plosone@plos.org.

Thank you for submitting your work to PLOS ONE.

With kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Professor Ali Montazeri

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Associations between indicators for social conditions and depressed mood in first-generation immigrants, by ethnic group.

    (DOCX)

    S2 Table. Contribution of social indicators to the probability of depressed mood in immigrants’ offspring and immigrants relative to those of Dutch origin.

    (DOCX)

    Data Availability Statement

    The HELIUS data are owned by the Amsterdam University Medical Centers, location AMC in Amsterdam, The Netherlands. Any researcher can request the data by submitting a proposal to the HELIUS Executive Board as outlined at http://www.heliusstudy.nl/en/researchers/collaboration, by email: heliuscoordinator@amsterdamumc.nl. The HELIUS Executive Board will check proposals for compatibility with the general objectives, ethical approvals and informed consent forms of the HELIUS study. There are no other restrictions to obtaining the data and all data requests will be processed in the same manner.


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES