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. 2020 Jun 17;15(6):e0234715. doi: 10.1371/journal.pone.0234715

Influenza-associated excess mortality in the Philippines, 2006-2015

Kent Jason Go Cheng 1,*, Adovich Sarmiento Rivera 2, Hilton Yu Lam 3, Allan Rodriguez Ulitin 3, Joshua Nealon 4, Ruby Dizon 5, David Bin-Chia Wu 6,7
Editor: Joël Mossong8
PMCID: PMC7299398  PMID: 32555618

Abstract

Influenza-associated mortality has not been quantified in the Philippines. Here, we constructed multiple negative binomial regression models to estimate the overall and age-specific excess mortality rates (EMRs) associated with influenza in the Philippines from 2006 to 2015. The regression analyses used all-cause mortality as the dependent variable and meteorological controls, time, influenza A and B positivity rates (lagged for up to two time periods), and annual and semiannual cyclical seasonality controls as independent variables. The regression models closely matched observed all-cause mortality. Influenza was estimated to account for a mean of 5,347 excess deaths per year (1.1% of annual all-cause deaths) in the Philippines, most of which (67.1%) occurred in adults aged ≥60 years. Influenza A accounted for 85.7% of all estimated excess influenza deaths. The annual estimated influenza-attributable EMR was 5.09 (95% CI: 2.20–5.09) per 100,000 individuals. The EMR was highest for individuals aged ≥60 years (44.63 [95% CI: 4.51–44.69] per 100,000), second highest for children aged less than 5 years (2.14 [95% CI: 0.44–2.19] per 100,000), and lowest for individuals aged 10 to 19 years (0.48 [95% CI: 0.10–0.50] per 100,000). Estimated numbers of excess influenza-associated deaths were considerably higher than the numbers of influenza deaths registered nationally. Our results suggest that influenza causes considerable mortality in the Philippines–to an extent far greater than observed from national statistics–especially among older adults and young children.

Introduction

Influenza is a serious public health concern that causes 3−5 million cases of severe illness and about 290,000 to 650,000 deaths worldwide each year [1, 2]. Estimates of the influenza burden in individual countries are needed to formulate public health policies and strategies to control influenza. This is particularly important to protect those at greater risk of developing life-threatening influenza complications, such as young children, older adults, and people with chronic illnesses [2, 3]. However, numbers of influenza-attributable deaths are difficult to measure directly because influenza infections are not typically laboratory-confirmed and may not be diagnosed [4]. In addition, direct mortality measurements can miss deaths from secondary complications triggered by influenza infection (e.g., influenza-triggered exacerbation of pre-existing chronic illnesses).

Although the burden of influenza has been extensively evaluated in temperate regions of Europe and North America, it is less well characterized for many countries in Asia. The Philippines is located in Southeast Asia’s tropical climate region, which is generally considered an important source of new viruses and global influenza epidemics because of the large and highly interacting human and animal populations [5]. Influenza A and B viruses circulate throughout the year in the Philippines, and there are often multiple annual peaks in influenza activity [68]. Circulating influenza strains tend to match the Southern rather than the Northern Hemisphere vaccine strains, hence the Southern Hemisphere influenza vaccine is used in each year’s national vaccination program [8]. The burden of influenza in the Philippines is largely unknown. The mean annual influenza incidence rate has been estimated as 5.4 per 1,000 individuals in an urban region of the country, with particularly high incidence (22.6 per 1,000) in young children [6]. However, the rate of influenza-associated mortality has not been quantified. Here, we used negative binomial regression models to estimate the influenza-attributable excess mortality in the Philippines from 2006 to 2015, and compared these influenza mortality estimates with death registry data to quantify under-reporting of influenza deaths.

Methods

Study design

This was a retrospective analysis of influenza-associated deaths over the period Jan 1, 2006 to December 31, 2015 in the Philippines. The objective was to estimate the overall and age-specific excess mortality rates (EMRs) associated with influenza. Ethical approval was not required for this analysis of aggregated administrative data.

Data sources

Weekly all-cause deaths were obtained from the death registration dataset of the Philippine Statistics Authority [9] (data summarized in S1 Table). In the Philippines, deaths are certified using International Classification of Diseases Tenth Revision (ICD-10) codes [10]. However, official reporting systems rarely capture every death that occurred; for instance, one study found that in one Philippine province, only 77% of deaths were captured in government records [11]. But since the extent of this under-reporting problem has yet to be examined nationally, we made no adjustment for under-registration of deaths for this study.

Weekly percentages of laboratory-confirmed influenza A and B cases in the Philippines were obtained from the WHO’s Global Influenza Surveillance and Response System (GISRS) FluNet database [12] (S1 Table and S1 Fig). The GISRS data for the Philippines was collected through passive surveillance of influenza-like illness (ILI) and severe acute respiratory infection cases at sentinel sites located throughout the country. In the surveillance, ILI was defined as an acute respiratory infection with measured fever of ≥38C° and cough with onset within the last 10 days while severe acute respiratory infection (SARI) was defined as an acute respiratory infection with history of fever or measured fever of ≥38C° and cough with onset within the last 10 days and requires hospitalization [13]. ILI sentinel surveillance sites are health centers and hospital outpatient departments while SARI sentinel surveillance sites are hospital inpatient departments [8]. Laboratory confirmation of influenza virus from clinical samples was performed at the Research Institute for Tropical Medicine, Metropolitan Manila, Philippines (the WHO-designated National Influenza Center) by real-time reverse-transcription polymerase chain reaction. More details about the surveillance can be found in a previous study [8].

To account for climatic variation in influenza transmission and seasonality, meteorological data (rainfall, mean temperature, and relative humidity) were obtained from the 52 weather stations of the Philippine Atmospheric, Geophysical and Astronomical Services Administration [14]. Fifteen weather stations were excluded because they had more than 6 months of missing data. Weekly nationwide values for rainfall and relative humidity were obtained by averaging data from the 37 included weather stations. The average weekly temperature was calculated by taking the mean of the weekly maximum and weekly minimum, following the logic of the World Meteorological Organization’s recommended method of computing for average daily temperature [15].

Data analyses

Excess mortality associated with influenza was estimated for the overall population and for five age groups (0 to 4 y, 5 to 9 y, 10 to 19 y, 20 to 59 y, and ≥60 y) using negative binomial regression models (regression equations for each age group can be found in the, S1 Text). Negative binomial regression was used instead of the Poisson regression since deaths were over-dispersed. Because our study included the time when the Philippines was affected by typhoon Haiyan, a tropical storm resulting in >6,000 deaths, this event was formally included in the models which were based on the following equation:

E[Yt]=exp{β0+β1t+β2t2+β3t3+β4t4+β5t5+β6t6+β7[InfluenzaA]t+β8[InfluenzaB]t+β9[Rainfall]t+β10[MeanTemperature]t+β11[RelativeHumidity]t+β12[Haiyan]t+β13[Pandemic]t+β14[sin(2πt/52)]+β15[cos(2πt/52)]+β16[sin(2πt/26)]+β17[cos(2πt/26)]+et}

where t denotes time, E[Yt] is the expected value of weekly number of all-cause deaths Y, and β values are the coefficients. β0 is the intercept; β1 to β6 account for the polynomial time trends; β7 and β8 are coefficients associated with the percentage of samples confirmed positive for influenza A and influenza B, respectively; β9 to β11 are coefficients for the meteorological data, rainfall (β9), mean temperature (β10), and relative humidity (β11); β12 and β13 pertain to the coefficients of the dichotomous variable for the Typhoon Haiyan week (week 45 of 2013) and the 2009 flu pandemic, respectively; β14 and β15 pertain to annual cyclical terms; β16 and β17 pertain to semiannual cyclical terms; and lastly, e is the error term that follows exp(et) ~ Gamma(1/α,α), and α is the overdispersion parameter. Annual and semiannual cyclical terms were used as seasonality controls since there are two seasons in the Philippines and influenza seasonality is known to be semi-annual, peaking from around June to November [8, 16]. The polynomial time trend and seasonality time trends were entered consecutively to determine the regression equation that best fitted the data. We also included various lags (no lag, one-week lag, and two-week lags) of the flu positivity rates to account for the possible delayed effect of flu on mortality. This iterative process (S2 Table) resulted in 84 regressions calculated for each age group. The regression that had the lowest Akaike Information Criterion [17], i.e. the model that provides the best fit was selected (S3 Table). Because the number of tested samples was not available for week 16 of 2008, the value was imputed by taking the mean of the data from the week before and the week after. To estimate the excess mortality associated with influenza, we first calculated the annual predicted all-cause deaths for each age group using the chosen regression model, and then subtracted the annual predicted deaths without influenza A or without influenza B (coefficients for influenza A or B set to zero), as detailed elsewhere [1, 4, 1820]. The resulting annual average mortality due to influenza A or B were divided by the 2015 total population and multiplied by 100,000 to get the EMR per 100,000 persons. The 95% confidence intervals (CI) for the EMRs were estimated through bootstrapping of residuals and re-estimating the excess mortality (1,500 iterations). The estimated number of influenza deaths was compared to the number of influenza deaths registered by the Philippine Statistics Authority with ICD-10 codes J10 (‘influenza due to other identified influenza virus’) and J11 (‘influenza due to unidentified influenza virus with other respiratory manifestations’). Sensitivity analyses were also performed to investigate the robustness of the estimates by running the same regressions with imputed values for all-cause deaths for week 45 of 2013 (coinciding with Typhoon Haiyan) and for the influenza positivity rate for weeks with ≤1 sample tested or with ≤10 samples tested. Imputed values were the average of the data from the week before and the week after the data point where possible; otherwise, they were the average of the two weeks nearest to the data point to be imputed. All analyses were performed using R version 3.5.1 [21].

Results

Descriptive analyses

An average of 485,412 all-cause deaths were registered per year in the Philippines between 2006 and 2015 (Table 1). Around 55% of all-cause deaths were of individuals aged ≥60 years (S1 Table). A mean of 8,418 samples per year were tested for influenza during the same period, and a mean of 1,453 (17.3%) were positive for influenza virus (Table 1). Influenza A accounted for most (78.2%) of the confirmed influenza cases, although influenza B was detected more frequently than influenza A in 2008 and 2013. The proportion of samples testing positive for influenza A or B varied by year. One-third of samples (33.3%) were positive for influenza in the A/H1N1 2009 pandemic season, almost all of which were confirmed as influenza A. Excluding 2009, the proportion of samples positive for influenza A or B varied between 6.9% and 19.2%.

Table 1. All-cause deaths and laboratory-confirmed influenza cases recorded in the Philippines, 2006−2015.

Year Number of weeks FluNet data was available All-cause deaths, N Samples tested, N Influenza-positive Influenza A Influenza B
n % n % n %
2006 52 439,772 5,955 557 9.4% 381 6.4% 176 3.0%
2007 52 440,651 6,291 536 8.5% 504 8.0% 32 0.5%
2008a 52 458,793 11,676 807 6.9% 211 1.8% 596 5.1%
2009 50 460,462 23,169 7,706 33.3% 7,556 32.6% 150 0.6%
2010 51 476,754 10,101 1,724 17.1% 875 8.7% 849 8.4%
2011 52 497,166 9,689 894 9.2% 627 6.5% 267 2.8%
2012 50 491,110 7,346 650 8.8% 403 5.5% 247 3.4%
2013 51 517,767 5,052 972 19.2% 388 7.7% 584 11.6%
2014 51 535,336 3,765 522 13.9% 269 7.1% 253 6.7%
2015 50 536,305 1,140 163 14.3% 149 13.1% 14 1.2%
Mean 51.1 485,412 8,418 1,453 17.3% 1,136 13.5% 317 3.8%

a Number of samples tested not available for week 16 of 2008.

All-cause and influenza-associated mortality using the negative binomial regression method

The all-cause mortality predicted in the negative binomial regression replicated the registered weekly all-cause mortality for each age group (Fig 1). In addition, the models fit the data well as they predicted a rise in the mortality rate from 2006 to 2015 among individuals aged 20 to 59 years and ≥60 years. There was a notable peak in registered deaths across age groups in week 45 of 2013 coinciding with Typhoon Haiyan.

Fig 1. Actual versus estimated weekly all-cause mortality per age group, 2006−2015.

Fig 1

Influenza was estimated to account for a mean of 5,347 excess deaths per year (about 1.1% of the average annual all-cause deaths for the study period) in the Philippines over the study period, most of which (67.1%) occurred in adults aged ≥60 years (Table 2). Influenza A accounted for 4,584 (85.7%) of all estimated excess influenza deaths. Although influenza B was estimated to cause fewer influenza deaths overall, it was responsible for about one-third (31.2%) of influenza deaths among 5−9-year-olds and one-fourth (24.1%) of influenza deaths among 0–4 year-olds.

Table 2. Estimated average annual influenza excess mortality per age group and annual excess mortality rate per 100,000 individuals, 2006−2015.

Age group Influenza A & B Influenza A Influenza B
Mean excess deaths, n (%) EMR (95% CI) Mean excess deaths, n (%) EMR (95% CI) Mean excess deaths, n (%) EMR (95% CI)
0 to 4 y 249 (4.7) 2.14 (0.44−2.19) 189 (4.1) 1.62 (−0.02−1.66) 60 (7.9) 0.52 (−1.14−0.55)
5 to 9 y 169 (3.2) 1.51 (1.20−1.56) 116 (2.5) 1.04 (0.75−1.08) 53 (6.9) 0.48 (0.17−0.51)
10 to 19 y 100 (1.9) 0.48 (0.10−0.50) 84 (1.8) 0.40 (0.04−0.42) 16 (2.1) 0.08 (−0.29−0.09)
20 to 59 y 1,076 (20.1) 2.02 (2.00−2.03) 1,049 (22.9) 1.97 (1.96−1.97) 27 (3.5) 0.05 (0.04−0.06)
≥60 y 3,587 (67.1) 44.63 (44.51−44.69) 3,062 (66.8) 38.15 (38.07−38.18) 525 (68.8) 7.08 (6.45−6.57)
All agesa 5,347 (−) 5.09 (2.20−5.09) 4,584 (−) 4.37 (1.49−4.37) 763 (−) 0.73 (−2.15−0.73)

Abbreviations: CI, confidence interval; EMR, excess mortality rate per 100,000.

a Mean deaths for all ages were derived using the same estimation strategy as the other age groups, and therefore do not equal the sum of all ages.

The highest number of influenza-associated deaths was estimated to have occurred in 2009 (n = 8,784), almost all of which were caused by influenza A consistent with the 2009 A/H1N1 pandemic (Table 3). Deaths associated with influenza A or B were higher than average in the years 2013−2015 (n = 7,046−8,666) and were least frequent in 2008 (n = 1,807).

Table 3. Estimated excess influenza-associated deaths versus nationally registered influenza deaths per age group.

Age group 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Mean (2006−2015)
0 to 4 y
 Estimated 165 176 121 400 277 195 183 367 296 309 249
 Registered 11 1 4 3 5 1 3 5 0 1 4
5 to 9 y
 Estimated 116 109 95 254 195 127 115 281 209 191 169
 Registered 2 2 3 2 0 1 1 2 0 0 2
10 to 19 y
 Estimated 66 74 38 177 99 80 66 129 133 139 100
 Registered 8 7 5 2 6 3 3 2 2 1 4
20 to 59 y
 Estimated 657 824 232 1,986 901 866 711 1,151 1,496 1,936 1,076
 Registered 43 36 27 26 21 7 17 29 14 11 24
≥60 y
 Estimated 1,979 2,317 1,192 5,740 3,291 2,823 2,492 4,822 5,233 5,978 3,587
 Registered 99 81 85 58 52 26 47 121 32 35 64
All ages
 Estimated 3,105 3,602 1,807 8,784 4,984 4,222 3,692 7,046 7,563 8,666 5,347
 Registered 163 127 124 91 84 38 71 159 48 48 96

The estimated number of influenza deaths was compared to influenza deaths registered by the Philippine Statistics Authority with ICD-10 code J11.1 (‘influenza due to unidentified influenza virus with other respiratory manifestations’).

Overall, the annual EMR for influenza A and B-associated deaths was estimated as 5.09 (95% CI: 2.20–5.09) per 100,000 individuals (Table 2). The EMR was highest for individuals aged ≥60 years (44.63 [95% CI: 44.51–44.69] per 100,000), and second highest for children aged <5 years (2.14 [95% CI: 0.44–2.19] per 100,000). The lowest EMR was among individuals aged 10 to 19 years (0.48 [95% CI: 0.10–0.50] per 100,000). The overall annual EMR was 4.37 (95% CI: 1.49–4.37) per 100,000 for influenza A-associated deaths, and 0.73 (95% CI: –2.15–0.73) per 100,000 for influenza B-associated deaths.

A peak in influenza deaths also occurred in the week of Typhoon Haiyan (week 45 of 2013, figure not shown). However, in a sensitivity analysis, the EMRs were not considerably changed by using an imputed value for all-cause deaths at week 45 of 2013 (S4 Table). The EMRs were also similar in other sensitivity analyses using imputed values for weeks with ≤1 sample tested (n = 1 week) and for weeks with ≤10 samples tested (n = 21 weeks).

Comparison of estimated influenza-associated deaths with national registry data

The estimated annual influenza-associated deaths were compared with influenza deaths registered by the Philippine Statistics Authority (Table 3). For all seasons, and across all age groups, the numbers of estimated excess influenza-associated deaths were considerably greater than those registered in the Philippines. Overall, compared to our estimated mean of 5,347 excess influenza-associated deaths per year, a mean of 96 deaths per year were registered.

Discussion

Our study provides the first estimate of influenza-associated mortality in the Philippines. The country’s influenza-associated EMR was considerable between 2006 and 2015: an estimated 5.09 influenza-attributable deaths occurred per 100,000 persons each year, and influenza was the cause of approximately one in every 100 deaths. A disproportionate percentage of influenza-attributable excess deaths (67.1%) occurred among individuals aged 60 years or older, considering that this age group represented just 7% of the total population [22].

The age group-specific EMRs estimated in our study are consistent with previous Filipino influenza mortality estimates by Iuliano et al., who estimated mortality rates per 100,000 of 4.0 (95% CI: 0.6−8.5) for those aged less than 65 years and 50.8 (95% CI: 12.9−96.1) for 65−74 year-olds [1]. However, these earlier estimates for the Philippines were extrapolated using EMRs of neighboring countries, and may not fully reflect the local parameters used in our study. On the other hand, our EMR for children aged <5 years of 2.1 per 100,000 is close to a recent meta-analyses by Wang et al. who found that EMR for the said age group for low-middle income countries is 1.7 [23]. The age-specific EMRs in our study are also aligned with those reported in other tropical countries where Southern Hemisphere influenza strains usually dominate [20, 2426]. For instance, in Thailand, annual influenza-associated EMRs were estimated to be highest for those aged ≥65 years (42 per 100,000) [25] and in Western Kenya, the influenza EMR was estimated highest among those aged 50 years and older (74.0 per 100,000) and second highest in children aged less than 5 years (22.2 per 100,000) [26].

Our negative binomial regression was predictive of all-cause mortality in the Philippines, providing confidence in the modeling approach used. For example, we correctly predicted a considerable increase in influenza A deaths during 2009, coinciding with the A/H1N1pdm09 influenza pandemic that spread in most of Asia [8, 16]. Our regression models also projected a peak in influenza deaths in the week of typhoon Haiyan. Although this peak could be related to struggling health services and increased transmission of infections following the typhoon [27], it might also be partly influenced by the increased all-cause deaths at this time. By nature of regression analyses, trends of both dependent and independent variables are summarized by a fixed coefficient. Therefore, the peak in all-cause deaths–the dependent variable–could have translated to upward trends in estimated influenza deaths, even if the influenza positivity rates of tested samples were not elevated during the same period. Nonetheless, the overall EMRs were largely unaffected by this exceptional event since we controlled for the Typhoon Haiyan week in the main analyses and in the sensitivity analyses, where we used an imputed value to replace the peak in all-cause deaths for the Haiyan week. A similar effect from increasing all-cause deaths in some age groups may explain the upward trend in influenza deaths from 2013−2015.

For each age group, we estimated significantly more influenza deaths than the numbers registered in national statistics. Although this might partly follow unreliable use of ICD-10 during death registration and low level of diagnostic confirmation [28], we suspect that our greater estimates largely result from the additional deaths from underlying health conditions exacerbated by influenza (e.g., cardiovascular conditions) besides those caused by influenza directly (e.g., influenza that leads to pneumonia). Our findings suggest that influenza mortality in the Philippines is greater than previously thought, and this information may help encourage improvements in the national influenza surveillance and public health programs. Increasing influenza vaccination coverage among risk groups could be an effective way to reduce influenza-attributable mortality in the country [3]. Indeed, vaccination coverage was only 2.3% for adults aged 60 years and older during the Philippines’ last public influenza vaccination program [29].

Our regression analyses had several limitations. First, because of missing FluNet data and to minimize selection bias, we were unable to estimate deaths associated with individual influenza A subtypes or influenza B lineages. Second, few ILI cases in the FluNet database had laboratory confirmation of influenza virus, likely because virologic testing is expensive and of limited clinical value. This may have introduced some selection bias that we could not adjust for, and suggests that the influenza positivity rate data is not representative. Nonetheless, in our sensitivity analyses, the EMRs were largely unaffected by imputed influenza positivity rates for weeks with ≤1 or ≤10 specimens tested, implying that our results are robust despite the limited influenza activity data. Third, FluNet data may not be nationally-representative. Sentinel surveillance sites were only present in 13 out of 17 regions in the country [8] and there is no indication that sites were distributed evenly across the country. Despite its limitations, FluNet data is the only source of influenza activity data of its scope in the country to date. Fourth, because of missingness of the data, we had to drop 15 out of 52 weather stations for the meteorological variables. We believe that this is not an issue since the meteorological variables were merely controls, not the independent variable of interest. Finally, unlike other studies [4, 30], our analyses did not control for infections caused by respiratory syncytial virus because this data was not obtainable for the Philippines. Since respiratory syncytial viruses co-circulate with influenza viruses [31], our results might have overestimated influenza mortality, particularly in the younger age groups [32].

Conclusions

Our results suggest that the numbers of excess deaths attributable to influenza in the Philippines are considerably greater than those recorded in the national death registry, especially among older adults and young children. These findings underscore the importance of prioritizing older adults and children less than 5 years of age for influenza vaccination, in line with recommendations by the World Health Organization [3].

Supporting information

S1 Text. Negative binomial regression equations for each age group.

(DOCX)

S1 Table. Average weekly all-cause deaths and influenza-positive samples, 2006−2015.

(DOCX)

S2 Table. Model fitting algorithm.

(DOCX)

S3 Table. Selected negative binomial regression models.

(DOCX)

S4 Table. Sensitivity analyses.

(DOCX)

S1 Fig. % Influenza A and influenza B to total samples tested.

(TIF)

S2 Fig. Meteorological controls.

(TIF)

S3 Fig. Actual all-cause mortality and predicted all-cause mortality with influenza set to zero.

(TIF)

Acknowledgments

The authors are deeply indebted to the Philippine Statistics Authority and the Philippine Atmospheric, Geophysical and Astronomical Services Administration for providing us with the data needed to run the analyses. The authors would like to thank the research assistance of the following people: Camille Princess Aguila, Jojana Christine General, Jennifer Ildefonzo, Jodie Mae Penado, and Justine Marjorie Tiu. We would also like to acknowledge the valuable feedback from the anonymous reviewers; the remaining errors are the authors’ alone. Medical writing assistance was provided by Drs. Jonathan Pitt and Surayya Taranum (4Clinics, France, Paris).

Data Availability

Flu-related variables can be freely downloaded from the FluNet website. However, Philippine Data Privacy Act restricts our ability to share potentially identifiable health data so we cannot share the dataset with counts of deaths per day. Data on deaths per day can be obtained from the Vital Statistics Division (VSD) of the Philippine Statistics Authority (PSA). Contact Aurora Reolalas, Chief of VSD at PSA (+632 8461 0500 local 820). On the other hand, meteorological data can be secured from the Climatology and Agrometeorology Division (CAD) of the Philippine Atmospheric, Geophysical and Astronomical Services Administration (PAG-ASA). Contact Edna C. Juanilo, Weather Services Chief of CAD PAG-ASA (ejuanillo@pagasa.dost.gov.ph; +63 02 434 9024/ +63 02 435 1675).

Funding Statement

Research funding was provided by Sanofi Pasteur. The funder also provided support in the form of salaries for authors (JN and RD), but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section. All authors had full access to the data in the study and take responsibility for the integrity of the data and accuracy of its analysis.

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Decision Letter 0

Joël Mossong

16 Oct 2019

PONE-D-19-24478

Influenza-associated excess mortality in the Philippines, 2006-2015

PLOS ONE

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Reviewer #1: The authors estimated influenza-associated mortality in the Philippines, which added one more component to understand the global burden of influenza. In general, this paper was well written, and I have some comments below.

1. What contributes to the sharp peak in death in 2008 for children aged 5-9 years?

2. The authors could consider to add a dummy variable in the regression model to adjust for the impact of Typhoon Haiyan, like what has been done to adjust for SARS outbreak.

3. Why would the effects of temperature and relative humidity be opposite in different age groups?

4. The mathematical formula is incorrect. In the negative binomial model, there should be a log link between dependent and independent variables.

5. In table 1, why there is a substantial decrease of samples tested in 2014 and 2015. Is there any change of influenza surveillance system in Philippines?

6. The axes of the figures could be revised to make the figures more readable.

Reviewer #2: This manuscript estimates Influenza-associated excess mortality in the Philippines during the period 2006 through 2015 using negative binomial regression models. As the authors indicate, mortality burden of influenza in the Philippines has not been quantified before thus findings from this manuscript will help to inform public health policies and strategies for the control of influenza.

Here are some comments that the authors could consider to help the readers to better understand their study and the findings that they present.

1. In line 78: The authors state, “No adjustment was made for under-registration of deaths”. Before that, the authors indicate that deaths “must be registered within 48 hours”. Isn’t this a contradiction? It would be of help to the readers if the authors could state why no adjustments were made for under-registration. Is it that no data are available to quantify deaths that are not registered, or perhaps that there is so much variation by site/hospital or region in the country to allow for meaningful adjustments?

2. The authors indicate that GISRS data were collected through ILI and SARI cases at sentinel sites. Can they include the case definitions used for ILI and SARI or provide appropriate references for the readers?

3. I note that the authors used a weekly time-series to model the overall and age-specific EMRs associated with influenza. Did the authors consider using time-lagged independent variables (particularly for meteorological variables and influenza activity)? This is not stated in the text and one would expect a time-lagged effect of these variables on mortality.

4. Also, is there a particular reason why the meteorological variables (rainfall, temperature, and humidity) were included in the model to estimate EMRS? Has there been data to suggest that these are important for the Philippines? Did inclusion of these variables result in better fitting models, across the age groups assessed?

5. In lines 118-119, the authors state the “Other missing data were not replaced in the principal analyses”. This is somehow ambiguous. Could the authors state what these data are?

6. Reading through the methods, I assume that the data from the 2009 pandemic period were included in the analyses, is this correct? If so, I would suggest that the authors rerun the analyses with the pandemic data excluded. This is particularly important if they are seeking to estimate the mean annual EMRs associated with influenza. A quick look at the data suggests an additional few hundred deaths (~300 deaths) annually if the data from the pandemic period are included.

7. Related to that, I suggest that the authors only model the estimates using the imputed deaths for week 45 in 2013 (when the typhoon Haiyan occurred). Regardless of the fact that they conducted sensitivity analyses, it is clear that the spike in deaths during that week was out of the ordinary and thus it would only make sense if it were excluded.

8. The authors mention that the 95% CIs were estimated using bootstrapping methods with 1,500 iterations. However, I note that the CIs are very narrow, particularly for data among young children <5 years. Could the authors look again at this, and perhaps comment about it in the discussion?

9. In lines 208-209, the authors state “…. and influenza was the cause of approximately one in every 100 deaths”. This is not explicit in the results section but I suppose that this is based on dividing the total mean annual all-cause deaths by the mean annual influenza-associated deaths. Could the authors try to make this more explicit in the text? This further highlights why you should not include the 2009 pandemic data in your EMRs models.

Reviewer #3: The authors intend to quantify mortality associated to influenza in the Philippines, which is very important for public health and prevention. Hence, this is a very important paper.

Some general comments:

The authors use three metrological measures, rain, temperature and humidity, which each also have seasonal variation. Therefore, the inclusion of the yearly and half-yearly sines must have been included to adjust for residual seasonality not covered by these metrological variables.

Argue why a negative binomial regression (compensate for over-dispersion – what about under-dispersion?)

Additive or multiplicative model? – link function

Selection of elements to be included in the model is based on having positive A and B coefficients – argue why - and secondly the lowest AIC. However, in the S2 Table I miss this information.

Figure 2 show huge peaks in number of deaths associated to influenza in week 45 2013 (The typhoon Haiyan), This I don’t understand.

- Was there a huge peak in positive influenza samples that week? – I do not believe so, probably none or very few samples were sampled in that week.

- As there are no peaks in the model (red line) in figure 1, and the number of deaths associated to influenza was calculated as the prediction from the full model minus the prediction by the same model, but with A and B set to zero. There should not be calculated peaks.

This indicate that the calculation of influenza-associated number of deaths is wrong!

Would be nice to show both the full models and the models with A and/or B as zero in graph 1.

Suggest including graphs showing the A and B positive percentages over calendar time used in the model and as supplementary the metrological parameters.

The authors intend to compare all-cause influenza-associated mortality with cause-specific influenza-associated mortality. The most commonly used cause-specific mortality is respiratory (ICD10 …) e.g. references 1 and 2. The authors only look at J10 and J11 (influenza the main cause of deaths). This is of cause interesting, but it would have been of more interest, if they (also) had looked at respiratory cause of deaths, and made serious comparisons, for example if there is a general relation e.g. has it been suggested that influenza-associated mortality estimated using all-cause is the double of respiratory.

Alternatively, the authors could leave out cause-specific influenza-associated mortality, and write another article comparing all-cause and cause-specific.

Suggest to include a typhoon Haiyan parameter in the model: 1 in week 45 2013, else 0.

The Philippines consist of many islands with varying population. The metrological stations are properly distributed more-or-less evenly over the whole area, why average metrological measures should be population weighted. Likewise for the influenza data.

Is this possible? – if not, this should be discussed as a limitation.

Minor comments:

Page 3, line 64: I believe ‘mortality has not been accurately quantified’ attribute too much faith in the model. Suggest to leave out ‘accurately’.

Page 4, line 66-67: ‘… and compare …’. Suggest ‘… and compare all-cause estimates with influence cause-specific estimates’.

Page 4, line 78: Is it correct that all deaths in the Philippines are registered with cause of deaths within 48 hours? – Faster than in any other country, I know of.

Page 4, line 81-86: What do you mean by and what is the difference between ILI sentinel sites and SARI (Severe acute respiratory infections) sites? – how many of each?

Page 5, line 93. I cannot find ‘average weekly temperature’ in reference 13, only average daily min and max temperatures.

Page 5, line 105: Ok to use a polynomial spline, but why 6?

Page 6, line 118: ‘Other missing data …’ - how many?

Page 13, line 212-215. I believe it is highly surprising that this studies all-cause influenza-associated mortality estimates are consistent with the respiratory-cause-specific estimates from Iuliano et al. study

Page 13, line 223: I would not use the word ‘accurately’, but something like our model fitted data well

Page 13, line 223-4: Sometimes ‘official deaths registry statistics’ stand for cause-specific and here for all-cause. Suggest using all-cause and cause-specific.

Page 13, line 224: It is not correct that your model predicted the typhoon Haiyan peak! – see figure 1

Page 14-15, line 252-255: You might have used, what is often called the Goldstein index: ILI-rate * positive-percentage, where the ILI rate reflect the population dynamics and the positive-percentage limit the ILI-rate to influenza i.e. exclude other circulating respiratory pathogens.

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Reviewer #1: Yes: Xiling Wang

Reviewer #2: No

Reviewer #3: No

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PLoS One. 2020 Jun 17;15(6):e0234715. doi: 10.1371/journal.pone.0234715.r002

Author response to Decision Letter 0


9 May 2020

Point-by-point response to Reviewers’ comments

Reviewer #1:

The authors estimated influenza-associated mortality in the Philippines, which added one more component to understand the global burden of influenza. In general, this paper was well written, and I have some comments below.

1. What contributes to the sharp peak in death in 2008 for children aged 5-9 years?

Upon reviewing our files, we found out that this sharp peak was due to a typographical error that arose when we transferred our estimates to Excel to generate the graphs. Apologies for this inconvenience and thank you for noticing. Please rest assured that all estimates were done appropriately – it was just in the graphing that the error arose.

2. The authors could consider to add a dummy variable in the regression model to adjust for the impact of Typhoon Haiyan, like what has been done to adjust for SARS outbreak.

Thank you very much for your suggestion. We revised the model to include a dummy for Haiyan and a dummy for the pandemic year. Our new modelling algorithm is documented in S1 Text and S2 Table.

3. Why would the effects of temperature and relative humidity be opposite in different age groups?

While these effects are interesting and could be investigated, we feel that this could be explored and further discussed in a different study. We are primarily interested in flu activity as predictors of deaths and these meteorologic controls were included as previous studies. We feel that the changes in direction are secondary to the goal of improving model fit and we have shown that the fits of our models that include these parameters fit the data well.

4. The mathematical formula is incorrect. In the negative binomial model, there should be a log link between dependent and independent variables.

Thank you for letting us know. We rewrote it as:

E[Y_t ]=exp{β_0+β_1 t+β_2 t^2+β_3 t^3+β_4 t^4+β_5 t^5+β_6 t^6+ β_7 [Influenza A]_t+β_8 [Influenza B]_t + β_9 [Rainfall]_t+β_10 [Mean Temperature]_t+β_11 [Relative Humidity]_t+β_12 [Haiyan]_t+β_13 [Pandemic]_t+β_14 [sin⁡(2πt/52) ]+β_15 [cos⁡(2πt/52) ]+β_16 [sin⁡(2πt/26) ]+β_17 [cos⁡(2πt/26) ]+e_t }

where e is the error term that follows exp(e_t )~Gamma(1⁄α,α), and α is the overdispersion parameter following past research.

5. In table 1, why there is a substantial decrease of samples tested in 2014 and 2015. Is there any change of influenza surveillance system in Philippines?

According to the Research Institute of Tropical Medicine, the National Influenza Center, the data collection was scaled down from 2012 onward. However, this should not be an issue since we used positivity rates instead of raw counts.

Source: http://ritm.gov.ph/reference-laboratories/national-reference-laboratories/influenza-and-other-respiratory-viruses/

6. The axes of the figures could be revised to make the figures more readable.

We have done so.

Reviewer #2:

This manuscript estimates Influenza-associated excess mortality in the Philippines during the period 2006 through 2015 using negative binomial regression models. As the authors indicate, mortality burden of influenza in the Philippines has not been quantified before thus findings from this manuscript will help to inform public health policies and strategies for the control of influenza.

Here are some comments that the authors could consider to help the readers to better understand their study and the findings that they present.

1. In line 78: The authors state, “No adjustment was made for under-registration of deaths”. Before that, the authors indicate that deaths “must be registered within 48 hours”. Isn’t this a contradiction? It would be of help to the readers if the authors could state why no adjustments were made for under-registration. Is it that no data are available to quantify deaths that are not registered, or perhaps that there is so much variation by site/hospital or region in the country to allow for meaningful adjustments?

Apologies for the confusion. We meant that the policy dictates that deaths should be recorded within 48 hours. But this does not always happen. In fact, there is one small study that quantifies the extent of underreporting. This was done in only one province in the Philippines so we cannot confidently say that the extent is true nationwide. Given the uncertainty of the degree of underreporting according to location and according to cause of disease, we have decided to not adjust for underreporting. Our findings would likely underestimate the burden of disease due to flu. We have included these points in the limitations section of our discussion. Moreover, since the analysis does not depend on 48 hour policy, we decided to remove that information to avoid confusing the readers.

Source: Carter, K. L., Williams, G., Tallo, V., Sanvictores, D., Madera, H., & Riley, I. (2011). Capture-recapture analysis of all-cause mortality data in Bohol, Philippines. Population health metrics, 9(1), 9.

2. The authors indicate that GISRS data were collected through ILI and SARI cases at sentinel sites. Can they include the case definitions used for ILI and SARI or provide appropriate references for the readers?

We have done as you suggested in lines 88-94: “In the surveillance, ILI was defined as an acute respiratory infection with measured fever of ≥38C° and cough with onset within the last 10 days while severe acute respiratory infection (SARI) was defined as an acute respiratory infection with history of fever or measured fever of ≥38C° and cough with onset within the last 10 days and requires hospitalization.” Our definitions are aligned with the definitions by FluNet and WHO.

3. I note that the authors used a weekly time-series to model the overall and age-specific EMRs associated with influenza. Did the authors consider using time-lagged independent variables (particularly for meteorological variables and influenza activity)? This is not stated in the text and one would expect a time-lagged effect of these variables on mortality.

Thank you for your suggestion. We tried introducing up to two-period lags for the flu variables and the model with two lags yielded the best model fit. We did not introduce lags for the meteorological controls since this is not commonly done in similar studies (e.g. Aungkalanon et al 2015; Chow et al 2006).

Source: Aungkulanon, S., Cheng, P. Y., Kusreesakul, K., Bundhamcharoen, K., Chittaganpitch, M., Margaret, M., & Olsen, S. (2015). Influenza‐associated mortality in T hailand, 2 006–2011. Influenza and other respiratory viruses, 9(6), 298-304.

Chow, A., Ma, S., Ling, A. E., & Chew, S. K. (2006). Influenza-associated deaths in tropical Singapore. Emerging infectious diseases, 12(1), 114.

4. Also, is there a particular reason why the meteorological variables (rainfall, temperature, and humidity) were included in the model to estimate EMRS? Has there been data to suggest that these are important for the Philippines? Did inclusion of these variables result in better fitting models, across the age groups assessed?

Many previous studies (e.g. Aungkulanon et al 2015; Chow et al 2006) included meteorological controls in their models. A local paper by Lucero et al (2016) points out that flu circulates year-round, but is more pronounced from June to November. Given that the extant literature suggests that meteorological controls are important in modelling EMR, we included meteorological controls in all our models by default.

Source: Aungkulanon, S., Cheng, P. Y., Kusreesakul, K., Bundhamcharoen, K., Chittaganpitch, M., Margaret, M., & Olsen, S. (2015). Influenza‐associated mortality in T hailand, 2 006–2011. Influenza and other respiratory viruses, 9(6), 298-304.

Chow, A., Ma, S., Ling, A. E., & Chew, S. K. (2006). Influenza-associated deaths in tropical Singapore. Emerging infectious diseases, 12(1), 114.

Lucero, M. G., Inobaya, M. T., Nillos, L. T., Tan, A. G., Arguelles, V. L. F., Dureza, C. J. C., ... & Rodriguez, T. (2016). National Influenza Surveillance in the Philippines from 2006 to 2012: seasonality and circulating strains. BMC infectious diseases, 16(1), 762.

5. In lines 118-119, the authors state the “Other missing data were not replaced in the principal analyses”. This is somehow ambiguous. Could the authors state what these data are?

Apologies for the confusion. There is no other missing data apart from the positivity rate of 2008 week 16. Therefore, we deleted this sentence.

6. Reading through the methods, I assume that the data from the 2009 pandemic period were included in the analyses, is this correct? If so, I would suggest that the authors rerun the analyses with the pandemic data excluded. This is particularly important if they are seeking to estimate the mean annual EMRs associated with influenza. A quick look at the data suggests an additional few hundred deaths (~300 deaths) annually if the data from the pandemic period are included.

Thank you for this excellent point. We tried running the models without the pandemic year but the results seem to be close to the original EMR of 5.33 per 100,000. In fact, we got a slightly higher EMR of 5.81 when we excluded the pandemic year. Thus, we decided to just keep the whole dataset and run the models with the pandemic year controlled for. After controlling for the pandemic, our new runs yielded a more conservative estimate of EMR of 5.03.

7. Related to that, I suggest that the authors only model the estimates using the imputed deaths for week 45 in 2013 (when the typhoon Haiyan occurred). Regardless of the fact that they conducted sensitivity analyses, it is clear that the spike in deaths during that week was out of the ordinary and thus it would only make sense if it were excluded.

Thank you for pointing this out. We agree that Haiyan caused an unusual spike in death for week 45 of 2013. However, we felt that it would be better to keep the data as it is for the base case, and then run the modelling on imputed values. We dealt with it by adding a dummy variable for Haiyan as a control variable instead. We conducted a sensitivity analyses that either excludes this week or used an imputed value instead and found that the results did not change to a large degree.

8. The authors mention that the 95% CIs were estimated using bootstrapping methods with 1,500 iterations. However, I note that the CIs are very narrow, particularly for data among young children <5 years. Could the authors look again at this, and perhaps comment about it in the discussion?

Save for the number of iterations, we have little control over the resulting CIs since bootstrapping is entirely data driven. We have double-checked our code and re-ran the analysis to ensure correctness of analysis procedure. <up to Kent if they want to discuss but mention it here if added in discussion>

9. In lines 208-209, the authors state “…. and influenza was the cause of approximately one in every 100 deaths”. This is not explicit in the results section but I suppose that this is based on dividing the total mean annual all-cause deaths by the mean annual influenza-associated deaths. Could the authors try to make this more explicit in the text? This further highlights why you should not include the 2009 pandemic data in your EMRs models.

This was calculated by dividing the average excess mortality per year by the annual average all cause mortality. We made it more explicit on lines 185-186: “Influenza was estimated to account for a mean of 5,347 excess deaths per year (about 1.1% of the average annual all-cause deaths for the study period)…”

Reviewer #3:

The authors intend to quantify mortality associated to influenza in the Philippines, which is very important for public health and prevention. Hence, this is a very important paper.

Some general comments:

1. The authors use three metrological measures, rain, temperature and humidity, which each also have seasonal variation. Therefore, the inclusion of the yearly and half-yearly sines must have been included to adjust for residual seasonality not covered by these metrological variables.

We agree. Therefore, we added the sine and cosine terms.

2. Argue why a negative binomial regression (compensate for over-dispersion – what about under-dispersion?) Additive or multiplicative model? – link function

We also considered using Poisson models in the analysis but results from using negative binomial models showed evidence of over-dispersion (alpha is not equal to zero and the point estimate is greater than 1). We have added these details in the methods.

Line 112: “Negative binomial regression was used instead of the Poisson regression since deaths were over-dispersed.”

As is usual practice, we used a log-link in the models. We apologize for failing to include this detail. We have updated the formula to be more explicit about the link function used.

3. Selection of elements to be included in the model is based on having positive A and B coefficients – argue why - and secondly the lowest AIC. However, in the S2 Table I miss this information.

We agree with this comment and have decided to just use the model fit (AIC) as the sole criterion to select the model. We have repeated the model selection and have presented updated results.

In addition, based on the comments of the other reviewers, we decided to introduce up to two lags of the flu variables and control for the Haiyan week and the 2009 pandemic. To facilitate readability of the paper, we opted to show just the results for the selected model.

4. Figure 2 show huge peaks in number of deaths associated to influenza in week 45 2013 (The typhoon Haiyan), This I don’t understand. - Was there a huge peak in positive influenza samples that week? – I do not believe so, probably none or very few samples were sampled in that week.

We agree that this appears as a surprising result. We feel that this has been addressed by the results of the sensitivity analysis and have been mentioned in the Discussion:

Results, Lines 209-211:

“A peak in influenza deaths also occurred in the week of Typhoon Haiyan (week 45 of 2013, figure not shown). However, in a sensitivity analysis, the EMRs were not considerably changed by using an imputed value for all-cause deaths at week 45 of 2013 (S4 Table).”

Discussion, Lines 250-260:

“Our regression models also projected a peak in influenza deaths in the week of typhoon Haiyan. Although this peak could be related to struggling health services and increased transmission of infections following the typhoon [27], it might also be partly influenced by the increased all-cause deaths at this time. By nature of regression analyses, trends of both dependent and independent variables are summarized by a fixed coefficient. Therefore, the peak in all-cause deaths – the dependent variable – could have translated to upward trends in estimated influenza deaths, even if the influenza positivity rates of tested samples were not elevated during the same period. Nonetheless, the overall EMRs were largely unaffected by this exceptional event since we controlled for the Typhoon Haiyan week in the main analyses and in the sensitivity analyses, where we used an imputed value to replace the peak in all-cause deaths for the Haiyan week.”

5. As there are no peaks in the model (red line) in figure 1, and the number of deaths associated to influenza was calculated as the prediction from the full model minus the prediction by the same model, but with A and B set to zero. There should not be calculated peaks.

This indicate that the calculation of influenza-associated number of deaths is wrong!

While there was a peak in actual all-cause mortality in 2014 due to Haiyan, we do not think that models are made to predict all the peaks and troughs as exactly as the real data. We would run the risk of overfitting the model if we try to predict every single peak and trough. However, since Haiyan is a special event that needs to be accounted for, we have revised the modelling strategy to control for the Haiyan week. We found that our updated results did not lead to drastically different estimates. We also found that the original models without the Haiyan and pandemic controls and the revised models perform well as its predicted all-cause mortality is 90+% correlated with the actual all-cause mortality. For the final paper, we’ve decided to include the Haiyan variable in the main model.

6. Would be nice to show both the full models and the models with A and/or B as zero in graph 1.

We feel that adding this detail in the main text might be too much but we have included these graphs as part of the supplemental material.

7. Suggest including graphs showing the A and B positive percentages over calendar time used in the model and as supplementary the metrological parameters.

We have done so as a supplementary file. See S1 Figure.

8. The authors intend to compare all-cause influenza-associated mortality with cause-specific influenza-associated mortality. The most commonly used cause-specific mortality is respiratory (ICD10 …) e.g. references 1 and 2. The authors only look at J10 and J11 (influenza the main cause of deaths). This is of cause interesting, but it would have been of more interest, if they (also) had looked at respiratory cause of deaths, and made serious comparisons, for example if there is a general relation e.g. has it been suggested that influenza-associated mortality estimated using all-cause is the double of respiratory.

Alternatively, the authors could leave out cause-specific influenza-associated mortality, and write another article comparing all-cause and cause-specific.

We agree with this point since other papers have used cause-specific causes of death in the modelling. There is however the problem of inaccurate coding of causes of death. Many doctors were not cognizant to the right way of coding cause of death on the death certificates (Hufana et al 2009). Due to this uncertainty in coding, we went with the conservative route of just using all-cause mortality instead of the cause-specific deaths because there is more certainty in the counts of total deaths than cause-specific deaths.

Source: Carter, K.L., Williams, G., Tallo, V. et al. Capture-recapture analysis of all-cause mortality data in Bohol, Philippines. Popul Health Metrics 9, 9 (2011) doi:10.1186/1478-7954-9-9

Hufana L, Cajita J, Morante L, Lopez J, Tan CL, Mikkelsen L, et al. Assessing the production, quality and use of national vital statistics: a case study of the Philippines. 2009. [cited 7 Mar 2019]. Available from: https://crvsgateway.info/file/7572/98

9. Suggest to include a typhoon Haiyan parameter in the model: 1 in week 45 2013, else 0.

We agree with this suggestion and have revised our model.

10. The Philippines consist of many islands with varying population. The metrological stations are properly distributed more-or-less evenly over the whole area, why average metrological measures should be population weighted. Likewise for the influenza data.

Is this possible? – if not, this should be discussed as a limitation.

We had to drop weather stations that had 6-months’ worth of missing data so in effect, our meteorological averages were computed from 37 instead of 52 weather stations. We therefore cannot conclusively say that the weather stations we ended up using are proportionate to the population. Furthermore, using a weighted mean calls for another layer of assumption, specifically, the weight to be used. Because of these reasons, we decided to use the simple mean instead.

Similarly, the FluNet does not provide the information on a sentinel-site basis. In addition, there is no indication that the sentinel sites are distributed evenly throughout the country. Lucero et al (2016) states that the sites were only present in 13 out of 17 regions in the country. Thus, we cannot weigh the flu positivity rates by population size.

Following the previous suggestions, we added the following sentences to specify that we had limitations with the weather station and flu surveillance data.

Lines 283-290: “Third, FluNet data may not be nationally-representative. Sentinel surveillance sites were only present in 13 out of 17 regions in the country [8] and there is no indication that sites were distributed evenly across the country. Despite its limitations, FluNet data is the only source of influenza activity data of its scope in the country to date. Fourth, because of missingness of the data, we had to drop 15 out of 52 weather stations for the meteorological variables. We believe that this is not an issue since the meteorological variables were merely controls, not the independent variable of interest.”

Lucero, M.G., Inobaya, M.T., Nillos, L.T. et al. National Influenza Surveillance in the Philippines from 2006 to 2012: seasonality and circulating strains. BMC Infect Dis 16, 762 (2016) doi:10.1186/s12879-016-2087-9

Minor comments:

11. Page 3, line 64: I believe ‘mortality has not been accurately quantified’ attribute too much faith in the model. Suggest to leave out ‘accurately’.

We deleted the word “accurately.”

12. Page 4, line 66-67: ‘… and compare …’. Suggest ‘… and compare all-cause estimates with influence cause-specific estimates’.

Apologies for being unclear. What we meant to say was that we wanted to compare the flu mortality estimates with the official flu mortality data from the death registry data. So that it will be clearer, we revised the sentence into (lines 66-69): “Here, we used negative binomial regression models to estimate the influenza-attributable mortality in the Philippines from 2006 to 2015, and compared the flu mortality estimates with death registry data to understand under-reporting of influenza deaths.”

13. Page 4, line 78: Is it correct that all deaths in the Philippines are registered with cause of deaths within 48 hours? – Faster than in any other country, I know of.

Death registration in the Philippines is not always implemented as intended by policy. A study on death registration in one province showed that only 77% of deaths are recorded. However, since we do not know much about underreporting of deaths, we chose not to adjust it in our current modelling exercise.

Source: Carter, K.L., Williams, G., Tallo, V. et al. Capture-recapture analysis of all-cause mortality data in Bohol, Philippines. Popul Health Metrics 9, 9 (2011) doi:10.1186/1478-7954-9-9

14. Page 4, line 81-86: What do you mean by and what is the difference between ILI sentinel sites and SARI (Severe acute respiratory infections) sites? – how many of each?

ILI sentinel surveillance sites are health centers and hospital outpatient departments while SARI sentinel surveillance sites are hospital inpatient departments. The FluNet data did not specify how many sites there were, but according to this study which documented flu surveillance in the Philippines, from 2006 to October 2008 there were 18 health centers and 18 outpatient departments. Then by 2009, 16 more health centers were added. As of 2009, there were 52 sentinel sites. Unfortunately, we cannot find a dossier that gives an update on the number of sentinel sites from 2009-2015, 2015 being the last data point of our study. We have added these details in the methodology.

Lucero, M.G., Inobaya, M.T., Nillos, L.T. et al. National Influenza Surveillance in the Philippines from 2006 to 2012: seasonality and circulating strains. BMC Infect Dis 16, 762 (2016) doi:10.1186/s12879-016-2087-9

15. Page 5, line 93. I cannot find ‘average weekly temperature’ in reference 13, only average daily min and max temperatures.

We apologize for the confusion. The World Meteorological Organization has no specific guideline on average weekly temperature. We just applied their recommendation for average daily temperature to come up with the weekly temperature. Specifically, on page 78 of their manual, they say that “All ordinary climatological stations observe a daily maximum and minimum temperature … Hence, the recommended methodology for calculating average daily temperature is to take the mean of the daily maximum and minimum temperatures.”

To make our point clearer, we revised the concerned sentence into (lines 104-107): “The average weekly temperature was calculated by taking the mean of the weekly maximum and weekly minimum, following the logic of the World Meteorological Organization’s recommended method of computing for average daily temperature.”

Source: World Meteorological Organization. Guide to Climatological Practices 2011. [cited 16 July 2019]. Available from: http://www.wmo.int/pages/prog/wcp/ccl/guide/documents/WMO_100_en.pdf

16. Page 5, line 105: Ok to use a polynomial spline, but why 6?

We only have 6 years’ worth of data so we thought of keeping our polynomials up to 6. We also added the polynomial terms one-by-one (up to 6 polynomial terms) until we reach the model that provides the best fit.

17. Page 6, line 118: ‘Other missing data …’ - how many?

We did not have other missing data, apart from the number of tested samples for week 16 of 2008. We therefore deleted the “Other missing data…” sentence.

18. Page 13, line 212-215. I believe it is highly surprising that this studies all-cause influenza-associated mortality estimates are consistent with the respiratory-cause-specific estimates from Iuliano et al. study

We disagree that our results are surprising in this aspect. While we modelled all-cause mortality, we expect that most of these deaths would be respiratory deaths and cardiovascular deaths since these are the top causes of mortality in our population and other studies have linked flu to respiratory and cardiovascular deaths. Since our outcome includes respiratory deaths, our estimates should be close to Iuliano et al’s estimates.

Source: http://www.healthdata.org/sites/default/files/files/country_profiles/GBD/ihme_gbd_country_report_philippines.pdf

19. Page 13, line 223: I would not use the word ‘accurately’, but something like our model fitted data well

We removed “accurately” from our discussions; see line 247.

20. Page 13, line 223-4: Sometimes ‘official deaths registry statistics’ stand for cause-specific and here for all-cause. Suggest using all-cause and cause-specific.

We agree with the suggestion and have revised the sentence to use “all-cause” mortality rather than ‘official deaths registry statistics’.

21. Page 13, line 224: It is not correct that your model predicted the typhoon Haiyan peak! – see figure 1

We apologize for this reporting error. We have deleted that sentence in the manuscript.

22. Page 14-15, line 252-255: You might have used, what is often called the Goldstein index: ILI-rate * positive-percentage, where the ILI rate reflect the population dynamics and the positive-percentage limit the ILI-rate to influenza i.e. exclude other circulating respiratory pathogens.

To clarify, we did not use the Goldstein Index. What we used was the flu positivity rate which was computed by (specimens tested positive)/(total specimens tested). We do not have good estimates of daily ILI rates in the population precluding use of the Goldstein index.

Attachment

Submitted filename: Response to reviewers.docx

Decision Letter 1

Joël Mossong

2 Jun 2020

Influenza-associated excess mortality in the Philippines, 2006-2015

PONE-D-19-24478R1

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Acceptance letter

Joël Mossong

4 Jun 2020

PONE-D-19-24478R1

Influenza-associated excess mortality in the Philippines, 2006-2015

Dear Dr. Cheng:

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Text. Negative binomial regression equations for each age group.

    (DOCX)

    S1 Table. Average weekly all-cause deaths and influenza-positive samples, 2006−2015.

    (DOCX)

    S2 Table. Model fitting algorithm.

    (DOCX)

    S3 Table. Selected negative binomial regression models.

    (DOCX)

    S4 Table. Sensitivity analyses.

    (DOCX)

    S1 Fig. % Influenza A and influenza B to total samples tested.

    (TIF)

    S2 Fig. Meteorological controls.

    (TIF)

    S3 Fig. Actual all-cause mortality and predicted all-cause mortality with influenza set to zero.

    (TIF)

    Attachment

    Submitted filename: PONE-D-1924478-Review Comments.pdf

    Attachment

    Submitted filename: Phillippines review.docx

    Attachment

    Submitted filename: Response to reviewers.docx

    Data Availability Statement

    Flu-related variables can be freely downloaded from the FluNet website. However, Philippine Data Privacy Act restricts our ability to share potentially identifiable health data so we cannot share the dataset with counts of deaths per day. Data on deaths per day can be obtained from the Vital Statistics Division (VSD) of the Philippine Statistics Authority (PSA). Contact Aurora Reolalas, Chief of VSD at PSA (+632 8461 0500 local 820). On the other hand, meteorological data can be secured from the Climatology and Agrometeorology Division (CAD) of the Philippine Atmospheric, Geophysical and Astronomical Services Administration (PAG-ASA). Contact Edna C. Juanilo, Weather Services Chief of CAD PAG-ASA (ejuanillo@pagasa.dost.gov.ph; +63 02 434 9024/ +63 02 435 1675).


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