Abstract
The outbreak of COVID-19 has caused severe life and economic damage worldwide. Since the absence of medical resources or targeted therapeutics, systemic containment policies have been prioritized but some critics query what extent can they mitigate this pandemic. We construct a fine-grained transmission dynamics model to forecast the crucial information of public concern, therein using dynamical coefficients to quantify the impact of the implement schedule and intensity of the containment policies on the spread of epidemic. Statistical evidences show the comprehensive identification and quarantine policies eminently contributed to reduce casualties during the phase of a dramatic increase in diagnosed cases in Wuhan and postponing or weakening such policies would undoubtedly exacerbate the epidemic. Hence we suggest that governments should swiftly execute the forceful public health interventions in the initial stage until the pandemic is blocked.
Keywords: COVID-19, Transmission dynamic model, Containment polices
1. Introduction
Pneumonia caused by COVID-19 has evolved a worldwide pandemic for which humans have paid more than 8 million infections and 431 thousand deaths as of June 16th, 2020 [1] but there are still billions of lives threatened [2], [3], [4]. The transmission of the COVID-19 virus is confirmed through respiratory droplet [5] and has super infectivity beyond SARS and MERS [6] which can even overwhelm countries with advanced medical facilities and therapeutics. Laboratory experiments have proved that SARS-CoV-2 could survive temperatures of 56 ∘C for more than 30 min [7] and the experiences from tropical regions illustrate that COVID-19 still has transmission capacity under the hydrothermal circumstance [8], [9]. Moreover, the incubation period of COVID-19 is relatively short (5.1 days average) implying that it quickly onset after infection and the infectors would present the corresponding clinical symptoms such as fever, cough, and fatigue [10], [11]. Recently, the revised data released by Chinese health authorities definitely delivered that the case fatality rate (CFI) of COVID-19 were seriously underestimated because the omission and false positive in the early stage of the pandemic. Given the current situation of the limited pharmaceutical treatments and the unavailable targeted vaccines [12], the public health interventions have been demonstrated as the most functional precautions in many countries [13], [14], especially contributing to block the epidemic in Wuhan [15], [16], [17], [18].
On Jan. 23th 2020, Chinese authorities imposed a lockdown in Wuhan since the suspected and diagnosed cases exceed 2000 which triggers public health emergency response in Hubei Province (Fig. 1 ). The containment efforts including school closures, transports bans and workplace shutdowns were announced to limit the spread of virus. Nevertheless, the epidemic entered the exponential period unstoppably from Feb. 2nd [19], [20] and caused global panic. The successive delivery of the shelter hospitals indicated Wuhan had the sufficient negative-pressure wards to isolate and treat symptomatic patients. Meanwhile, people strictly followed the ordinances concerning social distancing, quarantine and careful hand and respiratory hygiene, subsequently wearing personal protective equipments (PPE) [21], isolating themselves at home, and recording their temperature each day. The communities adopted a comprehensive identification strategy to detect the suspected cases and reported their trace while hiding their private information [22] resulting in a sub-exponential growth of the infection curve until a peak of 38,020 on Feb. 18th [23]. Despite there was a ethical controversy about whether suspicious individuals should be mandatorily isolated from social networks, the experiences from Wuhan supported this policy had effectively cut off the transmission channels of COVID-19 and compel the pandemic to a mitigation stage. In post-pandemic phase [24], Wuhan continued to distribute disinfectors throughout the region including ventilation duct, water pipe, and urban sewers where COVID-19 was sampled in Paris [25] and the central China government stated the pandemic was basically blocked on Mar. 23th. Ultimately, after paying 4632 deaths nationwide and incalculable economic cost, China ended its 76-day lockdown of Wuhan, but the relative restrictions still remained in place.
However, the transmission dynamics observed in different continents and zones are markedly heterogeneous consulting time series data released by public health authorities [26], [27], [28], [29]. The fundamental reasons are that the fluctuation of the objective physical environments and the implementation intensity and duration of the containments policies restricted by public opinion, both presenting challenges to build the dynamic model to forecast the tendency of the pandemic. Furthermore, the CFI and recovery rate varies as well with respect to different phases since the gradual enrichment of healthcare experiences and capacities. Hence we propose dynamical coefficients to quantify the variation of infectivity, intervention policies, and vital dynamics to adjust the social responses to the pandemic in our model. Functionally, tuning the boundaries or the curvature of a dynamical coefficient can subtly regulate the corresponding containment effort and further observe its impact on the infection curve. We then simulate the results about advancing or postponing, reinforcing or weakening relevant policies and conclude that the output curves are sensitive to amplitude or period modulations of the dynamical coefficients. Through mapping the containment policies into measurable interval coefficients to observe their influence on the epidemic, the results of our model introduce statistical evidences that such policies can effectively suppress or even block the outbreak of COVID-19.
2. Preliminary
The classical SEIR (Susceptible - Exposed - Infectious - Recovered) model straightforwardly divides the population into four states and using ordinary differential equation (ODE) to reflect their transition in an epidemic [30]. The susceptible group generally refers to individuals who lack immunity to a virus on social networks and the infectious rate β′ determines how likely a susceptible person would be infected in the community. During the incubation duration, the individuals who are infected but not yet infectious are classified as the exposed cluster. The incubation rate σ′ represents the probability of transition from an exposed to an infectious individual. Considering the regional care capacity, only a fraction of γ′ (recovery rate) infectious patients would be cured each day. We assume they are noninfectious and would not be secondary infected after discharging from hospitals based on the current research evidences [31]. Therefore, the ODEs of SEIR model are:
(1) |
There are several deficiencies when using SEIR model to describe the transmission dynamics of COVID-19 pandemic. For examples, many crucial factors such as morality rate, public health intervention, migration of population, diagnosis capacity, are ignored in SEIR and therefore it can be regarded as a natural transmission model under ideal conditions. Moreover, SEIR inappropriately defines the constant infectious rate β′ and recovery rate γ′ during the entire spread period. In practice, the statistic evidences collected in Wuhan (Fig. 2 ) show that the daily recovery rate has gradually increased to a peak and the daily morality rate has gradually decreased to 0 with the improvement of healthcare capacity. Furthermore, the infectiousness of COVID-19 obviously decays as the implement of containment policies [31].
3. Modeling transmission dynamics of COVID-19
3.1. ICRD model
From the traces and cases information of patients released by the Wuhan government and National Health Commission (NHC), most individuals were infected from symptomatic or pre-symptomatic transmission, especially during the phase of exponential and sub-exponential growth, whereas the persons who were infected through asymptomatic or environmental transmission accounted for a considerable fraction of infectors as well. In practice, the boundaries of these four transmissions are ambiguous such as a asymptomatic might subsequently develop into a symptomatic. Therefore, we generally classify the people who have infectiousness as the infected cluster and assume the non-isolated infected individuals are the main propagating sources on social networks. We divide the states of the population into 4 categories: (H)ealthy, (I)nfected, (R)ecovered and (D)eceased (Fig. 3 ). More granular, the infected group I consists of the confirmed C and unconfirmed and therein the confirmed individuals C are either isolated βC (β is the isolation rate) or non-isolated . Then the transmission dynamics of virus can be fully described by the following ODEs with respect to time t (namely ICRD model):
(2) |
If the system is closed, implying the targeted area is locked as soon as identifying the infected case, the healthy population will be . Otherwise, if people can move freely when the outbreak occurs, indicating the total population changes over time. The infected but non-isolated group has the fierce infectiousness since they not only are the virus carriers but can randomly walk on social networks. The average number of secondary infections an infected would induce over the period from infected to isolated T (transmission is terminated) is defined as the basic reproduction number R 0. The infectiousness intensity in a unit period is and the new increase of infected individuals thereby are . Apparently, α is inversely proportional to social distancing, determining the increment of infected cases each day and tuning α could capture the effect of isolation policies subtly. Nevertheless, one person would be repeatedly secondarily infected with high probability when the infection density in the community reaches a critical level and above statistical value significantly greater than the true value. We then present a harmonic function (Fig. 4 ) to tackle the redundancy counting dilemma, in which N represents the community population and γ denotes the harmonic coefficient. shows the infectivity of an individual would degrade as the group density of infection increases. Meanwhile, there would be a proportion of infectors who recover (cured after treatment σC or spontaneous recovery κC) or die (die with treatment or without treatment ) in one unit statistical period, where σ, κ, δ, μ are daily cure rate, incurable mortality rate, natural recovery rate, and non-treatment mortality rate, respectively. Hence quantifies the aggregate incremental cases of infection after removing the recovered and dead population. Limiting to the objective medical testing ability of laboratories, only a fraction of η suspected cases could receive diagnosis within the unit statistical period (η is the algebraic mapping of identification policy), then the gradient of confirmed cases equals to the difference between the newly positive diagnosed cases and the dead or recovered cases . Ultimately, we could deduce the daily increase of recovered or dead cases integrating the recovery ratio σ, δ and mortality κ, μ with the infected population. Furthermore, some other key information can be indirectly calculated based on ICRD. For example, the total daily increment of the infected but unconfirmed group is:
(3) |
the cumulative infectors at period t* are:
(4) |
where we assume that the unit statistic time is one day. Similarly, the cumulative confirmed cases are:
(5) |
From Fig. 3, there may be some output ξ(t) and input infection cases χ(t) each day and then (Eq. (2)) becomes:
(6) |
3.2. Using dynamical coefficients to quantify the identification and isolation policies
Before we have discussed that β and η map the impact of the isolation and identification policies on a pandemic in ICRD model, respectively. The constant coefficients in Eq. (2) assume that the containment efforts or the physicochemical properties of coronavirus remain permanent in long-term transmission, and undoubtedly it is counterintuitive. In fact, the governments tend to adopt more compulsive policies as the dramatic increase of death cases, residents choose isolate themselves spontaneously with more publicity on negative news, and the testing and diagnosis techniques would be visibly improved after the deeply studying of the virus’s properties. Hence the measures and intensity of the society to fight the pandemic change in different phases. For instance, initially, due to the lack of awareness of the virus, people are reluctant to maintain social distancing with others (R 0 and α are relatively large), so the virus has explosive infectivity at this stage. Subsequently, with the exponential increase of infected cases, the government would announce voluntary or compulsive isolation policies to reduce α until it remains a low level (Fig. 5 a). Furthermore, many susceptible patients cannot be diagnosed because of the limited medical resources in the preliminary stage. However, the promotion of the testing techniques and the enhancement of the identification policies (η rises) would strongly reverse this situation in the successive stages. Therefore, we introduce the dynamical coefficients to simulate the transformation of propagation:
(7) |
(8) |
Fig. 5 illustrates the curves of dynamical α and η, and it is clear that the parameters a, c (or u, v) determine the boundaries of α (or η) which catch the intensity scope of the isolation (investigation) policies and b (or v) is a critic to evaluate the response time of these policies, both regulating the tendency of epidemic.
3.3. The criterion to determine the dynamical coefficients
In the above, we show that tuning dynamical coefficients can precisely regulate the implement schedule and intensity of the corresponding policies. Furthermore, the parameters space of these dynamical coefficients is also restricted in mathematic. For example, to ensure the convergence and non-negativity of the output curves, the ODEs should satisfy the following constrains:
This implies that the nonlinear system constituted by ICRD is stable and has only one equilibrium where const denotes the positive constant. The Hesse matrix of Eq. (2) is:
[λ 1, λ 2, λ 3, λ 4] are the eigenvalues of H. To ensure the stability of the system at the equilibrium θ, they should satisfy [35].
4. Results
In our experiments, the default coefficients of SEIR are shown in Table 1 and the default static and dynamical coefficients are shown in Table 2 .
Table 1.
Parameters | Meaning | SEIR |
---|---|---|
β′ | The infection rate | 0.78735 |
σ′ | The incubation rate | 0.1961 |
γ′ | The recovery rate | 0.078431 |
N | Population | 11,081,000 |
τ | Incubation period | 5.1-day |
Table 2.
Parameters | Meaning | S-ICRD | D-ICRD |
---|---|---|---|
α | Daily isolation rate for all people | 1.2 | [1.8, 0.2] |
β | Daily isolation rate for infected patients | 0.999 | [0.9,1] |
γ | Harmonic coefficient | 10 | 10 |
η | Daily confirmed rate | 0.7 | [0.2, 0.7] |
σ | Daily cure rate | 0.020455 | [0.09663, 0.2322] |
κ | Daily incurable mortality rate | 0.00305 | [0, 0.01166] |
δ | Daily natural recovery rate | 0.001 | 0.001 |
μ | Daily non-treatment mortality rate | 0.006 | 0.006 |
N | Population | 11,081,000 | 11,081,000 |
4.1. Statistical evidences for the power of comprehensive identification and compulsive isolation policies
Fig. 6a shows that the SEIR model forecasts the existing infected cases had reached a peak of 4,885,672 on Mar. 3rd which was two orders of magnitude higher than the actual value and the transmission would be effectively controlled before Apr. 17th without external constraints. SEIR inappropriately concludes that more than 50% of the population in Wuhan would be infected in this pandemic, and unfortunately it ignores the death cases caused by COVID-19. Static coefficients based-ICRD (S-ICRD) model predicts the existing infected cases would sub-exponentially increase to 42,729 by Feb. 8th and the pandemic would be basically blocked at May. 27th. It is noticeable that the decline of the infection curve in Fig. 6 b is extraordinarily slower than the clinical statistics resulting from the illogical assumption of constant public health interventions and it explains why the eventual death toll (8,195) markedly higher than the official surveys (3,869) as well.
Compared with the SEIR and S-ICRD, the dynamic coefficients based-ICRD model (D-ICRD) has infinitesimal mean square errors (MSE) with the data released by NHC (Fig. 7). D-ICRD estimates that the existing infected and confirmed cases would dramatically raise to their peaks (41986, 38758) on Feb. 14th and 17th respectively (Fig. 7 a), approximately consisting with the practical inflexion: Feb. 18th (38020). In Phase 1, the incomplete identification policies and limited testing techniques contribute to the large gap between the infected and confirmed curves, whereas they gradually coincide with the strengthening of surveillance in phase 2. The truth-values of the recovered cases are always located in the 95% confidence interval (CI) of the curve predicted by D-ICRD but the estimated values are slight higher since the patients who are spontaneously recovered were excluded in the statistics (Fig. 7 b). The death cases calculated by D-ICRD eccentrically deviate from the statistical data before Mar. 8th in Fig. 7 c. Until Apr. 17th, the government announced that there were 1290 missing victims in the initial collecting stage and then increased death cases to 3869 that located in the 95% CI [3576, 3952] of the predicted value.
Fig. 5 straightway illustrates that controlling b (or v) can accurately regulate the implement schedule of the isolation (identification) policy and the corresponding results are shown in Fig. 8 . The peaks of the existing infected cases would reduce 12,725 or 17,009 if the isolation policy were executed 2 or 3 days in advance respectively, and thousands of innocent individuals would be saved (Fig. 8 b). Inversely, postponing the quarantine policy for 4 (or 7) days would induce another 15,900 (or 53,753) people to be infected and increase the death toll to 5454 (or 6,783). The advancement or delay of the identification policy would also cause similar results, but their influence is softer than the isolation policy. For instance, the comprehensive identification order issued 7 or 12 days earlier would protect 9567 or 15, 709 people from infection, respectively. Meanwhile, benefiting from the quarantine of suspected persons, medical pressure would be relieved and then 661 or 940 sufferers could be rescued from death. Nevertheless, if such policy was delayed for 17 days, more than a quarter of contacts would be infected or die considering that the increasing of suspected nodes on social networks incredibly shorten their connections with the healthy nodes. Fig. 9 shows reinforcing or weakening the implement intensity of these policies could also result in the suppression or diffusion of the epidemic. Accordingly, the above evidences definitely exhibit that this pandemic is extremely sensitive to the public health interventions, particularly in the initial stage, which can forcefully cut off the possible transmission routes of COVID-19.
4.2. Quantify the impact of other dynamical coefficient on the spread of COVID-19
Dynamical daily isolation rateα: The default α in our experiments is :
In Fig. 8, we have discussed that the implement schedule of the isolation policy can extensively affect the infected cases and death cases in the pandemic. Furthermore, we also can reinforce or weaken the intensity of the relative policy through expanding or reducing the boundaries of α (change parameter c). Fig. 9 provides the statistical evidences about the suppression or diffusion effects of increasing or decreasing the intensity of isolation policy to the spread of COVID-19. If the isolation policy is implement perfunctorily, the peak of the infection curve would dramatically increase (Fig. 9 b) and the accumulation of the death toll would accelerate subsequently (Fig. 9 c). Conversely, if this policy is implemented thoroughly, the aggregate infected cases would distinctly reduce and then the death curve would be remained at a low level during the entire pandemic.
Dynamical daily confirmed isolation rateβin confirmed group: The default β in our experiments is:
Limited to the lack of medical facilities, many confirmed patients cannot be quarantined and β reflects the fraction of the isolated confirmed patients to the total confirmed patients. According to the transmission mechanism of virus (Fig. 3), this group is of the most dangerous sources of infection on social networks. Fig. 10 shows the severe consequences of untimely isolating such people. In Wuhan, the large-scale construction and rapid delivery of the shelter hospitals eminently contribute to heighten the isolation rate β of infected patients. Correspondingly, relative to the baselines, we speed up the convergence of β (Fig. 10 a) and increase the low bound of β (Fig. 10 d) respectively. Based on the tendency of the infection and death curves, we can safe conclude that the swiftly and comprehensive implement of the isolation policy for infectors has effectively mitigate the spread of COVID-19.
Dynamical daily investigation rateη: The default η in our experiments is:
Similarly, Fig. 8 shows the impact of the implement schedule of identification policy on the propagation tendency of COVID-19. Fig. 9 illustrates the strength of the corresponding policy can also exacerbate or mitigate the epidemic. In Wuhan, the communities identify the symptomatic or pre-symptomatic infectors through temperature reports and footprint tracking of the entire population. This policy significantly increases the daily identification rate and the simulation results (Fig. 9 e-f) show weakening it would dramatically accelerate the spread of the epidemic. On the contrary, the number of infectors would markedly drop and thousands of people would be saved with the strengthen of this policy.
Dynamical daily cureσ and mortality κ rate: The default σ and κ in our experiments are:
The variation of cure or mortality rates mainly depend on the healthcare capacity of the regional medical systems. Fig. 11 shows the increase of daily cure rate can obviously curb the infection tendency, especially in the mitigation stage (Phase 2). The variation of mortality rate hardly affects the infected curves but it determines the final death toll of the pandemic.
5. Discussion
Due to the Wuhan government implemented mandatory closures at the early stage of the epidemic to prohibit the free movement of population and issued home quarantine order to isolate internal social contacts during the Spring festival, Wuhan is an ideal research object about the transmission of COVID-19, in which we can detect the general propagation laws about this pandemic. Based on the transmission mechanisms and physicochemical properties of coronavirus, in this paper, we builded a epidemic model named D-ICRD to observe the dynamical change of the existing infected cases, the existing confirmed cases, the cumulative recovered cases and the cumulative deceased cases over time in Wuhan. Besides, our model could also deduce other significant pandemic indexes such that cumulative infected cases, cumulative confirmed cases, new suspected cases etc. Functionally, D-ICRD could not only display the characteristic of nature virus transmission but also precisely quantify the influence of the extra containments on the spread of COVID-19.
We designed the dynamical coefficients associating with the implement schedule and intensity of the relative policies to simulate the transmission environment of COVID-19 in Wuhan. Compared with the static coefficients, the dynamical coefficients can more penetratingly capture the rational adjustment of social responses to the severity of the epidemic. For example, many classical models assume the constant basic reproduction number but we believe that it changes with the intervention factors and eventually this change is mapped on the transmission coefficient α in D-ICRD. Moreover, the improvement of therapy and the use of specific medicines would significantly affect the cure rate and mortality. Based on this, D-ICRD entirely reproduced the time series data released by NHC, and it balances robustness and agility.
Then, we subtly regulated the implement schedule or intensity of these interventional policies through changing the derived functions or boundaries of the corresponding dynamical coefficients to verify the contribution of such policies to suppress the epidemic. The statistical evidences show the forceful public health interventions can effectively suppress or even block the outbreak based on Wuhan’s experiences although COVID-19 has extremely strong infectivity (droplet transmission and suspected aerosol transmission [37]) and lethality (CFR > 7.69% in Wuhan, before Feb. 20th). We found that the infected and death cases would sharply decrease if the quarantine strategies could be promulgated slightly in advance. Nevertheless, D-ICRD indicates postponing such plans would cause additional millions of infected population worldwide, and undoubtedly the catastrophic consequences of abrogating these ordinances are uncountable. Furthermore, the intensity of the isolation and identification polices would determine the trend of the pandemic as well. We suggest that the governments or communities should adopt the containments such as comprehensive investigating and tracking the temperature and traces information about the residents, immediately isolating the suspected and diagnosed infected individuals to prevent the spread of COVID-19 on social networks. Although such near-compulsory national policies may cause severe economic recession or ethical problems, we must realize that society is a community of life composed of all human beings, and we profoundly influence each other whereupon we should collaborate to fight this vital pandemic together. Given that there are no target therapeutics or vaccine currently, each of us should cooperate with these policies in a responsible manner, isolate ourselves from others, form an island, and ultimately prevent the spread of the virus.
Data availability
The data used in this work is mainly released by NHC (5) and partly collected from Johns Hopkins University, WHO, and CDC. On Apr. 17, 2020, Chinese authorities modified the number of infected cases and death cases because of the omission and false positives in the early transmission stage of COVID-19. Therefore, we believe that the final reported numbers are consistent with the actual values, but there might be a relatively large bias between the daily released data and its corresponding truth values. For this reason, we adopted the 95% confidence interval to assess the consistency between the predicted values and the reference data. All data used in the paper are available at: https://github.com/LuckyYubo/Code-For-ICRD/tree/master/Data.
Code availability
The code used for our analyses is publicly available at: https://github.com/LuckyYubo/Code-For-ICRD.
Declaration of Competing Interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Acknowledgments
Thanks all health care workers worldwide for their commitment, dedication, and professionalism in COVID-19 pandemic. This paper is partly supported by the National Science Foundation of China (61521063,61473183,U1509211). No conflicts of interest, financial or otherwise, are declared by the authors.
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Associated Data
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Data Availability Statement
The data used in this work is mainly released by NHC (5) and partly collected from Johns Hopkins University, WHO, and CDC. On Apr. 17, 2020, Chinese authorities modified the number of infected cases and death cases because of the omission and false positives in the early transmission stage of COVID-19. Therefore, we believe that the final reported numbers are consistent with the actual values, but there might be a relatively large bias between the daily released data and its corresponding truth values. For this reason, we adopted the 95% confidence interval to assess the consistency between the predicted values and the reference data. All data used in the paper are available at: https://github.com/LuckyYubo/Code-For-ICRD/tree/master/Data.