Abstract
Objective:
To conduct a scoping review of mild stroke definitions based on stroke severity assessments and/or clinical signs and symptoms reported in the literature.
Data Sources:
Electronic searches of PubMed, PsycINFO (Ovid), and CINAHL (EBSCO) databases included keyword combinations of mild stroke, minor stroke, mini stroke, mild cerebrovascular, minor cerebrovascular, transient ischemic attack, or TIA.
Study Selection:
Inclusion criteria were limited to articles published between January 2003 and February 2018. Inclusion criteria included (1) a definition of either mild or minor stroke, (2) written in English, (3) participants aged 18 years and older. Animal studies, reviews, dissertations, blogs, editorials, commentaries, case reports, newsletters, drug trials, and presentation abstracts were excluded.
Data Extraction:
Five reviewers independently screened titles and abstracts for inclusion and exclusion criteria. Two reviewers independently screened each full-text article for eligibility. The five reviewers checked the quality of the included full-text articles for accuracy. Data were extracted by two reviewers and verified by a third reviewer.
Data Synthesis:
Sixty-two studies were included in the final review. Ten unique definitions of mild stroke using stroke severity assessments were discovered, and ten different cutoff points were used with the most widely used measure to classify stroke severity – the National Institutes of Health Stroke Scale (NIHSS). Synthesis also revealed variations in stroke severity across years, time since stroke, imaging, medical indicators, clinical signs and symptoms and settings.
Conclusions:
Inconsistencies in the classification of mild stroke are evident with varying use of stroke severity assessments, measurement cut-off scores, imaging tools, and clinical or functional outcomes. Continued work is necessary to develop a consensus definition of mild stroke, which directly impacts treatment receipt, referral for services, and health service delivery.
Keywords: Mild Stroke, Minor Stroke, Mini Stroke, Stroke Classification, Stroke Outcomes
Introduction
Approximately half of the individuals with stroke may be classified as having a minor/mild stroke with non-disabling or rapidly improving symptoms.1 Furthermore, at one-month post-stroke, patients with mild stroke have an estimated 11-15% risk of experiencing a recurrent stroke.2 Relatively high prevalence of mild stroke is suggested as a result of improved medical care during initial treatment/hospitalization. For instance, treatments such as thrombectomy3 and intravenous recombinant tissue plasminogen activator (IV rtPA) therapy4 is linked to reduced stroke severity and improved functional outcomes. However, there is increasing evidence that at least one-third of patients with mild strokes have poor functional outcomes.5, 6
Patients classified with mild stroke typically do not receive rehabilitation services due to the expectant non-disabling or rapidly improving symptoms. However, they might experience deficits for months following the stroke,7, 8 resulting in unmet long-term needs following return to the community.9 Clinical guidelines and recommendations require that all individuals with stroke are assessed for rehabilitation needs.10 Early intervention by an interdisciplinary rehabilitation team can improve functional recovery following stroke.11 Prognosis for functional outcome is an influential factor on referral for post-acute stroke rehabilitation as determined by physiatrists.12 However, many assessment tools are not sensitive in determining stroke severity and rehabilitation needs following mild stroke, which further perpetuate the lack of identification and referral for needed healthcare services for persons with mild stroke.13 With the changing healthcare delivery system and the building for value-based care, provider systems are thinking strategically about products, services, and integrated solutions that improve patient outcomes while reducing costs throughout the healthcare continuum. As healthcare systems prepare for the evolving needs of their patient populations, understanding definitions and healthcare complexities (i.e., patient flow, care and resources) is essential for efficient delivery of healthcare services for patients with a stroke.
The literature describes mild stroke using a variety of terms including, but not limited to, “mild,” “minor,” “transient ischemic attack (TIA),” and “mini stroke.” Lack of a global consensus on the definition of mild stroke may result in variability in treatment across the care continuum and post-discharge outcomes. Current definitions of mild stroke vary widely in the use of clinical outcome measurement and stroke scales.14-17 TIAs have stroke-like symptoms that typically resolve within 24 hours. Studies have used various definitions of “mild” stroke, with the vast majority using scores from the National Institute of Health Stroke Scale [NIHSS],15 and the Modified Rankin Scale [mRS].17
We believe that physiatrists and rehabilitation professionals are instrumental in identifying the need and making referrals for rehabilitation services to improve functional recovery following mild stroke. Persons with mild stroke are largely not receiving needed rehabilitation therapies and services to support long-term outcomes in the current healthcare system. Not receiving needed services may be due to an unclear understanding of implications of mild stroke by healthcare providers, caregivers, and persons diagnosed with mild stroke, as well as the insensitivity of assessments to detect functional impairments in person with mild stroke.18 The lack of a global consensus of a definition may perpetuate the problem. Therefore, the objective of this study was to conduct a scoping review of mild stroke definitions based on stroke severity assessments and/or clinical signs and symptoms.
Methods
Design
A systematic scoping review of the literature was conducted to identify definitions of mild stroke. This review was not registered in PROSPERO. Scoping reviews are a form of knowledge synthesis for exploratory research questions that involve systematically searching, identifying, and integrating existing research.19 The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement was used as the guideline for conducting this review.20
Search Strategy
In January 2017, a search was conducted by a medical librarian in PubMed, PsycINFO (Ovid), and CINAHL (EBSCO) using a combination of the following search terms: “mild stroke,” “minor stroke,” “mini stroke,” “mild cerebrovascular,” “minor cerebrovascular,” “transient ischemic attack,” or “TIA.” The results were limited to articles published between January 1, 2003 and December 31, 2016. In 2003, the American Heart Association and American Stroke Association (AHA/ASA) along with The Joint Commission developed standards for certifying Primary Stroke Centers through a Disease Specific Certification Program in the United States to develop a consistent clinical outcomes assessment and standards for stroke care.21 These efforts led to the inclusion of stroke in the International Standards for Disease Specific Care for certifying organizations outside of the US;22 therefore, we included articles from 2003 and later due to changes in care provision globally. Animal studies were excluded from the search. An updated search was conducted from January 1, 2017 to February 2018 using PubMed, PsycINFO (Ovid), and CINAHL (EBSCO). A total of 3499 records [PubMed (946), PsycInfo (1062), CINAHL (1491)] were retrieved through database searching. After the records were deduplicated, 3,422 records underwent title and abstract screening (Appendix I and II).
Screening
Five reviewers screened the titles and abstracts for inclusion and exclusion criteria. An article was included if it included: (1) a definition of either mild or minor stroke, (2) was written in English, and (3) included patients over the age of 18 years old. Animal studies, reviews, dissertations, blogs, editorials, commentaries, case reports, newsletters, drug trials, presentation abstracts and articles written prior to 2003 were excluded during the screening process. Of the 3,422 records that were abstract reviewed, 2,180 records were excluded, resulting in 1,242 articles eligible for full-text-review. Two reviewers independently screened each included full-text article using the same inclusion and exclusion criteria. Articles including individuals with prior history of minor or mild stroke, drug therapy trials, stenting, and that solely analyzed transient ischemic attacks were excluded. Articles were also excluded if mild/minor stroke was only an outcome of a surgery or treatment, as the primary population of the study was not mild stroke. Following the full text-review, articles that did not reach a consensus were arbitrated by a third independent reviewer and discussed by the group for consensus. Of the 1,242 articles eligible for full-text review, 1,180 articles were excluded, resulting in 62 articles included in this review. All full-text articles were re-screened by five independent reviewers to maintain accuracy and quality control.
Data Extraction
Five independent reviewers extracted the following data from each article that met the inclusion criteria: study characteristics (study design, sample size, setting and year in which the data was collected), demographic data (age, race/ethnicity, sex) and data about mild/minor stroke (terms, severity assessments, and clinical descriptions used to classify mild stroke). The data extraction form was quality checked by multiple reviewers for accuracy. The data was synthetized to understand the demographic characteristics of the studies, variations in stroke severity assessments and clinical measures, across acute and post-acute care settings, time since stroke, and years when the study were conducted. Supplemental Appendix I and II includes the search criteria.
Results
Sixty-two of the 1242 articles met the inclusion criteria and were included in the final review. The PRISMA flowchart lists the screening process, Figure 1. Cohen’s Kappa, a measurement of interrater reliability, was 0.8, signifying a substantial agreement between the reviewers for the full-text articles.23
Table 1 presents general information about the 62 articles included in this study. The articles span across 20 countries. Many studies were based conducted in the United States (21.0%) followed by China (12.9%), United Kingdom (11.3%), Canada (8.1%), Korea and Sweden (6.5% each), France and Taiwan (4.8% each), Denmark, India, Israel, and New Zealand (3.2% each), Australia, Bulgaria, Finland, Germany, Iran, Norway, Poland, and Spain (1.6% each). The overall sample included 82,559 participants, which included strokes of all severities. Sample sizes across each study varied, with the smallest study included only eight participants and the largest study included 27,728 participants. The study settings included the entire care continuum, from the acute hospital to the community. Thirty-six (58%) of the studies were conducted during the acute hospitalization, 12 (19.0%) in the community (i.e., that included home, outpatient, and assisted living), and 13 (21.0%) in mixed (more than one setting type) settings. Mild stroke ages were from less than 50 in 1 study (1.6%), to age 50-59 in 14 studies (22.6%), age 60-69 in 28 studies (45.2%), age 70-79 in 4 articles (6.5%), and 2 studies (3.2%) had mixed ages and 13 studies did not report age. In all the studies, 20,965 (33.2%) of the participants were male, 42,234 (66.8%) were female. Eight studies did not report the sex break-down which accounted for 22,011 participants (25.83%). One of the studies had only female participants (27,728), which contributed to the overall sex distribution.24 The years that the studies were conducted ranged from 1991 to 2016.
Table 1:
Author/Year/Country | Sample | Setting | Sex | Study Design | Year Study Conducted |
---|---|---|---|---|---|
Adamit/2015/Israel | 430 | community (e.g., home, outpatient, assisted living) | NR | prospective | 2008 |
Alt Murphy/2011/Sweden | 38 | NR | NR | NR | NR |
Atanassova/2006/Bulgaria | 234 | acute hospital | male: 144 (61%), female: 90 (39%) | clinical survey | 2002-2004 |
Bejot/2013/France, UK | 1650 | mixed | male: 752 (45.6%), female: 898 (54.4%) | retrospective | 2006-2010 |
Bejot/2017/France | 1573 | acute hospital | male: 902 (57.3%), female: 671 (42.7%) | prospective | 2011-2014 |
Bhattacharjee/2012/India | 219 | community (e.g., home, outpatient, assisted living) | male: 77 (35%), female: 142 (65%) | prospective | 2009-2010 |
Boulos/2017/Canada | 30 | mixed | male: 17 (57%), female: 13 (43%) | prospective | NR |
Bustren/2017/Sweden | 40 | mixed | male: 25 (62.5%), female: 15 (37.5%) | longitudinal | NR |
Carlsson/2003/Sweden | 75 | acute hospital | male: 52 (69%), female: 23 (31%) | prospective | 1995-1997 |
Carlsson/2004/Sweden | 15 | mixed | male: 8 (53%), female: 7 (47%) | qualitative | NR |
Chang/2017/Korea | 455 | mixed | male: 300 (65.9%), female: 155 (34.1%) | prospective | 2012-2014 |
Chappell/2017/UK | 264 | acute hospital | NR | prospective | 2010-2012, 2013 |
Dabrowska-Bender/2017/Poland | 44 | acute hospital | male: 23 (52%), female: 21 (48%) | NR | 2015 |
Daniels/2017/USA | 80 | acute hospital | male: 77 (96.25%), female: 3 (3.75%) | cohort | 2012-2014 |
Divya/2017/India | 256 | acute hospital | male: 215 (84%), female: 41 (16%) | observational | 2013-2014 |
Edwards/2006/USA | 219 | mixed | male: 94 (84%), female: 125 (57%) | prospective | 2001-2002 |
Eriksson/2013/USA | 116 | mixed | male: 56 (48.3%), female: 60 (51.7%) | prospective | 2002-2006 |
Fang/2010/Canada | 20657 | acute hospital | NR | cohort | 2003-2008 |
Faulkner/2015/New Zealand | 55 | acute hospital | male: 29 (52.7%), female: 26 (47.3%) | randomized clinical trial | NR |
Faulkner/2017/New Zealand | 60 | community (e.g., home, outpatient, assisted living) | male: 31 (52%), female: 29 (48%) | longitudinal | 2011 |
Fride/2015/Israel | 163 | community (e.g., home, outpatient, assisted living) | male: 117 (71.8%), female: 46 (28.2%) | prospective | 2008-2012 |
Gadodia/2016/USA | 1614 | acute hospital | male: 855 (53%), female: 759 (47%) | cohort | 2009-2013 |
Ghahremanfard/2013/Iran | 100 | acute hospital | male: 52 (52%), female: 48 (48%) | cross-sectional | 2010-2011 |
Hsieh/2017/Taiwan | 10877 | acute hospital | male: 6462 (59.4%), female: 4415 (40.6%) | retrospective | 2000-2012 |
Joa/2017/Korea | 208 | acute hospital | male: 113 (54%), female: 95 (46%) | observational | NR |
Jung/2015/South Korea | 3025 | acute hospital | male: 1,850 (61.2%), female: 1,175 (38.8%) |
retrospective | NR |
Kim/2015/Korea | 80 | acute hospital | male: 54 (67.5%), female: 26 (32.5%) | prospective | 2013-2014 |
Lin/2006/Taiwan | 522 | acute hospital | male: 324 (62%), female: 198 (38%) | prospective | 2003-2004 |
Liu/2015/China | 211 | acute hospital | male: 155 (73.5%), female: 56 (26.5%) | prospective | 2010-2013 |
Luengo-Fernandez/2009/UK | 591 | community (e.g., home, outpatient, assisted living) | male: 273 (46%), female: 318 (54%) | comparison | 2002-2004, 2004-2007 |
Moustafa/2010/UK | 16 | acute hospital | male: 14 (87.5%), female: 2 (12.5%) | cohort | NR |
Muren/2008/Norway | 30 | acute hospital | male: 17 (57%), female: 13 (43%) | prospective | 1996-2002 |
Muus/2010/Denmark | 105 | community (e.g., home, outpatient, assisted living) | male: 63 (60%), female: 42 (40%) | longitudinal | 2005-2006 |
Muus/2011/Denmark | 150 | acute hospital | male: 82 (55%), female: 68 (45%) | follow-up | 2003-2005 |
Novak/2004/USA | 50 | mixed | male: 22 (44%), female: 28 (56%) | cross-sectional | NR |
O’Brien/2010/USA | 98 | community (e.g., home, outpatient, assisted living) | male: 54 (55.1%), female: 44 (44.9%) | cross-sectional | NR |
Ois/2009/Spain | 163 | mixed | male: 97 (59.5%), female: 66 (40.5%) | prospective | 2002-2008 |
Pfaff/2016/Germany | 33 | acute hospital | male: 14 (42.4%) female: 19 (57.6%) | retrospective | 2010-2015 |
Rist/2013/USA | 27728 | acute hospital | male: 0 (0%), female: 27728 (100%) | prospective | NR |
Rochette/2007/Canada | 108 | acute hospital | NR | descriptive | 2001-2003 |
Rozon/2015/Canada | 186 | acute hospital | male: 105 (56.4%), female: 81 (43.6%) | cohort | 2008-2011 |
Ruuskanen/2010/Finland | 75 | acute hospital | male: 49 (65.3%), female: 26 (34.7%) | prospective | 2005-2008 |
Sarker/2008/UK | 566 | community (e.g., home, outpatient, assisted living) | Male: 307 (54.2%), female: 259 (45.8%) | prospective | 1991-2005 |
Seymour/2014/USA | 13 | community (e.g., home, outpatient, assisted living) | male: 9 (69.2%), female: 4 (30.8%) | cross-sectional | NR |
Shi/2015/China | 757 | mixed | male: 513 (67.8%), female: 244 (32.2%) | retrospective | 2008-2010 |
Shi/2016/China | 747 | mixed | male: 507 (67.9%), female: 240 (32.1%) | retrospective | 2008-2010 |
Song/2014/China | 7455 | acute hospital | male: 4588 (61.5%), female: 2867 (38.5%) | randomized control study | 2007-2008 |
Tellier/2011/Canada | 8 | community (e.g., home, outpatient, assisted living) | male: 2 (25%), female: 6 (75%) | cross-sectional | NR |
Torres-Mozqueda/2008/USA | 230 | mixed | NR | prospective | NR |
Tseng/2006/Taiwan | 360 | acute hospital | male: 207 (58%), female: 153 (42%) | prospective | 1998-1999 |
Valdes Hernandez/2015/USA | 250 | community (e.g., home, outpatient, assisted living) | NR | longitudinal | NR |
Villain/2017/France | 34 | acute hospital | male: 22 (64%), female: 12 (36%) | prospective | NR |
Volonghi/2013/UK | 616 | acute hospital | male: 359 (58%), female: 257 (42%) | prospective | 2002-2007 |
Ward/2017/UK | 57 | acute hospital | male: 32 (56%), female: 25 (44%) | NR | NR |
Wolf/2011/USA | 53 | community (e.g., home, outpatient, assisted living) | male: 23 (43%), female: 30 (57%) | cross-sectional | NR |
Wolf/2013/USA | 20 | acute hospital | male: 9 (45%), female: 11 (55%) | prospective | NR |
Wolf/2017/USA | 34 | acute hospital | NR | cross-sectional | NR |
Xue/2017/China | 438 | acute hospital | male: 230 (52.5%), female: 208 (47.5%) | prospective | 2015-2016 |
Zhang/2014/Australia | 158 | mixed | male: 89 (56.3%), female: 69 (43.7%) | prospective | NR |
Zhang/2017/China | 217 | acute hospital | male: 147 (67.7%), female: 70 (32.3%) | prospective | 2013-2014 |
Zhang/2017/China | 229 | acute hospital | male: 123 (53.7%), female: 106 (46.3%) | prospective | 2015-2016 |
Zhou/2017/China | 325 | acute hospital | male: 224 (69%), female: 101 (31%) | retrospective | 2013-2015 |
Note. NR = not reported
Mild Stroke Study Characteristics
Table 2 presents a breakdown of the 62 articles including a classification of mild stroke. Thirty-six studies used the term “mild stroke”, 18 studies used “minor stroke,” two studies used “mild/minor stroke”, four studies “minor stroke and TIA”, and two studies used “mild stroke and TIA.” The sample size for the mild stroke population was 66,095 ranging from 6 to 27,728 participants (Table 2). The mean ages of the participants were from under 50 years in one study (1.6%), age in 50s (22.6%), in 60s (45.2%), in 70s (6.5%), two studies had mixed ages (3.2%), and 13 (21.0%) studies did not include age. Sex was reported in 49 studies and included 10,192 (22.6 %) males and 34,748 (77.3 %) females. As noted above, one of the studies was completely female (27, 727) which contributed to the overall the sex distribution. The results synthetized below include the stroke severity assessments and the clinical signs or symptoms used to classify mild stroke across these studies.
Table 2:
Author/Year/Country | Sample Size |
Age | Sex | Outcome Measures used to Classify |
Imaging, Medical Indicators, and Clinical Signs and Symptoms |
Time Since Stroke Onset |
---|---|---|---|---|---|---|
Adamit/2015/Israel | 249 | 68.6 ± 9.9 (50-92) | Male: 142 (57%) Female: 107 (43%) | NIHSS ≤4 | Cognition | 3 months and 6 months |
Alt Murphy/2011/Sweden | 19 | 58.56 ± 8.85 | NR | FMA 58-64 | Motor function | Mean: 18.9 months (SD: 16.4) Range 6-63 |
Atanassova/2006/Bulgaria | 155 | 62.31 ± 5.82 | Male: 97 (62.6%), Female: 58 (37.4%) | mRS 1-3 | CT, MRI, Doppler ultrasound | NR |
Bejot/2013/France, UK | Dijon: 229 OXVASC : 388 | NR | Male: 752 (45.6%) Female: 898 (54.4%) | NIHSS ≤2; physician stating in medical record | NR | NR |
Bejot/2017/France | 985 | Minor stroke: <50: 90 (17.05%) 50-65: 160 (30.30%) 65-80: 188 (35.60%) ≥80: 90 (17.05%) Mild stroke: <50: 72 (15.8%) 50-65: 132 (28.9%) 65-80: 164 (35.9%) ≥80: 89 (19.5%) | Male: 602 (61%) Female: 383 (39%) | Minor: NIHSS ≤3 Mild: NIHSS 4-9 | CT, MRI | < 4.5 hours [802 (52.2%)]; >4.5 hours [437 (28.5%)]; Unknown [297 (19.3%)] |
Bhattacharjee/2012/India | 33 | NR | NR | mRS 1-2; NIHSS ≤5 | Cognition, Motor function | Onset, 28 days, 6 months, and 1 year follow-up |
Boulos/2017/Canada | 30 | 63.7± 13.5 | Male: 17 (57%) Female: 13 (43%) | NIHSS≤3 | NR | 14 days |
Bustren/2017/Sweden | 22 | 60.7 ± 11.5 | Male: 15 (68%) Female: 7 (32%) | FMA-UE mild impairment between 58 and 66 of the contralesional arm | Motor function | 3 days post stroke, 4 weeks, and 3 months post-stroke |
Carlsson/2003/Sweden | 75 | 59.6±11.3 (30-75) | Male: 52 (69%) Female: 23 (31%) | Barthel Index 50-100 | Subtle sequelae | 1 year |
Carlsson/2004/Sweden | 15 | 50 (30-69) | Male: 8 (53%) Female: 7 (47%) | Barthel Index 50-100 | Cognition | 1 year |
Chang/2017/Korea | 455 | 61.27 ± 13.21 (21.4-92.1) | Male: 300 (65.9%), Female: 155 (34.1%) | NIHSS ≤5 (ischemic stroke); GCS 14-15 (hemorrhagic stroke) | Cognition, Motor function | Arrival to hospital: 24.37 (SD: 32.00) Range 1.0-159.0; and 7 days, 6 months post-stroke assessment |
Chappell/2017/UK | 264 | 65.3 ± 11.3 | NR | NIHSS ≤4 | MRI | Baseline and 1 year follow-up, exact time NR |
Dabrowska-Bender/2017/Poland | 23 | NR | NR | NIHSS (no ranking reported) | Depression | >1 month from study |
Daniels/2017/USA | 78 | NR | NR | NIHSS ≤5 | MRI | Onset, upon hospital admission MRI assessment-44.9 hours (SD26.4) |
Divya/2017/India | 256 | 65.0 ± 9.3 | Male: 215 (84%), Female: 41 (16%) | NIHSS ≤5; mRS ≤2 | CT, MRI | 3 months post |
Edwards/2006/USA | 219 | 64.74 ± 15.87 | Male: 94 (43%), Female: 125 (57%) | NIHSS ≤5 | CT, MRI | 6 months |
Eriksson/2013/USA | 99 | NR | NR | NIHSS ≤5 | Participation | 4-9 months; Mean 6.4 months |
Fang/2010/Canada | 13,638 | NR | NR | CNS =8 | NR | Emergency admissions |
Faulkner/2015/New Zealand | 27 | 65 ± 11 | Male: 15 (56%), Female: 12 (44%) | New Zealand’s TIA/stroke guidelines | Focal cerebral retinal symptoms | 7 days of symptom onset (baseline, 8 week, 12 month follow-up) |
Faulkner/2017/New | 60 | NR | NR | NIHSS ≤5 | Blood pressure, Blood lipid | 2 weeks |
Zealand | profile | |||||
Fride/2015/Israel | 163 | 63.75 ± 7.7 (50-89) | Male: 117 (71.8%) Female: 46 (28.2%) | NIHSS ≤5 | Cognition | 3 months |
Gadodia/2016/USA | 1,614 | 67 (57-77) | Male: 855 (53%), Female: 759 (47%) | NIHSS ≤5 | NR | During acute hospitalization, exact time NR |
Ghahremanfard/2013/Iran | 15 | 61.9 ± 11.6 | Male: 9 (60%), Female: 6 (40%) | mRS ≤2 | Mean platelet volume (MPV) | Neurology clinic, exact time NR |
Hsieh/2017/Taiwan | 7260 | NR | NR | NIHSS ≤5 | Old age, Prior hospitalization, Comorbidity, Complications | During acute hospitalization, exact time NR |
Joa/2017/Korea | 87 | NR | NR | Korean NIHSS ≤5 | Cognition, Motor function | Beginning of rehabilitation, exact time NR |
Jung/2015/South Korea | 3025 | NR | Male: 1,850 (61.2%) Female: 1,175 (38.8%) | NIHSS ≤4 | CT, MRI | Hospital admission (within 5 days of symptom onset) |
Kim/2015/Korea | 80 | 63.8 ± 13.6 | Male: 54 (67.5%) Female: 26 (32.5%) | MMSE ≥24; mRS ≤3 | Cognition, Motor function | Hospital admission and each hospital day and follow-up |
Lin/2006/Taiwan | 376 | 66.0 ± 11.6 | Male: 230 (61%) Female: 146 (39%) | NIHSS ≤3 | CT, MRI | 48 hours |
Liu/2015/China | 211 | 60.2 ± 12.6 | Male: 155 (73.5%) Female: 56 (26.5%) | NIHSS ≤3 | MRI | 24 hours |
Luengo-Fernandez/2009/UK | 275 | NR | NR | NIHSS ≤3 | NR | < 14 days |
Moustafa/2010/UK | 6 | 68.3 | Male: 4 (66.7%) Female: 2 (33.3%) | NR | PET, MRI, Doppler ultrasound | 47 days (SD 31 days) |
Muren/2008/Norway | 30 | 58.0 ± 9.0 | Male: 17 (57%) Female: 13 (43%) | NR | Cognition. Communication, Motor function, | 60 months (SD 27 months) Range 16-104 months |
Muus/2010/Denmark | 105 | Male: 65.8 mean (range: 40-83)† Female: 66.3 mean (range: 42-87) Pooled average: 66 mean (range: 40-87) | Male: 63 (60%) Female: 42 (40%) | SSS 45-58 | Cognition, Motor function | 3 and 12 months |
Muus/2011/Denmark | 93 | NR | NR | SSS (45-58) | Cognition, Motor function | 3, 12 and 24 months |
Novak/2004/USA | 15 | 53.1 ± 1.6 | Male: 5 (33.3%) Female: 10 (66.7%) | mRS <3 | CT, MRI | 18.3 months (SD 4.5 months) after acute onset |
O’Brien/2010/USA | 98 | 51.53 ± 7.74 | Male: 54 (55.1%), Female: 44 (44.9%) | NIHSS ≤3 | Cognition, Motor function | 6 months-18 months post stroke |
Ois/2009/Spain | 163 | 71.8 ± 10.4 (45-92) | Male: 97 (59.5%) Female: 66 (40.5%) | NIHSS ≤6 | CT, MRI | 6 hours, 72 hours, 7 days, 14 days |
Pfaff/2016/Germany | 33 | 68.0 ± 16.0 | Male: 14 (42.4%) Female: 19 (57.6%) | NIHSS ≤8 | CT, MRI | Time from onset to imaging 175 minutes (IQR 72-279); Time from onset to tPA 156 minutes IIQR 94-238) |
Rist/2013/USA | 27,728 | 54.7 ± 7.1 | Male: 0 (0%) Female: 27,728 (100%) | mRS ≤1 | Cholesterol level | 8.4 years |
Rochette/2007/Canada | 35 | 72.3 ± 10.5 | Male: 15 (42.9%), Female: 20 (57.1%) | CNS >8.5/11.5 | Motor function | 2-3 weeks, 3 months and 6 months |
Rozon/2015/Canada | 186 | 63.3 ± 12.5 | Male: 105 (56.4%), Female: 81 (43.6%) | CNS >8.5/11.5; mRS ≤2 | Motor function | 1 month, 6 months, and 1 year |
Ruuskanen/2010/Finland | 37 | Median: 62 (IQR 57-71) | Male: 24 (64.9%), Female: 13 (35.1%) | NIHSS ≤4 | Cognition | Average 4 days after onset (MD 4.00) Range 1-11 |
Sarker/2008/UK | 259 | NR | NR | GCS >12 | CT, MRI, Cerebrospinal fluid analysis, Post mortem examination | 3 months, 1 year, yearly over 10 years |
Seymour/2014/USA | 13 | 62.08 ± 15.10 (36-82) | Male: 9 (69.2%) Female: 4 (30.8%) | NIHSS ≤5 | Sexual functioning | 6-18 months |
Shi/2015/China | 757 | 61.14 ± 11.56 | Male: 513 (67.8%), Female: 244 (32.2%) | NIHSS ≤3 | CT, MRI | 14 days (SD 2 days), 3 months, 6 months, and 1 year after stroke |
Shi/2016/China | 747 | 61.0 ± 11.5 | Male: 507 (67.9%), Female: 240 (32.1%) | NIHSS ≤3 | Cognition, Depression, CT, MRI | 14 days (SD 2 days), 3 months, 6 months, and 1 year after stroke |
Song/2014/China | 3,231 | 64.18 ± 12.31 | Male: 1999 (61.9%) Female: 1232 (38.1%) | NIHSS ≤4 | Statin use, CT, MRI | Time onset to admission: Non-statin 15.72 (SD 8.32); Statin 16.47 (SD 8.19) |
Tellier/2011/Canada | 8 | 56.9 ± 9.2 | Male: 2 (25%) Female: 6 (75%) | CNS >8.5; mRS ≤2; | Cognition, Motor function, Participation, Mood | NR |
Torres-Mozqueda/2008/USA | 172 | 69.3 (SE = 1.0) | Male: 94 (54.7%) Female: 78 (45.3%) | NR | CT, MRI | Acute onset, exact time NR |
Tseng/2006/Taiwan | 193 | 64.0 ± 11.0 | Male: 116 (60%) Female: 77 (40%) | NIHSS ≤6 | CT, MRI | Onset <24 hours, exact time < 24 hours from admission in 81% of sample |
Valdes Hernandez/2015/USA | 195 | 77.73 ± 6.42 | Male: 65 (33%) Female: 130 (67%) | MMSE ≥23 | MRI | Acute onset, NR exact time |
Villain/2017/France | 34 | 57.52 ± 14.87 | Male: 22 (64.7%) Female: 12 (35.3%) | NIHSS ≤6 | Cognition, Depression | Outcomes within 24 hours following admission and at 3 months, exact time NR |
Volonghi/2013/UK | 216 | 71.0 ± 12.5 | Male: 121 (56%) Female: 95 (44%) | NIHSS ≤3 | Cognition | Outcomes at 1 year and 5 year follow-up, exact time NR |
Ward/2017/UK | 27 | 52.93 ± 9.52 | Male: 17 (63%) Female: 10 (37%) | NIHSS 1-5 | CT, MRI | Within 2 weeks of onset |
Wolf/2011/USA | 53 | 56.2 ± 12.8 (33-51) | Male: 23 (43%) Female: 30 (57%) | NIHSS ≤5 | Cognition | Within 1 week of mild stroke |
Wolf/2013/USA | 20 | 52.15 ± 7.43 | Male: 9 (45%) Female: 11 (55%) | NIHSS ≤5 | Cognition | Within 3 weeks post discharge from acute (Mean 21.95 days, SD 10.68), 6 months post (Mean 178.50, SD 47.90) |
Wolf/2017/USA | 14 | 52.93 ± 9.52 | Male: 6 (43%) Female: 8 (57%) | NIHSS 1-5 | Cognition | At least 6 months post-stroke |
Xue/2017/China | 438 | 58 (50-67) | Male: 230 (52.5%), Female: 208 (47.5%) | NIHSS ≤4 | CT, MRI, Hyperglycemia | Assessment on admission and 3 months post, exact time NR |
Zhang/2014/Australia | 76 | 67.2 ± 10.6 | Male: 44 (57.9%), Female: 32 (42.1%) | NIHSS ≤3 | Blood pressure | Within 7 days after initial stroke |
Zhang/2017/China | 217 | 62.4 ± 8.03 | Male: 147 (67.7%), Female: 70 (32.3%) | NIHSS ≤5 | MRI | Assessment on admission and 30 days post, exact time NR |
Zhang/2017/China | 229 | 66.6 ± 10.7 | Male: 123 (53.7%), Female: 106 (46.3%) | NIHSS ≤3 | MRI | < 3 days after onset, thyroid tested within 24 hours from admission, MRI within 7 days |
Zhou/2017/China | 242 | 46.0 (43-48) | Male: 168 (69.4%), Female: 74 (30.6%) | NIHSS ≤8 | CT, MRI | < 3 days after onset, mRS assessment evaluated at 14 days post |
Note.
Age only reported by sex. 6MWT = 6-minute Walk Test; CNS = Canadian Neurological Scale; GCS = Glasgow Coma Scale; FMA = Fugl-Meyer Assessment; FMA-UE = Fugl-Meyer Assessment for upper extremity; MMSE = Mini-mental State Examination; MOCA = Montreal Cognitive Assessment; mRS = Modified Rankin Scale; NIHSS = National Institutes of Health Stroke Scale; NR = not reported; SIS = Stroke Impact Scale; SSS= Scandinavian Stroke Scale.
Stroke Severity Assessments used to Classify Mild Stroke
As noted in Table 2 and 3, the stroke severity assessments for mild stroke identified from the included studies were mostly the NIHSS (n=41, 66%),14, 16, 25-63 followed by the Modified Rankin Scale, mRS (n=9, 15%),24, 27, 31, 64-69 and the Canadian Neurological Scale (n=4, 7%).68-71 Two articles each (3%) used the Barthel Index, Fugl-Meyer Assessment,72, 73 Glasgow Coma Scale,29, 74 and Mini-Mental State Exam.66, 75 New Zealand TIA Stroke Guidelines76 was used one time (2%). The articles that classified mild stroke using the NIHSS had variable cut-off scores that ranged from 2 to 9. NIHSS score of ≤5 (including the Korean NIHSS<5) was used most often in 15 articles (37%).27, 29, 31-39, 48, 56, 58, 62 This was followed by a NIHSS score of ≤3 that was used in 11 articles (27%),25, 28, 41-44, 49, 50, 54, 60, 61 NIHSS ≤4 in 6 articles (15%),14, 16, 40, 47, 51, 59 NIHSS ≤6 was used in 3 articles, (7%)45, 52, 53 and NIHSS ≤8 in 2 articles (5%).46, 63 Other NIHSS scores that included ≤2,26 range 1-5.55, 57 One study used the NIHSS to distinguish minor stroke ≤3 from mild stroke (4-9),25 and one study did not report the NIHSS cutoff score.30
Table 3:
Country | Frequency | Percentage |
---|---|---|
United States | 13 | 21.0 |
China | 8 | 12.9 |
United Kingdom | 7 | 11.3 |
Canada | 5 | 8.1 |
Korea | 4 | 6.5 |
Sweden | 4 | 6.5 |
France | 3 | 4.8 |
Taiwan | 3 | 4.8 |
Denmark | 2 | 3.2 |
India | 2 | 3.2 |
Israel | 2 | 3.2 |
New Zealand | 2 | 3.2 |
Australia | 1 | 1.6 |
Bulgaria | 1 | 1.6 |
Finland | 1 | 1.6 |
Germany | 1 | 1.6 |
Iran | 1 | 1.6 |
Norway | 1 | 1.6 |
Poland | 1 | 1.6 |
Spain | 1 | 1.6 |
Outcome Measures Used to Classify | Frequency | Percentage |
NIHSS | 42 | 61.8 |
NIHSS No Ranking | 1 | |
NIHSS 1-5 | 2 | |
NIHSS<2 | 1 | |
NIHSS<3 | 11 | |
NIHSS<4 | 4 | |
NIHSS<5 | 14 | |
NIHSS<5 Korean | 1 | |
NIHSS<6 | 5 | |
NIHSS<7 | 1 | |
NIHSS<8 | 2 | |
Modified Rankin Scale | 9 | 13.2 |
Canadian Neurologic Scale | 4 | 5.9 |
Barthel Index | 2 | 2.9 |
Fugl Meyer Assessment | 2 | 2.9 |
Scandinavian Stroke Scale | 2 | 2.9 |
Glascow Coma Scale | 2 | 2.9 |
Mini Mental State Exam | 2 | 2.9 |
6 Minute Walk Test and Stroke Impact Scale | 1 | 1.5 |
New Zealand TIA Stroke Guidelines | 1 | 1.5 |
No Response | 1 | 1.5 |
Clinical Signs and Symptoms | Frequency | Percentage |
MRI | 25 | 23.4 |
Cognition | 19 | 17.8 |
CT Scan | 18 | 16.8 |
Motor Functioning | 13 | 12.1 |
No Response | 5 | 4.7 |
Depression | 3 | 2.8 |
Blood Pressure | 2 | 1.9 |
Doppler Ultrasound Exam | 2 | 1.9 |
Participation | 2 | 1.9 |
Blood Lipid Profile | 1 | 0.9 |
Cerebral Spinal Fluid Analysis | 1 | 0.9 |
Cholesterol Level | 1 | 0.9 |
Communication | 1 | 0.9 |
Comorbidities | 1 | 0.9 |
Complications | 1 | 0.9 |
Discharge Timeframe | 1 | 0.9 |
PET Scan | 1 | 0.9 |
Focal Cerebral Retinal Symptoms | 1 | 0.9 |
Hyperglycemia | 1 | 0.9 |
Mean Platelet Volume | 1 | 0.9 |
Mood | 1 | 0.9 |
Old Age | 1 | 0.9 |
Post Mortem Exam | 1 | 0.9 |
Prior Hospitalization | 1 | 0.9 |
Sexual Functioning | 1 | 0.9 |
Statin Use | 1 | 0.9 |
Subtle Sequalae | 1 | 0.9 |
Imaging, Clinical Signs and Symptoms, and Medical Indicators to assess Mild Stroke
One-hundred and seven clinical signs and symptoms in mild stroke were identified in the 62 articles. Imaging findings were found in most studies (n=44, 41.1%), Table 3. Imaging tools included MRI (n=25, 40%),16, 25, 31-33, 40-42, 45, 46, 49-52, 55, 56, 61-64, 67, 74, 75, 77, 78 CT scan (n=18, 29%),25, 32, 33, 39, 41, 45, 46, 49-52, 55, 59, 63, 64, 67, 74, 78 and PET scan (n=1, 2%).77 Other clinical signs and symptoms used to identify mild stroke were: cognition (n=19, 17.8%)14, 27, 29, 36, 39, 44, 47, 50, 53, 54, 56-58, 66, 69, 73, 79-81 motor function (n=13, 21%),27, 29, 39, 44, 66, 68, 69, 71, 79-83 and medical indicators such as blood pressure, doppler ultrasound exam, blood lipid profile, cerebral spinal fluid analysis, cholesterol level, focal cerebral retinal symptoms, hyperglycemia, mean platelet volume, and statin use (n=10, 16%).24, 35, 51, 59, 60, 64, 65, 74, 76, 77 Other clinical signs and symptoms used less often to classify the individual with a mild stroke were: depression (n=3, 5%),30, 50, 53 and participation (n=2, 3 %).34, 69 The remaining clinical signs and symptoms to identify mild stroke included comorbidities, complications, old age, prior hospitalization,38 postmortem exam,74 subtle sequelae,72 sexual functioning,48 mood,69 communication.79 (n=1, 2%).
Variations in Stroke Severity Assessments Across Settings
Of the 36 studies conducted in acute care, a majority of studies (n=24, 67%) used the NIHSS scale,16, 25, 30-32, 37-42, 46, 47, 51-55, 57-59, 61-63 followed by Modified Rankin Scale, mRS (n=6, 17%),32, 64-66, 68 CNS (n=3, 8%).68, 70, 71 The MMSE,66 SSS,80 New Zealand’s stroke guidelines,76 and BI72 were each used in one study, and two studies did not report any stroke severity assessment scales.77, 79 Variability in the cut off scores of NIHSS was evident, that included: ≤5 (n=7, 19%),31, 32, 37-39, 58, 62 and 1-5,55, 58 followed by ≤325, 41, 42, 54, 61 ≤416, 40, 47, 51, 59 (n=5,21%), and ≤652, 53 and ≤846, 63 (n=3, 8%). One article classified stroke as both “minor” and “mild”,25 where minor was ≤3 and mild was between 4-9. Another article did not report the NIHSS ranking.30 The five studies that used mRS score to classify mild stroke had variations in their cut off scores, ≤2,32, 65, 68 1-3,64 ≤3,66 and ≤1.24 Most studies used imaging tools such as CT, MRI, and PET (n=17, 47%).16, 25, 31, 32, 40-42, 46, 51, 52, 55, 59, 61, 62, 64, 72, 77 followed by clinical signs and symptoms included cognition, motor function, depression, age, retinal symptoms, complications, and comorbidities, and sequelae (n=15, 42%),30, 38, 39, 47, 53, 54, 57, 58, 66, 68, 71, 72, 76, 79, 80 followed by medical indicators (n=6,17%) such as Doppler ultrasound,64, 77 mean platelet volume,65 cholesterol level,24 statin use,51 hyperglycemia.59 Two studies did not report imaging or clinical signs and symptoms.37, 70
Of the 12 studies conducted in the community, most studies used the NIHSS (n=8,67%),14, 27, 35, 36, 43, 44, 48, 56 followed by the mRS (n=2, 17%),27, 69 and MMSE, CNS, GCS, and SSS (n=1, 8.3%). The most frequent NIHSS cutoff scores for included ≤5, (n=5, 63%)27, 36, 48, 56 followed by ≤3 (n=2, 25%),43, 44 and ≤4 (n=1, 13%).14 Two studies used imaging tools such as CT and MRI,74, 75 and two studies used medical indicators such as blood pressure, lipid profile, cerebrospinal fluid analysis, and post mortem examination.35, 74 Most of the studies used clinical signs and symptoms (n=8, 67%) such as cognition, mood, motor function, sexual function, and participation.14, 27, 36, 44, 48, 56, 69, 81 One study did not report clinical signs and symptoms or imaging to diagnose mild stroke.43
Of the 13 studies that were conducted across multiple settings, most studies used the NIHSS (n=9, 69%),26, 28, 29, 33, 34, 45, 49, 50, 60 and one study each used the mRS,67 GCS,29 FMA of upper extremity.83 One study did not report the stroke severity assessments used to classify mild stroke.78 The most frequent NIHSS cutoff scores used was ≤3 (n=4, 44%),28, 49, 50, 60 followed by ≤5 (n=3, 33.3%),29, 33, 34 and one study (11%)used the score of ≤645 and ≤2.26 Six studies (46%) utilized imaging such as CT and MRI,33, 45, 49, 50, 67, 78 and one study used medical indicator e.g., blood pressure.60 Only five studies, 38% used clinical signs and symptoms including cognition, depression, motor function, and participation.29, 34, 50, 73, 83 Two studies did not report imaging or clinical signs and symptoms for mild stroke.26, 28
Variations in Stroke Severity Assessments Across Years
Most studies that provided assessments for mild stroke were conducted between 2013-2017, n=39 (63%), 15 studies (24%) were conducted between 2008-2012, and 8 studies (13%) were conducted between 2003-2007.
Between 2013-2017, most studies were used NIHSS (n=32, 82%); the cutoff scores ranging from <3 to <8,14, 16, 25, 26, 28-32, 34-40, 42, 46, 48-51, 53-55, 57-63 followed by mRS (n=5, 13%),24, 32, 65, 66, 68 MMSE (n=2, 5%),66, 75 CNS,68 FMA-UE,83 New Zealand’s stroke guidelines,76 GCS.29 16 studies assessed mild stroke from clinical signs and symptoms such as cognition, motor function, depression,14, 29, 30, 34, 36, 38, 48, 50, 53, 54, 57, 58, 66, 68, 76, 83 and imaging such as CT and MRI,16, 25, 31, 32, 40, 42, 46, 49-51, 55, 59, 61-63, 75 six studies medical indicators such as hyperglycemia, blood pressure, statin use, platelet volume.24, 35, 51, 59, 60, 65
Between 2008-2012, most studies used NIHSS, n=6, 40%; the cutoff scores ranging from <3 to <6,27, 43-45, 47, 56 followed by mRS,27, 69 CNS,69, 70 and SSS,80, 81 n=2, 13%, and one study used FMA,82 GCS.74 Three studies did not report use of any outcome measures.77-79 To assess mild stroke, most studies used clinical signs and symptoms such as cognition, motor function, participation, mood, and communication (n=9, 60%),27, 44, 47, 56, 69, 79-82 followed by imaging such as CT, MRI, and PET (n=4, 27%),45, 74, 77, 78 followed by medical indicators such as doppler ultrasound exam, CSF analysis, post mortem examination (n=2, 13%).74, 77 Two studies did not report imaging, clinical signs and symptoms, or medical indicators to assess mild stroke.43, 70
Between 2003-2007, 3 studies used NIHSS (38%); the cutoff scores ranging from <3 to <6,33, 41, 52 followed by mRS64, 67 and Barthel Index72, 73 (n=2, 25%), and CNS (n=1, 13%)71 These studies mainly used CT, MRI, and doppler ultrasound (n=5, 63%),33, 41, 52, 64, 67 followed by clinical signs and symptoms such as cognition, motor function, and sequalae (n=3,38%).71-73
Variations in Stroke Severity Characteristics Across Time Since Stroke
Time Since Stroke Onset Across Years
Many studies included the time since onset, (n=49, 79%). The studies that included time from onset of stroke in less than 30 days (n=28, 45%),25, 27-29, 31, 35, 40-43, 45-47, 49-52, 55, 56, 58, 60, 61, 63, 66, 70, 71, 76, 83 1-3 months (n=9 15 %),14, 30, 32, 36, 68, 74, 77, 80, 81 > 3 months-1 year (n=7, 11%),33, 34, 44, 48, 56, 72, 73 greater than one year (n=4, 6%).24, 65, 79, 82 One-fourth of the studies did not report time since stroke (n=14, 23%).16, 25, 37-39, 53, 54, 59, 62, 64, 65, 69, 75, 78
The majority of the studies that reported onset of stroke in less than 30 days occurred in the recent time period from 2013-2017 (n=20, 32%),25, 28, 29, 31, 35, 37, 40, 42, 46, 49-51, 55, 58, 60, 62, 63, 66, 76, 83 five studies reported time from onset in less than 30 days from 2008-2012 (n=5, 8%),27, 45, 47, 56, 70 and three studies were from 2003-2007 (n=3, 5%).41, 52, 71 The nine studies with reported time from stroke onset from 1-3 months in 2008-2012 (n=4, 6%)74, 77, 80, 81 and 2013-2017 (n=5, 8 %)14, 30, 32, 36, 68 The seven studies that reported time from onset of >3 months-1 year were primarily in 2003-2007 (n=4, 6%)33, 67, 72, 73 2008-2012 (n=2, 3%)40,75 and 2013-2017 (n=1, <1%).48 Finally, the four studies that indicated stroke onset of greater than one year were 2003-2007 (n=1 2% ),67 2008-2012 (n=2, 3%)79, 82, and 2013-2017 (n=1, 2%).24
Time Since Stroke Onset and Stroke Severity
In the studies that used less than 30 days since time of stroke onset, (n=21, 34%) used the NIHSS scale to determine stroke severity,25, 28, 31, 35, 40-43, 45-47, 49, 51-53, 55, 56, 58, 60, 61, 63 CNS (n=2, 3%),70, 71 and MMSE and mRS (n=1, 2%),66 mRS and NIHSS (n=1, 2%),27 New Zealand’s TIA/stroke guidelines (n=1, 2%),76 FMA-UE (n=1, 2%),83 Glascow Coma Scale (GCS) and NIHSS (n=1, 2%).29 In the 1-3 month range from time since stroke onset, NIHSS only was (n=3, 5%),14, 30, 36 NIHSS and mRS (n=1, 2%),32 SSS (n=2, 3%),80, 81 GCS (n=1, 2%),74 CNS with mRS (n=1, 2%),68 and 1 study did not document the use of stroke severity scale but used of imaging (n=1, 2%).77 Seven studies were in the timeframe of > 3months -1 year since time of stroke onset. Of these, NIHSS was used (n=5, 8%),33, 34, 44, 48, 57 and Barthel Index (n=2, 3%).72, 73 None of the studies that were greater than one year post-stroke onset used the NIHSS, mRS (n=2, 3%),24, 67 FMA (n=1, 2%),82 and one study did not report using a stroke severity scale for determination but used clinical signs and symptoms (n=1, 2%).79 Stroke severity and no response for stroke time of onset was noted in 13 studies. These studies used NIHSS (n=8, 13%),16, 26, 37, 38, 53, 54, 59, 61 mRS (n=2, 3%)64, 65 Korean NIHSS (n=1, 2%),39 CNS and mRS (n=1, 2%),69 and MMSE (n=1, 2%).75
Time Since Onset and Imaging, Medical Indicators, and Clinical Signs and Symptoms
Variations in imaging used to make the diagnosis of mild stroke, studies with onset of stroke in less than 30 days included CT/MRI (n=9;15%),25, 40, 41, 45, 46, 49, 52, 55, 63 3 used MRI alone (n=3,5%),31, 42, 62 1 study used (n=1,2%)50 MRI,CT in combination with cognition and depression, and one study ( n=1, 2)51 look at CT, MRI and the use of statins. Three (n=3, 5%)47, 56, 58 studies used cognition as their assessment to categorize the patients. The other twelve studies that were reviewed with stroke onset in less than 30 days used various clinical and lab work combinations as follows: three ( n=3, 5%)27, 29, 66 motor function and cognition assessment, two (n=2,3%%)71, 83 motor function alone, one (n=1,2%)76 focal cerebral retinal symptoms , one (n=1, 2%)35 blood pressure and blood lipid profile; one ( n=1, 2%)60 used only blood pressure and three (n=3, 5%)28, 43, 70 studies did not identify use of imaging or how the severity of stroke was determined. For studies with onset between 1-3 months, determining severity of stroke was completed by: 1 study (n=1,2%)32 CT/MRI, one study (n=1,2%)77 used the combination of PET, MRI and doppler ultrasound, one n=1,2%)74 CT, MRI, cerebrospinal fluid analysis and post mortem examination , two studies (n=2,3%)14, 36 used cognition , one study ( n=1,2%)81 used a combination of cognition and motor function, one study ( n=1, 2%)30 utilized assessment of depression, and one ( n=1, 2%)68 used motor function alone to determine the level of stroke severity. Studies utilizing those with stroke between 3 months to 1 year only one study (n=1, 2%)33 used imaging of CT/MRI. The remaining seven studies used the following to establish stroke severity instead of imaging: three ( n=3, 5%)54, 57, 73 cognition, one ( n=1, 2%)72 subtle sequelae, one (n=1,2%)34 participation, one ( n=1,2%)44 cognition and motor function, and finally one ( n=1,2%)48 utilized sexual functioning. For studies where participants were greater than one year post stroke one study ( n=1, 2%)67 CT/MRI to determine stroke severity, one ( n=1,2%)82 used motor function, one ( n=1, 2%)24 used cholesterol level, and one (n=1,2%)79 used a combination of cognition, communication and motor function to assist with determining stroke severity.
Discussion
This scoping review identified 62 studies meeting our inclusion criteria that used a definition to classify mild stroke. Varying nomenclature was used across the studies to describe mild stroke, and there was no consistent approach for classifying mild stroke using stroke severity assessments or clinical criteria. Adding to the complexity of a concise classification system were the range of contextual factors, which may have a substantial influence on terminology and classification criteria including the timing when stroke severity was assessed across the care continuum and the country in which the study was conducted.
Developing a consistent definition of mild stroke into interdisciplinary health care practice is critical for several reasons. First, a coherent definition will facilitate an appropriate and consistent identification of individuals with mild stroke. Specifically, practitioners using consistent assessments and clinical criteria for screening stroke will be more likely to differentiate varied levels of stroke severity with an accurate identification of individuals with mild stroke. This accurate identification may increase the likelihood of individuals with mild stroke being referred to services to support their ongoing rehabilitation needs. The development of a standardized definition of mild stroke at different time points along the trajectory of stroke recovery may also have an impact in addressing the needs of individuals with mild stroke. Practitioners such as physiatrists and rehabilitation professionals who understand the breadth and depth of challenges, including functional barriers among individuals with mild stroke, may be better prepared to refer these individuals to appropriate health care and community-based services to support their long-term health and functional outcomes.
To summarize the themes in the mild stroke scoping review, many of the research articles were conducted in the United States (21%), occurred in an acute care hospital (58%) and included persons with stroke of varying ages, with 60-69 being the most common. Stroke severity assessment was determined frequently by the NIHSS (61.8%), clinical signs and symptoms primarily identified imaging (41.1%), 45% had time since onset of stroke in less than 30 days, and most studies with assessment of mild stroke were completed between 2013-2017. Synthesis also revealed variations in stroke severity across years, time since stroke, imaging, medical indicators, clinical signs and symptoms and settings. These themes suggest variability in the definitions of mild stroke.
Of note, this study discovered ten unique definitions of mild stroke using stroke severity assessments that included ten different cut-off points within the most widely used measure to classify stroke severity – the NIHSS. Several clinical signs and symptoms were reported to classify a stroke as mild. The wide degree of variability and lack of a consensus definition undoubtedly contributes to inconsistent treatments and referrals.84 Furthermore, the measures used in the literature span several domains of the International Classification of Functioning, Disability and Health (ICF).85 The ICF is an internationally accepted framework that provides a common language for conceptualizing interactions between functioning, activities, participation, and contextual influences including personal and environmental factors. Working within a framework such as the ICF is a useful approach when examining assessments for individuals with disability85 and may be particularly useful for examining stroke severity assessments in individuals’ post-stroke.86
The NIHSS is the most widely accepted tool for measuring stroke severity in the literature.15 Despite being well-accepted, the inconsistent cut-offs used to determine stroke severity contribute to misclassification which in turn may lead to variations in administering interventions and referral to health care services. The NIHSS is meant to measure stroke-specific neurological deficit and was initially developed as a research tool to measure baseline data in acute stroke clinical trials.87 Although the NIHSS is valid and reliable, it maintains a focus on body functions and structures and may be not appropriate for measuring activity and participation that are important domains for measuring severity beyond acute care. Integrating measures that represent other ICF domains may be complementary to the focus on specific neurological impairments when classifying individuals with mild stroke. Many individual items of the NIHSS have poor reliability (i.e., loss of consciousness, gaze, facial palsy, ataxia, and dysarthria).26 Using different definitions of mild/minor stroke using NIHSS, patients’ outcomes varied from favorable to less favorable.
The modified Rankin Scale (mRS) was the second most frequent stroke severity assessments used in the literature17, 88 to classify individuals with mild stroke. The mRS is a valid and reliable tool that measures level of disability from the activity domain using a 0-6 scale, which spans from no symptoms (0) to dead (6). The mRS is one of the stroke reporting measures to assess 90-day functional outcomes suggested by the American Heart Association’s Get with the Guidelines.89 Along with measuring functional outcomes, it is important to include measures of cognition, along with activity and participation that will capture an accurate depiction of post-stroke disability among individuals with mild stroke.
The authors of this study did not locate articles meeting full inclusion for analyses that used subjective perspectives of mild stroke. Although individuals with mild stroke may not always recognize the breadth or depth of their post-stroke disability,84 integrating perspectives of individuals with mild stroke on their rehabilitation needs may be critical, particularly after acute hospitalization. Additionally, caregivers may have a unique and critical perspective of mild stroke severity.86 Future research is necessary for understanding the post-acute experience among individuals with mild stroke and their caregivers. Incorporating these perspectives in a future gold-standard classification will be necessary for a comprehensive classification of mild stroke. Some studies used TIA and mild/minor stroke interchangeably. We included studies since 2003, which overlaps when the definition for TIA was changed by the American Heart Association and the American Stroke Association in 2009 to brain injury “without acute infarction.”90 Therefore, there is a likelihood that we excluded some studies that classified patients with TIA before 2009 that might be mild/minor strokes. Based on the 62 identified articles, we are able to provide a summary of mild stroke definitions using stroke severity assessments and clinical signs or symptoms, which provides the initial steps towards the development of an international consensus classification of mild stroke. Appropriately classifying individuals with mild stroke has significant implications for health care services delivery. Since mild stroke is often viewed as having “non-disabling or rapidly improving symptoms, many do not receive medical treatment, such as tPA, experience delay of imaging.4, 91 In addition, many do not receive additional health services following discharge, despite having impending disability.92 Studies have indicated that individuals with mild stroke and their caregivers feel ill-equipped following discharge home1 and have unmet service needs.69 Ultimately, it is important to address the disparities in care receipt of individuals with mild stroke to improve service delivery and post-discharge outcomes.
Limitations
We only included studies that were published in English; hence the results of this study must be interpreted cautiously. Additionally, the most frequent limitation in scoping reviews is the possibility that the review may have missed some relevant studies. This limitation may be attributed to database selection, exclusion of literature based on search terms and search time constraints.
Conclusions
Inconsistencies in the classification of mild stroke are evident in the literature. Studies vary on the use of stroke severity assessments, cut-off scores, imaging tools, and clinical outcomes to classify mild stroke. A lack of an international consensus definition of mild stroke has a direct impact on treatment received, referral for services, and health service delivery. Future work must include a Delphi study with neurologists, physiatrists, rehabilitation professionals, and other members of the stroke care team to develop an international consensus definition of mild stroke. A consensus definition will support standardized terminology, improvement in diagnosis, administration of medical interventions, appropriate referral for services, and assessment of outcomes across the care continuum – from hospital to the community – among individuals with mild stroke.
Supplementary Material
Acknowledgements:
Monique Pappadis work on this study was supported by the National Institute on Aging, Grant Numbers P30AG024832 and P30AG059301, The National Institute on Disability, Independent Living, and Rehabilitation Research, Grant Number 90DP0028, and the Agency for Healthcare Research and Quality, Grant Number R24HS022134. All other authors do not have any conflicts of interest.
Footnotes
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