Abstract
Household air pollution (HAP) generated from solid fuel combustion is a major health risk. Direct measurement of exposure to HAP is burdensome and challenging, particularly for children. In a pilot study of the Household Air Pollution Intervention Network (HAPIN) trial in rural Guatemala, we evaluated an indirect exposure assessment method that employs fixed continuous PM2.5 monitors, Bluetooth signal receivers in multiple microenvironments (kitchen, sleeping area and outdoor patio), and a wearable signal emitter to track an individual’s time within those microenvironments. Over a four-month period, we measured microenvironmental locations and reconstructed indirect PM2.5 exposures for women and children during two 24-hour periods before and two periods after a liquefied petroleum gas (LPG) stove and fuel intervention delivered to 20 households cooking with woodstoves. Women wore personal PM2.5 monitors to compare direct with indirect exposure measurements. Indirect exposure measurements had high correlation with direct measurements (n = 62, Spearman ρ = 0.83, PM2.5 concentration range: 5–528 μg/m3). Indirect exposure had better agreement with direct exposure measurements (bias: −17 μg/m3) than did kitchen area measurements (bias: −89 μg/m3). Our findings demonstrate that indirect exposure reconstruction is a feasible approach to estimate personal exposure when direct assessment is not possible.
Keywords: Household Air Pollution, Microenvironment, Fine particulate matters (PM2.5), LPG Intervention, Indirect Exposure
1. Introduction
Approximately 3 billion people rely on solid fuels for cooking and heating globally due to lack of access to cleaner fuels1. According to the Global Burden of Disease, household air pollution (HAP) generated from cooking and heating with biomass stoves is associated with over 1.6 million premature deaths every year, mainly in low- and middle-income countries (LMICs)2. Young children and pregnant women are especially at risk from harmful exposure to HAP, since they spend the majority of their time indoors. HAP is associated with childhood acute lower respiratory infections3,4 and low birth weight5,6, both of which are the leading causes of death among children under 5 year old in LMICs7,8. However, HAP mitigation through cleaner cooking interventions, such as improved biomass stoves, has resulted in inconsistent results9,10, and many interventions have failed to sufficiently reduce HAP exposures.
Accurately assessing exposure to HAP – and thus the effectiveness of interventions to mitigate exposure – is challenging. Personal exposure monitors can be used on adults and older children to measure PM2.5 both gravimetrically and nephelometrically (continuously). Even the newer and more compact devices, such as the Enhanced Children’s MicroPEM (ECM), which weighs approximately 140g, with similar dimensions to a smart phone, are too heavy and large to be worn by children under 12 months for periods of 24 hours11. When directly estimating personal exposure to PM2.5 is not feasible, some studies measure personal exposure to carbon monoxide (CO) with small, lightweight monitors easily worn by infants as a proxy of PM2.5 and HAP exposure3,12. However, a systematic review of 61 studies from 27 countries has shown that CO is not always a consistently valid surrogate measurement for PM2.5 exposure13. Furthermore, the PM2.5-CO relationship may not be transportable across different study settings due to heterogeneous stove and fuel types, combustion conditions, and differences in other energy and housing-related factors. A second approach is to rely on measured kitchen area PM2.5 concentrations as a proxy for child exposure14. However, this method does not incorporate exposures during time spent away from the kitchen15. Another approach is to conduct an indirect or microenvironmental exposure assessment, which combines conventional pollutant measurements in various microenvironments with a time-activity diary or an objective measure of the location of participants in those microenvironments16–19. However, many of these studies assessed time-location patterns or microenvironmental locations using questionnaires or self-reported diaries, which are prone to recall bias and may not be accurate20. The use of questionnaires and self-reported diaries can be even more biased when mothers are asked to recall the time-location patterns of their children.
To improve the accuracy of PM2.5 exposure measurement, especially in children for whom it may be unfeasible to conduct direct measurements, there is need for more precise, objective and less intrusive indirect PM2.5 monitoring methods21. Recently, a Bluetooth® Low Energy (BLE) Beacon proximity sensing system, which consists of signal loggers (sensors) and coin-sized signal emitters, was adapted to assess the indoor location of children during monitoring22. The application and accuracy of this Beacon system in indirect PM2.5 exposure assessment has not been evaluated in field HAP studies. Here, we report on formative research to evaluate an indirect PM2.5 exposure assessment method using the Beacon system with participants including women and children enrolled in the Household Air Pollution Intervention Network (HAPIN) trial in rural Guatemala.
2. Methods
2.1. Purpose and design
This study was conducted as one part of the formative research phase of the HAPIN trial in one of its intervention research centers in Jalapa, Guatemala23. This study was designed as a small LPG cookstove intervention, including a 2-month baseline period followed up with a 2-month LPG fuel and cookstove intervention period. During the 4-month study period, we conducted monthly visits to each household. This study was approved by the institutional review boards of the Universidad del Valle de Guatemala (146-08-2016/11-2016) and Emory University (00089799). The trial is registered at ClinicalTrials.gov (Identifier NCT029446282).
2.2. Study sites and populations
This study took place between November 2017 and April 2018, in Xalapán area of the Jalapa Department in rural Guatemala, 150 km east of Guatemala City. At an average elevation of 1500 meters, Xalapán has a tropical wet climate with an average temperature of 20 °C. This pilot study was conducted during the dry season with less than 50 mm rainfall per month. We recruited 20 households (1) that relied on woodstoves or open fires for cooking, (2) where a non-smoking woman over the age of 35 years identified as the primary cook, and (3) who had a child aged <1 year. The selection criteria of households is based on the need for testing standardized operating procedures for the main HAPIN trial. Written informed consent was obtained from all participants.
2.3. PM2.5 measurements
For each household, we conducted four HAP assessments, two before and two after the LPG fuel intervention, for a total of 80 assessments. At each assessment, we measured 24-hour microenvironmental area concentrations (in kitchens, sleeping area, and outdoor patios) and personal PM2.5 exposures using the Enhanced Children’s MicroPEM (ECM, RTI International, Durham, NC USA), the same device selected for exposure monitoring in the larger HAPIN main trial24. In kitchen and sleeping area microenvironments, ECMs and personal locating Beacon loggers (more details in section 2.4.1) were placed 1.5 meters above the floor, usually hanging on the wall, 1 meter away from the edge of the combustion source and at least 1 meter away from windows or doors. In the outdoor patio microenvironment, ECMs and Beacon loggers were placed in a secure area 1 to 2 meters above the ground, usually installed under the outside edge of roof, at least 3 meters away from the kitchen and other rooms. Instruments installed in one microenvironment were not visible from the other microenvironment.
ECMs were programmed to sample PM2.5 continuously using a nephelometer at a logging rate of 30 seconds and also collected gravimetric PM2.5 samples on a 15 mm Teflon filter (PT15-AN-PF02, MTL LLC., Minneapolis, MN USA) at a flow rate of 0.3 L/min. Gravimetric PM2.5 measurements made with the ECM have a limit of detection of 5 μg/m3 for 24-hour sampling periods. All Teflon filters were pre- and post-weighed in a temperature- and humidity-controlled laboratory at the University of Georgia with temperatures between 20 – 24°C and relative humidity between 30% - 40%. Filters were stored in a −20 °C freezer after sampling in a laboratory at Universidad del Valle de Guatemala, and were transported in double zip-lock bags in coolers with blue ice to the weighing laboratory. We collected 51 duplicate ECM samples (24-hour side-by-side ECM measurements) and 34 field blank filters. In Figure 1S, we showed that duplicate ECM samples had good agreement (R2 = 0.90). For all 34 field blanks, net weight changes were less than 5 μg, with a mean of 0.7 (SD: 2) μg.
We calibrated all nephelometric continuous PM2.5 concentrations with the run-specific 24-hour filter-based PM2.5 measurement. First, we calculated a calibration factor for each ECM deployment as the ratio between the 24-hour filter based gravimetric PM2.5 concentration and the corresponding 24-hour average nephelometric PM2.5 concentration. Then, we multiplied each continuous nephelometric measurement by the calibration factor for each corresponding run to get the gravimetrically-adjusted nephelometric measurements. Finally, we averaged gravimetrically-adjusted nephelometric measurements into 5-minute intervals to reduce variability of the original 30-second measurements. We used the gravimetrically-adjusted continuous nephelometric PM2.5 concentrations to reconstruct PM2.5 exposures in this study.
2.4. Microenvironment Indirect PM2.5 Exposure Measurement Methods
2.4.1. Beacon systems
Beacon systems, consisting of personal Beacon emitters (Model O, Roximity Inc., Denver, CO USA) and Beacon loggers (Berkeley Air Monitoring Group, Berkeley, CA USA), were used to identify the microenvironments participants (women and children) moved through over time. The Beacon emitter (hereafter referred to as Beacon) is a coin size device that constantly emits Bluetooth signal, with battery life over 15 months. Women and children wore two Beacons each on their sampling vest (women) or clothing (infants) during each measurement (Figure 1e). In each microenvironment, we concurrently deployed a fixed-position Beacon logger with ECMs. The Beacon logger is of similar size to a smart phone and is powered by a separate battery pack. Beacon loggers receive and log Bluetooth signals emitted from Beacons; they record the Beacon’s unique Media Access Control (MAC) address and the Received Signal Strength Indicator (RSSI) of Beacons every 20 seconds onto a microSD card. The RSSI is proportional to the distance between the Beacon and the Beacon logger, and thus can be used to determine the participants’ microenvironmental locations. We classified participants’ location in five-minute intervals as the microenvironment where the Beacon logger recorded the strongest average RSSI from the two Beacons worn by participants. We assessed data quality of the Beacon system by checking whether Beacon loggers successfully logged data for 23 −25 hours over the 24-hour period, and whether data was logged in 20-second intervals. We only included data from the Beacon system for indirect PM2.5 exposure assessment if data passed quality checks without demonstrating the above problems.
2.4.2. Walk-through Test for Beacon Systems
At the beginning of each deployment, we carried out a 6 to 15 minute long walk-through procedure to assess the accuracy of the Beacon system’s location prediction. During the walk-through procedure, field workers wore sampling vests containing all Beacons and walked through each microenvironment for 2–5 minutes, where Beacon loggers were installed. The start and end times in each microenvironment were recorded and regarded as the ‘gold-standard’ of microenvironmental location classification during the walk-through procedure. We defined the accurate prediction rate of microenvironmental location during the walk-through as the percentage of time when field workers are classified in the same microenvironment as recorded manually. In Figure 2S, we show that the correct microenvironmental classification rate increases over time. During initial deployments of the system, due to suboptimal placement and system failures of Beacon loggers, the correct prediction rate of microenvironment was 40%−50%. At the end of this pilot study, after replacing malfunctioning Beacon loggers, correcting the set-up process, and optimizing Beacon logger placement in the outdoor patio area, the Beacon system was able to classify the microenvironment correctly at an average rate over 85% during walk-throughs.
2.4.3. Indirect PM2.5 Exposure Estimation
Equation 1 defines the indirect exposure (IE) estimate. IE is the time-weighted average of PM2.5 concentrations in microenvironments where participants spend time as classified by the Beacon systems.
Equation 1 |
IE refers to the total time-weighted average indirect exposure assessment, IEm refers to the contribution of PM2.5 exposure in each microenvironment m to the total time-weighted average indirect exposure. Ct,m is the gravimetrically-corrected nephelometric PM2.5 concentrations logged by an ECM at time t in microenvironment m. Lt,m is the indicator of the participant’s location by the Beacon systems at time t, in microenvironment m. Specifically, Lt,m = 1 if the participant is classified in microenvironment m at time t, otherwise Lt,m = 0. Notably, if none of Beacon loggers received Bluetooth signals from Beacons, we classify participants as outside of households, and will not have indirect PM2.5 measurements during that period of time. ΔT refers to the sampling interval, in this case 5 minutes. In Figure 3S, we show an example of a time-series plot of RSSI and microenvironmental location classification for one measurement. In Figure 4S, we show a time-series plot of indirect exposure and direct personal exposure from the same participant during the same measurement period.
2.4.3.1. Indirect PM2.5 Exposure for Women
In each household, the primary women cook wore two Beacons on their sampling vests along with a personal ECM to measure their direct personal exposure. Beacon loggers were placed together with ECMs in three microenvironments: kitchen, sleeping area, and outdoor patio. Women’s indirect exposure is estimated using gravimetrically-corrected nephelometric PM2.5 concentrations from the three fixed microenvironments, when women are classified in the given microenvironment by Beacon systems (Figure 1, a, b, d). Sixty-two (77%) of 80 indirect exposure assessments were valid for women; 18 (23%) measurements were removed due to low quality of data from Beacon loggers and (19%) and system failures of ECMs (4%). The low quality of Beacon logger data is mainly due to Beacon logger set up failures or obstruction of the Beacon signal. Therefore, for some Beacon loggers, we have no Beacon signal received and logged, and we will not have information of participants’ proximity to corresponding microenvironments.
2.4.3.2. Indirect PM2.5 Exposure for Children
In each household, we deployed two Beacons on the clothing of each child under 1 year of age and assessed their microenvironmental locations. Children’s indirect PM2.5 exposure is estimated using the gravimetrically corrected nephelometric PM2.5 concentrations from the three fixed microenvironment locations (kitchen, sleeping area and outdoor patio) and the women’s personal microenvironment, who also wore a Beacon logger (Figure 1, a-d). The purpose of adding one mobile microenvironment (that of the mother/women) is to ascertain the child’s exposure when the child is next to the mother and potentially outside of the kitchen or sleeping area. However, if they are very close, even in kitchen or sleeping area, we also classified children to women’s mobile microenvironment. Sixty-one (76%) of 80 indirect exposure assessments were valid for children; 18 (24%) measurements were removed due to low quality of Beacon logger data (19%) or system failures of ECMs (5%).
2.5. Statistical Methods
Descriptive statistics, including the arithmetic mean, standard deviation (SD), median and interquartile range (IQR) for 24-hour PM2.5 concentrations from area and women’s direct (personal) exposure samples were calculated. We reported both mean (SD) and median (IQR) statistics because 24-hour PM2.5 concentrations and exposures are not normally distributed (right-skewed). Second, descriptive statistics (mean and SD) for women’s and children’s time spent in each microenvironment predicted by the Beacon system were calculated. We estimated women and children’s indirect PM2.5 exposure and calculated descriptive statistics and estimated the mean contribution to indirect PM2.5 exposure from each microenvironment. To evaluate the performance of the Beacon-derived indirect exposure methods, we compared women’s direct (personal) exposure measurements with indirect measurements and calculated Spearman correlation coefficients. We created Bland-Altman plots to evaluate agreement between direct personal exposure, indirect exposure, and kitchen measurements. We calculated the root mean squared error (RMSE) of indirect exposure estimates and kitchen area PM2.5 concentrations compared to direct personal exposure measurements, respectively. Bias was calculated separately as the mean difference of direct personal and indirect measures and the mean difference of the direct personal and kitchen paired PM2.5 concentrations, respectively. Data analysis was conducted in R (version 3.5.0, the R foundation, Vienna, Austria) and used the ggplot2 package for generating figures.
3. Results
3.1. Household Characteristics and Area PM2.5 Concentrations
Among twenty household in this study, most (n = 17, 85%) had a fully enclosed kitchen with a roof and four walls. The walls of households were made of bricks and roofs were made of wood or corrugated metal. The average size of an enclosed kitchen was 14.2 m2, with an average of height of 2.5 m. The kitchens were potentially well ventilated in the households, with an average of 11 windows or apertures. Table 1 shows 24-hour area PM2.5 concentrations during the pre-LPG baseline measurements and the post-LPG follow-up period. We observed high 24-hour area PM2.5 concentrations during baseline measures compared to the follow-up period. We found 94%, 79%, and 62% reductions in 24-hour PM2.5 levels in the kitchen, sleeping area, and outdoor patio area microenvironments.
Table 1.
Baseline | Follow-up | |||
---|---|---|---|---|
Mean (SD) | Median (IQR) | Mean (SD) | Median (IQR) | |
Kitchen | 397 (301) | 308 (227) | 21 (14) | 17 (22) |
Sleeping area | 113 (172) | 34 (101) | 23 (13) | 40 (37) |
Outdoor patio | 58 (78) | 34 (32) | 22 (18) | 20 (24) |
3.2. Indirect Exposure Assessment
3.2.1. Time Spent in Each Microenvironment for Women and Children
Figure 2 shows the average estimated hours (over a 24-hour period) that women and children spent in each microenvironment, as well as time outside of the household in the pre- and post-LPG intervention periods. Women spent 12.8 hours in the sleeping area, 6.2 hours in kitchen and 3.5 hours in the outdoor patio. Children spent 11.3 hours with their mothers, 8.2 hours in bedroom and 2 hours in the outdoor patio microenvironment. Women and children spent 0.9 hour outside of the monitored household microenvironments on average. We found that the LPG intervention was not associated with women’s time in any of the three microenvironments and was only statistically significantly associated with children’s time in the sleeping area (Two-sided t-test p = 0.01).
3.2.2. Indirect PM2.5 Exposure for Women
Women participants reported high compliance of wearing sampling vest. The average time not wearing sampling equipment aside from sleeping and bathing was 1.1 hour. Table 2 lists the mean and median 24-hour women’s direct exposures and indirect PM2.5 exposure reconstructions in pre- and post-LPG periods, along with Spearman correlation coefficients between the indirect and direct measurements. The means of direct and indirect PM2.5 exposure are 189 (SD: 138) μg/m3, and 258 (SD: 194) μg/m3, respectively, both of which are well above World Health Organization (WHO) Interim Target 1 guideline of 35 μg/m3. We found a 75% and 91% reduction in direct and indirect 24-hour mean PM2.5 exposures after LPG intervention, respectively.
Table 2.
Baseline n =27 |
Follow-up n = 35 |
Overall n = 62 |
|
---|---|---|---|
Direct personal PM2.5
exposure mean(SD), median (IQR) |
189 (138), 119 (164) |
47 (29), 42 (31) |
109 (116), 66 (79) |
Indirect PM2.5
exposure mean(SD), median (IQR) |
258 (194), 188 (214) |
23 (13), 21 (21) |
125 (172), 39 (135) |
Spearman correlation coefficient between women’ direct and indirect PM2.5 measure | 0.63 | 0.66 | 0.81 |
SD: standard deviation, IQR: interquartile range
Indirect measures of PM2.5 are highly correlated with direct personal measures for women, with a Spearman correlation of 0.81 (Figure 5S). Figure 3 shows the mean of women’s direct PM2.5 exposure and indirect PM2.5 exposure and the contribution of each microenvironmental PM2.5 measurement to the indirect PM2.5 exposure estimates. In the baseline period, indirect exposure estimates were higher than the direct exposure measurements, and PM2.5 exposures from the kitchen microenvironment contributed most strongly to the average indirect exposure. In the post-LPG period, direct exposures were higher than indirect exposures and the sleeping area contributed most of indirect exposure for women.
Figure 4 shows the Bland-Altman plot of 24-hour direct versus indirect PM2.5 measurements (left panel) and direct versus kitchen PM2.5 measurement (right panel) for women. The x-axis of the plot is the average of two measurements, and the y-axis is the 24-hour direct measurement minus indirect measurement (left panel) or 24-hour direct measurement minus kitchen measurement (right panel), respectively. The blue line is the mean of the measurement differences (y-axis value) and two red lines are 95% confidence interval of the measurement differences. The left panel (a) of Figure 3 shows a smaller difference between two measurements and dots are less deviated from the blue centerline, compared to the right panel (b). Indirect measurements have less bias and have better agreement with direct personal measurement when compared with kitchen measurements (Figure 4). Table 3 shows the root mean squared error (RMSE) and bias of direct-indirect PM2.5 exposure pairs and direct-kitchen PM2.5 concentration pairs by LPG intervention period. When compared to women’s direct PM2.5 exposure, the RMSE of the women’s indirect PM2.5 exposure was 128 μg/m3 and the RMSE of kitchen PM2.5 concentration was 250 μg/m3. The average bias between direct-indirect PM2.5 exposure was −17 μg/m3 (indicating overestimation of the indirect method), and average bias between direct-kitchen PM2.5 was −89 μg/m3. Most of the error and bias come from the pre-LPG intervention baseline phase, as indirect exposure and kitchen area measurement overestimated direct personal PM2.5 exposure levels (Table 3).
Table 3.
Baseline n =27 |
Follow-up n = 35 |
Overall n = 62 |
||
---|---|---|---|---|
RMSE | Direct-indirect | 189 | 34 | 128 |
Direct-kitchen | 377 | 35 | 250 | |
Bias | Direct-indirect | −70 | 24 | −17 |
Direct-kitchen | −230 | 26 | −89 |
RMSE: root mean squared error
3.2.3. Indirect PM2.5 Exposure Prediction for Children
Children shown high compliance of wearing Beacons. Women participants reported their children not wore Beacon only for average 0.2 hour among 80 measurements, aside from sleeping and bathing. Table 4 lists the mean (SD) and median (IQR) of indirect PM2.5 exposures for children by intervention period. We found that children’s indirect PM2.5 exposure was reduced by 77%, from a mean of 175 (SD, 123) μg/m3 to 39 (SD, 26) μg/m3 after LPG intervention. In Figure 5, we show the mean of children’s indirect PM2.5 exposure and the contribution of each microenvironment to indirect PM2.5 exposure. In the pre-LPG period, the women/mothers’ personal ‘microenvironment’ contributed most strongly, followed by PM2.5 in the kitchen microenvironment. In the post-LPG period, women/mother’s personal microenvironment contributed most to the indirect PM2.5 exposure.
Table 4.
Indirect PM2.5
exposure estimate |
Baseline n = 26 |
Follow-up n = 35 |
Overall n = 61 |
---|---|---|---|
Mean (SD) | 175 (125) | 39 (26) | 97 (107) |
Median (IQR) | 141 (160) | 35 (30) | 51 (90) |
4. Discussion
In this study, we demonstrated the feasibility of objectively monitoring the location of participants including adult women and children in their homes using a BLE Beacon proximity sensing system. This system, when combined with ECM PM2.5 monitors placed in microenvironments throughout the home, enabled reconstructions of personal exposures that were highly correlated with direct measurements of PM2.5 exposure. The same system enabled accurate prediction of the location of children under 1 year of age and enabled reconstructions of their exposure to PM2.5 over 24 hour periods.
To our knowledge, this is the first study evaluating indirect exposure to PM2.5 using personal locating technology and microenvironment PM2.5 monitors in HAP field studies. Previous studies mainly applied time-activity questionnaires or diaries as self-reported records of microenvironmental location11,16–19. A few studies have applied an objective personal locator for time-location assessment in similar settings in Guatemala; those studies relied on an ultrasound emitter and detector to provide a binary presence or absence in a specific microenvironment25,26. Most of the previous studies using indirect exposure approaches did not validate the accuracy of the time-location patterns reported by participants. We conducted walk-through tests by comparing records from field workers (our gold standard) with locations determined by the Beacon logger, and found Beacon systems could accurately predict location 89% of the time on average. This finding of high microenvironment predicting accuracy of the Beacon system is consistent with a previous study that utilized ultrasound personal locator devices25.
For adult women, the Beacon system indicated that they spent half of their time in sleeping area (12.8 hours per day), followed by kitchen (6.2 hours per day) and outdoor patio (3.5 hours per day) microenvironments, and 0.9 hour out of any of these microenvironments. These findings are similar to studies conducted in India17,19, Kenya16 and Mexico18, all of which found women cooks spend around 12 hours per day in the living room or sleeping room, followed by 4–7 hours per day in the kitchen. Notably, we found that time-activity patterns did not seem to change between pre- and post-LPG periods for women. This is consistent with the findings of Zuk et al., who did not find a change in time-activity patterns from an improved biomass stove intervention in rural Mexico18. For children under 1 year old, we found that they spent most of the time with mothers or in the sleeping area. Notably, we classified children into women/mothers’ microenvironment if they were close together, even if they are in the kitchen or sleeping areas. Our findings are consistent with findings from older children in Nepal11 and Kenya16, where children spent 12.2 hours per day and 44% of their time in the living room or sleeping area, respectively. Interestingly, we found that the LPG fuel intervention increased the time children spent with their mothers (3.3 hours). However, since our study did not collect self-reported time-activity diaries from participants and due to a relatively limited number of samples, more studies are needed to confirm the effect of LPG interventions on time-activity patterns. In addition, we found that women were not in any of the measured microenvironments for, on average, 1 hour per day. During these periods, no indirect measurement of exposure to PM2.5 was captured. This is possibly due to some participants leaving their households during the day to visit friends or relatives, or to go shopping, and also due to a few participants who went to another home to sleep at night. We still included these households in our evaluation of indirect exposure assessment of the women, because we believe these indirect exposure measurements, even lacking a few hours of data, are still useful for predicting daily exposure levels. Sensitivity analysis excluding measurements with more than 4 hours outside of households (n = 3) shown that the time spent and indirect exposure changed less than 10% compared to original results.
Our study illustrates that indirect PM2.5 exposure estimates derived from the Beacon system showed a stronger correlation with direct measurements of PM2.5 personal exposure (ρ=0.81), than did correlations between kitchen microenvironment PM2.5 levels and direct personal measurements of PM2.5 exposure levels (ρ=0.68). As shown in the Bland-Altman plot (Figure 4), indirect exposure measurements tended to have less bias and agree better with direct personal exposure than kitchen area PM2.5 measurements. Therefore, the Beacon indirect exposure method described here better estimates exposures than does simply using area measurements as a proxy for exposure, a common, but perhaps inaccurate, method used to estimate PM2.5 exposures for infants27,28. Our findings confirm other recent data from HAPIN formative research indicating that the LPG intervention can reduce PM2.5 levels close to the WHO target of 35 μg/m3.29 Prior estimates of an LPG intervention effect were around 70 μg/m3.30 Despite the fact that we provided a 3-month supply of free LPG gas cylinders, it is likely that some continued used of biomass fuel (stove-stacking) and air pollution from neighboring households increased PM2.5 exposure above what we would have observed with only gas fuel use.
The new indirect microenvironment exposure approach in our study has a number of advantages over typical indirect exposure assessment. First, we applied a Beacon proximity sensor system, an objective personal locating system to assess microenvironmental locations of participants. This approach can reduce error and recall bias from self-reported time-activity data. Second, we used gravimetrically-corrected continuous microenvironmental PM2.5 concentrations to reconstruct indirect exposures. Compared to other similar studies using time-activity patterns or microenvironmental approaches11,18, our study has the advantage to capture temporal variation and peaks of PM2.5 for indirect exposure.
We also found that indirect exposure estimation from the Beacon system has some limitations and biases. We expect two types of bias would emerge from indirect exposure assessment compared to direct personal exposure. One type of bias is that the indirect method is not able to capture all of the microenvironments participants move through and could mischaracterize locations of participants. Another type of bias emerges when area PM2.5 measures differed from true personal direct PM2.5 measures, which reflects differences between area ECM PM2.5 monitors and personal monitors when participants locations are known. Figure 4 illustrated heteroscedasticity using indirect exposure to predict indirect exposure, indicating error of indirect exposure increases as PM2.5 level increases. Table 4 showed that in the pre-LPG baseline period, indirect exposure overestimated direct exposure but in the post-LPG follow-up period, indirect exposure tended to underestimate direct exposure. The overestimation at baseline may be due to differences between personal monitors and area monitors in households cooking with biomass stoves/open fires, with area monitors being closer to the open fire. The underestimation of indirect exposures in post-LPG follow-up periods may be due to the existence of other sources of air pollution, which is captured by the personal monitor but not necessarily by area monitors, and may have a greater relative importance when kitchen measurements have been sharply lowered. We show in the supplementary materials that compared to personal direct exposure measurement (gold standard), the Beacon indirect method will likely over-estimate personal exposure levels in biomass households and likely under-estimate personal exposure levels in LPG intervention households, which is in fact what we have observed.
It is also worth noting that we have relatively high failure rates for the Beacon system (19%, 15 measurements out of 80 measurements), mainly due to incorrect set up of 10 (13%) Beacon loggers leading to failures of Beacon logger systems, and 5 (6%) Beacon logger misplacement in outdoor patio areas, leading to the obstruction of Beacon signals. However, we found these failures occurred mainly in the beginning phase of this study and could be largely prevented if additional training of field workers was conducted to ensure proper set up of Beacon loggers. Despite these limitations, our study still showed that the combination of the Beacon system and ECM monitors is a precise and feasible indirect method to assess exposure to PM2.5 in low-and-middle income settings for children, especially when direct personal exposure measurement is not practical.
5. Conclusion
We assessed an indirect, sensor-enabled exposure measurement technique in households using woodstoves at baseline and an LPG cookstove at follow-up. This information adds evidence that indirect exposure assessment using the Beacon system as a microenvironmental location monitor provides an acceptable estimate of personal exposures in biomass and LPG stove settings. We found that indirect exposure methods have higher correlation with direct personal exposure measurements and less bias than do kitchen measurements. In settings where conducting personal direct exposure assessment is not practical, such as for children under 1 year old, the Beacon indirect exposure method is an alternative that provides better estimates of personal exposure to PM2.5. The results of this study can inform exposure assessments for future household air pollution studies.
Supplementary Material
Acknowledgement
This study was supported through the National Heart, Lung, and Blood Institute/National Institutes of Health [1UM1HL134590-01] and Bill & Melinda Gates Foundation [OPP1131279]. A multidisciplinary, independent Data and Safety Monitoring Board (DSMB) appointed by the National Heart, Lung, and Blood Institute (NHLBI) monitors the quality of the data and protects the safety of patients enrolled in the HAPIN trial. NHLBI DSMB: Nancy R. Cook, Sc.D.; Stephen Hecht, Ph.D.; Catherine Karr, M.D., Ph.D.; Katie H. Kavounis, M.P.H.; Dong-Yun Kim, Ph.D.; Joseph Millum, Ph.D.; Lora A. Reineck, M.D., M.S.; Nalini Sathiakumar, M.D., Dr.P.H.; Paul K. Whelton, M.D.; Gail G. Weinmann, M.D. Program Coordination: Gail Rodgers, M.D., Bill & Melinda Gates Foundation; Claudia L. Thompson, Ph.D. National Institute of Environmental Health Science (NIEHS); Mark J. Parascandola, Ph.D., M.P.H., National Cancer Institute (NCI); Danuta M. Krotoski, Ph.D., Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD); Joshua P. Rosenthal, Ph.D. Fogarty International Center (FIC), Conception R. Nierras, Ph.D. NIH Office of Strategic Coordination Common Fund; Antonello Punturieri, M.D., Ph.D. and Barry S. Schmetter, National Heart, Lung, and Blood Institute (NHLBI). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health or Bill & Melinda Gates Foundation.
Footnotes
Conflict of Interest
The authors declare no conflict of interest.
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