Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2020 Jul 1;15(7):e0234600. doi: 10.1371/journal.pone.0234600

Pre-outbreak determinants of perceived risks of corona infection and preventive measures taken. A prospective population-based study

Peter G van der Velden 1,2,*, Miquelle Marchand 1, Boukje Cuelenaere 1, Marcel Das 1,2,3
Editor: Geilson Lima Santana4
PMCID: PMC7329111  PMID: 32609763

Abstract

Objectives

Assess how people perceive the risks of coronavirus infection, whether people take preventive measures, and which pre-outbreak factors contribute to the perceived risks and measures taken, such as pre-outbreak respiratory problems, heart problems, diabetes, anxiety and depression symptoms, loneliness, age, gender, marital and employment status and education level.

Methods

Data were collected in the longitudinal LISS panel, based on a random sample of the Dutch population. The coronavirus survey started on March 2, and the data collection ended on March 17 2020. Data were linked with surveys on health and social integration conducted at the end of 2019 (Nstudy sample = 3,540).

Results

About 15% perceived the risk of infection as high, and 11% the risk becoming ill when infected. Multivariable logistic regression analyses showed the following. Older age-groups perceived the risk for coronavirus infection as lower (all adjusted Odd Ratio’s [aOR] ≤ .070). In total, 43.8% had taken preventive measures, especially females (aOR = 1.46, 95% CI = 1.26–1.70). Those with lower education levels less often used preventive measures (aOR = 0.55, 95% CI = 0.45–0.67). Those with pre-outbreak respiratory problems (aOR = 2.75, 95% CI = 2.11–3.57), heart problems (aOR = 1.97, 95% CI = 1.34–2.92) and diabetes (aOR = 3.12, 95% CI = 2.02–4.82) perceived the risk becoming ill when infected as higher than others. However, respondents with pre-outbreak respiratory problems and diabetes did not more often take preventive measures.

Conclusions

Vulnerable patients more often recognize that they are at risk becoming ill when infected by the coronavirus, but many do not take preventive measures. Interventions to stimulate the use of preventive measures should pay additional attention to physically vulnerable patients, males and those with lower education levels.

Introduction

On December 31 2019, the WHO China Country Office was informed of cases of pneumonia with a then unknown etiology. The Chinese authorities identified the etiology: a new type of corona virus (SARS-CoV-2) which was isolated on January 7 [1]. In the first two months after the first report, 79,968 persons in China were infected by the virus (confirmed cases) [2]. The number of confirmed cases across the globe on March 1 2020 was raised to 87,137. With respect to the spectrum of the disease COVID-19 caused by the new corona virus, Wu and McGoogan [3] reported that, based on the 44,415 confirmed cases in China, 81% was mild, 14% severe and 5% critical. The overall case-fatality rate (CFR) in China was 2.3% (among 44,472 confirmed cases). Meanwhile, the corona virus outbreak also severely affects the production facilities, transport, the global economy, and financial markets.

To prevent and reduce infection by the new coronavirus health organizations such as the WHO, governmental health agencies and journals offer information about possible preventive measures [15]. The cohort study of Pan and colleagues [6] among 32,583 confirmed COVID-19 cases in Wuhan, reported between December 2019 and March 8 2020, showed that series of multifaceted (preventive) public health interventions were temporally associated with improved control over the SARS-CoV-2 outbreak. These interventions were aimed at control of the sources of infection medical resources, patient triage), blocking of transmission routes (intracity and intercity transportations, social distancing) and prevention of new infections (personal hygiene, home confinement, health communication).

To target and implement interventions to stimulate preventive behavior against infection, more insight is needed in how people perceive the risks of being infected by this new coronavirus, if they use of preventive measures, and especially which pre-outbreak factors determine the perceived risks and measures taken [7]. The study of Wang and colleagues [8], using a snowball sampling strategy in mainland China with surveys at the end of January and the end of February 2020, showed that 11.2% (first survey) and 9.1% (second survey) did find it very likely contracting COVID-19 during the pandemic. In addition, 11.9% (first survey) and 8.9% (second survey) did find it not very likely or not likely at all surviving if infected by COVID-19. Both variables were associated with current anxiety or depression symptoms. In total, 59.8% (first survey) and 73.2% (second survey) did always wear facemasks regardless of the presence or absence of symptoms; 66.6% (first survey) and 73.9% (second survey) did always wash hands after touching contaminated objects. The frequency of used preventive measures was negatively associated with current mental health problems. However, to the best of our knowledge, to date prospective studies conducted among random samples of the general population assessing the perceived risks of corona infection, preventive measures taken and pre-outbreak determinants of perceived risks and measures taken, are absent. Aim of the present prospective study, based on a random sample of the general population, is to shed light on this gap of scientific knowledge.

With respect to perceived risks, we made a distinction between risk for infection and risk of becoming ill when infected [9]. With respect to potential determinants, we first focused on pre-outbreak respiratory, heart problems and diabetes because they increase the risk for severe health problems when infected [10]. We furthermore assessed pre-outbreak anxiety and depression symptoms, and loneliness because they may impact the perceived threat of infection and perceived likelihood to become ill when infected [1114]. We assessed demographics such as age and gender because older people and males are more at risk to become ill [6,7]. We finally assessed pre-outbreak employment status such as having paid employment, being a job seeker or student, and having a (partial) work disability because, although employment status is associated with mental health, the extent to which employment status is associated with perceived risks and preventive measure taken is unknown. This study is conducted in the Netherlands and during the data collection period (March 2-March 17, 2020), the number of confirmed cases in the Netherlands increased rapidly from 10 to 1715 and 43 infected people (confirmed cases) died until March 17.

Materials and methods

Procedures and participants

The study was conducted using the Dutch Longitudinal Internet studies for the Social Sciences (LISS) panel [15]. The LISS panel started in 2007 and is based on a large traditional probability sample drawn from the Dutch population. The Netherlands Organization for Scientific Research funded the set-up of LISS. Panel members receive an incentive of €15 per hour for their participation and those who do not have a computer and/or Internet access are provided with the necessary equipment at home.

Further information about all conducted surveys and regulations for free access to the data can be found at www.lissdata.nl (in English). The LISS panel has received the international Data Seal of Approval (see https://www.datasealofapproval.org/en/). All data of studies conducted with the LISS panel are anonymized. Data on corona-related questions will be added to the open access data archive soon.

The data collection with respect to the coronavirus started on March 2 2020 (T2). Because of the rapid developments of the corona outbreak, we choose to use the data collected until March 17 2020 11.00 AM (Ninvited = 6,735, response = 70.1%). A reminder was send on the 10th day.

Data on physical and mental health problems and loneliness of the respondents before the corona outbreak were extracted from two surveys conducted at the end of 2019. These are Social Integration and Leisure survey (T1a; conducted in October-November 2019, Ninvited = 5,929, response = 84.2%) and the Health survey (T1b; conducted in November-December 2019, Ninvited = 5,954, response = 86.4%). The data of the three surveys were linked and in total 3,540 adult respondents participated in all three surveys.

We furthermore assessed 16 exclusive demographic profiles among the total adult Dutch population 2019 (N2019 = 13,926,066), based on data of Statistics Netherlands. The 16 profiles were constructed using the following demographic characteristics: gender (2 categories), age categories (4 categories) and marital status (2 categories) totaling 2*4*2 = 16 exclusive demographic profiles. In case a profile in our study sample differed from the general population, a weighting factor was computed and applied. All results are based on the weighted sample and across tables; total numbers may slightly differ because of the weighting.

Ethical approval and informed consent

According to the Dutch Medical Research Involving Human Subjects Act (WMO) the present study did not require ethical approval. In accordance with the General Data Protection Regulation, participants gave explicit consent for the use of the collected data for scientific and policy relevant research.

Measures

Perceived risk corona infection

The Corona survey (T2) started with the following brief introduction “The next question are about the new corona virus. There is currently an outbreak of this virus in China. Now, also people in the Netherland and in other countries have become ill”.

We administered two questions, developed for this study, to gain insight in how adults perceived the risks of the coronavirus. Respondents were asked: What do you think is the chance that you … in the next two months?: 1.) become infected with this coronavirus, and 2.) get severely ill, if you become infected with this coronavirus. Both questions had a 7-points answer scales (see Table 2).

Table 2. Perceived risks and preventive measures regarding coronavirus (N = 3,540).
  n % (95% CI)
Perceived risk infected by corona next 2 months
    • no chance 156 4.4 (3.8–5.1)
    • very small chance 768 21.7 (20.4–23.1)
    • small chance 1,064 30.1 (28.6–31.6)
    • between small and big chance 1,018 28.8 (27.3–30.3)
    • big chance 393 11.1 (10.1–12.2)
    • very big chance 115 3.2 (2.7–3.9)
    • absolutely certain 26 0.7 (0.5–1.1)
Perceived risk will become ill when infected by corona in next 2 months
    • no chance 195 5.5 (4.8–6.3)
    • very small chance 996 28.1 (26.7–29.6)
    • small chance 1,222 34.5 (33.0–36.1)
    • between small and big chance 756 21.3 (20.0–22.7)
    • big chance 271 7.7 (6.8–8.6)
    • very big chance 73 2.1 (1.6–2.6)
    • absolutely certain 28 0.8 (0.5–1.1)
Taken measures to prevent corona infection
    • no 1,988 56.2 (54.5–57.8)
    • yes 1,552 43.8 (42.2–45.5)

95% CI = 95% Confidence Interval. Results based on weighted data (gender, age, marital status).

Preventive measures against corona

After completing these questions, respondents were asked “In the past two months did you do things to prevent infection by this coronavirus as much as possible? (1 = yes, 2 = no)”. In case respondents answered “yes”, they were asked to indicate what they exactly did. The answer categories were (partly) based on WHO recommendations ((1 = the purchase of mouth masks, 2 = wash hand more often and longer, 3 = not going to certain (busy) places, 4 = cancelled a journey, 5 = otherwise, namely, (open answer category)). When respondents answered “no”, they were asked why not (1 = because I do not know what I should do, 2 = but maybe I will do this still, 3 = because I have not thought about it yet, 4 = because I find it nonsense, 5 = because, namely; open answer category). For both questions respondents could choose for more than one answer.

Pre-outbreak physical health problems

The Health survey (T1b) assessed several Physician-diagnosed Diseases (PD) in the past year (1 = yes, 2 = no) and Health Problems (HP) respondents regularly suffer from (1 = yes, 0 = no). For the present study we focused on reported: 1.) respiratory problems ((PD = chronic lung disease such as chronic bronchitis or emphysema or asthma) or (HP = short of breath, problems with breathing, or coughing, a stuffy nose or flu-related complaints)); 2.) heart problems ((PD = angina, pain in the chest a heart attack including infarction or coronary thrombosis or another heart problem including heart failure) or (HP = heart complaints or angina, pain in the chest due to exertion); and 3.) diabetes (PD = diabetes or a too high blood sugar level).

Pre-outbreak loneliness

Loneliness at T1a was assessed using the six-item De Jong Gierveld Loneliness Scale (Cronbach’s Alpha = .85) [16]. Respondents are asked to rate items such as ‘I often feel deserted’ and ‘there are enough people I can count on in case of a misfortune’ on three-point Likert scales (1 = yes, 2 = more or less, 3 = no). We calculated the total score after recoding the three negative formulated items and lower scores reflect more loneliness. For the present study we dichotomized scores into low (≥ 15) and high loneliness (≤ 14). About 20% of the respondents have scores of 14 or lower (two lowest percentiles).

Pre-outbreak anxiety and depression symptoms

Anxiety and depressive symptoms in the past months were examined at T1b using the 5-item Mental Health Index or Inventory (MHI-5) [17, 18]. The MHI-5 ask respondents to rate the presence of symptoms during the past month on 6-point Likert scales (1 = never to 6 = continuously). A cut-off of ≤ 59 was used to identify respondents with moderate to high anxiety and depression-symptom levels (Cronbach’s Alpha = .86) [19].

Demographics and employment status

Pre-outbreak demographics and employment status (see Table 1) assessed in October-December 2020 were used in the present study.

Table 1. Characteristics study sample (N = 3,540).
  n % (95% CI)
Pre-outbreak respiratory problems
    • no 2,813 79.5 (78.1–80.8)
    • yes 727 20.5 (19.2–21.9)
Pre-outbreak heart problems
    • no 3,317 93.7 (92.9–94.5)
    • yes 223 6.3 (5.5–7.1)
Pre-outbreak diabetes
    • no 3,385 95.6 (94.9–96.2)
    • yes 155 4.4 (3.8–5.1)
Pre-outbreak anxiety and depression symptoms
    • no 2,785 78.7 (77.3–80.0)
    • yes 755 21.3 (20.0–22.7)
Pre-outbreak loneliness
    • no 2,754 77.8 (76.4–79.1)
    • yes 786 22.2 (20.9–23.6)
Age (in years)
    • 65 or older 944 26.7 (25.2–28.1)
    • 50–64 837 23.6 (22.3–25.1)
    • 35–49 916 25.9 (24.5–27.3)
    • 18–34 843 23.8 (22.4–25.2)
Gender
    • male 1,744 49.3 (47.6–50.9)
    • female 1,796 50.7 (49.1–52.4)
Education
    • high 1,459 41.2 (39.6–42.8)
    • medium 1,277 36.1 (34.5–37.7)
    • low 803 22.7 (21.3–24.1)
Married
    • no 1,705 48.2 (46.5–49.8)
    • yes 1,835 51.8 (50.2–53.5)
Employment status
    • paid employment 1,786 50.5 (48.8–52.1)
    • self-employed 198 5.6 (4.9–6.4)
    • job seeker 73 2.1 (1.6–2.6)
    • student 278 7.9 (7.0–8.8)
    • takes care of housekeeping 256 7.2 (6.4–8.1)
    • pensioner 675 19.1 (17.8–20.4)
    • has (partial) work disability 154 4.4 (3.7–5.1)
    • other 120 3.4 (2.8–4.0)
Period participation
    • day 1–5 1,844 52.1 (50.4–53.7)
    • day 6–10 508 14.4 (13.2–15.5)
    • day 11–15 1,188 33.6 (32.0–35.1)

95% CI = 95% Confidence Interval. Results based on weighted data (gender, age, marital status).

1Education level: high = higher professional education/university, medium = higher general secondary/pre-university education, intermediate professional education. low = primary education, preparatory intermediate vocational education, or other.

Participation period

We monitored when respondents completed the corona questions. We distinguished three periods: period 1 (0–4 days after the start of the study), period 2 (5–9 days after the start of the study), and period 3 (10–15 days after the start of the study).

Data analyses

Chi-square tests and multivariable logistic regression analyses were conducted with pre-outbreak medical health problems, symptoms, loneliness, demographics, employment status, and participation period as predictors, and perceived risks and measures taken as dependent variables. Due to low cell counts in the extremes of perceived risks (see Table 1), we recoded the perceived risks into the following three categories. To optimize readability, hereafter we label these three categories of perceived risks as low (no to small chance), medium (between small and big chance) and high (big chance to absolute certain). After this recoding we assessed to what extent the predictors were associated with the perceived medium and high risk.

A similar strategy was used to assess which factors were associated with whether respondents took preventive measures.

People may perceive the risks as high and therefore take measures, but the opposite may also be true. People may perceive the risk as lower because they take measures. Since the perceived risks and preventive measures taken were assessed at the same time, we therefore did not add the perceived risk to the list of predictors in the multivariable logistic regression analyses predicting preventive measures taken.

All analyses were conducted with IBM SPSS version 26.

Results

Characteristics respondents

Table 1 provides an overview of the characteristics of the weighted study sample, e.g. the prevalence of pre-outbreak health problems, symptoms, loneliness, demographics, and employment status. The increase in respondents after day 9 can be attributed to the reminder mail.

Perceived risk of infection and illness

In Table 2 shows that a minority (15.0%) perceived the risk of being infected as high. A somewhat lower proportion perceived the risk for becoming ill when infected as high (10.6%). On the other hand, very few respondents perceived the risk of infection and becoming ill as zero (4.4% and 5.5% respectively).

Predictors perceived risk of infection corona

The results of the chi-square test and the stepwise multivariable regression analyses are presented in Table 3. We focus on the results on the stepwise regression analyses (adjusted Odds Ratios). They show that respondents with pre-outbreak heart problems more often perceive the risk of infection as medium and high than respondents without these health problems. Anxiety and depression symptoms and loneliness were not independently associated with the perceived risk. Older and low educated respondents less often perceived the risk of infection as high than younger respondents and higher educated respondents respectively. Respondents who participated later, more often perceived the risk of infection as high than those who participated in the first 4 days. Females more often than males perceived the risk of infection as medium. Those with paid employment did not more often perceive the risk as medium or high than the other employment categories, except students who less perceived the risk as a medium risk. Respondents who participated later more often perceived the risk of infection as medium and high.

Table 3. Predictors of perceived risk of corona infection (N = 3,540).

    Low risk become infected in next two months versus
    Medium risk will become infected   High risk will become infected
  n % medium aOR (95% CI) n % high aOR (95% CI)
Pre-outbreak respiratory problems
    • no (ref.) 2,396 32.9* 1 2,024 20.6 1
    • yes 609 37.4 1.26 (1.03–1.54)* 499 23.6 1.32 (1.00–1.76)
Pre-outbreak heart problems
    • no (ref.) 2,818 33.5 1 2,373 21.0 1
    • yes 188 39.4 1.42 (1.02–1.98)* 149 23.5 2.70 (1.67–4.35)***
Pre-outbreak diabetes
    • no (ref.) 2,861 34.0 1 2,413 21.7** 1
    • yes 144 31.3 1.05 (0.72–1.55) 110 10.0 0.63 (0.31–1.28)
Pre-outbreak anxiety and depression symptoms
    • no (ref.) 2,385 32.5** 1 2,010 20.0 1
    • yes 621 39.0 1.20 (0.97–1.47) 513 26.1** 1.11 (0.84–1.47)
Pre-outbreak loneliness
    • no (ref.) 2,353 33.5 1 1,965 20.4 1
    • yes 653 35.1 0.95 (0.78–1.17) 558 24.0 1.16 (0.88–1.52)
Age (in years)
    • 18–34 (ref.) 719 37.1*** 1 677 33.2*** 1
    • 35–49 664 36.4 0.70 (0.54–0.90)** 595 29.1 0.61 (0.45–0.83)**
    • 50–64 819 35.0 0.67 (0.52–0.87)** 630 15.6 0.29 (0.21–0.41)***
    • 65 or older 804 27.5 0.48 (0.32–0.73)** 622 6.3 0.11 (0.05–0.22)***
Gender
    • male (ref.) 1,485 29.2*** 1 1,312 19.8 1
    • female 1,521 38.5 1.57 (1.33–1.85)*** 1,211 22.7 1.18 (0.94–1.48)
Education level
    • high (ref.) 1,180 33.6 1 1,061 26.2*** 1
    • medium 1,097 35.7 1.10 (0.92–1.33) 885 20.3 0.65 (0.51–0.84)**
    • low 728 31.3 1.02 (0.81–1.27) 576 13.2 0.60 (0.43–0.84)**
Married
    • yes (ref.) 1,480 34.8 1 1,190 18.9** 1
    • no 1,526 33.0 0.81 (0.68–0.97)* 1,332 23.2 0.78 (0.61–1.00)
Employment status            
    • paid employment 1,465 37.2*** 1 1,241 25.9*** 1
    • self-employed 171 30.4 0.73 (0.51–1.05) 126 18.5 0.75 (0.46–1.22)
    • job seeker 66 43.9 1.37 (0.81–2.32) 44 15.9 0.73 (0.29–1.79)
    • student 205 30.2 0.63 (0.44–0.91)* 216 33.8 1.24 (0.83–1.83)
    • housekeeping 222 35.1 0.78 (0.55–1.10) 179 19.6 1.08 (0.66–1.76)
    • pensioner 643 27.8 0.97 (0.65–1.44) 496 6.5 1.04 (0.49–2.20)
    • (partial) work disab. 128 37.5 0.93 (0.62–1.41) 106 24.5 1.41 (0.82–2.43)
    • other 107 24.3 0.56 (0.35–0.92)* 94 13.8 0.60 (0.30–1.20)
Period participation
    • 0–4 days (ref.) 1,699 25.9*** 1 1,404 10.3*** 1
    • 5–9 days 451 31.9 1.37 (1.09–1.72)** 364 15.7 2.00 (1.41–2.85)***
    • 10–15 days 855 50.8 3.03 (2.54–3.62)*** 754 44.2 7.76 (6.09–9.90)***

aOR = Odds Ratio adjusted for all other variables in table. 95 CI = 95% confidence interval of aOR. Ref = reference category. Low risk = no to small chance (n = 1,988). Medium risk = between small and big chance (n = 1,018). High risk = big chance to absolute certain (n = 535). Results based on weighted data (gender, age, marital status). housekeeping = takes care of housekeeping. (partial) work disab. = has (partial) work disability. The asterisks near the percentages refer to the p-values of the chi-square tests, and the asterisks near the 95% CI’s refer to the p-values of the aOR’s.

* p < .05

** p < .01

*** p < .001.

Predictors perceived risk for becoming ill when infected

Table 4 contains the results of the same analyses but with the perceived risk for becoming ill when infected in the next two months as dependent variable (right side). On a bi-variate level, almost all predictors were significantly associated. The multivariable analyses showed that respondents with pre-outbreak physical health problems, anxiety and mental health problems and loneliness, more often perceived the risk for becoming ill when infected as high than others. Older respondents more often, in contrast to the perceived risk of infection, perceived the risk for becoming ill as medium and high than younger respondents.

Table 4. Predictors of perceived risk to become ill when infected by coronavirus (N = 3,540).

    Low risk will become ill in next two months versus
    Medium risk will become ill   High risk will become ill
  n % medium aOR (95% CI) n % high aOR (95% CI)
Pre-outbreak respiratory problems
    • no (ref.) 2,603 22.2*** 1 2,235 9.4*** 1
    • yes 564 31.4 1.42 (1.15–1.77)** 549 29.5 2.75 (2.11–3.57)***
Pre-outbreak heart problems
    • no (ref.) 3,014 23.5* 1 2,609 11.6*** 1
    • yes 154 31.2 0.96 (0.66–1.41) 175 39.4 1.97 (1.34–2.92)**
Pre-outbreak diabetes
    • no (ref.) 3,062 23.4* 1 2,667 12.1*** 1
    • yes 105 35.2 1.30 (0.85–1.99) 117 41.9 3.12 (2.02–4.82)***
Pre-outbreak anxiety and depression symptoms
    • no (ref.) 2,537 22.7** 1 2,211 11.3*** 1
    • yes 631 28.7 1.31 (1.04–1.63)* 573 21.5 1.51 (1.12–2.03)**
Pre-outbreak loneliness
    • no (ref.) 2,508 22.8*   2,180 11.2*** 1
    • yes 659 27.6 1.18 (0.95–1.46) 604 21.0 1.60 (1.21–2.13)**
Age (in years)
    • 18–34 (ref.) 897 15.5*** 1 805 5.8*** 1
    • 35–49 761 23.5 1.19 (0.90–1.56) 658 11.6 1.52 (0.98–2.37)
    • 50–64 803 25.2 1.22 (0.92–1.62) 715 15.9 2.01 (1.29–3.12)**
    • 65 or older 708 33.2 1.17 (0.76–1.80) 608 22.2 2.45 (1.32–4.57)**
Gender
    • male (ref.) 1,548 21.5**   1,411 13.9 1
    • female 1,620 26.1 1.17 (0.98–1.40) 1,373 12.8 0.86 (0.67–1.11)
Education
    • high (ref.) 1,326 19.8***   1,197 11.1*** 1
    • medium 1,147 23.5 1.28 (1.05–1.56)* 1,008 13.0 1.06 (0.80–1.41)
    • low 696 32.2   580 18.6 1.02 (0.74–1.41)
Married
    • yes (ref.) 1,513 27.2*** 1 1,294 14.8* 1
    • no 1,655 20.8 0.85 (0.71–1.03) 1,490 12.1 0.97 (0.75–1.26)
Employment status            
    • paid employment 1,657 20.9*** 1 1,445 8.9*** 1
    • self-employed 178 21.9 1.05 (0.71–1.54) 159 12.6 1.27 (0.74–2.16)
    • job seeker 68 23.5 1.03 (0.57–1.86) 58 10.3 0.81 (0.31–2.08)
    • student 264 9.8 0.45 (0.28–0.72)** 252 5.6 0.81 (0.42–1.57)
    • housekeeping 223 32.3 1.33 (0.94–1.88) 184 17.9 1.57 (0.94–2.62)
    • pensioner 565 34.9 1.90 (1.26–2.87)** 478 23.0 1.58 (0.90–2.77)
    • (partial) work disab. 105 38.1 1.75 (1.13–2.70)* 114 43.0 3.57 (2.22–5.74)***
    • other 109 23.9 0.98 (0.61–1.60) 94 11.7 0.75 (0.36–1.56)
Period participation
    • 0–4 days (ref.) 1,674 20.4*** 1 1,504 11.4*** 1
    • 5–9 days 458 24.2 1.18 (0.91–1.51) 396 12.4 1.24 (0.86–1.78)
    • 10–15 days 1036 29.2 1.76 (1.46–2.12)*** 885 17.2 2.10 (1.61–2.73)***

aOR = Odds Ratio adjusted for all other variables in table. 95 CI = 95% confidence interval of adjusted Odds ratio. Ref = reference category. Low risk = no to small chance (n = 2,412). Medium risk = between small and big chance (n = 757). High risk = big chance to absolute certain (n = 372). Results based on weighted data (gender, age, marital status). housekeeping = takes care of housekeeping. (partial) work disab. = has (partial) work disability. The asterisks near the percentages refer to the p-values of the chi-square tests, and the asterisks near the 95% CI’s refer to the p-values of the aOR’s.

* p < .05

** p < .01

*** p < .001.

Preventive measures taken and predictors

Of the total study sample, 43.8% took preventive measures (see Table 2) such as washing hands more often and longer (92.2%), not going to work of avoid certain (busy) places (53.6%), purchase of mouth masks (5.9%) and cancelled a journey (8.2%). Of the respondents who did not take preventive measures, 42.5% reported that they find it nonsense or useless, 24.9% that maybe will do this still, 20.4% have not thought about it yet, and 15.4% that they do not know what they should do.

Table 5 shows which factors predicted the use of preventive measures against infection by the coronavirus. With respect to pre-outbreak physical health problems: only respondents with heart problems took preventive measures more often. Females more often took preventive measures, and medium and high educated respondents more often than low educated respondents. Finally, respondents who filled in the survey more recently, more often took preventive measures. With respect to employment status, no differences were found between respondents with paid employment and all other employment categories.

Table 5. Predictors of taken preventive measures taken in past two months (N = 3,540).

    Preventive measures taken
  n %measures aOR (95% CI)
Pre-outbreak respiratory problems
    • no (ref.) 2,813 43.5 1
    • yes 727 45.1 1.02 (0.85–1.23)
Pre-outbreak heart problems
    • no (ref.) 3,317 43.3* 1
    • yes 224 51.8 1.53 (1.13–2.07)**
Pre-outbreak diabetes
    • no (ref.) 3,386 43.9 1
    • yes 155 41.3 0.99 (0.70–1.42)
Pre-outbreak anxiety and depression symptoms
    • no (ref.) 2,785 43.4 1
    • yes 755 45.6 1.10 (0.91–1.33)
Pre-outbreak loneliness
    • no (ref.) 2,753 44.0 1
    • yes 786 43.4 1.03 (0.86–1.24)
Age (in years)
    • 18–34 (ref.) 944 39.7** 1
    • 35–49 837 46.8 1.18 (0.94–1.47)
    • 50–64 916 46.7 1.34 (1.06–1.70)*
    • 65 or older 843 42.3 1.39 (0.96–2.01)
Gender
    • male (ref.) 1,744 39.5*** 1
    • female 1,796 48.1 1.46 (1.26–1.70)***
Education
    • high (ref.) 1,459 49.0***  1
    • medium 1,277 41.8 0.71 (0.60–0.84)***
    • low 803 37.6 0.55 (0.45–0.67)***
Married
    • yes (ref.) 1,705 45.7*  1
    • no 1,835 42.1 0.91 (0.77–1.06)
Employment status
    • paid employment 1,786 44.9 1
    • self-employed 198 45.5 0.92 (0.67–1.26)
    • job seeker 73 37.0 0.71 (0.42–1.20)
    • student 278 39.2 1.10 (0.81–1.50)
    • housekeeping 256 46.5 0.97 (0.71–1.32)
    • pensioner 675 41.3 0.89 (0.62–1.27)
    • (partial) work disab. 154 48.7 1.21 (0.84–1.75)
    • other 120 42.0 0.89 (0.59–1.36)
Period participation
    • 0–4 days (ref.) 1,844 30.0*** 1
    • 5–9 days 508 44.5 1.92 (1.57–2.36)***
    • 10–15 days 1,188 65.0 4.34 (3.70–5.08)***

aOR = Odds Ratio adjusted for all other variables in table. 95 CI = 95% confidence interval of aOR. Ref = reference category. Results based on weighted data (gender, age, marital status). housekeeping = takes care of housekeeping. (partial) work disab. = has (partial) work disability. The asterisks near the percentages refer to the p-values of the chi-square tests, and the asterisks near the 95% CI’s refer to the p-values of the aOR’s.

* p < .05

** p < .01

*** p < .001.

We repeated the regression analyses among those who participated 10–15 days after the start of the corona survey, showing almost similar results. Having heart problems was no longer significantly associated with preventive measures, while respondents in the age category 35–49 years old more often took preventive measures than the youngest subgroup of respondents.

Discussion

Main results of this prospective population based-study are that during the 2-week study period (March 2 to March 17 2020) the number of respondents who perceived the risk of being infected by the new coronavirus SARS-CoV-2 as high, increased sharply (10% to 44%). Multivariable logistic regression analyses showed that respondents with pre-outbreak respiratory and heart problems, diabetes, anxiety and depression symptoms and loneliness, and older respondents more often perceived the risk becoming ill when infected as high. Although older respondents compared to the youngest respondents less often perceived the risk of being infected as high, compared to the youngest adults they more often perceived the risk of becoming ill when infected as high. The last finding is in line with the general information provided by governmental health agencies and media before and during our study period, suggesting that this information reached these specific groups. In line with the increased perceived risk to be infected, the number of respondents who took preventive measures increase too. However, respondents with pre-outbreak respiratory problems and diabetes did not more often take preventive measures than others, although they perceived the risk of becoming ill when infected more often as high. A similar remarkable pattern was found for pre-outbreak loneliness and anxiety and depression symptoms. In addition, analyses of respondents who participated 10–15 after the start of the study showed that respondents with respiratory problems, heart problems and diabetes did not differ in the proportion of people who took preventive measures. With respect to employment status, the multivariable logistic regression analyses furthermore showed that students more often perceived the risk of infection as medium, but not more often as high compared to respondents with paid employment. Respondents with (partial) work disabilities compared to those with paid employment, more often perceived the risk of infection and becoming ill when infected as medium and high. Nevertheless, those with paid employment did not differ in the prevalence of preventive measures taken from the other employment subgroups.

Our findings are somewhat similar to the results of a study reported by the WHO Regional Office for Europe [6]. This serial cross-sectional study conducted in Germany in almost the same period as our study (week 10 and 11 2020) showed that the prevalence of respondents who perceived the risk to be infected by the coronavirus as high, increased from 16.8% to 21.4%. They furthermore reported, like us, that older respondents (60+) felt less likely be infected. In the study by Wang and colleagues [8] about 10% did not found it very likely or not likely at all to survive COVID-19. We have no data to compare these findings with. Importantly, in our study the effects of other factors that are associated with the perceived risk of corona infection were controlled for such as pre-outbreak respiratory and heart problems, and education level. Asmundson and Taylor [20] reported that, according to polls, in the US 56% was very concerned about the spread of the virus and in that Canada 7% was very concerned about becoming infected. The prevalence of respondent participating in the third and last period who used preventive measures slightly approximated the prevalence found by Wang and colleagues [8].

To date many studies on our research topic are initiated and conducted. However, when finalizing this study we were unaware of studies based on random samples among the general population published in peer-reviewed journals, on the perceived risks, the use of preventive measures and their pre-outbreak determinants, to compare our findings with.

Strengths and limitations

Strength of the present study are the use of a large traditional probability based sample drawn from the Dutch population, the prospective study-design, data on pre-outbreak physician-diagnosed diseases, and use of well validated instruments on anxiety and depression symptoms, and loneliness.

We deliberately choose to use the data that was collected in the first two weeks of the survey (response was 70.1%), to be able to share our results rapidly given the threatening global developments. However, although we distinguished three subsequent periods during these two weeks suggesting an increase in preventive measures taken, we do not know from this study if and when all respondents have taken preventive measures. In addition, we do not know from this study to what extent respondents who have taken preventive measures, will continue to comply with protection guidelines from governmental health agencies. Another limitation is that we not were able to include children. It is unknown to what extent children’s perceptions of the risks and the measures they taken resembles those of adults and especially parents and other family members. We did not systematically examine whether respondents were in quarantine, e.g. were separated and restricted in movement because they had been potentially infected by the coronavirus and their effects on perceived risks [21]. The present study does not provide information on this topic, nor how quarantine affects post-quarantine preventive behavior. Finally, it was beyond the scope of the present study to assess perceived risks and preventive measures taken, as well as its pre-outbreak predictors, among (specific groups of) the workforce when returning to work after a lockdown. For this purpose, we refer to the study of Tan and colleagues [22].

Nevertheless, we believe that our results are also of relevance for future SARS-CoV-2 outbreaks as well as other outbreaks.

Future research

Future research on the perceived risks and preventive measures should, among many other important questions, focus on to what extent people continue to take the proposed or required preventive measures. Which physical, psychological, financial, and societal factors do influence compliance to (possible new) preventive measures on the medium and long term? Which interventions to stimulate constant preventive behavior are most effective? These questions are highly relevant because to date there are no indications that this pandemic will end soon. Furthermore, taken preventive measures should be assessed more in detail, and self-reports on measures taken should be complemented with peer-reports. In addition, future studies should pay special attention towards children and how they perceive the risks for coronavirus infection and if and how they protect themselves.

Conclusions

The results of this study, based on a random sample of the general adult population, are partly reassuring and positive, and partly negative. Positive is the finding that the number of respondents who have taken preventive measures during the brief 2-weeks study period increased, while taking other significant predictors of the use of preventive measures into account. It is very likely that the daily stream of information about the pandemic and advice on this matter provided by Dutch governmental health agencies, physicians and media, contributed to this finding. A negative finding is that respondents with respiratory problems and diabetes, who are considered groups at severe risk for complicated health problems when infected, did not take preventive measures more often than others. In addition, we found no indications that people took preventive measures irrespective of their education level and gender. The last findings suggest that specific education level and gender-related interventions should be developed and offered to increase preventive behavior among men and those with a lower education level.

Data Availability

The study was conducted using the Dutch Longitudinal Internet studies for the Social Sciences (LISS) panel [13]. The LISS panel started in 2007 and is based on a large traditional probability sample drawn from the Dutch population. The Netherlands Organization for Scientific Research funded the set-up of LISS. Panel members receive an incentive of €15 per hour for their participation and those who do not have a computer and/or Internet access are provided with the necessary equipment at home. Further information about all conducted surveys and regulations for free access to the data can be found at www.lissdata.nl (in English). The LISS panel has received the international Data Seal of Approval (see https://www.datasealofapproval.org/en/). All data of studies conducted with the LISS panel are anonymized. Data on corona-related questions will be added to the open access data archive soon.

Funding Statement

The authors received no specific funding for this work.

References

  • 1.WHO (2020). Novel Coronavirus (2019-nCoV) SITUATION REPORT-1, 21 JANUARY 2020. https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports/ (accessed March 17, 2020).
  • 2.WHO (2020). Novel Coronavirus (2019-nCoV) SITUATION REPORT-41, 3 MARCH 2020. https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports/ (accessed March 17, 2020).
  • 3.Wu Z, McGoogan J. Characteristics of and Important Lessons From the Coronavirus Disease 2019 (COVID-19) Outbreak in China: Summary of a Report of 72 314 Cases From the Chinese Center for Disease Control and Prevention. JAMA. 2020. 10.1001/jama.2020.2648 [DOI] [PubMed] [Google Scholar]
  • 4.World Health Organisation (WHO). Coronavirus outbreak (COVID-19). https://www.who.int/emergencies/diseases/novel-coronavirus-2019 (accessed Mar 16, 2020).
  • 5.Dalton CB, Corbett SJ, Katelaris AL. Pre-emptive low cost social distancing and enhanced hygiene implemented before local COVID-19 transmission could decrease the number and severity of cases. Med J Aust 2020. (Preprint, accessed Mar 18 2020). [Google Scholar]
  • 6.Pan A, Liu L, Wang C, Guo H, Hao X, Wang Q, et al. Association of Public Health Interventions With the Epidemiology of the COVID-19 Outbreak in Wuhan, China. JAMA. 2020;323(19):1915–1923. 10.1001/jama.2020.6130 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.WHO Regional Office for Europe. Guidance and protocol. Rapid, simple, flexible, cost effective behavioural insights on COVID-19. Copenhagen, 2020 (accessed Mar 18).
  • 8.Wang C, Pan R, Wan X, Tan Y, Xu L, McIntyre RS, et al. A Longitudinal Study on the Mental Health of General Population during the COVID-19 Epidemic in China. Brain Behav Immun. 2020; S0889-1591(20)30511-0. 10.1016/j.bbi.2020.04.028 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Brewer NT, Chapman GB, Gibbons FX, Gerrard M, McCaul KD, Weinstein ND. Meta-analysis of the relationship between risk perception and health behavior: the example of vaccination. Health Psychol. 2007; 26; 136–145. 10.1037/0278-6133.26.2.136 [DOI] [PubMed] [Google Scholar]
  • 10.CDC (2020). If You Are at Higher Risk. https://www.cdc.gov/coronavirus/2019-ncov/specific-groups/high-risk-complications.html (accessed March 19, 2020).
  • 11.Lee KS, Feltner FJ, Bailey AL, Lennie TA, Chung ML, Smalls BL, et al. The relationship between psychological states and health perception in individuals at risk for cardiovascular disease. Psychol Res Behav Manag. 2019; 12:317–324. 10.2147/PRBM.S198280 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Santini ZI, Jose PE, York Cornwell E, Koyanagi A, Nielsen L, Hinrichsen C, et al. Social disconnectedness, perceived isolation, and symptoms of depression and anxiety among older Americans (NSHAP): a longitudinal mediation analysis. Lancet Public Health. 2020, e62–e70. 10.1016/S2468-2667(19)30230-0 [DOI] [PubMed] [Google Scholar]
  • 13.Takebayashi Y, Lyamzina Y, Suzuki Y, Murakami M. Risk Perception and Anxiety Regarding Radiation after the 2011 Fukushima Nuclear Power Plant Accident: A Systematic Qualitative Review. Int J Environ Res Public Health. 2017;14 pii: E1306. 10.3390/ijerph14111306 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Wang C, Pan R, Wan X, Tan Y, Xu L, Ho CS, et al. Immediate Psychological Responses and Associated Factors during the Initial Stage of the 2019 Coronavirus Disease (COVID-19) Epidemic among the General Population in China. Int J Environ Res Public Health. 2020; 17(5). pii: E1729 10.3390/ijerph17051729 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Scherpenzeel A, Das M. True longitudinal and probability based internet panels: evidence from The Netherlands. In: Das M, Ester P, Kaczmirek L, editors. Social and behavioral research and the internet: advances in applied methods and research strategies. Taylor & Francis, New York, 2011, 77–104. [Google Scholar]
  • 16.de Jong Gierveld J, van Tilburg TG. A 6-item scale for overall, emotional, and social loneliness confirmatory tests on survey data. Res Aging. 2006; 28:582–598. 10.1177/0164027506289723 [DOI] [Google Scholar]
  • 17.Means-Christensen AJ, Arnau RC, Tonidandel AM, Bramson R, Meagher MW. An efficient method of identifying major depression and panic disorder in primary care. J Behav Med. 2005; 28:565–572. 10.1007/s10865-005-9023-6 [DOI] [PubMed] [Google Scholar]
  • 18.Ware JE, Sherbourne CD. The MOS 36-item short-form health survey, SF-36: conceptual framework and item selection. Med Care. 1992. 30:473–483. [PubMed] [Google Scholar]
  • 19.Driessen M. Een beschrijving van de MHI-5 in de gezondheidsmodule van het Permanent Onderzoek Leefsituatie [A Description of the MHI-5 in the Health Module of Permanent Research of Living Conditions, POLS]. Den Haag, Statistics Netherlands, 2011.
  • 20.Asmundson GJG, Taylor S. Coronaphobia: Fear and the 2019-nCoV outbreak. J Anxiety Disord. 2020; 70:102196 10.1016/j.janxdis.2020.102196 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Brooks SK, Webster RK, Smith LE, Woodland L, Wessely S, Greenberg N, et al. The psychological impact of quarantine and how to reduce it: rapid review of the evidence. Lancet. 2020; 395: 912–920. 10.1016/S0140-6736(20)30460-8 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Tan W, Hao F, McIntyre RS, Jiang L, Jiang X, Zhang L, et al. Is returning to work during the COVID-19 pandemic stressful? A study on immediate mental health status and psychoneuroimmunity prevention measures of Chinese workforce. Brain Behav Immun. 2020; S0889-1591(20)30603-6. 10.1016/j.bbi.2020.04.055 [DOI] [PMC free article] [PubMed] [Google Scholar]

Decision Letter 0

Geilson Lima Santana

19 May 2020

PONE-D-20-09023

Pre-outbreak determinants of perceived risks of corona infection and preventive measures taken. A prospective population-based study

PLOS ONE

Dear Dr. van der Velden,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

We would appreciate receiving your revised manuscript by Jul 03 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter.

To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). This letter should be uploaded as separate file and labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. This file should be uploaded as separate file and labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. This file should be uploaded as separate file and labeled 'Manuscript'.

Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

We look forward to receiving your revised manuscript.

Kind regards,

Geilson Lima Santana, M.D., Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Please provide additional details regarding participant consent. In the ethics statement in the Methods and online submission information, please ensure that you have specified whether consent was written or verbal/oral. If consent was verbal/oral, please specify: 1) whether the ethics committee approved the verbal/oral consent procedure, 2) why written consent could not be obtained, and 3) how verbal/oral consent was recorded.

3. Please include additional information regarding the survey or questionnaire used in the study and ensure that you have provided sufficient details that others could replicate the analyses. If you developed and/or translated a questionnaire as part of this study and it is not under a copyright license more restrictive than Creative Commons Attribution (CC-BY), please include a copy, in both the original language and English, as Supporting Information.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This study was based on the Dutch Longitudinal Internet studies for the Social

Sciences (LISS) panel, and collected the data with respect to the coronavirus from March 2 to March 17, 2020, aimed to assess how people perceive the risks of coronavirus infection, whether people take preventive measures, and what pre-outbreak factors contribute to the perceived risks and measures taken. They observed that the elders, males, and low educated respondents less often perceived the risk of infection. The elders and those with pre-outbreak physical health problems, anxiety and mental health problems and loneliness perceived the risk becoming ill when infected as higher than others. The subjects with pre-outbreak heart diseases, females, elders, and medium and high educated respondents more often took preventive measures.

This study was, therefore, by using a specific study population, a great opportunity to describe the current recognition of COVID-19 in Dutch populations, also could represent the other Europeans. However, a part of this manuscript needs some revisions and restructuration.

1. In the Introduction part, 1st paragraph, Line 3, “a new type of corona virus (COVID-19 or SARS-CoV-2) which was isolated on January 7” Here, the COVID-19 should be deleted. SARS-CoV-2 is the name of the corona virus named by the World Health Organization, while the disease caused by SARS-CoV-2 is designated Corona Virus Disease-19 (COVID-19). This mistake is also seen in the 2nd paragraph, Line 1. In the manuscript, the author should make correct description of the new virus and disease.

2. In the Introduction part, 1st paragraph, “The overall case-fatality rate (CFR) in China was 2.3% (among 44,472 confirmed cases).” More new data have been released in China, so the CFR could be updated. Also, the CFR is quite different between Wuhan and the other cities in China. The different number should also be described separately.

3. In the Introduction part, 2nd paragraph, “governmental health agencies and journals offer information about possible preventive measures”. A recent research published in JAMA (Pan et al, Association of Public Health Interventions With the Epidemiology of the COVID-19 Outbreak in Wuhan, China. JAMA. doi:10.1001/jama.2020.6130. Published online April 10, 2020.) have reported a series of multifaceted public health interventions taken in Wuhan, China, was temporally associated with improved control of the COVID-19 outbreak. This publication should also be added as a reference.

4. The adjusted OR(95%CI) for the factors with no significant associations with perceived risk of corona infection (Table 3), perceived risk to become ill when infected (Table 4), and taken preventive measures in past two months (Table 5), should also be added to show more information.

Reviewer #2: I have the following comments for the paper. I am happy to review the paper again.

1) Under introduction, the authors stated "peer-reviewed population-based studies". What does peer-reviewed mean?

2) This statement, " peer-reviewed population-based studies assessing the perceived risks of corona infection, measures and their determinants are absent." is incorrect. The authors need to highlight the following landmark longitudinal study that also assessed perceived risk and determinants. Please mention the findings of this study in the Introduction.

Wang C, Pan R, Wan X, et al. (2020) A Longitudinal Study on the Mental Health of General Population during the COVID-19 Epidemic in China [published online ahead of print, 2020 Apr 13]. Brain Behav Immun. 2020; S0889-1591(20)30511-0. doi:10.1016/j.bbi.2020.04.028

3) Under discussion, the authors need to have a global view and need to discuss findings beyond Germany and Canada.

For example, the authors found that "Multivariable logistic regression analyses showed that respondents with pre-outbreak anxiety and depression symptoms more often perceived the risk becoming ill when infected as high. Please refer to the following studies and discuss the challenges faced by psychiatric patients with anxiety and depression during COVID-19 lockdown.

Hao F, Tan W, Jiang L, et al. Do psychiatric patients experience more psychiatric symptoms during COVID-19 pandemic and lockdown? A Case-Control Study with Service and Research Implications for Immunopsychiatry [published online ahead of print, 2020 Apr 27]. Brain Behav Immun. 2020;S0889-1591(20)30626-7. doi:10.1016/j.bbi.2020.04.06

4) Under discussion, the authors stated "Another limitation is that we not were able to include children. It is unknown to what extent children’s perceptions of the risks and the measures they taken resembles those of adults and especially parents and other family members." Please refer to the following study from China that included participants as young as 12 year old. Students were more affected due to disruption of academic studies:

Wang C, Pan R, Wan X, et al. (2020) A Longitudinal Study on the Mental Health of General Population during the COVID-19 Epidemic in China [published online ahead of print, 2020 Apr 13]. Brain Behav Immun. 2020; S0889-1591(20)30511-0. doi:10.1016/j.bbi.2020.04.028

5) The authors should add one additional limitation. There was no mention of occupation of participants. The authors should discuss the impact of COVID on general workforce and healthcare professionals. Please discuss the findings of the following studies:

Tan W, Hao F, McIntyre RS, et al. Is Returning to Work during the COVID-19 Pandemic Stressful? A Study on Immediate Mental Health Status and Psychoneuroimmunity Prevention Measures of Chinese Workforce [published online ahead of print, 2020 Apr 23]. Brain Behav Immun. 2020;S0889-1591(20)30603-6. doi:10.1016/j.bbi.2020.04.055

Chew NWS, Lee GKH, Tan BYQ, et al. A multinational, multicentre study on the psychological outcomes and associated physical symptoms amongst healthcare workers during COVID-19 outbreak [published online ahead of print, 2020 Apr 21]. Brain Behav Immun. 2020;S0889-1591(20)30523-7. doi:10.1016/j.bbi.2020.04.049

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Roger Ho

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2020 Jul 1;15(7):e0234600. doi: 10.1371/journal.pone.0234600.r002

Author response to Decision Letter 0


27 May 2020

We would like to thank both reviewers very much for their time, and helpful, kind, and constructive comments. We believe that the comments enabled us to improve our paper. Below we have described in detail how we responded to each comment.

Both reviewers suggested new references, which we appreciated very much. The main reason that we did not refer to these studies earlier is that we submitted our original manuscript before these studies were published.

In similar and related comments, we combined our responses. We hope that it does not inconvenience the reviewers too much. We have marked all important changes in yellow.

REVIEWER #1:

This study was based on the Dutch Longitudinal Internet studies for the Social Sciences (LISS) panel, and collected the data with respect to the coronavirus from March 2 to March 17, 2020, aimed to assess how people perceive the risks of coronavirus infection, whether people take preventive measures, and what pre-outbreak factors contribute to the perceived risks and measures taken. They observed that the elders, males, and low educated respondents less often perceived the risk of infection. The elders and those with pre-outbreak physical health problems, anxiety and mental health problems and loneliness perceived the risk becoming ill when infected as higher than others. The subjects with pre-outbreak heart diseases, females, elders, and medium and high educated respondents more often took preventive measures.

This study was, therefore, by using a specific study population, a great opportunity to describe the current recognition of COVID-19 in Dutch populations, also could represent the other Europeans. However, a part of this manuscript needs some revisions and restructuration.

1. In the Introduction part, 1st paragraph, Line 3, “a new type of corona virus (COVID-19 or SARS-CoV-2) which was isolated on January 7” Here, the COVID-19 should be deleted. SARS-CoV-2 is the name of the corona virus named by the World Health Organization, while the disease caused by SARS-CoV-2 is designated Corona Virus Disease-19 (COVID-19). This mistake is also seen in the 2nd paragraph, Line 1. In the manuscript, the author should make correct description of the new virus and disease.

Response

Thank you for this correction. We have revised the manuscript accordingly.

2. In the Introduction part, 1st paragraph, “The overall case-fatality rate (CFR) in China was 2.3% (among 44,472 confirmed cases).” More new data have been released in China, so the CFR could be updated. Also, the CFR is quite different between Wuhan and the other cities in China. The different number should also be described separately.

Response

We understand the comment of the reviewer and we fully realize that more information is available, but we prefer to provide information in our manuscript that was available and reported in the (Dutch) media in the period before we started our study and during the period we collcted our data.

3. In the Introduction part, 2nd paragraph, “governmental health agencies and journals offer information about possible preventive measures”. A recent research published in JAMA (Pan et al, Association of Public Health Interventions With the Epidemiology of the COVID-19 Outbreak in Wuhan, China. JAMA. doi:10.1001/jama.2020.6130. Published online April 10, 2020.) have reported a series of multifaceted public health interventions taken in Wuhan, China, was temporally associated with improved control of the COVID-19 outbreak. This publication should also be added as a reference.

Response

Thank you very much for your suggestion. The reason we did not refer to this important study is that the paper of Pan et al. was published after we submitted our paper (March 30).

Bases on this comment in the introduction section we added:

“The cohort study of Pan and colleagues [6] among 32,583 confirmed COVID-19 cases in Wuhan, reported between December 2019 and March 8 2020, showed that series of multifaceted (preventive) public health interventions were temporally associated with improved control over the SARS-CoV-2 outbreak. These interventions were aimed at control of the sources of infection medical resources, patient triage), blocking of transmission routes (intracity and intercity transportations, social distancing) and prevention of new infections (personal hygiene, home confinement, health communication).”

4. The adjusted OR(95%CI) for the factors with no significant associations with perceived risk of corona infection (Table 3), perceived risk to become ill when infected (Table 4), and taken preventive measures in past two months (Table 5), should also be added to show more information.

Response

Bases on this comment we realized that we only clarified in the results section that we conducted stepwise multivariable logistic regression analyses. That is the reason no adjusted OR’s were provided for the non-significant predictors in the Tables (because they were not entered in the regression analyses). Our apologies for this omission.

However, based on this comment we have re-analysed our data without the stepwise procedure to be able to show the non-significant adjusted OR’s. In addition, based on comment 10 of reviewer 2, we added employment status to the list of predictors and revised the data analyses section as follows (changes in italics):

“Chi-square tests and multivariable logistic regression analyses were conducted with pre-outbreak medical health problems, symptoms, loneliness, demographics, employment status, and participation period as predictors, and perceived risks and measures taken as dependent variables”.

In addition, we revised the section on elapsed time in the measures section as follows:

Participation period

We monitored when respondents completed the corona questions. We distinguished three periods: period 1 (0-4 days after the start of the study), period 2 (5-9 days after the start of the study), and period 3 (10-15 days after the start of the study).

In the measures section we added:

“Pre-outbreak demographics and employment status assessed in November-December 2020 were used in the present study”.

In discussion section we added:

“With respect to employment status, the multivariable logistic regression analyses furthermore showed that students more often perceived the risk of infection as medium, but not more often as high compared to respondents with paid employment. Respondents with (partial) work disabilities compared to those with paid employment, more often perceived the risk of infection and becoming ill when infected as medium and high. Nevertheless, those with paid employment did not differ in the prevalence of preventive measures taken from the other employment subgroups.”

For the revised tables, we would like to refer to the revised manuscript because the tables are rather lengthy.

In addition, we clarified the significance levels (*) a bit more in the notes under Tables 3, 4 and 5 as follows:

“The asterisks near the percentages refer to the p-values of the chi-square tests, and the asterisks near the 95% CI’s refer to the p-values of the aOR’s”. 

REVIEWER #2:

I have the following comments for the paper. I am happy to review the paper again.

5. Under introduction, the authors stated "peer-reviewed population-based studies". What does peer-reviewed mean?

Response

With peer-reviewed population based studies we meant studies based on random samples among the general population that were published in peer-reviewed journals. We realize that this sentence is unclear and confusing, and based on this comment and the following comment we have revised this sentence (see our response to the following comment 6).

In addition, we revised the last section before the Strenghts and limitations section:

“However, when finalizing this study we were unaware of studies based on random samples among the general population published in peer-reviewed journals, on the perceived risks, the use of preventive measures and their pre-outbreak determinants, to compare our findings with.”

6. This statement, " peer-reviewed population-based studies assessing the perceived risks of corona infection, measures and their determinants are absent." is incorrect. The authors need to highlight the following landmark longitudinal study that also assessed perceived risk and determinants. Please mention the findings of this study in the Introduction.

Wang C, Pan R, Wan X, et al. (2020) A Longitudinal Study on the Mental Health of General Population during the COVID-19 Epidemic in China [published online ahead of print, 2020 Apr 13]. Brain Behav Immun. 2020; S0889-1591(20)30511-0. doi:10.1016/j.bbi.2020.04.028

Response

We understand the comment of the reviewer, but we could not refer to this interesting study because it was published online after we submitted our manuscript.

Based on this comment and comment 5 we revised this section therefore as follows:

“The study of Wang and colleagues [8], using a snowball sampling strategy in mainland China with surveys at the end of January and the end of February 2020, showed that 11.2% (first survey) and 9.1% (second survey) did find it very likely contracting COVID-19 during the pandemic. In addition, 11.9% (first survey) and 8.9% (second survey) did find it not very likely or not likely at all surviving if infected by COVID-19. Both variables were associated with current anxiety or depression symptoms. In total, 59.8% (first survey) and 73.2% (second survey) did always wear facemasks regardless of the presence or absence of symptoms; 66.6% (first survey) and 73.9% (second survey) did always wash hands after touching contaminated objects. The frequency of used preventive measures was negatively associated with current mental health problems. However, to the best of our knowledge, to date prospective studies conducted among random samples of the general population assessing the perceived risks of corona infection, preventive measures taken and pre-outbreak determinants of perceived risks and measures taken, are absent. Aim of the present prospective study, based on a random sample of the general population, is to shed light on this gap of scientific knowledge”.

In the discussion section we added:

In the study by Wang and colleagues [8] about 10% did not found it very likely or not likely at all to survive COVID-19. We have no data to compare these findings with.

7. Under discussion, the authors need to have a global view and need to discuss findings beyond Germany and Canada.

Response

We are not sure if we correctly understand this comment. We refer to studies conducted in Germany, Canada, United States and China (the last country after the revision) to compare our findings with (we are unaware of similar studies conducted in, for example, France and the UK). Our Future research and Conclusions sections, as well as remarks in the Strengths and limitations section, are not limited to any country.

8. For example, the authors found that "Multivariable logistic regression analyses showed that respondents with pre-outbreak anxiety and depression symptoms more often perceived the risk becoming ill when infected as high. Please refer to the following studies and discuss the challenges faced by psychiatric patients with anxiety and depression during COVID-19 lockdown.

Hao F, Tan W, Jiang L, et al. Do psychiatric patients experience more psychiatric symptoms during COVID-19 pandemic and lockdown? A Case-Control Study with Service and Research Implications for Immunopsychiatry [published online ahead of print, 2020 Apr 27]. Brain Behav Immun. 2020;S0889-1591(20)30626-7. doi:10.1016/j.bbi.2020.04.06

Response

We appreciate this suggestion very much, but this paper of the reviewer is beyond the aim of the present study.

9. Under discussion, the authors stated "Another limitation is that we not were able to include children. It is unknown to what extent children’s perceptions of the risks and the measures they taken resembles those of adults and especially parents and other family members." Please refer to the following study from China that included participants as young as 12 year old. Students were more affected due to disruption of academic studies:

Wang C, Pan R, Wan X, et al. (2020) A Longitudinal Study on the Mental Health of General Population during the COVID-19 Epidemic in China [published online ahead of print, 2020 Apr 13]. Brain Behav Immun. 2020; S0889-1591(20)30511-0. doi:10.1016/j.bbi.2020.04.028

Response

We do not understand the added value of referring to the paper of the reviewer in this section because no information is provided about how children perceived the risks and preventive measures taken.

10. The authors should add one additional limitation. There was no mention of occupation of participants. the authors should discuss the impact of COVID on general workforce and healthcare professionals.

Please discuss the findings of the following studies:

Tan W, Hao F, McIntyre RS, et al. Is Returning to Work during the COVID-19 Pandemic Stressful? A Study on Immediate Mental Health Status and Psychoneuroimmunity Prevention Measures of Chinese Workforce [published online ahead of print, 2020 Apr 23]. Brain Behav Immun. 2020;S0889-1591(20)30603-6. doi:10.1016/j.bbi.2020.04.055

Chew NWS, Lee GKH, Tan BYQ, et al. A multinational, multicentre study on the psychological outcomes and associated physical symptoms amongst healthcare workers during COVID-19 outbreak [published online ahead of print, 2020 Apr 21]. Brain Behav Immun. 2020;S0889-1591(20)30523-7. doi:10.1016/j.bbi.2020.04.049

Response

We fully agree with the reviewer that employment status is an important variable to consider in predicting perceived risks and preventive measures taken. Based on this comment and comment 4 of reviewer 1, we therefore re-analyzed our data by adding employment status to the list of predictors in the multivariable logistic regression analyses.

For the revised tables we refer to the revised manuscript (because of the lengthy tables) and for the revised text in the manuscript we refer to our response to comment 4 of reviewer 1.

Our study focused on the general population, and not on specific groups in the workforce such as healthcare workers. We therefore do not consider this as a limitation, although we agree that it is a very interesting question. We believe that, as suggested by the reviewer, by adding employment status to the list of predictors we improved our manuscript within the scope of our focus on the general population.

We nevertheless briefly referred in the discussion section to the interesting study of the reviewer as follows.

“Finally, it was beyond the scope of the present study to assess perceived risks and preventive measures taken, as well as its pre-outbreak predictors, among (specific groups of) the workforce when returning to work after a lockdown. For this purpose, we refer to the study of Tan and colleagues [22].”

Decision Letter 1

Geilson Lima Santana

1 Jun 2020

Pre-outbreak determinants of perceived risks of corona infection and preventive measures taken. A prospective population-based study

PONE-D-20-09023R1

Dear Dr. van der Velden,

We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements.

Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication.

Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

With kind regards,

Geilson Lima Santana, M.D., Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Authors had answered my all proposals and questions well, Please accept and publish online as soon as possible.

Reviewer #2: I recommend acceptance. Thank you for amendments and I am happy with the amendments. The journal will go ahead with publication.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Roger Ho

Acceptance letter

Geilson Lima Santana

17 Jun 2020

PONE-D-20-09023R1

Pre-outbreak determinants of perceived risks of corona infection and preventive measures taken. A prospective population-based study

Dear Dr. van der Velden:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Geilson Lima Santana

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Availability Statement

    The study was conducted using the Dutch Longitudinal Internet studies for the Social Sciences (LISS) panel [13]. The LISS panel started in 2007 and is based on a large traditional probability sample drawn from the Dutch population. The Netherlands Organization for Scientific Research funded the set-up of LISS. Panel members receive an incentive of €15 per hour for their participation and those who do not have a computer and/or Internet access are provided with the necessary equipment at home. Further information about all conducted surveys and regulations for free access to the data can be found at www.lissdata.nl (in English). The LISS panel has received the international Data Seal of Approval (see https://www.datasealofapproval.org/en/). All data of studies conducted with the LISS panel are anonymized. Data on corona-related questions will be added to the open access data archive soon.


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES