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Journal of Thoracic Disease logoLink to Journal of Thoracic Disease
. 2020 May;12(5):2717–2723. doi: 10.21037/jtd.2020.03.113

Decreased ventilatory efficiency during incremental exercise in bronchiectasis

Jing-Jing Yuan 1,#, Hui-Min Li 1,#, Yan Huang 1,#, Xiao-Rong Han 1,#, Yong-Hua Gao 2, Nan-Shan Zhong 1, Miguel Angel Martinez-Garcia 3, Wei-Jie Guan 1,
PMCID: PMC7330375  PMID: 32642180

Bronchiectasis is characterized by aberrant bronchial dilatation (1). The structural changes have been associated with ventilatory dysfunction, exercise intolerance and ventilatory inhomogeneity (2,3) that may aggravate during exercise. A decreased ventilatory efficiency, reflected by the high carbon dioxide ventilatory equivalent (VE/VCO2), has been identified during incremental exercise in patients with COPD, especially when complicated with heart failure (4). At earlier stages of bronchiectasis, exercise intolerance might have become evident before cardiovascular complications developed (5). The mechanisms underlying exercise intolerance in patients with bronchiectasis without heart failure are, however, not entirely clear. By using incremental cycle ergometer, we determined the ventilation-gas exchange abnormalities in patients with bronchiectasis not complicated with physician-diagnosed heart failure.

Participants were enrolled between March 2017 and December 2018. The diagnosis of bronchiectasis was confirmed according to clinical symptoms (including chronic cough and sputum production) and chest high-resolution computed tomography within 12 months. For eligibility of study entry, patients with bronchiectasis were aged 18 years or greater, remained clinically stable, had no antibiotics use for >4 weeks, and had no physician-diagnosed heart failure. Patients with malignancy, heart attack within 6 months, or acute upper respiratory tract infections within 4 weeks were excluded. We also screened for possible right heart failure based on the radiologic signs on chest high-resolution computed tomography and echocardiography (among 23 out of 53 patients who have undergone the measurement). Healthy subjects were aged 18 years or greater, had no significant diseases influencing on exercise testing. Our study was approved by the Ethics Committee of The First Affiliated Hospital of Guangzhou Medical University. All participants gave written informed consent.

Patients underwent severity assessment with bronchiectasis severity index, impulse oscillometry, multiple-breath nitrogen washout test (which also measured the lung clearance index), spirometry, and cardiopulmonary exercise testing (CPET). All measurements were made with the commercial lung function testing instrument (Jaeger MasterScreenTM. Carefusion Co., Ltd.). The methods for determining the etiology of bronchiectasis have been described previously (2). Healthy subjects underwent spirometry and CPET only. A cycle ergometer equipped with real-time gas-analyzer (COSMED Inc., Italy) was applied for CPET, including steady-state rest, 20-W increase in work rate at 1-min intervals until symptom limitation, and recovery. Main parameters comprised breath-by-breath ventilatory volume (VE), tidal volume (VT), oxygen consumption (VO2), carbon dioxide production (VCO2), oxygen pulse (HR/VO2), oxygen ventilatory equivalent (VE/VO2), VE/VCO2, and end-tidal carbon dioxide partial pressure (PetCO2). Fatigue and dyspnea were graded using a 10-point scale (Borg’s scale) at rest and after maximal exercise. We took reference on a published study to define the cut-off value of hypocapnia based on the partial pressure of end-tidal carbon dioxide (PetCO2) at different time points of exercise [4].

Statistical analysis was performed using Graphpad Prism 5.0 (Graphpad Inc., USA). Kolmogorov-Smirnov test was used to assess normality of the continuous variables. Independent t-test or Mann-Whitney test was conducted for two-group comparisons, and multiple-group comparisons (among patients with or without exercise-induced hypocapnia and healthy controls, see the definition in the results section below) were conducted with one-way analysis-of-variance or Kruskal-Wallis test, followed by Bonferroni correction. Correlation analysis was done using Spearman’s test.

Seventy-nine participants underwent screening, of whom 53 patients with bronchiectasis and 16 controls were analyzed. Reasons for the exclusion of bronchiectasis patients included joint deformity (n=2), FEV1 <30% predicted (n=5), recent trauma (n=2) and heart failure (n=1). Fifty-eight point five percent of participants were middle-aged females who never smoked. The baseline characteristics are displayed in Table 1. Bronchiectasis severity was mostly graded as mild-to-moderate. Idiopathic (45.2%) and post-infection (35.8%) constituted the most common etiologies. None of the eligible participants had documented cardiovascular disorders except for grade II hypertension in one bronchiectasis patient. Sixty-seven-point nine percent of the bronchiectasis patients had restrictive/obstructive/mixed ventilatory dysfunction, and the mean FEV1 was 72% predicted among 53 patients. Twenty-one (40%) patients with bronchiectasis had an increased ratio of residual volume to total lung capacity. None of the patients with bronchiectasis had radiologic signs of clinically evident heart failure. Three patients had mild pulmonary hypertension (Table S1). Table S2 demonstrates the lung function characteristics of patients with bronchiectasis and healthy controls at rest. Overall, bronchiectasis patients yielded significantly lower levels of FVC and FEV1 predicted% than healthy controls (both P<0.05).

Table 1. Baseline characteristics of study participants.

Parameters Bronchiectasis patients Healthy subjects (n=16) P value* P value** P value#
Hypocapnia (n=34) No hypocapnia (n=19)
Anthropometry
   Age (years) 45.0±15.2 54.0 (18.0) 36.6±15.1 0.022 0.197 0.008
   Height (cm) 160.6±8.2 162.2±5.9 162.2±8.1 0.700 0.458 0.895
   Body-mass index (kg/m2) 19.4±2.4 21.9±3.8 22.7±2.5 <0.001 0.035 0.354
   Females, n (%) 22 (64.7) 9 (47.4) 9 (56.3) 0.467 0.219 0.601
   Never-smokers, n (%) 33 (97.1) 19 (100.0) 14 (87.5) 0.167 0.450 0.113
Disease characteristics
   No. of exacerbations in 2 years 1.0 (4.0) 1.0 (3.0) NA ND 0.541 ND
   No. of bronchiectatic lobes 3.2±1.3 4.0 (2.0) NA ND 0.092 ND
   HRCT total score 8.1±3.5 5.0 (5.0) NA ND 0.044 ND
Bronchiectasis severity index category, n (%)
   Mild 13 (38.2) 11 (57.9) NA ND 0.168 ND
   Moderate 12 (35.3) 5 (26.3) NA ND 0.502 ND
   Severe 9 (26.5) 2 (10.5) NA ND 0.170 ND
Bronchiectasis etiology, n (%)
   Idiopathic 15 (44.1) 7 (36.8) NA ND 0.606 ND
   Post-infectious 10 (29.4) 9 (47.4) NA ND 0.191 ND
   Other known etiologies 9 (26.5) 3 (15.8) NA ND 0.373 ND
Sputum bacteriology, n (%)
   Pseudomonas aeruginosa 13 (38.2) 6 (31.6) NA ND 0.628 ND
   Other PPMs 13 (38.2) 5 (26.3) NA ND 0.380 ND
   Commensals 8 (23.5) 8 (42.1) NA ND 0.158 ND
Medications used within 6 months, n (%)
   Mucolytics 21 (61.8) 10 (52.6) NA ND 0.518 ND
   Macrolides 3 (8.8) 0 NA ND 0.545 ND
   Muscarinic receptor antagonist 7 (20.6) 0 NA ND 0.041 ND

Mean ± standard deviation or otherwise median (interquartile range) were presented for numerical data depending on the normality, and categorical data were expressed as number (percentage) if appropriate. The threshold for statistical significance was 0.015 (after Bonferroni correction). Data in bold indicated the statistical analysis with significance. *, P value denoted the comparison among the three groups; **, P value for the comparison between bronchiectasis patients with and without hypocapnia; #, P value for the comparison between healthy controls and bronchiectasis patients without hypocapnia. PPMs, potentially pathogenic microorganisms, including Pseudomonas aeruginosa, Haemophilus influenzae, Moraxella Catarrhalis, Haemophilus parainfluenzae, Staphylococcus aureus, Staphylococcus epidermis, Sphingomonas paucimobilis, Rothia mucilaginosa). NA, not applicable; ND, not done.

Table S1. Radiologic signs among bronchiectasis patients.

Patient no. Age (yrs) Sex Signs of right heart failure on HRCT Echocardiographic findings
1 35 Female Unremarkable ND
2 62 Female Unremarkable Mild tricuspid valve regurgitation
3 54 Female Unremarkable ND
4 28 Male Unremarkable ND
5 51 Male Unremarkable ND
6 51 Female Unremarkable Normal right heart function
7 56 Male Unremarkable Normal right heart function
8 41 Male Unremarkable ND
9 29 Female Unremarkable Normal right heart function
10 52 Female Unremarkable ND
11 63 Male Unremarkable Normal right heart function
12 65 Male Unremarkable ND
13 51 Male Unremarkable ND
14 39 Male Unremarkable ND
15 59 Female Unremarkable ND
16 54 Female Unremarkable ND
17 55 Female Unremarkable ND
18 58 Male Unremarkable ND
19 69 Male Unremarkable ND
20 38 Female Unremarkable ND
21 65 Male Unremarkable Mild pulmonary hypertension
22 56 Female Unremarkable Mild tricuspid valve regurgitation
23 37 Female Unremarkable Normal right heart function
24 55 Male Unremarkable ND
25 54 Female Unremarkable Normal right heart function
26 23 Female Unremarkable ND
27 70 Female Unremarkable Mild tricuspid valve regurgitation
28 46 Male Unremarkable ND
29 59 Male Unremarkable ND
30 40 Male Unremarkable Mild tricuspid valve regurgitation
31 30 Male Unremarkable Normal right heart function
32 47 Female Unremarkable ND
33 38 Female Unremarkable ND
34 26 Male Unremarkable ND
35 51 Female Unremarkable Normal right heart function
36 21 Female Unremarkable Normal right heart function
37 66 Female Unremarkable ND
38 25 Male Unremarkable ND
39 37 Female Unremarkable Normal right heart function
40 57 Male Unremarkable Normal right heart function
41 24 Female Unremarkable Mild pulmonary hypertension
42 27 Female Unremarkable ND
43 61 Male Unremarkable ND
44 46 Male Unremarkable ND
45 56 Female Unremarkable Mild tricuspid valve regurgitation
46 49 Female Unremarkable ND
47 65 Female Unremarkable Mild tricuspid valve regurgitation; mild pulmonary hypertension
48 63 Female Unremarkable ND
49 29 Female Unremarkable Mild tricuspid valve regurgitation
50 51 Male Unremarkable ND
51 24 Female Unremarkable Normal right heart function
52 31 Female Unremarkable Normal right heart function
53 63 Female Unremarkable Normal right heart function

ND, not done.

Table S2. Resting lung function parameters in bronchiectasis patients and healthy subjects.

Parameter Healthy subjects (n=16) No hypocapnia (n=19) Hypocapnia (n=34) P value* P value**
FVC (L) 3.30±0.94 2.71±0.82 2.57±0.85 0.057 0.578
FVC pred% 90.3±5.1 80.5±17.5 77.1±17.5 0.014 0.442
FEV1 (L) 2.78±0.83 2.03±0.77 1.77±0.68 <0.001 0.282
FEV1 pred% 90.1±6.1 76.1 (42.8) 63.2±19.2 <0.001 0.109
TLC (L) ND 4.89±0.88 4.36±1.13 NA 0.070
TLC pred% ND 88.6±9.8 85.8±14.6 NA 0.325
RV (L) ND 2.10±0.54 1.84±0.63 NA 0.101
RV pred% ND 109.3±28.6 110.1±24.0 NA 0.907
RV/TLC ND 43.2±9.9 42.2±9.4 NA 0.944
RV/TLC pred% ND 128.4±27.9 130.0±20.8 NA 0.900
DLCO (mL/min/mmHg) ND 20.7 (7.0) 22.2±4.7 NA 0.656
DLCO pred% ND 86.4±11.2 85.7±15.6 NA 0.836
DLCO/VA (mL/min/mmHg/L) ND 5.09±0.62 5.20±0.74 NA 0.686
DLCO/VA pred% ND 107.8±14.7 103.4±15.8 NA 0.305
Z5 ND 0.36 (0.19) 0.47±0.22 NA 0.685
R5 ND 0.35 (0.16) 0.44±0.21 NA 0.901
R20 ND 0.30 (0.06) 0.34±0.11 NA 0.361
X5 ND –0.10 (0.08) –0.14 (0.13) NA 0.115
Fres ND 15.6±8.0 15.1±7.9 NA 0.653
AX ND 0.25 (0.58) 0.47 (0.85) NA 0.521

Mean ± standard deviation or otherwise median (interquartile range) were presented for numerical data, and categorical data were expressed as number (percentage) if appropriate. *, P value denoted the comparison on individual clinical parameters among the three groups; **, P values for the comparison between bronchiectasis patients with and without hypocapnia. FVC, forced vital capacity; FEV1, forced expiratory volume in one second; TLC, total lung capacity; RV, residual volume; DLCO, diffusing capacity for carbon monoxide; DLCO/VA, diffusing capacity for carbon monoxide corrected with the alveolar volume; Z5, total respiratory impedance; R5, airway resistance at 5 Hz; R20, airway resistance at 20 Hz; X5, elastance at 5Hz; Fres, resonant frequency; AX, the area of the resonance frequency.

VE/VCO2 was significantly higher in patients with bronchiectasis than in healthy controls throughout exercise (all P<0.01). However, there was no remarkable difference in VE/VCO2 between healthy controls and bronchiectasis patients without hypocapnia at anaerobic threshold or maximal intensity exercise. VE/VCO2 correlated strongly with PetCO2 at maximal exercise (Figure 1), but not resting residual volumes or bronchiectasis severity. VE/VCO2 nadir correlated significantly with the simultaneously measured PetCO2 (P<0.01). We next stratified bronchiectasis patients based on PetCO2 because it explained substantially for exertional ventilatory responses. Patients with consistently low PetCO2 throughout exercise (<35 mmHg, hypocapnia group) did not differ from their counterparts regarding resting ventilatory function, diffusing capacity, lung volumes and airway resistance (all P>0.05, Table S2) (Table 1).

Figure 1.

Figure 1

Ventilatory, gas exchange, and parameters reflecting on breathing and lung volume during incremental cycle exercise in bronchiectasis patients and healthy subjects. (A) The correlation between VE/VCO2 and PetCO2 at peak exercise; (B) the correlation between VE and VCO2 at anaerobic threshold; (C) VE/VO2; (D) VE/VCO2; (E) PetCO2; (F) RR; (G) Te; (H) RR/VT; (I) Ti/Ttot; (J) changes in dyspnea scale at resting and maximal exercise; (K) changes in fatigue scale at resting and maximal exercise. Mean ± standard deviation were presented for all the values demonstrated in the figure. *, P<0.05 for the comparison among bronchiectasis patients with and without hypocapnia and healthy subjects at individual time points; **, P<0.01 for the comparison among bronchiectasis patients with and without hypocapnia and healthy subjects at individual time points. VE, ventilatory volume; VT, tidal volume; VO2, oxygen consumption; VCO2, carbon dioxide production; VO2/HR, oxygen pulse, which is the ratio of heart rate and oxygen consumption; VE/VO2, oxygen ventilatory equivalent, which is the ratio of ventilatory volume and oxygen consumption; VE/VCO2, carbon dioxide ventilatory equivalent, which is the ratio of ventilatory volume and carbon dioxide production; PetCO2, end-tidal carbon dioxide pressure; Te, expiratory time; Ti, inspiratory time; Ttot, total respiratory time per breath cycle; RR, respiratory rate; RR/VT, the ratio of respiratory rate to tidal volume.

Patients with hypocapnia yielded markedly lower peak work rate and shorter inspiratory time, but higher VE/VO2 and VE/VCO2, at anaerobic threshold than patients without (all P<0.05). At submaximal exercise, patients with hypocapnia yielded systematically higher VE, VE/VO2 and VE/VCO2 but lower PetCO2 than those without (all P<0.05, Table 2). Higher VE was associated with consistently higher respiratory rate and shorter expiratory time at different time points of exercise in patients with hypocapnia as compared with those without hypocapnia. The higher VE was, however, not associated with significant differences in VT, the ratio of respiratory rate to inspiratory time, and the ratio of inspiratory to total respiratory time between patients with and without hypocapnia (Figure 1). Moreover, the disease severity (i.e., bronchiectasis severity index) did not correlate with most of the lung function parameters at different time points during exercise (data not shown).

Table 2. CPET parameters at anaerobic threshold and maximal exercise intensity in bronchiectasis patients and healthy subjects.

Parameters Time point Healthy subjects (n=16) No hypocapnia (n=19) Hypocapnia (n=34) P value* P value** P value#
Peak work rate 174.1±50.4 134.7±47.2 110.0 (48.8) <0.001 <0.001 0.023
VE AT 45.2±17.5 34.6±9.5 38.0±10.7 0.229 0.361 0.033
MI 58.0±19.2 48.7±15.2 48.2±14.2 0.220 0.718 0.185
VT AT 1.6±0.6 1.3±0.5 1.1 (0.3) 0.027 0.266 0.166
MI 1.6±0.5 1.5±0.5 1.2 (0.5) 0.020 0.121 0.300
VO2 (L/min) AT 1,707±717 1,258±399 1,231±406 0.040 0.795 0.029
MI 1,859±662 1,526±413 1,432±424 0.027 0.239 0.079
VCO2 (L/min) AT 1,713±731 1,265±403 1,242±412 0.051 0.825 0.032
MI 2,088±688 1,771±573 1,530±439 0.010 0.140 0.147
HR (bpm) AT 142.1±18.4 129.1±12.7 131.6±19.2 0.087 0.624 0.021
MI 166.5 (19.3) 151.3±12.0 146.3±16.3 0.005 0.164 0.020
VO2/HR AT 11.8±4.0 9.7±2.4 8.5 (3.3) 0.078 0.483 0.066
MI 9.8 (5.2) 10.0±2.3 8.7 (3.8) 0.224 0.409 0.363
RR AT 29.4±6.1 27.2±6.9 32.8±5.9 0.009 0.006 0.346
MI 36.1±6.4 34.2±8.0 39.5±8.4 0.080 0.039 0.449
VE/VO2 AT 26.8±2.0 27.8±2.6 31.5±3.2 <0.001 <0.001 0.240
MI 31.9±6.6 31.5±5.1 34.0±5.1 0.151 0.140 0.835
VE/VCO2 AT 26.8±2.1 27.2±3.6 31.1±3.4 <0.001 <0.001 0.696
MI 27.9±3.1 27.4±3.2 31.7±3.0 <0.001 <0.001 0.662
Ti AT 1.0±0.2 1.0 (0.4) 0.9±0.1 0.005 0.003 0.260
MI 0.8±0.1 0.8±0.2 0.7±0.2 0.137 0.055 0.328
Te AT 1.2±0.3 1.1 (0.3) 1.1 (0.3) 0.572 0.782 0.407
MI 1.0±0.2 1.0±0.3 0.9±0.2 0.064 0.031 0.443

Mean ± standard deviation or otherwise median (interquartile range) were presented for numerical data, and categorical data were expressed as number (percentage) if appropriate. The threshold for statistical significance was 0.015 (after Bonferroni correction). Data in bold indicated the statistical analysis with significance. *, P value denoted the comparison among the three groups; **, P value for the comparison between bronchiectasis patients with and without hypocapnia; #, P value for the comparison between healthy controls and bronchiectasis patients without hypocapnia. CPET, cardiopulmonary exercise testing; AT, anaerobic threshold, MI, maximal intensity of exercise; VE, ventilatory volume; VT, tidal volume; RR, respiratory rate; SpO2, pulse oximetry; VO2, oxygen consumption; VCO2, carbon dioxide production; VO2/HR, oxygen pulse, which is the ratio of heart rate and oxygen consumption; VE/VO2, oxygen ventilatory equivalent, which is the ratio of ventilatory volume and oxygen consumption; VE/VCO2, carbon dioxide ventilatory equivalent, which is the ratio of ventilatory volume and carbon dioxide production; PetCO2, end-tidal carbon dioxide pressure; Ti, inspiratory duration; Te, expiratory duration.

There was no substantial difference in dyspnea or fatigue ratings at baseline between patients with and without hypocapnia. At maximal exercise, the increase was similar for dyspnea ratings although appearing greater for fatigue ratings in patients with hypocapnia.

Efficient ventilation is crucial to the exercise tolerability. In adults with cystic fibrosis, the ventilatory efficiency correlated significantly with the imaging severity of bronchiectasis that affects ventilatory inhomogeneity (6). First, our study has reaffirmed the ventilatory inefficiency (high VE/VCO2 levels) throughout incremental exercise in bronchiectasis. The high VE/VCO2 has previously been attributed to excessive ventilation in COPD-heart failure overlap (4), but the mechanisms in patients without clinically overt heart failure are less clear. The VE/VCO2 was recorded at fixed work rate but might get close to the VE/VCO2 nadir at anaerobic threshold or maximal exercise. By stratification based on PetCO2 (which mirrored arterial or capillary carbon dioxide partial pressure), we have identified patients with hypocapnia at different time points during exercise. Because PetCO2 might not invariably be a reliable surrogate of PaCO2, caution should be exercised in interpreting some of our findings. The reduced exercise tolerance might have also resulted from the dead space ventilation (7), because airflow limitation (47% among 53 patients) and increased residual volumes (~30.2%) were present at resting.

Second, patients with hypocapnia had more prominent airflow limitation, and consistently higher respiratory rate and a trend towards shorter expiratory time during exercise. Hence, the inspiratory constraint could also be due to the greater VE. In COPD, although the high VE/VCO2 could be partially compensated by the inspiratory constraint and hypercapnia, VE/VCO2 may remain high because of the exaggerated dead space ventilation and greater respiratory drive, particularly when complicated with heart failure (4). We cannot preclude subclinical pulmonary hypertension or heart failure, particularly in those with bilateral bronchiectasis (8). This might help partially explain for the lack of significant difference in dyspnea scale between patients with and without hypocapnia.

Despite efforts to identify possible signs of right heart failure, echocardiography was not performed in every individual, and therefore we might have included some patients with early-stage right heart insufficiency. Catheterization was not performed before incremental exercise testing, thus pulmonary hypertension which is a crucial indicator of right heart failure could have been under-diagnosed. However, the invasiveness and requirement of medical expertise have limited the applicability of catheterization as a routine measurement in our clinical setting.

In summary, the greater ventilatory demand might have contributed to inspiratory constraint, partly explaining for the decreased ventilatory efficiency on exertion in patients with bronchiectasis without physician-diagnosed heart failure. Further studies are needed to determine whether interventions (i.e., pulmonary rehabilitation) could help improve the outcomes of bronchiectasis by increasing the ventilatory efficiency.

Supplementary

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jtd-12-05-2717-coif.pdf (987.3KB, pdf)
DOI: 10.21037/jtd.2020.03.113

Acknowledgments

Funding: This work was supported by National Natural Science Foundation No. 81870003, Pearl River S&T Nova Program of Guangzhou No. 201710010097 and Guangdong Province Universities and Colleges Pearl River Scholar Funded Scheme 2017 (to Prof. Guan), The Impact and Mechanisms of Physical, Chemical and Biological Interventions on the Development and Outcome of Acute Lung Injury No. 81490534, National Key Technology R&D Program No. 2018YFC1311902, Guangdong Science and Technology Foundation No. 2019B030316028 (to Prof. Zhong).

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Footnotes

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/jtd.2020.03.113). The authors have no conflicts of interest to declare.

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DOI: 10.21037/jtd.2020.03.113

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