Significance
Molecular on semiconducting metal oxides, its adsorption, response to thermal treatment, UV irradiation, and electron/hole injection is at the heart of a wide range of technologies. These processes were studied molecule by molecule on the prototypical model oxide (110), using noncontact AFM. We show that the nonintrusive nature of the nc-AFM and its exceptional spatial resolution due to the functionalization of the tip with a terminal O atom allow identifying oxygen adsorption geometries which were not previously determined by other techniques. In combination with density functional theory calculations, we explain the charge states of the various adsorbed oxygen species, their dynamics upon annealing and UV irradiation, and the role of electron exchange with the substrate.
Keywords: O2, oxides, TiO2, nc-AFM, tip functionalization
Abstract
Interaction of molecular oxygen with semiconducting oxide surfaces plays a key role in many technologies. The topic is difficult to approach both by experiment and in theory, mainly due to multiple stable charge states, adsorption configurations, and reaction channels of adsorbed oxygen species. Here we use a combination of noncontact atomic force microscopy (AFM) and density functional theory (DFT) to resolve adsorption on the rutile (110) surface, which presents a longstanding challenge in the surface chemistry of metal oxides. We show that chemically inert AFM tips terminated by an oxygen adatom provide excellent resolution of both the adsorbed species and the oxygen sublattice of the substrate. Adsorbed molecules can accept either one or two electron polarons from the surface, forming superoxo or peroxo species. The peroxo state is energetically preferred under any conditions relevant for applications. The possibility of nonintrusive imaging allows us to explain behavior related to electron/hole injection from the tip, interaction with UV light, and the effect of thermal annealing.
Interaction of with metal oxide surfaces plays a key role in many applications including gas sensing (1), heterogeneous catalysis (2), the oxygen evolution (3) and oxygen reduction reactions (4), and memristive switching (5). Rutile (110) is considered a prototypical metal oxide surface (6), and adsorption of molecular oxygen on this material has attracted a lot of attention over the past decades (7–14). Despite extensive work on this fundamental problem even basic adsorption configurations have remained unclear, which has led to puzzling observations regarding the thermal chemistry and photochemistry of this important molecule. We demonstrate that the superior resolution and nonintrusive imaging possible with noncontact atomic force microscopy (nc-AFM) (15) allow resolving these open questions.
Within the last decade, nc-AFM has achieved tremendous success, including submolecular imaging of organic molecules (16), chemical discrimination of surface atoms (17), and measuring and manipulating the charge state of single atoms and molecules (18). While nc-AFM is an ideal tool for studying metal oxides, it is not yet as widely employed as one could expect. The main impediment is the strong tip dependence of the AFM images; there is no well-established tip functionalization suitable for metal oxide surfaces, unlike, for example, the CO-terminated tips regularly used for imaging organic molecules (19, 20). Our work reveals a purposed tip functionalization by an O adatom as a very promising approach. Such tips allow imaging the surface oxygen sublattice in the repulsive regime without chemical interaction with either the substrate or the oxygen adsorbates and provide excellent lateral resolution.
Oxygen molecules prefer dissociative adsorption when dosed on a (110) surface with oxygen vacancies () at room temperature (21–28). On the other hand, the results of low-temperature dosing (150 K) are ambiguous: Scanning probe techniques mostly report dissociative adsorption (28–31), while area-averaging techniques show a strong preference for molecular adsorption (31–44). The adsorption of molecular inside a was the first adsorption hypothesis confirmed experimentally (45–49) and calculated to be the preferred configuration (50–56). Later, it was deduced that molecules can also chemisorb to the rows of fivefold-coordinated Ti atoms () (47–49), while density functional theory (DFT) calculations mostly predict these species as the second most favorable molecular adsorption configuration (50–59). The exact adsorption configurations, however, and the temperature range in which they are present still remain unclear. The standard analysis technique, scanning tunneling microscopy (STM), can easily dissociate the adsorbed molecules and requires very gentle conditions to avoid manipulation of the molecular (45–49). Using a nonintrusive local nc-AFM technique has already proved promising by observing one molecular species on the rows (26, 27). The functionalization of the nc-AFM tip by an O atom provides higher resolution. Our study reveals that there are, in fact, three distinct species on the surface, one in the vacancy and two at the rows, coordinated to either one or two Ti atoms. Each of these species shows a different behavior upon annealing or UV light irradiation.
On stoichiometric (110) surfaces, the molecular only physisorbs (60, 61). Electron donation from the surface, resulting in an anion, is required for the chemisorption (59). The surface excess electrons mostly originate from the intrinsic bridging oxygen vacancy defect (), but can also be provided either by coadsorbates (for example, OH) or by titanium interstitials () (59). The charge state of the adsorbed molecules has been discussed for a long time with major disagreement between experiment and theory. While theory mostly finds the adsorbed molecules to be doubly negative, i.e., in the peroxo state (50–53, 57–59), experimental data were often interpreted as singly charged negative, i.e., superoxo molecules (37–43, 48). The charge state of the adsorbed affects the adsorption geometry. Our highly resolved data allow a direct comparison with calculation results, confirming the predicted peroxo state.
Chemisorbed molecular was observed to desorb from the surface at 400 K in temperature-programmed desorption (TPD) experiments (31–33, 37, 39), yet the origin of this peak remains clouded due to the diffusion of titanium interstitials from the bulk that is also activated close to this temperature (28, 33, 62). In annealing excursions, we follow the different species in detail and identify their fate.
In contrast to the sharp peak in TPD, the desorption of molecular under UV light shows fast initial desorption followed by a long tail of slowly desorbing molecules (37–43). Via direct observation of the photoinduced reaction products after short and long UV light (UV) exposures, we determine which molecules contribute to the fast and slow desorption channels. In combination with tip-induced charge injection experiments, we also clarify the hole- or electron-induced nature of the various processes and whether a one- or two-step process is at work.
The three coexisting molecular species, and their adsorption properties and dynamic behavior, explain the rich surface chemistry of on (110). Our tip functionalization, verified in quantitative force–distance curves above various adsorbates, should prove invaluable for future AFM investigations on oxide surfaces.
Results
Adsorption Configurations.
The constant-height AFM images in Fig. 1 A and B show the rutile (110) surface with adsorbed oxygen. The image contrast is predominantly formed by repulsion between the O-functionalized tip apex and surface O atoms. The geometrically protruding rows of surface bridging oxygen () atoms are clearly resolved, occasionally interrupted by oxygen vacancies (VO) (6). Such an image contrast provides direct access to the oxygen anion sublattice of the surface and complements the cation sublattice contrast typically obtained in STM imaging (63).
Fig. 1A shows a surface with an initial concentration of oxygen vacancies of 0.05 monolayers (ML), subsequently exposed to 0.1 Langmuir (L) of at a sample temperature of 10 K (measured at 4.8 K). Some oxygen vacancies remain unoccupied (marked with a white circle in Fig. 1A), while others are populated with an molecule (marked by a purple circle in the AFM images in Fig. 1 A and B). These molecules are adsorbed with their bond axis in the [10] direction, perpendicular to the direction of the rows. The appearance of these molecules in the AFM images indicates that they lie flat, incorporated in an row. There are two molecularly bound species on the rows (/), both flat according to the equal frequency shift over the constituent atoms inside each molecule. The molecule with its bond axis aligned parallel to the [001] direction of rows (marked with a green circle in the AFM images in Fig. 1A) is bound to two underlying, neighboring, atoms. The molecule with the bond axis rotated by toward the rows (marked with an orange circle in the AFM images in Fig. 1A) is bound to only one atom directly underneath. We use the following nomenclature for the molecules: for the molecules inside the oxygen vacancy, for the molecules parallel to the rows, and for the molecules turned toward the rows. We note that and molecules are not only differently rotated but also in different adsorption sites, shifted half a unit cell along [001].
The last species present in Fig. 1A are oxygen adatoms (marked with a red square in the AFM images), originating from dissociation of molecular oxygen. Oxygen does not spontaneously dissociate at this temperature. In Fig. 1A, oxygen adatoms were created by tip-induced dissociation to have all species present in a single image. Here, a voltage pulse of +1.3 V was applied to dissociate one molecule. The adatoms commonly appear as isolated spheres located directly above one atom (red square in Fig. 1B). Their unusual, asymmetric contrast in Fig. 1A is a consequence of their mutual proximity and tip bending (64, 65).
Fig. 1 C–G shows DFT+U (U is the Hubbard onsite Coulomb interaction) results for the optimized geometries and corresponding density of states (DOS) of the various molecular configurations and the oxygen adatom present on the surface. Calculated adsorption energies , oxygen bond lengths (), Bader charges , and spin states of the adsorbates are summarized in the table in Fig. 1H. The calculations were performed by adsorbing a single or O on a reduced 6 2 surface slab with one VO. This corresponds to a concentration of 1/12 ML (= 8.3%), similar to the experimental conditions. Fig. 1C shows the ground state of the reduced slab as a starting point of each adsorption scenario. The oxygen vacancy is a donor, which provides two excess electrons to the slab. These electrons form small polarons due to their coupling with lattice distortions, and they preferentially localize on the next-nearest subsurface atoms (66–69). They form the characteristic in-gap states in the calculated DOS shown in Fig. 1C, Left and enlarged in Fig. 1C, Inset, while their spatial distribution (Fig. 1C, Right) confirms their localization on polaron-hosting subsurface sixfold-coordinated titanium atoms (). The presence of adsorbates can significantly affect the polaronic ground state of this surface (70). Fig. 1 D–G shows the slab after adsorbing the oxygen species in geometries corresponding to the AFM measurements (, , , and , respectively), with the DOS plots and structure images organized as in Fig. 1C. Common to the presence of all adsorbed species is depletion of the polaron state. As a consequence, there is a dramatic change of the in-gap state of the clean, reduced slab; the in-gap state even shifts into the valence band in Fig. 1 F and G.
The molecule (Fig. 1D) is calculated to have the weakest adsorption energy, followed by the molecule (Fig. 1E). Both molecules preserve an in-gap state in the total DOS. The origin of the in-gap state, enlarged in Fig. 1 D and E, Insets, clearly illustrates a charge transfer from the polaron-hosting sites to the 2 orbitals of the adsorbed molecules. The spatial distribution of these two in-gap electrons is illustrated in Fig. 1 D and E, Right. They are shared between the constituent atoms of the molecule and preserve their opposite spins, yielding a zero net magnetization on the molecule. Therefore, both and molecules accept two available polaronic electrons from the slab, making them peroxo molecules . Bader charges (71) of the covalently bound adsorbates are usually significantly lower than the oxidation states (72–74), since they do not account for the electrons used in the covalent bond formation to the underlying Ti atom(s). A Bader charge of the molecules (sum of Bader charges of the constituent atoms) of 1 implies that roughly one electronic charge is spent on creating two chemical bonds to the underlying Ti atom(s) to which these molecules are directly bound. The calculated bond lengths of 1.46 and 1.48 Å for the and molecules, respectively, are larger than gas-phase (DFT value 1.28 Å) and support their peroxo assignment (75).
The calculated molecular species with the highest adsorption energy is the molecule (Fig. 1F). This adsorption configuration is characterized by the disappearance of the in-gap state and the corresponding states are shifted deep into the valence band. The spatial charge-distribution plot in Fig. 1F shows the sum of all -type contributions from the molecular states of the molecule. Due to the complete disappearance of the in-gap state and the appearance of symmetric features in the projected DOS on this molecule, we conclude that two excess electrons of opposite spin, present in the reduced slab, have been transferred to the molecule, again making it a peroxo species. A calculated bond length of 1.48 Å, no net magnetization, and a Bader charge larger than 1 confirm the charge transfer and peroxo character.
Simulating adsorption of an isolated oxygen adatom on top of a atom (Fig. 1G) also shows the disappearance of the in-gap state. The -type states associated with the adatom are shifted to the valence band and indicate the transfer of all of the excess electrons to the adatom, making it a doubly negative ionosorbed atom. All adsorbed species in Fig. 1 D–G were placed in their minimum-energy positions with respect to the empty (SI Appendix, Fig. S1).
Fig. 1B shows the surface after dosing 0.5 L of oxygen at K. At these conditions, all oxygen vacancies are filled by molecules, and additional and molecules adsorb on the rows. The saturation coverage of these and molecules amounted to another 0.5 to 1 the concentration throughout our experiments. This could mean either that some of the molecules are in a superoxo charge state or that additional electrons are provided by the bulk dopants. In our calculations, adding another molecule to the slabs shown in Fig. 1 does not result in chemisorption; the excess electrons provided by the oxygen vacancy are already consumed by the first peroxo species. Doping the slab by including extra electrons, in addition to the existing ones, allows further chemisorption of molecules (SI Appendix, Fig. S2).
In Fig. 2 we investigated the adsorption configurations of superoxo species. The superoxo species were formed by coadsorbing two molecules in configurations corresponding to a peroxo charge state to the slab containing one . The spin-projected DOS of the coadsorbed pairs of molecules is now characterized by two empty spin-down in-gap states, one for each adsorbed molecule, while the populated spin-up states associated with the molecules are located within the valence band. Projected partial-charge-density plots associated with the spin-down, in-gap empty states are plotted in Fig. 2 A and B, Right. These empty states have the symmetry of the antibonding 2 orbital and illustrate the spatial distribution of the filled spin-up 2 states at each molecule. The table in Fig. 2C quantifies the properties of the adsorbed superoxo species. The adsorption energy per molecule implies chemical bonding of the superoxo species, but in a metastable state at this level of theory, due to the weaker adsorption energies than those of single peroxo species adsorbed to the same slab. The bond lengths of the coadsorbed molecules agree with the expected values for superoxo species (75), as do the Bader charges equal to one-half of the Bader charges for the peroxo species. Singly charged oxygen adatoms could not be stabilized employing the methods used to calculate the other peroxo and superoxo species (Figs. 1 and 2), and we conclude that they are unstable or at least not preferable.
Comparison of the calculated and experimentally observed geometries of superoxo and peroxo and molecules indicates their charge state on the surface: Calculated superoxo and molecules have a rotational angle of with respect to the rows, which does not correspond to the angles measured in the AFM images. On the other hand, the geometry of the calculated peroxo and molecules does correspond to the experimental observations: Peroxo molecules are perpendicular to the row, and the peroxo molecules are rotated toward the row by (more detailed comparison in SI Appendix, Fig. S3). Therefore, we assign the and molecules to the energetically more favorable peroxo and states. The calculated geometry of the superoxo and peroxo molecules differs only in the bond length, by values too small for the resolution of the AFM images (limited by the convolution of the tip apex shape and the shape of the adsorbate). Experimentally, we do not observe a preference for either the or the molecules, which indicates their similar adsorption energies. Therefore, we must assume that the molecules are adsorbed in the energetically favored peroxo state as well. The geometry of the oxygen adatoms cannot be used to determine their charge state in a similar manner to that for the and molecules. According to calculations, doubly ionized singlet is the only stable species (SI Appendix, Fig. S2), and hence we assign the charge of oxygen adatoms accordingly. The absence of theoretically metastable superoxo species on the surface exposed to 0.5 L of at the temperature of 80 K (Fig. 1B) implies that, once the peroxo species is adsorbed, it will not share charge with the next molecule that arrives to the surface. Furthermore, the calculated adsorption energies of the peroxo and superoxo species (Figs. 1H and 2C) show that if the coadsorption of two superoxo species were to occur in our experiments, it is energetically favorable for one superoxo molecule to donate an electron to the other one and subsequently desorb, resulting in a surface with exclusively peroxo species.
Annealing.
Annealing of the surface reveals the gradual activation of various dissociation channels. Fig. 3 A–C shows constant-height AFM images taken after exposing the sample to at 80 K, followed by annealing to different temperatures and subsequent cooling to the measurement temperature of 80 K. The amount of adsorbed is close to the saturation coverage. The statistics in Fig. 3D were collected by counting the number of each species in at least two representative 60- images at each given temperature and normalizing this number to the number of oxygen vacancies () on the respective images (error bars in the stacked bar graphs are equal to ). The histogram at each temperature is divided into two columns. The left column represents the total number of oxygen vacancies obtained as a sum of empty oxygen vacancies, molecules, and isolated atoms, which are the product of the well-known “vacancy-healing” dissociation channel (21, 29, 30, 45). The right column is the sum of the total number of and molecules and the number of pairs on the same row (2), which are the products of a dissociation channel along the rows (62), normalized to the concentration of oxygen vacancies as well. The observed, thermally induced reactions, together with the range at which their respective onset temperatures fall, can be summarized as
[1] |
There is no spontaneous appearance of after dosing at 10 K (the pair in Fig. 1A comes from deliberate / dissociation), while the surface exposed to at 80 K (Fig. 1B) does show a small concentration of isolated . Dissociation of the molecules, which heals the oxygen vacancy and leaves an isolated , is therefore active at temperatures below 80 K. This dissociation channel is further promoted by thermal annealing, and already at 160 K the concentration of molecules has notably decreased, followed by a proportional increase of the coverage. This trend continues through the 220-K temperature and no molecules are left after room temperature (RT) annealing. Most of them dissociated with the resulting concentration of isolated close to the initial concentration of oxygen vacancies. Additionally, a small fraction of oxygen vacancies reappear empty, indicating a possible weak desorption channel of molecules to the gas phase . Empty s were never observed straight after dosing 0.5 L of at 80 K.
The dissociation of or molecules through the dissociation channel along the rows becomes active above 160 K. After annealing the surface to 220 K, pairs appear. With increasing temperature up to RT, their concentration continues to increase at the expense of the or molecules. Both and molecules are still present on the surfaces after RT annealing, indicating a higher activation energy for dissociation compared to the molecules.
UV Irradiation.
Fig. 4 shows the effect of UV light irradiation on the surface exposed to at 80 K. The wavelength of the incoming light is sufficient to overcome the 3-eV band gap of and generate electrons and holes responsible for the observed photochemistry. Fig. 4A is the starting point of this experiment. The highlighted species in Fig. 4A are a guide to the eye for following the reactions after a low dose of UV irradiation (20 W for 20 s), resulting in the surface shown in Fig. 4B. The oxygen adatoms are unaffected by UV irradiation irrespective of the dose and provide reference patterns (red squares in Fig. 4) for locating the same region on the surface after the UV irradiation. Following the evolution of the highlighted molecular species from Fig. 4 A and B reveals that very few molecules dissociated and left one adatom right next to the now-healed vacancy. Dissociation of and molecules was not observed. They remained unaffected, switched the configuration between each other, or molecularly desorbed (marked by diamonds in Fig. 4B). The observed reactions under the first UV dose of 20 W can be summarized as
[2] |
Applying an additional UV dose of 80 W for 20 s has a stronger impact on the adsorbed ; see the transition in Fig. 4 C and D. All and molecules desorbed (with the exception of a single molecule per 121 of the surface). Therefore, molecular desorption is the end product of / photochemistry. On the other hand, the molecules started desorbing as well under increased UV dose:
[3] |
Most of the molecules still either remained adsorbed or dissociated, similar to their behavior under a small UV dose. The process of molecular desorption of molecules under UV illumination demonstrates a lower cross-section than the desorption of or molecules and constitutes a “slow” desorption channel, which has been reported to be active for even larger UV photon doses (39). Thus, the end product of photochemistry is a surface with no molecular species adsorbed, but a rather clean surface with a few oxygen vacancies and adatoms.
Tip-Induced Dissociation and Desorption.
Fig. 5 shows dissociation events induced by electron injection. The AFM image in Fig. 5A shows the -covered surface at 80 K. Applying a +3.0-V sample bias pulse over a point on this surface dissociates most of the molecules in the vicinity, as revealed by the AFM image in Fig. 5B. Fig. 5 A and B illustrates one of the difficulties of studying this adsorption scenario using STM alone. Besides dissociating the molecules, submolecular resolution in STM is extremely rare and can be obtained only in immediate proximity to the surface where the tip flexibility contributes to the contrast (76–78)—see the constant current STM image shown in SI Appendix, Fig. S4. Molecular species were also deliberately dissociated in a more controlled fashion (Fig. 5 C–E) by ramping the sample bias voltage in the positive direction. In this case, the underlying adsorbate can experience a change due to tunneling from the tip to the unoccupied states of the adsorbate. This changes the frequency shift vs. bias curve (Kelvin parabola) (79) above the adsorbate due to the changed electrostatic forces acting on the tip . Taking AFM images before and after the positive sample bias ramps confirms that all molecular adsorbates can dissociate. The bias voltage necessary for dissociation varies for different species: molecules typically dissociate at a bias of +0.3 to +0.5 V (Fig. 5C), molecules at a bias of 1.25 V (Fig. 5D), and the molecules at a bias around +3.0 V (Fig. 5E). We observed that molecules can either rotate (Fig. 5E, Top) or dissociate (Fig. 5E, Bottom) at bias voltages close to +3.0 V, and several consecutive rotations can be seen in SI Appendix, Fig. S5.
Fig. 6 shows desorption events of all three species, induced by negative sample bias ramps. In this case, electrons are removed (holes are injected) directly above the adsorbed molecules, leading to their desorption. The hole-induced desorption of oxygen is a well-accepted scenario (42, 48), so we did not perform extensive systematic experiments in this direction. Additionally, the desorbing molecule has a high probability of readsorbing at the tip apex, thus destroying the tip functionalization. Therefore, these desorption experiments were performed with the tip retracted 2 Å from the surface and we present only data where the resulting frequency shift vs. bias curves did not show any changes before and after desorption. The bias was ramped down to a minimum of −3.0 V for desorption of and molecules (between Fig. 6 A and B) and down to a minimum of −2.0 V for desorption of the molecule (between Fig. 6 B and C).
The STM-induced events are qualitatively similar to the UV-induced events (electron-induced dissociation and hole-induced desorption), but there are differences between the two approaches. The configuration switch between and molecules and vice versa was never achieved using the STM tip.
Force–Distance Curves.
All AFM images shown in this paper were measured with the same tip functionalization. This tip consistently displays a characteristic contrast over the adsorbed molecules and also provides excellent resolution of the oxygen sublattice of the substrate. To better understand this unique tip functionalization, we measured force–distance curves above all of the species and compared them to DFT+U calculations.
Fig. 7A shows the experimentally measured force–distance curves above all surface species. The positions of the minima in the curves are related to the relative heights of the different adsorbed species: The molecule is the highest one, followed by the and the molecule, while the lowest-lying molecule lies in plane with the rows (The force minimum above the is taken as zero in the z scale in Fig. 7). Fig. 7B compares the minima of the experimental curves (Fig. 7B, Left) with the vertical heights of the molecules corresponding to the relaxed slabs in Figs. 1 and 2 (Fig. 7B, Right).
The maxima of the experimentally measured attractive forces above the species are in the order of tens of piconewtons; i.e., the curves were obtained by a chemically inert tip. This is consistent with the oxygen-terminated tip apex obtained by our purposeful tip functionalization. Therefore, we used an oxygen-terminated cluster tip (Fig. 7C, Inset), developed in previous works (80–82) to explicitly simulate the experimental force–distance curves. These calculated curves are plotted in Fig. 7C and the setup for calculating the curves is explained in more detail in SI Appendix, Fig. S6. Movies S1–S6 show the simulated tip approach.
In Fig. 7D, we constructed a simulated constant-height AFM image of the surface using only the simulated curves in Fig. 7C and the geometries of the adsorbed species from Fig. 1 C–G. Two-dimensional maps of the force above the -covered surface at different heights were constructed by calculating the pairwise interaction between each of the constituent atoms of the surface and the adsorbates with the O-terminated apex of the tip. The force maps within the range of heights spanned by the oscillation amplitude , , were converted to a constant-height frequency shift image at the distance of 2.6 Å from the , by using the small-oscillation-amplitude approximation (83). The simulated frequency shift is larger by a factor of 5 when compared to the highly resolved experimental AFM images, because the DFT+U calculations overestimated the protrusion of each species (Fig. 7 B and C); the simulated tip had to approach closer to the surface to show repulsion above both the adsorbed and the lattice oxygen atoms.
The attractive interaction in the simulated curves has a pure van der Waals character. When the van der Waals correction is switched off in the calculations, there is no attraction in the simulated curves (SI Appendix, Fig. S7). The imaging contrast is therefore based on a combination of electrostatic and Pauli repulsions between tip and surface O atoms. The absence of strong chemical interaction makes these tips easy to use and stable over long periods of time. We also simulated curves with the same tip cluster but with different orientation with respect to the surface to increase the van der Waals attractive interaction. They are shown in SI Appendix, Fig. S8 and display deeper attraction minima.
Discussion
Adsorption and Charge State of .
The key requirement to unambiguously observing the molecularly adsorbed oxygen species is measuring with AFM at zero sample bias, i.e., with no charge injection into the molecules. Under these conditions, the molecule is imaged as a two-atom feature within an row, while the and molecules are observed as two distinct species. This allows us to clearly identify the geometries of / and /, whose existence was previously inferred from the disappearance of the oxygen vacancies or the appearance of faint features on the rows after exposure, respectively, by using very gentle conditions in STM (45–49). With the unambiguous insight into the adsorption configurations, we can exclude some theoretically proposed adsorption configurations and confirm the presence of theoretically proposed (50–56), (51–54, 56), and (50–59) molecules only. Our work does not provide any indication of other proposed species, such as the tetraoxygen (84, 85).
The charge state of adsorbed molecules is a longstanding question in oxygen chemistry. Besides quantitative measures of the charge of the stable molecules in calculations (Figs. 1H and 2C), we additionally assign their charge state through the clear charge transfer from the subsurface electronic polarons to the adsorbed molecules, seen by comparing the electronic structure prior to and after the simulated adsorption. Within the scope of DFT+U calculations presented here, all superoxo species are metastable with respect to the peroxo species. The imaging setup used in this work provides little direct information on this topic, but comparison of the calculated and measured adsorption geometries strongly supports the peroxo charge state for all adsorbed molecules. There is no significant variation in the apparent height or adsorption geometry between adatoms or molecules of the same type, which makes it unlikely that the same species with different charge states coexist on the surface.
When comparing the thermodynamical stability of the superoxo and peroxo species, none of the superoxo species would be preferred, even if they have to compete for electrons with peroxo species. Our calculations show that, of all combinations, only two superoxo molecules would be preferred to one peroxo molecule, at extremely high chemical potentials, above −0.1 eV, which corresponds to temperatures below 150 K at a pressure of 10 bar. However, even this preference is lost because it is energetically downhill to convert two superoxo molecules into one peroxo molecule and one gas molecule.
The calculated adsorption energies of the peroxo species are −1.17 and −1.53 eV for the and molecules, respectively, which is consistent with the desorption peak found in TPD at 400 K (31–33, 37, 39). The adsorption energies corresponding to the TPD data are between 1.0 and 1.2 eV, close to our calculated values. It is important to consider the chemical potential of an electron when comparing the TPD data with the energies obtained via DFT: Electrons donated by oxygen vacancies lie very close to the conduction band in DFT calculations, while the experimental Fermi level is typically 0.2 to 0.3 eV lower due to the band bending induced by the adsorbed oxygen (86). The experimental adsorption energies may be therefore lower by 2 the value of the band bending (2 for the peroxo charge state), which provides a reasonable match for both the and molecules in the peroxo configuration.
Assuming that all of the molecular species are in the peroxo charge state, the molecules use all excess charge provided by the surface oxygen vacancies, while the other chemisorbed species must drain electrons from subsurface dopants, ., interstitial Ti atoms (28, 62, 87) or bulk oxygen vacancies (88). They donate electrons for further chemisorption of and molecules dosed at 80 K, up to a saturation coverage of 0.5 to 1 per oxygen vacancy. It is noteworthy that all of the molecular species are oriented parallel to the surface, making them hard to detect in infrared absorption techniques (89). Also, their peroxo state makes them undetectable by electron paramagnetic resonance (90). Electron energy loss spectroscopy measurements on -exposed rutile (110) surfaces support the peroxo charge-state assignment (49).
Thermally Activated Processes.
Our results show that the vacancy-mediated dissociation channel (21, 29, 30, 41)—the dissociation of molecules—becomes active at temperatures around 80 K. The dissociation channel of and molecules along rows (23, 26, 30, 47) is activated above 160 K. Our images of the -covered surface at 80 K generally show lower concentrations of isolated oxygen adatoms compared to previous STM works (21, 23, 28–31, 45–49), mainly due to the prevention of artificial, STM-induced dissociation. The large temperature range of the dissociation events indicates that the process is limited by availability of electrons rather than thermal barriers for dissociation; the dissociation reactions require excess electrons from the substrate:
[4] |
Each of the thermally activated dissociation reactions drains electrons from the bulk and localizes them at the adsorbed oxygen adatoms. This increases the upward band bending (79) near the surface and makes every further reaction more difficult. The band bending may be counteracted first by thermal excitations of electrons closest to the Fermi level and at higher temperatures by slow diffusion of titanium interstitials (28, 33, 62, 87) or bulk oxygen vacancies (88) toward the surface.
It is surprising that some of the oxygen vacancies become empty after annealing (Fig. 3C), which was also apparent in previous STM studies (31). This indicates competition for electrons at elevated temperatures even between the coadsorbed species. One can consider a case where the excess electrons for dissociating or molecules come from an molecule coadsorbed at the surface, leading to its desorption. The energy balance calculated from Fig. 1H indicates that such a process could be energetically feasible, while a sole desorption of the molecule is unlikely.
UV-Induced Reactions.
It is well established that the UV-induced dissociation is an electron-induced process, while holes induce desorption (11, 13, 14, 36, 38, 40, 41, 43, 48, 49, 91). For our system, this scenario has been verified by tip-induced electron and hole injection as shown Figs. 5 and 6. Events observed upon UV irradiation have a similar base, but there are differences. First, in STM-induced events we can control the potential, but not the number of electrons. Second, the coupled electron and hole dynamics occurring under UV illumination are not reflected in the tip-induced events.
Our UV irradiation experiments show that the molecules are predominantly active for dissociation, while the and species prefer desorption. This can be related to the fact that the and species have an in-gap state (Fig. 1), which allows them to accept thermalized holes. Additionally, they are negatively charged species, electrostatically attracting the holes. This is not the case for the species: The original oxygen vacancy is 2+ while the molecule is 2−. In other words, the charge of the molecule is the same as that of the atom that it replaces. Together with the absence of an in-gap state, this results in a preference of molecules to electron-mediated events.
Let us now discuss whether the UV-induced photodesorption of is a one-hole or a two-hole process. Previously, this question was addressed by changing the UV intensity, which changes the hole concentration []; a desorption rate linear (square) in [] indicates a one-hole (two-hole) process (37–39). A one-hole process was suggested based on these measurements, which was taken as an indication of superoxo species present at the surface (37–43). Our insights on the atomic-level mechanisms indicate that this is not necessarily the case.
We attribute the long tail of desorbing molecules after prolonged UV irradiation (37–39) to the slow desorption of molecules. This very low desorption rate makes it difficult to measure the dependence of desorbed molecules on the incoming light flux (37–39), and it is consistent with the low cross-section of molecules for accepting simultaneously two holes:
We observed that the fast initial desorption under UV irradiation (37–39) is due to the desorption of and molecules. Moreover, our data in Fig. 4B indicate that the switching between the and molecules is at least as frequent as their desorption at small UV exposures. We propose that a metastable transition state is responsible for this configuration switching. After accepting one hole, a or molecule is transformed into a metastable superoxo species on the row ():
[5] |
This metastable state can either desorb in several ways or revert to the peroxo state with the addition of one electron from the surface. Thermal desorption of metastable superoxo species with a calculated adsorption energy of −0.7 eV is unlikely at the temperature of 80 K in our experiments. We also note that disproportionation, i.e., converting two metastable superoxo molecules into one peroxo molecule and an additional gas molecule, is based on a one-hole process, but the reaction rate would still be proportional to like a two-hole process, which does not agree with the literature (37–39).
A possible one-step–one-hole desorption process would be that the metastable superoxo desorbs due to the kinetic energy it gains in the transition from the peroxo state:
[6] |
This process is more likely for molecules than for molecules, because the adsorption geometry of and is very similar, while the adsorption geometry of and significantly differs in both in the rotational angle and height (Fig. 7B).
We consider a two-step–two-hole desorption channel of the and molecules more likely. Under UV irradiation, both electrons and holes are generated. This enables both the hole-induced desorption and the electron-induced readsorption of the metastable superoxo state:
[7] |
Our data on switching between and configurations indicate that these two processes happen with similar probabilities, and more detailed examples are shown in SI Appendix, Fig. S9. Assuming the concentrations of UV-generated electrons and holes are proportional to each other, the branching ratio of these desorption and readsorption processes will be constant. Therefore, the desorption rate will depend only on the probability of the initial peroxo to metastable superoxo transition and the branching ratio. Although we have a two-hole process, the desorption rate is thus proportional to the hole concentration and not its square. Within this model, the desorption rate of and molecules would be proportional to only if the -covered surface were n-doped and in the absence of upward bend bending, i.e., for a constant electron concentration not depending on the UV intensity. This assumption would, however, lead to a modification of the analysis in (37–39) resulting in a desorption rate proportional to , which is unlikely. Therefore, our peroxo assignment of the adsorbed is consistent with the data of refs. 37–39.
AFM Imaging Mechanism.
An important aspect of this work is the AFM imaging with an O-terminated tip. Purposely functionalized tips play a major role for noncontact AFM, and our tip termination results in exceptional resolution and offers many opportunities for the future. The key aspects of this tip termination are its inert character toward the surface oxygen atoms, high stability (it works well for measurements performed at 80 K), and rigid character with respect to lateral bending. When applying the traditional CO-terminated tips to surfaces, we had difficulties with their stronger attractive interaction with surface atoms and low stability during measurements performed at 80 K. Also, the lateral bending of the CO (64, 65), which is a key requirement for submolecular imaging of organic molecules (16), is not helpful on ionic surfaces; it distorts the image and creates artificial lines connecting neighboring anions.
We used the tips prepared on the - system for imaging other metal oxides, with a significant success—see images of (92–94) in SI Appendix, Fig. S10 as an example. Oxygen-terminated tips have also been reported to be successful in imaging CuO thin films (95, 96). The main obstacle is the difficulty to functionalize the tip in the desired way. We were unable to obtain this functionalization on clean surfaces; the oxygen could be picked from a chemisorbed molecule only by dissociating it by a positive sample bias voltage pulse, while the tip is close enough to “catch” one of the O atoms, while the other one remains on the surface. On the other hand, the data reported on CuO thin films indicate easy functionalization. It is likely that the enthalpy of oxide formation (97) plays a role here—it is energetically expensive to extract a single atom from the lattice, while the energy cost on copper oxide is much lower.
Summary and Conclusions
We identified all adsorption configurations of molecular species observed on the rutile (110) surface. This was made possible through the use of nonintrusive nc-AFM imaging, which reveals the true adsorption geometry without interfering with the surface. Three molecular species were observed: two adsorbed on the rows and one adsorbed in the oxygen vacancy. Oxygen atoms sitting above atoms are a result of the molecular dissociation through two dissociation channels: vacancy-assisted dissociation with an onset temperature below 80 K and dissociation of molecules on the rows above 160 K. At room temperature, no molecules are left inside oxygen vacancies, but some remain on the rows, giving rise to the TPD peak around 400 K. The adsorption was simulated using DFT+U on a reduced slab and all of the molecular adsorbates were assigned to be peroxo , while the adatoms are doubly ionized . The calculations show charge transfer from the polaron-hosting sites to the adsorbed oxygen species followed by a change or complete disappearance of the in-gap state characterizing a reduced slab with oxygen vacancies. / molecules prefer photodesorption under UV irradiation, while / mostly dissociate under the same conditions. We confirm that the dissociation of is electron mediated, while desorption is a hole-mediated process, by injecting or removing electrons using an STM tip. Within our model, the desorption of / is either a one-step–one-hole process, where the single hole can desorb a peroxo molecule, or a two-step–two-hole process with an intermediate, metastable superoxo state. The clear imaging contrast in AFM images is due to the use of passivated O-terminated tips. We confirm that the small attractive force between the tip and the adsorbates has a purely van der Waals character. This type of tip termination shows promise for further studies of oxide surfaces.
Methods
The experiments were performed in an ultrahigh-vacuum (UHV) chamber with a base pressure below mbar, equipped with a custom-modified Omicron qPlus LT head, operated at 80 K, except for Fig. 1A. Measurements were performed using qPlus sensors with a separate channel for the tunneling current (98). The deflection signal was measured with a cryogenic differential in-vacuum preamplifier (99). Electrochemically etched tungsten tips were glued to the tuning fork and cleaned by field emission and self-sputtering in mbar Ar+ (100). The tips were treated by controlled touching of the rutile (110) surface and subsequently functionalized with an oxygen at the tip apex by applying voltage pulses above the adsorbed molecules. The rutile sample was cleaned by cycles of 1.5-keV, Ar+ ion sputtering (10 min, 1 ), followed by annealing up to 970 K in UHV. The clean surface was inspected with AFM and STM and revealed a termination with s with a density ranging from 5 to 12%. Molecular (99.99%) was dosed at 10 or 80 K by backfilling the chamber with a leak valve, and the measurements were performed at liquid helium (LHe) and liquid nitrogen () temperatures, respectively. We note that the crystal is insulating at 4.8 K. UV from a standard Hg source (254 nm) was directed to the sample at temperature through a quartz window, after the tip was sufficiently moved to prevent shadowing of the incoming light. A lamp power of 20 W in the UV irradiation experiments corresponds to a photon flux of roughly .
The DFT calculations were performed with the Vienna Ab initio Simulation Package (VASP) (101, 102) and employed the generalized gradient approximation (GGA) within the Perdew, Burke, and Ernzerhof parameterization (103, 104). The van der Waals interactions were included as proposed by Dion et al. (105). The Ti 3 orbitals were treated with an on-site effective (106) of 3.9 eV, previously determined by constrained random-phase calculations on bulk rutile titania (66).
The (110) surface was modeled by constructing a slab with five layers. The bottom two layers were kept fixed, while the top three layers were relaxed with a convergence criterion of 0.01 eV/Å, using an energy cutoff for the plane-wave basis set of 400 eV and a reciprocal-space sampling at the point only. The adsorption energies of molecular and atomic oxygen species were calculated as
where is the total energy of the minimum-energy, polaron-hosting ground state of the clean slab reduced by one , is the total energy of the surface slab with the adsorbed molecular (atomic) oxygen, and represents the energy of the molecule (half the energy of the molecule when calculating the adsorption energy of the adatom) in the gas phase.
Experimental frequency shift vs. distance curves were averaged over at least five curves and transformed to force–distance curves with the Sader inversion equation (107). The long-range background was estimated by measuring curves above the rows and subtracted from the experimental curves. The simulated force curves were obtained by explicitly including an oxygen-terminated ()5 tip cluster (80–82) in a 34-Å thick vacuum region above the surface and performing accurate DFT calculations above each adsorbed species, with an approach step size of 25 pm. The bottom five atoms of the tip cluster, together with the top three layers of the surface slab, were relaxed with a more stringent relaxation convergence criterion of 0.005 eV/Å.
Data Availability.
All relevant data are included herein or in SI Appendix.
Supplementary Material
Acknowledgments
We thank Milica Todorović for providing us with the tip model used for simulating force–distance curves. This work was supported by the European Research Council (ERC) Advanced Research Grant “OxideSurfaces” and Austrian Science Fund Projects Wittgenstein Prize (Z 250), Doctoral College “Solids4Fun” (W 1243), “POLOX” (I 2460), and Collaborative Research Center (SFB) “FOXSI” (F45). The computational results were achieved by using the Vienna Scientific Cluster.
Footnotes
The authors declare no competing interest.
This article is a PNAS Direct Submission.
This article contains supporting information online at https://www.pnas.org/lookup/suppl/doi:10.1073/pnas.1922452117/-/DCSupplemental.
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