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. 2020 Jul 8;15(7):e0235078. doi: 10.1371/journal.pone.0235078

The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska

Alfio Alessandro Chiarenza 1,2,*, Anthony R Fiorillo 3, Ronald S Tykoski 4, Paul J McCarthy 5, Peter P Flaig 6, Dori L Contreras 4
Editor: Laura Beatriz Porro7
PMCID: PMC7343144  PMID: 32639990

Abstract

Compared to the osteological record of herbivorous dinosaurs from the Late Cretaceous Prince Creek Formation of northern Alaska, there are relatively fewer remains of theropods. The theropod record from this unit is mostly comprised of isolated teeth, and the only non-dental remains known can be attributed to the troodontid cf. Troodon and the tyrannosaurid Nanuqsaurus. Thus far, the presence of members of Dromaeosauridae has been limited to isolated teeth. Here we describe a symphyseal portion of a small dentary with two ziphodont teeth. Based on tooth shape, denticle morphology, and the position of the Meckelian groove, we attribute this partial dentary to a saurornitholestine dromaeosaurid. The fibrous bone surface, small size, and higher number of mesial denticles compared to distal ones point to a juvenile growth stage for this individual. Multivariate comparison of theropod teeth morphospace by means of principal component analysis reveals an overlap between this dentary and Saurornitholestinae dromaeosaurid morphospace, a result supported by phylogenetic analyses. This is the first confirmed non-dental fossil specimen from a member of Dromaeosauridae in the Arctic, expanding on the role of Beringia as a dispersal route for this clade between Asia and North America. Furthermore, the juvenile nature of this individual adds to a growing body of data that suggests Cretaceous Arctic dinosaurs of Alaska did not undergo long-distance migration, but rather they were year-round residents of these paleopolar latitudes.

Introduction

Dromaeosauridae [13] (S1 Table) is a group of predatory theropod dinosaurs evolutionarily close to the origin of birds [4, 5]. This clade likely originated in the Middle Jurassic [6, 7], with the first definitive dromaeosaurids recovered from Cretaceous deposits [8]. By the Late Cretaceous they reached a virtually cosmopolitan distribution [9], so far remaining unknown only in Antarctica. Given the small to medium size of most dromaeosaurids, and their fragile, highly pneumatic skeletons that are subject to greater incompleteness bias than many other dinosaur taxa [10, 11], complete remains of this group are generally rare and confined to exceptionally productive fossil localities [e.g. 12, 13]. North American taxa belong to at least 4 recognized major subclades (Dromaeosaurinae, Microraptorinae, Saurornitholestinae, and Velociraptorinae; S1 Table [14]) with probable Asian origins based on phylogenetic inference and local abundance of taxa referred to these clades [8]. Since the earliest discoveries of dinosaur remains on the Alaskan North Slope [1517], the number of studies describing dinosaurs from the Prince Creek Formation and their role in clarifying paleobiogeographic and paleoecological aspects of the Cretaceous Arctic has greatly increased [e.g. 1825].

Dinosaur teeth often preserve more easily and are more frequently recovered than bones [26], and the discovery of isolated teeth referable to Dromaeosauridae in many Late Cretaceous microsites has often provided important biogeographic data confirming the presence of the group in areas for which purely osteological remains are unknown [9, 27]. For example, Fiorillo and Gangloff [28] reported on isolated dromaeosaurid teeth from the Prince Creek Formation of Alaska, tentatively referring them to Dromaeosaurus and Saurornitholestes. Given the intermediate paleogeographic position of Alaska (as part of the ancient Beringian landmass), and its role as a land bridge between Asia and North America, additional dromaeosaurid remains with better resolved taxonomic identification have the potential to increase our understanding of the origin and dispersal of these clades through Asiamerica. Here we describe the first non-dental, osteological material of a saurornitholestine dromaeosaurid from Alaska, representing a unique morphotype. This find supports the presence of this clade in the Upper Cretaceous (lower Maastrichtian) Prince Creek Formation on the North Slope of Alaska (70° N, Fig 1).

Fig 1.

Fig 1

Locality map (A) of Pediomys point (red star) in the North Slope of Alaska, USA. Coordinates: N 70.018667°, W 151.591488° (Paleocoordinates from paleobiodb.org: N 89.13°, W -104.73°). Stratigraphic sections schematized in Fig 2 are reported here in B, with PdP representing the fossil bone-bearing section.

Materials and methods

DMNH 21183 is a symphyseal portion of a theropod dentary with a semi-erupted tooth and a replacement tooth preserved. The specimen was studied using a Nikon SMZ motorized stereomicroscope (Nikon Instruments, Inc., Melville, NY, USA), equipped with epi-fluorescence with an X-Cite XYLIS light source (Excelitas Technologies, Waltham, MA, USA) and GFP filter. Imaging of the specimen, including focal stacking and 3-D reconstructions, was completed using an attached Nikon Ri2 color CMOS camera with Nikon's NIS-Elements Acquisition and Analysis Software. Additional microscope observations and imaging were carried out using a Keyence Digital VHX-7000 series microscope (Keyence Corporation of America, Itasca, IL, USA). Dental nomenclature and terminology is based on Hendrickx et al. [29]. Terminology regarding ontogenetic characters is mostly, but not exclusively based on Sampson et al. [30], Carr [31], and Hone et al. [32]. Anatomical description is based on morphological observation by three of the authors (AAC, AF, RT). Comparisons were made based on first hand observations of relevant material by AAC, AF, and RT, as well as literature comparisons. Stratigraphic and sedimentological observations were carried out by three of the authors (AF, PF, PM) between 2005 and 2014 (Fig 2). Cladistic analyses and character evaluation were conducted by authors AAC, DC, RT, and AF.

Fig 2. Geological setting.

Fig 2

Stratigraphic sections at Pediomys point. Black star represents DMNH 21183.

To assess the systematic position of DMNH 21183 within Theropoda, we performed three different phylogenetic analyses. The first analysis, based on osteological and dental characters, used the dataset from Lee et al. [33], which included 120 operational taxonomic units (OTUs) and 1529 characters. See Lee et al. [33] and Cau et al. [34] for further information on character choice and coding. Our updated matrix differed only in the addition of DMNH 21183 as an OTU. The second and third analyses followed the protocols outlined by Hendrickx et al. [35] to identify isolated theropod teeth. DMNH 21183 was scored in one matrix based on dentition characters, and another on tooth-crown-only characters. Details on character choice and rationale can be found in Hendrickx et al. [35], where original datasets are also reported as supplementary material. The dentition-based matrix consists of 107 taxa and 146 characters. The tooth-crown-based matrix includes 102 taxa and 91 characters. These dental datasets were analyzed by additionally forcing a topological constraint following Hendrickx et al. [35], reflecting a previously recovered tree topology for Theropoda (e.g. Rauhut and Carrano [36] and Brusatte et al. [37]), with DMNH 21183 as a floating OTU. Character scorings for DMNH 21183 in all three phylogenetic datasets are reported in Supplementary Information Document (S1 Dataset). Characters were all equally-weighted and treated as unordered or ordered following the source literature. The phylogenetic analyses were run using the software TNT [38]. For each dataset, we performed a “New Technology” search that included a combination of random and constraint sectorial searches, ratchet, tree-drifting, and tree-fusing, with ten search replications as the starting point for each hit and searches carried out until 100 hits of the same minimum tree length were achieved (TNT command used is “xmult = hits 100 replic 10 css rss ratchet 5 drift 5 fuse 5”). The most parsimonious trees (MPTs) obtained were subjected to two rounds of TBR branch swapping (command “bbreak = TBR"). Strict consensus trees were generated from the resulting set of MPTs Nodal support was calculated for the consensus by running a standard bootstrap analysis with 1000 replicates.

To test the qualitative observations reported in the anatomical description section, we performed multivariate analyses of theropod tooth measurements including those retrieved by the erupted tooth in DMNH 21183 (S2 Dataset). Although this tooth is not fully erupted, the breaks on the medial side of the dentary around the area of the relative alveolus and observations under microscopy allowed measurement of the crown height of the tooth. Measurements on tooth morphometrics are from Gerke and Wings [39] and a modified dataset from Larson and Currie [40] (S2 Dataset). The dataset from Gerke and Wings [39] includes measurement data for 335 theropod teeth for which entries were modified to reflect a higher systematic rank or clade compared to the original genus-level classification (e.g. Abelisauridae, Dromaeosauridae, Tyrannosauridae). Measurements for this dataset include crown basal length (CBL), crown height (CH), crown basal width (CBW), and the ratio between mesial (anterior) and distal (posterior) denticles (DSDI).

The dataset from Larson and Currie [40] includes measurement data for over 1200 small theropod teeth, mainly from the latest Cretaceous of the Western Interior Basin of North America, and has also been used for similar studies in the past [e.g. 41, 42]. Principal measurements included fore-aft basal length (FABL), crown height (CH), basal width (BW), and anterior (ADM) and posterior denticles per millimeter (PDM). This dataset was modified by removing all entries with at least one variable missing or unable to be evaluated, such as the lack of a measurement caused by the absence of the related structure (e.g. ADM in teeth without mesial denticles or carina). In this dataset, the taxonomy of the identified teeth was referred to the “family-ranked” clade with the exception of Richardoestesia. For example, Saurornitholestes langstoni and Atrociraptor marshalli are both referred to Saurornitholestinae, following [14]. The Milk River cf. Zapsalis is referred to Saurornitholestes following Currie and Evans [43]. The Aquilan cf. Richardoestesia gilmorei, the Oldman cf. Richardoestesia gilmorei, the Horseshoe Canyon cf. Richardoestesia, the Lancian cf. Richardoestesia, the Aquilan cf. Richardoestesia isosceles, and Richardoestesia isosceles are all referred to Richardoestesia. The subclades of theropods included in this dataset, apart from the specimen studied firsthand (DMNH 21183) are: Dromaeosaurinae, Richardoestesia, Saurornitholestinae and Troodontidae.

We performed two principal components analyses (PCA), a multivariate technique that takes a number of measurements and converts them into a smaller set of values that represent the variability of the sample plotted in a multivariate space. Following the example of similar studies (e.g. [9, 35, 39]), the same measurements were also used for a linear discriminant function analyses (DFA) on both the datasets. This method provides a value to assess the degree of confidence on the classification of the clusters in the morphospace, where 0.5 is no better than random in model accuracy while 1 represents perfect accuracy (100% accuracy [44]). Both these methods allow the dataset of teeth to be plotted in a morphospace, and to quantitatively compare the degree of overlap and the relative position of DMNH 21183 with 1) the main clades of Theropoda from the Gerke and Wings [39] dataset and 2) the main deinonychosaurian subclades (e.g., Dromaeosaurinae, Troodontidae) from the Larson and Currie [40] dataset. Multivariate analyses were performed in the software “R” with the “MASS” package [45]. PCA outcomes are reported as results in the relevant section while DFA plots are provided in Supplementary Information (S2 and S3 Figs). See S1 Table for systematic definitions of clades and lineages mentioned here and used throughout the text.

Institutional abbreviations

AMNH–American Museum of Natural History, New York City, USA; DMNH–Perot Museum of Nature and Science, Dallas, Texas, USA; IVPP–Institute for Vertebrate Paleontology and Paleoanthropology, Beijing, China; MPC-D–Institute of Paleontology and Geology, Mongolian Academy of Sciences (formerly known as IGM), Ulaanbaatar, Mongolia; YPM–Yale Peabody Museum of Natural History, Yale, Connecticut, USA; NHMUK PV–Natural History Museum, London, UK; TMP–Royal Tyrrell Museum of Palaeontology, Drumheller, Alberta, Canada.

Results

Locality

The specimen was collected from exposures of the Prince Creek Formation, at the Pediomys Point locality (Figs 1 and 2). The locality is along the Colville River, 8 km upstream from the Liscomb bonebed, North Slope Borough, Alaska, USA (Fig 1). Bulk sediment was collected at the site over multiple field seasons between 2005–2007, 2012, and 2014, with screenwashing and sorting of the material conducted at the Perot Museum of Nature and Science (DMNH) in Dallas, Texas, USA.

Geological setting and depositional environments

The Prince Creek Formation (PCF) was deposited in the Colville Basin of northern Alaska and provides us with the largest collection of polar dinosaur bones in the world [25]. The PCF was originally sub-divided into two subunits or tongues: an older Tuluvak Tongue and a younger Kogosukruk Tongue [46]. However, Mull et al. [47] revised this nomenclature based on regional stratigraphic correlations and the Prince Creek Formation was redefined to include only the former Kogosukruk Tongue along with some younger, Paleocene strata. The total thickness of the PCF along the Colville River is approximately 450 m [48, 49]. Biostratigraphic [5059], and isotopic analyses [60] indicate that the age of the Prince Creek Formation ranges from Campanian to Paleocene. All deposits containing evidence of dinosaurs are Early Maastrichtian in age and approximately 68.5–70 million years old [57, 59, 6163].

The PCF is an alluvial succession composed of conglomerate, sandstone, siltstone, mudstone, carbonaceous shale, coal, and bentonite [59, 61, 64]. The mostly fine-grained sediments record deposition in low energy, suspended load channels and on organic-rich floodplains on a low-gradient coastal plain. Thicker, multi-story meandering trunk channels contain the largest grain sizes and record the highest flow velocities in the area. Smaller meandering and fixed or anastomosed distributary channels formed crevasse splay-complexes adjacent to trunk channels. Abundant organic-rich facies were deposited in low-lying areas between the large channels and splay-complexes. Floodplains contained levees, splays, lakes, ponds, swamps, and soil-forming environments. Volcanic ashfall was common and smectite-rich bentonites were commonly preserved in wet floodplain environments [65]. Trampling of sediments by dinosaurs was common [63]. Weakly-developed paleosols similar to modern Entisols, Inceptisols, andic soils, and potential acid sulfate soils formed on levees, point bars, crevasse splays, and along the margins of floodplain lakes, ponds, and swamps that also supported lowland trees, shrubs, herbs, ferns, moss, and algae [61, 65]. Macroscopic and micromorphological features, and illite-smectite mixed-layer clay minerals in paleosols indicate predominantly waterlogged, reducing conditions interrupted by oxidizing conditions and periodic drying out of some soils [61, 62, 64, 65]. Soils experienced repeated sediment influx from overbank flooding of nearby distributary channels, and periodic deposition of hyperconcentrated flows [62]. Sediments deposited in the most distal areas of the coastal plain contain evidence of marine influence that includes inclined heterolithic stratification in channel point bars and pyrite, jarosite mottles, jarosite halos surrounding root-traces, and brackish-water fauna in floodplain facies [64, 66].

The 750 m-long outcrop belt at Pediomys Point is located near the upriver end of a slough off the main course of the Colville River (Fig 1). Cretaceous environments preserved at Pediomys Point include a meandering distributary channel that transitions laterally into a silt and mud-filled abandoned channel along with floodplain environments that include crevasse splays, levees, small lakes and swamps, floodplain paleosols, and ashfall deposits ([67], Fig 2). Trampled sediments found above a bentonite (Fig 2) are similar to those described from strata 4.25 kilometers downstream along the Colville River that are interpreted as adult and juvenile hadrosaur tracks along a swamp margin [63]. Rare brackish-water clams (most likely Nucula aff. N. percrassa Conrad; see [66]) and gastropods found near the top of the stratigraphic succession at Pediomys Point suggest an estuarine or lagoonal environment for those deposits [66]. Interfingering of continental-terrestrial and shallow marine deposits, including those of flood basins, interdistributary bays and estuaries were identified in older deposits of the PCF along the Colville River [68] and in younger deposits above the Liscomb Bonebed near Ocean Point [69]. This suggests that the environments at Pediomys Point were transitional between the subaerial coastal plain or delta plain, and shallow marine habitats (Fig 2).

Systematic paleontology

Dinosauria [70]

Theropoda [71]

Dromaeosauridae [1]

Eudromaeosauria [14]

Saurornitholestinae [14] indet.

Referred specimen

DMNH 21183. The anterior portion of a right dentary, preserving two teeth and four alveoli (Fig 3).

Fig 3. DMNH 21183.

Fig 3

Anterior portion of a dromaeosaurid dentary in lateral (A), medial (B), dorsal view (C) views and close up of the interdental plates and 3rd tooth in medial view (D). Curved arrows represent features hidden on that view. Abbreviations: a2, 2nd alveolus; a3, 3rd alveolus; rdt2, 2nd dentary tooth; rdt3, 3rd dentary tooth; rdt4, 4th dentary tooth; ave, antero-ventral process; idp, interdental plate; lr, lateral ridge; mg, Meckelian groove; mf, Meckelian foramina. Scale bar: 2 mm.

Description

DMNH 21183 (Fig 3) (Table 1) is an anterior portion of a right dentary with an unerupted mesial tooth (rdt2; Fig 3A–3C) and a distally placed partially erupted tooth (rdt3; Fig 3). The anterior surface of the dentary is damaged, obscuring details of the symphyseal region. Given the position of the erupted tooth (rdt3; Fig 3) above the Meckelian foramina (on the medial surface of the dentary, Fig 3B), and above an the anteroventral process of the dentary (ave; Fig 3A and 3B), we identify this as the 3rd dentary tooth in the dentary [e.g. 43, 72], with the more mesially positioned, unerupted tooth (rdt2) being identified as the 2nd. Alveoli 2–4 are preserved (Fig 3A–3C), although the margins of the latter (fourth) are obscured by erosion. Both the medial and lateral surfaces of the dentary present a parallel, anteroposteriorly-oriented, fibrous bone texture. The anterior margin of the 3rd alveolus (a3; Fig 3A–3C) has a raised anterior rim that extends dorsally up to approximately mid-height of the crown (a3). There is a well-preserved subtriangular interdental plate lingual to the septum separating the 2nd and 3rd alveoli (a2–a3), and a bigger, semicircular one between the 3rd and 4th alveoli (a3–a4). The paradental space is relatively dorsoventrally short. Laterally, the dorsal rim of the dentary rises into a triangular ridge, which creates a convex surface anterolaterally that sinks at its base into a circular fossa. The alveoli are elliptically shaped, being slightly anteroposteriorly longer than mediolaterally wide (Fig 3C). The medial side of the dentary features a shallow Meckelian groove (Fig 3B), set slightly more ventrally than mid-height of the bone. The medial side of the dentary features an anteriorly located Meckelian foramen (Fig 3B), which may be paired with a second, more ventrally positioned foramen, but damage to the bone surface in this area makes the identification of this feature uncertain. There is an anteroventral expansion in the alveolar margin of the dentary, visible both medially and laterally (Fig 3A and 3B) that is excavated by a sub-oval fossa on the lateral side (Fig 3A).

Table 1. Measurements of DMNH 21183.

Elements measured Measurements (mm)
Dentary anteroposterior length (dorsal view) 14.34
Dentary anteroposterior length (lateral view) 14.59
Maximum dentary mediolateral width 6.15
Maximum dentary dorsoventral depth 9.44
Alveolus II mesiodistal length 2.95
Alveolus II labiolingual width 1.27
Alveolus III labiolingual width 2.76
Alveolus III mesiodistal length 3.71
Tooth III (rdt3) mesiodistal width 1.97
Tooth III (rdt3) labiolingual length 1.05
Tooth III (rdt3) apicobasal length 4.50

Both preserved teeth in DMNH 21183 are ziphodont. The mesiodistal axis of the 2nd tooth (rdt2) is more anteromedially oriented in relation to the lateral margin of the dentary. The 2nd tooth is unerupted, but damage to the medial surface of the alveolar wall exposes the most apical half of the tooth crown. While the anterior alveolar margin covers the mesial surface of the 2nd tooth (rdt2), 13 denticles are visible along the distal carina (Fig 4A and 4B). The apical-most half of portion of the 3rd tooth (rdt3) is erupted, with 12 denticles visible on the distal carina (Fig 3A, 3B and 3D).

Fig 4. Closeup on the dentary teeth and lateral ridge in DMNH 21183.

Fig 4

Detail of the 2nd dentary tooth highlighting the distal carina under normal light (A) and fluorescent microscopy (B). Details of the distal denticles (C) and close-up of the lateral ridge (lr) close to the alveolar margin in lateral views (D). Abbreviation: lr, lateral ridge. Scale bar: 0.5 mm.

The teeth have larger distal denticles than the mesial ones. The unerupted portion of the third tooth crown can be seen through a fracture on the medial side of the dentary (Fig 3B). Taking into account the base of this crown, an estimate of ~30 denticles per serrated carina can be inferred for the tooth.

Unfortunately, wear of the mesial carina destroyed some details of the denticles. However, apart from some denticles, most of the interdenticular grooves between adjacent denticles are clear, and they are shallow incisions rather than deep sulci (Fig 3D, S1 Fig). In the 2nd tooth this comparison between mesial and distal carina is not possible because the mesial margin of the tooth is hidden by sediment and the labial wall of the alveolus (Fig 4A and 4B). The shape of the apices of the distal denticles is slightly hooked, with an orientation toward the apex of the crown and with an externally rounded margin rather than with a sharp tip (Fig 4A–4C).

Phylogenetic analysis results

Analysis of the Lee et al. [33] data matrix with DMNH 21183 added resulted in 384 MPTs that are 6043 steps long, with a Consistency Index (CI) = 0.244 and a Retention Index (RI) = 0.587. The strict consensus (Fig 5; S4 Fig) reproduced the topology hypothesized by Lee et al. [33]. DMNH 21183 is recovered in Dromaeosauridae excluding Unenlaginae, in a polytomy with most other eudromaeosaurs (Dromaeosaurus + Utahraptor) and Microraptorinae clades.

Fig 5. Phylogenetic position of DMNH 21183.

Fig 5

Strict consensus topology of the shortest trees recovered by the parsimony analyses of the phylogenetic dataset of Lee et al. [33] with the addition of DMNH 21183 (384 MPTs, 6043 steps, CI = 0.244, RI = 0.587). The main clades of Theropoda outside Deinonychosauria are collapsed for space constraints. Full topology available in S4 Fig. Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow).

The addition of DMNH 21183 to the dental-only character matrix of Hendrickx et al. [35] produced 2 MPTs (1314 steps long, CI = 0.194, RI = 0.418). The Strict Consensus of the two trees recovers Paraves as a trichotomy between Avialae, Troodontidae and Dromaeosauridae (Fig 6A; S5 Fig). DMNH 21183 is recovered as the sister OTU of Saurornitholestes, in a partially resolved Eudromaeosauria (sensu Longrich and Currie [14]). This dromaeosaurid clade is represented by a polytomy between Atrociraptor, a monophyletic clade with Deinonychus, Tsaagan and Velociraptor, and another monophyletic clade with Dromaeosaurus and Bambiraptor as successively closer taxa to the clade Saurornitholestes + DMNH 21183.

Fig 6. Phylogenetic position of DMNH 21183 in Hendrickx et al. [35].

Fig 6

Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in (A) the dentition-only character matrix from Hendrickx et al. [35] (2 MPTs, 1314 steps, CI = 0.194, RI = 0.418), and (B) the tooth-crown-only character matrix from Hendrickx et al. [35] (5 MPTs, 867 steps, CI = 0.183, RI = 0.439). The overall topology was constrained in both analyses, with DMNH 21183 allowed to float. The main clades of Theropoda outside Deinonychosauria are collapsed for space constraints. Full topology available in S5 and S6 Figs. Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow) in Eudromaeosauria.

Lastly, the analysis that includes DMNH 21183 in the tooth-crown-based data matrix of Hendrickx et al. [35] recovers 5 MPTs (867 steps, CI = 0.183; RI = 0.439). The strict consensus tree (Fig 6B; S6 Fig) produces a polytomy between alvarezsaurs, therizinosaurs, oviraptorosaurs and the rest of Maniraptora (Avialae, Troodontidae and Dromaeosauridae). DMNH 21183 is recovered within Eudromaeosauria (sensu Longrich and Currie [14]), in a polytomy between Atrociraptor, Bambiraptor, Deinonychus, Saurornitholestes, and an Asian Velociraptorinae clade (Velociraptor + Tsaagan).

Multivariate analysis results

The dentition of DMNH 21183 (the 3rd and more exposed-better preserved tooth; rdt3 in Fig 3D) was assessed in a morphometric dataset of theropod teeth [39], with a PCA analysis returning four axes with the following eigenvalues and percentages of total variance explained by each axis: Axis 1 (0.377, 96.583%), Axis 2 (0.006, 1.594%), Axis 3 (0.004, 1.13%), Axis 4 (0.003, 0.69%). Coefficients for the five measurements on each axis are given in Table 2. The majority of the variance is captured in the first two axes of the principal components. The highest variable contribution is represented by CBW (37.79%), followed by CH (~33.70%), CBL (~28.12%), and lastly DSDI (0.38%). The position of DMNH 21183 in the first two axes of the theropod teeth morphospace is shown in Fig 7. DMNH 21183 overlaps the dromaeosaurid morphospace in the lower left quadrant of the plot. This convex hull partially overlaps with those of troodontids, noasaurids, and basal theropods among others. This cluster is set on the opposite side from the centroids of allosauroids, ceratosaurids, and spinosaurids, which occupy most of the center and right area of the teeth morphospace. DMNH 21183 is in the opposite area of the morphospace than tyrannosaurids (Fig 7). A similar spatial arrangement is obtained with the DFA analysis (S2 Fig), in which model accuracy for classification of DMNH 21183 as a dromaeosaurid is of 0.65. To further explore the position of DMNH 21183 between Dromaeosauridae and the other taxa that were morphometrically close in this first set of multivariate analyses, we used a dataset [40] of deinonychosaurian teeth (see Materials and Methods) and performed a PCA analysis. The analysis returned four axes with the following eigenvalues and percentages of total variance explained by each axis: Axis 1 (15.005, 77.175%), Axis 2 (3.584, 18.433%), Axis 3 (0.559, 2.879%), Axis 4 (0.294, 1.513%). Coefficients for the five measurements on each axis are given in Table 3.

Table 2. Coefficients of the PCA analysis run on the theropod teeth dataset published by Gerke and Wings [39].

Measurement PC1 PC2 PC3 PC4
CBL 0.530305 -0.207765 0.108537 0.814757
CBW 0.614766 0.7250023 -0.251823 -0.181711
CH 0.580509 -0.605216 0.065003 -0.540829
DSDI -0.062033 -0.254791 0.959468 0.1032189

Fig 7. Position of DMNH 21183 in the theropod teeth morphospace.

Fig 7

Principal components analysis of theropod teeth morphospace based on the dataset from Gerke and Wings [39]. DMNH 21183 is marked by a yellow star. Abbreviations: crown height (CH), crown basal width (CBW), ratio between mesial (anterior) and distal (posterior) denticles (DSDI). Morphometric dataset prepared as explained in methods and including measurements from DMNH 21183 reported in Supplementary Information (S2 Dataset).

Table 3. Coefficients of the PCA analysis run on the deinonychosaurian teeth dataset published by Larson and Currie [30].

Measurement PC1 PC2 PC3 PC4
FABL 0.352856 -0.03872 0.568433 0.742211
CH 0.838152 0.423491 -0.31658 -0.13392
BW 0.176441 -0.00224 0.739112 -0.65006
PDM -0.37665 0.90507 0.174281 0.092801

Coefficients of the PCA analysis run on the theropod teeth dataset published by Gerke and Wings [39] with the addition of DMNH 21183. ADM, anterior denticles per millimeter; BW, basal width; CBL, crown base length (in mm); CBW: crown base width; CDA: crown distal angle; CH: crown height (in mm); CH, crown height; DSDI: denticle size difference index, denticles in mesial carina divided by those in distal carina.

Coefficients of the PCA analysis run on the deinonychosaurian teeth dataset published by Larson and Currie [40] with the addition of DMNH 21183. ADM, anterior denticles per millimeter; BW, basal width; CH, crown height; FABL, fore-aft basal length; and PDM, posterior denticles per millimeter.

The majority of the variance is explained by the first two axes of the principal components. The highest variable contribution (similarly to previous analyses on this dataset [4042]) is represented by CH (~60%) followed by PDM (~30%), FABL (~15%) and lastly ADM (<5%). The position of DMNH 21183 in the first two axes of the deinonychosaurian teeth morphospace is shown in Fig 8. DMNH 21183 overlaps the Saurornitholestinae morphospace, being set further away from the centroid clustering the other analyzed taxon with hooked denticles, Troodontidae. It is outside the convex hull comprising Dromaeosaurinae, which has mostly subequal, rectangular denticles, and is set within the Saurornitholestinae morphospace in a position slightly toward the Richardoestesia morphotype. DFA results in a spatial arrangement of data points similar to the one of the PCA (S3 Fig), and the analyses provides a model accuracy of 0.8 for classification of DMNH 21183 as a saurornitholestine deinonychosaur. This outcome is comparable to those generated by the phylogenetic analyses, and we confidently refer DMNH 21183 to the Saurornitholestinae. We do not at this time assign it to any currently recognized species within the clade.

Fig 8. Position of DMNH 21183 in the paravian teeth morphospace.

Fig 8

Principal components analysis of theropod teeth morphospace based on the dataset from Larson and Currie [30]. DMNH 21183 is marked by a blue star. Abbreviations: fore-aft basal length (FABL), crown height (CH), basal width (BW), anterior (ADM) and posterior denticles per millimeter (PDM). Morphometric dataset prepared as explained in methods and including measurements from DMNH 21183 reported in Supplementary Information (S2 Dataset).

One major caveat of these analyses regards the potential bias due to the different ontogenetic stages of the teeth included in the sample [41], and most importantly in relation to the likely juvenile growth stage of DMNH 21183. Because PCA analysis would simply group observations based on measurements, it is likely that teeth belonging to juvenile and adult individuals will cluster in separate areas of the morphospace (see Discussion for a more in depth comparison of denticle size). This issue has been shown in the literature (e.g. [73, 74]) to affect previous PCAs of tyrannosauroid teeth, so we use this morphometric line of evidence as a complementary tool to assess the systematic identification of DMNH 21183.

Discussion

Morphological comparisons and the phylogenetic position of DMNH 21183

While DMNH 21183 is fragmentary, there are enough anatomical characters preserved in it to indicate its likely systematic position. Although very few non-dental theropod remains have been found in the Prince Creek Formation of Alaska, a general comparison with other contemporaneous theropod taxa, with a particular focus on those clades previously recognized in the formation (Dromaeosauridae, Tyrannosauridae, Troodontidae) is attempted here. The combination of ziphodont dentition, presence of interdental plates (e.g. [75]), a Meckelian groove, and Meckelian foramina are characteristic of theropod dinosaurs (e.g. [76]). The orientation of the anterior-most tooth socket and its unerupted tooth (both anteromedially oriented), the presence of paired Meckelian foramina, and a ventral expansion laterally pierced by a fossa, point toward the identification of the specimen as an anterior portion (almost symphyseal, as also shown by the ventral enlargement of the dentary in lateral view) of a theropod dentary. The shallow Meckelian groove present in the specimen is a derived maniraptoran feature [77], in contrast to the deep groove seen in basal tyrannoraptorans (e.g. Tyrannosauroidea) [78]. The Meckelian foramen (Fig 3B) is slit-like and not enlarged and rounded like in Tyrannosauridae (e.g. oral mandibular foramen in Nanuqsaurus [23] and foramen intramandibularis oralis in Tyrannosaurus [79]), a feature seen in Dromaeosauridae (e.g. Dromaeosaurus [80]; Acheroraptor [72]). The pair of anterior foramina nearby the symphysis is similar to the condition found in velociraptorines like Acheroraptor [72]. The shallow paradental space, a Meckelian groove that is set in the lower half of the medial side of the dentary but not directly on the ventral margin, and the hooked distal denticles of the teeth are coelurosaurian features [81, 82].

The lenticular shape of the alveoli from dorsal view (Fig 3C; S1 Fig), rather than box shaped (or squared off), is more similar to the condition in derived coelurosaurians (i.e. Maniraptora) rather than in Tyrannosauroidea [83]. The presence of distinct alveoli rather than a connected dorsal furrow excludes derived troodontids [83]. The triangular ridge on the lateral margin of the dentary (Figs 3A and 4D) is shared with Buitreraptor [84], Velociraptor (AMNH 6515) and Tsaagan [85], although in all these cases the presence of this structure may be an artifact of the damaged lateral rim of the dentary. The raised rim in front of the well-preserved alveolus 4 (Fig 3A) resembles the condition of the anterior alveoli in Saurornitholestes [43].

Interdental plates are notoriously rare in paravian theropods, and fusion or reduction of these structures has been largely considered synapomorphic for Dromaeosauridae or Deinonychosauria as a whole, except for some taxa like Microraptorinae [86], Austroraptor [87], Acheroraptor [72], and Archaeopteryx [88, 89]. The larger of the preserved interdental plates of DMNH 21183 is triangular (like Acheroraptor), with a somewhat arched apex and a broader base. The absence of medial crenulation or dorsoventral furrows in the interdental plate excludes it from assignment to Tyrannosauridae. The presence of interdental plates fused to the margin of the dentary is shared with Atrociraptor [90] and Saurornitholestes [43].

The lenticular (more labiolingually compressed than circular) cross section of the teeth in DMNH 21183 differs from the mesial and lateral dentitions of many troodontids, which have a subcircular cross-sectional outline at the crown base [83]. The teeth of DMNH 21183 lack concave surfaces adjacent to both carinae (Fig 4), as has been observed in some mesial teeth of the troodontids Troodon [91, 92], Urbacodon [93], an indeterminate troodontid taxon from Uzbekistan [93], and the troodontid Xixiasaurus [83, 94] as reported by [83]. As in most paravians, the teeth preserved in DMNH 21183 exhibit short interdenticular sulci (opposite of the well-developed and deep sulci present in Abelisauridae, Tyrannosauridae, and Allosauroidea [9, 83]), whereas short interdenticular sulci have been observed by Hendrickx et al. [83] in the microraptorine specimen IVPP V13476 [95], the eudromaeosaurians Deinonychus (YPM 5232), Saurornitholestes [43], and Dromaeosaurus (AMNH 5356; [92, 96]), as well as in some troodontids [97, 98] such as Troodon (NHMUK PV R.12568).

The distal denticles have a relative higher density in contrast to the much larger denticles in Troodontidae, and are more similar to the condition in Dromaeosauridae [83]. The presence of less distal denticles than mesial denticles is a more common feature found in saurornitholestine dromaeosaurids rather than Dromaeosaurinae [40]. An affinity to the sympatric cf. Troodon [26] can be excluded on the basis of serrated mesial teeth, which are not serrated in the troodontid [99]. An affinity with basal dromaeosaurid taxa like the halszkaraptorines and unenlagiines (e.g. Halszkaraptor [100], Mahakala [101], Buitreraptor [84] and Austroraptor [102]) can be excluded, as the dentition of these taxa are devoid of denticles [83]. Other deinonychosaurian taxa like the troodontids Mei [103], Byronosaurus [104], Gobivenator [105], Urbacodon [93], Xixiasaurus [94], IVPP V20378 and Jinfengopteryx [106], Almas [107, 108] and MPC-D 100–1128, the anchiornithid Anchiornis [109], Eosinopteryx [110], Aurornis [111], and the basal avialan Archaeopteryx (e.g., [112114]) also have non-denticulate tooth crowns all along their jaws [83], excluding a potential affinity with DMNH 21183. It has to be cautioned though that independent reacquisition of denticulated teeth has been shown in some deinonychosaurian taxa like the anchiornithids Caihong and Liaoningvenator [83].

The small size of mesial denticles in DMNH 21183 is more similar to the condition in Saurornitholestinae rather than Dromaeosaurinae [43, 80, 115118]. The shape of the denticles is slightly pointed toward the apex of the crown as in Dromaeosauridae and Troodontidae and not C- or U-shaped like in Tyrannosauridae [83]. The reduction or lack of mesial denticulation is shared with some Asian Velociraptorinae like Tsaagan [85]. A similar condition to DMNH 21183 where mesial teeth bear unserrated mesial carinae and denticulated distal carinae is present in many other theropod clades. This feature is also seen in the dromaeosaurid Tsaagan [85], the troodontids Linhevenator [83, 119] and possibly Saurornithoides (AMNH 6516 [120]).

Although hooked denticles are primarily present in some derived troodontid taxa [83, 103], there are also dromaeosaurids that have apically hooked denticles (e.g., [80, 92, 96, 121]). These include the eudromaeosaurians Atrociraptor and Saurornitholestes [83, 92, 122]. An immediately noticeable difference between denticles in Dromaeosauridae and Troodontidae is that the latter tend to bear particularly large, bulbous, and widely separated denticles, while Dromaeosauridae have more numerous, smaller and asymmetrically convex or parallelogram-shaped denticles (Fig 4A; [83]). Other deinonychosaurian taxa lack apically hooked denticles, with a morphology that is more symmetrical and apically convex, such as in Microraptorinae and in some derived eudromaeosaurs such as Acheroraptor, Bambiraptor, Linheraptor, Tsaagan, Utahraptor and Velociraptor ([83] and references therein).

The number of denticles (12 to 13) in the partially exposed crowns of DMNH 21183 indicates that the total number of denticles per carina is greater than the ~15 present in many troodontids, particularly in taxa more derived than Sinovenator [26]. As Hendrickx [83] pointed out, while some tooth crowns of Saurornitholestes appear to have less than 15 denticles on the carina [40, 92, 123] quantitative analyses by Larson and Currie [40] indicates that the large majority of Saurornitholestes teeth have many more than 15 denticles on the crown (for other remarks on morphological variation in the dental series of this taxon see [43]). Within Deinonychosauria, taxa with a large number of denticles (≥6 per 1 mm) include Richardoestesia, Saurornitholestinae (including Saurornitholestes), Sinovenator, and Velociraptor [40, 83, 124127].

While the position of the mesial margin of the teeth preserved in DMNH 21183 and the degree of surface abrasion preclude detailed morphological observation, the finely serrated mesial carina, with denticles smaller than their distal serial homologues, can be seen particularly well in the 3rd tooth (rdt3; Fig 3D). The presence of distal denticles larger than mesial ones was long thought to characterize the dentition of Dromaeosauridae, and this criterion was used to identify velociraptorine teeth (e.g., [83, 115118]). Teeth with fine mesial serrations are usually characterized by a denticle size index (DSDI: the ratio between number of mesial and distal denticles) higher than 1.2 while teeth that bear carinae with subequal denticle size have usually a DSDI close to 1. These arbitrary values were proposed by Rauhut and Werner [115] and corresponds in the case of DSDI≈1.2 to approximately more than six mesial denticles for five distal serrations [83]. DMNH 21183 has a quite high DSDI (~2.3; Fig 9), which is well beyond the range of many deinonychosaurian taxa, and in the range of the most finely serrated saurornitholestine teeth (between 1 and 2.5; Fig 9). A DSDI >1.2 has been reported in the majority of eudromaeosaurians ([83] and references therein). Some lateral teeth of the troodontid Zanabazar [128] and some isolated crowns assigned to Troodon have also a very high DSDI (outliers with DSDI around 2–3; Fig 9 [40, 83, 91]. This is the opposite condition than that typically found in Dromaeosaurinae (DSDI ~ 1), like in the eponymous taxon Dromaeosaurus [83]. The surprisingly high DSDI of DMNH 21183 may be a juvenile trait, since many juvenile theropods have been shown to exhibit particularly fine mesial serrations relative to the distal ones, and evidence from tyrannosaurids [78, 129, 130] shows progressively decreasing DSDIs through ontogeny [135].

Fig 9. Denticle size index comparison between deinonychosaurian taxa.

Fig 9

Box plot showing a comparison of the relative denticle size index (DSDI) between DMNH 21183 and four clades of deinonychosaurian theropods from the dataset in Larson and Currie [30]. DMNH 21183 is marked as a star. Dots represent outlier of each clade’s distribution.

External textural features in dinosaur surface bone have been shown to change in relation to ontogeny [32], in a process mirroring internal microscopic remodeling [131]. For example, the skulls of ceratopsian dinosaurs show surface textural changes during ontogeny, from lightly striated to deeply rugose textures [30; 132]. Cortical bone texture with fine-grained, longitudinally striated pattern [31] is considered a size-independent criterion as an indication of relative immaturity in non-avian archosaurs [30, 31, 133]. Lightly striated cortical bone grain express nascent ontogenetic characters in theropods [31], as it is particularly clear from Tyrannosaurus [31], Scipionyx [134], and Juravenator [135, 136]. The same striated, fibrous bone grain texture described in relatively immature individuals of these other theropod taxa is also present in DMNH 21183 (Fig 3A and 3B). This textural feature, in combination with the diminutive size of the specimen (Table 1), is evidence that DMNH 21183 is a juvenile.

After morphological, morphometric, and phylogenetic analyses, DMNH 21183 is here interpreted as specimen of Saurornitholestinae. The recurrent clustering of DMNH 21183 with Eurasian dromaeosaurids (a clade including Eudromaeosauria + Microraptorinae; Figs 5 and 6) and excluding Unenlaginae (in [33]), the sister-taxon relationship with Saurornitholestes (Fig 6A) in the analysis based on the dentition-only matrix from Hendrickx et al. [83], as well as in a eudromaeosaur clade more exclusive than that containing Dromaeosaurus in the analysis based on the tooth-crown-only matrix from Hendrickx et al. [33], all strengthen the saurornitholestine interpretation of the specimen based on morphological comparisons and teeth morphometrics.

Saurornitholestinae was first named by Longrich and Currie [14] as a subclade of Dromaeosauridae including Saurornitholestes, Bambiraptor and Atrociraptor. Not all phylogenetic analyses focused on deinonychosaurian interrelationships recover this clade (e.g. [101, 137]), but others do [34, 37] or partially do so [138], and we recognize this clade. Saurornitholestinae is that lineage of eudromaeosaurs closer to Saurornitholestes than to Dromaeosaurus and Velociraptor, and this more inclusive, stem-based concept of the name is useful when discussing isolated dental material which has often been assigned to Saurornitholestes or cf. Saurornitholestes (e.g. [40, 96, 139]). There are several referrals to saurornitholestine dromaeosaurs in the latest Cretaceous of North America, including: the Milk River saurornitholestine [96] from the latest Santonian–earliest Campanian; the Early Campanian Menefee Formation saurornitholestine [41]; the Early Campanian Foremost Formation saurornitholestine [140]; and the Middle-Late Campanian Oldman Formation saurornitholestine [140] (S3 Dataset).

More relevant for comparative purposes to taxa in the Prince Creek Formation, Atrociraptor marshalli was recovered in phylogenetic analyses of paravian interrelationships as a derived member of Dromaeosauridae and close to the node comprising Saurornitholestes (e.g. [37, 60]). In the dental-characters-only phylogenetic analysis, DMNH 21183 clusters separately from Atrociraptor (Fig 6A), while the crown-only-characters and full-osteological results recover both Atrociraptor and DMNH 21183 in a polytomy within Eudromaeosauria (Figs 5 and 6B). There are similarities in the apically-hooked denticles on the teeth of DMNH 21183, Saurornitholestes, and Atrociraptor, but the generally larger denticles of the latter, particularly in the mesial carina [90, 141], sets it apart from Saurornitholestes and DMNH 21183. However, the implications of ontogenetic stage on relative denticle size should also be considered in this case. On the other hand, the interdental plates in DMNH 21183 more closely resemble those of Atrociraptor (TMP 95.166.1 [90]) than those of Saurornitholestes (TMP 1988.121.0039 [60]) in having a narrower base. Atrociraptor and Saurornitholestes are recovered in a sister-group relationship by Currie and Evans [60], and the shared similarities between DMNH 21183 and these two taxa may prove predictive should more complete dromaeosaurid material be found in the PCF.

Paleoecological and paleobiogeographical implications of a juvenile Arctic Saurornitholestinae

The discovery of dinosaur remains at high latitudes (i.e. higher than 66°), and in particular the abundant dinosaur bone record from the PCF, challenged traditional reptilian models for dinosaurian physiologies and inspired debate centered on the potential for long-distance migrations by dinosaurs [20, 142144]. Given the breadth of migration patterns in extant animals (e.g. [145]), to focus our discussion it is relevant to point out that these migrations for Arctic dinosaurs were inferred to cover latitudinal distances rather than trans-Arctic migrations, which are not even observed with animals today [146]. Increased subsequent interest showed, through a variety of methods such as biomechanic, isotopic analyses, and osteohistology, that these dinosaurs likely had the necessary adaptations for overwintering in the ancient Arctic [20, 147, 148] and need not have moved to more southerly latitudes. Thus far, these discussions have focused almost exclusively on herbivorous taxa, with one exception that was based on the argument that if the dinosaurian prey did not migrate, then the predators were non-migratory as well [28].

In their review of the adaptive benefits of migration for modern mammals, Avgar and others [149] showed that in the terrestrial realm there is a decided preference for mammalian long-distance migrations to occur among large-bodied herbivores rather than carnivores. One of the suggested reasons for the rarity of migration by mammalian carnivores is that for purposes of energy consumption and mating, these animals need to establish, maintain, and defend territories. Such behavior would preclude the ability to migrate.

Dromaeosaurids were evolutionarily close to avians, and there is some discussion of the flight capabilities of some taxa within this group [150]. At best, some taxa may have been able to exhibit some rudimentary flight skills (e.g. Microraptor and Zhenyuanlong [151153]). Further, the anatomy of most non-micraraptorine dromaeosaurids, especially larger species, argues for a flightless lifestyle [89]. That eliminates flight as an energy efficient means for a predatory animal to cover the vast distances required to migrate across large geographic areas.

The fibrous bone texture of DMNH 21183 strongly suggests that the individual was very young at the time of its death. Given that there is also a demonstrable positive correlation between tooth size and body size, at least in some theropods (such as dromaeosaurids, but does not apply to basal ornithomimosaurs and therizinosaurs with extremely tiny teeth compared to body size [Hendrickx pers. comm. 2020]) and other diapsids [154, 155], it is reasonable to conclude that the DMNH 21183 belonged to a very small individual. Further, similar (if not stronger) biomechanical constraints for long-range migrations would apply for these small theropods, as has been advocated for ornithischian dinosaurs [156, 157]. Therefore, this specimen of a young, small individual suggests that dromaeosaurs likely nested in the ancient Arctic or in the close proximity, behavior different than long-distance migratory animals.

The identification of the first osteological remains attributed to Saurornitholestinae from the North Slope supports previous observations on the paleoecology and ecosystem structure of Late Cretaceous communities in Arctic Alaska. Previous workers suggested that gregarious herbivorous dinosaur groups inhabiting the Cretaceous Arctic were non-migratory [157]. The specimen described here (DMNH 21183) is particularly important because it represents a very small and young individual with little or limited ability to engage in long-distance travel or migrations. In modern migratory birds, it is often the case that young birds lack experience and they must rely on learning migratory habits from the adults [158]. Also, as another analog, there is a decided preference for modern mammalian long-distance migrations to occur among large-bodied herbivores rather than carnivores. Taken together, we infer that DMNH 21183 implies a perennial residency of this dromaeosaur clade (Saurornitholestinae) in the Arctic [20, 25, 26, 28]. This Alaskan Saurornitholestinae would have lived in a biotope featuring a coniferous open woodland (dominated by taxodiaceous conifers) with an angiosperm-fern understory [61, 159, 160]. Herbaceous vegetation included ferns, angiosperms, abundant horsetails and other sphenophytes [61, 159, 160]. This ancient Arctic ecosystem would have included animals such as basal ornithopods [21], the hadrosaurid Edmontosaurus [161], the centrosaurine Pachyrhinosaurus [22], the diminuitive tyrannosaurid Nanuqsaurus [23], a large troodontid [26] and at least another dromaeosaurid taxon closer to Dromaeosaurus [28] than to Saurornitholestes. Small body-sized animals representing potential prey for the Arctic saurornitholestine (Fig 10) might have been mammals such as the methatherian Unnuakomys [67], a Gypsonictopidae and the multituberculate Cimolodon [25, 162].

Fig 10. Life reconstruction of the Alaskan saurornitholestine in its environment.

Fig 10

Artistic restoration by scientific illustrator Andrey Atuchin depicts a riparian setting in the Prince Creek Formation, matching the geological evidence described in this paper. DMNH 21183 comes from the juvenile dromaeosaurid on the branch close to the adult, while a subadult (foreground) stalks an individual of Unnuakomys hutchisoni [67], a methatherian known from this locality. Individuals of the sympatric ceratopsid Pachyrhinosaurus perotorum [22] rest in the background.

DMNH 21183 adds further weight to the paleobiogeographical connection between closely related Asian and North American eudromaeosaur taxa (with sister clades present in both Asia and the Western Interior Basin of North America). DMNH 21183 is too fragmentary to provide more specific taxonomic distinction within the current record of known dromaeosaurids, but is most similar to saurornitholestines. Given the geological age of Saurornitholestes langstoni and Atrociraptor marshalli, and the wide-ranging tooth-form taxon Richardoestesia (Late Campanian-Late Maastrichtian), we predict that additional specimens and data may eventually provide evidence supporting the establishment of a new dromaeosaurid taxon in the Early to early Late Maastrichtian of Arctic Alaska.

Supporting information

S1 Fig. Magnified close-up views of the 3rd tooth in DMNH 21183.

Close-up of the mesial carina in anterior view (A, C), highlighting the denticle-bearing anterior carina (ac). Magnified lingual view of the tooth (B) highlighting the anterior (ac) and posterior (pc) carinae (D). Dotted line (C) highlights the interdenticular sulci. Scale bar: 100 μm.

(TIF)

S2 Fig. Discriminant Functional Analysis of DMNH 21183 in Gerke and Wings [39].

Discriminant Functional Analysis of DMNH 21183 in the theropod teeth morphospace generated with the morphometric dataset provided in Gerke and Wings [39]. Abbreviations: LD, linear dimension. DMNH 21183 indicated by a green star.

(TIF)

S3 Fig. Discriminant Functional Analysis of DMNH 21183 in Larson and Currie [40].

Discriminant Functional Analysis of DMNH 21183 in the deinonychosaurian teeth morphospace generated with the morphometric dataset provided in Larson and Currie [40]. Abbreviations: LD, linear dimension. DMNH 21183 indicated by a pink star.

(TIF)

S4 Fig. Phylogenetic position of DMNH 21183 in Lee et al. [33].

Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the matrix from Lee et al. [33] (384 MPTs, 6043 steps, CI = 0.244, RI = 0.587). Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow).

(TIF)

S5 Fig. Phylogenetic position of DMNH 21183 in Hendrickx et al. [35].

Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the dentition-only character matrix from Hendrickx et al. [35] (2 MPTs, 1314 steps, CI = 0.194, RI = 0.418). The overall topology was constrained with DMNH 21183 allowed to float. Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow) in Eudromaeosauria.

(TIF)

S6 Fig. Phylogenetic position of DMNH 21183 in Hendrickx et al. [35].

Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the tooth-crown-only character matrix from Hendrickx et al. [35] (5 MPTs, 867 steps, CI = 0.183, RI = 0.439). The overall topology was constrained with DMNH 21183 allowed to float. Numbers adjacent to nodes are the bootstrap values. Red box highlights the more inclusive node containing DMNH 21183 (red arrow) in Eudromaeosauria.

(TIF)

S1 Table. Systematic definitions used in this study.

Systematic names and relative phylogenetic definition used in this study.

(XLSX)

S1 Dataset. Phylogenetic character scoring of DMNH 21183.

Character scoring in the phylogenetic matrices from Lee et al. [33] and Hendrickx et al. [35].

(RTF)

S2 Dataset. Morphometric data.

Morphometric scoring for DMNH 21183 and modified datasets for multivariate analyses (PCA and DFA) in Gerke and Wings [39] and Larson and Currie [40]. Systematic entries follow methodology as described in the Material and Methods section. Original datasets with specimen-level denominations can be found in Gerke and Wings (https://doi.org/10.1371/journal.pone.0158334.s001) and Larson and Currie (https://doi.org/10.1371/journal.pone.0054329.s001).

(XLSX)

S3 Dataset. Latest Cretaceous dromaeosaurids in North America.

Faunal list compilation of all dromaeosaurid taxa in the latest Cretaceous (84.5–66.043 million years ago) with geographic, stratigraphic, chronological, and literature information attached.

(XLSX)

Acknowledgments

Andrey Atuchin is acknowledged for the commissioned reconstruction in Fig 10. Thomas Carr (Carthage College, USA) and Christophe Hendrickx (Unidad Ejecutora Lillo, CONICET-Fundación Miguel Lillo, Argentina) are also thanked for their thorough reviews which greatly improved the quality of this manuscript. We acknowledge Renata Tully (Nikon, Inc.) and Ryan Clubb (Keyence Corp. of America) for microscope and software support. The phylogenetic software TNT is available through the supporting and sponsorship of the Willi Hennig Society. Lastly, the Arctic Management Unit of the Bureau of Land Management provided administrative support. The specimen discussed here was collected under BLM permit number AA-86864.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

ARF received funding for this project from the National Science Foundation (OPP 0424594 to Fiorillo) and the National Geographic Society (W221-12 to Fiorillo). ARF received additional funding through the Perot PaleoClub, a private donation. The Perot Paleo Club played no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Laura Beatriz Porro

8 Apr 2020

PONE-D-20-05495

The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska

PLOS ONE

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Reviewer #1: In their manuscript entitled “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska”, Chiarenza and colleagues report, describe and identify the anterior portion of a dentary (DMNH 21183) from the Early Maastrichtian Prince Creek Formation of northern Alaska. The specimen is referred to a juvenile saurornitholestine dromaeosaurid based on comparative anatomy and a morphometric analysis using the best preserved tooth (d3), an identification I agree with. This paper is well-written, well-organized and most of the figures are very nice. The descriptive part is thorough and the introduction, geological settings and discussion section are sound and detailed. The methodology used to identify the material could certainly be improved though, and I have some problems with the way the text discussing the phylogenetic distribution of the material based on dental features is written. If I believe that this contribution only provides a limited amount of information for our knowledge on theropods/paravian paleogeography and palaeoecology, I would nonetheless suggest to accept Chiarenza et al.’s work with moderate revisions, urging the authors to take into consideration my main recommendations:

- My main problem with this paper lies in the author’s method to identify the material. First, I wonder why they did not perform a cladistic analysis using the most recent datamatrix on coelurosaurs/paravian relationships. I understand that their material is very limited but wonder if it does not display enough apomorphic features to help resolve its phylogenetic affinity. At least, the authors should specify why they do not want to conduct a cladistic analysis to explore the phylogenetic distribution of DMNH 21183. Second, they decide to perform a PCA based on crown-measurements of d3 to help in the identification of the material. Yet, I believe there are more appropriate methods to identify theropod teeth such as discriminant and cluster analyses using a dataset of crown-based measurements, or (even better according to me) a cladistic analysis using a dentition-based datamatrix and a fully constrained topological tree (see my paper on the Aerosteon tooth and the dentition of Abelisauridae recently published in Cretaceous Research on how to perform those analyses). That being said, the major problem I see is that the best preserved tooth of this small portion of mandible, d3, is a partially erupted tooth and I wonder how the authors managed to accurately take measurements of FABL, CH and BW on this crown. In addition, it does not make much sense to me to use a dataset restricted to paravians and to omit specimens from which the mesial carina does not include denticles. I would therefore recommend the authors to perform a first analysis with all taxa and measurements from Larson & Currie’s dataset, then use a more restrictive one based on relevant arguments on why tyrannosauroids, for instance, should be excluded. I would also strongly advise them to perform discriminant and cluster analyses on the dataset of crown-based measurements and, ideally, a cladistic analysis using my most recent dentition-based datamatrix (from the Aerosteon paper), coding their dental material as coming from the dentary and the mesial dentition. I am quite confident that the result of the cladistic analysis would further support a saurornitholestine affinity.

- In the methodology section, the authors should specify the result(s) of the cladistic analysis of what publications they follow when commenting on paravian phylogeny and the phylogenetic position of the different dromaeosaurids. Likewise, they should add the fact that it is the third dentary tooth of DMNH 21183 that is included in the PCA.

- In the chapter on morphological remarks (which I would suggest to rename “Phylogenetic position of DMNH 21183”), in the section in which the authors discuss the distribution of dental features displayed by DMNH 21183, they obviously use my recent paper on the distribution of dental features in theropods (Palaeontologica Electronica) as a main reference. I thank them for that but, if my paper is often cited, it frustrates me to see that some parts of the text directly comes from my paper without citing it. In many parts of the text, the authors just copied and pasted portions of my PE publication, using the exact same citations and specimen numbers, while I highly doubt that they have personally examined the material I have, or looked at the references the way I have. For fairness (and because sometimes it almost looks like plagiarism), I would really like the authors to rephrase the text that directly comes from my paper using the later as the main bibliographical source, and remove all specimens (those coming directly from my paper) that they did not examine themselves. In this section of the MS, the DSDI for crowns having mesial and distal roughly of the same size is also close to 1 and not lower than 0.9.

- I don’t have any comments to make regarding the Introduction, Geological setting and Depositional Environments, and Discussion sections, which really seem to be sound and well-written. I would only recommend to move the part of the text that discuss the juvenile features displayed by the specimen, present in the description section, to the Results or Discussion sections (I always prefer discussing the affinities of a specimen and its ontogenetic stage in the Discussion section, personally).

- Regarding figures, I would only suggest the authors to make the convex hull and the arrows of the variables used in the PCA better visible to the reader, in figure 6. Many taxa must also be italicized, while the capital letters of some titles of articles should be removed, in the bibliography section.

I provided additional corrections, remarks and suggestion in the pdf version of their MS, and ask the authors to take them into consideration.

Kind regards,

Christophe Hendrickx, San Miguel de Tucumán, the 14th of March 2020.

Reviewer #2: March 30, 2020

Dear Editor,

I submit to you my review of PONE-D-20-05495, “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska” by Chiarenza et al. The authors report on the first skeletal material of a dromaeosaurid from the Arctic, which is an important data point; fortunately, the specimen, although fragmentary, has some important features that enables comparisons with other taxa. I think that the article is publishable with minor revisions. Most of the fixes center on writing style.

In terms of major concerns, I find the second paragraph of the Discussion to be somewhat convoluted and difficult to follow; I think it can be redrafted into a more straightforward style so that the main points aren’t lost to the reader.

The third paragraph makes the claim that the Arctic saurornitholestines were nonmigratory; in my view, the evidence is mute on that point and the authors should present a more critical assessment of such claims; for example, what evidence is required to support the claim? Is that evidence available based on the fossil at hand, really?

Finally, the fourth paragraph continues the argument, but from what strikes me as – at best - tangential lines of evidence. Again, I encourage the authors to re-visit this section with a critical bent of mind. Other comments on the discussion appear in the specific comments below.

Unless I missed it, there is one significant gap in the discussion, and that is comparison with the dromaeosaurid fauna of the Horseshoe Canyon Formation of Alberta, which is equivalent in geological age to the PCF. I suggest that the authors make an explicit comparison with the HCF dromaeosaurids to arrive at a snapshot of the distribution of the clade at that time in the northern half of Laurasia. I think that is the opportunity that will lock in future citations of the article, once it is published.

Finally, the authors identify a feature (lateral ridge of the dentary) in the new fossil that is also only seen elsewhere in the Gondwanan Buitreraptor, but later in the ms, they consider the fossil referable to Saurornitholestinae based on a morphometric analysis of teeth. I ask that the authors acknowledge these conflicting hypotheses of identity and to explicitly provide their rationale for preferring one hypothesis over the other, if that is what they decide, in the end, to do.

My statistical experience does not extend to PCA analyses, so I am unable to comment on that part of their work.

The authors may know my identity: Thomas D. Carr

Specific comments:

Line 17: delete “the”; taxonomic names are formal names and so are not preceded by “the.”

Line 19: replace “diminutive” with “small”; avoid jargon.

Line 20: delete “morphological”, replace “based on” with “with.”

Line 23: replace “status” with “growth stage”; as far as I can tell relative maturity isn’t a status. Replace “exploration” with “comparison.”

Line 62: Replace “taxonomical” with “taxonomic.”

Line 65: delete “purported”, unless you are doubtful of its uniqueness.

Line 95: replace “like” with “such as.”

Line 104: replace “examined” with “studied first hand” and modify the sentence accordingly.

Line 106: replace “performed” with “did.”

Line 107: insert a comma after “measurements”; find an accurate replacement for “distilling”.

Line 108: replace “representing” with “that represents”; delete “to be.”

Line 110: replace “estimate…of” with “compare”; replace “within” with “with.”

Line 208: is it “foramen” or “foramina”; the figure labels only one foramen. Please clarify.

Line 211: is there any evidence for the first alveolus? How do you justify the identification of the first preserved tooth as the second tooth in sequence? Clarify.

Line 215: replace “shows” with “has.”

Line 216: delete “of…tooth.”

Line 217: replace “dividing” with “separating.”

Line 222: rephrase, “slightly anteroposteriorly longer than mediolaterally wide.”

Line 224: replace “mid-way depth” with “midheight.”

Line 225: replace “a” with “an.”

Line 229: replace “, but” with “that is”; the word “but” is used to introduce an exception or contradiction, not a similarity or an elaboration upon a point.

Line 231: replace “mesodistal” with “mesiodistal.”

Line 233: replace “damaging” with “damage.”

Line 235: insert “13” ahead of “denticles.”

Line 236: delete “, with 13 denticles.”

Line 239: word choice – does “coarser” mean “larger”? If so, say so to remove the ambiguity.

Line 242: replace “observed” with “seen.”

Line 244: replace “a hypothetical” with “an”; how was this estimate arrived at? Briefly justify.

Line 246: delete “morphological.”

Line 253: what, exactly, is rounded and not pointed? I suspect this is a grammatical issue; please fix.

Line 263: replace “grains” with “grain.”

Line 266. Replace ”in” with “along with.”

Line 267: replace “points…21183” with “is evidence that DMNH 21183 is a juvenile.” Avoid passive voice – in science, it is ok to be declarative! In contrast, passive voice gives the impression that you are backing away from your evidence, which defeats the purpose of your hard work.

Line 274: delete “traced and.”

Line 294: delete “combination.”

Lines 294,295: “oval” and “lenticular” mean the same thing; pick one to avoid redundancy.

Lines 300,301: replace “relatively better” with “well.”

Line 310: replace “between” with “among.”

Lines 315,316: how is it that you can comment on the form of the first dentary tooth after you’ve made it clear that it is completely missing? Clarify.

Line 324: replace “observed” with “reported.”

Line 328: replace “with” with “have”; replace “compared” with “in contrast.” Also, does “coarser” just mean “larger?” Clarify.

Line 333: replace “this” with “the”; delete “taxon.”

Line 335: what about the ridge?!

Line 339: make sure that “anchiornithines” is the correct moniker to use. I.e., is there an “Anchiornithinae”?

Line 343: replace “It….that” with “However,”; replace “been shown” with “occurred.”

Line 345: pluralize “anchiornithid.”

Lines 245 to 346: delete “, in….Eudromaeosauria.”

Line 349: replace “reduction in” with “small” since there is no evolutionary or developmental process described here – you really don’t know if the size is plesiomorphic or the juvenile condition; avoid process-based terms when describing static, context-free morphology.

Line 353: replace “recalls a similar” with “is similar to the.”

Line 354: pluralize “Velociraptorinae.”

Line 357: “in-serrated/absent” are equivalent terms – pick one to reduce the annoyance of your reader. Concision is always appreciated in heavy osteodental descriptions!

Line 358: replace “observed” with “also seen in”; again, avoid passive voice.

Line 365: replace “exhibit” with “have.”

Line 387: replace “are” with “include.’

Line 392: delete “of the dentary.” Avoid redundancy.

Line 394: replace “therefore” with “this criterion was”; delete “as…feature.”

Line 395: delete “versus Dromaeosaurinae.”

Line 397: briefly define DSDI/

Line 402: is there a citation for the saurornitholestine teeth? What is their value?

Lines 410-411: move these up to line 402 so that your reader can see how the saurornitholestine values compare right away. By the way, is there a difference between Saurornitholestinae and Velociraptorinae? Is see that Saurornitholestes is a velociraptorine, so Velociraptor is not a saurornitholestine?

Line 414: what is the DSDI? Give the value!

Lines 419 to 422: methods are best written in past tense. Please fix.

Line 424: replace “provided” with “given.”

Lines 434 to 437: fix the commas.

Line 436: replace “provided” with” represented.”

Line 438: replace “presented” with “given.”

Lines 444 to 446: didn’t you earlier state that the lateral ridge allies the specimen with Buitreraptor? How do you weight the dental data against the osteological evidence? Justify, especially since you are dealing with a juvenile specimen.

Line 449: please stop using “status” for “growth stage.”

Lines 480 to 482: Given that dromaeosaurids are part of a clade of flying theropods, why couldn’t have they just flown along their migratory routes? Explain.

Line 488: replace “southerner” with “southern.”

Lines 485 to 488: why is large size evidence for “success”? Justify. What is meant by “success”? Clarify.

Line 493: change “stronger constrained” to “greater constraints.” What sort of constraints? Clarify.

Lines 494 to 495: convoluted; fix.

Line 498: “eggs” should be singular.

Lines 494 to 505: perhaps it is because it is late in the day, but I find this section to be very difficult to follow. Please redraft with a clearer argument and straightforward sentence structure.

Line 506: avoid passive voice; fix.

Lines 510 to 512: this can be shortened significantly; fix.

Lines 513 to 515: the mere presence of taxon does not imply migration any more than it doesn’t imply migration. Fix.

Line 523: should there be an “r” in “cfr”? Isn’t it just “cf.”? Where’s the period? Fix.

Line 525: replace “appear” with “are.”

Line 526: replace “but” with “and” since you aren’t marking a difference or exception.

Line 544: a period should follow “al”; e.g., Osborn et al. (1905); replace “for” with “that.”

Line 545: insert “is” after the taxon name.

Lines 513 to 555: I find this section to be, uncomfortably, speculative, but I leave it up to the judgment of the author and co-authors whether or not it needs to be reined in. Perhaps more citations in this section would put any concerns to rest. It just strikes me as a bridge too far when all of it is merely based on the relative abundance of teeth and – as far as I can tell - inconclusive functional inferences of tooth morphology. Please reconsider this section in a more critical light.

Lines 560 to 562: You don’t really know that it wasn’t migratory; it could be that all small dromaeosaurids were fully capable of flight early in growth. Please reconsider this point more critically – does the inference really have support?

Lines 564 to 565: again, you have no rationale to think this – if dromaeosaurids were volant, there’s literally nothing to stop them from migrating. It’s possible flight brought deinonychosaurians their global distribution. Regardless, I don’t think you have the evidence to make the claim, unless there’s something obvious that I missed earlier.

Figure 3: “a3” is not labeled; label both interdental plates; label the circular fossa.

**********

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Reviewer #1: Yes: Christophe Hendrickx

Reviewer #2: Yes: Thomas D. Carr

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Submitted filename: review Hendrickx.pdf

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Submitted filename: Chiarenza et al., 2020. Hendrickx review.pdf

PLoS One. 2020 Jul 8;15(7):e0235078. doi: 10.1371/journal.pone.0235078.r002

Author response to Decision Letter 0


11 May 2020

Dear Editor,

Thanks for editing our manuscript entitled “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska”. Attached to this letter we provide a revised version of the Manuscript with updated figures and Supplementary material. Given the comments from the reviewers, we accommodated their requests by: 1) adding a phylogenetic systematics section; 2) expanding the morphometric dataset with a more inclusive group of theropod taxa for additional analysis, adding also discriminant function analyses to the pool of analytical tools employed in the study; 3) streamling and partially reworking the discussion, broadening the section with more paleoecological and biogeographic insights but focusing the section. We added an additional author, Dr. Dori Contreras to the team behind the study: other than offering additional insights throughout the manuscript and assisting with the phylogenetic analysis, she provided important paleobotanical information for the new Figure 10. We strongly appreciated the input from the reviewers, which greatly improved the quality of this manuscript. All figures in this paper have been firsthand produced by our authorial team, including the map and panoramic view in Figure 1 which has not been produced with the aid of any external software (e.g. Google Maps) but has been photographed and assembled by one of our coauthors (Paul J. McCarthy).The artistic reconstruction in Figure 10 was commissioned by our team to scientific illustrator Andrey Atuchin, hence we own the rights to the illustration.

Below is outlined a point by point response to both Reviewers. Whereas their text has been highlighted in italics, our response has been written in bold (see attached word document for this formating).

Best Regards,

Alfio Alessandro Chiarenza

On behalf of all coauthors.

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: In their manuscript entitled “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska”, Chiarenza and colleagues report, describe and identify the anterior portion of a dentary (DMNH 21183) from the Early Maastrichtian Prince Creek Formation of northern Alaska. The specimen is referred to a juvenile saurornitholestine dromaeosaurid based on comparative anatomy and a morphometric analysis using the best preserved tooth (d3), an identification I agree with. This paper is well-written, well-organized and most of the figures are very nice. The descriptive part is thorough and the introduction, geological settings and discussion section are sound and detailed. The methodology used to identify the material could certainly be improved though, and I have some problems with the way the text discussing the phylogenetic distribution of the material based on dental features is written. If I believe that this contribution only provides a limited amount of information for our knowledge on theropods/paravian paleogeography and palaeoecology, I would nonetheless suggest to accept Chiarenza et al.’s work with moderate revisions, urging the authors to take into consideration my main recommendations:

- My main problem with this paper lies in the author’s method to identify the material. First, I wonder why they did not perform a cladistic analysis using the most recent datamatrix on coelurosaurs/paravian relationships. I understand that their material is very limited but wonder if it does not display enough apomorphic features to help resolve its phylogenetic affinity. At least, the authors should specify why they do not want to conduct a cladistic analysis to explore the phylogenetic distribution of DMNH 21183. Second, they decide to perform a PCA based on crown-measurements of d3 to help in the identification of the material. Yet, I believe there are more appropriate methods to identify theropod teeth such as discriminant and cluster analyses using a dataset of crown-based measurements, or (even better according to me) a cladistic analysis using a dentition-based datamatrix and a fully constrained topological tree (see my paper on the Aerosteon tooth and the dentition of Abelisauridae recently published in Cretaceous Research on how to perform those analyses). That being said, the major problem I see is that the best preserved tooth of this small portion of mandible, d3, is a partially erupted tooth and I wonder how the authors managed to accurately take measurements of FABL, CH and BW on this crown. In addition, it does not make much sense to me to use a dataset restricted to paravians and to omit specimens from which the mesial carina does not include denticles. I would therefore recommend the authors to perform a first analysis with all taxa and measurements from Larson & Currie’s dataset, then use a more restrictive one based on relevant arguments on why tyrannosauroids, for instance, should be excluded. I would also strongly advise them to perform discriminant and cluster analyses on the dataset of crown-based measurements and, ideally, a cladistic analysis using my most recent dentition-based datamatrix (from the Aerosteon paper), coding their dental material as coming from the dentary and the mesial dentition. I am quite confident that the result of the cladistic analysis would further support a saurornitholestine affinity.

We appreciate the positive comments from the Reviewer. We decided to largely follow his recommendation in proceeding with a set of phylogenetic tests before a quantitative-morphometric analysis of the material. In this resubmission we first included DMNH 21183 in the phylogenetic dataset from Lee et al. (2014), a dataset with a wide taxonomic sampling but also with a large pool of dentary characters to maximize the scorings for our fragmentary specimen. We then included the dental coding from the specimen in the dentition-only and crown-tooth-only data matrices from Hendrickx et al. (2020), an additional set of analyses which strengthen our previous interpretation based on comparative anatomy and morphometrics. We also embraced the recommendations related to morphometric by first performing multivariate analyses on the teeth morphometric dataset by Gerke and Wings (2016) and then moving on the less inclusive Larson and Currie (2016). We want to point out that the choice of Gerke and Wings (2016) was based on the need for a purely morphometric (that is quantitative) dataset to compare our specimen, as we wanted to keep consistency with the measurements from Larson and Currie (2013) but also wanted to have an independent test which could exclude any qualitative observations (making it fully independent from the comparative and phylogenetic results). We strongly acknowledge the reviewer in his suggestions, as these additional analyses not only strengthened our interpretation, but also provided scope for expanded discussion on this specimen.

- In the methodology section, the authors should specify the result(s) of the cladistic analysis of what publications they follow when commenting on paravian phylogeny and the phylogenetic position of the different dromaeosaurids. Likewise, they should add the fact that it is the third dentary tooth of DMNH 21183 that is included in the PCA.

We thank the Reviewer for this suggestion, this is now been included in the Material and Methods section.

- In the chapter on morphological remarks (which I would suggest to rename “Phylogenetic position of DMNH 21183”), in the section in which the authors discuss the distribution of dental features displayed by DMNH 21183, they obviously use my recent paper on the distribution of dental features in theropods (Palaeontologica Electronica) as a main reference. I thank them for that but, if my paper is often cited, it frustrates me to see that some parts of the text directly comes from my paper without citing it. In many parts of the text, the authors just copied and pasted portions of my PE publication, using the exact same citations and specimen numbers, while I highly doubt that they have personally examined the material I have, or looked at the references the way I have. For fairness (and because sometimes it almost looks like plagiarism), I would really like the authors to rephrase the text that directly comes from my paper using the later as the main bibliographical source, and remove all specimens (those coming directly from my paper) that they did not examine themselves. In this section of the MS, the DSDI for crowns having mesial and distal roughly of the same size is also close to 1 and not lower than 0.9.

We thank the reviewer for these suggestions: we proceeded in renaming the section, paraphrasing further the content referring to his work, adding additional citations to them and reporting all of his edits (e.g. related to the DSDI of some taxa). We hope that this resubmission fully reflects the credit due to his scientific production.

- I don’t have any comments to make regarding the Introduction, Geological setting and Depositional Environments, and Discussion sections, which really seem to be sound and well-written. I would only recommend to move the part of the text that discuss the juvenile features displayed by the specimen, present in the description section, to the Results or Discussion sections (I always prefer discussing the affinities of a specimen and its ontogenetic stage in the Discussion section, personally).

Thanks for the appreciative comments. We also agreed with the recommendation regarding the rearrangement of the text and proceeded doing so in this resubmission.

- Regarding figures, I would only suggest the authors to make the convex hull and the arrows of the variables used in the PCA better visible to the reader, in figure 6. Many taxa must also be italicized, while the capital letters of some titles of articles should be removed, in the bibliography section.

Thanks for these observations, we modified these figures and followed the same for the new ones added to this resubmission.

I provided additional corrections, remarks and suggestion in the pdf version of their MS, and ask the authors to take them into consideration.

We thank the reviewer for these thorough edits. We accepted and modified all relevant portions of the main manuscript text accordingly.

Kind regards,

Christophe Hendrickx, San Miguel de Tucumán, the 14th of March 2020.

Reviewer #2: March 30, 2020

Dear Editor,

I submit to you my review of PONE-D-20-05495, “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska” by Chiarenza et al. The authors report on the first skeletal material of a dromaeosaurid from the Arctic, which is an important data point; fortunately, the specimen, although fragmentary, has some important features that enables comparisons with other taxa. I think that the article is publishable with minor revisions. Most of the fixes center on writing style.

In terms of major concerns, I find the second paragraph of the Discussion to be somewhat convoluted and difficult to follow; I think it can be redrafted into a more straightforward style so that the main points aren’t lost to the reader.

The third paragraph makes the claim that the Arctic saurornitholestines were nonmigratory; in my view, the evidence is mute on that point and the authors should present a more critical assessment of such claims; for example, what evidence is required to support the claim? Is that evidence available based on the fossil at hand, really?

Finally, the fourth paragraph continues the argument, but from what strikes me as – at best - tangential lines of evidence. Again, I encourage the authors to re-visit this section with a critical bent of mind. Other comments on the discussion appear in the specific comments below.

Unless I missed it, there is one significant gap in the discussion, and that is comparison with the dromaeosaurid fauna of the Horseshoe Canyon Formation of Alberta, which is equivalent in geological age to the PCF. I suggest that the authors make an explicit comparison with the HCF dromaeosaurids to arrive at a snapshot of the distribution of the clade at that time in the northern half of Laurasia. I think that is the opportunity that will lock in future citations of the article, once it is published.

Finally, the authors identify a feature (lateral ridge of the dentary) in the new fossil that is also only seen elsewhere in the Gondwanan Buitreraptor, but later in the ms, they consider the fossil referable to Saurornitholestinae based on a morphometric analysis of teeth. I ask that the authors acknowledge these conflicting hypotheses of identity and to explicitly provide their rationale for preferring one hypothesis over the other, if that is what they decide, in the end, to do.

My statistical experience does not extend to PCA analyses, so I am unable to comment on that part of their work.

The authors may know my identity: Thomas D. Carr

We would thank the Reviewer for his suggestions. We proceeded in this resubmission with a double check in writing style and grammar. Given also the recommendations from Reviewer 1, we decided to expand the study with additional phylogenetic and morphometric analyses. As a consequence, the Discussion section has been now partially reworded and reorganized, hoping to make its style more readable by the audience. We appreciate the suggestion to expand our discussion on paleoecology and biogeography of other contemporary dromaeosaurids. We did so not only by expanding the relevant discussion paragraphs, but also reporting some additional data (Dataset S3) to compare more easily the temporal and geographic distribution of North American dromaeosaurids during the latest Cretaceous. Regarding the anatomical observations, after we expanded our search because of the suggestions from Reviewer 1, we found that the structure we previously considered a potential synapomorphy between Buitreraptor and DMNH 21183 as to be more widespread in Dromaeosauridae. In particular we noticed the presence of similar lateral ridges in many other dentary rims of dromaeosaurids (e.g. Velociraptor AMNH 6515 right side, Tsaagan IGM 100/1015 right side) which are partially emphasized by damaging of the bone surface. We also want to remark that the absence of denticulation in Unenlaginae (as reported in the former draft of the paper) already excludes the identification of DMNH 21183 as a closer taxon to, for example Buitreraptor, than to more derived dromaeosaurids (e.g. Eudromaeosauria). We then modified the text accordingly to reflect these observations. We also added more osteological information that popped up while scoring the specimen for phylogenetic analyses, strengthening our previous interpretation based on comparative anatomy. We are also sure that the reviewer will appreciate the efforts in providing a suite of phylogenetic tests to our hypotheses, supporting our previous interpretation related to the systematic position of this Alaskan theropod.

Lastly we expanded the section related to the paleoecology of Arctic dromaeosaurs which the reviewer previously considered speculative. We provided more context based particularly on comparison with modern theropods’ migratory habits in the Arctic region. We also added information from the literature on growth rates and other indicative physiological observations that would back up our interpretation that these Arctic theropods indeed would spend their full solar year in the Arctic without migrating to southern latitudes. We removed, as the Reviewer recommended, some more speculative ecomorphological content, in order to simplify and focus further our Discussion section. We furthermore appreciated the effort in proof-reading our manuscript, and provided below a point by point check of the edits added to this resubmission.

Specific comments:

Line 17: delete “the”; taxonomic names are formal names and so are not preceded by “the.”

Done

Line 19: replace “diminutive” with “small”; avoid jargon.

Done.

Line 20: delete “morphological”, replace “based on” with “with.”

Done

Line 23: replace “status” with “growth stage”; as far as I can tell relative maturity isn’t a status. Replace “exploration” with “comparison.”

Done

Line 62: Replace “taxonomical” with “taxonomic.”

Done

Line 65: delete “purported”, unless you are doubtful of its uniqueness.

Done

Line 95: replace “like” with “such as.”

Done

Line 104: replace “examined” with “studied first hand” and modify the sentence accordingly.

Edit done and sentence rephrased to: “The subclades of theropods included in this dataset, apart from specimen studied first hand (DMNH 21183) are:”

Line 106: replace “performed” with “did.”

Done

Line 107: insert a comma after “measurements”; find an accurate replacement for “distilling”.

Replaced with ‘converting”

Line 108: replace “representing” with “that represents”; delete “to be.”

Done

Line 110: replace “estimate…of” with “compare”; replace “within” with “with.”

Done.

Line 208: is it “foramen” or “foramina”; the figure labels only one foramen. Please clarify.

Thanks for spotting this, it is foramina: clarified and edited in the relevant figure caption (Fig. 3)

Line 211: is there any evidence for the first alveolus? How do you justify the identification of the first preserved tooth as the second tooth in sequence? Clarify.

We reported in the description this explanation, following direct comparison with the condition in both Acheroraptor (Evans and Larson, 2013) and Saurornitholestes (Currie and Evans, 2020): “Given the position of the most erupted tooth (d3; Fig 3¬¬¬¬) above the Meckelian foramina (on the medial surface of the dentary, Fig 3B), and above an anteroventral process of the dentary (ave; Figs 3A and 3B), we identify this as the 3rd tooth in the dentary [e.g. 60, 61], with the anteriorly positioned, less erupted tooth (d2) being identified as the 2nd.”

Refs:

Currie PJ, Evans DC. Cranial Anatomy of New Specimens of Saurornitholestes langstoni (Dinosauria, Theropoda, Dromaeosauridae) from the Dinosaur Park Formation (Campanian) of Alberta. Anat Rec. 2020; doi:10.1002/ar.24241

Evans DC, Larson DW, Currie PJ. 2013. A new dromaeosaurid (Dinosauria: Theropoda) with Asian affinities from the latest Cretaceous of North America. Naturwissenschaften. 100 (11): 1041-1049. doi: 10.1007/s00114-013-1107-5

Line 215: replace “shows” with “has.”

Done

Line 216: delete “of…tooth.”

Done.

Line 217: replace “dividing” with “separating.”

Done

Line 222: rephrase, “slightly anteroposteriorly longer than mediolaterally wide.”

Done

Line 224: replace “mid-way depth” with “midheight.”

Done

Line 225: replace “a” with “an.”

Done

Line 229: replace “, but” with “that is”; the word “but” is used to introduce an exception or contradiction, not a similarity or an elaboration upon a point.

Fixed accordingly

Line 231: replace “mesodistal” with “mesiodistal.”

Done

Line 233: replace “damaging” with “damage.”

Done

Line 235: insert “13” ahead of “denticles.”

Done

Line 236: delete “, with 13 denticles.”

Done

Line 239: word choice – does “coarser” mean “larger”? If so, say so to remove the ambiguity.

Changed accordingly with larger.

Line 242: replace “observed” with “seen.”

Done

Line 244: replace “a hypothetical” with “an”; how was this estimate arrived at? Briefly justify.

Fixed and added: accounting for the half of the carina being inset in the tooth socket: for clarity.

Line 246: delete “morphological.”

Done

Line 253: what, exactly, is rounded and not pointed? I suspect this is a grammatical issue; please fix.

Replaced “rounded” with “with a sharp tip”

Line 263: replace “grains” with “grain.”

Done

Line 266. Replace ”in” with “along with.”

Done

Line 267: replace “points…21183” with “is evidence that DMNH 21183 is a juvenile.” Avoid passive voice – in science, it is ok to be declarative! In contrast, passive voice gives the impression that you are backing away from your evidence, which defeats the purpose of your hard work.

Thanks for pointing that out, changed accordingly.

Line 274: delete “traced and.”

Done.

Line 294: delete “combination.”

Done

Lines 294,295: “oval” and “lenticular” mean the same thing; pick one to avoid redundancy.

Replaced by just lenticular

Lines 300,301: replace “relatively better” with “well.”

Done.

Line 310: replace “between” with “among.”

Done

Lines 315,316: how is it that you can comment on the form of the first dentary tooth after you’ve made it clear that it is completely missing? Clarify.

Sentence removed.

Line 324: replace “observed” with “reported.”

Done.

Line 328: replace “with” with “have”; replace “compared” with “in contrast.” Also, does “coarser” just mean “larger?” Clarify.

All changed accordingly and larger chosen over “coarser”.

Line 333: replace “this” with “the”; delete “taxon.”

Done

Line 335: what about the ridge?!

Please see comment above.

Line 339: make sure that “anchiornithines” is the correct moniker to use. I.e., is there an “Anchiornithinae”?

Replaced with anchiornithid as Anchiornithidae has been favored by Hu et al. 2018 over the original definition of “Anchiornithinae” by Xu et al. 2016

Refs:

Xu; et al. (2016). "An Updated Review of the Middle-Late Jurassic Yanliao Biota: Chronology, Taphonomy, Paleontology and Paleoecology". Acta Geologica Sinica. 90 (6): 2229–2243. doi:10.1111/1755-6724.13033

Dongyu Hu; Julia A. Clarke; Chad M. Eliason; Rui Qiu; Quanguo Li; Matthew D. Shawkey; Cuilin Zhao; Liliana D’Alba; Jinkai Jiang; Xing Xu (2018). "A bony-crested Jurassic dinosaur with evidence of iridescent plumage highlights complexity in early paravian evolution". Nature Communications. 9 (1): Article number 217.

Line 343: replace “It….that” with “However,”; replace “been shown” with “occurred.”

Done

Line 345: pluralize “anchiornithid.”

Done

Lines 245 to 346: delete “, in….Eudromaeosauria.”

Done

Line 349: replace “reduction in” with “small” since there is no evolutionary or developmental process described here – you really don’t know if the size is plesiomorphic or the juvenile condition; avoid process-based terms when describing static, context-free morphology.

Thanks for the tip, and changed accordingly.

Line 353: replace “recalls a similar” with “is similar to the.”

Done

Line 354: pluralize “Velociraptorinae.”

Done

Line 357: “in-serrated/absent” are equivalent terms – pick one to reduce the annoyance of your reader. Concision is always appreciated in heavy osteodental descriptions!

Changed with unserrated.

Line 358: replace “observed” with “also seen in”; again, avoid passive voice.

Changed.

Line 365: replace “exhibit” with “have.”

Done.

Line 387: replace “are” with “include.’

Changed.

Line 392: delete “of the dentary.” Avoid redundancy.

Done

Line 394: replace “therefore” with “this criterion was”; delete “as…feature.”

Done

Line 395: delete “versus Dromaeosaurinae.”

Done

Line 397: briefly define DSDI/

Added “the ratio between number of mesial and distal denticles:

Line 402: is there a citation for the saurornitholestine teeth? What is their value?

Added and referenced relevant figure with DSDI plot

Lines 410-411: move these up to line 402 so that your reader can see how the saurornitholestine values compare right away. By the way, is there a difference between Saurornitholestinae and Velociraptorinae? Is see that Saurornitholestes is a velociraptorine, so Velociraptor is not a saurornitholestine?

Moved and modified also accordingly to some “in text” requests from Reviewer 1

Line 414: what is the DSDI? Give the value!

Added “outliers with DSDI around 2-3” and referenced relevant figure.

Lines 419 to 422: methods are best written in past tense. Please fix.

Fixed

Line 424: replace “provided” with “given.”

Done

Lines 434 to 437: fix the commas.

Commas removed and replaced by bracketed explanation

Line 436: replace “provided” with” represented.”

Done

Line 438: replace “presented” with “given.”

Done

Lines 444 to 446: didn’t you earlier state that the lateral ridge allies the specimen with Buitreraptor? How do you weight the dental data against the osteological evidence? Justify, especially since you are dealing with a juvenile specimen.

As mentioned in the response above, this has now been changed after new observations and reanalysis consequent to phylogenetic scoring.

Line 449: please stop using “status” for “growth stage.”

Fixed

Lines 480 to 482: Given that dromaeosaurids are part of a clade of flying theropods, why couldn’t have they just flown along their migratory routes? Explain.

While we believe it is un-parsimonious to attribute volant habits to members of Eudromaeosauria, we improved the context of this section of the Discussion, backing up our interpretation that it is unlikely that these theropods nested in southern latitudes, then migrated to northern latitudes in the summer. The occurrence of a young individual of such a small-size itself is evidence that this individual wouldn’t have come from so far away as a migration entails, as it would have been dimensionally incapable of covering such large distance (e.g. Fiorillo & Gangloff 2001). The individual would not have at attained the minimum physical maturity necessary for such journey. Similar reasoning has been historically presented for hadrosaurid hatchlings by Horner (1982). While some basal members of Dromaeosauridae might have exhibited some sort of rudimentary (i. e. non-active flight), that might have been at best something close to what has been postulated for members of Microraptorinae (e.g. Sinornithosaurus and Zhenyuanlong (Xu et al, 1999; Alexander et al. 2010, Dyke et al. 2013), no such arguments have been made for saurornitholestines. Further, the anatomy of most dromaeosaurids, especially larger species, argues for a flightless lifestyle (Turner et al. 2007). That eliminates flight as an energy efficient means for these small predatory animals to cover the vast distances required to migrate across large wide geographic areas. Lastly, in response to a comment by one of the reviewers about the possibility of the young being volant, we point out that it is unlikely that the young forms migrated and the adult forms did not as there is no modern analog for such a model. We briefly discuss that within modern birds, the adults teach their young the necessary tools for migration (e.g. Baker, 1980).

Ref:

Horner JR. Evidence of colonial nesting and 'site fidelity' among ornithischian dinosaurs. Nature. 1982; 297(5868):675-676.

Dyke G, de Kat R, Palmer C, van der Kindere J, Naish D, Ganapathisubramani, B. Aerodynamic performance of the feathered dinosaur Microraptor and the evolution of feathered flight. Nature Communications. 2013; 4 (2489). doi:10.1038/ncomms3489

Alexander, D. E., Gong, E., Martin, L. D., Burnham, D. A. & Falk, A. R. Model tests of gliding with different hindwing configurations in the four-winged dromaeosaurid Microraptor gui. Proceedings of the National Academy of Science. 2010; 107, 2972-2976.

Xu X, Wang X-L, Wu X-C. A dromaeosaurid dinosaur with filamentous integument from the Yixian Formation of China. Nature. 1999; 401:262–266.

Turner AH, Pol D, Clarke J, Erickson G, Norell M. A basal dromaeosaurid and size evolution preceding avian flight. Science. 2007; 317:1378–1381.

Line 488: replace “southerner” with “southern.”

Done

Lines 485 to 488: why is large size evidence for “success”? Justify. What is meant by “success”? Clarify.

We removed this section as we in the end agreed with the consideration that most of this reasoning was too speculative and outside the scope of the study.

Line 493: change “stronger constrained” to “greater constraints.” What sort of constraints? Clarify.

Same as above

Lines 494 to 495: convoluted; fix.

Fixed.

Line 498: “eggs” should be singular.

Fixed

Lines 494 to 505: perhaps it is because it is late in the day, but I find this section to be very difficult to follow. Please redraft with a clearer argument and straightforward sentence structure.

Thanks for the suggestion. We redrafted this section to simplify the reasoning and expunge the speculative content as recommended by the reviewer.

Line 506: avoid passive voice; fix.

Fixed.

Lines 510 to 512: this can be shortened significantly; fix.

Done

Lines 513 to 515: the mere presence of taxon does not imply migration any more than it doesn’t imply migration. Fix.

Done

Line 523: should there be an “r” in “cfr”? Isn’t it just “cf.”? Where’s the period? Fix.

Fixed

Line 525: replace “appear” with “are.”

Fixed.

Line 526: replace “but” with “and” since you aren’t marking a difference or exception.

Fixed

Line 544: a period should follow “al”; e.g., Osborn et al. (1905); replace “for” with “that.”

Done

Line 545: insert “is” after the taxon name.

Added

Lines 513 to 555: I find this section to be, uncomfortably, speculative, but I leave it up to the judgment of the author and co-authors whether or not it needs to be reined in. Perhaps more citations in this section would put any concerns to rest. It just strikes me as a bridge too far when all of it is merely based on the relative abundance of teeth and – as far as I can tell - inconclusive functional inferences of tooth morphology. Please reconsider this section in a more critical light.

See comments above.

Lines 560 to 562: You don’t really know that it wasn’t migratory; it could be that all small dromaeosaurids were fully capable of flight early in growth. Please reconsider this point more critically – does the inference really have support?

See comments above.

Lines 564 to 565: again, you have no rationale to think this – if dromaeosaurids were volant, there’s literally nothing to stop them from migrating. It’s possible flight brought deinonychosaurians their global distribution. Regardless, I don’t think you have the evidence to make the claim, unless there’s something obvious that I missed earlier.

See comments above.

Figure 3: “a3” is not labeled; label both interdental plates; label the circular fossa.

Done.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Laura Beatriz Porro

3 Jun 2020

PONE-D-20-05495R1

The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska

PLOS ONE

Dear Dr. Chiarenza,

Thank you for submitting your manuscript to PLOS ONE. After examining a revised version of the manuscript, both reviewers were impressed by the changes made and agree that the manuscript is substantially improved; both reviewers also identified a few final minor points to be revised prior to acceptance. We invite you to submit a revised version of the manuscript that addresses these points raised during the second review process.

==============================

Please see the reviewers' comments below. Their final suggested changes are minor, although I would particularly encourage the authors to consider Reviewer 2's comments regarding specimen numbers in Dataset S2, if this is possible.

==============================

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Laura Beatriz Porro, Ph.D.

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions?

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Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

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Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Chiarenza and colleagues have considerably improved their MS and, from what I can see, they have addressed pretty much all suggestions provided by both reviewers. I congratulate them for that and thank them for taking all our remarks into consideration. I also praise them for using the most recent techniques to identify their material, for being so thorough in the discussion regarding the implication of the presence of saurornitholestines in high latitudes, and for using an exhaustive literature. I only provided minor suggestions and corrections in the pdf version of their paper, which is definitely ready to go according to me. There are only three things I wish to see in this paper that appear to be missing:

1) Please provide some information on the ecosystem surrounding this juvenile saurornitholestine. What other dinosaurs were living at that time and at such latitude? What about the flora? I may have missed that from the text but it would be great to briefly discuss what could be the potential prey of this dromaeosaurid.

2) Please provide the paleogeographic coordinates of the specimen (using the PBDB) to illustrate the high latitude it was living in.

3) You finally propose a perennial residency for saurornitholestine dromaeosaurids in high latitude, the most important result of this study. Was it already proposed for theropods and dromaeosaurids by other authors? If yes, please cite the relevant literature.

Kind regards,

Christophe Hendrickx, San Miguel de Tucuman, the first of June 2020.

Reviewer #2: I congratulate the authors on bringing rigorous methods to bear on the identification of the specimen. The dinosaur-bearing deposits of the Prince Creek Formation (PCF) are important in that they document the stable, quiescent conditions that preceded the disruptive dispersal of Tyrannosaurus rex into Laramidia from Asia.

I am satisfied with the changes that the authors have made, which have resulted in a robust hypothesis against which future fossil discoveries in the PCF will be compared.

I am satisfied with the results of the cladistic analyses, since I am a user of TnT; however, I have not used PCA analyses and so I cannot pass judgement on that part of the work.

Caveat emptor: Since we are under COVID-19 conditions, I have had to review the revisions on screen: a few weeks ago my printer ran out of toner and, resulting from delivery snafus, I am still awaiting a re-ordered cartridge. The point is that I have reviewed the article on screen, which raises the probability that I have missed minor typos and other small errors.

Sincerely,

Thomas D. Carr, PhD

Associate Professor of Biology

Carthage College

Kenosha, WI

Specific comments

101: “crow” should be “crown”.

238: “emplaced” is not needed, please delete.

288: “mesodistal” should be “mesiodistal”.

411 to 443: this para is exhaustingly long to read; please cut it into two.

435: delete “more” since it is used again in the same sentence; overall, try to avoid the word, since it brings in passive voice.

470: please use a more precise word than “coarser”; do you mean a high number of denticles or a low number of denticles?

567: replace “erected” with “first named” or “first coined”. Names are not the result of erections.

References cited: the indentation format is inconsistent and changes at reference #100.

S1 Dataset caption: changes “Systematics” to “Sytematic”.

Dataset S2: there are no specimen numbers associated with the measurements; I leave it to the editor to decide if the numbers are required, in the interests of reproducibility. Perhaps these data are from another source and the specimen numbers are there; if so, then the authors should explicitly mention that somewhere that is easy to find in the ms.

**********

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Reviewer #1: Yes: Christophe Hendrickx

Reviewer #2: Yes: Thomas D. Carr

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Attachment

Submitted filename: PONE-D-20-05495_R1_reviewer_CH.pdf

PLoS One. 2020 Jul 8;15(7):e0235078. doi: 10.1371/journal.pone.0235078.r004

Author response to Decision Letter 1


4 Jun 2020

Dear Editor,

Thanks for editing our manuscript entitled “The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska”. Attached to this letter we provide a revised version of the Manuscript with updated figures and Supplementary material. We accommodated all the requests from the reviewers. Other than a point by point response below, we have included all suggestions from Christophe Hendrickx on some minor typos which we had previously missed. Figure 3 has been updated to conform to the nomenclature suggested by the Reviewer on the denomination of the positions of the teeth (rdt). Captions have been updated accordingly. Additional information for Dataset S2 have been included in the relative caption following Thomas Carr’s recommendation. We would like to thank both reviewers for their thorough contribution which greatly improved this study from its original version. An additional comment to the Editor: during the last round of review, both the first (Alessandro Chiarenza) and the second author (Tony Fiorillo) changed affiliation. We reported these changes in the new version of the manuscript.

Below is outlined a point by point response to both Reviewers. Whereas their text has been highlighted in italics, our response has been written in bold.

Best Regards,

Alfio Alessandro Chiarenza

On behalf of all coauthors.

Reviewer #1: Chiarenza and colleagues have considerably improved their MS and, from what I can see, they have addressed pretty much all suggestions provided by both reviewers. I congratulate them for that and thank them for taking all our remarks into consideration. I also praise them for using the most recent techniques to identify their material, for being so thorough in the discussion regarding the implication of the presence of saurornitholestines in high latitudes, and for using an exhaustive literature. I only provided minor suggestions and corrections in the pdf version of their paper, which is definitely ready to go according to me. There are only three things I wish to see in this paper that appear to be missing:

1) Please provide some information on the ecosystem surrounding this juvenile saurornitholestine. What other dinosaurs were living at that time and at such latitude? What about the flora? I may have missed that from the text but it would be great to briefly discuss what could be the potential prey of this dromaeosaurid.

Thanks for the suggestion. We added the passage below before the final paragraph of the paper. ‘This Alaskan Saurornitholestinae would have lived in a biotope featuring a coniferous open woodland (dominated by taxodiaceous conifers) with an angiosperm-fern understory [61, 160, 161]. Herbaceous vegetation included ferns, angiosperms, abundant horsetails and other sphenophytes [61, 160, 161]. This ancient Arctic ecosystem would have included animals such as basal ornithopods [21], the hadrosaurid Edmontosaurus [162], the centrosaurine Pachyrhinosaurus [22], the diminuitive tyrannosaurid Nanuqsaurus [23], a large troodontid [26] and at least another dromaeosaurid taxon closer to Dromaeosaurus [28] than to Saurornitholestes. Small body-sized animals representing potential preys for the Arctic saurornitholestine (Fig 10) might have been mammals such as the methatherian Unnuakomys [67], a Gypsonictopidae and the multituberculate Cimolodon [25, 163].’

2) Please provide the paleogeographic coordinates of the specimen (using the PBDB) to illustrate the high latitude it was living in.

Paleocoordinates for the specimen added to figure 1 after modern-day coordinates as “(Paleocoordinates from paleobiodb.org: N 89.13°, W -104.73°)”

3) You finally propose a perennial residency for saurornitholestine dromaeosaurids in high latitude, the most important result of this study. Was it already proposed for theropods and dromaeosaurids by other authors? If yes, please cite the relevant literature.

References (20, 25, 26, 28) added in the sentence of the discussion “Taken together, we infer that DMNH 21183 implies a perennial residency of this dromaeosaur clade (Saurornitholestinae) in the Arctic [20, 25, 26, 28]”.

Kind regards,

Christophe Hendrickx, San Miguel de Tucuman, the first of June 2020.

Reviewer #2: I congratulate the authors on bringing rigorous methods to bear on the identification of the specimen. The dinosaur-bearing deposits of the Prince Creek Formation (PCF) are important in that they document the stable, quiescent conditions that preceded the disruptive dispersal of Tyrannosaurus rex into Laramidia from Asia.

I am satisfied with the changes that the authors have made, which have resulted in a robust hypothesis against which future fossil discoveries in the PCF will be compared.

I am satisfied with the results of the cladistic analyses, since I am a user of TnT; however, I have not used PCA analyses and so I cannot pass judgement on that part of the work.

Caveat emptor: Since we are under COVID-19 conditions, I have had to review the revisions on screen: a few weeks ago my printer ran out of toner and, resulting from delivery snafus, I am still awaiting a re-ordered cartridge. The point is that I have reviewed the article on screen, which raises the probability that I have missed minor typos and other small errors.

Sincerely,

Thomas D. Carr, PhD

Associate Professor of Biology

Carthage College

Kenosha, WI

Specific comments

101: “crow” should be “crown”.

Fixed.

238: “emplaced” is not needed, please delete.

Removed accordingly.

288: “mesodistal” should be “mesiodistal”.

Fixed accordingly.

411 to 443: this para is exhaustingly long to read; please cut it into two.

Done at the beginning of the sentence starting with ‘The lenticular shape of…’

435: delete “more” since it is used again in the same sentence; overall, try to avoid the word, since it brings in passive voice.

Thanks for the suggestion, ‘more’ removed accordingly.

470: please use a more precise word than “coarser”; do you mean a high number of denticles or a low number of denticles?

‘Coarser’ replaced with ‘less’ for clarity

567: replace “erected” with “first named” or “first coined”. Names are not the result of erections.

Changed accordingly.

References cited: the indentation format is inconsistent and changes at reference #100.

We are aware of this issue, but this is unfortunately an automatic setting of Microsoft Words which the user seems to be unable to change. Editorial teams are probably able to remove this issue formatting indentation accordingly to the journal’s needs at the production stage.

S1 Dataset caption: changes “Systematics” to “Sytematic”.

Fixed.

Dataset S2: there are no specimen numbers associated with the measurements; I leave it to the editor to decide if the numbers are required, in the interests of reproducibility. Perhaps these data are from another source and the specimen numbers are there; if so, then the authors should explicitly mention that somewhere that is easy to find in the ms.

The reviewer is correct in pointing out that the datasets are primarily available and accessible in the cited papers. We included to the Dataset S2 caption the sentences: ‘Systematic entries follow methodology as described in the Material and Methods section. Original datasets with specimen-level denominations can be found in Gerke and Wings (https://doi.org/10.1371/journal.pone.0158334.s001) and Larson and Currie (https://doi.org/10.1371/journal.pone.0054329.s001).’

Decision Letter 2

Laura Beatriz Porro

9 Jun 2020

The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska

PONE-D-20-05495R2

Dear Dr. Chiarenza,

Thank you very much for taking all of the reviewers comments into consideration and carefully revising this manuscript. We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. 

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Laura Beatriz Porro, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Laura Beatriz Porro

11 Jun 2020

PONE-D-20-05495R2

The first juvenile dromaeosaurid (Dinosauria: Theropoda) from Arctic Alaska

Dear Dr. Chiarenza:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Laura Beatriz Porro

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Magnified close-up views of the 3rd tooth in DMNH 21183.

    Close-up of the mesial carina in anterior view (A, C), highlighting the denticle-bearing anterior carina (ac). Magnified lingual view of the tooth (B) highlighting the anterior (ac) and posterior (pc) carinae (D). Dotted line (C) highlights the interdenticular sulci. Scale bar: 100 μm.

    (TIF)

    S2 Fig. Discriminant Functional Analysis of DMNH 21183 in Gerke and Wings [39].

    Discriminant Functional Analysis of DMNH 21183 in the theropod teeth morphospace generated with the morphometric dataset provided in Gerke and Wings [39]. Abbreviations: LD, linear dimension. DMNH 21183 indicated by a green star.

    (TIF)

    S3 Fig. Discriminant Functional Analysis of DMNH 21183 in Larson and Currie [40].

    Discriminant Functional Analysis of DMNH 21183 in the deinonychosaurian teeth morphospace generated with the morphometric dataset provided in Larson and Currie [40]. Abbreviations: LD, linear dimension. DMNH 21183 indicated by a pink star.

    (TIF)

    S4 Fig. Phylogenetic position of DMNH 21183 in Lee et al. [33].

    Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the matrix from Lee et al. [33] (384 MPTs, 6043 steps, CI = 0.244, RI = 0.587). Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow).

    (TIF)

    S5 Fig. Phylogenetic position of DMNH 21183 in Hendrickx et al. [35].

    Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the dentition-only character matrix from Hendrickx et al. [35] (2 MPTs, 1314 steps, CI = 0.194, RI = 0.418). The overall topology was constrained with DMNH 21183 allowed to float. Numbers adjacent to nodes are the bootstrap values. Red box highlights the node containing DMNH 21183 (red arrow) in Eudromaeosauria.

    (TIF)

    S6 Fig. Phylogenetic position of DMNH 21183 in Hendrickx et al. [35].

    Strict consensus topology of the shortest trees recovered by the parsimony analyses showing the position of DMNH 21183 in the tooth-crown-only character matrix from Hendrickx et al. [35] (5 MPTs, 867 steps, CI = 0.183, RI = 0.439). The overall topology was constrained with DMNH 21183 allowed to float. Numbers adjacent to nodes are the bootstrap values. Red box highlights the more inclusive node containing DMNH 21183 (red arrow) in Eudromaeosauria.

    (TIF)

    S1 Table. Systematic definitions used in this study.

    Systematic names and relative phylogenetic definition used in this study.

    (XLSX)

    S1 Dataset. Phylogenetic character scoring of DMNH 21183.

    Character scoring in the phylogenetic matrices from Lee et al. [33] and Hendrickx et al. [35].

    (RTF)

    S2 Dataset. Morphometric data.

    Morphometric scoring for DMNH 21183 and modified datasets for multivariate analyses (PCA and DFA) in Gerke and Wings [39] and Larson and Currie [40]. Systematic entries follow methodology as described in the Material and Methods section. Original datasets with specimen-level denominations can be found in Gerke and Wings (https://doi.org/10.1371/journal.pone.0158334.s001) and Larson and Currie (https://doi.org/10.1371/journal.pone.0054329.s001).

    (XLSX)

    S3 Dataset. Latest Cretaceous dromaeosaurids in North America.

    Faunal list compilation of all dromaeosaurid taxa in the latest Cretaceous (84.5–66.043 million years ago) with geographic, stratigraphic, chronological, and literature information attached.

    (XLSX)

    Attachment

    Submitted filename: review Hendrickx.pdf

    Attachment

    Submitted filename: Chiarenza et al., 2020. Hendrickx review.pdf

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: PONE-D-20-05495_R1_reviewer_CH.pdf

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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