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. 2020 Jul 9;15(7):e0234827. doi: 10.1371/journal.pone.0234827

Factors that influence vaccination decision-making among pregnant women: A systematic review and meta-analysis

Eliz Kilich 1,‡,*, Sara Dada 1,, Mark R Francis 1, John Tazare 2, R Matthew Chico 3, Pauline Paterson 1, Heidi J Larson 1,4
Editor: Ray Borrow5
PMCID: PMC7347125  PMID: 32645112

Abstract

Background

The most important factor influencing maternal vaccination uptake is healthcare professional (HCP) recommendation. However, where data are available, one-third of pregnant women remain unvaccinated despite receiving a recommendation. Therefore, it is essential to understand the significance of other factors and distinguish between vaccines administered routinely and during outbreaks. This is the first systematic review and meta-analysis (PROSPERO: CRD 42019118299) to examine the strength of the relationships between identified factors and maternal vaccination uptake.

Methods

We searched MEDLINE, Embase Classic & Embase, PsycINFO, CINAHL Plus, Web of Science, IBSS, LILACS, AfricaWideInfo, IMEMR, and Global Health databases for studies reporting factors that influence maternal vaccination. We used random-effects models to calculate pooled odds ratios (OR) of being vaccinated by vaccine type.

Findings

We screened 17,236 articles and identified 120 studies from 30 countries for inclusion. Of these, 49 studies were eligible for meta-analysis. The odds of receiving a pertussis or influenza vaccination were ten to twelve-times higher among pregnant women who received a recommendation from HCPs. During the 2009 influenza pandemic an HCP recommendation increased the odds of antenatal H1N1 vaccine uptake six times (OR 6.76, 95% CI 3.12–14.64, I2 = 92.00%). Believing there was potential for vaccine-induced harm had a negative influence on seasonal (OR 0.22, 95% CI 0.11–0.44 I2 = 84.00%) and pandemic influenza vaccine uptake (OR 0.16, 95% CI 0.09–0.29, I2 = 89.48%), reducing the odds of being vaccinated five-fold. Combined with our qualitative analysis the relationship between the belief in substantial disease risk and maternal seasonal and pandemic influenza vaccination uptake was limited.

Conclusions

The effect of an HCP recommendation during an outbreak, whilst still powerful, may be muted by other factors. This requires further research, particularly when vaccines are novel. Public health campaigns which centre on the protectiveness and safety of a maternal vaccine rather than disease threat alone may prove beneficial.

Introduction

Maternal vaccination aims to reduce maternal and neonatal morbidity and mortality caused by infection [1]. The World Health Organisation (WHO) recommends the inactivated influenza, tetanus-toxoid-containing vaccine (TTCV), and combined tetanus, diphtheria, and acellular pertussis (Tdap) vaccines for pregnant women in settings where the disease burden is known [2]. Historically, maternal tetanus vaccination was limited to areas of significant transmission. In areas where there is ongoing maternal to neonatal transmission of tetanus, two doses of TTCV (preferably Tetanus-diphtheria) are recommended in pregnancy in addition to Tdap or DTaP (for pertussis) and seasonal influenza vaccines.[2] Pertussis vaccination was limited to childhood, however the resurgence of pertussis during outbreaks that disproportionately affected younger infants led to national policy changes between 2011 and 2015 in countries such as the United Kingdom and the United States, that introduced routine maternal pertussis vaccination.[2,3] Similarly, the widespread influenza immunisation programs during the 2009 H1N1 pandemic resulted in public health bodies particularly in Europe, the United States and Australia introducing guidance to implement recommendations for routine antenatal seasonal influenza vaccination during the subsequent decade. The United States Healthy People 2020 campaign sets a target to achieve influenza vaccination coverage of 80% among pregnant women [4]. Suboptimal maternal vaccination coverage (estimated between 0–70%) of seasonal influenza and pertussis vaccines globally represents a missed opportunity to improve maternal and neonatal health [36]. Understanding the features that contribute to reduced uptake of vaccines used in outbreaks is also of particular importance given the increased morbidity and mortality seen with infections contracted during the vulnerable period of pregnancy [7].

In the last decade, the World Health Organisation has declared multiple Public Health Emergencies of International Concern for diseases including outbreaks of the Ebola virus (West Africa, North Kivu), Zika virus, and the novel Coronavirus (Wuhan) (COVID-19) [8, 9]. Ebola and Zika are known to cause significant morbidity and mortality if contracted during pregnancy, whereas the effect of the COVID-19 is unknown [10]. A vaccination strategy has been developed for Ebola, and vaccine research is underway for Zika virus and COVID-19. The concern of disease risk may be amplified during an outbreak, but concerns about using a novel vaccine may also be enhanced. It is important to identify factors that appear to affect antenatal vaccine uptake during routine use (pertussis and influenza) versus vaccinations recommended during an outbreak setting (H1N1 influenza) to help prepare for future outbreaks.

Understanding the influence of personal beliefs and experiences on maternal vaccination uptake is key to designing, testing and deploying interventions that are tailored to improve vaccine acceptance and coverage in routine and outbreak settings. Researchers have investigated the underlying reasons for low coverage using surveys, focus group discussions, and in-depth interviews to explore the perceptions and experiences of pregnant women. Previous reviews have established a narrative of evidence that suggests a broad range of factors (vaccine cost, accessibility, maternal knowledge, social influences, context, healthcare professional (HCP) recommendation and the perception of risks and benefits) all contribute to vaccine uptake. Consensus within the field and across four prior literature reviews indicate that receiving a recommendation from an HCP for vaccination is the most important factor in maternal decision-making, irrespective of geographic or social context [1115]. In general, there is limited data on maternal vaccination uptake and records of HCP recommendations at a national level. However, for the United States of America (USA), which monitors antenatal seasonal influenza and pertussis vaccination coverage, data suggest approximately one-third of women who receive an HCP recommendation for the vaccine will choose to remain unvaccinated [5]. In 2018, the Centers for Disease Control and Prevention (CDC) found that 79.3% of pregnant participants received a recommendation or an offer for Tdap vaccine, but 45.6% of them chose to remain unvaccinated [5]. For seasonal influenza, fewer women chose to vaccinate when recommended to do so; 81.1% received a recommendation or an offer yet 50.9% of pregnant women surveyed remained unvaccinated [5]. Understanding why women remain unvaccinated despite an HCP recommendation is key. We also sought to discriminate factors that influence specific vaccines since seasonal influenza vaccination coverage is lower than other routine vaccines (Tdap, tetanus) during pregnancy.

Prior literature and systematic reviews tend to characterize the factors influencing maternal vaccination decisions as either barriers or facilitators [1115]. We sought to quantify the association between beliefs, attitudes and prior behaviours that influence maternal vaccination uptake. We selected the H1N1 Influenza vaccine, deployed globally and recommended to pregnant women during the pandemic of 2009, to be included alongside our analysis of other WHO routinely recommended vaccines, the pertussis and seasonal influenza vaccine. Thus, we performed a systematic review and meta-analysis of qualitative and quantitative literature to provide comprehensive evidence on the magnitude of effect that factors influence maternal vaccination decisions globally with the aim to inform policy makers, public health strategists and researchers involved in designing vaccine interventions to increase uptake.

Materials and methods

Search strategy and selection criteria

We conducted a systematic review of literature, unrestricted by language or location, to identify qualitative and quantitative studies that reported on the cognitive, psychological, and social factors associated with maternal vaccination among pregnant and recently pregnant women (within two years of birth). We searched MEDLINE, Embase Classic and Embase, PsycINFO, CINAHL Plus, Web of Science, IBSS, LILACS, AfricaWideInfo, IMEMR, and Global Health for studies published by 22 November 2018 (Appendix p3-10 in S2 File). Additional studies were identified by screening reference lists (EK, SD) of previous reviews and through suggestions by experts in the field.

Titles and abstracts were independently screened and agreed upon (EK, SD) for potential eligibility. A final arbiter (PP) resolved any conflicts of agreement on inclusion. We excluded pre-clinical research, behavioural intervention studies, and any research that exclusively examined experimental vaccines in pregnancy or sociodemographic variables (Appendix p11-15 in S2 File).

To be included in the meta-analysis, studies had to report an estimated odds ratio (OR (or could be calculated from raw data)) for the association between a specific factor and vaccination status (excluding intention to be vaccinated). Research groups from studies in which the data were unclear or had not been reported were contacted for clarification (Appendix p51 in S2 File).

Data analysis

The data from included studies were extracted (EK, SD) and input into Microsoft Excel (Microsoft Corporation, Redmond, WA, USA) and a coding template was developed by authors to categorise factors influencing maternal vaccination uptake (Expanded Methodology Appendix p18-19 in S2 File details why established frameworks were not used). Coding into broad themes (e.g. accessibility and convenience) using grounded theory was completed independently (EK, SD) with NVivo 12 (QSR International, Melbourne, Australia) (Inter-rater reliability kappa score 0.76).

The quantitative studies were independently assessed (EK, MRF) for inclusion in the meta-analysis based on first cycle broad codes to capture data that could be synthesized (Appendix p38-40 in S2 File). Qualitative data underwent a second round of coding to identify specific patterns within the broad themes (Inter-rater reliability kappa score 0.88). A third round of coding (subdividing the first cycle codes) was conducted to ensure that only data that was directly comparable were included in each meta-analysis (Appendix p41 in S2 File). Twenty-three narrow definitions were agreed upon by two authors (EK, MRF) to ensure consistency of the data included (Appendix p42-43 in S2 File). These definitions were used to pool studies for specific vaccines (seasonal influenza, pandemic influenza, and pertussis) generating 31 separate meta-analyses (EK, MRF). Any discrepancies in data extraction were resolved by both authors.

Quality appraisal was performed (EK, SD) using checklists for cross-sectional, cohort, and qualitative research studies from the Joanna Briggs Institute quality assessment tools (Appendix p21-32 in S2 File).[16] Studies were ranked based on a framework developed by authors with an attributed quality score. Where authors disagreed on final point allocation, the arbiter (PP) intervened to resolve the disagreement. Quality analysis was not used to define inclusion or exclusion. However, pre-specified sensitivity analyses were performed investigating the robustness of results to the inclusion of only high-quality studies (Joanna Briggs Institute scores >10) (Appendix: p90, p92 in S2 File). We wished to conduct a sensitivity analysis assessing the robustness of results by Gross Domestic Product of countries included to assess the influence of geographic context.

When two or more studies reported ORs for a specific factor, random-effects models were used to calculate a summary OR [17] with heterogeneity assessed with I2. Funnel plots were used to examine the potential for publication bias. Specific factors reported by only one study are summarised in the appendix (Appendix p93 in S2 File). A secondary analysis was performed to assess factors associated with intention to be vaccinated during pregnancy. All meta-analyses were conducted in Stata 15 (StataCorp, College Station, TX, USA) [18, 19].

The PRISMA checklist (Preferred Reporting Items for Systematic Review and Meta-Analysis checklist) (Appendix p16-17 in S2 File) [20] was used and the study was registered with PROSPERO (International Prospective Register of Systematic Reviews) (CRD42019118299). An expanded methodology can be found in the appendix (Appendix p19-21 in S2 File).

Results

Of 17,236 articles screened, 120 were eligible for analysis (Fig 1). Table 1 summarises study characteristics, representing data from 73,251 pregnant or recently pregnant women and 30 countries (Appendix p33-37 in S2 File). The majority of studies were quantitative only (n = 99), then qualitative only (n = 18) with three studies using mixed methods (Table 1). Studies were predominantly from the USA (39 studies), Australia (22), and Canada (9). Seasonal influenza vaccine was the most commonly investigated vaccine, either independently or as part of a study of factors influencing the uptake of multiple vaccines (63% of studies n = 75), followed by vaccines against pertussis (27% n = 32), pandemic influenza (24% n = 29), tetanus (8% n = 9), and antenatal vaccines generally (2% n = 2).

Fig 1. PRISMA diagram of included and excluded studies.

Fig 1

Adapted from Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta-Analyses: The PRISMA Statement. PLoS Med 6(7): e1000097. doi:10.1371/journal.pmed1000097.

Table 1. Summary table of included studies 1996–2018.

Authors (year of publication) Year of study Location Study type Vaccine Number of participants Sampling Method Vaccine coverage of participants Vaccine willingness (of unvaccinated participants)
Abasi et al. (2015) [52] 2013 Iran Questionnaire Influenza 384 Convenience 1.8%A N/A
Agricola et al. (2016) [96] 2015 Italy Survey Pertussis 347 Purposive 1.7%C 21%C
Arriola et al. (2018) [21] 2018 Nicaragua Survey Influenza 1303 Purposive 42%A N/A
Ashfaq et al. (2017) [113] 2013 Pakistan Survey Tetanus, Multiple 46 Convenience 71.7%D Or E N/A
Barrett et al. (2018) [22] 2016 Ireland Survey Influenza 198 Convenience 55.1%A 32.3%B N/A
Barroso Pereira et al. (2013) [67] 2011 Brazil Interviews Influenza (Pandemic) 10 Purposive N/A N/A
Beigi et al. (2009) [114] 2007 USA Questionnaire Influenza (Pandemic) 394 Not specified N/A 15.7%B
Ben Natan et al. (2017) [80] 2017 Israel Survey Pertussis 200 Convenience N/A 52%, 32%
Bettinger et al. (2016) [68] 2010 Canada Mixed Method Influenza 34 Convenience 45.6%A 50%A
Bhaskar et al. (2012) [115] 2010 India Questionnaire Influenza (Pandemic) 140 Random 12.9% B N/A
Blanchard-Rohner et al. (2012) [48] 2011 Switzerland Questionnaire Influenza 261 Not specified 18%A N/A
Blondel et al. (2012) [116] 2010 France Survey Influenza (Pandemic) 14355 Purposive 29.3% B N/A
Boedeker et al. (2014) [23] 2013 Germany Questionnaire Influenza 1025 Random 15.9%A N/A
Boedeker et al. (2015) [47] 2012–2014 Germany Cohort Study Influenza 838 Purposive 10.9%A N/A
Campbell et al. (2015) [117] 2013 UK Survey Pertussis 1892 Purposive N/A >90%C
Cassady et al. (2012) [75] 2010 USA Focus Groups Influenza (Pandemic) 12 Convenience ~50%B N/A
Castro-Sanchez et al. (2018) [118] 2015–2016 Spain Survey Influenza, Pertussis 119 Not specified 52%A, 94%C N/A
Celikel et al. (2014) [119] 2010 Turkey Questionnaire Influenza, (Seasonal and Pandemic) Tetanus, Other 196 Convenience 3.0%A,9.1%B 47%D 0.5%F N/A
Chamberlain et al. (2015) [120] 2004–2011 USA Survey Influenza 8300 Random 35.8%A N/A
Chamberlain et al. (2016) [121] 2012–2013 USA Survey Influenza, Pertussis 325 Stratified random 9%A,B 34%A 44%C
Collins et al. (2014) [63] 2011–2012 Australia Interviews Influenza, Pertussis 17 Purposive 11.8%G 41.2%G
D'Alessandro et al. (2018) [122] 2017–2018 Italy Survey Influenza, Pertussis 358 Cluster 1.4%A 0%C 27.9%G
Dempsey et al. (2016) [81] 2014 USA Survey Pertussis 316 Convenience N/A 82%C
Ding et al. (2011) [123] 2010 USA Survey Influenza (Seasonal and Pandemic) 244 Random 32.1%A 45.7%B N/A
Ditsungneon et al. (2016) [82] 2012–2013 Thailand Survey Influenza 1031 Convenience 4%A 42%A
Dlugacz et al. (2012) [42] 2010 USA Survey Influenza (Pandemic) 1325 Convenience 34.2%B N/A
Donaldson et al. (2015) [83] 2013–2014 UK Survey Pertussis 200 Convenience 26%C 47.5%C
Drees et al. (2012) [43] 2010 USA Survey Influenza (Pandemic) 307 Convenience 60%A 62%B N/A
Drees et al. (2013) [124] 2009–2011 USA Survey Influenza (Seasonal and Pandemic) 300 Not specified 55%A N/A
Edmonds et al. (2011) [125] 2009 USA Survey Influenza (Seasonal and Pandemic) 173 Convenience N/A 63% B
Eppes et al. (2013) [49] 2009–2010 USA Survey Influenza (Seasonal and Pandemic) 88 Convenience 69%A 67%B N/A
Fabry et al. (2011) [54] 2010 Canada Survey Influenza (Pandemic) 250 Convenience 76.4%B N/A
Fisher et al. (2011) [126] 2009–2010 USA Questionnaire Influenza (Seasonal and Pandemic) 813 Not specified 34%A 63%A 54%B N/A
Fleming et al. (2018) [77] 2015–2016 El Salvador Mixed Method Influenza (Seasonal) 117 Convenience 90%A N/A
Fridman et al. (2011) [53] 2009 USA Questionnaire Influenza (Pandemic) 212 Convenience 25.5%B N/A
Gaudelus et al. (2016) [127] 2016 France Questionnaire Influenza, Pertussis 300 Quota N/A 74%G
Gauld et al. (2016) [58] 2014 New Zealand Interviews Pertussis 37 Purposive 46%C N/A
Goldfarb et al. (2011) [128] 2010 USA Survey Influenza (Seasonal and Pandemic) 370 Convenience 81%A+B 7%A 4.7%B N/A
Gorman et al. (2012) [24] 2010–2011 USA/Canada Survey Influenza 199 Not specified N/A N/A
Gul et al. (2016) [129] 2015 Pakistan Questionnaire Tetanus 500 Convenience 73%D Or E N/A
Hallisey et al. (2018) [130] 2015–2016 Ireland Questionnaire Influenza, Pertussis 88 Purposive 67%C 40%A N/A
Halperin et al. (2014) [131] 2005–2006, 2011 Canada Survey Influenza 662 Not specified 67%B N/A
Hasnain et al. (2007) [132] 2003–2004 Pakistan Questionnaire Tetanus 362 Random 87%E N/A
Hassan et al. (2016) [133] 2015 Egypt Questionnaire Tetanus 277 Convenience 60.6%D Or E N/A
Hayles et al. (2015) [84] 2013 Australia Survey Influenza, Pertussis 381 Random 39.1%A 8.7%B 80.2%B
Healy et al. (2015) [134] 2013–2014 USA Survey Influenza, Pertussis 796 Convenience N/A 69.3% A 51.6%B
Henninger et al. (2013) [26] 2010–2011 USA Survey Influenza 552 Not specified 46%A N/A
Henninger et al. (2015) [25] 2010–2011 USA Cohort Study Influenza 1105 Not specified 63%A N/A
Hill et al. (2018) [135] 2013 New Zealand Survey Pertussis 596 Random 74%C N/A
Honarvar et al. (2012) [136] 2010–2011 Iran Questionnaire Influenza (Seasonal and Pandemic) 416 Convenience 6%A, B N/A
Hu et al. (2017) [85] 2014 China Questionnaire Influenza 1252 Convenience 76.28%A N/A
Jadoon et al. (2017) [137] Pakistan Questionnaire Tetanus ~210 Cluster 93%D + E 2%D N/A
Kang et al. (2015) [138] 2011 Korea Survey Influenza 700 Convenience 27.3%A 19.3%B N/A
Kay et al. (2012) [44] 2009–2010 USA Survey Influenza (Seasonal and Pandemic) 420 Purposive 70.9%A 76.9b N/A
Kfouri et al. (2013) [57] 2010 Brazil Questionnaire Influenza 300 Convenience 95.7%A 69.2%A (Had They Been Informed)
Khan et al. (2015) [86] 2013 Pakistan Questionnaire Influenza 283 Convenience N/A 84.45%A
Kharbanda et al. (2011) [64] 2010 USA Focus Groups Influenza 40 Convenience 48%A and/or B N/A
Kouassi et al. (2012) [139] 2010 Ivory Coast Survey Influenza (Pandemic) 411 Random N/A 69.8%B
Koul et al. (2014) [140] 2012–2013 India Questionnaire Influenza 1000 Convenience 0%A 100%A (Had They Been Rec & Informed Of Safety)
Krishnaswamy et al. (2018) [27] 2016 Australia Survey Influenza, Pertussis 537 Convenience N/A 57%A, 63%C
Kriss et al. (2018) [141] 2018 USA Survey Pertussis 486 Random 40.7%C N/A
Larson Williams et al. (2018) [69] 2016 Zambia Focus Groups Pertussis 50 Purposive 100%D N/A
Lau et al. (2010) [28] 2005–2006 Hong Kong Questionnaire Influenza 568 Convenience 3.9%A 33%A
Lohiniva et al. (2014) [70] 2009–2010 Morocco Focus Groups & Interviews Influenza 123 Purposive 54.5%A N/A
Lohm et al. (2014) [71] 2011–2012 Australia & Scotland Focus Groups & Interviews Influenza (Pandemic) 14 Purposive N/A N/A
Lotter et al. (2018) [29] 2015 Australia Survey Influenza, Pertussis 100 Random 60.0%A And 64.5%C N/A
Loubet et al. (2016) [30] 2014–2015 France Questionnaire Influenza 153 Convenience 26%A N/A
Lynch et al. (2012) [74] 2009 USA Focus Groups Influenza (Pandemic) 144 Not specified N/A 48.5%B
MacDougall et al. (2016) [142] 2016 Canada Survey Pertussis 346 Random N/A 89%C
Maher et al. (2013) [31] 2012 Australia Survey Influenza 462 Random 25%A N/A
Maisa et al. (2018) [61] 2017 UK: Northern Ireland Focus Groups & Interviews Influenza, Pertussis 16 Opportunistic N/A N/A
Mak et al. (2015) [32] 2012–2013 Australia Survey Influenza, Pertussis 831 Random 60.6%A, 71.0%C, 54.5%A, C N/A
Mak et al. (2018) [33] 2015 Australia Survey Influenza, 424 Random 33.5%A N/A
Marsh et al. (2014) [65] 2011–2012 USA Interviews Influenza 21 Purposive N/A 95%A
de Mattos et al. (2003) [143] 1996 Brazil Questionnaire Tetanus 430 Random 24.20% N/A
Maurici et al. (2016) [34] 2013 Italy Survey Influenza 309 Purposive 0%A N/A
Mayet et al. (2017) [144] 2013 Saudi Arabia Questionnaire Influenza 998 Purposive 18.1%A 74.2%A
McCarthy et al. (2012) [145] 2010–2011 Australia Questionnaire Influenza 199 Not specified 30–40%A N/A
McCarthy et al. (2015) [146] 2010–2014 Australia Questionnaire Influenza 1086 Not specified 42.3%A N/A
McQuaid et al. (2016) [72] 2014 UK Focus Groups General 14 Purposive N/A N/A
McQuaid et al. (2018) [147] 2014–2015 UK Questionnaire General 269 Purposive 68% N/A
Meharry et al. (2013) [73] 2010 USA Interviews Influenza (seasonal and pandemic) 60 Purposive 51.70% A N/A
Mitra & Manna (1997) [148] 1997 India Survey Tetanus 100 Convenience N/A N/A
Mohammed et al. (2018) [35] 2014–2016 Australia Survey Influenza Pertussis 180 Not specified 76%A 81% C N/A
Napolitano et al. (2017) [149] 2015–2016 Italy Survey Influenza 372 Random 9.7%A 21.4%A
O'Grady et al. (2015) [56] 2014 Australia Mixed Method Influenza 53 Convenience 17%A 53%A
O'Shea et al. (2018) [59] 2016 Ireland Interviews Influenza Pertussis 17 Purposive 76.4% A 52.9%C N/A
Og Son et al. (2014) [50] 2013 South Korea Questionnaire Influenza 218 Convenience 48.60% N/A
Ozer et al. (2010) [150] 2009–2010 Turkey Survey Influenza (Pandemic) 314 Not specified 8.9%B N/A
Ozkaya Parlakay et al. (2012) [151] 2009 Turkey Questionnaire Influenza (Pandemic) 86 Convenience N/A N/A
Puchalski et al. (2014) [87] 2015 USA Survey Influenza 60 Purposive 23.4%B N/A
Regan et al. (2016) [152] 2012–2014 Australia Survey Influenza 2018 Random 22.9% - 41.4%A N/A
Richun et al. (2018) [66] 2015–2016 China Focus Groups & Interviews Influenza 108 Convenience 0% N/A
Sakaguchi et al. (2011) [153] 2009 Canada Questionnaire Influenza (Seasonal and Pandemic) 130 Convenience 80%B 27.7%A
Schindler et al. (2012) [76] 2011 Switzerland Interviews Influenza 29 Maximal variation 17.2%A N/A
Siddiqui et al. (2017) [88] 2013 Pakistan Survey Pertussis 283 Convenience 86%C N/A
Silverman & Greif (2001) [41] 2001 USA Survey Influenza 242 Convenience 7.85%A 51%A (If Physician Rec)
Song et al. (2017) [36] 2012–2014 China Survey Influenza 1673 Not specified 0%A 31%A (If Physician Rec)
Stark et al. (2016) [154] 2013–2015 USA Survey Influenza 984 Not specified 77.9%A, 36.1%A, Mr 6.8%A
Steelfisher et al. (2011) [45] 2010 USA Survey Influenza (Pandemic) 514 Random 42%B 8%B
Strassberg et al. (2018) [155] 2014–2015 USA Questionnaire Influenza, Pertussis 338 Convenience 35.8%C 70.7%A, 40.5c,
Taksdal et al. (2013) [37] 2012 Australia Survey Influenza 416 Stratified random 25%, 23%Mr N/A
Tarrant et al. (2013) [46] 2010 Hong Kong Questionnaire Influenza (Pandemic) 549 Purposive 4.9%A 6.2%B 2.2% A, B N/A
Tong et al. (2008) [38] 2003–2004 Canada Survey Influenza 185 Purposive 14%A N/A
Tuells et al. (2018) [156] 2014–2015 Spain Survey Influenza 934 Random 27.90% 96.8%A
Ugezu et al. (2018) [157] 2018 Ireland Cohort Study Influenza, Pertussis 113 Convenience 42.5%A 31%B N/A
Van Lier et al. (2012) [55] 2010 The Netherlands Survey Influenza (Pandemic) 2993 Random 46%B 39%B
Varan et al. (2014) [95] 2012 Mexico Survey Pertussis 387 Convenience 45%A 74%D 57%C
Vila-Candel et al. (2016) [51] 2014–2015 Spain Survey Influenza 200 Random 40.5%A 18%A
White et al. (2010) [158] 2010 Australia Questionnaire Influenza (Pandemic) 479 Convenience 6.9%B N/A
Wilcox et al. (2018) [159] 2017–2018 UK Questionnaire Influenza, Pertussis 314 Not specified 38%A 56%C
Wilcox et al. (2019) [160] 2017–2018 UK Questionnaire Influenza, Pertussis 314 Convenience 38%A 56%C 40%A, 46%C
Wiley et al. (2015) [60] 2011 Australia Interviews Influenza, Pertussis 815 Maximal variation N/A N/A
Wiley et al. (2013) [39] 2011 Australia Survey Influenza 815 Non-random stratified 27%A N/A
Wiley et al. (2013) [161] 2011 Australia Survey Pertussis 815 Non-random stratified Na 80%C
Ymba & Perrey (2003) [162] Ivory Coast Questionnaire Tetanus 124 Not specified 77.1%D or E 15%F N/A
Yudin et al. (2009) [163] 2006 Canada Survey Influenza 58 Convenience N/A N/A
Yuen et al. (2013) [40] 2010–2011 Hong Kong Questionnaire Influenza 2822 Convenience 1.7%A N/A
Yuen et al. (2016) [62] 2011 Hong Kong Interviews Influenza 32 Purposive 6.3%A N/A
Yun & Xu (2010) [164] 2009 China Survey Influenza 215 Random n/a 45.4%

a = influenza,

b = pandemic influenza (H1N1),

c = pertussis,

d = tetanus (TT1),

e = tetanus (TT2),

f = hepatitis B,

mr = medical record,

g = general.

Questionnaire only = 35, Survey only = 58, Interviews only = 9, Focus Groups only = 5, Cohort Study = 3, Focus Groups & Interviews = 5, Surveys & Focus Groups = 2.

We identified eight categories of factors that influence maternal vaccination across both qualitative and quantitative studies: accessibility and convenience (55 studies), personal values and lifestyle (43), awareness of information regarding the specific vaccine or disease of focus (90), social influences on vaccine use (109), emotions related to vaccination (85), perceptions of vaccine risk (110), perceptions of vaccine benefit (93), and personal vaccination history (80). From these eight categories, five could be synthesised quantitatively (Appendix p40-41 in S2 File). Results from all meta-analyses are presented in Fig 2. No data for tetanus vaccination were suitable for meta-analysis. A list of the most common barriers or facilitators cited in studies excluded from meta-analysis is available in the appendix (Appendix p52-53 in S2 File). From the 21 qualitative studies, we identified 30 sub-categories of factors that appear to influence maternal vaccination decision-making (Table 2).

Fig 2. Factors associated with maternal vaccine uptake—A summary forest plot.

Fig 2

Abbreviations. HCPR—healthcare professional recommendation, General—generally, P. Flu—pandemic influenza vaccine, SE—side effects, S. Flu—seasonal influenza vaccine.

Table 2. Qualitative study themes.

Barroso Pereira et al. 2013. [67] Bettinger et al. 2016. [68] Cassady et al. 2012. [75] Collins et al. 2014. [63] Fleming et al. 2018. [77] Gauld et al. 2016. [58] Kharbanda et al. 2011. [64] Larson Williams et al. 2018. [69] Lohiniva et al. 2014.[70] Lohm et al. 2014. [71] Lynch et al. 2012. [74] Maisa et al. 2018. [61] Marsh et al. 2014. [65] McQuaid et al. 2016. [72] Meharry et al. 2013. [73] O'Grady et al. 2015. [56] O'Shea et al. 2018.[59] Richun et al. 2018. [66] Schindler et al. 2012. [76] Wiley et al. 2015. [60] Yuen et al. 2016. [62] No. of studies
Country Brazil Canada Latino, USA Aus El Salv France USA Zambia Morocco Aus, Scotl USA UK USA UK USA Aus Ireland China Switz Aus Hong Kong
Vaccine studied P..Flu S. Flu P..Flu Gen P. Flu Multi S.Flu Pertu S. Flu P. Flu P. Flu Mult S. Flu Gen S. Flu S. Flu Multi S Flu S Flu Multi S Flu
Perception of Risk
Disease severity x x x x x x x x x x x x x x x x 16
Disease susceptibility x x x x x x x x x x 10
Risk of perceived vaccine harm x x x x x x x x x x x x x x x x x x x 19
Risk of known vaccine side effects x x x x x x x x x x x 11
Vaccine perceived as safe x x x x 4
Perception of Vaccine Benefits
Vaccine protects pregnant woman x x x x x x x x x 9
Vaccine protects foetus x x x x 4
Vaccine protects baby x x x x x x x x x x 10
Not protective/ useful x x x x x x x x x x x 11
13 16 10 13 8 11 14 11 16 12 10 16 16 7 20 14 10 13 12 11 13

Abbreviations: P. Flu = pandemic influenza vaccine, S Flu = seasonal influenza vaccine, Pertu = pertussis vaccine, Mult–multiple vaccine, General = antenatal vaccines generally

Aus = Australia, El Salv = El Salvador, Scotl = Scotland, Switz = Switzerland, UK = United Kingdom, USA = United States of America.

Quantitative studies

For our primary analysis we conducted 33 meta-analyses which assessed the relationship between a specific belief or behaviour and maternal vaccination status (338–14,099 participants (average 2,955) included in each meta-analysis)) (Appendix p55-89 in S2 File for individual meta-analyses and summary table) (Fig 2). For our secondary analysis we conducted 15 meta-analyses assessing the relationship between a specific belief or behaviour and maternal vaccination intentions, rather than prior behaviour (531–2,215 participants (average 1,344) included in each meta-analysis)) (Appendix p91 in S2 File). The majority of studies with quantitative results for the pertussis vaccine had investigated intention to be vaccinated rather than actual vaccination status. Pregnant women who had received an HCP recommendation had 12-times higher odds of accepting seasonal influenza vaccination (OR 12.02, 95% CI 6.80–21.23, 21 studies, 14,099 women) [2141] and 10-times greater odds of accepting pertussis vaccine (OR 10.33, 95% CI 5.49–19.43, 2 studies, 637 women) [27, 29] compared to those who had not received recommendations. For pandemic vaccine the recommendation increased the odds of antenatal H1N1 vaccine uptake by six times (OR 6.76, 95% CI 3.12–14.64, 5 studies, 6898women) [4246]. The odds of pregnant women receiving season influenza vaccination were five-times higher if they had general information about the vaccine (OR 5.68, 95% CI 1.53–21.13,4 studies, 1193 women) [22, 27, 31, 47]. Similarly, the odds of being vaccinated were three-times higher (OR 3.68, 95% CI 2.12–6.38, 4 studies, 3583 women) [37, 40, 48, 49] among pregnant women who knew there was a national vaccination policy in place versus women who were unaware.

Prior vaccination history was influential in subsequent maternal vaccination decisions. The odds of being vaccinated against seasonal influenza were three-times greater (OR 3.78, 95% CI 2.49–5.73, 10 studies, 5,768 women) [23, 24, 27, 38, 40, 41, 4851] and five-times greater for vaccination against pandemic influenza (OR 5.49, 95% CI 2.44–12.37, 3 studies, 2,387 women) [42, 45, 46, 52] if pregnant women had received vaccines as adults outside of pregnancy. Pregnant women who received a seasonal influenza vaccination during a prior pregnancy had nine-times higher odds of accepting a pandemic influenza vaccine in their current pregnancy than those who did not vaccinate in a prior pregnancy (OR 9.12, 95% CI 1.99–41.76, 2 studies, 442 women) [43, 53]. There was no evidence to suggest an association between prior maternal vaccination and season influenza vaccinations (OR 1.51, 95% CI 0.71–3.24, 3 studies, 2,339 women) [21, 22, 47].

The odds of accepting the pandemic influenza vaccine were six-times lower when women perceived it as unsafe in pregnancy (OR 0.16, 95% CI 0.09–0.29, 6 studies, 5,525 women) [42, 4446, 54, 55]. Similarly, the odds of accepting the seasonal influenza vaccine were 86% lower when women believed receiving the vaccine during pregnancy was unsafe (OR 0.22, 95% CI 0.11–0.44, 7 studies, 3,200 women) [24, 25, 31, 37, 39, 48, 56]. Additionally, perceiving that the pandemic influenza vaccine caused harms such as birth defects (OR 0.19, 95% CI 0.09–0.40, 2 studies, 629 women) [46, 49] or miscarriage (OR 0.19, 95% CI 0.10–0.38, 2 studies, 1,574 women) [42, 46] were both associated with a five-times lower odds of vaccination. |Having concerns about pandemic influenza vaccine side-effects in general (OR 0.44, 95% CI 0.23–0.81, 2 studies, 760 women) [46, 53] was associated with two-times lower odds of vaccination; having knowledge of specific pandemic influenza vaccine side-effects (defined as a awareness of a known adverse reaction as outlined by the drug company label insert, e.g. fever.) (OR 0.27, 95% CI 0.21–0.34, 2 studies, 1,325 women) [42, 54] was associated with three-times lower odds of vaccination.

In contrast, the odds of being vaccinated were eight-times higher when pregnant women believed that the pandemic influenza vaccine benefits the mother (OR 8.44, 95% CI 2.90–24.61, 2 studies, 338 women) [49, 54]. The odds of accepting the seasonal influenza vaccine were seven-times greater when pregnant women perceived the vaccine as generally effective (OR 7.22, 95% CI 3.49–14.93, 6 studies, 5,814 women) [21, 24, 37, 39, 40, 57], three-times greater when they believed the vaccine benefits the mother (OR 3.47, 95% CI 2.19–5.51, 6 studies, 3,144 women) [23, 25, 31, 37, 49, 56], and almost two-times greater when they believed the vaccine benefits their baby (OR 1.74, 95% CI 1.18–2.57, 7 studies, 2546 women) [25, 31, 37, 38, 41, 49, 56].

There was insufficient evidence on the influence of perceived susceptibility to pandemic influenza during pregnancy on pandemic influenza vaccination uptake (OR 1.11, 95% CI 0.56–2.19, 5 studies, 4,044 women) [45, 49, 5355]. However, pregnant women who felt they were susceptible to seasonal influenza had almost two-times higher odds of vaccination than those who did not feel susceptible to contracting seasonal influenza (OR 1.76, 95% CI 1.26–2.47, 5 studies, 4,763 women) [2426, 40, 49]. There was inconclusive evidence to support a similar association between perceptions of the severity of pandemic (OR 2.04, 95% CI 0.98–4.26, 4 studies, 5,948 women) [42, 44, 53, 54] or seasonal influenza (OR 1.56, 95% CI 0.88–2.76, 4 studies, 2,671 women) [2426, 39] with vaccination status. However, pregnant women who believed seasonal influenza could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not believe seasonal influenza could affect their pregnancy or baby (OR 3.70, 95% CI 1.37–9.94, 3 studies, 1,748 women) [23, 31, 48].

When the number of studies included in the meta-analysis exceeded seven, funnel plots were used to assess the potential for publication bias (Appendix p54 in S2 File). Although based on a small number of studies, there was incomplete agreement between the primary and secondary analyses (intention to be vaccinated meta-analysis results are provided in Appendix p91-92 in S2 File). Sensitivity analyses including studies with Joanna Briggs Institute scores >10 were conducted for both vaccination status and intention to be vaccinated outcomes (Appendix: p90, p92 in S2 File). Whilst results were generally consistent, differences were difficult to interpret due to the low number of higher-quality studies.

Qualitative studies

All qualitative studies reported on the perceived effect of HCP influence on decision-making, and to a lesser extent the influence of other social networks or the Internet. Often an offer (or lack of an offer) of vaccination during an antenatal visit was a key factor in final behaviour [5860]. Participants also expressed willingness to receive information from HCPs, but were disappointed with a perceived overuse of leaflets to convey information in lieu of direct conversation with an HCP [58, 61, 62]. Other studies reported that some pregnant women sought vaccination information through media or the Internet, but these avenues were not regarded as the most reliable for accurate information [6266].

Almost all qualitative studies indicated that being aware of maternal vaccination and/or the respective disease, regardless of information source, was key to receiving the vaccine but rarely sufficient (17 studies) [56, 5873]. Furthermore, 16 qualitative studies highlighted an information gap specific to knowledge of vaccines during pregnancy [56, 5871, 73], reflecting a general lack of awareness among pregnant women of maternal vaccine recommendations and benefits.

Qualitative studies identified a number of additional health concerns about antenatal vaccines such as narcolepsy [58], infertility [70], autism [65], and unknown risks [61, 62, 68, 7476] in addition to concerns of birth defects [63, 65, 68] and miscarriage [6264, 68, 70] (Table 2). Specific side-effect concerns included vomiting, fever, body aches, soreness, fainting, seizures, illness, and unknown short and long-term side-effects [56, 58, 61, 65, 67, 71, 7377]. Whilst the benefits of vaccines were mentioned in 16 qualitative studies, 11 of these studies reported that there was also doubt and uncertainty around the usefulness or the efficacy of vaccines in pregnancy [59, 61, 62, 6466, 68, 70, 73, 75, 76].

In eight of the 17 qualitative studies that examined perceptions of disease severity, participants were unaware of the additional risks of influenza to pregnant women [56,62, 64, 6668, 74, 75]. Qualitative studies also highlighted differences in participants’ perceptions of severity for different diseases. For example, H1N1 or pandemic influenza was perceived as more severe than seasonal influenza [68, 74]. Additionally, pertussis was correctly seen primarily to present danger to infants, whereas influenza was viewed as a significant risk to the pregnant woman [60]. Whilst the disease risk was used as a contributing factor to final decision other factors were weighed against it.

Whilst factors such as convenience, personal values, and emotions related to vaccinations during pregnancy were not captured in our meta-analyses, they were highlighted in qualitative analyses. Several studies reported on vaccine availability [56, 5962, 65, 70, 77], access [58, 73, 77], and competing priorities in pregnancy [56, 58, 60, 61, 73]. In some studies, participants may have accepted vaccines generally, but not during pregnancy [56, 66, 76]. Community rumours and cultural values also influenced views on vaccination among pregnant women [69, 70, 73, 75]. Additionally, several studies reported preferences for natural immunity or a healthy lifestyle during pregnancy as reasons to decline vaccinations [61, 62, 66, 68, 76]. Maternal vaccination decision-making was also associated with several emotions and sentiments including fear (13 studies) [61, 62, 64, 6773, 7577], worry or anxiety (8 studies) [56, 58, 61, 63, 67, 70, 72, 77], responsibility for pregnancy outcomes and culpability if something goes wrong (5 studies) [61, 68, 71, 73, 76], and uncertainty about risks associated with vaccination decisions (3 studies) [63, 75, 76]. Pregnant women feared the unknown [68, 7072] the disease (particularly for pandemic influenza) [62, 68, 70, 73], vaccine harm or side-effects [61, 64, 67, 69, 70, 75, 76], vaccine safety [64, 73], and pain [52, 61,77]. One study reported that vaccinated and unvaccinated pregnant women expressed similar fears, but unvaccinated women often described their fears in more detail [70]. The fear of perceived vaccine harms (including the ideas of unknown risks for novel vaccines) were used to explain the rejection of maternal vaccination despite a connected fear of the disease it was aimed to protect against [59, 6468, 7073, 75].

Discussion

Despite the challenges of synthesizing an extensive and varied body of research, we have been able to quantify the relative effect size for a large number of specific beliefs and behaviours around maternal vaccination uptake. Prior attempts to weight factors influencing maternal vaccination uptake have largely been confined to ranking the most commonly cited barriers or facilitators within studies, listing the latter as predictors. This approach is likely to conflate several individual factors which are important to designing better interventions aimed at increasing maternal vaccination acceptance and uptake.

Our major finding is that vaccine-specific factors and previous vaccination behaviour have a strong influence on antenatal vaccine uptake. Disease-related perceptions have a modest effect on final vaccination uptake. Beliefs that vaccine would benefit the mother or cause no harm to the pregnancy were associated with four-to-nine-times greater odds of vaccination-acceptance during pregnancy. Prior systematic reviews were unable to characterise the nature or strength of effect of vaccine safety concerns on maternal vaccination decisions. Lutz et al. described that 2.9 to 77% of pregnant women had safety concerns for their foetuses [13]. Wilson et al. reported that safety concerns were the most frequently cited barriers (64 of 155 studies) but the relationship of this concern to final vaccination uptake was not defined. The underlying vaccination status of pregnant women was unreported in this prior study, limiting the interpretation of this finding [11]. In our study, beliefs that vaccine could cause birth defects or general harm in pregnancy served as strong deterrents to both seasonal and pandemic influenza vaccination (seasonal OR 0.22, 95% CI 0.11–0.44; pandemic OR 0.11, 95% CI 0.06–0.22). Similarly, perceptions of vaccine utility had a strong positive influence on uptake. For the seasonal influenza vaccine, perceiving the vaccine as beneficial in general was an important factor associated with pregnant women’s vaccination status (OR 7.22, 95% CI 3.49–14.93). For pandemic influenza vaccination, despite the wide confidence intervals, our data suggest that perceptions that vaccine can protect pregnant women (OR 8.44 95% CI 2.90–24.61) is strongly associated with vaccine uptake.

Our study did not find clear evidence that a belief of susceptibility to pandemic or seasonal influenza was associated with increased maternal pandemic influenza vaccination (OR 1.11, 95% CI 0.56–2.19) or seasonal influenza (OR 1.76, 95% CI 1.26–2.47) vaccine uptake. There was some evidence to support an association between perceptions of the severity of pandemic influenza and pregnant women’s vaccination status (OR 2.04, 95% CI 0.98–4.26) with the belief that pandemic influenza can result in hospitalisation increasing vaccine uptake three-fold (OR 2.91, 95% CI 2.02–4.18). We would recommend additional studies to explore the role of disease severity and susceptibility in greater detail to clarify their importance when other factors are present. For seasonal influenza, the data is inconclusive since women who believed that the disease could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not (OR 3.70, 95% CI 1.37–9.94) yet there was no evidence to suggest belief in the risk of the disease generally (OR 1.56, 95% CI 0.88–2.76) or its ability to result in hospitalisation (OR 0.57, 95% CI 0.22–1.45) were related to vaccine uptake. This was mirrored by our qualitative research which indicated that the influence of a belief in the severity and susceptibility to a disease does not in isolation determine vaccination decision [56, 58, 59, 6371, 7376]. This has important implications for public health communication strategies around maternal vaccination since campaigns, particularly during an epidemic or influenza outbreak, have centred around disease threat. Based on our findings we caution any communication approach which highlights only the threat of disease when publicising vaccination. We suggest this requires further review of the messaging strategies comparing those with and without explicit details of vaccine safety to the public and/or a discussion of disease threat with attention to language which might inadvertently promote fear [78]. The global communication strategies during the H1N1 2009 pandemic have been widely criticised as lacking an evidence-base and not appropriately targeting specific vulnerable groups [79]. We suggest that future research investigates disease-focused communication strategies versus vaccine-centred communication when discussing maternal vaccination to help prepare for future pandemics. Our study was conducted prior to the North Kivu Ebola vaccine deployment among pregnant women in 2019. This study precedes vaccine candidate deployment for SARS-CoV-2 with immediate implications for future studies analysing potential acceptance of a maternal vaccine and the associated communication strategy. This is an important area of investigation to analyse the factors that influence maternal uptake when the vaccine is still in an experimental part of outbreak control. Whilst the analysis of purely experimental vaccines was outside the remit of this work, we suggest further investigation into assessing the importance of factors identified in this review (including fear-conflict, anxiety and specific safety concerns) and their influence on uptake of vaccine during its developmental phase at the time of an outbreak.

Our findings also have potential implications for future study design. Many studies included in this systematic review and meta-analysis were designed using the framework of the Health Belief Model [2426, 28, 39, 40, 53, 54, 60, 6264, 69, 73, 8088]. In brief, the Health Belief Model describes final vaccination acceptance or rejection based on the interacting beliefs of seriousness and susceptibility to the target disease of the vaccine, benefits of the intervention, and barriers in order to predict health behaviour. Our study suggests that the model should be adapted to highlight the importance of the latter two categories in maternal vaccination behaviour predictions.

Consistent with the extensive body of evidence on this topic, an HCP recommendation for routine vaccinations (seasonal influenza and pertussis vaccination) was a very strong factor influencing maternal vaccine acceptance that is associated with ten-times greater odds of being vaccinated over those who did not receive an HCP recommendation (pertussis OR 10.33, 95% CI 5.49–19.43; seasonal influenza OR 12.02, 95% CI 6.80–21.44).

Although based on a small number of studies, our meta-analysis suggests that the influence of an HCP recommendation for pandemic influenza vaccination moderately-to-strongly influences uptake. Pandemic vaccine uptake was closely related to prior vaccination behaviour. Vaccination (with a different vaccine) during a prior pregnancy (OR 9.12 95% CI 1.99–41.76) had a strong influence on pandemic vaccine uptake. Interestingly, this did not appear as evident for receiving an antenatal seasonal influenza vaccine in a subsequent pregnancy (OR 1.51, 95% CI 0.71–3.24). This suggests a possibility that decision-making for seasonal influenza vaccines made in second and third pregnancies may not be consistent with the decisions in the first pregnancy [89]. Whilst studies have often included a sample of second- or third-time mothers, there is less extensive evidence of temporal changes in decision-making factors for maternal vaccines.

Whilst a general awareness about maternal vaccination did not increase the odds greatly of pandemic vaccine uptake, it appeared key for routine antenatal vaccines. Policy awareness was strongly associated with seasonal influenza vaccination uptake. National recommendations from the authoritative health bodies appear to carry weight in maternal vaccination decision-making at a population level [90]. This is important for the rollout of new maternal vaccines, as vaccinations not endorsed by national policy may be less accepted. Publicising such policies could improve trust in maternal vaccination programmes and facilitate improved uptake.

Qualitative findings from focus group discussions and in-depth interviews were generally consistent with the quantitative results: an unambiguous recommendation from an HCP to vaccinate against seasonal influenza or pertussis is key to pregnant women being vaccinated [5866, 68, 72, 73, 76, 77]. It is difficult to draw conclusions about which specific HCP (e.g. obstetrician, general practitioner, and midwife) or service provider (e.g. community or hospital-based practitioners) is the most influential. Similar to the quantitative literature, qualitative studies have shown that a recommendation by an HCP was not always sufficient [26, 34, 36, 41, 45, 46, 62, 63, 67]. Reasons for refusal despite HCP recommendation from the qualitative analysis provide insights into the effects of fear, mistrust, and a feeling of accountability [61, 63, 67, 73, 75]. In the face of uncertainty about a vaccine, a guarded state prevails despite concern for disease risk [61, 68, 71, 73, 76]. This was most notably captured by Meharry et al. as, “…fear if I do (vaccinate), fear if I don’t (vaccinate), and do nothing when I fear both” [73]. This analysis, combined with the finding of a very strong relationship between the belief of vaccine harm and reduced uptake indicates that the perceived risk of self-intervening (i.e. taking a vaccine) can be very powerful. This can overshadow the belief in environmental risk (e.g. contracting a severe disease). This suggests that mothers feel accountable for a perceived risk when choosing to vaccinate during pregnancy, which can result in inaction if the disease is also feared. Whilst it is essential that pregnant women are informed about the risks of the disease in order to be appropriately consented, the manner in which this is communicated should be evaluated. It appears that, in some cases, fear may be counter-productive. This has been seen in childhood vaccines: if parents already fear the vaccine, making them fear the disease leads to decision conflict, and hesitancy [91].

By including qualitative analysis, we were also able to unravel specific, participant-driven concerns that ranged from possible adverse events such as narcolepsy, infertility, and autism spectrum disorder as well as pregnancy-related concerns such as suspected risks of miscarriage, preterm birth, and birth defects. Since the non-pregnancy related health concerns occur rarely in the general population or require long-term follow up over decades, post-marketing surveillance studies are used to measure if there are any vaccine-related effects [92]. However, data on these specific concerns during pregnancy are often unavailable to general practitioners or midwives during counselling. We recommend that HCPs are given ready access to clear and concise language on the safety of vaccines during pregnancy. The CDC has launched an extensive response to the relationship between antenatal vaccines and Guillain Barre syndrome, autism, febrile seizures and sudden infant death syndrome (SIDS) [93103]. However, discussions on narcolepsy are made in reference to childhood rather than prenatal vaccination. Additionally, there is limited availability of summarized reports for the public or general practitioners that synthesize the abundance of safety evidence on miscarriage, infertility, and birth defects. Health bodies should make this widely generated safety evidence more accessible to the public and to HCPs to facilitate uptake where concerns in practice arise [103, 104].

It is reassuring that our meta-analysis reinforces some of the existing evidence surrounding factors that influence maternal vaccine uptake. Attempting to quantify an effect size adds a useful summary measure. However, our study has a number of limitations that potentially impact inferences drawn from these data. The evidence-base exploring the factors determining antenatal vaccination decisions is extensive but of mixed quality, and synthesis of the results was complicated by the contextual and methodological heterogeneity between studies. A particular challenge was synthesizing questionnaire data which used variable phrasings and posed different assortments of questions limiting the volume of data that could be synthesised. Ninety-seven percent of quantitative studies pooled employed a cross-sectional design. We acknowledge that in some settings, where data are obtained using variable questionnaires, examining a different number of factors, pooling information may obtain inconsistent results. However, in practice, it is unclear how these differences are likely to influence the obtained summary estimates. This has highlighted the need for more standardised procedures for data collection and reporting for individual studies. This is of particular importance during outbreaks when research is delivered in a timely manner.

Whilst we intended to compare results from the meta-analyses with vaccination status and intention to be vaccinated as outcomes, data were insufficient to draw meaningful comparisons. All the data for vaccine intention is found in the Appendix 23 p91 in S2 File. This is important since the majority of data available for pertussis vaccination in pregnancy focused on beliefs associated with vaccination intentions only [81, 88, 105, 106]. Whilst previous literature has shown intention to vaccinate can be a proxy for actual vaccination status, this may not always be the case with maternal vaccination and additional research is needed [68, 107].

Our findings were largely consistent across countries; however, we recognize that the majority of data come from high-income settings where national vaccine policies exist and, therefore, the generalisability of these findings may be limited. We were unable to conduct a sensitivity analysis to stratify results by Gross Domestic Product of each country as there were too few studies included in each meta-analysis. Additionally, data from many studies relied on self-reported vaccination status and did not verify medical records or vaccine registry data which may have introduced a recall bias (reflected in the JBI quality assessment scoring). However, previous research in the field has indicated that this bias is unlikely to be substantial [108, 109]. A number of studies recruited participants using purposive or convenience sampling (Table 1). Thus, we applied the Joanna Briggs Institute (JBI) Critical Appraisal Tools (JBI) to assess potential biases among individual studies. Based on our results, we then performed a pre-defined sensitivity analysis (of high quality/low quality) presented in the Appendices (Appendix 22, Appendix 24 p90, p92 in S2 File). We were unable to detect an influenced study quality on our pooled analyses. A final limitation is that the exposures in our meta-analyses were dichotomized, whereas in reality beliefs exist on a spectrum.

Vaccine refusal is undoubtedly multifactorial. However, our study has demonstrated that factors specific to the vaccine, perhaps more so than the disease are highly influential. Interventions recommended to improve maternal vaccination uptake have ranged from text reminders for prospective mothers to educational videos and motivational interviewing techniques for HCPs [110112]. Based on the results of this review, interventions designed to impact maternal vaccine uptake should continue to encourage individualised HCP recommendations. Additionally, personalised counsel on the benefits and safety of a vaccine should emphasize the vaccine’s protective effect on the pregnancy as well as discuss implications for foetal and childhood development. This is in contrast to traditional communication on disease threat in isolation. Readily accessible information that synthesizes the large body of evidence that may otherwise appear contradictory to the general public, will facilitate healthcare consultations in addressing pregnancy and long-term concerns, such as those identified in our review.

Supporting information

S1 Dataset

(XLSX)

S1 File. PRISMA checklist.

(DOCX)

S2 File. Appendix.

(DOCX)

Acknowledgments

Tim Clayton (LSHTM, help with statistical queries), Kerrie Wiley (University of Sydney, data), Joseph Lau (Chinese University of Hong Kong, data), Meagan Kay (Division of Applied Sciences, CDC, Atlanta, Georgia, data), Dmitry Fridman (Department of Obstetrics and Gynecology, Maimonides Medical Center USA, data), Allison Chamberlain (Department of Epidemiology, Rollins School of Public Health, Emory University, USA, data), Alies van Lier (RIVM–Centrum Infectieziektebestrijding, data) Language Connect (for language translations), Daniel S. Epstein (Monash University, Australia, review of manuscript).

Data Availability

All relevant data are within the manuscript and its Supporting Information files. Any additional data required will be submitted on the Editor's request.

Funding Statement

This research has been funded by a grant from GlaxoSmithKline to support research on maternal vaccination. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Ray Borrow

Transfer Alert

This paper was transferred from another journal. As a result, its full editorial history (including decision letters, peer reviews and author responses) may not be present.

31 Mar 2020

PONE-D-20-05667

Factors that influence vaccination decision-making among pregnant women: a systematic review and meta-analysis

PLOS ONE

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Reviewer #1: In general, looking more closely at what is understood about barriers to improving uptake of maternal vaccination is a very important undertaking. This study has provided a comprehensive examination of what has been published on decision making around vaccination for 2 routinely recommended vaccines, as well as the pandemic H1N1 vaccine. I think the overall methodology is in keeping for systematic review protocol and the authors adhered to rigorous processes for distilling the data into a useful summary. I did feel that there was a general lack of contextual information around the advancement of recommendations for influenza and pertussis-containing vaccines and how, at least in the US, we’ve observed shifts in the recommendation language in the study period being considered (1996-2018) for both influenza and Tdap vaccines, as well as the uptake of these vaccines. By including studies from such a broad study period, there have to be important differences based on the timing of the included publications. I don’t see any mention of this issue from the authors and feel that some discussion on this is warranted (more in Methods below). The challenge with including studies from around the world is that the recommendations and barriers really do vary by country. My second overarching issue has to do with study samples and methods for determining eligibility in the included studies. Some methodologic process should be used to assess how populations were sampled and surveyed (or interviewed) to address whether there are potential biases that could be introduced.

Intro:

Do the authors anticipate differences in decision-making factors for routine vs. outbreak vaccines? It is hard to imagine that the results would completely align and some mention of how the authors expect to see these interplay and diverge would be nice to introduce.

Methods:

• Inclusion of studies from all countries poses an interesting challenge. While it is nice to have perceptions from a more inclusive set of populations, the universality of messaging around vaccines may need to be different country by country. Presumably, different themes emerged by country/region and it would be nice to have a sense of how the authors treated this issue. The discussion section has a mention of it (line 479), but if there was any specific approach going in to account for this issue it would be nice to state outright in the methods.

• Did the authors consider examining HCP recommendation more finely (i.e. restricting to studies published after routine HCP recommendations were in place for the respective vaccines, in respective countries OR looking before/after H1N1, when vaccine uptake for seasonal influenza was noted to have had large increases)?

• No mention of how studies selected populations for survey collection—this is an important factor in data collection and potential biases in studies.

• Same as above re: qualitative studies. How were these women selected to take part in focus groups?

• In some places the authors refer to Tetanus vaccine, in other Pertussis vaccine. I’m not clear on whether there are recommendations for Td alone, in some countries, but it would be helpful if the authors explain this somewhat.

Results:

It is helpful to see an overall magnitude of effect for various associations with maternal vaccination uptake. It is also very useful to see that perceptions of disease risk or susceptibility, alone, do not necessarily increase likelihood of vaccination (or not as strongly as HCP recommendation) as this has direct implications for messaging around routine and novel vaccines.

Line 260: The authors state that “knowledge of specific pan flu vaccine side-effects”—can you please explain how “knowledge” is defined here?

Discussion:

Line 451: There are multiple cites that should be inserted here, referencing the Vaccine Safety Datalink work that has focused on safety of maternal vaccination.

in response to the author’s comment that HCP do not have ready access to clear language on safety of vaccine during pregnancy, this could be something to add in the conclusion paragraph, starting on line 488.

Reviewer #2: Abstract

Very clearly written

I don’t agree with the overall assertion that vaccine safety should be focused on at the expense of disease severity as your data don’t support this overall

Introduction

Line 88 - why is low coverage defined as < 70%. Suggest outlining what optimal coverage is. Also coverage varies widely across regions/countries – in most settings flu is much lower than pertussis and this should be stated

Page 5 – line 113 – which national contexts are you referring to? In every country?

Page 5 – line 132 – vaccine interventions “to increase uptake”

Methods

Line 6 – why were behavioural intervention studies excluded? Why were sociodemographic variables excluded?

Page 7 – second round of coding?

Page 7 – line 175 - ? separate doesn’t seem to fit here? Remove?

Results

Figure 1 – why were there over 9,000 duplicates removed – this seems exceptionally high?

30 studies were excluded from the meta-analysis - why was this - is this no reasons vaccines declined/accepted given?

35 articles had vaccination outcomes and 14 were only intention – how did you a count for this differential given that we know intention does not correlate highly with uptake?

Quant studies:

Page 16 – can you please outline how many studies had vaccine uptake vs intention – should this not be explored and reported separately? This is not clear that you actually used intention in reporting of your overall results NOT uptake

Line 238 – for the increased odds of vaccination, why have you just focused on HCP recommendation, previous vaccination and awareness of vaccination – belief that the disease is harmful for S flu has an OR of 3.7 and concern/awareness (not sure – not stated?) of hospitalisation for P flu is 2.91? Your focus is on disease susceptibility being non-sig when S flu disease susceptibility when pregnant is sig with OR 1.76 ? Why is belief in disease severity for S flu not highlighted as sig?? This is quite misleading and not consistent with other research we are aware of and have found in studies recently

- the focus of reduced odds is all on vaccine safety which is not quite correct

- Fig 2: should the title of this Table not be Factors influencing mat vacc FLU uptake? Where is the equivalent table for pertussis?

Qual studies

- page 18 – line 294 – suggest removing word oftentimes – replace with often

- here disease awareness, presumably severity/susceptibility, is highlighted as a finding but not reported in conclusion/abstract either; line 316 – this finding is again clearly stated here and again line 336

- more of a focus on vaccine safety

- line 341 – was this just for I study or all re fear of harm being main driver for rejection of vaccines compared fear of the disease?

Conclusion

Page 20 – line 351 – here it is stated that vaccine specific factors and previous vacc behaviours have a strong influence on decision making but that disease related perceptions only have a modest effect on UPTAKE – your data don’t support this and it is not clear whether you are talking about INTENTION or actual UPTAKE here?

- line 368 – again you refer to uptake – in the results you say mostly the analysis was with studies that reported intention – this is not clear?

- line 370 – again the focus on susceptibility and downplaying severity – the neg pandemic flu OR is highlighted here but not the belief that the disease is harmful for S flu which has an OR of 3.7 and concern/awareness (not sure – not stated?) of hospitalisation for P flu is 2.91 (both sig)? I am not sure it is accurate to pick certain results to support your assertions when your data say otherwise

- line 377 – your findings actually don’t support that messaging in vaccine campaigns should not focus on disease threat or hospitalisation for seasonal flu

- page 22 – line 397 – I don’t think I agree with this assertion for the above reasons

- page 24 – line 441 – again I disagree here – rather than making them fear the disease, awareness and explanation of disease risk is important to weight the perceived vaccine risks

- page 25 – line 472 – limitations - it is very unclear which studies you had no intention/uptake data, just intention or just uptake – if this is the case how can all your findings be presented in terms of vaccine uptake??

- page 25 – line 495 – I agree that communication should focus on safety but that disease threat needs to be addressed as well – it is not one or the other and your data don’t actually support the disease threat for S flu was not significant in predicting vaccine “uptake”

My overall concern is that your interpretation of results data don’t clearly allow the reader to determine whether these factors are related to vaccine uptake or intention or neither and that suggestion to preferably focus on vaccine safety seems to be at the expense of addressing disease severity which is dangerous. I think this needs to be more balanced. Also this data seems to only be presented in Fig 2 for flu and not for pertussis? For overall clarity I think all these issues should be addressed

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PLoS One. 2020 Jul 9;15(7):e0234827. doi: 10.1371/journal.pone.0234827.r002

Author response to Decision Letter 0


28 Apr 2020

Comment 1: Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

Response: The manuscript has been formatted to meet the style requirements. The abstract has been addended to meet the 300-word limit.

Comment 2: We would strongly encourage you to update your search results to include any relevant studies that may have been published since November 2018.

Response: Thank you for this suggestion. We agree in the value of updating our systematic review through April 2020. However, conducting new searches across 10 databases poses unique challenges during the current COVID-19 pandemic, especially as we do not have key hardware and software readily available. Given the COVID-19 outbreak, we believe the benefit of timely dissemination of our findings outweighs the added value from an updated search. Our quantitative data – yielded from a review of over 17,000 records – is unique in scope and unlikely to change materially given the comprehensive inclusion of studies over a long period of time (studies included data collected in August 1996 and published through November 2018). We hope the editor might agree, particularly under the present circumstances.

In addition, and within the current context of the COVID-19 and vaccine development, we believe it is important to disseminate the findings from this study in a timely manner as vaccination programmes plan for the rollout of novel vaccines. The lessons from this study can be directly guide and enhance communications around a maternal COVID-19 vaccine. We highlight the findings that suggest the influence of a healthcare provider recommendation for vaccination during a pandemic is weaker compared to routine antenatal vaccinations. We also highlight the key finding that if there is doubt in the safety of the vaccination, there may be reduced uptake irrespective of the belief in disease risk. We present data to suggest that fear in disease risk could amplify this response to remain unvaccinated and so careful communication strategies should be tested and applied as part of the COVID-19 response. From a research strategy perspective, this study also highlights the challenges that arise in synthesizing very diverse datasets. This finding suggests and calls for unification in research methodology (including unified survey design) to harmonise data collection. The importance of this cannot be overstated as many research studies will investigate the acceptability of a COVID-19 vaccine later this year.

We hope the editor might agree, particularly under the present circumstances.

Comment 3: Please provide an amended Competing Interests Statement that explicitly states this commercial funder, along with any other relevant declarations relating to employment, consultancy, patents, products in development, marketed products, etc. Within this Competing Interests Statement, please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors)

Response: We have added this statement to the manuscript (Page 21, Lines 588-593).

Comment 4: Please upload a copy of Supporting Information S1 Fig1 and S2 Fig2 which you refer to in your text on page 26.

Response: We uploaded these files on initial submission. We have re-uploaded these files as suggested. If you are still unable to download them please contact us again.

Comment 5: We note that this manuscript is a systematic review or meta-analysis; our author guidelines therefore require that you use PRISMA guidance to help improve reporting quality of this type of study. Please upload copies of the completed PRISMA checklist as Supporting Information with a file name “PRISMA checklist”.

Response: We originally included a PRISMA checklist in the Appendix on p16 Supplementary File Number 4 S3. To ease locating the PRISMA checklist for readers, it now is a stand-alone file in supporting information S3 PRISMA Checklist.

Comment 6: Do the authors anticipate differences in decision-making factors for routine vs. outbreak vaccines? It is hard to imagine that the results would completely align and some mention of how the authors expect to see these interplay and diverge would be nice to introduce.

Response: We hypothesized that the decision-making factors would diverge in the case of an outbreak. We agree that it is hard to imagine that they would align. To date a comparison of vaccines used in the outbreak setting versus routinely in pregnant women is not well-covered within the literature. We believe the context surrounding the decision is altered, which has subsequent effects on the perception of the disease and the vaccine. The perception of disease risk may be heightened by socio-political factors (e.g. news coverage/social media, fear and mortality risk) yet the perceptions of vaccine risk may also accordingly be heightened if it is a novel vaccine. We included the following sentence on Page 3, line 90-91:

“The concern of disease risk may be amplified during an outbreak, but concerns about using a novel vaccine may also be enhanced.”

Comment 7: Line 88 – a) why is low coverage defined as < 70%. Suggest outlining what optimal coverage is. b) Also, coverage varies widely across regions/countries – in most settings flu is much lower than pertussis and this should be stated.

Response: a) Having an optimal coverage defined would be ideal. Neither the WHO, Public Health England or the CDC provide a consensus statement on the optimal national maternal coverage for antenatal vaccination. This makes defining low coverage challenging. For clarity we have changed the word on Page 3, Line 76 : “low” to “suboptimal” given optimal would be close to 100% without an additional reference. We used 70% here to reflect a summary of the coverage rates of maternal influenza and pertussis vaccines in the UK and the USA. Public Health England data suggests coverage is approximately 70% for pertussis vaccination. There is no meta-analysis in the literature on the coverage of maternal influenza and pertussis vaccines globally. Most countries do not have data reporting national coverage hence we restricted extrapolating our data on coverage beyond the US/ UK who provide national data. We highlight this on Page 3, Line 77-79:

“Suboptimal maternal vaccination coverage (estimated between 0-70%) of seasonal influenza and pertussis vaccines globally represents a missed opportunity to improve maternal and neonatal health [3-5].”

We provide data on vaccine coverage of participants within the individual studies included in the systematic review (Table 1). It must be noted that in the studies included in the systematic review the samples included were not nationally representative with the majority of participants derived from convenience and maximal samples.

b) We discuss the coverage levels deemed to be nationally representative across the USA (distinguishing between influenza and pertussis) on Page 4, Lines 111-115 we state:

“In 2018, the Centers for Disease Control and Prevention (CDC) found that 79.3% of pregnant participants received a recommendation or an offer for Tdap vaccine, but 45.6% of them chose to remain unvaccinated [4]. For seasonal influenza, fewer women chose to vaccinate when recommended to do so; 81.1% received a recommendation or an offer yet 50.9% of pregnant women surveyed remained unvaccinated [4]. Understanding why women remain unvaccinated despite an HCP recommendation is key.”

This reflects that influenza coverage is lower than Tdap albeit alongside an additional point. We agree it will be important to be more explicit here. To distinguish the points, we have added a sentence to follow on from this statement to indicate that this also reflects the global coverage. Page 4, Lines 116-118:

“We also sought to discriminate factors that influence specific vaccines since seasonal influenza vaccination coverage is lower than other routine vaccines (Tdap, tetanus) during pregnancy.”

Comment 8: Page 5 – line 113 of original manuscript – which national contexts are you referring to? In every country?

Response: This is referring to data by individual countries– for most countries (particularly low and middle income) the data on vaccine coverage is not available at a national level. Estimates of vaccine coverage may be extrapolated from studies which look at coverage at a state or regional level (see Table 1 of manuscript). However, the data is somewhat limited and often not national representative. Some countries may have this data on a national level, but it is not a metric available publicly. The wording of this sentence has been adjusted for clarity on Page 3, Lines 106-107:

“In general, there is limited data on maternal vaccination uptake and records of HCP recommendations at a national level.”

Comment 9: Page 5 – line 132 – vaccine interventions “to increase uptake”

Response: This wording on Page 4, Line 129 has been changed.

Comment 10: Inclusion of studies from all countries poses an interesting challenge. While it is nice to have perceptions from a more inclusive set of populations, the universality of messaging around vaccines may need to be different country by country. Presumably, different themes emerged by country/region and it would be nice to have a sense of how the authors treated this issue. The discussion section has a mention of it (line 479), but if there was any specific approach going in to account for this issue it would be nice to state outright in the methods.

Response: Prior to obtaining the results we planned to conduct a sensitivity analysis by Gross Domestic Product (GDP) of countries included in the systematic review. Because there were few numbers of studies included into each meta-analysis, it was not possible to conduct sensitivity analyses to take this into account.

Before we undertook the study, in our protocol we had hoped that the survey questions across studies would be similar/ if not exactly identical. However, the results indicated that the wording across studies included in a proposed “theme” were frequently different. This meant that the authors had to generate several rounds of coding until the questions were suitably summated, excluding studies that could not be summated (Results of those studies excluded in Appendix).

This limited the number of studies that could be reliably summated. For example, the theme “disease severity” the authors had to divide this theme into subcodes e.g. into “disease can kill you” “disease can cause hospitalization” since these were the exact phrasings used in surveys. Therefore, rather than 1 meta-analysis on disease severity we generated two separate meta-analyses: the first being a belief in disease hospitalization and a second being a belief in disease causing death. This reduced the number of studies that could be included in each meta-analysis. Since the number of studies included in each meta-analysis was frequently <5, a sensitivity analysis of GDP/ by location was inappropriate and uninterpretable on our attempts.

However, the qualitative study synthesis does make note of some of the nuances of the findings across the different country settings. This is a limitation of the study which we highlight on Page 20, Lines 535-537:

“Our findings were largely consistent across countries; however, we recognize that the majority of data come from high-income settings where national vaccine policies exist and, therefore, the generalisability of these findings may be limited.”

We have added a sentence on Page 20, Lines 537-539:

“We were unable to conduct a sensitivity analysis to stratify results by Gross Domestic Product of each country given that there were too few studies included in each meta-analysis.”

We have also included this sentence into the methodology on Page 5, Lines 183-185:

“We wished to conduct a sensitivity analysis assessing the robustness of results by Gross Domestic Product of countries included to assess the influence of geographical context.”

Comment 11: Did the authors consider examining HCP recommendation more finely (i.e. restricting to studies published after routine HCP recommendations were in place for the respective vaccines, in respective countries OR looking before/after H1N1, when vaccine uptake for seasonal influenza was noted to have had large increases)?

Response: This is a very interesting question. Our statistician has performed an analysis on your suggestion. Including studies which were conducted after 2009-2010 period, the pooled OR for the effect of HCW recommendation on seasonal flu uptake is 11.1 (95% CI 6.1-20.0 I2 = 92.6) whereas prior to the pandemic the increased odds of receiving the seasonal flu vaccine by HCW recommendation was 32.83 (95% CI 11.5-93.9 I2=0). It is difficult to compare because there are only two studies prior to 2009 on seasonal flu that were suitable for meta-analysis. We have not included the statistic in our write-up given the data cannot facilitate the comparison and may be misleading.

Because we aimed to perform a global analysis rather than a country-specific analysis, the importance of time is difficult to assess as countries introduced routine vaccination of seasonal influenza and pertussis vaccination in different years. For instance, looking specifically at pertussis, in the UK following the 2012 outbreak, pertussis vaccine was recommended routinely by HCW. However, this was instated by Israel in 2015, Australia in 2013, the USA in 2011. This is, nonetheless, a critical question and we hope future studies could be designed to answer it (particularly during and after the COVID-19 pandemic).

Given this reviewer has raised a very important point about context including timing of recommendations, we have included the following in the Introduction to provide readers a better context for interpreting the data on Page 3, Lines 63-76:

“The World Health Organisation (WHO) recommends the inactivated influenza, tetanus-toxoid-containing vaccine (TTCV), and combined tetanus, diphtheria, and acellular pertussis (Tdap) vaccines for pregnant women in settings where the disease burden is known [2]. Historically, maternal tetanus vaccination was limited to areas of significant transmission. In areas where there is ongoing maternal to neonatal transmission of tetanus, two doses of TTCV (preferably Tetanus-diphtheria) are recommended in pregnancy in addition to Tdap or DTaP (for pertussis) and seasonal influenza vaccines.[2] Pertussis vaccination was limited to childhood however the resurgence of pertussis during outbreaks that disproportionately affected younger infants, led to national policy changes between 2011 and 2015, in countries such as the United Kingdom and the United States, that introduced routine maternal pertussis vaccination.[2-3] Similarly, the widespread influenza immunisation programs during the 2009 H1N1 pandemic resulted in public health bodies particularly in Europe, the United States and Australia introducing guidance to implement recommendations for routine annual seasonal influenza vaccination during the subsequent decade.”

Comment 12: No mention of how studies selected populations for survey collection—this is an important factor in data collection and potential biases in studies.

Response: We have now included the sampling method as a column in the summary table (Table 1) on Pages 7-11. We took into consideration the potential biases posed by survey sampling within the JBI critical appraisal (question category: sample inclusion). Other factors that were considered in the JBI critical appraisal of all included studies were around: how exposures were measured, identifying and controlling for confounding variables, using appropriate statistical analysis methods. Therefore, the biases of the papers

The JBI critical appraisal tool was used to provide an assessment of the quality of studies included and therefore the risk of bias in these studies. This was then used to perform a sensitivity analysis (of high quality/low quality), which is presented in the Appendix. However, given the low number of papers in each meta-analysis, it is difficult to interpret the relevance of this. We have included a sentence within our limitations section on Page 20, Lines 543-547:

“A number of studies recruited participants using purposive or convenience sampling (Table 1). Thus, we applied the Joanna Briggs Institute (JBI) Critical Appraisal Tools to assess potential biases among individual studies. Based on our results, we then performed a pre-defined sensitivity analysis (of high quality/low quality) presented in the Appendices (Appendix 22, Appendix 24 p90, p92). We were unable to detect an influenced study quality on our pooled analyses.”

Comment 13: Same as above re: qualitative studies. How were these women selected to take part in focus groups?

Response: We have included the sampling method as a column in the summary table (Table 1) on Pages 7-11.

Comment 14: In some places the authors refer to Tetanus vaccine, in other Pertussis vaccine. I’m not clear on whether there are recommendations for Td alone, in some countries, but it would be helpful if the authors explain this somewhat.

Response: For many low-income countries where there is still maternal to neonatal transmission of tetanus - maternal one-off dosing of the tetanus, diphtheria, & acellular pertussis (Tdap) vaccine is not the routine standard of care as multiple doses of the tetanus toxoid are required to provide sufficient protection (insufficient with one dose of Tdap). Tdap is not recommended in multiple doses during a single pregnancy. For these countries they do not have data on their pertussis burden to warrant pertussis vaccination (e.g. Tdap or DTaP/IPV).

Maternal tetanus, diphtheria, & acellular pertussis (Tdap) vaccine (US/Aus) or Diphtheria, tetanus, acellular Pertussis/ Inactivated polio vaccine (DTaP/IPV) (UK) regimens are designed to protect against pertussis with some additional booster protection against Tetanus. For high income countries with sufficient childhood and adult booster programs for tetanus additional maternal tetanus toxoid vaccine (TT) or tetanus & diphtheria vaccine (Td) is not required and not the standard of care.

However, in countries where the health priority is to protect against tetanus (because maternal-neonatal transmission is ongoing) they use a specific programme of the monovalent tetanus toxoid vaccine (TT) or tetanus & diphtheria (Td) vaccination as advised by WHO. The vaccine regimen is more intensive to ensure protection and for women who have not received their correct childhood doses or booster they will require.

The 2017 WHO Position paper on Tetanus (referenced in the manuscript) states that: “In countries where MNT remains a public health problem, pregnant women for whom reliable information on previous tetanus vaccinations is not available should receive at least 2 doses of TTCV, preferably Td, with an interval of at least 4 weeks between doses and the second dose at least 2 weeks before the birth. To ensure protection for a minimum of 5 years, a third dose should be given at least 6 months later. A fourth and fifth dose should be given at intervals of at least 1 year, or in subsequent pregnancies, in order to ensure lifelong protection. Pregnant women who have received only 3 doses of TTCV during childhood without booster doses should receive 2 doses of TTCV at the earliest opportunity during pregnancy with a minimal interval of 4 weeks between doses and the second dose at least 2 weeks before giving birth. Although 1 booster dose should result in a rapid increase in antibody, the level of tetanus-specific antibodies in women who received only a 3-dose primary series during infancy is similar to that of unimmunized individuals 15 years post-immunization. Therefore, 2 doses are recommended in order to ensure a total of 5 doses before delivery.”

Quick access to WHO Position Paper https://apps.who.int/iris/bitstream/handle/10665/254582/WER9206.pdf;jsessionid=54F2205732E1EC20F1497B50C6813D5E?sequence=1

Page 3, Lines 67-69 now state:

“In areas where there is ongoing maternal to neonatal transmission of tetanus two doses of TTCV (preferably Td) are recommended in pregnancy alongside Tdap (for pertussis) and seasonal influenza vaccines.”

Comment 15: Line 6 – Why were behavioural intervention studies excluded? Why were sociodemographic variables excluded?

Response: Behavioural intervention studies were excluded because the population were deemed to be different to the baseline population in standard survey studies. We hypothesized that being recruited into a study may make them to be prone to particular beliefs or attitudes (increased willingness to adopt healthcare views). Additionally, data reported in behavioural intervention studies were more likely reflect changes in perceptions rather than baseline characteristics.

Sociodemographic variables were excluded as they were beyond the scope of this review. We wished to understand potentially modifiable factors related to vaccine uptake or intention.

Comment 16: Page 7 – second round of coding?

Response: Second round of coding refers to coding into subcategories based on common themes within the broad 1st round of codes. See appendix 11, Pages 40-43. Page 5, Lines 165-170 have been rearranged for clarity so that the new passage explaining the process of coding all data:

“The quantitative studies were independently assessed (EK, MF) for inclusion in the meta-analysis based on first cycle broad codes to capture data that could be synthesized (appendix p38-40). Qualitative data underwent a second round of coding to identify specific patterns within the broad themes (Inter-rater reliability kappa score 0.88). A third round of coding (subdividing the first cycle codes) was conducted to ensure that only data that was directly comparable were included in each meta-analysis (appendix p41).”

Comment 17: Page 7 – line 175 - ? separate doesn’t seem to fit here? Remove?

Response: This typo has been corrected by removal

Comment 18: Line 260: The authors state that “knowledge of specific pan flu vaccine side-effects”—can you please explain how “knowledge” is defined here?

Response: Knowledge was defined as a known adverse reaction as outlined by the drug company label insert, e.g. fever. We have added to Page 14-15 Line 271-274

“having knowledge of specific pandemic influenza vaccine side-effect (defined as a awareness of a known adverse reaction as outlined by the drug company label insert, e.g. fever.) (OR 0.27, 95% CI 0.21-0.34, 2 studies, 1,325 women) [41, 53] was associated with three-times lower odds of vaccination.”

Comment 19: Figure 1 – why were there over 9,000 duplicates removed – this seems exceptionally high?

Response: Our systematic review spanned 10 databases curated by multiple institutions with indexing that generates extensive overlap. We chose to search widely to ensure the inclusion of the greatest possible of publications, anticipating high numbers of duplicates in the process.

Comment 20: 30 studies were excluded from the meta-analysis - why was this - is this no reasons vaccines declined/accepted given?

Response: All reasons for exclusion from the meta-analysis are included in Appendix 14 (Pages 44-50) and the reasons for vaccines being declined/accepted in these papers are presented in Appendix 16. These reasons included: (1) the exposure was not assessed, (2) the exposure measurement was not discrete, (3) insufficient data, and (4) the exposure was not assessed in relation to the outcome. For the papers that were excluded from the analysis the reasons for declining and accepting are copied below from Appendix 16:

Comment 21: 35 articles had vaccination outcomes and 14 were only intention – how did you a count for this differential given that we know intention does not correlate highly with uptake?

We have now included the sampling method for individual studies as a column in the summary table (Table 1) on Pages 7-11. We took into consideration the potential biases in studies using the Joanna Briggs Institute (JBI) Critical Appraisal Tools. JBI appraisal involves assessing potential biases that may result from how exposures were measured, potential confounding, and use of appropriate statistical methods. Based on our results, we performed sensitivity analysis (of high quality/low quality) presented in the Appendix. We were unable to detect an influenced study quality on our pooled analyses which we note in our limitations section. Page 20, Lines 543-547:

“A number of studies recruited participants using purposive or convenience sampling (Table 1). Thus, we applied the Joanna Briggs Institute (JBI) Critical Appraisal Tools to assess potential biases among individual studies. Based on our results, we then performed a pre-defined sensitivity analysis (of high quality/low quality) presented in the Appendices (Appendix 22, Appendix 24 p90, p92). We were unable to detect an influenced study quality on our pooled analyses.”

Page 14, Line 234-236:

“The majority of studies with quantitative results for the pertussis vaccine had investigated intention to be vaccinated rather than actual vaccination status.”

Page 15, Lines 299-305:

“Although based on a small number of studies, there was incomplete agreement between the primary and secondary analyses (intention to be vaccinated meta-analysis results are provided in appendix on pages 91-92). Sensitivity analyses including studies with Joanna Briggs Institute scores >10 were conducted for both vaccination status and intention to be vaccinated outcomes (appendix: page 90 and 92). Whilst results were generally consistent, differences were difficult to interpret due to the low number of higher-quality studies.”

Comment 22a): Quant studies: Page 16 – can you please outline how many studies had vaccine uptake vs intention – should this not be explored and reported separately? This is not clear that you actually used intention in reporting of your overall results NOT uptake

Response: We did analyse these separately and report them separately. Please see PRIMSA diagram (Fig1 S1) (14 studies Intention only and 35 studies vaccination outcome). An analysis of the results distinguishing intention to vaccinate AND vaccination outcome can be found in the Appendix and Manuscript (respectively). Appendix 18-Appendix 24 explores all the summary statistics and summary tables for a) primary outcome (vaccination uptake) and b) secondary outcome (intention to vaccinate). Appendix 23 - Table – Summary ORs from secondary analysis: meta-analyses investigating association between beliefs/experiences and intention to vaccinate. For clarity we have included the following statement in our results Page 14, Line 228-234:

“For our primary analysis we conducted 33 meta-analyses which assessed the relationship between a specific belief or behaviour and maternal vaccination status (338-14,099 participants (average 2,955) included in each meta-analysis)) (appendix p55-89 for individual meta-analyses and summary table) (Fig 2). For our secondary analysis we conducted 15 meta-analyses assessing the relationship between a specific belief or behaviour and maternal vaccination intentions, rather than prior behaviour (531-2,215 participants (average 1,344) included in each meta-analysis)) (appendix p91).”

b) Line 238 – for the increased odds of vaccination, why have you just focused on HCP recommendation, previous vaccination and awareness of vaccination – belief that the disease is harmful for S flu has an OR of 3.7 and concern/awareness (not sure – not stated?) of hospitalisation for P flu is 2.91? Your focus is on disease susceptibility being non-sig when S flu disease susceptibility when pregnant is sig with OR 1.76? Why is belief in disease severity for S flu not highlighted as sig?? This is quite misleading and not consistent with other research we are aware of and have found in studies recently

Response: We agree with this comment regarding S flu, although the reviewer may have not seen our related statement in the original manuscript on Page 15, Lines 293-295, which state:

“However, pregnant women who believed seasonal influenza could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not believe seasonal influenza could affect their pregnancy or baby (OR 3.70, 95% CI 1.37-9.94, 3 studies, 1,748 women) [22, 30, 47].”

We have added an additional comment to indicate this result is not in line with the rest of the “inconclusive data.” Page 15, Lines 289-296

“There was inconclusive evidence to support a similar association between perceptions of the severity of pandemic (OR 2.04, 95% CI 0.98-4.26, 4 studies, 5,948 women) [41, 43, 52, 53] or seasonal influenza (OR 1.56, 95% CI 0.88-2.76, 4 studies, 2,671 women) [23-25, 38] with vaccination status. However, pregnant women who believed seasonal influenza could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not believe seasonal influenza could affect their pregnancy or baby (OR 3.70, 95% CI 1.37-9.94, 3 studies, 1,748 women) [22, 30, 47].”

With regards to susceptibility we state on Page 15, Lines 286-290:

“However, pregnant women who felt they were susceptible to seasonal influenza had almost two-times higher odds of vaccination than those who did not feel susceptible to contracting seasonal influenza (OR 1.76, 95% CI 1.26-2.47, 5 studies, 4,763 women) [23-25, 39, 48].”

The relationship between seasonal flu and disease severity was not outlined as being significant because it crossed the confidence interval, Page 15, Lines 292:

“seasonal influenza (OR 1.56, 95% CI 0.88-2.76, 4 studies, 2,671 women) [23-25, 38] with vaccination status.”

The reviewer has raised some important points here. The absence of statistical power is not the same as a lack of importance; our data suggests that the role of the belief in disease severity and susceptibility is inconclusive, not unimportant. We have adapted our discussion accordingly (Comment 23d, Comment 28, Comment 31).

c) The focus of reduced odds is all on vaccine safety which is not quite correct

Response: We are not entirely sure what is meant by this comment, although we are happy to provide additional clarification if something is not clear. We have focused on the reduced odds related to vaccine harm and side effects because that what is reported in the literature. Please see Figure 2 Forest Plot. Supplementary File 2 (S2 Fig 2). We report “reduced odds” and “increased odds” based on the forest plot which used the data from the included literature.

d) Fig 2: should the title of this Table not be Factors influencing mat vacc FLU uptake? Where is the equivalent table for pertussis?

Response: The Table was intended to record the data for all our primary data e.g. “vaccination uptake” (rather than our secondary outcome “vaccination intention”). We would like to keep the Table name the same, although will defer to this decision to the editor. Unfortunately, no study which analysed pertussis looked at our primary outcome (vaccination uptake) and so we could not report it here. However, the table should still reflect our aim which is our primary outcome for all vaccines (seasonal flu, pertussis, pandemic flu, tetanus). Sadly, the data was not available for pertussis or tetanus. We make note of this in the Discussion section, Pages 18-19, Lines 528-530:

“This is important since the majority of data available for pertussis vaccination in pregnancy focused on beliefs associated with vaccination intentions only [80, 87, 94, 95].”

Comment 23: Qual studies a) page 18 – line 294 – suggest removing word oftentimes – replace with often

Response: We have adjusted this phrasing (Page 15, Line 310).

b) Here disease awareness, presumably severity/susceptibility, is highlighted as a finding but not reported in conclusion/abstract either; line 316 – this finding is again clearly stated here and again line 336.

Response: Our qualitative analysis noted vaccine and/or disease awareness and fear as factors in vaccine decision-making, e.g. on Page 15, Lines 317-319:

“Almost all qualitative studies indicated that being aware of maternal vaccination and/or the respective disease, regardless of information source, was key to receiving the vaccine but rarely sufficient (17 studies) [55, 57-72].”

And Page 16, Line 354-357:

“Pregnant women feared the unknown [67, 69-71], the disease (particularly for pandemic influenza) [61, 67, 69, 72], vaccine harm.”

However, when we combine this with the rest of the qualitative analysis and quantitative analysis we find that the effect of this may be muted by the fear of vaccine harm. Therefore, our conclusion reflects a summation of this. We suggest that the belief in disease severity or susceptibility is important, however, when combined with other factors it may cause a counter-response to vaccine uptake. Page 19, Lines 478-480:

“This was most notably captured by Meharry et al. as, “…fear if I do (vaccinate), fear if I don’t (vaccinate), and do nothing when I fear both” [72].”

If it is helpful for future readers, we can include a box insert or figure with the key definitions of the factors used throughout the paper. We defer this decision to the editor.

a) More of a focus on vaccine safety

Response: This was one of our key findings.

b) Line 341 – was this just for I study or all re: fear of harm being main driver for rejection of vaccines compared fear of the disease?

Response: We noted that within our qualitative studies fear of harm of the vaccine if present along with fear of disease often resulted in inaction. Of the 19 qualitative studies that mention ‘risk of vaccine harm,’ 12 studies (Barroso Pereira 2013, Bettinger 2016, Cassady, Kharbanda 2011, Lohiniva, Lohm, Maisa 2018, Marsh 2014, McQuaid 2016, Meharry 2013, O’Shea 2018, Richun 2018, Yuen 2016) described cases where a fear or perception of the vaccine causing harm were a primary reason they rejected the vaccine, in these cases they explicitly stated their concern for potential effects of the illness was outweighed by their concern for potential effects of the vaccine.

Uncertainty about the vaccine’s safety was described as a key obstacle to influenza vaccination (Yuen 2016). For example: Bettinger et al stated “For most, the unknown risks from the vaccine did not outweigh the benefits of vaccination (posed by the risk of disease)”. Some were concerned that adverse effects of vaccination might be identified years in the future. Lynch et al provides further weight to this by stating “the seasonal flu vaccine was seen as safe and tested compared with the 2009 H1N1 vaccine which was seen as new and potentially unsafe (irrespective of the pandemic flu being viewed as more dangerous).” Additionally, the meta-analysis data also suggests awareness of disease severity and susceptibility is inconclusive.

We have added the additional references. Page 16, Lines 358-361

“The fear of perceived vaccine harms (including the ideas of unknown risks for novel vaccines) were used to explain the rejection of maternal vaccination despite a connected fear of the disease it was aimed to protect against [58, 63-67, 69-72, 74].”

Comment 24: Line 451: There are multiple citations that should be inserted here, referencing the Vaccine Safety Data - link work that has focused on safety of maternal vaccination.

Response: Ten new references to Vaccine Safety Data have been included on Page X, Line Y.

92. Sukumaran L, McCarthy N, Kharbanda E, Vazquez-Benitez G, Lipkind H, Jackson L et al. Infant Hospitalizations and Mortality After Maternal Vaccination. Pediatrics. 2018;141(3):e20173310.

93. DeSilva M, Vazquez-Benitez G, Nordin J, Lipkind H, Klein N, Cheetham T et al. Maternal Tdap vaccination and risk of infant morbidity. Vaccine. 2017;35(29):3655-3660.

94. McMillan M, Clarke M, Parrella A, Fell D, Amirthalingam G, Marshall H. Safety of Tetanus, Diphtheria, and Pertussis Vaccination During Pregnancy. Obstetrics & Gynecology. 2017;129(3):560-573.

95. DeSilva M, Vazquez-Benitez G, Nordin J, Lipkind H, Romitti P, DeStefano F et al. Tdap Vaccination During Pregnancy and Microcephaly and Other Structural Birth Defects in Offspring. JAMA. 2016;316(17):1823.

96. Sukumaran L, McCarthy N, Kharbanda E, Weintraub E, Vazquez-Benitez G, McNeil M et al. Safety of Tetanus Toxoid, Reduced Diphtheria Toxoid, and Acellular Pertussis and Influenza Vaccinations in Pregnancy. Obstetrics & Gynecology. 2015;126(5):1069-1074.

97. McMillan M, Porritt K, Kralik D, Costi L, Marshall H. Influenza vaccination during pregnancy: A systematic review of fetal death, spontaneous abortion, and congenital malformation safety outcomes. Vaccine. 2015;33(18):2108-2117.

98. Moro P, Baumblatt J, Lewis P, Cragan J, Tepper N, Cano M. Surveillance of Adverse Events After Seasonal Influenza Vaccination in Pregnant Women and Their Infants in the Vaccine Adverse Event Reporting System, July 2010–May 2016. Drug Safety. 2016;40(2):145-152.

99. Moro P, Broder K, Zheteyeva Y, Walton K, Rohan P, Sutherland A et al. Adverse events in pregnant women following administration of trivalent inactivated influenza vaccine and live attenuated influenza vaccine in the Vaccine Adverse Event Reporting System, 1990-2009. American Journal of Obstetrics and Gynecology. 2011;204(2):146.e1-146.e7.

100. Naleway AL, Irving SA, Henninger ML, Li DK, Shifflett P, Ball S, Williams JL, Cragan J, Gee J, Thompson MG. Safety of influenza vaccination during pregnancy: a review of subsequent maternal obstetric events and findings from two recent cohort studies. Vaccine. 2014 May 30;32(26):3122-7.

101. Kharbanda EO, Vazquez-Benitez G, Lipkind H, Naleway A, Lee G, Nordin JD, Vaccine Safety Datalink Team. Inactivated influenza vaccine during pregnancy and risks for adverse obstetric events. Obstetrics & Gynecology. 2013 Sep 1;122(3):659-67.

Comment 25: In response to the author’s comment that HCP do not have ready access to clear language on safety of vaccine during pregnancy, this could be something to add in the conclusion paragraph, starting on line 488.

Response: We have included this on Page 19, Lines 499-500:

“We recommend that HCP are given ready access to clear language on the safety of vaccine during pregnancy”.

Comment 26: Page 20 – line 351 – here it is stated that vaccine specific factors and previous vaccine behaviours have a strong influence on decision making but that disease related perceptions only have a modest effect on UPTAKE – your data don’t support this and it is not clear whether you are talking about INTENTION or actual UPTAKE here?

Response: We understand this was not as clear as it could have been. To improve clarity, we have changed the word “decision-making” to “uptake”. Please see above regarding Comment 21 and Comment 22 as to that reflecting our primary analysis (e.g. vaccine uptake). Our appendix shows the results for our secondary analysis.

With regard to the Reviewers comment that disease-related perceptions have a modest effect – this is based on the sizes of the odds ratio. For P Flu disease severity and susceptibility range from 1.11 (0.56-2.19) – 2.91 (2.02 -4.18) see Table below (Also found in Appendix 22 p 88). For seasonal Flu this ranges from 0.57 (0.22-1.45) to 3.70 (1.37- 9.94). Please note awareness and information is defined as having basic awareness of the disease and/or vaccine policy recommendations not a relationship to disease risk per se.

Whereas for vaccine-specific factors – the size of odds ratios was larger (See Forest Plot Figure 2 S2). For Pandemic Flu this is 0.19 (0.09-0.40) for ‘harm to baby’ (equivalent to an odds ratio of 5.3 in the reverse direction) and OR 0.16 (0.09-0.19) for ‘general harm’ (equivalent to a magnitude of 6.25)

Comment 27: line 368 – again you refer to uptake – in the results you say mostly the analysis was with studies that reported intention – this is not clear?

Response: We did analyse and report vaccine uptake and intention separately. Our manuscript results section is about vaccine uptake (primary outcome), not vaccine intention (secondary outcome). The latter is found in the Appendix.

We used vaccine status (vaccinated, unvaccinated) as a surrogate for uptake. Please see Appendix for a full break down of results.

Line 368 of original manuscript is consistent with our primary results. Our primary analysis is aimed at evaluating how factors influenced e.g. “vaccination uptake” (rather than our secondary outcome “vaccination intention”). For instance, earlier in the manuscript when we refer to results Page 14, Line 236-238

“..women who had received an HCP recommendation had 12-times higher odds of accepting seasonal 229 influenza vaccination (OR 12.02, 95% CI 6.80-21.23, 21 studies, 14,099 women) [20-40] and 10-230 times greater odds of accepting pertussis vaccine (OR 10.33, 95% CI 5.49-19.43, 2 studies, 637 231 women) [26, 28] compared to those who had not received recommendations.”

This refers to uptake, not intention. Please see Summary Appendix tables 18 and 23. Unfortunately, no study which analysed pertussis also looked at our primary outcome (vaccination uptake) and so there was nothing to report. To clarify this, we have added a note in the Discussion section Pages 20, Lines 528-530:

“This is important since the majority of data available for pertussis vaccination in pregnancy focused on beliefs associated with vaccination intentions only [80, 87, 94, 95].”

Comment 28: line 370 – again the focus on susceptibility and downplaying severity – the neg pandemic flu OR is highlighted here but not the belief that the disease is harmful for S flu which has an OR of 3.7 and concern/awareness (not sure – not stated?) of hospitalisation for P flu is 2.91 (both sig)? I am not sure it is accurate to pick certain results to support your assertions when your data say otherwise

Response: With a desire to be concise, we did not originally include all the data in the discussion. However, there is value in publishing all data on disease severity and susceptibility which we have now for S flu and P flu on Page 17, Lines 397-407 of the edited manuscript. We state that future studies should better characterize the relationship between disease severity and susceptibility when other beliefs such as in vaccine harm, or lack of recommendation are present:

“There was some evidence to support an association between perceptions of the severity of pandemic influenza and pregnant women’s vaccination status (OR 2.04, 95% CI 0.98-4.26) with the belief pandemic influenza can result in hospitalisation increasing vaccine uptake 3-fold (OR 2.91, 95% CI 2.02-4.18). We would recommend additional studies to explore the role of severity and susceptibility in greater detail to clarify the importance, when other factors are present. For seasonal influenza the data suggest that women who believed that the disease could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not (OR 3.70, 95% CI 1.37-9.94) yet there was no evidence to suggest the belief in the risk of the disease generally (OR 1.56, 95% CI 0.88-2.76) or its ability to result in hospitalisation (OR 0.57, 95% CI 0.22-1.45) were related to vaccine uptake.”

Please see above in relation to Comment 23b) regarding definitions of “awareness/informed” as outlines in the appendix. It does not relate to severity or susceptibility and hence not included here.

Comment 29: line 377 – your findings actually don’t support that messaging in vaccine campaigns should not focus on disease threat or hospitalisation for seasonal flu

Response: We agree with the reviewer that we should interpret with a greater degree of caution since lack of evidence does not equate to unimportance. However, it does suggest that messaging campaigns should be cautious of focusing on disease severity and susceptibility without further research analysing its relationship to messaging or absence of messaging on vaccine safety.

Please see inclusion of all data and its interpretation on Page 17, Lines 402-407 of edited manuscript:

“For seasonal influenza, the data is inconclusive since women who believed that the disease could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not (OR 3.70, 95% CI 1.37-9.94) yet there was no evidence to suggest belief in the risk of the disease generally (OR 1.56, 95% CI 0.88-2.76) or its ability to result in hospitalisation (OR 0.57, 95% CI 0.22-1.45) were related to vaccine uptake.”

We have edited this statement as it now appears on Page 17, Lines 409-413:

“This has important implications for public health communication strategies around maternal vaccination since campaigns particularly during an epidemic or influenza outbreak have centered around disease threat. Based on our findings we caution any communication approach which highlights only the threat of disease when publicising vaccination. We suggest this requires further review of the messaging strategies comparing those with and without explicit details of vaccine safety to the public and/or a discussion of disease threat with attention to language that might inadvertently promote fear [77].”

Comment 30: page 22 – line 397 – I don’t think I agree with this assertion for the above reasons

Response: We suggest modification, not removal of disease severity and susceptibility within this model. We recognize that there is inconclusive evidence but very strong evidence for the role of healthcare worker recommendation and the belief in vaccine harm.

Comment 31: page 24 – line 441 – again I disagree here – rather than making them fear the disease, awareness and explanation of disease risk is important to weigh the perceived vaccine risks

Response: We agree with the reviewer that it is important to be informed and this is crucial to inform consenting procedures regarding any medical intervention, including vaccination. However, we are referring to the manner in which messages are communicated. Our point here is that if the focus of the conversation or message is on disease risk with minimal discussion around vaccine safety there will be decision conflict with potential fear of both leading to no vaccination. Whereas if disease risk is moderated against vaccine safety messaging this is more likely to be powerful based on our data. Informed consent it still paramount (informing regarding disease risk). We have included the following on Page 19, Lines 485-488:

“Whilst it is essential that pregnant women are informed about the risks of the disease in order to be appropriately consented, the manner in which this is communicated should be evaluated. It appears that fear may be counter-productive.”

Comment 32: page 25 – line 472 – limitations - it is very unclear which studies you had no intention/uptake data, just intention or just uptake – if this is the case how can all your findings be presented in terms of vaccine uptake?

Response: The manuscript only refers to vaccine uptake data (our primary analysis). Our secondary analysis vaccine intention is included in the appendix. To make it easier for the reader all the data can be found in the Appendix Tables outlining which studies are for our 1) primary outcome (uptake) and 2) secondary outcome (intention). We focused on vaccine uptake as we believed this was a more objective measure of vaccination behaviour.

Our first line of our discussion indicated this on Page 16, Line 365-367:

“Despite the challenges of synthesizing an extensive and varied body of research, we have been able to quantify the relative effect size for a large number of specific beliefs and behaviours around maternal vaccination uptake.”

Additionally, on Pages 20, Lines 526-532:

“Whilst we intended to compare results from the meta-analyses with vaccination status and intention to be vaccinated as outcomes, data were insufficient to draw meaningful comparisons. All the data for vaccine intention is found in the Appendix 23 p91. This is important since the majority of data available for pertussis vaccination in pregnancy focused on beliefs associated with vaccination intentions only [80, 87, 104, 105]. Whilst previous literature has shown intention to vaccinate can be a proxy for actual vaccination status, this may not always be the case with maternal vaccination and additional research is needed [67, 106].”

Comment 33: page 25 – line 495 – I agree that communication should focus on safety but that disease threat needs to be addressed as well – it is not one or the other and your data don’t actually support the disease threat for S flu was not significant in predicting vaccine “uptake”

Response: We agree with the reviewer that it is important to be informed and this is crucial to inform consenting procedures regarding any medical intervention, including vaccination. However, we are referring to the manner in which messages are communicated. Our point here is that if the focus of the conversation or message is on disease risk with minimal discussion around vaccine safety there will be decision conflict with potential fear of both leading to no vaccination. Whereas if disease risk is moderated against vaccine safety messaging this is more likely to be powerful based on our data. At the other extreme if vaccine safety messaging was highlighted without emphasis on disease severity or susceptibility our data suggests (but does not prove) this may still (even if counterintuitive) be powerful – however we would not recommend this strategy since informed consent it still paramount (informing regarding disease risk). We have included this on Page 19, Lines 585-588:

“Whilst it is essential that pregnant women are informed about the risks of the disease in order to be appropriately consented, the manner in which this is communicated should be evaluated. It appears that fear may be counter-productive.”

Please see inclusion of all data and its interpretation on Page 17, Lines 402-407:

“For seasonal influenza, the data is inconclusive since women who believed that the disease could be harmful to their pregnancy or baby had four-times greater odds of being vaccinated than those who did not (OR 3.70, 95% CI 1.37-9.94) yet there was no evidence to suggest belief in the risk of the disease generally (OR 1.56, 95% CI 0.88-2.76) or its ability to result in hospitalisation (OR 0.57, 95% CI 0.22-1.45) were related to in relation to vaccine uptake”.

Reviewer #1: In general, looking more closely at what is understood about barriers to improving uptake of maternal vaccination is a very important undertaking. This study has provided a comprehensive examination of what has been published on decision making around vaccination for 2 routinely recommended vaccines, as well as the pandemic H1N1 vaccine. I think the overall methodology is in keeping for systematic review protocol and the authors adhered to rigorous processes for distilling the data into a useful summary.

Thank you.

I did feel that there was a general lack of contextual information around the advancement of recommendations for influenza and pertussis-containing vaccines and how, at least in the US, we’ve observed shifts in the recommendation language in the study period being considered (1996-2018) for both influenza and Tdap vaccines, as well as the uptake of these vaccines. By including studies from such a broad study period, there have to be important differences based on the timing of the included publications. I don’t see any mention of this issue from the authors and feel that some discussion on this is warranted (more in Methods below).

Thank you - it is important to provide more context as you suggest – we have now included a paragraph in our introduction incorporating a short summary (see below). We have hopefully addressed this point in Comment 11

One difficulty it because the aim of the systematic review and meta-analysis was to perform a global analysis rather than a country specific analysis, it is difficult to provide detailed background for routine vaccination of seasonal influenza and pertussis vaccination in different years. For instance, looking specifically at pertussis, in the UK following the 2012 outbreak, pertussis vaccine was recommended routinely by HCW. However, this was instated by Israel in 2015, Australia in 2013, the USA in 2011.

Page 3, Lines 66- 77 of the edited Introduction now state:

“Historically, maternal tetanus vaccination was limited to areas of significant transmission. In areas where there is ongoing maternal to neonatal transmission of tetanus, two doses of TTCV (preferably Tetanus-diphtheria) are recommended in pregnancy in addition to Tdap or DTaP (for pertussis) and seasonal influenza vaccines.[2] Pertussis vaccination was limited to childhood however the resurgence of pertussis during outbreaks that disproportionately affected younger infants, led to national policy changes between 2011 and 2015, in countries such as the United Kingdom and the United States, that introduced routine maternal pertussis vaccination.[2-3] Similarly, the widespread influenza immunisation programs during the 2009 H1N1 pandemic resulted in public health bodies particularly in Europe, the United States and Australia introducing guidance to implement recommendations for routine annual seasonal influenza vaccination during the subsequent decade.”

The challenge with including studies from around the world is that the recommendations and barriers really do vary by country.

Country specific analysis is important but a global perspective will help provide a broader analysis of factors that are common across location. Unfortunately, the data was not sufficient to stratify our results by Gross Domestic Product which we had planned to do from our pre-determined sensitivity analysis.

My second overarching issue has to do with study samples and methods for determining eligibility in the included studies. Some methodologic process should be used to assess how populations were sampled and surveyed (or interviewed) to address whether there are potential biases that could be introduced.

See Comment 12. This is a great point and we have included the sample methods for included studies in the main summary table in the manuscript. The JBI critical appraisal tool including sample methods as a factor to assess each study, and so this was reflected in the JBI scores included in the Appendix. Additionally, this table provides the breakdown of sampling methods used in the 120 final included studies:

Sample Method Count of Studies

Cluster 2

Convenience 45

Maximal variation 2

Not specified 18

Opportunistic 1

Purposive 24

Quota 1

Random 23

Stratified non-random 2

Stratified random 2

Total 120

Reviewer #2: Very well written.

Thank you

I don’t agree with the overall assertion that vaccine safety should be focused on at the expense of disease severity as your data don’t support this overall. My overall concern is that your interpretation of results data don’t clearly allow the reader to determine whether these factors are related to vaccine uptake or intention or neither and that suggestion to preferably focus on vaccine safety seems to be at the expense of addressing disease severity which is dangerous. I think this needs to be more balanced. Also this data seems to only be presented in Fig 2 for flu and not for pertussis? For overall clarity I think all these issues should be addressed

We hope that we have now provided a more moderated assertion regarding the importance of disease severity and susceptibility. We have now addressed all your comments and included all the data in the discussion to allow the reader a full view of the results and described these as “inconclusive” rather than unimportant. We agree that disease severity and susceptibility should be addressed with patients, and have adapted our manuscript to reflect that it is the communication and language used around these aspects since fear can result in a counter-intuitive response. However, it is paramount disease severity and susceptibility are kept within the consenting process of any patient.

We have edited our abstract to state: Page 2, Lines 56-58:

“Public health campaigns which centre on the protectiveness and safety of a maternal vaccine rather than disease threat alone may prove beneficial.”

We hope we have addressed why the data included in the main table is on influenza (pandemic and seasonal) since the data extracted from the literature on pertussis in all in relation to our secondary outcome – vaccine intention. The results of which can be found in the Appendix.

We hope we have now addressed these issues and thank you for your time in reviewing the manuscript and valuable contributions to enhance its message

Attachment

Submitted filename: Response to the Reviewers.docx

Decision Letter 1

Ray Borrow

27 May 2020

PONE-D-20-05667R1

Factors that influence vaccination decision-making among pregnant women: a systematic review and meta-analysis

PLOS ONE

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Reviewer #1: The authors have done a very nice job of addressing all the submitted reviewer comments and provided appropriate and responsive modifications to the manuscript. The additional details and content that have been added are very helpful in providing important context to this review. The one comment I will make is in reference to the authors comment that there are no stated maternal vaccination targets available. While this is specific to the US, there is the Healthy People 2020 target of achieving influenza vaccination coverage of 80% among pregnant women. This is not presented as an ultimate target, but does suggest that there is a target goal. If the authors think this is useful, it might be worth using to help substantiate the idea that 70% coverage is considered "low".

Reviewer #3: Nicely written and important work, and concerns of the reviewers were sufficiently addressed.

Only minor comments:

- Please provide references in line 106

- Motivational interviewing techniques are strategies that can increase vaccine acceptance. Please include this strategy in your perspectives in the discussion.

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PLoS One. 2020 Jul 9;15(7):e0234827. doi: 10.1371/journal.pone.0234827.r004

Author response to Decision Letter 1


30 May 2020

Dear Editor,

Thank you for the constructive comments from the reviewers on our manuscript. We have addressed these two minor comments (below) in turn and the manuscript has been amended accordingly.

Thank you, again, for considering our revised manuscript.

Kind Regards,

Dr Eliz Kilich

Corresponding Author

Reviewer 1 Comment 1: The authors have done a very nice job of addressing all the submitted reviewer comments and provided appropriate and responsive modifications to the manuscript. The additional details and content that have been added are very helpful in providing important context to this review. The one comment I will make is in reference to the authors comment that there are no stated maternal vaccination targets available. While this is specific to the US, there is the Healthy People 2020 target of achieving influenza vaccination coverage of 80% among pregnant women. This is not presented as an ultimate target, but does suggest that there is a target goal. If the authors think this is useful, it might be worth using to help substantiate the idea that 70% coverage is considered "low".

Response: Thank you, this is a very helpful suggestion. We have added the statement on Line 77-78 and adapted our references:

“The United States Healthy People 2020 campaign sets a target to achieve influenza vaccination coverage of 80% among pregnant women [4].”

Reviewer 3 Comment 2: Nicely written and important work, and concerns of the reviewers were sufficiently addressed. Only minor comments: a) Please provide references in line 106. b) Motivational interviewing techniques are strategies that can increase vaccine acceptance. Please include this strategy in your perspectives in the discussion.

Response:

a) References have now been provided for line 106. References [11-15] are inserted.

b) To include interventions such as motivational interviewing we have adapted Line 554-556 and adapted our references:

“Interventions recommended to improve maternal vaccination uptake have ranged from text reminders for prospective mothers to educational videos and motivational interviewing techniques for HCPs [110-112].”

[110] Gagneur A. Motivational interviewing: A powerful tool to address vaccine hesitancy. Can Commun Dis Rep. 2020, 46(4): 93-97. doi:10.14745/ccdr.v46i04a06.

Attachment

Submitted filename: Response to Reviewers.doc

Decision Letter 2

Ray Borrow

3 Jun 2020

Factors that influence vaccination decision-making among pregnant women: a systematic review and meta-analysis

PONE-D-20-05667R2

Dear Dr. Kilich,

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Ray Borrow, Ph.D., FRCPath

Academic Editor

PLOS ONE

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Reviewers' comments:

Acceptance letter

Ray Borrow

23 Jun 2020

PONE-D-20-05667R2

Factors that influence vaccination decision-making among pregnant women: a systematic review and meta-analysis

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on behalf of

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