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. 2020 Jul 9;15(7):e0234866. doi: 10.1371/journal.pone.0234866

The burden of traditional neonatal uvulectomy among admissions to neonatal intensive care units, North Central Ethiopia, 2019: A triangulated crossectional study

Wubet Alebachew Bayih 1,*, Biniam Minuye Birhan 1, Abebaw Yeshambel Alemu 1
Editor: Ju Lee Oei2
PMCID: PMC7347129  PMID: 32645108

Abstract

Background

Traditional neonatal uvulectomy is unsupervised, unscientific and potentially dangerous cultural malpractice. It is often accompanied with life threatening neonatal morbidities such as infection, septicemia, anemia, aspiration and oropharyngeal injury. However, there is no current regional and even national data of its public health importance in the health care system. Therefore, this study was aimed at assessing the burden, associated factors and reasons of traditional uvulectomy among neonatal admissions at Debre Tabor General Hospital, North Central Ethiopia, from September 2018 to August 2019.

Methods

A quantitative cross sectional study supplemented with phenomenological study was employed on 422 mother-neonate pairs. Eight mothers who were not included in the quantitative part were involved as key informants of the qualitative study. Systematic and purposive sampling techniques were used to select study participants for the quantitative and qualitative parts of the study respectively. Multivariable logistic regressions were fitted to investigate significant predictors of traditional neonatal uvulectomy at p-value ≤ 0.05 and 95% CI. Moreover, the qualitative data were carefully transcribed, coded, screened, thematized, synthesized and then triangulated with the quantitative results.

Results

The burden of postuvulectomy admission was 67 (15.88%). Most of these admissions had post uvulectomy sepsis [59 (88.1%)] followed by anemia (55.23%). From multivariable analysis, factors that had significant odds of association with traditional neonatal uvulectomy include: having male neonate [AOR = 4.87; 95% CI: 1.10, 21.59], antenatal couple counseling about traditional neonatal uvulectomy [AOR = 0.053; 95% CI: 0.01, 0.35], home delivery [AOR = 6.02; 95% CI: 1.15, 31.61], postnatal couple counseling about traditional neonatal uvulectomy [AOR = 0.101; 95% CI: 0.02, 0.65], prior history of traditional neonatal uvulectomy [AOR = 7.15; 95% CI: 1.18, 43.21] and knowing at least one adverse effect of traditional neonatal uvulectomy [AOR = 0.068; 95% CI: 0.01, 0.44]. Furthermore, maternal perception of “there is no modern medicine to treat elongated and swollen neonatal uvula’ was the most explained reason to practice traditional neonatal uvulectomy.

Conclusion and recommendation

The burden of traditional neonatal uvulectomy was high. Fortunately, its predictors are modifiable. Therefore, several advocacy teams of neonatal health consisting of mainly women health development armies, elders, religious fathers, health professionals and criminal prosecutors should be actively mobilized against traditional neonatal uvulectomy. Besides, parental couple counseling about the adverse effects of traditional neonatal uvulectomy should be properly implemented in the routine antenatal and postnatal continuum of care in South Gondar Zone, North Central Ethiopia.

Background

Uvula is a small soft tissue that hangs down from the back of the mouth above the throat between the two tonsils [1,2]. It has its own natural advantages of preventing aspiration, lubricating oropharyngeal mucosa, serving for language communication, boosting immunological function and prevention of breast milk regurgitation through the neonatal nose [1, 3, 4].

Traditional neonatal uvulectomy is unscientific, unsupervised and potentially dangerous practice that involves partial or total removal of uvula and sometimes the tonsils using unsterilized traditional instruments (sharp blade, horsetail hair or thread with a loop)[1, 57]. These instruments are usually used on several neonates in the same session thereby increasing the transmission of communicable infections mainly HIV and hepatitis. Moreover, other complications of traditional neonatal uvulectomy include anemia, hemorrhage, sepsis, jaundice, septicemia, tetanus, neck infection, pharyngeal dryness, aspiration, pain for many days after the procedure, change in voice, disturbance in sleep pattern, regurgitation of breastmilk from the nostril and cavernous sinus thrombosis[2, 6, 810].Neonatal admissions attributed to thesecomplications require antibiotics, oxygen, intravenous fluid, blood transfusion, phototherapy and greater number of health care providers thereby accelerating the cost in the health care system [9, 1116].

In Africa, neonatal uvulectomy by traditional practitioners has been an age-long practice [14, 9, 12, 14, 1721]. The procedure persists in the developing countries probably because of low socioeconomic status and non-formal educational level [4, 18]. There are divergent views to the reason as well as its overall benefit in these countries [17]. Besides, there have been reported cases of complications after the procedure with a subsequent increase in mortality [6, 7, 11, 2224]. In the study area, the community mistakenly attributes nearly all neonatal illnesses to uvular swelling and elongation. Thus, ill neonates are often subjected to traditional uvulectomy for misconceived better cure [10, 25]. Educating the community sustainably about the harmful effects of traditional uvulectomy is thought to bring behavioral change in the study area so that it could be possible to reduce neonatal mortality from traditional uvulectomy [12, 2630].

Ethiopian neonatal mortality rate (30/1000) is among the five highest neonatal mortality rate burden countries in the world. Amhara region, where the study area is located, comprised the highest proportion of the national burden (47%) [9]. Morbidities from the post uvulectomy complications contributed to the magnificent burden of neonatal mortality in the region. This is because unlike other harmful traditional practices, traditional neonatal uvulectomy is still being practiced in the region mainly at South Gondar Zone, North Central Ethiopia [9, 10]. Nonetheless, there is no current regional and even national data about the burden, associated factors and reasons of this malpractice.

Methods

Study setting and period

The study was conducted from September 2018 to August 2019 at Debre Tabor General Hospital, South Gondar Zone, Amhara region, North Central Ethiopia. The hospital is found 666 km far from Addis Ababa and 105 km away from Bahir Dar town. It is the largest hospital in South Gondar zone serving about 2.7 million populations and linked to 7 district hospitals. Neonatal intensive care unit of the hospital had a total of 28 neonatal beds and hosted approximately 987 admissions annually. Other than prematurity and perinatal asphyxia, unknown number of admissions was attributed to the complications of harmful traditional practices like traditional neonatal uvulectomy [10, 25].

Study design and participant characteristics

Mixed type (quantitative supplemented with qualitative) hospital based cross sectional study was conducted. Phenomenological study design was employed for the qualitative part. There were only 10 admissions excluded of the study (3 abandoned neonates, 5 neonates whose mothers with critical medical illness and 2 neonates whose mothers having confirmed postpartum major depression disorders). The abandoned neonates were excluded because there was no other source of subjective data for these neonates. Moreover, the mothers with critical medical illness and postpartum major depression disorders were not mentally and physically capable of being interviewed.

Sample size determination and sampling procedure

By using single population proportion formula and considering confidence level /Z/ of 95%, marginal error of 5%, a reasonable estimate for the proportion of traditional neonatal uvulectomy (P = 0.5) and adding a none response rate of 10%, a total sample of 422 mother-baby pairs was obtained. By using systematic sampling, every other eligible mother baby pair admitted to the neonatal intensive care unit was selected for the quantitative part of the study. Sample size for the qualitative part of the study was determined based on saturation of the required information. Saturation was considered when repetitive qualitative responses were generated. Repetitive qualitative responses were reached after interviewing 8purposively selected mothers thereby suggesting suffice of these mothers for the qualitative part. These 8 mothers were not involved in the quantitative study.

Measurement and data collection procedure

For quantitative part of the study, data were collected by four trained BSc neonatal nurses through face to face interview using a validated and structured questionnaire (S1 File) that was developed from reviewing different studies of traditional uvulectomy and other harmful traditional practices [17, 1121, 2628]. Interviews were made for eligible mother-neonate dyad sat NICU. The questionnaire contained factors related to maternal socio demography, obstetrics, neonatal health related characteristics and maternal knowledge of uvula and uvulectomy. Besides, a checklist was employed to abstract data on medical diagnosis and postuvulectomy complications at admission to neonatal intensive care unit.

For qualitative part of the study, in-depth interview was conducted using a semi-structured interview guide (S2 File) during last month of the survey by the principal investigator and one supervisor to supplement the quantitative findings and address issues that were not touched by the quantitative part. At the initial interview, open ended questions were raised about maternal behavioral and cultural perceptions, reasons and experience of traditional neonatal uvulectomy. Then, prompt questions on all aspects of maternal perceptions towards the malpractice were adequately probed by the principal investigator as necessary as listed in the in-depth interview guide. Each in-depth interview was tape recorded and lasted between 30 to 40 minutes.

Data quality control

The questionnaire was first prepared in English and then translated to local language, Amharic, suitable for data collection. The Amharic version was then retranslated back to English to check for consistency. There was a further possibility that some women did not understand the questions fully, or that difficulties arose in translation. To work on this challenge, two professional translators with medical experience were hired during data cleansing in order to explain the questions and correctly translate maternal answers for minimizing the risk of information loss during translation. The tool was adapted from different studies in Ethiopia [3, 12, 14, 18, 20, 21], Kenya [8], Tanzania [6, 7, 11], Niger [13] and Nigeria [4, 26, 28].

Five days of training (two days theoretical and three days practical) was first provided for data collectors and supervisors about pretesting and the process of data collection. Before the actual data collection, pretest was done on 21 eligible mother-baby pairs (5% of sample size) at Debre Tabor General Hospital2 weeks prior to the study just to evaluate the clarity of questions, validity of the tool and reaction of the respondents to the questions. During data collection, data collectors were closely monitored and guided by two MSc neonatal nurse supervisors for complete and appropriate collection of the data. Reporting of the collected data to the principal investigator was made on a daily basis. Furthermore, the collected data were double entered into Epidata version 4.2 by two data clerks and consistency of the entered data were cross checked by comparing the two separately entered data for validation purpose. Besides, to minimize bias, interviews were conducted in an area with adequate confidentiality and privacy without the involvement of health care providers working in that hospital. Simple frequencies and cross tabulations were done for missing values and crosschecked with hard copies of the collected data.

Statistical analysis

The double entered data were exported to SPSS version 23 software for data transformation and further analysis. Frequencies, proportion, summary statistics and cross tabulation were used to describe the study population in relation to the study variables and presented in tables. The assumptions for binary logistic regressions were first checked and then bivariable analysis was carried out to identify candidate variables (p<0.25) for multivariable analysis. Then, multivariable logistic regression analysis was performed using those candidate variables to investigate statistically significant independent predictors of traditional neonatal uvulectomy. Finally, variables whose p value less than 0.05 (p<0.05) from multivariable logistic regression were declared as statistically significant using adjusted odds ratio of 95% CI. Multi-collinearity between the study variables was diagnosed using standard error and correlation matrix. Hoshmer-Lemeshow statistic and Omnibus tests were also performed to test for model fitness. For the qualitative study, the in-depth interviews were transcribed verbatim in Amharic audios and translated into English by language expert. Data were analyzed using thematic analysis approach. Each transcript was carefully screened and triangulated with the quantitative result.

Ethical approval and consent to participate

The authors reached that obtaining only informed voluntary verbal consent was enough for ethical approval by the ethics committee due to the following reasons: I) regarding women’s educational status, the authors had prior data indicating that nearly half (48%) of the women in Ethiopia didn’t have the ability to read and write [9]. II) The study was an interviewer based crossectional study aimed for the direct beneficence of mothers in improving neonatal health through boosting their awareness towards the adverse health impact of traditional neonatal uvulectomy III) The study didn’t also involve any measurement that could bring physical harm to the mothers and their neonates. IV) Each respondent’s informed verbal voluntary consent was marked as ‘√’ and recorded in the cover page of hardcopy of the questionnaire and interview guide where it can stay there as long as possible. Therefore, taking all the aforementioned parameters into consideration, the Institutional Health Research Ethics Review Committee (IHRERC) of Debre Tabor University assured ethical approval of the study.

Results

Maternal socio-demographic characteristics

All the eligible mothers were participated in the study thereby making 100% response rate. More than three quarters of the respondent mothers were urban residents [324(76.78%)] and nearly similar number of respondents [322(76.30%)] were in the age group of 20–34 years old. Nearly all the mothers [406(96.21%)] were married. More than half of the mothers were primiparous [223(52.84%)]. Regarding educational status, about one fifth of the mothers [76(18.01%)] and 32 (7.58%) of the husbands were unable to read and write. Moreover, about half of the mothers were civil servants [216 (51.18%)]. More than two third of the mothers [283 (67.09%)] had an average monthly income above poverty line (≥37.5 $ US) (Table 1).

Table 1. Socio-demographic characteristics among postnatal mothers whose neonates admitted to neonatal intensive care unit of Debre Tabor General Hospital, Debre Tabor town, North Central Ethiopia, 2019 (n = 422).

Factor N %
Residence
 Urban 324 76.78
 Rural 98 23.22
Maternal age (years)
 16–20 29 6.87
 20–34 322 76.30
 ≥34 71 16.82
Marital status
 Married 406 96.21
 Other* 16 3.79
Parity
 Primiparous 223 52.84
 Multiparous 199 47.16
Maternal educational status
 Unable to read and write 76 18.01
 Primary education 202 47.87
 Secondary education 82 19.43
 College/university 62 14.69
Husband’s educational status
 Unable to read and write 32 7.58
 Primary education 127 30.09
 Secondary education 148 35.07
College/university 115 27.25
Maternal occupation
 Civil servant 216 51.18
 Merchant 119 28.20
House wife 87 20.62
Average monthly income ($ US)
<37.5 139 32.94
≥37.5 283 67.06

* Other refers to divorced, widowed

Obstetrics related factors

Four hundred five (95.97%) mothers had antenatal care during pregnancy of the index neonate. However, only about two-third of them [277(68.40%)] attended four and above ANC visits. It was about one third of the mothers [125(30.86%)] who were accompanied with their spouses during antenatal care. Regarding counseling of traditional neonatal uvulectomy, one fourth [103 (25.43%)] of the mothers were given antenatal counseling. Besides, 44 (42.72%) of the mothers were given the counseling together with their husbands. Nearly one third [130(32.23%)] of the mothers gave birth at home. Moreover, about 80% of the respondent mothers had at least one post natal care visit and only 46 (13.73%) of whom attended the second postnatal care visit. During postnatal care visit, 317 (94.63%) respondent mothers were accompanied by their spouses. More than one third of the mothers [127 (37.91%)] were counseled of traditional neonatal uvulectomy during their post natal care. However, only 48 (37.80%) of them were given the counseling together with their spouses. The counseling was about adverse effects of traditional neonatal uvulectomy[85 (66.93%)], presence of modern medicine for perceived uvular swelling and elongation[46 (36.22%)], immediate modern health care seeking behavior during maternal perception of uvular swelling and elongation [54 (42.52%)] and the benefits of uvula[22 (17.32%)] (Table 2).

Table 2. Obstetrics related factors among postnatal mothers whose neonates admitted at neonatal intensive care unitof Debre Tabor General Hospital, Debre Tabor town, North Central Ethiopia, 2019.

Factor n %
ANC follow up (n = 422)
 Yes 405 95.97
 No 17 4.01
Number of ANC visits (n = 405)
<4 times 128 31.60
 ≥ 4 times 277 68.40
Accompanied by spouse to ANC (n = 405)
 Yes 125 30.86
 No 280 69.14
Antenatal counseling of traditional neonatal uvulectomy (n = 405)
 Yes 103 25.43
 No 302 74.57
Antenatal couple counseling of traditional neonatal uvulectomy (n = 103)
 Yes 44 42.72
 No 59 57.28
*What were you counseled? (n = 103)
Adverse effects of traditional neonatal uvulectomy 57 55.34
Immediate modern health care seeking during perception of uvular swelling and elongation 46 44.66
The presence of modern medicine for elongated uvula 33 32.04
 Benefits of uvula 16 15.53
Ever had bad obstetrics history (n = 422)
 Yes 75 17.77
 No 347 82.23
*If yes, which of the following? (n = 75)
 Neonatal death 48 64.00
 Child death 35 46.67
 Still birth 32 42.67
 Abortion 17 22.67
 IUFD 9 12.00
Place of delivery (n = 422)
 Health institution 286 67.77
 Home 136 32.23
PNC visit (n = 422)
 Yes 335 79.38
 No 87 20.62
*Number of PNC visits (n = 335)
 1st PNC visit (Within 24 hours of birth) 304 90.75
 2nd PNC visit (1–7) days after birth 46 13.73
Accompanied by spouse to PNC (n = 335)
 Yes 317 94.63
 No 18 5.37
Postnatal counseling about traditional neonatal uvulectomy(n = 335)
 Yes 127 37.91
 No 208 62.09
Postnatal couple counseling about traditional neonatal uvulectomy (n = 127)
 Yes 48 37.80
 No 79 62.20
*What were you counseled (n = 127)
Adverse effects of traditional neonatal uvulectomy 85 66.93
Immediate modern health care seeking during perception of uvular swelling and elongation 54 42.52
 The presence of modern medicine for uvular swelling and elongation 46 36.22
 Benefits of uvula 22 17.32

*Multiple responses were given

NB: the third PNC visit wasn’t considered as neonates are younger than this visit time.

Neonatal characteristics

About three fifth [251(59.48%)] of the neonates were females. One fifth of the neonates [87 (20.62%)] were born before 37 weeks of gestational age. Most of the neonates [254 (60.19%)] were admitted to the hospital in the first 7 days of their postnatal age. One third of the neonates [140 (33.18%)] had low birth weight. At admission, neonates had several medical diagnoses of which hypothermia accounted for the highest percentage [295(69.91%)] followed by early onset neonatal sepsis [213(50.47%)] (Table 3).

Table 3. Characteristics of the neonates admitted at neonatal intensive care unit of Debre Tabor General Hospital, Debre Tabor town, North Central Ethiopia, 2019.

Factor(n = 422) Response N %
Sex Male 171 40.52
Female 251 59.48
Gestational age at birth <37weeks 87 20.62
≥37weeks 335 79.38
Post natal age at admission (days) < 7 254 60.19
≥7 168 39.81
Birth weight (grams) <2500 140 33.18
≥2500 282 66.82
*Medical diagnosis @ admission Hypothermia 295 69.91
Early onset neonatal sepsis 213 50.47
Late onset neonatal sepsis 114 27.01
Prematurity 87 20.62
Perinatal asphyxia 75 17.77
Hypoglycemia 62 14.69
Congenital defect 58 13.74

*refers to the presence of multiple medical diagnoses for a neonate at admission

Maternal knowledge of neonatal uvula and traditional uvulectomy

More than half [230 (54.50%)] of the mothers mentioned none of the adverse effects of traditional neonatal uvulectomy. This quantitative finding can be supplemented by the qualitative evidence obtained from a 31 years old key informant mother who said “All neonatal care providers in neonatal intensive care unit told me that disease condition of my kid was attributed to postuvulectomy infection. However, I strongly disagree with association of my neonatal illness to the procedure of traditional uvulectomy because the illness occurred one week after uvulectomy. If the illness had been attributed to uvulectomy, the kid could have been ill soon after the procedure. Hence, these qualitative responses indicate maternal lack of awareness towards the so called incubation period, which is between the procedure of traditional uvulectomy and sepsis onset.

There were also 94 (22.27%) respondent mothers with prior experience of traditional neonatal uvulectomy for their elder children (Table 4).

Table 4. Knowledge of neonatal uvula and traditional uvulectomy among postnatal mothers whose neonates admitted at neonatal intensive care unit of Debre Tabor General Hospital, Debre Tabor town, North Central Ethiopia, 2019.

Factor Response n %
Mentioned at least one benefit of uvula (n = 422) Yes 92 21.80
No 330 78.20
*The mentioned benefits of uvula (n = 92) Preventing aspiration while swallowing breast milk 77 83.70
Lubricating oropharyngeal mucosa 18 19.57
Serving for language communication 15 16.3o
Boosting immunological function 12 13.04
prevention of breast milk regurgitation through the neonatal nose 9 9.78
Mentioned at least one adverse effect of traditional neonatal uvulectomy (n = 422) Yes 192 45.50
No 230 54.50
*The mentioned adverse effects of traditional neonatal uvulectomy (n = 192) Transmission of communicable infections (HIV, Hep B) 146 76.04
Hemorrhage 51 26.56
Tetanus 39 20.31
Pharyngeal dryness 25 13.02
Aspiration 17 8.90
Pain 10 5.21
Change in voice 9 4.69
disturbance in sleep pattern 7 3.65
Regurgitation of breast milk from the nostril 7 3.65
Others 9 4.69
Prior history of traditional neonatal uvulectomy (n = 422) Yes 94 22.27
No 328 77.73

* Multiple responses were given; others refer to tongue injury and neck swelling

The burden of post uvulectomy admission rate

Out of 422 neonatal admissions, there were 67 (15.88%) postuvulectomy admissions (Fig 1).All the postuvulectomy neonatal admissions had at least one complication of which post uvulectomy sepsis accounted the highest burden [59 (88.06%)]. The mean neonatal age at uvulectomy was 5.42 days (SD = ±2.51). Majority [42 (62.69%)] of the uvulectomies were done in the first week of postnatal life (Table 5).

Fig 1. A flow diagram illustrating inclusions, exclusions, admission percentages and complication rates of traditional neonatal uvulectomy among neonatal admissions at Debre Tabor General Hospital, South Gondar Zone, North Central Ethiopia, 2019.

Fig 1

Table 5. Characteristics of postuvulectomy admissions to neonatal intensive care unit at Debre Tabor General Hospital, North Central Ethiopia, 2019.

Factor Response N %
Neonatal age at uvulectomy (n = 67) <7 days 42 62.69
≥ 7days 25 37.31
*Who did influence you to practice traditional neonatal uvulectomy? (n = 67) Traditional uvulectomy practitioners 27 40.30
Family 23 34.33
Traditional birth attendants 19 28.36
Friends 14 20.90
Maternal own decision 9 13.43
What was the primary postuvulectomy complication at admission? (n = 67) Sepsis 59 88.06
Anemia 37 55.22
Neck swelling 11 16.42
Tongue and oropharyngeal injury 7 10.45
Others* 3 4.48

Mothers suspect uvular swelling and elongation when their neonates develop different nonspecific symptoms, which are here considered as maternal perceived indicators of uvular swelling and elongation. Mothers of the uvulectomies [67 (15.88%)] were asked whether they had perceived their own signals (indicators) of uvular swelling and elongation. And majority of the mothers reported that their neonates failed to breastfeed [16 (23.88%)] followed by fever as displayed by Fig 2.

Fig 2. Perceived indicators for maternal suspicion of uvular swelling and elongation for their neonates, Debre Tabor General Hospital, South Gondar Zone, North Central Ethiopia, 2019.

Fig 2

Concerning maternal reasons of traditional neonatal uvulectomy, 53 (79.1%) mothers stated that elongated and swollen uvula can’t be treated by modern medicine (Fig 3). Moreover, qualitatively, a 34 years of old mother said: ‘When there is uvular swelling and elongation, contacting the traditional surgeon is the absolute medicine because, unless so, the elongated uvula becomes ruptured thereby causing inevitable neonatal death. For example, fearing this inevitable death, all my elder children had uvulectomy done during their neonatal lives after which they grew very well. There has been no modern treatment of elongated uvula since earlier times in our society’

Fig 3. Reasons of traditional neonatal uvulectomy among the post uvulectomy admissions at Debre Tabor General Hospital, South Gondar Zone, North Central Ethiopia, 2019.

Fig 3

Factors associated with traditional neonatal uvulectomy

From bivariable analysis, sex of the neonate, parity, place of delivery, antenatal couple counseling of traditional neonatal uvulectomy, postnatal couple counseling of traditional neonatal uvulectomy, mentioning at least one adverse effect of traditional neonatal uvulectomy, having history of traditional neonatal uvulectomy and history of bad obstetrics were significant factors. However, after adjusting for possible confounding effect, having male neonate [AOR = 4.87; 95% CI: 1.10, 21.59], antenatal couple counseling of traditional neonatal uvulectomy [AOR = 0.053; 95% CI: 0.01, 0.35], home delivery [AOR = 6.02; 95% CI: 1.15, 31.61], postnatal couple counseling of traditional neonatal uvulectomy[AOR = 0.101; 95% CI: 0.02, 0.65], having history of traditional neonatal uvulectomy [AOR = 7.15; 95% CI: 1.18, 43.21] and mentioning at least one disadvantage of traditional neonatal uvulectomy [AOR = 0.068; 95% CI: 0.01, 0.44]were independent predictors of traditional neonatal uvulectomy.

The odds of traditional uvulectomy among male neonates were 4.87 times higher as compared to female neonates [AOR = 4.87; 95% CI: 1.10, 21.59]. Neonates born to parents who were couple counseled of traditional neonatal uvulectomy during antenatal period were 94.7% less likely to be victim as compared to those neonates born to parents who weren’t couple counseled [AOR = 0.053; 95% CI: 0.01, 0.35].

Home delivered neonates were 6.02 times more likely to have traditional uvulectomy when compared to those born at health institution [AOR = 6.02; 95% CI: 1.15, 31.61].It was supported by the qualitative data of a 25 years old mother who said: ‘After I gave birth at my home, all the nearby people told me the essence of contacting traditional uvulectomy practitioners when my neonate becomes irritable, which is a warning signal of uvular swelling and elongation. Then, my neonate was done uvulectomy to get relieved of its repetitive spontaneous crying which I believed to be caused from uvular swelling and elongation’.

The likelihood of traditional uvulectomy among neonates whose parents were couple counseled of traditional uvulectomy during postnatal visit was 89.9% lower than those whose parents weren’t couple counseled [AOR = 0.101; 95% CI: 0.02, 0.65]. This finding was supported by a key informant mother who said: ‘Just in front of our kid at post natal room, my husband and me were advised of the life threatening septic and hemorrhagic complications of traditional neonatal uvulectomy which we had never known before. It was heart touching to hear the advice in front of our kid. Since then, we promised never to experience traditional uvulectomy for our kid’.

Neonates whose mothers mentioned at least one adverse effect of traditional neonatal uvulectomy were 93.2% less likely to be victim when compared to those whose mothers mentioned none of the adverse effects [AOR = 0.07; 95% CI: 0.01, 0.44] (Table 6). This is supported by the qualitative data obtained from a 23 year old mother who said: ‘I observed when my neighbor’s neonate was done uvulectomy. Some days after the procedure, the neonate developed severe illness manifested by bloody vomiting and difficulty of breathing. Just at that time, the parents were too much worried of the neonatal condition and hence we contacted the traditional practitioner who did the procedure, but he himself was very disturbed when he saw the neonate was vomiting blood. Ultimately, expecting no more solution from the uvulectomist, we brought the neonate to this hospital. The neonate got cured after it was oxygenated, given medications and blood transfused. The neonatal care providers told us that the neonate suffered from hemorrhage during the procedure and also infection. Then, we became convinced and decided never to face traditional neonatal uvulectomy in our village again. The traditional practitioners received 200 ETB (Ethiopian Birr) per neonate thereby considering the malpractice as their source of income. They should be asked by law because they are endangering neonatal health by encouraging parents for uvulectomy rather than advising for modern medicine at hospital.

Table 6. Factors associated with traditional uvulectomy among neonatal admissions at neonatal intensive care unit of Debre Tabor General Hospital, North Central Ethiopia, 2019 (n = 422).

Factor Traditional neonatal uvulectomy practice 95% CI
Yes (%) No (%) Crude OR Adjusted OR P-value
Sex of the neonate (n = 422)
 Male 57 (13.50) 114 (27.01) 12.10(5.94, 24.46) 4.87(1.10, 21.59) 0.025
 Female 10 (2.37) 241(57.11) 1 1
Parity (n = 422)
 Primiparous 45(10.66) 178(42.18) 2.03 (1.17, 3.53) 1.42(.27, 7.37) 0.089
 Multiparous 22(5.21) 177(41.94) 1 1
Antenatal couple counseling of traditional uvulectomy(n = 103)
 Yes 12 (11.65) 32(31.07) .030 (.016, .060) .053 (.01, .35) 0.001
 No 55(53.40) 4 (3.88) 1 1
Delivery place (n = 422)
 Home 58 (13.74) 78 (18.48) 8.41(4.68, 15.11) 6.02 (1.15, 31.61) 0.041
 Health institution 9 (2.13) 277 (65.64) 1 1
Postnatal couple counseling of traditional uvulectomy (n = 127)
 Yes 8 (6.30) 40 (31.50) .027 (.012, .06) .101 (.02, .65) 0.028
 No 59(46.46) 20(15.75) 1 1
Knowing at least one adverse effect of traditional uvulectomy (n = 422)
 Yes 4(0.95) 188(44.55) .056 (.02, .16) .068 (.01, .44) 0.004
 No 63 (14.93) 167(39.57) 1 1
Having history of traditional uvulectomy (n = 422)
 Yes 59(13.98) 35(8.29) 51.79(24.29, 110.43) 7.15(1.18, 43.21) 0.017
 No 10 (2.37) 318 (75.36) 1 1
History of bad obstetrics(n = 422)
 Yes 6(1.42) 69 (16.35) .12 (.065, .208) .23 (.037, 1.423) 0.473
 No 61(14.45) 286 (67.77) 1 1

Although antenatal counseling of mothers alone about traditional uvulectomy wasn’t a factor of significance, only a few neonates [7 (1.73%)]of the antenataly counseled mothers were done uvulectomy as compared to the larger proportion of uvulectomy cases [60(14.81%)] among mothers who weren’t counseled. Similarly, there were fewer uvulectomy cases [9(2.69%)] among the neonates of mothers who were postnatally counseled than the cases [58(17.31%)] among those mothers who weren’t counseled about traditional uvulectomy (Table 7).

Table 7. Cross tabulation of antenatal and postnatal counseling of only mothers abut traditional neonatal uvulectomy with cases of uvulectomy at Debre Tabor General Hospital, South Gondar zone, North Central Ethiopia, 2019.

Uvulectomy done Total
Yes (%) No (%)
Antenatal counseling of traditional neonatal uvulectomy (n = 405) Yes 7 (1.73) 96(23.70) 103 (25.43)
No 60(14.81) 242(59.76) 302 (74.57)
Postnatal counseling of traditional neonatal uvulectomy (n = 335) Yes 9(2.69) 118(35.22) 127(37.91)
No 58(17.31) 150(44.78) 208 (62.09)

Discussion

This study addressed public health importance of traditional neonatal uvulectomy by showing its burden among neonatal admissions, associated factors and reasons in the study area. The burden of postuvulectomy admission was 67 (15.88%). Male sex, home delivery and prior history of traditional neonatal uvulectomy were significantly associated with increased odds of traditional uvulectomy. On the other hand, knowing at least one adverse effect of traditional uvulectomy, antenatal and postnatal counseling of couples about traditional neonatal uvulectomy were significantly associated with decreased odds of traditional neonatal uvulectomy.

From this study, the burden of postuvulectomy admissions (15.9%) was consistent with a study in Niger (19.6%) [19]. However, it was lower than studies in Aksum (86.9%) [18] and Nigeria (86.1%) [28]; but higher than a Tanzanian study (1.0%) [11].The discrepancy may be due to differences in study setting, period, design and target population. Regarding complications of the uvulectomies, postuvulectomy sepsis [59 (88.1%)] was the leading complication at admission. This may be due to the use of unsterilized instruments on several neonates on the same session as stated by the key informants of this study. Most importantly, sepsis can be ensued by septicemia which is fatal [4, 6, 8, 12, 26, 28]. Therefore, preventive interventions like educating the community about case fatality of septic complications of uvulectomy should be targeted and exhaustively done.

Majority [42 (62.7%)] of the traditional uvulectomies were done in the first week of neonatal life, which is similar with a Nigerian study [26] showing 52.4% of the uvulectomies performed in the first week of life. Several studies showed that the first week of neonatal life is a critical time of morbidity and mortality mainly in developing countries [9, 12, 25, 3032].Thus, undergoing traditional uvulectomy during this time may accelerate early neonatal morbidity and mortality, which could fuel the national challenge of reducing neonatal mortality rate to (12/1000) by 2030 in Ethiopia. Therefore, exhaustive investment of different programmatic interventions that involve both governmental and nongovernmental organizations must be implemented in the community to save early neonatal lives from traditional uvulectomy. These organizations should ensure sustainability of their investment by enabling the community to safeguard neonates from traditional uvulectomy and other malpractices.

Globally, there is not a mention in the literature about indications of traditional uvulectomy [31]. However, in the study area, mothers advocate uvulectomy to heal their common thought of neonatal illness resulting from the suspicion of uvular swelling and elongation [10, 25]. Furthermore, the authors reached that maternal perception of “there is no modern medicine for treating elongated and swollen uvula” was the most mentioned and misconceived reason of contacting traditional practitioners.

The odds of traditional uvulectomy among male neonates were 4.87 times higher as compared to female neonates. This may be due to the fact that in the study area male sex is preferred and considered as a pride in the community. Thus, immediate traditional cares including traditional uvulectomy and prelacteal feeding are given if there is any perceived sign of illness to male neonates [29].Hence, for the context of this study, different stakeholders of neonatal health should educate the community by stressing on the key message of “declaring immediate traditional uvulectomy for ill male neonates means fueling masculine mortality from fatal complications of traditional uvulectomy thereby depriving community pride.”

Regarding the counseling of traditional neonatal uvulectomy, 103 (63.0%) mothers were given antenatal counseling. Besides, 44 (42.7%) of the mothers were given the counseling together with their husbands. Neonates born to mothers who were couple counseled about traditional uvulectomy during antenatal period were 94.7% less likely to be victim of uvulectomy as compared to those born to mothers counseled alone. Besides, neonates born to mothers who were couple counseled of traditional neonatal uvulectomy in the postnatal periods were 89.9% less likely to be victim of the malpractice as compared to those born to mothers counseled alone. The assumption of couple counseling is that if husbands are present during counseling, mothers are more likely to comply with the counseling about natural benefits of uvula, the adverse effects of traditional uvulectomy and presence of modern treatment for neonatal illnesses attributed to perceived uvular swelling and elongation [12, 30].

The odds of traditional uvulectomy among home delivered neonates were 6.02 times higher as compared to those born at health institution. This could be due to the fact that, in Ethiopia, mothers who gave their birth at home don’t usually attend postnatal care [30].Therefore, these mothers don’t get postnatal couple counseling of traditional uvulectomy, which is a significant determinant of the malpractice as discussed in the aforementioned paragraph. Moreover, traditional birth attendants who assisted the home deliveries are thought to play their roles in encouraging traditional uvulectomy because they are influential in the community [8, 12, 18, 19, 21]. Therefore, maternal and neonatal health care providers should stress advocacy of institutional delivery to prevent different neonatal traditional practices including uvulectomy, all of which are continuations of home delivery [30].

Moreover, neonates born to mothers having prior history of traditional neonatal uvulectomy were 7.15 times more likely to experience the malpractice as compared to their counterparts. This may be due to the deeply rooted cultural advocacy of traditional neonatal uvulectomy for healing the rupture of elongated and swollen uvula thereby preventing inevitable neonatal death, which is a common misconception in the community [1, 4, 7, 8, 11, 18, 19].

Neonates whose mothers knew at least one adverse effect of traditional neonatal uvulectomy were 93.2% less likely to be victim of the malpractice when compared to those whose mothers knew none of the adverse effects. This could be due to the fact that if a mother is knowledgeable of the adverse effects, she becomes reserved of traditional neonatal uvulectomy to prevent her neonatal suffering [8]. Therefore, continuous training and retraining of community agents about the dangerous adverse effects (complications) of traditional neonatal uvulectomy should be instituted in the health care system of North Central Ethiopia.

Despite originality, it was a single center crossectional study limited to neonatal admissions at Debre Tabor General Hospital alone and hence it couldn’t show the overall burden and admission outcome of traditional neonatal uvulectomy in the health care system. Mothers might have also failed to recall of their age and they could have given socially desirable answers to questions like their prior experience of traditional uvulectomy. Base line data for the study obtained from reports of Debre Tabor General Hospital and South Gondar Zone health departments might have also been influenced from reporting bias. Moreover, the qualitative responses were collected solely from mothers of the admitted neonates. Therefore, the authors recommend a multicenter cohort study to show wider picture of the burden of postuvulectomy admissions and their treatment outcomes in the health care system by involving traditional uvulectomists and health care providers as key informants.

Conclusions and recommendation

The burden of traditional neonatal uvulectomy was high. Fortunately, its predictors namely sex of the neonate, antenatal and postnatal couple counseling of traditional neonatal uvulectomy, home delivery, history of traditional neonatal uvulectomy and knowledge about the adverse effects of traditional neonatal uvulectomy are modifiable. Therefore, strong advocacy teams of neonatal health should be organized from the lowest administrative level (Gotes) to the highest level (Zone) to mobilize the community against traditional neonatal uvulectomy. The advocacy teams should involve different community groups mainly women health development armies, elders, religious fathers, health extension workers and health professionals. Moreover, criminal prosecutors should be engaged in the team to get legal concern of traditional neonatal uvulectomy as it elicits unnecessary complications that endanger neonatal lives. These advocacy teams should be strengthened and supported one another through their hierarchal referral linkages i.e (Gote ↔Kebele ↔Woreda↔ Zone).

Moreover, mothers and their husbands should be couple counseled about the life threatening complications of traditional neonatal uvulectomy during antenatal care. The couple counseling should also be an integral component of the postnatal care in the health care delivery system at South Gondar zone. Maternal and neonatal health care providers should also advocate the legal and public health interventions of eliminating this dangerous practice. Besides, designing strategies to enhance community health care seeking behavior during parental suspicion of neonatal illness attributed to uvular swelling and elongation is another important method of preventing traditional neonatal uvulectomy.

Supporting information

S1 File. (Questionnaire): A structured questionnaire used for interviewing selected mothers about traditional neonatal uvulectomy, North Central Ethiopia, DTGH, 2019.

(DOCX)

S2 File. (Interview guide): A structured interview guide used for interviewing selected key informant mothers about their perception and experience of traditional neonatal uvulectomy, DTGH, North Central Ethiopia, 2019.

(DOCX)

Acknowledgments

The author acknowledged the director of Debre Tabor General Hospital, data collectors, supervisors and data entry operators. The author is also deeply indebted to the Institutional Health Research Ethics Review Committee (IHRERC) of Debre Tabor University for working on the ethical perspectives of the proposal and letting do this study. Last but not least, the respondents deserve the authors’ sincerest thanks for their kind responses.

Abbreviations

CSA

Central Statistical Agency

DTGH

Debre Tabor General Hospital

DTU

Debre Tabor University

EDHS

Ethiopian Demographic Health Survey

NICU

Neonatal Intensive care unit

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Ju Lee Oei

2 Mar 2020

PONE-D-20-01248

The burden of traditional neonatal uvulectomy among admissions to neonatal intensive care units, North Central Ethiopia, 2019: A triangulated crossectional study

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Reviewer #1: minor changes and revision to highlight the lack of understanding and awareness and the role education plays in improving neonatal mortality from traditional unscientific practices. similar traditional practices about care of umbilical cord leading to sepsis and neonatal tetanus have been decreased with education provided to the community nurses, midwives and pregnant women.

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PLoS One. 2020 Jul 9;15(7):e0234866. doi: 10.1371/journal.pone.0234866.r002

Author response to Decision Letter 0


24 Apr 2020

Response letter

Dear academic Editor (Ju Lee Oei)

After going through the entire manuscript, you forwarded your constructive comments which we missed to touch. Therefore, we are glad enough to express our sincerest thanks for your constructive editorial comments that could help improve novelty of our effort.

Editor’s comment: Thank you for the submission of this very interesting paper. Please address the comments from the reviewers, especially reviewer #2. The paper will also need substantial editing by a native English speaker prior to resubmission.

Authors’ response: Sure! We have tried our best to address the comments from the reviewers, especially reviewer #2 as detailed in the point by point responses stated in the following subsequent author responses for each of the reviewer’s comments. Moreover, from repeated proof-reading of the manuscript, we found several grammatical errors, interlinings, police titles, punctuation errors, wordings and spelling errors. Therefore, finding our colleague who has Master of Arts in English, we have did our best to thoroughly copyedit the manuscript for English language usage. These editorial changes are found throughout the revised version manuscript.

Editor’s comment: Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Authors’ response:Yes indeed, accessing the PLOS ONE style templates from the given links, our manuscript has been made to meet PLOS ONE's style requirements, including those for file naming. These changes were made to meet PLOS ONE's style requirements and found throughout the revised version manuscript.

Editor’s comment: Please include additional information regarding the survey or questionnaire used in the study and ensure that you have provided sufficient details that others could replicate the analyses. For instance, if you developed a questionnaire as part of this study and it is not under a copyright more restrictive than CC-BY, please include a copy, in both the original language and English, as Supporting Information. If the original language is written in non-Latin characters, for example Amharic, Chinese, or Korean, please use a file format that ensures these characters are visible.

Authors’ response: The most invaluable comment it is! Hence, we have included additional information regarding the questionnaire used in the study and ensured the presence of sufficient details so that others could replicate the analyses. The questionnaire was developed as part of this study and has been included as ‘Supporting Information’ both in the original language (Amharic) and English. The original language is written in Amharic, having non-Latin characters, and hence a file format that ensures visibility of these characters is used. We are working on copy right of the questionnaire developed as part of this study.

Amendment to the original manuscript can be noticed from the yellow highlighted text on page 5 of the revised version manuscript. Besides, the questionnaire file legend is located at the end of the manuscript named as ‘additional file 1’ and uploaded as ‘supporting information’.

Editor’s comment: Please state whether you validated the questionnaire prior to testing on study participants. Please provide details regarding the validation group within the methods section.

Authors’ response: Exactly! As you commented, the questionnaire was validated on study participants before the actual data collection through pretesting on 21 eligible mother-baby pairs (5% of sample size) at Debre Tabor General Hospital just 2 weeks prior to the study. Based on the pretesting, clarity of questions, wordings, sequence of questions and reaction of the respondents to the questions was evaluated after which modifications were made to the tool.

Improvement to the original manuscript can be noticed from the methods section, subsection of data Quality control as shown by the yellow highlighted text on page 6 of the revised version manuscript.

Editor’s comment: Please include a copy of the interview guide used in the study, both in the original and English languages, as Supporting Information, or include a citation if it has been published previously.

Authors’ response: We strongly agreed with relevance of including the interview guide used in the study, in both the original language (Amharic) and English, as ‘Supporting Information’. Thus, both language versions (Amharic and English) of the interview guide used for the study have been included as ‘supporting information’ as shown by the yellow highlighted text on page 5 of the revised version manuscript. Besides, the interview guide file legend is located at the end of the manuscript named as ‘additional file 2’ and uploaded as supporting information.

Editor’s comment: Please amend your current ethics statement to address the following concerns: Please explain why was written consent was not obtained, how you recorded/documented participant consent, and if the ethics committees/IRBs approved this consent procedure.

Authors’ response: Undoubtedly! This comment is helpful to secure ethical perspective of the study! Hence, authors reached that obtaining only informed voluntary verbal consent was enough for ethical approval by the ethics committee due to the following reasons: I) regarding women’s educational status, the authors had prior data indicating that nearly half (48%) of the women in Ethiopia didn’t have the ability to read and write [9]. II) The study was an interviewer based crossectional study aimed for the direct beneficence of mothers in improving neonatal health through boosting their awareness towards the adverse health impact of traditional neonatal uvulectomy III) The study didn’t also involve any measurement that could bring physical harm to the mothers and their neonates. IV) Each respondent’s informed verbal voluntary consent was marked as ‘√’ in the consent form just in front of the participant and its copy was given to the participant. Besides, the consent form was recorded in the cover page of hardcopy of the questionnaire and interview guide where it can stay there as long as possible. Therefore, taking all the aforementioned preconditions into consideration, the Institutional Health Research Ethics Review Committee (IHRERC) of Debre Tabor University assured ethical approval of the study.

The detailed modification has been included in the methods section, ethical approval and consent to participate subsection of the revised version manuscript, page 7, as shown by the yellow highlighted text.

Dear Reviewer #1

After going through the entire manuscript, you forwarded your constructive comment which we missed to touch. Therefore, we are glad enough to express our sincerest thanks for your in-depth review and comments that could help improve novelty of our efforts.

Reviewer Comment: Minor changes and revision to highlight the lack of understanding and awareness and the role education plays in improving neonatal mortality from traditional unscientific practices. Similar traditional practices about the care of umbilical cord leading to sepsis and neonatal tetanus have been decreased with education provided to the community nurses, midwives and pregnant women.

Authors’ response: Definitely! From exhaustive teaching of the community, there has been a global improvement of neonatal mortality from traditional practices about the care of umbilical cord leading to sepsis and neonatal tetanus. In our study area, the community mistakenly attributes nearly all neonatal illnesses to uvular swelling and elongation. Thus, ill neonates are often subjected to traditional uvulectomy for misconceived better cure [10, 25]. Therefore, educating the community sustainably about the harmful effects of traditional uvulectomy is thought to bring behavioral change in the study area so that it could be possible to reduce neonatal mortality from traditional uvulectomy [12, 29, 30].

The amendment is located on page 4 of the revised version manuscript as shown by the yellow highlighted text of the background section”.

Dear reviewer 2

After going through the entire manuscript, you forwarded your constructive comments which we missed to touch. Therefore, we are glad enough to express our sincerest thanks for your in-depth review and comments that could help improve novelty of our effort.

Reviewer Comment: Throughout the article traditional uvulectomy is referred to as “… the malpractice” which is not objective, so would suggest to change to ‘traditional uvulectomy’, unless it flows naturally from the sentence before like the last line of the introduction (“Nonetheless, there is no current regional and even national data about the proportion, associated factors and reasons of this malpractice.”).

Authors’ response: Yes, as you said, the expression “this malpractice” has been replaced by “traditional uvulectomy” unless it flows naturally from the sentence before.

The amendment is located throughout the revised version manuscript as shown by the yellow highlighted text renamed as “traditional uvulectomy”.

Reviewer Comment: Reference 10 and 25 should be mentioned in the text, not as reference. The references in general should be thoroughly revised as they do not meet the APA standards.

Authors’ response: We acknowledge incorporating the reviewer’s comment to this document. However, to the authors’ understanding of PLOS ONE journal requirement, Vancouver citation and referencing is allowed. Besides, we have ensured that references 10 and 25 have been mentioned in the reference list whilst describing these references are ‘unpublished’.

The improvement is located in the background and methods section, pages 23 & 24 of the revised version manuscript as shown by the yellow highlighted text.

Reviewer Comment: My most important comment/concern is the presentation of the study results. For me it is unclear how many uvulectomies were done, if there were potentially uvulectomies missed (bias) and how the admission percentages were calculated. From the abstract and methods it seems that 422 women were admitted to hospital, but then in the discussion there is a 15% admission rate mentioned? A flow diagram with inclusions, exclusions and complication rates would be helpful.

Authors’ response: Very important comment it is! At first, 10 mothers comprising 2.4% of the sample size (422) were excluded. These mothers were (3 mothers of abandoned neonates because there was no other source of subjective data for these neonates, 5 mothers with critical medical illness and 2 mothers due to confirmed postpartum major depression disorders as these mothers were not mentally and physically capable of being interviewed). Then, every other (K=2) eligible mother-neonate pairs admitted to neonatal intensive care unit during the study was included to the study to reach our calculated sample size which is 422 admissions. Among these admissions, there were 67 (15.9%) uvulectomies. All the postuvulectomy admissions had at least one complication and post uvulectomy sepsis [59 (88.1%)] was the commonest complication (Figure 1).

Improvement has been included to the revised version manuscript as shown by the yellow highlighted text of the methods section, subsection of ‘study design and participant characteristics’ (pages 4&5) and results section, subsection of the burden of post uvulectomy admission rate (page 13).

Reviewer Comment: “Male sex, home delivery and prior history of traditional uvulectomy were significantly associated with increased odds of traditional neonatal uvulectomy.” Is this associated with the uvulectomy itself or with the complications of uvulectomy?

Authors’ response: The authors would like to ask great excuse for several statements whose central message hard to catch. Thus, taking the comment into account, the aforementioned factors (Male sex, home delivery and prior history of traditional uvulectomy) were associated with the uvulectomy itself than with the complications of uvulectomy.

Easier statement has replaced the original write up as can be seen from the revised version manuscript on page 18, discussion section of the revised version manuscript as shown by the yellow highlighted text.

Reviewer Comment: “Mixed type (quantitative supplemented with qualitative) hospital based cross sectional study was conducted. Phenomenological study design was employed for the qualitative part. All postnatal mothers whose age ≥ 18 years and lived at least six months in the study area prior to the study and visiting Neonatal Intensive Care Unit (NICU) during the study were eligible. However, 3 abandoned neonates (those neonates left in NICU without mothers), 5 mothers with critical illness or any difficulty of talking/listening, 2 mothers having psychiatric disorders and known medical problems were excluded since they were not mentally and physically capable of being interviewed. Non volunteer mothers were also excluded.”This doesn’t sound free of bias, it seems that there might be a lot of cases missed and that only the potential ‘tip of the iceberg’ has been investigated.

Authors’ response: Really! We found this comment with greatest value! Hence, elaboration has been emphasized to inform readers about the presence of only 10 admissions that were excluded of the study (3 mothers of abandoned neonates, 5 mothers with critical medical illness and 2 mothers due to confirmed postpartum major depression disorders). Otherwise, there was not any more exclusion criteria considered. The statement “All postnatal mothers whose age ≥ 18 years and lived at least six months…” is editorial problem because there was not age and residence related exclusion of study subjects. Moreover, there was no none volunteer mother for the study because every approached mother was volunteer and participated in the study which can be witnessed from 100% response rate. Therefore, considering the aforementioned corrections, the authors believe that introduction of bias into the study has been minimized and lots of cases were allowed to be included rather than letting investigation of only the potential ‘tip of the iceberg’.

Amendment to the revised version manuscript has been incorporated as displayed by the yellow highlighted text in the methods section, subsection of study design and participant characteristics, pages 4 & 5.

Reviewer Comment: The sample size calculations are based on quite a few assumptions and the sample size of the qualitative study seems very small (n=8).

Authors’ response: First of all, we acknowledge your concern to know our assumptions of calculating sample size for the qualitative study. The sample size (n=8) for the qualitative part of the study was not predetermined as to the quantitative one. Rather, it was reached when repetitive responses were recorded by the principal investigator and it happened after interviewing 8 mothers.

Reviewer Comment:“Regarding the counseling of traditional neonatal uvulectomy, 103 (63.0%) mothers were given antenatal counseling. Besides, 44 (42.7%) of the mothers were given the counseling together with their husbands.”This should be addressed in the discussion. What is the assumption here? That if husbands are present they are more or less likely to comply with counselling?

Authors’ response: Exactly! We the authors are much comforted with public health importance of addressing this comment in the discussion. The assumption of antenatal couple counseling of traditional neonatal uvulectomy is that if husbands are present during antenatal counseling, mothers are more likely to comply with the counseling i.e likelihood of practicing uvulectomy decreases. Based on the raised comment, the following statements are included in the discussion.

“Regarding the counseling of traditional neonatal uvulectomy, 103 (63.0%) mothers were given antenatal counseling. Besides, 44 (42.7%) of the mothers were given the counseling together with their husbands. Neonates born to mothers who were couple counseled about traditional uvulectomy during antenatal period were 94.7% less likely to be victim of uvulectomy as compared to those born to mothers counseled alone. Besides, neonates born to mothers who were couple counseled of traditional neonatal uvulectomy in the postnatal periods were 89.9% less likely to be victim of the malpractice as compared to those born to mothers counseled alone. The assumption of couple counseling is that if husbands are present during counseling, mothers are more likely to comply with the counseling about natural benefits of uvula, the adverse effects of traditional uvulectomy and presence of modern treatment for neonatal illnesses attributed to perceived uvular swelling and elongation [12, 30].”

Improvement has been included to the revised version manuscript as shown by the yellow highlighted text of the ‘discussion section, page 19.

Reviewer Comment: “Neonates born to parents who were couple counseled of traditional neonatal uvulectomy during antenatal period were 94.7% less likely to be victim as compared to those neonates born to parents who weren’t couple counseled [AOR= 0.053; 95% CI: 0.01, 0.35].” This is a very important conclusion of the paper that should be stressed more (i.e. included in abstract and conclusion). On which data is this conclusion based?

Authors’ response: Yes indeed! We found this comment with paramount significance of programmatic implication for intervening on the problem. The aforementioned conclusion was reached from the analyzed data on 103 mothers who were antenatally counseled of traditional neonatal uvulectomy. Based on a 2 by 2 dummy table, the analyzed data were: proportion of uvulectomies among neonates whose parents were antenatally couple counseled of traditional neonatal uvulectomy [12 (11.65%)], proportion of uvulectomies among not antenatally couple counseled of traditional neonatal uvulectomy [55(53.40%)], proportion of no uvulectomies among antenatally couple counseled of traditional neonatal uvulectomy [32(31.07%)] and proportion of no uvulectomies among not antenatally couple counseled of traditional neonatal uvulectomy [4(3.88%)]. Based on the comment, this finding has just been emphasized both in the abstract and conclusion sections of the revised version manuscript as shown by the yellow highlighted text, page 3 & 21.

Reviewer Comment:‘After I delivered at home, all the men and women who helped me during the birth were dealing with the essence of contacting traditional uvulectomy practitioners if my kid becomes irritable despite good breastfeeding. This is because nowadays elongated uvula is chiefly characterized by irritability rather than decreased breastfeeding. Then, I experienced traditional uvulectomy when I was in trouble of the kid’s spontaneous crying despite its successful breastfeeding’ – what does this mean? The statements of the qualitative responses are hard to interpret in general. Could there be a better way of including this information? Most of the statements are very valuable, but they are rather long. I would suggest a major revision of the paper to make this information more easily digestible.

Authors’ response: Great thanks! Having this comment, we thoroughly read every sentence based on which we tried to make it specific and concise for more easily digestible transfer of the required information. The above statements are restated as below.

‘After I gave birth at my home, all the nearby people told me the essence of contacting traditional uvulectomy practitioners when my neonate becomes irritable, which is a warning signal of uvular swelling and elongation. Then, my neonate was done uvulectomy to get relieved of its repetitive spontaneous crying which I believed to be caused from uvular swelling and elongation’

Improvement has been included to the revised version manuscript as shown by the yellow highlighted text of the results section, subsection of ‘Factors associated with traditional neonatal uvulectomy’, page 15.

Reviewer comment:Table 5 says “Neonatal age at uvulectomy n=67”; does this mean that only 67 of the 422 mothers answered this question?

Authors’ response: Definitely! Out of the 422 mothers, there were only 67 mothers whose neonates were done uvulectomy and hence“Neonatal age at uvulectomy n=67” means only 67 of the 422 mothers answered this question.

Reviewer comment: Forty percent of information about traditional uvulectomy comes from traditional uvulectomy surgeons (!). Is there a way to counsel them and if so, could this be discussed in the discussion?

Authors’ response: Acknowledging the reviewer’s comment about the way to counsel traditional uvulectomy surgeons and discussion of the counseling message, there was no any possible means of accessing the traditional practitioners due to hospital based nature of the study, and it has been explained as limitation of the study.

Improvement has been incorporated within discussion section of the revised version manuscript, pages 20 & 21 as shown by the yellow highlighted text.

Reviewer Comment:The likelihood of traditional uvulectomy among neonates whose mothers and fathers received counseling of traditional uvulectomy during postnatal visit was 89.9% lower than those whose parents weren’t couple counseled [AOR= 0.101; 95% CI: 0.02, 0.65]. This finding was supported by a key informant who said: ‘Just in front of our kid at post natal room, my husband and me were advised of the life threatening septic and hemorrhagic complications of traditional neonatal uvulectomy which we had never known before. It was heart touching to hear the advice in front of our kid. Since then, we promised never to experience traditional uvulectomy for our kid’. This seems to contradict with the information given in Table 2. In Table 2, 63% received neonatal counseling, yet they all had traditional uvulectomy.

Authors’ response: Acknowledging your concern about the role of neonatal counseling relative to traditional uvulectomies, the statistics 103(63%) refers to those mothers who received antenatal counseling about traditional uvulectomy and only 7(6.5%) of them experienced uvulectomy for their neonates as can be seen from the cross-tabulation in table 7, page 18 of the revised version manuscript. Moreover, regarding postnatal couple counseling, which is the concern of this comment, only 8 (6.30%) of the neonates whose parents couple counseled of uvulectomy, were done uvulectomy as displayed in table 6, page 17 of the revised version manuscript. Therefore, as to our understanding, the two sentences supplement each other.

Reviewer Comment: With all comments taken into account, the discussion should be revised and resubmitted for further review. Most importantly, the results and consequences of current practice should be discussed. There are many potential limitations including several biases (selection bias, inclusion bias, reporting bias,) that should be discussed.

Authors’ response: We are really convinced of the reviewer’s comments regarding discussion. Thus, based on the comment, current results and consequences of traditional neonatal uvulectomy are discussed. Moreover, clear briefing of programmatic implications for significant factors has been incorporated in the revised version manuscript. The potential limitations including several biases (selection bias, inclusion bias, reporting bias,) have also been discussed.

The detailed modification has been made to the original manuscript as can be seen from the yellow highlighted text, pages 18- 21 of the revised version manuscript.

Other minor comments:

Reviewer Comment (Introduction): “There are divergent views to the reason as well as its overall benefit in these countries.” This statement seems taken out of the air without references or examples.

Authors’ response: We found this comment with greatest relevance because it helps readers understand where this message sourced from. Hence, referring to the endnote library, the appropriate reference has been given to the aforementioned statement as shown by the yellow highlighted reference within the square bracket on page 3 of the revised version manuscript.

Reviewer comment (Table 1): I assume the 4th line under husband’s educational status should say college/university instead of secondary education twice.

Authors’ response: Absolutely right! The 4th line under husband’s educational status should say college/university instead of secondary education twice. Hence, the second ‘secondary education’ has been replaced by college/university as shown by the yellow highlighted text on page 9 of the revised version manuscript.

Reviewer Comment (Results): “Neonates’ failure to breast feed 16 (23.9%) was the most reported indicator of elongated uvula (Figure 2).” What do the authors mean by this?

Authors’ response: Certainly! This comment could have been explained in the original manuscript. Hence, the following correction has been included to the revised version manuscript as shown by the yellow highlighted text, pages 14.

“In the study area, the community mistakenly attributes nearly all neonatal illnesses to uvular swelling and elongation [10, 25]. Thus, ill neonates are often subjected to traditional uvulectomy for misconceived cure. Mothers suspect uvular swelling and elongation when their neonates develop different nonspecific symptoms, which are here considered as maternal perceived indicators of uvular swelling and elongation. Mothers of the uvulectomies [67 (15.9%)] were asked whether they had perceived their own signals (indicators) of uvular swelling and/ elongation. And majority of the mothers reported that their neonates failed to breastfeed [16 (23.9%)] followed by fever (18.7%), irritability (17.3%), vomiting (15.1%), perioral dryness (13.7%) and others (6.5%) as displayed by Figure 2.

Reviewer Comment (Table 6): I would suggest removing the significance from the bottom and just adding an extra column with p-values.

Authors’ response: Removing the significance from the bottom of the regression table, we have just added an extra column with p-values as shown by the yellow highlighted column of the regression table, page 17 of the revised version manuscript.

Reviewer comment (Discussion): tried to address … suggest to change to ‘addressed the’

Authors’ response: Certainly! According to the given suggestion, ‘tried to address’ has been changed to ‘addressed the’, as can be noticed from the yellow highlighted text in the discussion section, first paragraph, page 18 of the revised version manuscript.

Reviewer comment (Figures): The Figures are not very informative to me. Please reconsider the information provided.

Authors’ response: Definitely! Based on the comment, the figures have been reconsidered to make them informative. Besides, informative textual explanation has been given to the figures as indicated by the yellow highlighted text of the results section, subsection of the burden of post uvulectomy admission rate, pages 14 & 15.

Textual suggestions

Reviewer Comment: In general, the quality of the English is poor; I would suggest a language revision by a preferably native English speaker.

Authors’ response: Undoubtedly! From repeated proof-reading of the manuscript, we found several grammatical errors, interlinings, police titles, punctuation errors, wordings and spelling errors. Therefore, finding our colleague who has Masters of Arts in English, we have tried our best to thoroughly copyedit the manuscript for English language usage. These changes are found throughout the revised version manuscript.

Reviewer Comment (disadvantages) suggest to remove

Authors’ response: The authors strongly agreed with the suggested removal of “disadvantages” from throughout the manuscript and its replacement with ‘adverse effects’.

Improvement can be appreciated from throughout the revised version manuscript as can be seen by the yellow highlighted ‘adverse effects’ .

Reviewer Comment:Top of page 5 ‘literatures” suggest to change to ‘studies’

Authors’ response: Very important comment it is! Thus, ‘literatures’ has been changed to ‘studies’ as per the given comment.

Amendment can be appreciated from methods section, measurement and data collection procedure subsection, page 5 of the revised version manuscript as shown by the yellow highlighted text.

Reviewer Comment: ? DTGH – change to ‘the hospital’

Authors’ response: we strongly agree with the raised comment and hence the abbreviation ‘DTGH’ has been changed to ‘Debre Tabor General Hospital’ as shown by the yellow highlighted text at various page numbers of the revised version manuscript.

Reviewer Comment Punctuation should be consistently checked; consistency of capitals (i.e. Table 1, Figure 1, etc.) and (n=xx, xx%) in correct form.

Authors’ response: We have no doubt with this comment! Hence, consistency of capitals and punctuation has been checked throughout the revised version manuscript as can be seen from the yellow highlighted Table and Figure titles.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Ju Lee Oei

5 May 2020

PONE-D-20-01248R1

The burden of traditional neonatal uvulectomy among admissions to neonatal intensive care units, North Central Ethiopia, 2019: A triangulated crossectional study

PLOS ONE

Dear Mr. Alebachew,

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The manuscript is much improved. However, please edit it for minor grammatical details and presentation. For example, two decimal points are not needed in many of the results.

==============================

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Reviewers' comments:

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Reviewer #2: All comments have been addressed

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Reviewer #2: Thank you for addressing all my comments. Well done.

Good luck with the further counseling of (future) parents.

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PLoS One. 2020 Jul 9;15(7):e0234866. doi: 10.1371/journal.pone.0234866.r004

Author response to Decision Letter 1


2 Jun 2020

Response letter

Dear academic Editor (Ju Lee Oei)

After going through the entire revised version manuscript, you forwarded your constructive editorial comments which we missed to touch. Therefore, we are glad enough to express our sincerest thanks for your constructive comments that could help improve novelty of our effort.

Editorial comment: The manuscript is much improved. However, please edit it for minor grammatical details and presentation. For example, two decimal points are not needed in many of the results.

Authors’ response: It is really a comment of relevance in increasing readability of the paper through conveying the key messages in an intelligible and easily understandable language. Therefore, the manuscript is again revised for the required grammatical details and presentation of results. Results are now consistently presented with two decimal points which could show higher precision than a single decimal point.

All the improved changes are incorporated to the second revised version manuscript as shown by the yellow highlighted text in the tracked version of the revised manuscript.

Thank you in advance!

Wubet Alebachew

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Ju Lee Oei

4 Jun 2020

The burden of traditional neonatal uvulectomy among admissions to neonatal intensive care units, North Central Ethiopia, 2019: A triangulated crossectional study

PONE-D-20-01248R2

Dear Dr. Alebachew,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Ju Lee Oei

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Ju Lee Oei

8 Jun 2020

PONE-D-20-01248R2

The burden of traditional neonatal uvulectomy among admissions to neonatal intensive care units, North Central Ethiopia, 2019: A triangulated crossectional study

Dear Dr. Alebachew Bayih:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

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on behalf of

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. (Questionnaire): A structured questionnaire used for interviewing selected mothers about traditional neonatal uvulectomy, North Central Ethiopia, DTGH, 2019.

    (DOCX)

    S2 File. (Interview guide): A structured interview guide used for interviewing selected key informant mothers about their perception and experience of traditional neonatal uvulectomy, DTGH, North Central Ethiopia, 2019.

    (DOCX)

    Attachment

    Submitted filename: Review PO.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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