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. 2020 Jul 28;12:1758835920940939. doi: 10.1177/1758835920940939

Targeting the PI3K/Akt/mTOR pathway in estrogen-receptor positive HER2 negative advanced breast cancer

Pauline du Rusquec 1, Cyriac Blonz 2, Jean Sebastien Frenel 3, Mario Campone 4,
PMCID: PMC7388095  PMID: 32782489

Abstract

Recently many therapeutic classes have emerged in advanced hormone receptor-positive breast cancer, which is the leading cause of cancer death in women. In absence of visceral crisis, treatment relies on endocrine therapy combined with cyclin dependent kinase 4 and 6 inhibitor. Many mechanisms lead to resistance to endocrine therapy, including the activation of intracellular signaling pathways critical for cell survival. Approximately 70% of breast tumors harbor an alteration in the phosphoinositide 3 kinase (PI3K)/Akt pathway, leading to its hyper activation. This pathway is involved in the regulation of growth, proliferation and cell survival as well as in angiogenesis and is consequently a major target in the oncogenesis. An aberrant PIK3CA mutation is a common phenomenon in breast cancer and found in approximately 40% of patients with advanced hormone receptor-positive breast cancer. For the moment, the only positive trials showing a progression free survival benefit in this population are BOLERO-2 (2012), SOLAR-1 (2019), which tested everolimus, a mammalian target of rapamycin inhibitor, and alpelisib, a PI3K inhibitor, and led to their marketing authorization. However, many other inhibitors of this pathway are promising; nevertheless their development is actually limited by toxicity, mainly cutaneous (rash), digestive (diarrhea) and endocrine (diabetes).

Keywords: endocrine resistance, HR positive advanced breast cancer, PIK3 mutations, PI3K/Akt/mTOR inhibitor, PI3K/Akt/mTOR pathway

Introduction

Breast cancer is the most common cancer in women (2.4 million cases) and the leading cause of cancer deaths (520,000 deaths, of which more than 40,000 per year in the US).1,2 In the metastatic setting, the median overall survival (OS) is around 3 years, regardless of hormonal status or HER2 and the 5-year survival rate is only 25.9%.3 Metastatic disease remains incurable despite the latest therapeutic advances and recent data suggesting an improvement in OS.4 The challenge of treatment is to prolong survival and control the symptoms of the disease while respecting the quality of life.

Around 70% of breast cancers are luminal estrogen receptor-positive, HER2-negative (ER+ HER2−) subtype.5 For this subtype, endocrine therapy (ET) is the core treatment unless there is a visceral crisis or a proof of endocrine resistance. For postmenopausal women, ET includes Selective Estrogen Receptor Modulator (tamoxifen or toremifene), Selective Estrogen Receptor Down-regulator (fulvestrant), non-steroidal aromatase inhibitor (anastrozole and letrozole) and steroidal aromatase inhibitor (exemestane). For pre-menopausal patients, Ovarian Function Suppression (gonadotropin-releasing hormone agonists such as goserelin) or ovarian ablation (with radiation or surgery)6 is combined with ET of postmenopausal women.

Endocrine resistance and tumor progression eventually occurs after exposure to first line ET, with a median time of exposure of 1 year.7 In addition, the efficacy of ET drops with each subsequent line: clinical benefit rate of fulvestrant or aromatase inhibitor (AI) is 70% versus 30% as frontline and second line or above respectively. Endocrine resistance encompasses different situations: primary resistance (progression of disease within the first 6 months of first-line) or secondary resistance (progression disease after 6 months of exposure).

Several mechanisms involved in endocrine resistance have been discovered.8 Dysregulation of activating signal transduction pathways such as that of the Epidermal Growth Factor Receptor or the Insulin Growth Factor Receptor. Dysregulation of the phosphoinositide 3 kinase (PI3K)/Akt/mammalian target of rapamycin (mTOR) pathway is particularly involved in the case of secondary endocrine resistance like dysregulation of the cell cycle involving the cyclin D/cyclin dependent kinase 4 and 6 (CDK4/6)/Rb pathway.9

This led to the strategy of combination therapies associating ET and targeted therapies like PI3K pathway inhibitors or CDK4/6 inhibitors. Palbociclib, a CDK4/6 inhibitor (CDK4/6i), is approved in combination with letrozole or fulvestrant for the treatment of postmenopausal women with advanced HR+ HER2– breast cancer. Pre/peri-menopausal patients received also a luteinizing hormone releasing hormone agonist.

First in class, the PALOMA-1/TRIO-18 trial showed that the addition of palbociclib to letrozole significantly prolonged progression-free survival (PFS) as compared with letrozole alone as first line therapy (median PFS 20.2 months versus 10.2 months [hazard ratio, 0.49; 95% confidence interval (CI): 0.32–0.75; p = 0.0004]10 with no OS benefit in the whole population but a trend towards it in the endocrine sensitive one.11 Second, MONARCH 2 and MONALEESA 3 demonstrated similar PFS benefit with abemaciclib and ribociclib with a benefit in OS as the first or second line of treatment of postmenopausal patients. In addition, an OS benefit has been shown in premenopausal women with frontline ribociclib in the MONALEESA 7 trial: median OS 40.9 months in the placebo arm versus not reached in the ribociclib arm (hazard ratio, 0.71; 95% CI: 0.53–0.84).12 Based on these studies, international guidelines now recommend a combination of endocrine therapy and a CDK4/6i (palbociclib, ribociclib or abemaciclib) for HR+, HER 2– advanced breast cancer with no sign of visceral crisis from the first line or later if the patient had already had ET for their metastatic disease.12

However, resistance to CDK4/6 inhibitors is unavoidable in most patients, prompting the exploration of resistance pathways to these treatments. Among the various possible causes of resistance to CDK4/6is, pathological activation of the PI3K/Akt/mTOR pathway has been demonstrated.1315

The PI3K/Akt/mTOR pathway in estrogen-receptor positive breast cancer

PI3K/Akt/mTOR is one of the major intracellular signaling pathways. The PI3K signaling regulates diverse cellular functions, including cell proliferation, survival, translational regulation of protein synthesis, glucose metabolism, cell migration and angiogenesis.16 Resistance to different therapeutic classes, including chemotherapy, ET and anti-HER2 therapies, are linked to the constitutive activation of the PI3K pathway.17 The PI3K/Akt/PTEN/mTOR pathway is activated in approximately >70% of HR+ breast cancers through AKT1 mutation, loss of PTEN or PI3K activator mutation.18 Discovered in the 1980s, PI3Ks are a family of lipid kinases that phosphorylate the 3′- hydroxyl group of phosphatidylinositols at the level of the plasma membrane.19 PI3K can be divided into three classes of enzyme isoforms (I–III) according to the coding genes, to their substrate preference and structure.20 Class I PI3Ks is composed of class IA and class IB. Class IA PI3Ks are heterodimers consisting of two subunits: a catalytic subunit (p110α, p110β, p110δ) is stabilized by dimerization with a regulatory subunit (p85α, p55α, p50α, p85β, p55γ), forming complexes that are activated downstream of receptor tyrosine kinases. The different isoforms of PI3K have various tissue distributions that inform the expected activity and toxicity profile. The α and β isoforms are ubiquitously expressed and regulate a wide range of physiological processes. The γ and δ isoforms, on the other hand, are preferentially expressed in leukocytes and control different aspects of immune responses (in particular in autoimmune toxicities), explaining the interest of their combination with immune checkpoint inhibitors. The central role in this pathway is played by class IA PI3Ks, which phosphorylates phosphatidylinositol-4,5-bisphosphate (PI-4,5-P2) to generate phosphatidylinositol-3 (PIP3),4,5. This subtype is the type most clearly involved in the development of human cancer.21 PIP3, which subsequently leads to the phosphorylation of AKT, a serine/threonine kinase with three isoforms (AKT1, AKT2 and AKT3). AKT is a downstream target of the PI3K pathway and plays a major role in the survival, growth, proliferation and metabolism of glucose in cells.22 Activated AKT induces the activation of the mTOR pathway. mTOR is an atypical serine/threonine protein kinase composed by two distinct protein complexes named mTOR complex 1 (mTORC1) and 2 (mTORC2).23 mTORC1 is highly sensitive to rapamycin and promotes cell growth and cell cycle progression by inducing anabolic processes and inhibiting catabolic processes, respectively. mTORC2 responds to growth factors and regulates metabolism and cell survival, as well as the cytoskeleton. These two complexes mTORC1 and mTORC2 are downstream and upstream of Akt, respectively.24 Activation of the PI3K/Akt/mTOR pathway, which promotes cell proliferation and induces inhibition of pro-apoptotic proteins, is an essential element in the control of cell growth and survival.25 The signal is turned off by PTEN (Phosphatase and TENsin homolog, deleted on chromosome 10), which is a tumor suppressor gene, by dephosphorylating PIP3 to PI-4,5-P2 inhibiting activation of AKT. The PI3K/Akt/mTOR and estrogen-receptor pathways crosstalk by direct or indirect interaction (Figure 1): signaling through the first activates estrogen independent ER transcriptional activity that promotes cell multiplication. Next to it, activation of the estrogen pathway triggers the synthesis of many components of the PI3K/Akt/mTOR pathway.13,26

Figure 1.

Figure 1.

Targeting the PI3K/Akt/mTOR pathway.

Akti, capivasertib, ipatasertib; Dual PI3K & mTORi, dactolisib, samotolisib; mTOR1/2i, everolimus, temsirolimus, ridafarolimus; PI3Ki: alpelisib, buparlisib, pictilisib, tazelisib, pilarlisib.

Hyperactivation of the PI3K pathway can occur through several mechanisms: mutation of PI3K (catalytic domain, or helical), loss of PTEN function (deletion or loss of expression, epigenetics), AKT mutation or by the regulatory function of proteins TSC1/TSC2 (tuberous sclerosis complex). The most frequent mutations observed in PIK3CA are clustered in hotspots affecting the helical (exon 9) and kinase (exon 20) domains of the protein.27 PIK3CA mutation frequency varied by subtype of breast cancer: 30–50% of advanced ER+ HER2− breast cancers have an activating PIK3CA mutation; however, PIK3CA is mutated less frequently in ER-negative breast cancers, except for androgen receptor-positive, triple-negative breast cancers (Figure 2).28,29 The clinical development of pan-Class I PI3K inhibitors including buparlisib (BKM120),30 pilaralisib (XL147)31 and pictilisib (GDC-0941)32 has been limited by major toxicities and modest clinical efficacy. The clinical development of these agents has been stopped.33 Isoform-specific inhibitors have allowed these treatments to be given at higher active doses with fewer side effects.34 Thus far, the most successful PI3K inhibitor clinically is alpelisib, which selectively inhibits p110α at least 50 times more than other isoforms.35

Figure 2.

Figure 2.

PIK3CA mutation frequency by molecular subtype of breast cancer.

Genomic E-R ABC, Genomic Landscape of Endocrine-Resistant Advanced Breast Cancers; TCGA: The Cancer Genome Atlas

Pivotal clinical trials targeting the PI3K/Akt/mTOR pathway in estrogen-receptor positive breast cancer

Targeting the PI3K/Akt/mTOR pathway involves mTOR inhibitors, PI3K inhibitors, AKT inhibitors or dual mTOR/PI3K inhibitors (Table 1).3652 Here we detail the phase I to III trials targeting each class with their clinical outcomes and toxicity profile.

Table 1.

Summary of phases I–II–III trials with PI3K_AKT inhibitors in HR positive advanced breast cancer.

Class SMI Study NCT Phase and trial design Population number Patient population Treatment PFS (months) OS (months) ORR Toxicity (Grade 3 and Grade 4 AEs) in experimental arm
PI3K p110α isoform Alpelisib
(BYL719)
SOLAR-136 NCT02437318 III randomized, double-blind placebo-controlled, multicenter N = 572
Cohort PIK3CA-mut: n = 341
Cohort PIK3CA-WT n = 231
Postmenopausal ER+, HER2− ABC progressing after prior ET Alpelisib (300 mg/d) or placebo + fulvestrant* Alpelisib: 11 
Control: 5.7 
HaR = 0.65, p < 0.0001
N/A Alpelisib+fulvestrant: 26.6%
Placebo+fulvestrant: 12.8%
Hyperglycemia 36.6%
Rash 9.9%
Diarrhea 6.7%
Mayer et al.37 NCT01791478 Ib open-label study N = 26
Cohort PIK3CA-mut: n = 16
Cohort PIK3CA-WT n = 10
Postmenopausal ER+, HER2− ABC progressing on/after prior ET Alpelisib (300 mg/d) + letrozole (2,5 mg/d) N/A N/A PIK3CA-mut. 25%
PIK3CA-WT 10%
Diarrhea 10%
Hyperglycemia 10%
AST/ALT elevation 5%
Juric et al.38 NCT01219699 Ib open-label study N = 87
Cohort PIK3CA-mut: n = 49
Cohort PIK3CA-WT n = 32
UK status n = 6
Postmenopausal ER+, HER2− ABC progressing on/after prior ET Alpelisib (starting at 300 mg/d) + fulvestrant* PIK3CA-mut., 9.1
PIK3CA-WT, 4.7
N/A PIK3CA-mut. 29%
PIK3CA-WT 0%
Hyperglycemia 22%
Maculopapular rash 13%
Rash 8%
Rugo et al.39 NCT02437318 II open-label non-comparative study N = 100
Fulvestrant cohort n = 64
Letrozole cohort n = 36
Men and women with PIK3CA-mut. ER+, HER2– ABC progressing on/after CDKi + ET Alpelisib (300 mg/d) + fulvestrant*
or
Alpelisib + letrozole (2.5 mg/d)
N/A N/A 20% fulvestrant and 18% letrozole Hyperglycemia 38.1% (fulvestrant) and 27.8% (letrozole)
Rash 4.8% (fulvestrant) and 27.8% (letrozole)
Sharma et al.40 NCT02379247 I/II N = 43
Cohort PIK3CA-mut.: n = 19
Cohort PIK3CA-WT: n = 23
HER2– ABC, after one line of CT, ER+ or not Alpelisib (250 mg, 300 mg, 350 mg/d) + nab-paclitaxel (100 mg/m2 d 1, 8, 15 every 28 d) PIK3CA-mut., 13
PIK3CA-WT, 7
HaR = 0.39, p = 0.03
N/A 57% Neutropenia 31%
Hyperglycemia 29%
Anemia 12%
Diarrhea 7%
Juric et al.41 NCT01872260 Ib/II three-arm study N = 98
Arm LEE+LET: n = 41
Arm BYL+LET: n = 21
Arm LEE+BYL+LET: n = 36
Postmenopausal women with ER+, HER2– ABC Letrozole (2.5 mg/d) + escalating doses of LEE qd [(300–500 mg) 3-wks-on/1-wk-off)] or BYL (200–250 mg) N/A N/A 16/27 evaluable patients Nausea 6%
Hyperglycemia 17%
Neutropenia 22%
Fatigue 11%)
Pan-PI3K
inhibitors
Buparlisib
(BKM120)
BELLE-243 NCT01610284 III randomized, double-blind, placebo-controlled, multicenter study N = 1147
Buparlisib+fulvestrant: n = 576
Placebo + fulvestrant: n = 571
HER2– ER+ ABC progressing on/after prior ET and after up to one line of CT Fulvestrant*± buparlisib (100 mg/d) Buparlisib: 6·9
Placebo: 5
HaR = 0·78, p = 0·00021
N/A Buparlisib: 11.8%
Placebo: 7.7%
Increased ALT 25%
Increased AST 18%
Hyperglycemia 15%
Rash 8%)
BELLE-342 NCT01633060 III randomized, double-blind, placebo-controlled, multicenter study N = 432
Buparlisib: n = 289
Placebo: n = 143
HER2– ER+ ABC progressing on/after prior ET and mTOR inhibitors Fulvestrant (500 mg) ± buparlisib (100 mg/d) Buparlisib: 3.9
Placebo: 1.8
HaR = 0·67, p = 0.003
N/A Buparlisib: 8%
Placebo: 2%
Increased ALT 22%
Increased AST 18%
Hyperglycemia 12%
Hypertension 16%
Fatigue 3%
BELLE-444 NCT01572727 II/III randomized, double-blind, placebo-controlled, multicenter study N = 416
Buparlisib: n = 209
Placebo: n = 207
HER2– ABC, ER+ (73%) or not, no prior CT for ABC; prior ET allowed Paclitaxel (80 mg/m2 per wk) in 28-day ± buparlisib (100 mg/d) Buparlisib + paclitaxel: 8.0
Placebo + paclitaxel: 9.2
HaR = 1·18
N/A Buparlisib + paclitaxel: 22.6%
Placebo + paclitaxel: 27.1%
Neutropenia 14.9%
Hyperglycemia 8.9%
Rash 7.9%
Increased ALT 6.9%
Fatigue 5.9%
Diarrhea 5.4%
Alopecia 5.0%
PI3K p110α isoform Taselisib
(GDC-0032)
SANDPIPER45 NCT02340221 III randomized, double-blind, placebo-controlled, multicenter study N = 516
Taselisib: n = 340
Placebo: n = 176
Postmenopausal women with ER+, HER2– ABC progressing on/after prior ET Fulvestrant*± taselisib (4 mg/qd) Taselisib: 7.4
Placebo: 5.4
HaR = 0·7, p = 0.0037
N/A Taselisib: 28%
Placebo: 11.9%
Diarrhea 12%
Hyperglycemia 10%
Colitis 3%
Stomatitis 2%
Dickler et al.46 NCT01296555 II open-label N = 60
Cohort PIK3CA-mutation: n = 20
Cohort PIK3CA-WT: n = 27
UK status: n = 13
Postmenopausal women with ER+, HER2– ABC, progressing after ⩾1 ET line Fulvestrant*+ taselisib (6 mg/d) IK3CA-mut., 7.6
PIK3CA-WT, 5.4
UK status, 5.3
PIK3CA-mut., 19.2
PIK3CA-WT, 27
UK status, N/A
PIK3CA-mut.: 38.5%
PIK3CA-WT: 14.3%
UK status: 20%
Colitis 13.3%
Diarrhea 11.7%
Hyperglycemia 6.7%
Saura et al.47 NCT01296555 Ib dose escalation study N = 28 ER+, ABC, postmenopausal women
progressing after ⩾1 ET line
Letrozole (2.5 mg) + taselisib (6–9 mg/d) N/A N/A PIK3CA-mut.: 38%
PIK3CA-WT: 9%
Diarrhea 14%
Hyperglycemia 7%
Mucosal inflammation 7%
PIPA48 NCT02389842 Ib/II three-arm study N = 24 ER+, HER2– ABC, with PIK3CA-mut., progressing after ⩾1 ET line Taselisib (2 mg/d) + fulvestrant* + palbociclib (125 mg/d on a 3/1 scheme) 7.9 N/A 33% Neutropenia 57%
Rash 11%
Pan- PI3K
inhibitors
Pictilisib
(GDC-0941)
PEGGY49 NCT01740336 II randomized, placebo-controlled N = 183
Pictilisib: n = 91
Placebo: n = 92
ER+, HER2– ABC, first-/second-line CT Paclitaxel (90 mg/m2 weekly for 3 weeks in every 28 d) + 260 mg pictilisib or placebo (daily on days 1–5 every week) Pictilisib: 8.2
Placebo: 7.8
HaR = 0·95, p = 0.83
N/A Pictilisib: 22%
Placebo: 19.6%
67%
Neutropenia> peripheral neuropathy> anemia> diarrhea
FERGI50 NCT01437566 II randomized, double-blind, placebo-controlled, multicenter study Part 1: n = 168
Part 2: n = 61
HER2– ER+ ABC progressing after ET and only PIK3CA-mut. for Part 2 Fulvestrant* ± pictilisib (340 mg/d in Part 1 or 260 mg/d in Part 2) Part 1: Pictilisib: 6.6
Placebo: 5.1
HaR = 0·74, p = 0.096
Part 2: Pictilisib: 5.4
Placebo: 10
HaR = 1·07, p = 0.84
N/A Part 1:
Pictilisib: 7.9%
Placebo: 6.3%
Part 2:
Pictilisib: 7.3%
Placebo: 5%
HaR = 1·07, p = 0.84
Part 1/Part 2
Maculopapular rash 9%
Diarrhea 8%
increased ALT 5%
Fatigue 8%
Pan-Akt inhibitors Capivasertib
(AZD5363)
FAKTION51 NCT01992952 II randomized, double-blind, placebo-controlled, multicenter study N = 140
Capivasertib: n = 69
Placebo: n = 71
Postmenopausal ER+, HER2− ABC progressing on/after prior ET Fulvestrant*± capivasertib [(400 mg t/d) 4-d-on/3-d-off] Capivasertib: 10.3
Placebo: 4.8
HaR = 0·58, p = 0·0018
Capivasertib: 26.0
Placebo: 20.0
HaR = 0·59, p = 0·071
Capivasertib: 29%
Placebo: 8%
Hypertension 32%
Diarrhea 14%
Rash 20%
Infection 6%)
BEECH52 NCT01625286 Ib (Part A) open label;
II (Part B) randomized, placebo-controlled, double-blind
N = 148
Part A: n = 38
Part B: n = 110
ER+ HER2– ABC, no prior CT, PIK3CA-mut. or not Part A: paclitaxel 90 mg/m2 (d 1, 8 and 15 of a 28-d cycle) + escalating doses of capivasertib
Part B: paclitaxel ± capivasertib (400 mg b.i.d. 4 d on/3 d off)
Capivasertib: 10.9
Placebo: 8.4
HaR = 0·80, p = 0·308
N/A Part A: 10.5%
Part B:
Placebo: 57%
Capivasertib: 59%
Diarrhea 10%
Hyperglycemia 10%
AST/ALT elevation 5%
*

Fulvestrant 500 mg by IM injection at cycle 1, days 1 and 15, and then on day 1 of each subsequent 28-day cycle.

ABC, advanced breast cancer; AI, aromatase inhibitor; CT, chemotherapy; d, day; ER+, estrogen receptor positive; ET, endocrine therapy; HER2−, HER2 negative; HaR, hazard ratio; LET, letrozole; N/A, not applicable; NCT, Clinical Trials.gov identifier; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; PIK3CA-mut., mutation in the PIK3CA gene; SMI, small molecule inhibitor; wk, week; WT, wild-type.

mTOR inhibition

The HORIZON study was designed to study the benefit of the addition of temsirolimus, a selective mTORC1 inhibitor, to letrozole in postmenopausal women with HR-positive locally advanced or metastatic breast cancer with no prior exposure to AIs for unresectable or metastatic disease.53 Patients were eligible if their disease did not relapse during the first year following the completion of adjuvant ET. PFS was comparable in both groups (hazard ratio, 0.90; 95% CI: 0.76–1.07; p = 0.25) with no improvement in the temsirolimus group. The same results were observed for OS. In addition, PFS was similar in patients with or without prior adjuvant endocrine therapy (hazard ratio, 0.84; 95% CI: 0.66–1.08; hazard ratio, 0.87; 95% CI: 0.69–1.11, respectively). The authors report also a slight but significant benefit of the combination in patients younger than 65 years (median PFS, 9.0 versus 5.6 months; hazard ratio, 0.75; 95% CI: 0.60–0.93; p = 0.009). This drug led to a significant increase in grade 3 and 4 adverse events with temsirolimus (37% versus 24%), including hyperglycemia, diarrhea, mucositis/stomatitis and hyperlipidemia.

The clinical benefit of everolimus, a rapamycin derivative that inhibits specifically mTORC1, was proven in the randomized phase III, placebo controlled BOLERO-2 trial.54 A total of 724 patients with HR-positive locally advanced or metastatic breast cancer that relapsed or progressed while receiving previous therapy with a non-steroidal AI in the adjuvant setting or to treat advanced disease (or both) were included. Primary endpoint was PFS with a significant benefit for the everolimus arm: hazard ratio 0.43; 95% CI: 0.35–0.54; p < 0.001. Median PFS survival was 10.6 versus 4.1 months, according to central assessment (hazard ratio 0.36; 95% CI: 0.27–0.47; p < 0.001). OS was similar in both groups: 31.0 (everolimus group) versus 26.6 months (placebo group) (hazard ratio, 0.89; 95% CI: 0.73–1.10; p = 0.14).55

PI3K inhibition

The hypothesis of the BELLE-3 trial was that resistance to mTOR inhibitors is potentially due to a feedback activation of the PI3K/Akt/mTOR pathway. Buparlisib is a pan-Class I PI3K inhibitor. The trial included patients who progressed on or after ET combined with mTOR inhibitors. Median PFS was low in both groups but significantly longer in the buparlisib plus fulvestrant versus placebo plus fulvestrant group: 3.9 versus 1.8 months (hazard ratio 0.67, 95% CI: 0.53–0.84, one-sided p = 0.00030), respectively.42 However, it was decided by the trial sponsor that development of the safety profile of buparlisib was inadequate with further investigations and the sponsor stopped its development, in particular due to psychiatric side effects of depression and anxiety. Subgroup analyses showed a greater benefit in the population with PIK3CA mutation in the ctDNA: hazard ratio 0.46 (95% CI: 0.29–0.73); p = 0.00031 versus hazard ratio 0.73 (95% CI: 0.53–1.00); p = 0.026. These results support future trials testing α-selective PI3K inhibitors in combination with ET in patients with PIK3CA mutations.

In the SOLAR-1 trial all patients had received AI during adjuvant therapy or advanced disease and were considered endocrine-resistant as they relapsed during ET or within the 12 months following its completion. Patients were included in two cohorts based on PIK3CA mutation and were randomized to receive fulvestrant plus alpelisib or placebo. Primary end-point was the PFS in the PIK3CA-mutated patient group. In total, 341 of the 572 patients (59%) with HR-positive HER2 negative advanced breast cancer included in the SOLAR-1 trial had confirmed PIK3CA mutation.36 After a median follow-up of 20 months, median PFS was almost doubled in the alpelisib plus fulvestrant group: 11.0 versus 5.7 months (hazard ratio 0.65; 95% CI: 0.50–0.85; p < 0.001). Overall response (26.6% versus 12.8%) and clinical response (61.5% versus 45.3%) rates were also greater in the combination group. In the cohort of patients without PIK3CA-mutated cancer at the final efficacy analysis the median PFS was 7.4 months in the alpelisib–fulvestrant group and 5.6 months in the placebo–fulvestrant group (hazard ratio 0.85; 95% CI: 0.58–1.25), confirming a lack of benefit in patients without a tumor harboring PIK3CA mutation.

AKT inhibition

Similarly, the addition of the investigational AKT 1-3 isoform inhibitor capivasertib to fulvestrant significantly extended PFS for endocrine resistant HR-positive HER2-negative advanced breast cancer patients in the FAKTION phase II study: PFS was 10.3 months for capivasertib compared with 4.8 months for placebo (hazard ratio, 0.57; 95% CI: 0.39–0.84; one-sided p = 0.0017; two-sided 0.0035).51 However, this benefit of capivasertib over placebo was not consistent with the BEECH trial.52 In this last, patients were also considered resistant to ET and received capivasertib or placebo, in combination with weekly paclitaxel and no ET. Capivasertib was well tolerated. Median PFS in the overall population was 10.9 months with capivasertib versus 8.4 months with placebo (hazard ratio 0.80; 80% CI 0.60–1.06; p = 0.308). The result was not better in the subgroup of PIK3CA mutated patients.

Ipatasertib, another AKT inhibitor, was tested with paclitaxel versus placebo plus paclitaxel as first-line therapy for metastatic triple-negative breast cancer in the LOTUS trial: a multicenter, randomized, double-blind, placebo-controlled, phase II trial.56 PFS was longer in patients who received ipatasertib than in those who received placebo: 6.2 versus 4.9 months (hazard ratio 0.60, 95% CI: 0.37–0.98; p = 0.037), supporting the combination of targeted therapy with chemotherapy. A similar combination will be tested in the IPATunity130 trial: a pivotal randomized phase III trial evaluating ipatasertib + paclitaxel for PIK3CA/AKT1/PTEN-altered advanced breast cancer with both triple-negative and hormone receptor-positive HER2-negative (HR+/HER2–).57

Profile of tolerance and management of side effects

These new treatments have frequent but reversible side effects including hyperglycemia, rash, stomatitis, diarrhea, nausea and fatigue. In the different studies, targeting selectively the PI3Kα isoform decreased the side effects compared with pan-Class I inhibitors. Therefore, in the SOLAR-1 trial evaluating alpelisib (BYL719), an α-specific PI3K inhibitor combined with fulvestrant, the most common grade 3 or 4 adverse events of special interest were hyperglycemia (high blood sugar), rash and diarrhea.58 This toxic profile is similar to other PI3K inhibitors.

Hyperglycemia is a known effect of PI3K pathway inhibitors and is considered an on-target effect. It results partially from the induction of a fasting metabolic state characterized by reduced glucose utilization in favor of fatty acids for energy production. In addition, glucose transport capacity, glycolysis and glycogen synthesis are decreased.59 High blood sugar occurs early around the 15th day in 63.7% of the patients with alpelisib–fulvestrant, leading to an early stopping of the drug in 6.3% of patients. Grade 3 [fasting plasma glucose (FPG) >250–500 mg/dL] and Grade 4 (FPG >500 mg/dL) hyperglycemia were reported in 33% and 3.9% of patients, respectively. Metformin is usually given to manage hyperglycemia in people taking alpelisib–fulvestrant. Hyperosmolar and ketoacidotic states are rare but can occur in patients with pre-existing diabetes.60

Skin toxicity (including (including rash, follicular rash, generalized rash and maculopapular rash) also occurs mostly after 2 weeks of exposure to alpelisib, in around 53.9% of patients (Grade 3/4 in 20.1%). This toxicity was mostly treated with local and/or systemic corticosteroids. Use of anti-rash drugs (antihistamines) prior to the onset of the skin toxicity was associated with a decreased frequency of skin damage (26.7% versus 53.9%). Regarding diarrhea, it occurs later, with a median onset time of 139 days (about 5 months). It was reported in 57.7% (Grade 3/4 in 6.7%). The most commonly used treatments were antipropulsives. Gastrointestinal adverse effects such as diarrhea are regular with metformin. However, in people taking alpelisib with fulvestrant, prescribing metformin did not increase diarrhea. In the case of adverse events requiring a reduction in dose, the dose of alpelisib should be reduced first to 250 mg once daily and then to 200 mg. If dose reduction below 200 mg/day is required, alpelisib should be discontinued.61 The most common side effects that led to stopping taking alpelisib and fulvestrant were hyperglycemia (6.3% of patients) and rash (3.2% of patients).36

Conclusion

To date, the frontline reference treatment for advanced or metastatic HR+ HER2 negative breast cancer is a combination of ET with a CDK4/6i. At progression, targeting the PI3K/Akt/mTOR pathway seems with alpelisib and ET has proven a significant PFS benefit. Management of toxicity, including diarrhea and hyperglycemia, is critical as it may lead to the early cessation of the drug in the case of insufficient management. This will probably limit explorations combining hormone therapy, CDK4/6i and PI3K/Akt/mTOR inhibitor.

Footnotes

Conflict of interest statement: The authors declare that there is no conflict of interest.

Funding: This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.

ORCID iD: Jean Sebastien Frenel Inline graphic https://orcid.org/0000-0002-5273-0561

Contributor Information

Pauline du Rusquec, Department of Medical Oncology, Institut Curie, PSL Research University, Paris, France.

Cyriac Blonz, Department of Medical Oncology, Institut de cancerologie de l’ouest site René Gauducheau, Saint Herblain, France.

Jean Sebastien Frenel, Department of Medical Oncology, Institut de cancerologie de l’ouest site René Gauducheau, Saint Herblain, France.

Mario Campone, Department of Medical Oncology, Institut de cancerologie de l’ouest site René Gauducheau, Saint Herblain, France.

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