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. Author manuscript; available in PMC: 2021 Aug 1.
Published in final edited form as: Surgery. 2020 May 23;168(2):280–286. doi: 10.1016/j.surg.2020.01.005

Effect of Transfer Status on Outcomes of Emergency General Surgery Patients

Jennifer L Philip 1, Dou-Yan Yang 1, Xing Wang 1, Sara Fernandes-Taylor 1, Bret M Hanlon 1, Jessica Schumacher 1, Megan C Saucke 1, Jeffrey Havlena 1, Heena P Santry 2, Angela M Ingraham 1
PMCID: PMC7390656  NIHMSID: NIHMS1551416  PMID: 32456785

Abstract

Introduction:

Transferred emergency general surgery (EGS) patients are a vulnerable, high acuity population. Health and health care utilization outcomes among transferred (TRAN) as compared to directly admitted (DA) patients have primarily been studied using single institution or hospital system data limiting generalizability. We evaluated these outcomes among EGS patients using a national database.

Methods:

We identified encounters of patients aged ≥18 years with an American Association for the Surgery of Trauma-defined EGS diagnosis in the 2008–2011 Nationwide Inpatient Sample (NIS). Multivariable regression analyses determined if transfer status independently predicted in-hospital mortality (logistic regression) and morbidity (presence of any complication among those who survived to discharge; logistic regression), cost (log-linear regression), and length of stay (among those who survived to discharge; log-linear regression) accounting for the NIS sampling design.

Results:

We identified 274,145 TRAN (57,885 unweighted) and 10,456,100 DA (2,187,132 unweighted) encounters. On univariate analysis, TRAN patients were more likely to have higher comorbidity scores, have Medicare insurance, and reside in an area with lower median household income compared to DA patients (p<0.0001). Mortality was significantly higher in the TRAN vs DA groups (4.4% vs 1.6%; p<0.0001). Morbidity (presence of any complication) was also higher among TRAN patients (38.8% vs 26.1%; p<0.0001). Morbidity among TRAN patients was primarily due to urinary- (13.7%), gastrointestinal- (12.9%), and pulmonary-related (13.3%) complications. Median length of stay was 4.3 days for TRAN vs 3.0 days for DA (p<0.0001) patients. Median cost was higher for TRAN patients ($8,935 vs $7,167; p<0.0001). Regression analyses determined that TRAN patients after adjustment had significantly higher mortality, morbidity, and cost as well as longer lengths of stay.

Conclusions:

EGS patients who are transferred experience increased in-hospital morbidity and mortality as well as increased lengths of stay and cost. As the EGS population grows and ages while the EGS workforce declines, the need for interhospital transfers will increase. Identifying risk factors associated with worse outcomes among transferred patients can inform the design of performance improvement initiatives and direct the finite resources available to this vulnerable patient population.

Article Summary

Utilizing a large national database (the Nationwide Inpatient Sample), we demonstrated that EGS patients who are transferred experience significantly increased in-hospital morbidity and mortality as well as increased lengths of stay and cost. As the EGS population grows and ages while the EGS workforce declines, the need for interhospital transfers and performance improvement strategies to care for this vulnerable population with the finite resources available will increase.

Introduction

Patients with emergency general surgery (EGS) conditions, such as appendicitis, cholecystitis, and small bowel obstruction, are a large, growing, and high-acuity population. EGS diagnoses account for over 3 million hospitalizations annually and approximately 7% of all hospital admissions.1,2 In addition, EGS diagnoses are independently associated with poor outcomes, such as higher rates of mortality, complications, lengths of stay, and cost.3,4

Transferred EGS patients represent a particularly high-risk subset of the EGS population.59 However, studies of this patient population are limited because they have excluded non-operative EGS patients, have not examined the impact of interhospital transfer on morbidity or cost, or are single institution studies.59 While interhospital transfers currently account for only 2% of all EGS admissions,5 the rate of surgical patients undergoing interhospital transfer is increasing.5,6 Given the significant and growing burden of this patient population on the healthcare system, a comprehensive examination of the outcomes of transferred EGS patients is warranted.

In this study, we address the need for a national study to evaluate the impact of interhospital transfer on the range of health and health care utilization outcomes experienced by EGS patients. We include both operative and non-operative EGS patients and examine length of stay and cost in addition to in-hospital mortality and morbidity. We also contribute to the existing literature by developing models that account for organizational characteristics of the hospitals that care for EGS patients, as hospital characteristics impact care quality, handoffs, and the transfer process.1013

Methods

Data Source

We analyzed the Nationwide Inpatient Sample (NIS). The NIS database was developed as part of the Healthcare Cost and Utilization Project (HCUP) and is maintained by the Agency for Healthcare Research and Quality. The NIS database is a systematic collection of discharge data from HCUP hospitals and is the largest source of all-payer hospital discharge information in the United States (US).1416 This study was deemed exempt by the University of Wisconsin Institutional Review Board as the NIS is a publicly available database containing de-identified patient information.

Study Population

We identified adult patients (aged ≥18 years) admitted during 2008–2011 on a non-elective basis for EGS conditions as determined by the American Association for the Surgery of Trauma (AAST) International Classification of Diseases, 9th revision, Clinical Modification (ICD-9-CM) criteria.2 The re-design of the NIS sampling strategy, which was implemented in 2012, prevents users from identifying the same hospital in the data before and after 2012. Thus, data from 2008–2011 was utilized in this study. In order to focus specifically on patients who were admitted for an EGS diagnosis, and consistent with previous research, only patients with an AAST EGS-defined diagnosis code listed in the primary diagnosis field were included in our study.5,17,18 The AAST-defined EGS conditions include 309 unique ICD-9-CM codes, which correspond to eleven diagnosis groups (Supplemental Table I).1,2 While these diagnosis groups encompass emergent surgical conditions, included in these groups are vascular and cardiothoracic diagnoses, among others (Supplemental Table I), that may be treated by practitioners from various surgical specialties beyond that of general surgery. However, since the focus of this study was patient outcomes and not the specialty of the provider that administered the care, we elected to utilize the published, endorsed AAST diagnoses to identify our patient population of interest.

We compared health and health care utilization outcomes of EGS patients who were transferred in from another acute care hospital (TRAN) to those directly admitted (DA) (i.e., not transferred in from another acute care hospital). As the NIS database does not allow for patients and outcomes to be tracked between hospital encounters, we excluded patients from the transferred patient group whose discharge destination was to another hospital. Thus, our cohort represents EGS patients during their final encounter, i.e. patients who were either directly admitted or transferred to the hospital from which they were discharged or at which they died (Figure 1). All outcomes and patient- and hospital-level characteristics were assessed at this final patient encounter.

Fig 1.

Fig 1.

Study Population and Outcomes Based on Transfer Status

Outcomes Measured

Our primary outcome was in-hospital mortality. Secondary outcomes were presence of any in-hospital complication, median length of stay (LOS), and median cost. Thirty-three in-hospital complications relevant to EGS patients were identified based on previous literature1928 and grouped into the following eight complication categories: urinary, mechanical wound, infections, pulmonary, gastrointestinal (GI) tract, cardiovascular, procedural, and systemic (Supplemental Table II).

Cost was determined using the total charges and the all-payer inpatient cost to charge (CPICC) ratio or the group average all-payer inpatient cost to charge ratio when CPICC was not available as previously described.18,29,30 Costs were transformed to 2011 US dollars using the price indices from the Gross Domestic Product from the US Department of Commerce Bureau of Economic Analysis.31 The cost multipliers used to estimate adjusted costs were 1.041 for 2008, 1.033 for 2009, and 1.021 for 2010.

Patient-Level Characteristics

Patient-level demographic variables included age, gender, race, expected primary payer, and median household income quartile (Table I). These variables were included to examine the impact of demographic and socioeconomic factors that have been previously shown to influence outcomes of EGS patients.3,17 Census-derived median household income according to a patient’s residential zip code was reported based upon percentage quartiles as predetermined by the NIS (0–25th, 26th–50th, 51st–75th, or 76th–100th). Because of the prevalence of missing race, encounters without race information were included as a ‘missing category.’ Patients with missing values for all other variables in the analysis including the four outcomes of interest (inhospital mortality and morbidity, length of stay, cost) were excluded (weighted n=335,056; 3.0%).

Table I.

Weighted Demographics of Encounters of Emergency General Surgery Patients Directly Admitted versus Transferred in from an Acute Care Hospital in the Nationwide Inpatient Sample (2008–2011)

Variable Study Group
Transferred Directly Admitted P value
(n= 274,145) (n= 10,456,100)
Age in years, mean (CI) 60.1 (59.6–60.6) 58.7 (58.5–58.9) <0.0001
Gender, % (n)
 Male 49.1 (134,702) 45.6 (4,776,937) <0.0001
 Female 50.9 (139,442) 54.3 (5,679,163)
Race, % (n)
 White 60.5 (165,842) 60.5 (6,324,274) <0.0001
 Black 8.0 (21,895) 11.0 (1,154,965)
 Hispanic 5.1 (13,876) 10.2 (1,062,338)
 Other 4.7 (12,930) 4.7 (496,347)
 Missing 21.7 (59,601) 13.6 (1,418,176)
Primary Insurance, % (n)
 Medicare 49.8 (136,627) 44.9 (4,689,935) <0.0001
 Medicaid 10.7 (29,282) 11.1 (1,158,967)
 Private insurance 28.9 (79,106) 30.8 (3,219,442)
 Other 10.6 (29,130) 13.3 (1,387,756)
Median Household Income, % (n)
 0–25th percentile 34.6 (94,966) 27.4 (2,860,717) <0.0001
 26th–50th percentile 31.5 (86,329) 25.7 (2,692,022)
 51st–75th percentile 20.2 (55,480) 24.6 (2,577,177)
 76th–100th percentile 13.6 (37,369) 22.2 (2,326,184)
Charlson Comorbidity Index, % (n)
 0 37.4 (102,419) 46.5 (4,857,138) <0.0001
 1 23.4 (64,022) 23.9 (2,503,132)
 2 15.4 (42,238) 12.8 (1,338,368)
 3+ 23.9 (65,466) 16.8 (1,757,462)
EGS Diagnosis Groups, % (n)
 Hepatic-pancreatic-biliary 24.6 (67,380) 20.7 (2,165,405) <0.0001
 Upper gastrointestinal tract 19.7 (53,890) 20.0 (2,094,072)
 Soft tissue 11.9 (32,542) 19.2 (2,004,296)
 Colorectal 15.0 (41,223) 18.2 (1,898,605)
 Intestinal obstruction 11.0 (30,170) 9.9 (1,034,131)
 General abdominal conditions 5.5 (15,075) 5.6 (588,989)
 Hernias 3.4 (9,329) 3.1 (321,540)
 Vascular 5.7 (15,617) 2.5 (266,230)
 Cardiothoracic 2.6 (7,160) 0.6 (62,792)
 Other 0.5 (1,433) 0.1 (15,430)
 Resuscitation 0.1 (326) 0.04 (4,610)
Procedure Groups, % (n)
 None 64.5 (176,913) 67.1 (7,016,306) <0.0001
 Gallbladder 7.5 (20,473) 9.8 (1,023,444)
 Appendix 2.7 (7,378) 6.1 (638,656)
 Bone/soft tissue 3.7 (10,213) 5.1 (528,482)
 Colon 4.2 (11,604) 3.1 (320,812)
 Hernia 1.7 (4,598) 1.8 (183,288)
 Intra-abdominal adhesions 2.1 (5,736) 1.6 (167,973)
 Stomach 3.0 (8,141) 1.5 (161,234)
 Small bowel 3.1 (8,446) 1.5 (159,780)
 Blood vessel 3.1 (8,518) 0.7 (76,297)
 Rectum/anus 0.3 (819) 0.7 (71,124)
 Heart/lung/chest cavity 1.7 (4,759) 0.4 (45,229)
 Liver/bile duct 0.3 (894) 0.1 (8,447)
 Exploratory laparotomy 0.4 (1,047) 0.1 (14,035)
 Extremity (amputations) 0.3 (744) 0.1 (11,950)
 Laparoscopy 0.1 (265) 0.1 (8,881)
 Ear/nose/throat 0.5 (1,261) 0.1 (9,085)
 Pancreas 0.8 (2,229) 0.1 (8,500)
 Bladder 0.03 (78) 0.02 (2,374)
 Kidney 0.01 (30) 0.002 (202)
Day of the week of admission, % (n)
 Monday-Friday 74.2 (203,466) 75.4 (7,884,832) <0.0001
 Saturday-Sunday 25.8 (70,679) 24.6 (2,571,268)

Patient-level clinical variables were informed by previous studies and included comorbidities, EGS diagnosis groups (Supplemental Table I), procedures performed, and the day of the week of admission (Table I). The previous literature suggests that transferred patients have more comorbidities.5,9 In our study, comorbidities were accounted for by constructing the Charlson Comorbidity Index from the ICD-9-CM diagnosis codes (up to 15) included on the inpatient discharge record.32,33 Previous studies have also demonstrated that the need for procedures can dictate the need for transfer.34,35 To describe the operative procedures performed, ICD-9CM procedure codes previously identified as pertaining to the AAST EGS-defined diagnoses were applied.1,5,17 Procedure groups included those related to the following organs/body regions: gallbladder, appendix, bone/soft issue, colon, hernia, intra-abdominal adhesions, stomach, small bowel, blood vessel, rectum/anus, heart/lung/chest cavity, liver/bile duct (noncholecystectomy), extremity, pancreas, bladder, kidney, and ear/nose/throat including both open and laparoscopic procedures.1,5,17 Finally, previous studies have shown that the day of the week (weekday vs weekend) of admission can affect outcomes for transferred patients due to resource availability and other systemic factors.3538

Hospital-Level Characteristics

Hospital-level characteristics were defined by the NIS and included total number of discharges, hospital region, control/ownership (government, nonfederal; private, non-profit; private, investorown), bed size (small, medium, large), and hospital location/teaching status (rural, urban nonteaching, or urban teaching) (Table II). Both bed size and total number of discharges were included in the analysis as bed size accounts for the capacity or number of patients a hospital can treat while the total number of discharges quantifies how quickly a hospital can move patients through. These organizational factors may affect the hospital’s capacity to manage and accommodate transfers of patients and their care thereafter. The other hospital-level factors, such as region, teaching status, and ownership, outline geographic and structural characteristics that can affect hospital performance, resources, as well as the outcomes of a transfer.17,39,40

Table II.

Hospital-level Characteristics of Encounters of Emergency General Surgery Patients Directly Admitted versus Transferred in from an Acute Care Hospital in the Nationwide Inpatient Sample (2008–2011)

Variable Study Group
Transferred Directly Admitted P value
(n= 274,145) (n= 10,456,100)
Total number of discharges, median
(IQR) 24,368 (16,346–36,692) 16,132 (8,646–25,902) <0.0001
Bed size, % (n)
 Small 6.4 (17,434) 12.3 (1,283,356) <0.0001
 Medium 18.4 (50,357) 25.2 (2,634,351)
 Large 75.3 (206,354) 62.5 (6,538,393)
Location/teaching status, % (n)
 Rural 6.8 (18,705) 12.7 (1,332,222) <0.0001
 Urban non-teaching 20.8 (56,960) 48.4 (5,062,333)
 Urban teaching 72.4 (198,479) 38.8 (4,061,545)
Hospital control/ownership, % (n)
 Government, nonfederal 16.2 (44,350) 12.8 (1,343,330) <0.0001
 Private, nonprofit 77.2 (211,735) 72.4 (7,567,103)
 Private, investor-own 6.6 (18,060) 14.8 (1,545,667)
Region, % (n)
 Northeast 10.5 (28,918) 16.7 (1,750,921) <0.0001
 Midwest 38.0 (104,194) 23.3 (2,437,958)
 South 36.0 (98,676) 40.9 (4,279,568)
 West 15.5 (42,357) 19.0 (1,987,654)

Statistical Analyses

Data analysis followed an approach that took into consideration the survey design of the NIS, which allowed for the calculation of national estimates.41 Hospital-level weights were chosen for this analysis to allow for hospital-level estimates (the unit of interest for variation among transfers). Hospital weights were calculated for each strata (US Census division, urban or rural location, teaching status, ownership, and bed size) such that a hospital’s weight was equal to the number of hospitals it represented for that data year.42 As twenty percent of the total American Hospital Association hospitals is sampled in each stratum (when possible), each hospital had a weight of approximately 5 (range=3.06 to 19.83). Hospitals were clustered by HCUP hospital identification number to determine similarity and dissimilarity in the outcomes across hospitals and account for the clustered sampling design.

Weighted summary statistics for patient- and hospital-level characteristics were reported as percentages for categorical variables and mean and standard error or median and interquartile range for continuous variables, as appropriate. We compared unadjusted differences by transfer status (DA vs TRAN) using the Rao-Scott chi-square test for categorical variables and the differences of least square means for continuous variables.

Weighted multivariable logistic or linear regression models were used to compare in-hospital mortality, presence of any complication, LOS, and cost between the DA group and TRAN group. Standard errors were estimated clustering on hospitals. Variables included in the regression models included patient-level factors and hospital-level factors (as described in Supplemental Table IV). As detailed above, these variables were selected a priori as they were expected to influence outcomes in EGS patients based on previous studies.3,21,22,25,43 As both LOS and cost had positively skewed distributions, log-transformed LOS and cost were used as the dependent variables in the linear regression models. Data analysis and statistics were performed with the SAS version 9.4 (SAS Institute, Cary, NC).

Results

Baseline Characteristics

We identified 274,145 (57,885 unweighted) in the transferred (TRAN) group (49.1% male; mean age 60.1 years) and 10,456,100 patient encounters (2,187,132 unweighted) in the directly admitted (DA) group (45.6% male; mean age 58.7 years) with an AAST-defined EGS diagnosis (survey weighted). TRAN encounters accounted for 2.6% of all EGS encounters. Due to the large sample size, all baseline characteristics were statistically significant. However, there were several clinically notable baseline differences between the two groups (Table I). Compared to DA encounters, TRAN encounters were more likely to involve patients with Medicare insurance, less likely to have private insurance, more likely to live in an area with a lower median household income, and more likely to have a higher Charlson Comorbidity index (representing a larger burden of comorbid disease).

The two most common diagnosis groups were hepatic-pancreatic-biliary and upper gastrointestinal tract for both DA and TRAN. DA encounters were more likely than TRAN encounters to include diagnoses for soft tissue or colorectal diagnoses whereas hepatic-pancreatic-biliary, intestinal obstruction, hernia, vascular, and cardiothoracic diagnosis groups were more common among TRAN encounters. Patients in TRAN encounters were more likely to undergo any procedure compared to patients in DA encounters (35.5% vs 32.9%). However, there was a higher percentage of cholecystectomy, appendectomy, and bone/soft tissue procedures among the DA group. In contrast, colon, stomach, small bowel, blood vessel, and heart/lung/chest cavity related procedures were more frequent among the TRAN group (Table I).

There were several notable differences in hospital characteristics among the DA and TRAN groups (Table II). Patients in the TRAN group were more likely to have been transferred to larger hospitals with significantly higher numbers of discharges and beds. Additionally, a higher percentage of patients in the TRAN group received care at urban teaching hospitals and government or non-profit hospitals compared to DA patients whereas patients in DA encounters were more likely to be located at private, investor-owned hospitals. There were also significant regional differences with a higher percentage of patients in TRAN encounters in the Midwest.

Mortality and Morbidity

The TRAN group had significantly higher in-hospital mortality than the DA group (unadjusted rates: 4.4% vs 1.6%; adjusted odds ratio [AOR], 1.7; 95% confidence interval [CI], 1.6–1.8) (Table III). The TRAN group also had a significantly higher rate of complications compared to the DA group (unadjusted rates: 38.8% vs 26.1%; AOR, 1.4; 95% CI, 1.3–1.4) (Table III). In addition to excess complications, there were also significant differences in the proportion of encounters of patients with multiple complications with 6.4% of the TRAN group having three or more complications compared to only 2.1% of the DA group (p<0.0001) (Table III). This discrepancy in complications persisted across all eight of the complication categories in the TRAN vs DA groups (Fig 2) with the most pronounced differences in the following categories: urinary tract (13.7% vs 8.1%), pulmonary complications (13.3% vs 5.1%), and infections (9.9% vs 6.2%) (Supplemental Table III).

Table III.

Outcomes of Encounters of Emergency General Surgery Patients by Transfer Status in the Nationwide Inpatient Sample (2008–2011)

Outcome Study Group Transferred vs Directly Admitted
Transferred (n= 274,145) Directly Admitted (n= 10,456,100) Unadjusted OR (95%CI) Adjusted OR (95%CI)
Mortality, % (n) 4.4 (12,086)* 1.6 (164,978) 2.9 (2.7–3.1)* 1.7 (1.6–1.8)*
Any Complication, % (n) 38.8 (106,312)* 26.1 (2,724,217) 1.7 (1.6–1.8)* 1.4 (1.3–1.4)*
 1–2 32.4 (88,893) 24.0 (2,505,959) --- ----
 ≥3 6.4 (17,419) 2.1 (218,258) --- ---
 0 61.2 (167,833) 73.9 (7,731,883) --- ---
Estimated Regression Coefficient
LOS, days, median (IQR) 4.3 (2.2–8.2)* 3.0 (1.6–5.4) 31.1* 15.8*
Cost, $, median (IQR) $8,687 ($4,595–17,774)* $6,759 ($4,334 –10,977) 26.1* 8.2*
*

p<0.0001;

OR = odds ratio; CI = confidence interval

Fig 2.

Fig 2.

Frequency of complications in encounters of emergency general surgery patients who were directly admitted versus transferred in the Nationwide Inpatient Sample (2008–2011)

Results of the weighted multivariable logistic regression that include the association of patient- and hospital-level factors with in-hospital morbidity and mortality are available in Supplemental Table IV. In addition to transfer status (as detailed above), the majority of the variables in the model demonstrated a significant association with outcomes. As expected, complications have a significant, strong association with mortality (AOR: 36.0 for ≥3 complications and 4.5 for 1–2 compared to none). Similarly, the odds of mortality increased among patients with more comorbidities. Other patient factors demonstrating a significant association with mortality were presence in the resuscitation or vascular diagnosis groups (AOR: 6.0 and 3.3, respectively) and undergoing an exploratory laparotomy or laparoscopy compared to no procedure (AOR: 8.7 and 2.3, respectively).

Results of the multivariable logistic regression model predicting in-hospital morbidity were similar to the results for mortality (Supplemental Table IV). In addition to comorbidities, the following diagnosis groups were demonstrated to be strong predictors of morbidity: resuscitation, upper gastrointestinal tract, and cardiothoracic. Similarly, the following procedures increased the risk of morbidity compared to no procedure: ear/nose/throat, exploratory laparotomy, liver/bile duct, pancreas, kidney, small bowel, and blood vessel.

Length of Stay and Cost

The TRAN encounter group had significantly longer median LOS compared to the DA encounter group (4.3 vs 3.0 days, p<0.0001) (Table III). Multivariable log-linear regression demonstrated that TRAN status confers a 15.8% increase in LOS compared to DA status (Table III). Similarly, there was a significantly higher median cost in the TRAN group compared to the DA group ($8,687 vs $6,759, p<0.001) (Table III). Multivariable linear regression demonstrated TRAN status conferred a significant 8.2% increase in cost compared to DA status (Table III). In particular, a higher comorbidity burden (i.e., higher Charlson Comorbidity Index) and higher numbers of complications were associated with greater length of stay and cost in the multivariable log-linear regression models (Supplemental Table IV).

Discussion

This large, nationwide, observational cohort study of EGS patients demonstrates that interhospital transfer, compared to direct admission, is associated with poorer outcomes, despite controlling for patient- and hospital-level characteristics. Specifically, transfer status is an independent risk factor for increased mortality, morbidity, LOS, and cost.

Our analyses are consistent with previously published studies of transferred EGS patients from NIS cohorts5,18 and studies of cohorts of transferred EGS patients who specifically underwent surgery.6,7 Yelverton, et al. recently demonstrated higher odds of in-hospital mortality for transferred patients compared to directly admitted patients using the 2002–2011 NIS.5 However, they did not use the full list of AAST EGS diagnoses and excluded vascular and cardiovascular diagnoses, reasoning that they are outside the scope of a general surgeon. We provide a more complete picture of EGS practice, having (1) analyzed morbidity and cost and (2) utilized the full list of AAST-defined EGS diagnoses which was developed through a comprehensive consensus panel in 2012. We also study the role of household income and complications in regression models, finding that transferred patients were more likely to live in an area with a lower median household income and to have excess complications. Furthermore, in our study, hospital-level variables, such as a higher number of discharges and beds, urban teaching status, government ownership or non-profit hospitals, and Midwestern location, are also associated with higher morbidity. While the Yelverton study did not include day of the week admission, we found that weekend admissions are associated with higher costs.

Beyond identifying transfer status as an independent predictor of both morbidity and mortality, we quantified the effect of patient- and hospital-level characteristics on outcomes in the transferred EGS population. The current trends of regionalizing complex patients to larger hospitals,4447 reducing the surgeon workforce,4851 and surgical trainees pursuing more specialized careers52 have likely contributed to the growing trend to transfer EGS patients.6 Given these trends, transfer status is likely to continue to be a growing and non-modifiable risk factor in the EGS population. Therefore, identifying the patient- and hospital-level factors that contribute to poor outcomes in this population is critical to creating focused quality improvement initiatives that can reduce the outcome gap between transferred and directly admitted EGS patients. Our findings clearly highlight the need to better understand and act upon the factors that are modifiable and contribute to poor outcomes in transferred EGS patients. For example, using a large national sample, our results demonstrate that transferred EGS patients are a particularly medically complex, at-risk population with rates of in-hospital complications higher than 25%. Our regression models account for the number of complications and show that the development of complications has a significant effect on mortality, LOS, and cost, highlighting the potential for future quality improvement efforts focused on “failure to rescue” to improve outcomes in this population.53 Further studies focused on improving outcomes in transferred EGS patients as discussed above is a critical area of future work and will likely necessitate research, such as qualitative analyses and mixed-methods studies, that provides detailed targets for intervention that cannot be gleaned from national database studies.

Although our study provides new information on the transferred EGS patient population, our results should be interpreted in the context of several limitations. First, the NIS, due to its nature as an administrative database of discharge records from US hospitals, lacks information on the physiological status of the patient, among other factors, that may contribute to unmeasured confounding. As such, details of the patients’ clinical status, such as physical condition (e.g., disease severity) and vital signs, were not available for inclusion in this study. Second, while transfer status was available, other information regarding the transfer process, such as reason for transfer or delays in transfer, were not available. Third, determining the timing of procedures relative to presentation and tracking patients between hospitals in the NIS is not possible. Thus, we were unable to include in the analysis details of the timing of procedures performed at the referring or accepting hospitals as well as the capabilities of the referring hospital. Thus, delay in receiving definitive care (as represented by a surgical procedure) is a cofounding factor that potentially contributes to the poor outcomes observed the transferred EGS patients. Additionally, we were also unable to consider longer-term outcomes, such as rates of readmission or complications occurring after discharge. Fourth, while the median income of individual patient zip codes is available in the NIS and included in our analysis as described above, individual patient zip codes are not available. Thus, we were unable to evaluate the distance between the patient’s home and the hospital to which they were transferred. Increased distance between a patient’s home and the hospital to which they were transferred likely impacts discharge planning and coordination and thus acts as a potential confounding variable when studying length of stay as an outcome.

Conclusion

This study evaluated the association between interhospital transfer and outcomes, including mortality, complications, cost, and LOS, in a nationally representative cohort of operative and non-operative EGS patients. Transfer status is an independent risk factor for poor outcomes. Additional studies are needed to understand the mechanisms by which patient transfers may lead to poorer outcomes and ameliorate the significant morbidity and mortality experienced by these patients.

Supplementary Material

1

Acknowledgements

This research is supported by grants from the Agency for Healthcare Research Quality (1K08HS025224-01A1) to Dr. Ingraham and (R01HS022694) to Dr. Santry as well as the Clinical and Translational Science Award (CTSA) program, through the NIH National Center for Advancing Translational Sciences (NCATS), grant UL1TR002373, at the University of Wisconsin-Madison. The content represents the thoughts and opinions of the authors and not the funding agencies.

COI/Disclosure Statement and a Funding/Support Statement

The authors have no personal or financial conflicts of interest. The following are the authors’ financial disclosures. Dr. Ingraham works as a clinical consultant for American College of Surgeons (ACS) Agency for Healthcare Research and Quality Safety Program for Improving Surgical Care and Recovery; the research being submitted for publication was done independently of that position, is on an unrelated topic, and does not reflect the thoughts and opinions of the ACS. Dr. Santry is a consultant on a Fragility Fracture Advisory Board for the Johnson & Johnson Company; the research being submitted for publication was done independently of that position, is on an unrelated topic, and does not reflect the thoughts and opinions of the company.

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