Skip to main content
PLOS One logoLink to PLOS One
. 2020 Jul 30;15(7):e0236310. doi: 10.1371/journal.pone.0236310

Data-driven study of the COVID-19 pandemic via age-structured modelling and prediction of the health system failure in Brazil amid diverse intervention strategies

Askery Canabarro 1,2,*,#, Elayne Tenório 3,#, Renato Martins 4,#, Laís Martins 5,#, Samuraí Brito 1,#, Rafael Chaves 1,6,#
Editor: Lidia Adriana Braunstein7
PMCID: PMC7392258  PMID: 32730352

Abstract

In this work we propose a data-driven age-structured census-based SIRD-like epidemiological model capable of forecasting the spread of COVID-19 in Brazil. We model the current scenario of closed schools and universities, social distancing of people above sixty years old and voluntary home quarantine to show that it is still not enough to protect the health system by explicitly computing the demand for hospital intensive care units. We also show that an urgent intense quarantine might be the only solution to avoid the collapse of the health system and, consequently, to minimize the quantity of deaths. On the other hand, we demonstrate that the relaxation of the already imposed control measures in the next days would be catastrophic.

Introduction

Coronavirus disease-2019 (COVID-19) caused by the severe acute respiratory syndrome coronavirus (Sars-CoV-2) is a main threat for the public health systems throughout the globe [113]. As of April 03, 2020, the world had more than one million (1.016.401) confirmed cases, 53.160 deaths and 211.775 recovered persons [7] since the first suspected case of (COVID-19) on December, 2019, in Wuhan, Hubei Province, China [8], with a frightening propagation speed. So far, 52 countries reported more than 1000 cases from all continents, Antarctica being the only exception with no cases. In Brazil, at the time of writing, the COVID-19 statistics was: 8.066 confirmed cases, 327 deaths and 127 recovered individuals [7].

Therefore, a critical aspect of the COVID-19 pandemic, rather than the percentage of infection and even the mortality rate, is the healthcare system capacity. In Brazil, the number of intensive care units (ICUs) up to February 2020 was 36, 939 adult and pediatric beds according to the Cadastro Nacional de Estabelecimentos de Saúde (CNES) available in the DataSUS portal in Ref. [14] (in Portuguese, please see instructions to retrieve the data), with a historical occupancy of not less than 85%, which yields in about 5500 free ICUs [15]. In fact, the report by the Health’s National Agency set an ideal occupation target of 80% to 85%, therefore our estimation can be in fact an upper bound. The average number of ICUs per 100.000 inhabitants is around a ten [16], US leading the world with a ratio of 34.7 [17], much below what is expected to be needed as the number of infections approaches its peak. Therefore, no country is really prepared for a devastating amount of critical patients. To cope with that and in order to protect the healthcare systems, in the absence of any efficient medicament and/or vaccine to pharmaceutically detain the fast spread of the disease, many public policies and governmental strategies, termed as non-phamaceutical interventions (NPIs), are been tested amid the epidemic/pandemic situation. Currently, many of such public health measures have been discussed/proposed to decrease the spread of the COVID-19 pandemic, by reducing the social contact in the population and, consequently, the transmission rate of the virus, alleviating the health system and providing time for auxiliary measures (expansion of the system, military hospitals and so on).

Mathematical modelling is a recognized powerful tool to investigate transmission and epidemic dynamics [911, 1824]. Here, we present a data-driven and census-based age-structured mathematical epidemiological model capable of asserting the potential output of many NPI over the Brazillian health system by explicitly computing the basic reproduction rate R0, the evolution of the number of infections and the required quantity of ICUs needed over time. The model is a system of ordinary differential equations (ODEs) for each layer of the age stratification reported for the COVID-19 within the Brazilian population. It is a variation of the SIRD model stratified by age group in which people flow among four states: susceptible (S), infected (I), recovered (R) and dead (D), assuming that the recovered population do not become susceptible, as is suggested for COVID-19. By modeling the current Brazilian scenario, we investigate the effects of applying one of the following NPI policies (or a combination of those): 0) a complete absence of control measures (No NPI); 1) closure of schools and universities (CSU); 2) Social distancing of those over sixty years old (SD60+); 3) voluntary home quarantine (VHQ) and social distance of the entire population as an intense quarantine (IQ).

It is worth mentioning that all of these measures have direct social-economical and ethical implications because it severely reduces individual freedoms, spontaneous social aggregations, interferes in the outflow of industrial products and commodities and so on. However, we deal with a epidemiological model, not capable of inferring the by-product of the NPIs over the overall well-being of the population. Therefore, it is virtually impossible for governments simultaneously to minimize the social-economical impact of COVID-19 pandemic and protect the health system, which means minimising deaths. The case of China indicates in practice that some NPIs (quaratine, social distancing, isolation of infected individuals) can contain the virus spread [6], but as soon as the measures are relaxed another outbreak can take place [25] possibly triggered by imported cases, meaning that, probably, NPIs are going to be necessary from time to time. As we will see, our model predicts that for the Brazilian scenario, only intense quarantine (essentially a combination of NPIs) can prevent the collapse of the health system and consequently save a larger number of lives.

1 Model

In the absence of a vaccine, the behavior of the individuals takes a crucial role in the course of an epidemic such as the COVID-19 in Brazil. In a nutshell, and as schematically shown in Fig 1, susceptible (S) individuals can become infected mainly by direct interaction with infected (I) persons at a rate β, who can recover (R) at a rate α and become resistant to the virus or die (D) at a rate γ. If, on average, one infected person contaminates one or more individuals, the epidemic is sustainable, otherwise it dies out. This is the definition of the basic reproduction number (R0), which represents the average number of secondary cases from a single infectious case in a totally susceptible population (in the very beginning of the infection the susceptible population corresponds approximately to the total population N, SN), defined as R0 = β/(α + γ). Therefore, it is very important to reduce transmission rate in order to reduce the subsequent reproduction ratio Rn (not to mistaken with the number of recovered individuals) so that Rn < 1 and epidemic fades out. In the unlikely worst case scenario in which the government does not impose any measures for containing the infectious disease, R will decrease below unit due to exhaustion of susceptible individuals, at the expense of a tremendous amount of infected and dead individuals, collapsing not only the health system but the economy as well.

Fig 1. Schematic representation of the SIRD model under a NPI policy gi.

Fig 1

The individuals can flow among four states in each of the age group i: susceptible (Si) to infected (Ii) with rate βi, who can recover (Ri) at a rate αi or die (Di) at a rate γi, the recovered populations do not become susceptible, as is suggested for COVID-19 [12]. The NPIs policies serve as a barrier to contain the infection. The quantity (gi Si) represents the fraction of people not respecting the NPI policy, therefore still susceptible.

Let us define S(t), I(t), R(t), D(t), the number of susceptible, infected, recovered and dead individuals, respectively, at time t in a population of size N. The latest Census-based data for Brazil N = 211, 319, 631 [26]. In fact, the variables are fractions of the respective compartments, i. e., s′ = S/N, i′ = I/N, r′ = R/N and d′ = D/N. Our SIRD model is composed of 36 coupled ordinary differential equations since i belongs to one of the nine age groups as seen in Table 1, yielding the kinematics of the variables, as follows:

dSi(t)dt=-βiN(giSi)I, (1)
dIi(t)dt=βiN(giSi)I-αiIi-γiIi, (2)
dRi(t)dt=αiIi, (3)
dDi(t)dt=γiIi, (4)

where dx/dt is the derivative of variable x with respect to time, hence a time variation. In this manner, the corresponding right hand side of each equation provides the variation amount of the variable in time t, increasing or decreasing if the amount if positive or negative, respectively. Here, Si represents the susceptible individuals for age group i, Ii stands for infected individuals in age group i, R indicates the recovered individuals no more susceptible to infection, and D is the death total. The variable I=i=19Ii is the total number of infected people in a given time t. Here, βi, αi and γi denote the apparent per day infection (as suggested by data), recovery and mortality rates for the age group i, respectively. Note that these parameters do not correspond to the actual per day infection, recovery and mortality rates as the new cases of recovered and deaths come from infected cases several days back in time. However, one can attempt to provide some coarse estimations of the apparent values of these epidemiological parameters based on the reported confirmed cases using an assumption and approach described in the next section, see Table 1. The parameter gi represents the governmental strategies and/or public policies for the age group i or a combination of them (see Table 2).

Table 1. Distribution of the population and percentage of the corresponding population currently attending school or university.

As the last information is hard to track, we had to make averages from the data in sources [36, 37] and/or reasonable estimates as for the case of attendance in universities, where it is known that ≈12% [37] of the population from 20–60 years old is attending university, so we distributed almost uniformly among the age groups. Here, 0 means negligible percentage.

Age Group (i) Population1001 [35] Sch. or Univ.1001 [36, 37]
0 to 9 1 13.8% ≈75%
10 to 19 2 15.0% ≈60%
20 to 29 3 16.1% ≈4%
30 to 39 4 16.3% ≈4%
40 to 49 5 13.7% ≈2%
50 to 59 6 11.3% ≈2%
60 to 69 7 7.6% 0
70 to 79 8 4.0% 0
80 + 9 2.2% 0

Table 2. Diverse non-pharmaceutical interventions modelled by the parameter gi ranging from the absence of any control measures (No NPI), closure of schools and universities (CSU), social distancing of people with more than 60 years old (SD60+), voluntary home quarantine (VHQ) and intense quarantine (IQ).

It reflects the fraction of individuals still susceptible after the measure is applied per age group. However, none of them are suppose to be fully respected and/or other contacts result as a by-product of the measure [9], except for the case of total closed schools and universities as is happening in Brazil at the time of writing, see more details in the main text. For combination of NPIs, one should take the lowest value in each corresponding row.

(i) gi(No NPI) gi(CSU) gi(SD60+) gi(VHQ) gi(IQ)
1 1 0.25 1 0.5 0.25
2 1 0.40 1 0.5 0.25
3 1 0.96 1 0.5 0.25
4 1 0.96 1 0.5 0.25
5 1 0.98 1 0.5 0.25
6 1 0.98 1 0.5 0.25
7 1 1 0.25 0.5 0.25
8 1 1 0.25 0.5 0.25
9 1 1 0.25 0.5 0.25

In our SIRD model it is assumed that the total number of the population remains constant (dead also included), once the sum Eq 1 implies a null derivative. If the rate at which infected persons need intensive care units (ICU) is known, we can described it as

dHdt=i=19ciIi, (5)

H means the healthcare demand due to hospitalized cases requiring critical attention in ICU, see Table 3. This equation can be coupled to the previous system (1) to estimate the time evolution of the health system demand (H). It is worth mentioning that the critical cases require long hospitalization, meaning that we will neglect the beds vacancies generated by recoveries or deaths. Although the number of ICUs is massively concentrated in capitals and big urban centers [14], this in-homogeneity is not considered in our model, that should be seen as an average over all different regions in Brazil. The model can be improved to account for a contact matrix Cij given the probability of contact between the age groups, however it would be only a heuristic guess, so we decide not to include it here, see for instance [27, 28]. Although the contact matrix is still relevant, the infectiousness of infected individuals seems to be almost the same for distinct symptomatic outcomes [29]. It is also worth mentioning that SIRD-like models can be comparable with more complex models such as random graphs networks [3034].

Table 3. Mortality and critical hospitalized percentages per age group.

Age Range Mortality1001 [1, 2, 9] (γ) Hospitalised1001 [1, 9] (c)
0-9 0.002% 0.005%
10-19 0.006% 0.015%
20-29 0.03% 0.06%
30-39 0.08% 0.16%
40-49 0.15% 0.31%
50-59 0.6% 1.25%
60-69 2.2% 4.55%
70-79 5.1% 10.5%
80+ 9.3% 19.36%

1.1 Modelling non-pharmaceutical interventions (NPIs)

The parameter gi represents the NPI policies and, as in [9], they are not supposed to have full compliance of the individuals. Further, as a by-product such NPIs might generated other kinds of social contacts, for instance, those due to the essential services that continue running even in a mandatory quarantine. For combination of NPIs, one should take the lowest value in each corresponding row of Table 2. So, gi influences directly the spread of the disease, having strong effect on the efficacy of the infection process and can be interpreted as alterations of the βi parameter, resulting in an effective βieff=giβi due to the imposed control measure. It comes from the reasonable assumption that in the early stage of the infection SN, therefore it fights the infection by reducing the number of susceptible persons. In our approach it reflects the amount of susceptible individuals undergoing the specific control measure and gi Si represents the fraction of Si not complying with the policy gi. Ahead we discussed the NPIs considered in this work along with the expected response from the population to these measures. In all cases, the compliance is not 100% effective [9] since that, for instance, many essential services are needed, so even in an intense and mandatory quarantine we supposed the 25% of the susceptible persons are still well exposed to the infection (see the fraction 0.25 in the last column of Table 2).

In the lack of a vaccine, it is improbable that no NPI (gi = 1) policy would be applied. To estimate gi (reflecting the fraction of individuals still susceptible after the measure is applied) for the different NPIs and age groups we follow a approach as in Ref [9]. For the case of closure of school and universities (CSU), we use the census-based data of the number of students per age group to reduce the respective number of susceptible individuals. They are all supposed to be uninfected in the early stage of the epidemic and we assume that 100% of this target population will not disobey the policy as all schools and universities are closed in Brazil. The third column of Table 2 is the unit minus the values in the forth column of Table 1. For social distancing of people over 60 years old (SD60+) we assume that 75% will comply with this policy, meaning that 25% will leak the isolation, therefore the fraction 0.25 in the last three rows of Table 2. For voluntary home quarantine (VHQ) and social distancing of the entire population as an intense quarantine (IQ) the compliance is 50% and 75%, meaning that the remaining quantity of susceptible individuals in each age group is factor of 0.5 and 0.25 of their population, respectively. See Table 2 to check gi for each NPI. As the measures are not capable of producing effects instantaneously, taking in general tβ = 14 days be effective [22], we have to apply a modulation in the gi parameter in a similar fashion as done in Ref. [22]. Thus, we model gi as

gigi11+exp-(t-tNPI)/tβ, (6)

where this modulation function is the sigmoid function, tNPI is the date at which the measure is implemented and tβ is the number of days it takes to produce effects.

1.2 Initial conditions and model calibration

For the model to reflect well the scenarios for the next days according to the adopted public policies, one has to inform the proper initial conditions as well as the model parameters. The corresponding initial conditions (Si(0), Ii(0), Ri(0), Di(0)) were taken from the data available for the Brazilian case at the time of writing. Differently, from what has been done by many countries, the data from the national ministry of health is not informed in an age-structured manner. For that reason, we collected the data from epidemiological bulletins from the health secretaries from the states of São Paulo, Rio de Janeiro, Ceará, Minas Gerais, Pernambuco, Mato Grosso do Sul, Alagoas and the Distrito Federal, counting 730 infected cases as of 21th March 2020 (the initial time step in our simulations), corresponding to around 65% of the confirmed cases at that date.

We assume that this distribution reflects well the overall national distribution. So the input for Ii(0) is the multiplication of the infected distribution p[Ii(0)] by the official number of infected persons at the March 21, 2020, that is, Ninfected = 1128. The death distribution is more accurate given that the national ministry of health provides this information directly, as informed in the third column of Table 4. Thus, the input Di(0) is also the multiplication of the death distribution p[Di(0)] by the total number of dead individuals at the time of writing (Ndead = 92). The input Si(0) is just multiplication of corresponding age group population percentage (second column in Table 1) by the total population N, discounted the corresponding number of infected in the age group. Because at the time of writing the number of recoveries is negligible (just 6 recovered individuals), we set Ri(0) = 0. We remark that this is a common assumption to model infections at early stages, as is the case in Brazil and in many other countries.

Table 4. Infected and death percentages per age group in Brazil as of 21th March, 2020.

Si(0) is just multiplication of corresponding age group population percentage (second column in Table 1) by the total population N, discounted the corresponding number of infected in the age group. Ri(0) = 0 as at the time of writing it was not a significant data (just 6 recovered individuals). It is a common assumption for early stages of the infection, as is the case in Brazil and in many other countries.

Age Range p[Ii(0)] (%) p[Di(0)] (%)
0-9 0 0
10-19 0.2 0.04
20-29 0.2 1.1
30-39 0.2 3.4
40-49 0.4 4.3
50-59 1.3 8.2
60-69 3.6 11.8
70-79 8 16.6
80+ 14.8 18.4

The calibration of the model requires robust data so that the model parameters can be as realistic as possible. In the absence of such that for the Brazilian case, we used some data reported in studies with the largest number of individuals with an age-distributed fatality rate (γi) [1] and the percentage of persons undergoing critical intense care (ci) [2]. For the recovery rate (αi) we use the assumption that αi = (1 − γi)*r, where r is the overall fraction of recovery in the closed cases, known so far to be r = 0.82, meaning that 82% of those who did not succumb to the disease are now healed [7]. This does not imply a overall death ratio of 18%, since it accounts only for closed cases, in which one can compute statistics. Although this fraction could change over time, the statistics is reliable since the number of total closed cases is Nclosed = 191, 623, roughly 25% of the confirmed cases at the time of writing. The parameter βi describes the efficacy of the infection process and can be measure indirectly. Our first assumption is that this efficacy depends weakly on the age group, therefore βi = β is a constant vector. The effective value of β can be computed as R0=βα¯i+γ¯i, where x¯ stands for the mean value of the variable x and R0 reproduction number already defined and calculated to be in the range 1.5–6.0 in many countries [9, 11]. We will estimate the R0 by performing a fit in our model with current data available. Given the current control measures in Brazil (a combination of CSU, HVQ and SD60+) our current gi is the concatenation of the corresponding columns in Table 2, taking the lowest values. This was in accordance with the overall estimates via Google’s Community Mobility tool around April 1 for Brazil [38].

The data fitting shown in Fig 2 indicates that in Brazil the R0 ≈ 3 is still high nevertheless the current control measures. It means that one infected person, on average, is contaminating 3 other individuals. A clear indication that Brazil should not relax the NPIs adopted so far. In fact, as we will show in the next section, even stronger measures are going to be needed to avoid surpassing the capacity of the national health system and, consequently, minimize the number of severe cases and deaths. As we seek to estimate the demand for ICUs and it depends heavily on the number of infected (see Eq 6), we are going to use to value of R0 which best fits the variable I, so R0 = 2.9 even though the fit for D seems better. It implies β=R0*(α¯i+γ¯i)=2.39.

Fig 2. Estimation of the parameter R0.

Fig 2

Data fitting for: (top) the evolution of the number of deaths (D) and (bottom) number of infected persons (I).

2 Results and discussion

With the model initialized and callibrated as described in the previous section, we obtain the results by solving the system of ordinary differential equations (ODEs) given by Eqs (1) to (5) with the Julia Programming Language’s package DifferentialEquations [39].

Our main result is to show that, even though the current NPI measure taken in Brazil have led to a substantial decrease in the number of infections as compared to no NPI since the beginning of the reported cases in Brazil (see red and blue curves in Fig 3 (bottom)), the current measures are not enough to prevent the collapse of the health system in a short period of time with million of infected persons (see Figs 3 (top) and 4).

Fig 3. Infected individuals as a function of time for the current NPI measures being taken in Brazil.

Fig 3

The current measures not only have reduced the number of infections but also moved the peak of the contamination to later date, given the authorities the necessary time for preparation. The model has a prognostics of million of infected persons in the current scenario (with a peak around the end of the first half of May, 2020) and tens of millions in the case of returning to a zero NPI scenario, if adopted 20 days after t0 (March, 21), meaning tNPI == April, 11. Notice a current relatively slow progress, until 30 days from March, 21 (April, 21). Stricter control measures, such as an intense quarantine, are more effective within this window.

Fig 4. ICU beds demands for distinct scenarios.

Fig 4

ICU beds demand for the current scenario of closed schools and universities and voluntary home quarantine (blue line). Note that the health system is still under treat in the current scenario, indicated to collapse by April 21, 2020 (30 days after t0 == March 21, 2020). In green, the ICU demand if an intense quarantine is imposed by April, 11 (20 days after t0 == March 21, 2020).

Even with the combination of CSU, HVQ and SD60+ taking place, our model predicts millions of infected individuals, with a peak taking place around the middle of May, 2020 (see Fig 3 (top)) in agreement with the projection for Brazil in Ref. [40], and consequently an exponential increase in the demand for ICUs. In fact, as can seen in Fig 4, already at the end of April we will surpass the current capacity of ICUs. The health system is still under treat in the current scenario, indicated to collapse by the end of Abril, 2020 (around 30 days after t0 == March 21, 2020), vigorously crossing the 5500 ICUs barrier. Moreover, the scenario is even worse if the imposed NPIs are relaxed (as being constantly debated by the Brazilian federal government), pointing out tens of millions of infected individuals, see black curve in Fig 3 (bottom).

On the positive side, we have also identified a window of 25 days—from the March 21st to April 16th—in which, similarly to what has been done in China, if more severe control measures are be applied, one can control the virus spread and keep the ICU demand below the threshold (see the green curve in Fig 4). Given that the actual NPI scenario in Brazil is represented by the combination of the lowest values of the gi functions in Table 2 for CSU, SD60+ and VHQ, the only possible measure is an intense quarantine (last column of Table 2). Except a intense quarantine, all the other scenarios are more catastrophic, meaning a faster collapse of the system. Although an emergence expansion and/or other measures can be tried, it is unlikely to keep the pace with the exponential spread of the infection. Even if we are underestimating the number of available ICUs, the saturation will still take place for the current scenario (as it shows a positive concavity), being only reversed with the intense quarantine implementation.

In our model, this intense quarantine is supposed to be applied around 20 days after our initial time (March, 21). As discussed in the NPI section, no measure is instantaneous efficient, taking on average a time tβ ≈ 14 days to be completely noticed [22]. In spite of that, notice that the increase in the ICU demand is rapidly contained. Moreover, it is important to mention that such a intense quarantine should last enough time until we reach a plateau in the ICU demand. Not only the quarantine protects the health system, but also corresponds to a minimization of the number of deaths, massively reducing it.

In Tables 5 and 6, we show the estimated number of infected people and deaths, respectively, in the current scenario as well as if other NPI measures start to take place at April 11th (20 days after March 21st). Observe how the total of infected is still very high in the current scenario: around 3.15 million infected individual, with an astonishing 393 thousands deaths. These estimations is based from the initial date up to 150 days ahead, where the disease is modelled to be controlled. As discussed, the only scenario which considerably reduces the number of infected persons and deaths is an intense quarantine. It reduces to 34.5 thousand infections and 1300 deaths. In particular, we notice that changing the current NPI to SD60+ (f social distancing of people above 60 years old) as been currently discussed by the Brazilian federal government, is completely catastrophic. As this group corresponds to the majority of critical care demands and deaths, their isolation is certainly necessary. However, taken alone it leads to ≈27 millions infected and 723 thousand dead individuals (see the fifth columns in Tables 5 and 6). An important observation is that our predictions are likely to be a lower bound to the actual numbers, since the confirmed cases are potentially underestimated given the lack of a widespread clinical testing in Brazil with more accurate data, it is possible that the fitting in Fig 2 would produce an even higher value for R0. In addition, our model can be applied to other countries or regions with minimal adaptation, since it will require only updates in Tables 13.

Table 5. Estimated number of infected Ii for the actual control measures and considering changes to one of the following scenarios (starting at April 11th): (No NPI), closure of schools and universities (CSU), social distancing of people with more than 60 years old (SD60+), voluntary home quarantine (VHQ) and intense quarantine(IQ).

Age Cur. (No NPI) (CSU) (SD60+) (VHQ) (IQ)
0-9 280K 4.70M 1.35M 4.08M 1.3M 2900
10-19 460K 5.11M 2.13M 4.44M 1.41M 5000
20-29 600K 5.48M 4M 4.76M 1.51M 6700
30-39 610K 5.55M 4.06M 4.82M 1.53M 6700
40-49 510K 4.67M 3.45M 4.05M 1.29M 5700
50-59 420K 3.85M 2.84M 3.34M 1.06M 4700
60-69 150K 2.58M 1.92M 869K 712K 1600
70-79 81K 1.35M 1M 455K 373K 800
80+ 44K 738K 550K 248K 203K 450
Total 3.15M 30.47M 21.2M 26.96M 9.4M 34.5K

Table 6. Estimated number of deaths Di for the actual control measures and considering changes to one of the following scenarios (starting at April 11th): (No NPI), closure of schools and universities (CSU), social distancing of people with more than 60 years old (SD60+), voluntary home quarantine (VHQ) and intense quarantine(IQ).

Age Cur. (No NPI) (CSU) (SD60+) (VHQ) (IQ)
0-9 140 590 230 600 350 0
10-19 700 1930 1090 1900 1200 2
20-29 4.5K 10.4K 9.8K 10K 6500 15
30-39 12K 28K 26.3K 27K 17.5K 40
40-49 19K 44K 42K 43K 27.5K 65
50-59 63K 145K 138K 142K 91K 210
60-69 86K 357K 342K 146K 223K 280
70-79 104K 433K 414K 176K 270K 350
80+ 44.8K 738K 550K 248K 203K 450
Total 393K 1.45M 1.38M 723K 905K 1300

Finally, although we have employed many data-driven assumptions, the results presented here may still underestimate the threat to the national health system due to the particular social problems in Brazil, such as: (i) high level of cardiopathologies, a reported relevant comorbidity; (ii) considerable number of people without proper water and wasting supplies; (iii) large number of people living in the same house in peripheral zones due to housing deficit, (iv) high density of obesity cases and some other immune suppressant diseases, just to cite a few. On the positive side, there can be a potential defense against SARS-Cov-2 for those BCG-vaccinated [41], which belongs to the universal vaccination program in Brazil [42]. Furthermore, the public health system in Brazil has great capillarity, in principle being capable to identify potential cases in the very beginning of the symptoms. However, that also requires widespread clinical tests to identify infected individuals.

Conclusion

In this work we proposed a data-driven age-structured census-based SIRD-like epidemiological model capable of forecasting the spread of COVID-19 in Brazil in a number of NPI scenarios. We remark that our approach is fairly general and thus can be applied to treat particular regions or cities, if the required data is available.

As we have shown, the early NPI measures taken by states and cities such as the total closure of schools, universities and non-essential services, the social distancing and isolation of individuals above 60 years and the voluntary home quarantine have already lead to significant reduction in the number of infections as well as delaying the time for the peak of contamination. Thus, these measures have been extremely important to give the authorities the necessary time for the adapting and preparing before the peak of the epidemy.

Notwithstanding, the current measures are not enough. Our model predicts that even if the current NPIs are not relaxed, as early as mid April the number of severe cases requiring hospitalization will surpass the current number of available ICUs, starting the collapse of the health system. However, a intense quarantine, if implemented in the following days, can rapidly change the increase in the number of infections and keep the demand for ICUs below the threshold, amounting to hundred of thousands of saved lives. On the other hand, we demonstrate that the relaxation of the already imposed control measures in the next days, as currently debated at some sphere of the Brazilian federal government, would be catastrophic, with a total death toll passing the one million mark.

In a nutshell, a continued quarantine, tighter than the current one and with a duration of a couple of weeks, is most likely the only solution to avoid the collapse of the health systems in Brazil. We hope that the gigantic difference in numbers, showing how different measures can lead to a reduction in infections and deaths of the order of hundreds of thousands or even millions, can provide a rational guide for the future decisions by the competent authorities.

Acknowledgments

We thank the Brazilian agencies MCTIC and MEC. AC also acknowledges UFAL for a paid license for scientific cooperation at UFRN.

Data Availability

All data files are available from the Johns Hopkins University COVID-19 database. John Hopkings University https://coronavirus.jhu.edu/map.html;” From there, the person has to click on "Brazil".

Funding Statement

The author(s) received no specific funding for this work.

References

Decision Letter 0

Lidia Adriana Braunstein

28 May 2020

PONE-D-20-09888

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

PLOS ONE

Dear Dr. Canabarro,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Mainly by one of the referees who decided to reject the paper

Please submit your revised manuscript by Jul 12 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Lidia Adriana Braunstein, Phd in Physics

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For more information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

We acknowledge the John Templeton Foundation via the Grant Q-CAUSAL No. 61084,

the Serrapilheira Institute (Grant No. Serra-1708-15763), the Brazilian National Council

for Scienti c and Technological Development (CNPq) via the National Institute for Science

and Technology on Quantum Information (INCT-IQ) and Grants No. 307172/2017-1 and

No. 406574/2018-9 and No 423713/2016-7, the Brazilian agencies MCTIC and MEC. AC

also acknowledges UFAL for a paid license for scienti c cooperation at UFRN .

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

The author(s) received no specific funding for this work.

4. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table IV in your text; if accepted, production will need this reference to link the reader to the Table.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The work "Data-Driven Study of the COVID-19 Pandemic via Age-Structured

Modelling and Prediction of the Health System Failure in Brazil amid Diverse

Intervention Strategies" presents a model built by coupling SIR models for

different ages, thus introducing an age structure.

The true variables of the model are fractions of populations (s=S/N, r=R/N,...)

where N is the population of Brazil, more than 200 million people. The

age-populations are coupled by a matrix of contagious contacts which originally

is a multiple of matrix with all ones, 1, in its entries, but later is modified

to accommodate what the authors speculate is the translation into parameters of

the non pharmaceutical interventions (NPI).

There is no support in the biomedical literature for the original (before

interventions) contact matrix, actually mild cases are expected to be less

contagious than severe cases (at e very primitive level, think that a good

number of mild cases do not present cough, one of the predominant mechanisms

for contagious). The immunological system is also expected to wear off with age in

average. Thus, the contagious contact matrix the authors use as a first step is

not supported by present knowledge of SARS-CoV-2. The same can be said for

recovery times.

The authors leave aside that the SIR model does not represent a proper

progression of contagiousness.

Furthermore, the homogeneous mixing implicitly assumed of the population is known

to be a problematic assumption to results in exaggerated number of contagious.

In turn, the reduction factors associated to the NPI are rather arbitrary and

more likely than over-optimistic. The effectiveness of a quarantine is related

to the social structure and is going to be rather heterogeneous. It is almost

impossible to prevent contact to families living together and is almost

impossible to restrain to their home to those which leave under precarious

conditions. I am thinking of shanty towns (Favelas), Com-unitary isolation is

more likely to happen in such social conditions. As a consequence, results such

as those in Figure 3 are truly fabulated.

I fail to see a reason to recommend to PLOS' readership the present manuscript.

Reviewer #2: In this work the authors propose a data-driven age-structured census-based SIRD-like epidemiological model capable of forecasting the spread of COVID-19 in Brazil. They model the current scenario of closed schools and universities, social distancing of individuals above sixty years old and voluntary home quarantine, and show that it led to a considerable reduction in the number of infections as compared with a scenario without any control measures. However, the authors predicts that the current measures are not enough to avoid overloading the health system, since the demand for intensive care units will soon surpass the number available and that an urgent intense quarantine might be the only solution to avoid this scenario and, consequently, minimize the number of severe cases and deaths.

The paper is well written and clear and I recommend that the manuscript be published. However, I have a few comments that I believe may improve the ms.

1. In page 4, after the reproduction number R_0 is definited, the same magnitud is named as R_n . At least I have missing something I think the authors are talking about the same magnitud.

2. In page 7, line 3 from the bottom, the phrase “The third column of Table II is the unit minus the values in the third column of Table I” it is wrong. I think that the third column of Table II is the unit minus the values in the fourth column of Table I. Please check this.

3. Coronavirus report given by the World Health Organization (WHO) indicates that the total number of infected in Brasil by May 1st is of 78162 confirmed cases, less than 10^5 (“https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports”). This value is very different from the one estimated by the model (showed in Fig. 3a), which is over the 10^6 cases. Can the authors explain this huge difference?

Reviewer #3: The manuscript is technically solid. The data used in the analysis is available at Johns Hopkins University COVID-19 database. The method used is well known and has been used in similar articles. The article has been published in a preprint version, including the legend that has not been peer-reviewed.

I suggest that the authors should take into account the contact matrix in the analysis, because the present analysis shows the direct effect of the NPI interventions. If the contact matrix are incorporated the authors can include the indirect effects generated from contacts between different age groups.

The title of Table IV should be reviewed, since it should mention the case fatality rate, instead of mortality.

Table V should specify whether the information on those infected is until the entire population finishes infecting or until a certain date.

In the results, it would be of interest for health system planning policies that the demand for UTI beds be presented in each scenario.

The conclusions are well developed and conform to those presented in the introduction.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 1

Lidia Adriana Braunstein

7 Jul 2020

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

PONE-D-20-09888R1

Dear Dr. Canabarro,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Lidia Adriana Braunstein, Phd in Physics

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: The authors have adequately addressed my comments raised in the previous round of review and I feel that this manuscript is now acceptable for publication

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #3: Yes: Laura Soledad Lamfre

Acceptance letter

Lidia Adriana Braunstein

22 Jul 2020

PONE-D-20-09888R1

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

Dear Dr. Canabarro:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Lidia Adriana Braunstein

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Response to Reviewers.pdf

    Data Availability Statement

    All data files are available from the Johns Hopkins University COVID-19 database. John Hopkings University https://coronavirus.jhu.edu/map.html;” From there, the person has to click on "Brazil".


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES