The China Ministry of Health-Global Alliance for Vaccines and Immunization Hepatitis B Project (China-GAVI Hepatitis B Project) was a multi-year project initiated in 2002 with the primary focus of increasing routine infant hepatitis B vaccination coverage in China. The project ultimately accomplished that objective and also improved hepatitis B vaccine birth dose timeliness and the general status of safe injections within the country. A unique aspect (compared with GAVI-supported activities in other countries) was that the project was overseen by a team that included an in-country international co-project manager in addition to a national co-project manager. This brief vignette contains observations from the three international co-project managers who served over the course of the project: (1) Craig Shapiro, who was involved in project conception and initial implementation (2001–2003); (2) Steve Hadler, who continued project implementation (2004–2007); and (3) Yvan Hutin, who continued project implementation with an emphasis on improving birth dose timeliness (2007–2011). All of us were inspired by the dedication and enthusiasm of the Chinese counterparts at all levels with whom we worked, and we feel privileged to have had the opportunity to be part of an activity that ultimately had such a broad impact in helping to change policy and improve public health.
When Dr. Shapiro first arrived to Beijing in 1999 to work as a special consultant from the US Centers for Disease Control and Prevention (US CDC) to the China CDC (then referred to as the Chinese Academy of Preventive Medicine), the situation with respect to hepatitis B immunization was much different in China than it is today. It was before the SARS epidemic, which was a turning point in China in terms of investing dramatically in its public health system. It was also before the establishment of GAVI, which was a turning point in the world for prioritizing and investing in the introduction of new vaccines. Chinese leaders certainly recognized how important hepatitis B was as a public health problem in China (and given China’s contribution to the worldwide burden of hepatitis B, global public health experts considered controlling hepatitis B in China as critical for global hepatitis B control). And Chinese health officials desired to provide hepatitis B vaccine to all infants. However, at that time in China, hepatitis B vaccine was available only if the vaccine was purchased by the family (often with a substantial markup), and an administrative fee was also charged – such markups and fees were an important source of revenue to cover the operating costs of clinics and the salaries of immunization providers. With such significant financial barriers to changing policy, the way forward, to make hepatitis B vaccine a routine immunization provided at no cost, was not entirely clear.
A variety of work activities and events came together in the early 2000s that enabled changes that ultimately led to hepatitis B vaccine being made a routine infant immunization in China. One was the completion of a World Bank immunization project, which had a component in which hepatitis B vaccine was provided to infants in several provinces at a lower price, through a subsidy. The World Bank study showed that even with the subsidy, hepatitis B vaccine coverage rates remained much lower than those of routinely provided vaccines such as DPT – vaccine price and user fees were significant barriers to receiving vaccine, especially among poor populations. Also around that time, a national immunization coverage survey showed wide disparities in hepatitis B vaccine coverage, with much lower coverage in poorer western provinces.
So with these lessons learned, and with the national desire at that time (and present to this day) to improve the general economic situation of the western provinces, conditions were primed for some type of change, and that is where GAVI played an important catalytic role. GAVI was in its initial stages and had the express purpose of promoting introduction of new vaccines, including hepatitis B, into countries around the world. However, while China in that era met the GAVI country eligibility criterion of per capita GDP less than USD 1000 (and certainly each of the western provinces – individually larger than many countries receiving GAVI support – met that criterion by wide margins), GAVI had not yet decided how to address China, India, and the Philippines, which had such large birth cohorts that providing support in the way that it was providing support elsewhere (essentially purchasing vaccine for a period of 5 years) would deplete GAVI’s budget.
Several international teams visited China during 2001 and met with MoH official and country-based international staff at WHO, UNICEF, DFID, and the World Bank and the US Centers for Disease Control and Prevention to see if any type of collaborative activity could be put together that would help improve hepatitis B coverage. A pivotal moment was a meeting at the MoH, at which GAVI representatives reviewed how hepatitis B vaccine was being provided in China, and remarked that such a mechanism (which involved generating profit) might be appropriate for “consumer products such as cars or refrigerators” but not for a public health intervention such as hepatitis B vaccination. Such a statement, recognized by all but never so clearly communicated to high-level MoH officials (with Ministry of Finance officials present), helped moved the agenda forward.
Over an ensuing series of visits and discussions, GAVI representatives worked with Chinese counterparts to devise the China-GAVI project as a subnational project focusing on providing support for western provinces and poverty-designated counties in the rest of the country and involving matching funding from China to purchase vaccine, syringes, and safety boxes. Hepatitis B vaccine would be provided free of charge to all infants in the target area and with a minor administrative fee that was to be phased out by the end of the project.
Several unique things were part of the project design:
The China-GAVI project was the first for which counterpart funding was provided by the recipient country to purchase vaccine. Because of this matching fund arrangement, an agreement, accompanied by a detailed project implementation plan, was signed by China and GAVI/vaccine fund representatives that spelled out the financial and operational commitments of all involved parties. An implementation plan of such detail with high-level agreement had not been a feature of previous GAVI-supported work in other countries.
The vaccine provided for the project was not through UNICEF, as GAVI had done for all other countries; instead, GAVI provided funds to China for domestic vaccine procurement. The reason for this was that China itself produced hepatitis B vaccine, and provision of UNICEF vaccine would impact the domestic market. However, China vaccine was not WHO-prequalified, and the national regulatory authority was only in the process of demonstrating that it was fully functioning. There were concerns that GAVI would be providing funding for the purchase of a vaccine that was not WHO-requalified. The GAVI project was one factor among others that helped to move forward the approval of the national regulatory authority.
Previously, vaccine procurement had been at the provincial level, but the project moved this for hepatitis B vaccine to the national level, increasing the capacity of the MoH and the China CDC National Immunization Program to conduct such activities for vaccine and injection equipment.
One of the criteria for receipt of GAVI support was formation of an interagency coordinating committee (ICC), which included representatives of the MoH, China CDC, WHO, UNICEF, DFID, the World Bank, the China Foundation for Hepatitis Prevention and Control (an NGO led by former MoH official Wang Zhao which also played an important advocacy role in the project), PATH, and others. Committees addressing general immunization issues with such broad participation had not existed before in China, and the ICC facilitated progress related to the project and larger topics (including immunization financing).
The project was a stimulus for conducting studies and demonstration programs in China to address other issues related to routine hepatitis B immunization, including improving timeliness of the birth dose and catch-up immunization.
From 2002 to 2011, the project progressed with the input of a number of generations of GAVI co-managers. First, Dr. Craig Shapiro and Dr. Xiaojun Wang were involved with project inception and initial implementation. Second, Dr. Steve Hadler saw major progress in three-dose vaccine coverage, which allowed them to focus more attention on the timely birth dose. Third, Dr. Yvan Hutin and Dr. Fuqiang Cui dealt with the final evaluation, which included a large mission throughout China for data collection in three strata of 80 clusters in October 2010.
Among many enlightening and delightful experiences while working in China, what stood out most strongly was the ability to plan and successfully execute public health programs, ranging from hepatitis B vaccination in least developed provinces and counties, to enhanced surveillance for meningitis and encephalitis, to measles and polio vaccination campaigns. During the tenure of Dr. Steve Hadler, his major responsibility was to help guide implementation of the GAVI-funded hepatitis B vaccine project, aimed at reaching high coverage with timely birth dose and full 3-dose series of hepatitis B vaccine among 12 less advantaged western provinces and poorest counties in 10 middle provinces. Ultimately, this project was remarkably successful, bringing coverage indicators in western provinces from 49% to 85% on time birth dose and from 68% to 89% HepB3 by 2009 [6].
Several factors were key to this success, most notably the co-leadership of the China MoH and China CDC nationally and at each administrative level reaching down through province, prefecture, and county. China CDC brought the scientific expertise and basic strategies, as well as monitoring, and the MoH and bureaus of health at provincial and lower levels brought the authority to assure work would be effectively implemented in each hospital and clinic. Hence, the basic strategies for giving timely birth dose – first assuring hospitals took responsibility for providing the birth dose “he who delivers the infant gives the vaccine dose” – were systematically implemented in every hospital, reaching 98% coverage with timely birth dose among children born in hospitals. This success was based on training conducted jointly by China National and Provincial CDC technical experts and Health Bureau leaders; intensive monitoring including vaccine registers in the delivery room and at county health clinics, using key indicators; and biennial reviews in selected areas, with feedback reasons for low coverage (unstable at birth and transferred to pediatrics, low birthweight, etc. – none of which were actual contraindications). Assurance of high coverage in each hospital is owed in large part to the authority of the leaders of health bureaus and provincial and county CDCs.
Another key factor which contributed to the success was a concurrent national policy to reduce maternal mortality, through promoting births in hospital, especially in rural areas where these had previously occurred at home. This had been established as a national initiative and rigorously implemented through subsidies to expectant mothers in rural areas to give birth in hospitals and resulted in dramatic increase in births in hospitals in all areas. This coincided with efforts to achieve high on-time birth dose coverage in every hospital and hence drove remarkable increases in timely birth doses in project counties [7]. At the same time, the GAVI team had worked hard to learn how to deliver birth doses for rural births while improving coverage in hospital births – promoting registration of pregnant women, tracking prenatal care, assuring vaccine could be brought to the village in time for the birth, trying to get vaccine licensed for use off the cold chain (scientifically valid), and achieving high coverage in demonstration projects in Qinghai, Gansu, and Ningxia [8]. Yet this work was ultimately superseded by the national initiative to bring deliveries into hospitals, to the greater health benefit of mother and child – and so that by project end, an estimated 84% of births were in hospitals in these least advantaged counties in China.
A third factor that contributed to the success was the ability to track progress at all levels. Although China has always excelled at compiling statistics, a persistent challenge was the unavailability of exact denominators at any level, due primarily to out-of-plan births and migration. In general, tracking of immunization coverage relied on locally determined denominators for each vaccine dose and resulted in coverage usually exceeding 95% at each level – not unusual for administrative vaccination systems in any country but relatively useless for tracking progress. For the GAVI project, we instead chose to compare HBV3 and on-time birth dose coverage to those of other EPI vaccines due at roughly the same time – DTP3 and DTP1. This provided measures and achievable targets for each dose, which could be tracked at each level. Ultimately, these indicators were also used to help guide choice of districts in which to do evaluations, allowing selection of high, middle, and low performers to compare strategies and progress. Although these indicators did overestimate total coverage (not including children who did not receive DTP1 or DTP3), they presented the best approach for this project based on timeliness and providing information at each level.
During our tenures, there was occasionally tension, particularly with the opportunities to do direct monitoring in the project provinces (usually only annually except in special WHO-funded projects). However, with the system of feedback and oversight, even the periodic field supervisions were ultimately converted into strong progress in improving the project. Although field opportunities were not always as often as hoped, these were always both eye-opening and delightful. It was a privilege to work with talented and conscientious colleagues at national, provincial, and local levels and their ability to convert plans into action even in the most remote and challenged areas. Seeing the scope of the Chinese geography, the various peoples and ethnic groups were fabulous. And of course every field visit had its nonwork attractions, from the inevitable sightseeing trips to such historical places as Yan’An, Shaanxi, where Chairman Mao and the communist party spent the several years after the Long March; districts in Sichuan where Long March fighting occurred; the high plateaus and Buddhist monasteries of Qinghai; and the beautiful mountains and rural areas of Yunnan, Ningxia, Gansu, and Guizhou. And not to mention the inevitable banquets, with the rich variety of local dishes, bai jiu contests, and sange nege tournaments.
While the success of the GAVI China in terms of hepatitis B vaccine coverage and reduction of prevalence of chronic hepatitis B virus infection was widely disseminated through scientific communications and publications, the results in terms of injection safety had not been documented so systematically. Hence, in 2010, as part of the final evaluation of the project, China CDC evaluated immunization injection safety using the standardized WHO assessment tool. Results of this observational assessment indicated that over 10 years, major progress had occurred. Glass syringes had disappeared, and locally produced auto-disable syringes had become the norm [9].
Aside from the direct output of the GAVI project, the achievement of uniformly high coverage for the third dose of hepatitis B vaccine, the birth dose, and the injection safety, the GAVI project was a tremendous learning opportunity on all sides. First, we all learned through trial and error what was the best way to make the program work in a country as large and complex as China. In fact, the spirit of these pilot projects for the timely birth dose was exactly about that: let’s try together, plan it together, monitor it together, and troubleshoot issues that come up together until we succeed. Second, on the side of the Chinese counterparts, many China CDC staff got professional development opportunities that allowed them to further apply their skills in other challenging settings afterward, in China or internationally. Dr. Fuqiang Cui actually used the experience acquired with the final evaluation of the project to defend a PhD at the University of Basel. Third, while the project was wrapping up, WHO and China CDC thought that it would be important to review practices in terms of viral hepatitis surveillance. A joint mission was then organized that formulated recommendations in the field of surveillance of acute hepatitis and chronic infections. Fourth, on the side of the international colleagues, everyone worked hard on his Chinese, each with its own focus. Dr. Steve Hadler was very much into characters, numbers, and proper nouns, so he was rapidly able to read the tables and figures in Chinese, and Dr. Yvan Hutin invested in the HSK, the Hanyu Shuiping Kaoshi, the Chinese language exam, after Dr. Fuqiang Cui has ambitioned for him to try to graduate from the Chinese primary school exam before he would leave China. Last but not least, following an idea from Dr. Mark Kane and active editorial work by Dr. Steve Hadler, the entire GAVI China experience was recorded as a special issue of the Vaccine journal (Vaccine 2013;31 (Suppl 9)) so that public health officials working to increase hepatitis B vaccine and timely birth dose coverage in other countries could get inspiration from the positive experience in China.
The ultimate success of the project can be attributed to the vision of public health leaders and Chinese hepatitis experts in generating the data to stimulate the need and to the dedication of the many individuals within the MoH, the national and local CDCs, the immunization providers, and international partners. Making hepatitis B a routine immunization likely would have happened eventually without GAVI support, but at a later time, with the massive changes brought about by the SARS epidemic and the overall economic development in China. The China-GAVI project, consistent with the overall goals of GAVI, served as a catalyst to make this happen earlier and set the stage for full implementation. The thousands of children who are protected from hepatitis B virus infection, and therefore will not develop liver cancer or cirrhosis due to the hepatitis B, are the direct beneficiaries of the work of all involved.