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PLOS ONE logoLink to PLOS ONE
. 2020 Aug 17;15(8):e0237640. doi: 10.1371/journal.pone.0237640

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

Setegn Muche Fenta 1,*, Haile Mekonnen Fenta 2
Editor: Justice Moses K Aheto3
PMCID: PMC7430735  PMID: 32804942

Abstract

The child mortality rate is an essential measurement of socioeconomic growth and the quality of life in Ethiopia which is one among the six countries that account for half of the global under-five deaths. Therefore, this study aimed to identify the potential risk factors for child mortality in Ethiopia. Data for the study was drawn from the Ethiopian Demographic and Health Survey data conducted in 2016. A two-part random effects regression model was employed to identify the associated predictors of child mortality. The study found that 53.3% of mothers did not face any child death, while 46.7% lost at least one. Vaccinated child (IRR = 0.735, 95%CI: 0.647, 0.834), were currently using contraceptive (IRR = 0.885, 95%CI: 0.814, 0.962), who had antenatal care visit four or more times visit (IRR = 0.841, 95%CI: 0.737,0.960), fathers whose level of education is secondary or above(IRR = 0.695, 95%CI: 0.594, 0.814), mothers who completed their primary school(IRR = 0.785, 95%CI: 0.713, 0.864), mothers who have birth interval greater than 36 months (IRR = 0.728, 95%CI: 0.676, 0.783), where the age of the mother at first birth is greater than 16 years(IRR = 0.711, 95%CI: 0.674, 0.750) associated with the small number of child death. While multiple births (IRR = 1.355, 95%CI: 1.249, 1.471, four and above birth order (IRR = 1.487, 95%CI: 1.373, 1.612) and had working father (IRR = 1.125, 95%CI: 1.049, 1.206) associated with a higher number of child death. The variance components for the random effects showed significant variation of child mortality between enumeration areas. Policies and programs aimed at addressing enumeration area variations in child mortality need to be formulated and their implementation must be strongly pursued. Efforts are also needed to extend educational programmers aimed at educating mothers on the benefits of the antenatal checkup before first birth, spacing their birth interval, having their child vaccinated, and selecting a safe place of delivery to reduce child mortality.

Introduction

The child mortality rate is an indicator of child health as well as the overall development and well-being of a population. As part of their Sustainable Development Goals (SDG), the United Nations has set a target of reducing child mortality to as low as 25 per 1000 live births by 2030 [13]. According to different scholars and organizations, child mortality conditions remain the same, over 60 million children will die until 2030 [24]. The objective of the Millennium Development Goals (MDG) 4 was to reduce mortality in children under five years by two-thirds. Nevertheless, achieving this goal is hampered by the limited availability of data about accurate estimates of their mortality rate [5, 6]. Of the 5.3 million deaths of the under-five children in 2018 more than 50% (3.3 million) were in Sub-Saharan Africa. Fifty percent of the deaths occurred in six countries including Ethiopia and 15000 children die every single day globally. Most children died of preventable or treatable causes such as complications during birth, pneumonia, diarrhea, neonatal sepsis, and malaria [14, 7].

Ethiopia has one of the highest rates of child deaths and disabilities in the world. More than 704 children die every day from easily preventable diseases [3, 8]. If situations continue as such, more than 3,084,000 children will die until 2030. In Ethiopia, there have been regional variations in child mortality [3, 9, 10]. Child mortality rates range from as low as 39 per 1,000 live births in Addis Ababa to as high as 125 per 1,000 live births in Afar [9].

The government of Ethiopia is struggling to minimize the death of under-five children, henceforth (U5C), and there had been improvements over the past years. Despite the progress, geographical locations, health services, maternal socioeconomic characteristics, etc, still pose challenges. Hence, identification of enumeration area-specific determinants on the number of U5C mortality per mother is crucial to plan and implement interventions and take actions to address the burden of mortality of U5C in Ethiopia.

Previous studies in developing countries on child mortality considered either prevalence alone (i.e. whether the death occurred in a household) and used logistic and survival models to analyze such [1114], or severity only (i.e. compared the number of reported deaths) and applied count regression models [10]. In this study, however, we proposed that there are two processes: whether the death occurred in the household (prevalence part) and the number of reported deaths if death did occur (severity part). The two-part model has extensive (the zeros) and intensive (the positives) margins in a multi-index count model, representing nonoccurrence and occurrence of death, respectively. It is also referred to as a zero-hurdle model because it allows for a systematic difference in the statistical process governing individuals (observations) below the hurdle and individuals above the hurdle set at zero. An alternative approach to the two-part process is finite mixtures, a combination of zeros point mass distribution and the nonzero distribution [15, 16]. Most works in this area; however, do not address concerns that occurrence of death (prevalence) and the number of deaths (severity) reported in a household are joint processes, and that failing to account for the joint nature of these processes and complex sampling method [17] can bias estimates of risk factors on child mortality [10].

Furthermore, the variation in the determinants of the number of child mortality may be due to heterogeneity in the enumeration area of the study. To address this, we proposed a two-part random effects model for child mortality data [18, 19]. The proposed model consisted of two generalized linear mixed models (GLMM) with correlated random effects; the first part assumed a GLMM with a logistic link and the second part explored a count model negative binomial distribution. Therefore, this study aimed to identify the factors associated with the number of child mortality in Ethiopia.

Materials and methods

Data source and study design

The data for this study was obtained from the 2016 Ethiopian Demographic Health Survey (EDHS), particularly data on birth record data which is a population-based, cross-sectional survey of a complex sampling design involving region and residence as strata. The first stage of the selection was 645 PSU with 202 EAs urban and 443 EAs rural areas based on the 2007 Ethiopian Population and Housing Census (PHC) of the Ethiopian Central Statistics Agency (CSA). From a total of 18,008 households 16,650 having a response rate of 98% of the response rate households were eligible. The women were interviewed for information on their birth history questioners and a total of 14370 births were considered for this study (the EDHS 2016 can be accessed on request through proper format).

Ethics statement

This study is a secondary data analysis of the EDHS, which is publicly available, approval was sought from MEASURE DHS/ICF International, and permission was granted for this use. The original DHS data were collected in conformity with international and national ethical guidelines. Ethical clearance was provided by the Ethiopian Public Health Institute (EPHI) (formerly the Ethiopian Health and Nutrition Research Institute (EHNRI) Review Board, the National Research Ethics Review Committee (NRERC) at the Ministry of Science and Technology, the Institutional Review Board of ICF International, and the United States Centers for Disease Control and Prevention (CDC). Written consent was obtained from mothers/caregivers and data were recorded anonymously at the time of data collection during the EDHS 2016.

Variable of the study

Dependent variable

The dependent variable was the number of child deaths per mother, a counted outcome from birth record dataset in the EDHS 2016. Region, mother’s age, the education level of the father, education level of the mother, father’s occupation, mother’s occupation, family size, age of mother at first birth, religion, vaccination of child, contraceptive use, birth order, preceding birth interval, child twin, place of delivery, antenatal visit, breastfeeding, and residence were the potential predictors of child death.

The secondary data were managed in SPSS software version 21and then exported to R version 3.5.3 for analysis

Statistical analysis

Child death was better envisaged as a two-part model of two types:—Zero-Inflated and the Zero-Hurdle models. Zero-inflated models allow overdispersion as well as zero-inflated count data. The frequently used models for zero-inflated count data are zero-inflated Poisson (ZIP) and zero-inflated negative binomial (ZINB). The ZIP model, introduced by Lambert, D. et al. [20], provides a dual-state method for modeling data characterized by a significant amount or more zeros than would be expected in a traditional Poisson or negative binomial model, while the ZINB model, introduced by Greene, W.H. et al. [21], is a more flexible one that handles over-dispersion caused by both unobserved heterogeneity and excess zeroes. Zero-inflated regression considers two data generating processes and assumes zero counts coming from two different sources from the always-zero group (mothers who are never born) or the not-always-zero group (mothers who may not be dead her child). Zero-inflated regression is a two-part model. A Logit model determines if a zero count is from the always-zero group or the not-always-zero group, and a baseline model, whether Poisson or Negative binomial, governs both zero and positive counts from the not-always-zero group [22]. ZIP regression is useful for modeling count data with excess zeros, however, in hierarchical study design and data collection procedure, zero-inflation and correlation may occur simultaneously [23]. Multilevel ZIP regression has been employed to overcome these problems. For the ZIP models, we have

p(Yij=yj)={πij+(1πij)exp(μ),ifyij=0(1πij)exp(μ)μyijyij!,ifyij=1,2,0πij1 (1)

Where Yij indicates the number of under-five death the ith mother in the jth enumeration area and μ is the mean for the Poisson distribution. If over-dispersion is attributed to factors beyond the inflation of zeros, a ZINB model is more appropriate [24]. A multilevel ZINB regression incorporating random effects to account for data dependency and over-dispersion is used [25]. Let Yij(i = 1,2,…..,n; j = 1,2,…..,m) be a count say, the under-five death of the ith mother in jth the enumeration area follows a ZINB distribution:

p(Yij=yij)={πij+(1πij)(1+αμ)1α,ifyij=01πijΓ(yij+1α)yij!Γ(1α)(1+αμij)1α(1+1αμ)yij,ifyij>00πij1 (2)

With parameters μ≥0 for the mean and α>0 over-dispersion

Then the two-level ZINB and ZIP regression model can be expressed in vector form as:

log(μij)=βo+l=1kβlxlij+Uoj+l=1kUljxlij (3)
logit(πij)=log(πij1πij)=γo+l=1kγlzlij+Woj+l=1kWljzlij (4)

Here, the covariates Xij and Zij appearing in the respective negative binomial and logistic components are not necessarily the same β and γ are the corresponding vectors of regression coefficients [25, 26]. The vectors wj uj and denote the enumeration area-specific random effects for simplicity of presentation. The random effect u and w are assumed to be independent and normally distributed with a mean of zero and variance of σu2 and σw2 respectively. A special case of the above models is the zero-hurdle model. The hurdle regression handles the excess zeros by relaxing the assumption that zeros and positives come from a single data generating process [15]. The hurdle model is flexible in handling both under and overdispersion problems. A hurdle model is introduced by [16] for the analysis of over-dispersed or under-dispersed count data. The hurdle model, like the ZI model approach, is a 2-part count regression method that deals with excess zeros in the data. However, hurdle models are different from ZI in that its first component contains: -a binomial distribution that determines if a count is zero or positive. The second part is truncated at zero models governing the positive counts, i.e. E(Yi/Yi>0) [15]. Poisson Hurdle model can be written as follows

p(Yij=yij)={πijifyij=0(1πij)exp(μ)μyij(1exp(μ)yij!ifyij=1,2,..0πij1 (5)

Where Yij is the number of under-five death for the ith mother in the jth enumeration area μij is the mean and πij is zero proportion parameters. An alternative to the Poisson hurdle is a negative binomial given by the Eq (5)

p(Yij=yij)={πij,ifyij=0(1πij)Γ(yij+1α)yij!Γ(1α)(1+αμij)1α(1+1αμ)yij,ifyij>00πij1 (6)

with parameters μ≥0 for the mean and α>0 for over-dispersion

In the regression setting, both the mean μij and zero proportion πij parameters are related to the covariate vectors xij and zij respectively. Moreover, responses within the same enumeration area are likely to be correlated. To accommodate the inherent correlation, random effects uj and wj are incorporated in the linear predictors ηij for the Poisson part and ξij for the zero part. The Poisson Hurdle and Negative binomial Poisson mixed regression model is

ηij=log(μij)=xijTβ+uj (7)
ξij=log(πij1πij)=zijTγ+wj (8)

Where β and γ are the corresponding (p+1)×1 and (q+1)×1 vector of regression coefficients. The random effects uj and wj are assumed to be independent and normally distributed with a mean of 0 and variance of σu2 and σw2, respectively [19].

Result

Out of the 14,370 mothers in the country, 7720 (54%) of them never faced any child death, while the remaining 6650 have at least one child death. This indicates zero outcomes were large in number. The histograms are highly picked at the beginning (the zero values). However large observations (i.e. large numbers of under-five deaths per mother) are observed less frequently. This leads to a positively skewed distribution. Additional screening of the number of child deaths showed that the variance (1.697) was greater than the mean (0.9) indicating over-dispersion. This indicates that the data could be fitted better by negative binomial hurdle which takes into account excess zeroes (Fig 1).

Fig 1. The number of under-five deaths per mother.

Fig 1

Child mortality and its socio-demographic and economic features

Below are summarized impacts of socioeconomic, demographic, health, and environmental-related factors on child death per mother. The majority, 54.1% of deaths occur with uneducated mothers, while for mothers with secondary education and above, the deaths account for 19.7%. The majority (53.4%) occurred among uneducated fathers and 25.3% of the deaths occurred with fathers who had attained secondary and above. Children born in rural areas recorded the highest percentage of deaths, while the death from the urban area was low. The highest percent of child deaths was observed among children having birth orders of four and above (54.0%). The lowest percent of child death was observed in mothers in their first birth order (37.8%). The percentages of death for males and females children were 47.9% and 44.5% respectively. The majority (50%) of child deaths were attributed to poor women. Besides, the highest (58.5%) percent of child deaths occurred among mothers who did not receive any antenatal check during pregnancy. In another respect, working fathers have a lower percent of child deaths (45.4%) as compared to non-working fathers (50.4%). Furthermore, the chi-square test of association revealed that the mother’s occupation, current marital status, source of drinking water, type of toilet facility, whether they are currently breastfeeding and place of residence did not was not significantly associated with child death while other variable did(Table 1).

Table 1. Summary statistics of child mortality for selected variable included in the analysis.

Variable Category Child death Total X2 value (p-value)
Yes Percent
Fathers education level No education 4,403 53.4 8,250
Primary 1,736 42.3 4,101 149.64(<0.001)
Secondary and above 511 25.3 2,019
Child Twin Single 6,225 45.1 13,813 210.11(<0.001)
Multiple 425 76.3 557
Place of delivery Home 5,999 55.1 10,884
Public sector 578 18.6 3,107 410.51(<0.001)
Private sector 73 19.3 379
Mother's occupation Housewife 3,552 43.5 8,169 2.80(0.91)
Had working 3,098 50.0 6,201
0.0932
0.0932
0.0932
Husband/partner's occupation Not Working 1,300 50.4 2,579 156.56(<0.001)
Had Working 5,350 45.4 11,791
The educational level of the mother No Education 5,378 54.1 9,932
Primary 1,027 32.1 3,197 32.91(<0.001)
Secondary and above 245 19.7 1,241
Current marital status Others 692 53.9 1,284
Married 5,958 45.5 13,086 0.61 (0.431)
Source of drinking water Piped 563 29.5 1,906
Others 6,087 48.8 12,464 0.71 (0.400)
Type of toilet facility Use toilet 3,506 44.3 7,911
No any kind toilet 3,144 48.7 6,459 0.01 (0.938)
Currently breastfeeding No 3,858 59.9 6,436 2.20(0.140)
Yes 2,792 35.2 7,934
Birth order number First 1,213 37.8 3,206
2–3 1,951 41.5 4,705 232.943(<0.001)
4 and above 3,486 54.0 6,459
Place of residence Urban 816 32.5 2,512 0.61(0.43)
Rural 5,834 49.2 11,858
Religion Orthodox 1,839 43.7 4,208
Muslim 3,564 48.5 7,348 30.22(<0.001)
Others 1,247 44.3 2,814
Contraceptive use No 5,471 49.8 10,976 237.98(<0.001)
Yes 1,179 34.7 3,394
Vaccination of child No 6,053 50.9 11,881 201.69(<0.001)
Yes 597 24.0 2,489
Wealth index Poor 3,896 49.8 7,820
Medium 970 47.6 2,036 123.89(<0.001)
Rich 1,784 39.5 4,514
Sex of child Male 3,642 47.9 7,607 1.67 (0.195)
Female 3,008 44.5 6,763
Mother’s age group Below 20 years 145 14.9 974
20–29 years 1,377 26.5 5,201 185.28(<0.001)
30–39 years 2,935 52.6 5,582
40+ year 2,193 83.9 2,613
Number of antenatal Visits No Visits 5,654 58.5 9,658
1–3 511 24.4 2,092 198.58(<0.001)
4 and above visited 485 18.5% 2,620
Preceding birth interval 0–24 months 3,669 51.5 7,129
25–36 months 1,642 48.2 3,407 181.00(<0.001)
>36 months 1,339 34.9 3,834

Model selection criteria

As compared to other models, the negative binomial hurdle regression model has a smaller value of deviance AIC and BIC than the other model. Consequently, we selected the Negative binomial hurdle regression model as the best model for fitting child mortality in Ethiopia (Table 2).

Table 2. Model selection criteria for the multilevel count regression models.

Model Deviance AIC BIC
ZIP 29534 29578 29744
ZINB 29368 29414 29588
PH 28222 28306 28624
NBH 28183 28269 28595

Factors associated with child mortality in Ethiopia

Table 3 presents summaries from the negative binomial hurdle model. The result of this model gave the fixed and random effects for both the negative binomial and logit components. The negative binomial component shows the Incidence of Relative Riske (IRR) or the severity of child mortality. Child vaccination has a significant impact on the incidence rate of non-zero child death per mother. More particularly, the rate of incidence of non-zero child death for vaccinated children decreased by 26.5 percent (IRR = 0.735, 95%CI: 0.647, 0.834) as compared with non-vaccinated children. For every unit increased in family size, the rate of non-zero under-five death per mother was decreased by 3.2 percent (IRR = 0.968, 95%CI: 0.956, 0.980). Similarly, for a yearly increase in the age of the mother the rate of non-zero child death increased by 5.2 percent (IRR = 1.052, 95%CI: 1.047, 1.056).

Table 3. Fixed and random effects estimates with corresponding 95 confidence intervals (CI) from the negative binomial hurdle model of child mortality.

Parameters Negative binomial Bernoulli
IRR (95% CI for IRR) OR(95 CI% for OR)
Fixed effects
Vaccination child
No 1 1
Yes 0.735(0.647,0.834)* 1.825 (1.614,2.064)*
Family size 0.968(0.956,0.980)* 1.255 (1.224,1.286)*
Age of mother 1.052(1.047,1.056)* 0.822 (0.815,0.829)*
Antenatal care visit
No 1 1
1–3 0.841(0.737,0.960)* 2.013(1.757,2.306)*
4 and plus 0.814(0.702,0.944)* 2.390(2.066,2.764)*
Previous birth interval
≤24 months 1 1
25–36 months 0.836(0.787,0.889)* 1.766(1.579,1.974)*
37 and plus 0.728(0.676,0.783)* 3.523(3.134,3.960)*
Contraceptive use
No 1 1
Yes 0.885(0.814,0.962)* 1.354(1.202,1.525)*
Father’s education
No education 1 1
Primary 0.945(0.881,1.014) 0.970(0.867,1.085)
Secondary and plus 0.695(0.594,0.814)* 1.211(1.014,1.446)*
Mother’s education
No education 1 1
Primary 0.785(0.713,0.864)* 1.145(1.011,1.298)*
Secondary and plus 0.787(0.614,1.009) 1.433(1.136,1.806)*
Father occupation
No 1 1
Had Working 1.125(1.049,1.206)* 0.721(0.633,0.821)*
Place of delivery
Home 1 1
Public sector 0.927(0.809,1.061) 2.053(1.785,2.361)*
private sector 0.609(0.405,0.916)* 1.947(1.419,2.673)*
Child Twin
Single 1 1
Multiple 1.355(1.249,1.471)* 0.256(0.197,0.333)*
Age of mother at first birth
≤ 16 year 1 1
17 and plus year 0.711(0.674,0.750)* 3.004(2.722,3.314)*
Birth order
First 1
1–3 1.372(1.262,1.491)*
4 and above 1.487(1.373, 1.612)*
Religion
Orthodox 1
Muslim 1.255(1.129,1.394)*
Others 1.104(0.978,1.246)
Random effect
Between-Enumeration Area variance (σ^u02) 0.526(0.474,0.584)* 0.691(0.624, 0.766)*

1: reference category of the categorical variable.

* Significant at 0.05 level of significance.

The incidence rate of non-zero child death among mothers who had antenatal checks four times and above during the pregnancy was 0.841(IRR = 0.841, 95%CI: 0.737,0.960) times lower compared with mothers who have not received any antenatal check. The rate of non-zero child death among children born 37 months and above after the previous birth decreased by 27 percent (IRR = 0.728, 95%CI: 0.676, 0.783) as compared with children born less than 24 months after the previous birth. The rate of non-zero child death for mothers with primary education was 0.785(IRR = 0.785, 95%CI: 0.713, 0.864) times lower compared to women with no formal education. Likewise, the incidence rate of non-zero child death for fathers with secondary education and above was 0.695(IRR = 0.695, 95%CI: 0.594, 0.814) times lower compared to fathers with no formal education.

The rate of non-zero child deaths with children’s birth order 4 and above increased by 48.7 percent (IRR = 1.487, 95%CI: 1.373, 1.612) compared with the first birth order. The incidence rate of non-zero child death for mothers who used contraceptives was about 0.885 (IRR = 0.885, 95%CI: 0.814, 0.962) times lower than mothers who did not use a contraceptive. The rate of non-zero child death for children born in the private health facility was 0.609 (IRR = 0.609, 95%CI: 0.405, 0.916) times lower than that of children born at home. The incidence rate of non-zero child death in multiple births was 1.355 (IRR = 1.355, 95%CI: 1.249, 1.471) times greater compared with that of a single birth. The rate of non-zero child deaths for mothers older than16 years decreased by 29 percent (IRR = 0.711, 95%CI: 0.674, 0.750) compared with mothers older than 17 years (Table 3).

The Bernoulli or logit part used to show the likelihood of child mortality on the household level. We observed that the estimated odds of the number of child death becomes zero with vaccinated children were 1.825 (AOR = 1.825, 95%CI: 1.614, 2.064) times the non-vaccinated children. An increase in family size by 1 result in the estimated odds that the number of child death becomes zero was increased by 25.5 percent (AOR = 1.255, 95%CI: 1.224, 1.286). Similarly as the age of mother increase by a year the estimated odds that the number of child death becomes zero decreases by 18 percent (AOR = 0.822, 95%CI: 0.815, 0.829). The estimated odds that the number of child death becomes zero with mothers who made antenatal care of 4 visits and above was 2.390(AOR = 2.390, 95%CI: 2.066,2.764) times that of mothers who did not any antenatal visit.

The estimated odds that the number of child death becomes zero for children born with a preceding birth interval of 37 months and above was 3.523(AOR = 3.523, 95%CI: 3.134, 3.960) times that of children born with a preceding birth interval of fewer than 24 months. The odds of the number of child death becomes zero with children born from fathers who work is 0.721(AOR = 0.721, 95CI%: 0.633, 0.821) times that of fathers without work. The estimated odds the number of child death with mothers who use contraceptives is 1.354(AOR = 1.354, 95%CI: 11.202, 1.525) times mothers who did not use a contraceptive. The estimated odds that the number of child death becomes zero with children who are born in the public health sector was 2.053(AOR = 2.053, 95%CI: 1.785, 2.361) times that of children born at home. The estimated odds the number of child death becomes zero with mothers who attend primary education was 1.145 (AOR = 1.145, 95%CI: 1.011, 1.298) times mothers who did not attend any formal education.

The estimated odds the number of child death becomes zero among children born in multiple births decreased by 74.4 percent (AOR = 0.256, 95%CI: 0.197, 0.333) as compared to children born in a single birth. As could be seen in Table 3, the variance components for the random effects showed that significant variation of child mortality between enumeration area is estimated to be 0.526 (95% CI: 0.474, 0.584) while the severity of the variance was 0.691 (95% CI: 0.624, 0.766) (Table 3).

Spatial distribution of the under-five mortality rate

A total of 645 enumeration areas (clusters) were included in the analysis. Spatial distribution of under-five mortality counts and the residuals were mapped (Fig 2). The crude mortality and residuals were computed based on each enumeration area (EA), which were then merged with the shapefiles and mapped to present the regional disparities. Hence, the regional (EA) counts were extracted and plotted in the form of geometric lines to show the burden of under-five mortality for the study period. Both the maps showed that there were notable inequalities in crude mortality among the regions/clusters of the country.

Fig 2. Spatial distribution of U5 crude mortality and the residual in Ethiopia, EDHS 2016 perspective: Each dot on the map represents one enumeration area.

Fig 2

The two maps indicated that there is wide variability in U5 mortality rate among the 645 enumeration areas (Fig 2)

Discussion

The child mortality rate in Ethiopia declined over time. The death rate in the period2000 2005 20011 and 2016 was 166 123 88 and 67 deaths per 1000 live births respectively. This multilevel analysis in children's mortality rate showed improving (decreasing) trend from 166 children per 100 live births in 2000 to about 67deaths per 1000 live births in2016. It reduced at the rate of 99deaths per 1000 live births for a period of 16 years. This study set out to develop a predictive model and investigate modifiable risk factors of mortality for under-five in Ethiopia. Moreover, it examined Enumeration Area variations in under-five mortality that was not studied so far and that could not be explained by the available risk factors. It examined the influence of particular social-economic and demographic characteristics of mothers on child mortality in Ethiopia. Results showed several factors contributed to child mortality. It was observed that out of 14730 women in the data 7720 (53.7) of them did not experience child mortality. Level of parental education emerged as a strong predictor of child mortality that decreases with an increase in parental education indicating that improved parental education minimizes the number of child mortality. This supports previous findings where increased maternal and father education lowered child mortality [13, 2731]. Thus, improving the educational background of parents advantages to themselves their children and the community as a whole [32, 33]. Educated parents are more likely to be aware of health care utilization to themselves their children and the community [30, 32, 34]. Child death with multiple births is higher relative to singleton ones. Multiple births have a lower weight due to nutritional intake competition [10, 12, 13, 29]. The result also showed that child mortality decreased with an increase in the length of the preceding birth interval, which confirms with findings from previous studies in Ethiopia that employed survival analysis and binary logistic regression models and where the preceding birth interval is negatively associated with mortality of a child [1214].

The finding revealed that the death of children from mothers who use contraceptives is significantly less compared to the death of children from mothers who did not use a contraceptive. The size of a family is positively associated with a mortality rate of a child. These variables are in one way or another associated with family planning. This finding is consistent with from previous studies that investigated under-five mortality in developing countries especially in Sub Saharan African where are born from mothers that don’t use contraceptive and that have a large family size which in turn associated with an increase in the odds of under-five mortality [14, 35]. Vaccinated children have are a lower risk of mortality compared to non-vaccinated children and this finding is consistent with those of previous studies [10, 30, 36, 37].

Mother’s age at first birth is negatively correlated with child mortality that decreased the risk of child mortality as an increase in mother's age at first birth. The estimated result also shows that increases mothers' age at first birth reduced the risk of child mortality and mothers who gave birth to their first child at a younger age face higher child mortality risk which is similar to the previous studies conducted by different scholars in developing countries including Ethiopia, Nigeria and Bangladesh [12, 14, 28, 29, 35]. Studies also reported that similar to the findings [28, 29] for every unit increase in the age of the mother, child mortality increases. This study indicated that mothers/children raised in urban areas were less likely to die due to a lack of better health care access and other important services crucial for the health of the child [36, 38].

The study showed that children from working fathers have a higher risk of mortality than those from non-working fathers. This finding is consistent with where the increase in the number of antenatal visits during pregnancy reduces child mortality, which is also supported by the previous research [14]. Children born in the public and private sectors are at lower risk than those born at home. This might be due to better health care and attention received during and after delivery. This has been corroborated by different studies [12, 14, 39]. The study also revealed that the size of a household is important in affecting the number of child mortality. The mortality decreased significantly as household size increased, a finding which is unexpected and inconsistent with finding from previous studies [37]. Consequently, further research is needed to determine the relationship between the variables. Birth order increased child mortality, and this result is consistent with the literature reviewed and contribution from different studies on birth order [10, 12, 40]. The prevalence and severity implied that there existed heterogeneity of child death in terms of their enumeration area through each child shared the same covariate value. Distribution of socioeconomic resources which largely affect the health condition of the population showed (enumeration area disparity in health service allocation and nutrition). This is consistent with previous findings in which that geographical location influenced health outcomes [28, 31, 34, 36, 37, 41].

Strengths and weaknesses

The strength of the DHS is its representativeness, its use of starts it's multistage probabilistic sampling for selecting clusters and households from different geographical territories so that quality data are collected about children at household and community levels. This cross-sectional study involves a randomly selected large sample so that the findings could be generalized to the studied population. To increase reliability and avoiding missing data, data collectors and interviewers received pertinent training. Quantitative survey data are often under-count (hard to reach the whole EAs/groups) and owing to its cross-sectional nature, it is difficult to measure the causal effects, and it is not possible to know whether the data are time-dependent or not. The other limitation of the study (dataset) is that it includes limited measurement of adult health outcomes of women and men population and does not cover even communicable and non-communicable diseases [42].

Conclusions

Mortality of the under-five in developing nations like Ethiopia is still a public health problem, and this study tried to identify the key determinants of and assessing the enumeration area variation of child death in the country. A multilevel NBH modeling approach allowed the determination of unobserved enumeration area differences in under-five children’s mortality rates that cannot be addressed through a single-level approach. The descriptive results showed that 53.7% of mothers did not experience the death of under-five while 46.3% of them lost at least one child. The findings indicated an enumeration area variation in child mortality. The high-risk factors associated with under-five mortality were higher order of birth of the child, multiple twins, mothers who have their first birth at age 16 or below, not using the contraceptive, no getting the child vaccinated, rural women, uneducated mother, smaller family size, older age, uneducated father’s and mother ‘s antenatal visit of healthcare. Therefore Policies and programs aimed at addressing enumeration area variations in child mortality must be formulated and their implementation must be vigorously pursued. The government should give more attention to regions with a high child mortality rate. Furthermore, programs of educating mothers on the benefits of the antenatal check-up birth spacing or birth interval having vaccination for the child and safer place of child delivery need to be considered to reduce child death.

Acknowledgments

The authors would like to thank the Central Statistical Agency of Ethiopia for making the data freely available for research purposes. The manuscript was language edited by Berhanu Engidaw (Assistant professor), English department, Bahir Dar University.

Data Availability

We have used women data set of EDHS 2016 for this study. The data set was accessed from the Measure DHS website (http://www.measuredhs.com).

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Iratxe Puebla

2 Apr 2020

PONE-D-19-33030

Risk Factors of Child Mortality in Ethiopia: Application of Multilevel Two-Part Model

PLOS ONE

Dear Mr. Fenta,

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The reviewers have raised a number of major concerns that need attention in a revision. The reviewers note that the rationale for the study needs to be more clearly articulated and a stronger case made for the evidence gap that is being addressed by this work. The reviewers request clarifications about the population included and the variables studied, and note that improvements are needed in the Discussion section to ensure the limitations of the work are discussed and that the findings are adequately interpreted and the contributions of the work to the field clearly outlined.

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Reviewer #2: Partly

Reviewer #3: Partly

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: No

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Reviewer #1: The manuscript describes an interesting study on risk factors of child mortality in Ethiopia based on multilevel two-part models using secondary data from the 2016 Ethiopian Demographic and Health Survey (i.e. the most current DHS data in the country). Studies of this nature are critical for informed public health policy/intervention strategies. However, the authors failed to demonstrate that there is a risk factor gap for child mortality in Ethiopia to warrant this study. They were rather making a case for statistical methods components (multilevel two-part model).

Also, the factors identified in this study as predictors of child mortality have been established in similar populations in Africa using both single and multilevel methods, including spatial mapping. The authors should therefore make a case for the complex model as oppose to the relatively simpler model that achieved the same purpose: risk factor identification.

See more details below:

Introduction:

a) The introduction to the study appears good. However, this section will benefit from proofread. For example, statement like “Child mortality wants serious attention from …” should be rephrased.

b) Also, authors should briefly explain what has been done so far by government and other stakeholders to address the problem of child mortality in Ethiopia, and why the problem persists to the extent that Ethiopia is among the top 6 countries with high child mortality rates.

Methods:

c) The methods employed by the authors in the analysis of the data appears sound.

d) The authors should indicate the number of regions that were used in their study since they are interested in ‘between-region variance’. This is critical for the multilevel part because the number of groups (regions) influence the precision of the model parameters. Thus, small number of groups (regions) can substantially affect the accuracy and the interpretability of results from multilevel model part like the one used in this study. For example, Maas and Hox (2005) have shown that small number of groups at the higher level (i.e. sample of 50 groups or less) will result in biased estimates for the higher-level (i.e. region in this case) standard errors.

e) How did the authors adjust for the sampling weight in their study? The Ethiopian Demographic and Health Survey (DHS), just like any other DHS include an inherent sampling weight so the authors should discuss how they account for this in their analysis. Not accounting for this could bias the model parameters and its resultant misleading inferences.

Reference

Maas, CJM & Hox JJ (2005). Sufficient sample sizes for multilevel modelling. Methodology, 1, 86-92.

f) The factors identified in this study as predictors of child mortality have been established in similar populations in Africa using both single and multilevel methods, including spatial mapping. The authors should therefore make a practical rather than a theoretical case for the complex model (Hurdle Negative Binomial) as oppose to the relatively simpler models (single, multilevel, and spatial models) that previously achieved the same purpose: risk factor identification.

Results:

g) The results presented are satisfactory.

h) Comments under the methods section could be considered to improve the message in this section.

Discussion and conclusion:

i) The discussion and the conclusion presented are supported by the data.

j) There is the need to proofread the entire manuscript for clarity and understanding.

k) Using DHS data comes with some limitations, but the authors failed to state what the limitations and strengths of their study are. This must be provided.

Reviewer #2: Comments

Topic: Risk Factors of Child Mortality in Ethiopia: Application of Multilevel Two-Part Model

General comments

This a good paper whose subject is quite relevant to researchers, programmers and policy makers involved in understanding and increasing quality of neonatal health care. There are however a few comments on the manuscript which if corrected should make the paper acceptable for publication.

Major Compulsory Revisions

• The study examined the influence of particular social, economic and demographic characteristics of mothers on child mortality in Ethiopia. And also the findings indicate there was a variation of child mortality from region to region. This can be important in public health area as part of the evaluation of planned interventions, as well as for policymakers for indicating future directions. But this is already known in Ethiopia, and a few of references support this. General findings are well known also for the Ethiopian community. What the findings add to what already known?

• Information concerning potential variables related to child mortality and then analyzed and discussed. No specific suggestion was reported for each single Region taking into account difference in child mortality.

• Discussions: It is quite poor and repeats a lot of known facts without making any point as to how this current study contributes to the discussion. A lot of results are repeated in the discussion. What are the innovative ideas, for scale up and ensure quality and safe services? Formulate clear what is innovating idea in the study.

• Conclusion section: there is significant disconnect between the results presented and the conclusions made. There was no evidence in the results or anywhere else that they looked at the possible barriers and strategies for that country under question. They can suggest but not make a hard conclusion that those strategies would work or hinder.

Reviewer #3: PLOS ONE

Risk Factors of Child Mortality in Ethiopia: Application of Multilevel Two-Part Model

Abstract

What do you mean by “being contraceptive use”: At which stage? Before or after the child’s death?

What do you mean by “primary level of educated mother”?

What is “being had working father”

There is no result in the abstract to justify “The findings indicate a significant regional variation of child mortality in Ethiopia.”

Objective is clear

Methods

Page 4

“The women were interviewed by distributing questioners”?

What are the justifications for including the Independent Variables?

Page 5

Citations such as “The ZIP model, introduced by [17],…..” is wrong. Replace here and elsewhere as “Lambert et al. introduced the ZIP model [17],….” or “The ZIP model, introduced by Lambert et al. [17],…..”

mothers who may not be dead her child).?

Page 7

The Poisson Hurdle and Negative binomial Poisson mixed regression model is (7) and (8) respectively?

Check : distributed with mean 0 and variance 2u ��and 2 w ��,

And 7720 of them lost 7 at least one child.?

Page 8

The subsection “The trend of child mortality in Ethiopia (2000-2016)” and Figure 2 are not results of the current study. These should be incorporated into the introduction or discussion section.

Table 1

Delete all ‘%’ in the Table except in the headings

The column “No(%)” is redundant. Delete

What is p-value of <,0.001? delete the comma sign

The study population is not very clear.

I presume this study is about all deaths among all children to a woman who had ever given birth. Or is it all deaths among children born to a woman within the 5-years preceding the survey. Which data did the author used? The women data? Birth recode data? Or children recode data?

ALL these must be clearly stated under methods and Data

More importantly, since all deaths at a particular time is been studied, which birth or child was used to classify the variables in Table 1. For instance, the variable Child Twin has single and multiple. Assuming a mother had a twins birth and had a single birth thereafter, which of the births was used to classify the twin status. Same thing applies to place of delivery, Birth order number, Currently breastfeeding, Contraceptive use, Vaccination of child, Sex of child, Number of antenatal Visits and Preceding birth interval.

Variables here should be strictly mothers characteristics. The only child characteristic of interest here sis the outcome variable which is “child status: Alive or death”

This brings another issue, at which age of the children did the authors classified a child as dead or alive, since there are multiple children per woman in some cases

Table 2

The results here are not reliable because some of the variables in the models are inappropriate for the reasons stated earlier. Addition to that list is “family size”. This is not static but changes as there are more births or deaths. How can such predict death?

I stopped the review here

General comments……..

Good study design but the authors did not pay attention to basic details

Too numerous typos, incomplete statements etc.

They had reported that 7720 women had lost at least one child. And also claimed that 7720 women had lost 7 children!!!

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Reviewer #1: Yes: Justice Moses K. Aheto

Reviewer #2: No

Reviewer #3: No

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Attachment

Submitted filename: PLOS ONE Child mortality in Ethiopia Multilevel analysis.docx

PLoS One. 2020 Aug 17;15(8):e0237640. doi: 10.1371/journal.pone.0237640.r002

Author response to Decision Letter 0


2 May 2020

Reviewer 3

Thank you so much for your question. Generally, it is defined as “Women use contraceptive before childbirth as well as after birth”

Mothers who have attained only primary school (1 to 8 grade level in the country context)

We have corrected all the comments based on your suggestion. Some points were typing error and it is corrected right now.

Thank you once again, it is incorporated in the discussion part

Yes, removed and the p-value<0.001, in the software result it was highly significant (0.000) and in the scientific format, we make it <0.001, and the comma is removed.

Yes, we considered all children ever born from (birth record data from DHS) and we count the number of U5 death per each women

This is a very important and interesting question. Since children from the same mother share the same characteristics so that we addressed this situation by incorporating the complex sampling method (weighting approach) and considered all the data.

Here our interest is counting the number of under-five child mortality /death per woman, but individual/child variables have also its impact on child mortality.

we got your comments are very valuable. we answer the specific question here. The manuscript is well edited by professionals

Decision Letter 1

Justice Moses K Aheto

20 May 2020

PONE-D-19-33030R1

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

PLOS ONE

Dear Mr Fenta,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

Thank you for responding to some of the comments raised in the first round of review. After perusing your revised manuscript, the Editors and the Reviewers were of the considered opinion that not all concerns initially raised were satisfactorily addressed and some responses were put together to cover multiple queries, especially for Reviewer #3. It is required that you provide point-by-point responses to each query raised in the initial revision, including the new queries. 

Rejoinder

Following up on your initial responses, the Editors have a rejoinder concerning the use of only 11 regions (i.e. the total available in Ethiopia) as the higher-level (grouping variable) for your multilevel model presented in Table 3. Please, address the query below in your revision (also, see Additional Editor Comments section):

You indicated that there is only a total of 11 regions in Ethiopia and that you used all of them as the grouping variable (high-level) in the multilevel model. The small number of regions used in this study could potentially bias the results presented in Table 3. You are requested to conduct a sensitivity analysis for the negative binomial hurdle model results presented in Table 3 to determine whether or not the small group size could affect the estimates. In case you are unable to do this, an alternative will be for you to provide both 95% and 99% confidence intervals for the negative binomial hurdle model results presented in Table 3 and discuss both.

You should also provide regional crude U5 mortality map for Ethiopia based on the data, and also provide the regional residual (regional random effects) map based on the negative binomial hurdle model results presented in Table 3 for better understanding of the regional (spatial) distribution of crude U5 mortality rates and the residual regional effects in Ethiopia.

==============================

We would appreciate receiving your revised manuscript by 20 June 2020. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

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We look forward to receiving your revised manuscript.

Kind regards,

Justice Moses K. Aheto, HND, BSc, MSc, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (if provided):

Following up on your initial response, the Editors have a rejoinder concerning the use of only 11 regions (i.e. the total available in Ethiopia) as the higher-level (grouping variable) for your multilevel model. Please, address the queries below in your revision:

You indicated that there is only a total of 11 regions in Ethiopia and that you used all of them as the grouping variable (high-level) in the multilevel model. The small number of regions used in this study could potentially bias the results presented in Table 3. You are requested to conduct a sensitivity analysis for the negative binomial hurdle model results presented in Table 3 to determine whether or not the small group size could affect the estimates. In case you are unable to do this, an alternative will be for you to provide both 95% and 99% confidence intervals for the negative binomial hurdle model results presented in Table 3 and discuss both.

You should also provide regional crude U5 mortality map for Ethiopia based on the data, and also provide the regional residual (regional random effects) map based on the negative binomial hurdle model results presented in Table 3 for better understanding of the regional (spatial) distribution of crude U5 mortality rates and the residual regional effects in Ethiopia.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: No

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: No

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: The submission did not contain responses to my comments in revision 1. These must be stated one by one.

The authors refused to adopt most of the suggested changes without rebuttal.

Page 9

Why did you highlight “Eighty-eight (87.7%)”

Table 1: The column “No(%)” must be removed. It adds no information. Rather…Total number for each category is more informative. Replace accordingly

Change “X2 test (p-value” to ” X2 value (p-value)”

Table 3…all your confidence intervals are joined together, infact there are no CI….

Change “(95 CI for IRR)” to “(95% CI for IRR)”

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

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Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2020 Aug 17;15(8):e0237640. doi: 10.1371/journal.pone.0237640.r004

Author response to Decision Letter 1


2 Jun 2020

Point 1: You indicated that there is only a total of 11 regions in Ethiopia and that you used all of them as the grouping variable (high-level) in the multilevel model. The small number of regions used in this study could potentially bias the results presented in Table 3. You are requested to conduct a sensitivity analysis for the negative binomial hurdle model results presented in Table 3 to determine whether or not the small group size could affect the estimates. In case you are unable to do this, an alternative will be for you to provide both 95% and 99% confidence intervals for the negative binomial hurdle model results presented in Table 3 and discuss both.

Answer:

This is a very important question. We have read literatures and textbooks related to the multilevel modeling. We have got a very interesting point that “ the minimum number of the higher level is at least 50” . In this study we have only 11 regions. However, the EDHS dataset was collected from 645 enumeration areas in the country. We authors reconsider the multilevel modeling by incorporating 645 EAs (instead of 11 regions) as the second level in the analysis.

Point 2: You should also provide regional crude U5 mortality map for Ethiopia based on the data, and also provide the regional residual (regional random effects) map based on the negative binomial hurdle model results presented in Table 3 for better understanding of the regional (spatial) distribution of crude U5 mortality rates and the residual regional effects in Ethiopia.

Answer: This is again very important point to show the hot spot of the incidence. We did and map both the crude U5 moratality rates and the residuals regional effects as figure 2 and figure 3.

Point 3: Why did you highlight “Eighty-eight (87.7%)”

Answer : Thank you. It was typing error, corrected

Point 4: Table 1: The column “No(%)” must be removed. It adds no information. Rather…Total number for each category is more informative. Replace accordingly

Answer : Very good point, corrected

Point 6: Change “X2 test (p-value” to ” X2 value (p-value)”

Answer : Thank you, changed

Point 7: Change “(95 CI for IRR)” to “(95% CI for IRR)”

Answer : Thank you, changed

Attachment

Submitted filename: Response to reviewers-PONE-D-19-33030.doc

Decision Letter 2

Justice Moses K Aheto

29 Jun 2020

PONE-D-19-33030R2

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

PLOS ONE

Dear Dr. Fenta,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Thank you for responding to the comments raised in the second round of review. After perusing your revised manuscript, the Editors and the Reviewers were of the considered opinion that your manuscript is sound, but some minor revisions are required for the manuscript to be accepted for publication.

The maps in Figure 2 are not the crude under-five mortality rates and EA random effects as suggested. Note that the models you presented in this study cannot produce any of the maps presented in Figure 2. The maps in Figure 2 are interpolated maps based on some kriging or other spatial prediction approach (making predictions for both sampled and unsampled locations) which required a detailed explanation in the methods section since the centroid of the clusters (EAs - 645 in total) are not spatial polygons but spatial points. The geographic coordinates used in the Demographic and Health Surveys are the centroid of the clusters (EAs) and hence are spatial points.

The map of the crude under-five mortality rates should be the number of under-five deaths (counts) at each centroid location of the cluster (EA) for the 645 EAs used in the study. This is what you were required to produce in line with changing from regions to EAs as the grouping variable. You should also do same for the cluster (EA) random effects based on the negative binomial hurdle model presented in Table 3. Thus, extract the random effects from the negative binomial hurdle model for the 645 EAs and map them at their geographic coordinate locations.

Also, you are required to provide additional details (e.g. access date and URL) for references 2, 7, 8, 9, 19 and 21. Language editing is also required.

Please submit your revised manuscript by 15th July 2020. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Justice Moses K. Aheto, HND, BSc, MSc, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (if provided):

The maps in Figure 2 are not the crude under-five mortality rates and EA random effects as suggested. Note that the models you presented in this study cannot produce any of the maps presented in Figure 2. The maps in Figure 2 are interpolated maps based on some kriging or other spatial prediction approach (making predictions for both sampled and unsampled locations) which required a detailed explanation in the methods section since the centroid of the clusters (EAs - 645 in total) are not spatial polygons but spatial points. The geographic coordinates used in the Demographic and Health Surveys are the centroid of the clusters (EAs) and hence are spatial points.

The map of the crude under-five mortality rates should be the number of under-five deaths (counts) at each centroid location of the cluster (EA) for the 645 EAs used in the study. This is what you were required to produce in line with changing from regions to EAs as the grouping variable. You should also do same for the cluster (EA) random effects based on the negative binomial hurdle model presented in Table 3. Thus, extract the random effects from the negative binomial hurdle model for the 645 EAs and map them at their geographic coordinate locations.

Also, you are required to provide additional details (e.g. access date and URL) for references 2, 7, 8, 9, 19 and 21. Language editing is also required.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: No

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: To review grammatical constructs and provide details of the following references

The following references needs more details eg urls, accessed date

2,7, 8 and 9, 19,21,

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 3

Justice Moses K Aheto

27 Jul 2020

PONE-D-19-33030R3

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

PLOS ONE

Dear Dr. Fenta,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Kindly remove Figure 3 from the manuscript and also note that the term is "ordinary Kriging" BUT not "ordinal kriging" as stated at page 15. The removal of Figure 3 is necessary because the ordinary Kriging require detailed explanation (estimation procedure for spatial correlation, range, etc) of this procedure in the methods section, and you must present the map of the prediction variance  and the plot of the known variograms associated with the Figure 3 in the results section for proper evaluation of the interpolated map based on the said ordinary kriging method.  All these are missing in the manuscript presently. Also note that spatial prediction is not the focus of this manuscript hence the earlier request to map only the crude mortality and the residual spatial effect based on your  

Please submit your revised manuscript by 5th August 2020. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Justice Moses K. Aheto, HND, BSc, MSc, PhD

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 4

Justice Moses K Aheto

31 Jul 2020

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

PONE-D-19-33030R4

Dear Dr. Fenta,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Justice Moses K. Aheto, HND, BSc, MSc, PhD

Guest Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Justice Moses K Aheto

4 Aug 2020

PONE-D-19-33030R4

Risk factors of child mortality in Ethiopia: Application of multilevel two-part model

Dear Dr. Fenta:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Justice Moses K. Aheto

Guest Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: PLOS ONE Child mortality in Ethiopia Multilevel analysis.docx

    Attachment

    Submitted filename: Response to reviewers-PONE-D-19-33030.doc

    Attachment

    Submitted filename: Response to Reviewers - PONE-D-19-33030R4.doc

    Data Availability Statement

    We have used women data set of EDHS 2016 for this study. The data set was accessed from the Measure DHS website (http://www.measuredhs.com).


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