Abstract
Background
In the prepertuzumab era, we evaluated the clinical outcomes of patients with human epidermal growth factor receptor 2 (HER2)-positive metastatic breast cancer who underwent first-line trastuzumab-based or lapatinib-based therapy according to prior exposure to (neo)adjuvant trastuzumab.
Materials and methods
In this multicentre retrospective cohort study conducted in 14 Italian centres of the Gruppo Italiano Mammella, consecutive patients undergoing first-line trastuzumab or lapatinib-based therapy were included. Analyses were performed according to the type of first-line therapy for metastatic disease (trastuzumab or lapatinib). Dichotomous clinical outcomes were analysed using logistic regression and time-to-event outcomes using Cox proportional hazard models controlling for relevant demographic, clinicopathological and therapy characteristics.
Results
Out of 450 patients included in the study, 416 (92%) received trastuzumab and 34 (7.5%) lapatinib. As compared with the trastuzumab cohort, more patients in the lapatinib cohort had a trastuzumab-free interval <1 month (37% vs 13.9%; p=0.017) and brain metastasis as first site of relapse (38.2% vs 9.4%; p<0.001). Among the 128 patients who relapsed after prior (neo)adjuvant trastuzumab, 101 (78.9%) received first-line trastuzumab and 27 (21.1%) first-line lapatinib. The following outcomes were observed with first-line lapatinib or trastuzumab, respectively: overall response rate 45.5% vs 61.3% (p=0.184), clinical benefit rate 68.2% vs 72.5% (p=0.691), median progression-free survival (PFS) 11.4 vs 12.0 months (p=0.814) and median overall survival (OS) 34.7 vs 48.2 months (p=0.722). In patients with brain metastasis as first site of relapse, median PFS was 12.2 vs 9.9 months (p=0.093) and median OS 33.7 vs 28.5 months (p=0.280), respectively.
Conclusions
In patients with HER2-positive breast cancer relapsing after prior (neo)adjuvant trastuzumab, first-line treatment with trastuzumab or lapatinib was not associated with a significant difference in the clinical outcomes. A non-significant trend favouring the use of lapatinib was observed in patients with brain metastasis as the first site of relapse.
Keywords: HER2-positive, metastatic breast cancer, lapatinib, trastuzumab, first-line therapy
Key questions.
What is already known about this subject?
There is a paucity of evidence on clinical outcomes of patients with metastatic human epidermal growth factor receptor 2 (HER2)-positive breast cancer previously exposed to trastuzumab in the (neo)adjuvant setting and in those with brain metastasis as the first site of disease relapse.
What does this study add?
This study provides real-world data on the use of first-line trastuzumab-based or lapatinib-based therapy in patients pretreated with trastuzumab in the early setting and in those with brain metastasis.
How might this impact on clinical practice?
Our results might support the use of lapatinib in low-income countries where new anti-HER2 agents (ie, pertuzumab or trastuzumab emtansine) are not available, especially in patients pretreated with trastuzumab or in those with brain metastasis.
Introduction
Approximately 15%–25% of all breast cancers are characterised by amplification of the human epidermal growth factor receptor 2 gene or overexpression of its protein product (ie, HER2-positive disease).1 Trastuzumab has been the first anti-HER2 agent approved for the treatment of patients with HER2-positive disease.2 3 The introduction of trastuzumab in the early setting radically changed the prognosis of women with HER2-positive breast cancer.4–6 However, despite its use, 25%–30% of patients relapse up to 10 years after diagnosis.7–9 Large randomised trials with the monoclonal antibody pertuzumab added to trastuzumab and chemotherapy in patients with trastuzumab sensitive tumours and with the antibody-drug conjugate trastuzumab emtansine (T-DM1) in patients whose disease progressed during or shortly after trastuzumab exposure have established current first-line and second-line treatment paradigms.3 10–13 Yet, open issues remain as the optimal treatment of patients failing adjuvant treatment with monoclonal antibodies and, in particular of those with brain metastasis as the first site of relapse.
Lapatinib is a tyrosine kinase inhibitor with inhibitory activity against both HER2 and epidermal growth factor receptor 1 (EGFR).14 It was the second anti-HER2 agent approved based on the EGF100151 randomised trial showing the safety and efficacy of the lapatinib-capecitabine combination in patients with advanced disease.15 16 Lapatinib is currently available for the treatment of patients with HER2-positive metastatic breast cancer in combination with capecitabine, endocrine therapy or trastuzumab.3 11 Lapatinib showed clinical activity in patients previously exposed to trastuzumab.17 18 Moreover, the combination of lapatinib and capecitabine was shown to be active as first-line treatment of brain metastasis in patients with HER2-positive advanced breast cancer.19
The present study aimed to compare retrospectively the clinical outcomes of patients with metastatic HER2-positive breast cancer treated with first-line trastuzumab-based or lapatinib-based therapy, with a particular focus to women previously exposed to trastuzumab in the (neo)adjuvant setting and to those presenting with brain metastasis as the first site of disease relapse.
Methods
Study design and patient selection
This is a multicentre retrospective cohort study conducted in 14 Italian centres of the Gruppo Italiano Mammella aiming to compare the clinical outcomes of patients with HER2-positive metastatic breast cancer treated with first-line trastuzumab or lapatinib.
Eligibility criteria for study inclusion were previously reported.20–22 Briefly, the study included consecutive patients with HER2-positive breast cancer treated from January 2000 to December 2013 with trastuzumab-based therapy as first-line treatment. For the present analysis, consecutive patients treated at the same centres and exposed to lapatinib as first-line treatment were also eligible. The type of anti-HER2 agent used as first-line therapy was the criteria used to divide patients in two cohorts: those exposed to first-line trastuzumab (trastuzumab cohort) and those exposed to first-line lapatinib (lapatinib cohort).
Treatment and study procedures
The following information was retrieved from medical records and anonymous data entered in a database: date of breast cancer diagnosis, pathological and biological features of primary breast cancer, (neo)adjuvant treatment administered, date of disease relapse, number and type of sites involved at the time of disease relapse, treatment received as first-line and subsequent lines, clinical outcomes for each line of treatment and date of last follow-up or death.
In the presence of multiple organs involved at the time of diagnosis of metastatic disease, sites of relapse were defined by importance in the following order: brain, liver, lung, bone and others. Other sites of disease relapse included soft tissues, skin, lymph nodes and pleura. The Institutional Review Boards of participating centres approved the study protocol and the retrospective data collection for the current study. Informed consent was obtained by each patient before study entry.
Objectives and end point assessment
The current analysis aimed to compare the clinical outcomes of patients previously exposed to (neo)adjuvant trastuzumab and treated with first-line trastuzumab or lapatinib. Study endpoints were progression-free survival (PFS), overall survival (OS), objective response rate (ORR) and clinical benefit rate (CBR). A secondary objective was to compare clinical outcomes of patients with brain metastasis as first site of disease relapse and treated with first-line trastuzumab or lapatinib. The factors associated with the choice of first-line lapatinib over trastuzumab-based therapy were described. Moreover, the clinical effect of first-line trastuzumab versus lapatinib in the whole cohort of patients enrolled in the study regardless of prior exposure to (neo)adjuvant trastuzumab was also analysed.
Treatment response was assessed locally by participating centre. Radiological evaluation of tumour response was performed according to routine clinical practice. ORR was defined as complete response (CR) plus partial response (PR) and CBR as CR plus PR plus stable disease for at least 6 months. PFS was computed from date of diagnosis of metastatic disease to date of documented progression or death. OS was computed from date of diagnosis of metastatic disease to date of death or last follow-up.
Patients were excluded from the analysis of treatment response in case of lack of response data, non-measurable disease, radiotherapy before or during first-line medical treatment and brain metastasis as only site of relapse treated with whole-brain surgery or radiotherapy.
Statistical analysis
Descriptive statistics were performed and differences were then compared using Pearson’s χ², Fisher’s exact test or Wilcoxon rank-sum test where appropriate. Dichotomous outcomes were analysed using multivariate logistic regression. Cumulative survival probabilities were estimated using the Kaplan–Meier method and univariate analysis of differences between survival rates were tested for significance using the log-rank test. Multivariable analysis for survival was performed using the Cox proportional hazards model. Multivariable models included the following covariables: age at diagnosis, menopausal status, de novo metastatic vs recurrent, visceral vs non-visceral involvement, hormone receptor status, disease-free interval and centre size. Departures from the proportional hazards assumption were assessed based on the Schoenfeld residuals. All tests were two-sided with a 95% CI and p<0.05 was considered significant. All data were analysed using Stata 12.3 (Stata, College Station, Texas, USA).
Results
The study included a total of 450 patients with metastatic HER2-positive breast cancer: 416 (92.4%) received trastuzumab (trastuzumab cohort) and 34 (7.6%) lapatinib (lapatinib cohort) as first-line therapy (table 1).
Table 1.
Patients’ characteristics at the time of breast cancer diagnosis
| Characteristic | Trastuzumab cohort n=416 (%) | Lapatinib cohort n=34 (%) | P value |
| Median age (IQR), years | 53.76 (43.40–62.63) | 49.78 (45.48–61.78) | 0.843 |
| Menopausal status | 0.876 | ||
| Premenopausal | 177 (42.5) | 14 (41.2) | |
| Postmenopausal | 239 (57.5) | 20 (58.8) | |
| Tumour stage at diagnosis | <0.001 | ||
| I | 54 (13.0) | 1 (2.9) | |
| II | 110 (26.4) | 7 (20.6) | |
| III | 135 (32.5) | 24 (70.6) | |
| IV | 112 (26.9) | 1 (2.9) | |
| Unknown | 5 (1.2) | 1 (2.9) | |
| Histological type | 0.207 | ||
| Ductal carcinoma | 372 (89.4) | 29 (85.3) | |
| Lobular carcinoma | 13 (3.1) | 2 (5.9) | |
| Mixed ductal-lobular carcinoma | 4 (1.0) | 0 (0.0) | |
| Others | 14 (3.4) | 3 (8.8) | |
| Unknown | 13 (3.1) | 0 (0.0) | |
| Hormone receptor status | 0.457 | ||
| Positive (ER and/or PR positive) | 250 (60.1) | 18 (52.9) | |
| Negative (ER and PR negative) | 159 (38.2) | 15 (44.1) | |
| Unknown | 7 (1.7) | 1 (2.9) | |
| Grade (G) | |||
| G1 | 5 (1.2) | 0 (0.0) | 0.019 |
| G2 | 123 (29.6) | 3 (8.8) | |
| G3 | 183 (44.0) | 21 (61.8) | |
| Unknown | 105 (25.2) | 10 (29.4) | |
| Prior chemotherapy | 0.005 | ||
| Neoadjuvant chemotherapy | 59 (14.2) | 15 (44.1) | |
| Adjuvant chemotherapy | 158 (38.0) | 17 (50.0) | |
| None | 199 (47.8) | 2 (5.9) | |
| Type of chemotherapy | 0.006 | ||
| Anthracycline only | 91 (41.9) | 4 (12.5) | |
| Anthracycline plus taxane | 95 (43.8) | 22 (68.8) | |
| Taxane only | 8 (3.7) | 2 (6.3) | |
| Others | 23 (10.6) | 1 (3.1) | |
| Prior endocrine therapy | 157 (37.7) | 13 (38.2) | 0.954 |
| Prior radiotherapy | 191 (45.9) | 19 (55.9) | 0.263 |
| Prior (neo)adjuvant trastuzumab | 101 (24.3) | 27 (79.4) | <0.001 |
ER, estrogen receptor; IQR, interquartile range; PR, progesterone receptor.
As compared with women in the trastuzumab cohort, more patients in the lapatinib cohort had stage III breast cancer at diagnosis (70.6% vs 32.5% p<0.001), grade 3 tumours (61.8% vs 44.0% p=0.019), received prior (neo)adjuvant chemotherapy (94.1% vs 52.2% p=0.005) and were previously exposed to (neo)adjuvant trastuzumab (79.4% vs 24.3% p<0.001; table 1). Specifically, 128 women relapsed after prior (neo)adjuvant trastuzumab and were the main focus of the present analysis: 27 (21.1%) received first-line lapatinib and 101 (78.9%) first-line trastuzumab. Baseline characteristics of this subgroup of patients are reported as supplementary material (online supplementary table 1).
esmoopen-2020-000719supp001.pdf (109.3KB, pdf)
At the time of disease relapse, patients in the lapatinib cohort had a higher incidence of brain metastasis as compared with those in the trastuzumab cohort (38.2% vs 9.4%, respectively; p<0.001; table 2). Patients in the lapatinib cohort showed a shorter trastuzumab-free interval (TFI, defined as the time from the last administration of (neo)adjuvant trastuzumab and diagnosis of metastatic disease) than those in the trastuzumab cohort (table 2). A total of 37.0% of patients in the lapatinib cohort had a TFI <1 month vs 13.9% in the trastuzumab cohort; conversely, 25.9% of patients in the lapatinib cohort vs 55.4% of patients in trastuzumab cohort had a TFI higher than 12 months (p=0.017; table 2). The majority of patients, 91.2% in the lapatinib cohort and 89.9% in the trastuzumab cohort, received first-line anti-HER2 therapy in association with chemotherapy (table 2). As expected, capecitabine was the preferred chemotherapy combination with lapatinib (received by more than 80% of patients in the lapatinib cohort), while taxane-based chemotherapy regimens were administered to 67.4% of patients in the trastuzumab cohort (table 2).
Table 2.
Patients’ characteristics at diagnosis of stage IV disease and patterns of care to first-line treatment
| Characteristic | Trastuzumab cohort n=416 (%) | Lapatinib cohort n=34 (%) | P value |
| Median disease-free interval (IQR range), years | 2.326 (0.036–4.485) | 1.854 (1.139–2.916) | 0.361 |
| Trastuzumab-free interval | 0.017 | ||
| <1 month | 14 (13.9) | 10 (37.0) | |
| ≥1–6 months | 15 (14.9) | 5 (18.5) | |
| ≥6–12 months | 16 (15.8) | 5 (18.5) | |
| ≥12 months | 56 (55.4) | 7 (25.9) | |
| First-site of distant relapse | <0.001 | ||
| Brain | 39 (9.4) | 13 (38.2) | |
| Liver | 140 (33.7) | 6 (17.6) | |
| Lung | 83 (20.0) | 5 (14.7) | |
| Bone | 95 (22.8) | 3 (8.8) | |
| Others | 59 (14.2) | 7 (20.6) | |
| Median number of metastatic sites (IQR) | 2 (1–2) | 1 (1–3) | 0.335 |
| Strategy as first-line therapy | 0.747 | ||
| CT (±ET)+trastuzumab | 374 (89.9) | 31 (91.2) | |
| ET+anti-HER2 | 35 (8.4) | 3 (8.8) | |
| Anti-HER2 alone | 7 (1.7) | 0 (0) | |
| Type of first-line chemotherapy drugs | |||
| Taxane-based | 252 (67.4) | 5 (16.1) | <0.001 |
| Vinorelbine | 93 (24.9) | 1 (3.2) | |
| Capecitabine | 10 (2.7) | 25 (80.6) | |
| Others | 19 (5.1) | 0 (0.0) | |
| None | 42 (10.1) | 3 (8.8) | |
| Type of first-line chemotherapy regimen | 0.026 | ||
| Monochemotherapy | 302 (80.7) | 30 (96.8) | |
| Polychemotherapy | 72 (19.3) | 1 (3.2) | |
| Type of first-line endocrine therapy | 0.256 | ||
| Tamoxifen±LHRHa | 12 (11.2) | 0 (0.0) | |
| AI±LHRHa | 87 (81.3) | 2 (66.7) | |
| Fulvestrant | 8 (7.5) | 1 (33.3) | |
| None | 309 (74.3) | 31 (91.2) | |
| Lines of therapy for metastatic disease, median (min – max) | |||
| Chemotherapy | 2 (0–8) | 2 (0–6) | 0.723 |
| Anti-HER2 therapy | 2 (1–9) | 2 (1–5) | 0.299 |
| Endocrine therapy | 0 (0–5) | 0 (0–3) | 0.015 |
AI, aromatase inhibitor; CT, chemotherapy; ET, endocrine therapy; IQR, interquartile range; LHRHa, luteinising hormone-releasing hormone analogues; NA, not applicable; OS, overall survival; PFS, progression-free survival.
Clinical outcomes to first-line therapy after prior exposure to (neo)adjuvant trastuzumab
Median follow-up for PFS was 2.61 years (IQR 1.57–4.59). Among the 128 patients who relapsed after prior exposure to (neo)adjuvant trastuzumab, median PFS was 11.4 months in the lapatinib cohort and 12.0 months in the trastuzumab cohort (HR=1.20; 95% CI, 0.77 to 1.88; p=0.42). The multivariate analysis confirmed no difference in PFS (adjusted HR=1.06; 95% CI, 0.65 to 1.72; p=0.81) (figure 1A).
Figure 1.
(A) PFS to first-line therapy with trastuzumab or lapatinib in patients who received a prior exposure to trastuzumab in the (neo)adjuvant setting. (B) OS in patients who received a prior exposure to trastuzumab in the (neo)adjuvant setting and who were treated with first-line trastuzumab or lapatinib. OS, overall survival; PFS, progression-free survival.
At a median follow-up of 2.85 years (IQR 1.79–4.91), median OS was 34.7 months and 48.2 months in the lapatinib and in the trastuzumab cohorts, respectively (HR=1.45; 95% CI, 0.77 to 2.70; p=0.25). The multivariate analysis showed no significant difference in OS (adjusted HR=1.13; 95% CI, 0.57 to 2.23; p=0.72) (figure 1B).
ORR was 45.5% and 61.3% in patients treated with first-line lapatinib and trastuzumab, respectively (OR=0.66; 95% CI 0.196 to 2.240; p=0.508). CBR was 68.2% in the lapatinib cohort and 72.5% in the trastuzumab cohort (OR=0.64; 95% CI 0.165 to 2.491; p=0.52) (online supplementary table 2).
Subgroup analysis according to hormone-receptor status did not show differences according to the type of first-line therapy used (online supplementary figure 1).
esmoopen-2020-000719supp002.pdf (125.6KB, pdf)
Incidence of central nervous system progression after first-line lapatinib or trastuzumab therapy was 1 out of 17 (5.9%) in the lapatinib cohort and 12 out of 85 (14.1%) in the trastuzumab cohort.
Clinical outcomes to first-line therapy in the whole cohort irrespective of prior exposure to (neo)adjuvant trastuzumab
In the whole cohort of 450 patients, median PFS was 11.4 months in the lapatinib cohort as compared with 14.4 months in the trastuzumab cohort (HR=1.43; 95% CI, 1.00 to 2.06; p=0.053). The multivariate analysis showed no significant difference in PFS (adjusted HR=1.32; 95% CI 0.90 to 1.93; p=0.150; figure 2A).
Figure 2.
(A) PFS to first-line therapy with trastuzumab-based or lapatinib-based therapy in the overall study population. (B) OS in patients treated with first-line trastuzumab-based or lapatinib-based therapy in the overall study population. OS, overall survival; PFS, progression-free survival.
Median OS was 34.7 vs 52.5 months in the lapatinib and trastuzumab cohorts, respectively (HR=1.55; 95% CI 0.96 to 2.51; p=0.075). The multivariate analysis showed no significant difference in OS (adjusted HR=1.33; 95% CI 0.79 to 2.23; p=0.28; figure 2B).
ORR in the lapatinib and trastuzumab was 50.0% and 68.5%, respectively (OR=0.49; 95% CI 0.18 to 1.34; p=0.16). CBR was 67.9% in the lapatinib cohort and 76.7% in the trastuzumab cohort (OR=0.55; 95% CI 0.19 to 1.61; p=0.28; online supplementary table 3).
Clinical outcomes of patients with brain metastasis as first site of disease relapse
A total of 52 patients had brain metastasis as first site of disease relapse: 39 (75%) women received trastuzumab and 13 (25%) lapatinib.
Median PFS was 12.2 months with lapatinib and 9.9 months with trastuzumab (adjusted HR=0.48; 95% CI 0.21 to 1.13; p=0.093; figure 3A).
Figure 3.
(A) PFS to first-line therapy with trastuzumab or lapatinib in patients who had brain metastasis as first site of relapse. (B) OS in patients who had brain metastasis as first site of relapse and who were treated with first-line trastuzumab or lapatinib. OS, overall survival; PFS, progression-free survival.
Median OS was 33.7 months in patients treated with lapatinib and 28.5 months in those treated with trastuzumab (adjusted HR=0.61; 95% CI 0.25 to 1.50; p=0.28; figure 3B).
Discussion
In our multicentre retrospective cohort study, we evaluated the clinical outcomes of patients with HER2-positive metastatic breast cancer treated with first-line trastuzumab-based or lapatinib-based therapy. In this real-world setting, we confirmed that first-line trastuzumab-based therapy is associated with better outcomes as compared with lapatinib treatment. In the subgroup of patients previously exposed to (neo)adjuvant trastuzumab, no difference was observed between the two treatment options. In the small cohort of patients with brain metastasis as first site of disease relapse, a trend towards better outcomes was observed with the use of lapatinib.
Thanks to the current availability of several anti-HER2 targeted agents, women with HER2-positive metastatic breast cancer tend to receive the highest number of lines of therapy, to have the longest duration of treatment and the longest survival compared with those with other breast cancer subtypes.23 This highlights the importance of optimising treatment strategy and sequencing in this population.
Following the results of the CLEOPATRA trial, international guidelines recommend the use of the anti-HER2 dual blockade with trastuzumab and pertuzumab as first-line therapy in women with HER2-positive metastatic breast cancer.3 11 However, in CLEOPATRA trial, patients with brain metastasis were excluded and only 88 out of 808 (10.9%) patients received prior (neo)adjuvant trastuzumab (with a TFI>12 months as per study inclusion criteria).24 Moreover, there are low-income countries where the new anti-HER2 monoclonal antibodies are not available yet; on the contrary, in these countries, lapatinib might be more easily available because of the lower cost and the oral administration.25
In our study, patients in the lapatinib cohort had received more frequently prior (neo)adjuvant trastuzumab (p<0.001), had lower TFI (p=0.017) and higher incidence of brain metastasis (p<0.001). These factors have likely influenced the preference towards a drug with a different mechanism of action (tyrosine-kinase inhibitor) and with documented activity in brain metastasis like lapatinib.
So far, there is paucity of data regarding the clinical outcome of patients relapsing after (neo)adjuvant trastuzumab.24 26–29 International guidelines3 11 recommend the use of pertuzumab in patients relapsing more than 12 months following the completion of adjuvant anti-HER2 therapy and T-DM1 for those developing disease relapse within 12 months based on the results of the EMILIA trial.12 However, patients relapsing between 6 and 12 months from adjuvant trastuzumab were excluded from EMILIA trial; therefore, we lack clear data on anti-HER2 treatment performance in this subgroup of patients. In our study, lapatinib and trastuzumab showed similar outcomes and can be considered treatment options if TDM1 is not available.
Patients with HER2-positive disease have a higher risk of developing brain metastasis than those with other tumour subtypes: up to 20%–50% of women with metastatic HER2-positive breast cancer develop brain metastasis during the course of the disease.30 31 In our study, brain metastasis were reported in 52/450 (11.6%) of patients as first-site of disease-relapse. Moreover, incidence of central nervous system progression after first line therapy was higher in the trastuzumab cohort (14.1%) compared with the lapatinib cohort (5.9%), although formal statistical comparison could not be done due to the small number of patients in both cohorts. A retrospective exploratory analysis of EMILIA trial in patients with baseline brain metastasis showed an improvement in OS for patients treated with T-DM1 compared with capecitabine and lapatinib.32 Recently, the new tyrosine kinase inhibitor tucatinib showed to be an active compound with capecitabine and trastuzumab in heavily pretreated HER2-positive breast cancer patients, even for patients with brain metastasis.33 Similarly, neratinib, an irreversible pan-HER tyrosine kinase inhibitor, demonstrated efficacy in patients with HER2-positive breast cancer with brain metastasis.34 Results of the NALA study comparing neratinib plus capecitabine to lapatinib plus capecitabine were recently presented but full publication of the results is awaited.35 Another anti-HER2 agent recently available is trastuzumab deruxtecan. In patients with heavily pretreated HER2 metastatic breast cancer (six median previous anticancer regimens), trastuzumab deruxtecan showed an impressive 60.9% ORR with a median PFS of 16.4 months.36 Among the 24 patients with asymptomatic brain metastases treated with trastuzumab deruxtecan, median PFS was 18.1 months.36 Yet, further confirmations and new treatment options are awaited to improve the management of HER2-positive patients with brain metastasis. However, lapatinib remains a therapeutic option when other anti-HER2 agents are not available.
In the past few decades, treatment of HER2-positive metastatic breast cancer changed. In our study, patients with consecutive metastatic HER2-positive breast cancer were retrospectively included over a period of time (from 2000 to 2013) in which treatment rapidly changed. In fact, after the publication of the lapatinib-capecitabine results in 2006 and the updated efficacy results in 2008, the use of first-line lapatinib therapy became more frequent especially for patients with brain metastasis.15 37 In our cohort, only eight patients relapsing after (neo)adjuvant trastuzumab were treated before 2008 and all of them were treated with trastuzumab-based first-line therapy. This could be explained by the fact that, in Italy, adjuvant trastuzumab was routinely used after approval in 2004. Moreover, only 11 out of 52 patients with brain metastasis as first site of relapse were treated before 2008 (data not shown) and all of them received first-line trastuzumab.
Study limitations to be considered in the interpretation of our findings are its retrospective design, the small number (n=34) of patients treated with first-line lapatinib and the fact that patients were treated in the prepertuzumab and T-DM1 era. Despite these limitations, to our knowledge, this is the first study aiming to evaluate the clinical outcomes of patients treated with first-line lapatinib or trastuzumab taking into account prior exposure to (neo)adjuvant trastuzumab. This is a topic of great clinical importance but it remains poorly investigated so far.
In conclusion, our study showed that, despite a trend towards better outcomes in patients receiving first-line trastuzumab- over lapatinib-based therapy, no apparent differences between the two treatment options were observed in the cohort of patients with prior exposure to trastuzumab. In patients with brain metastasis, lapatinib remains an available treatment option. Exploratory analyses from randomised controlled trials are needed to further elucidate the issues faced by patients relapsing after prior exposure to (neo)adjuvant anti-HER2 therapy; several new promising targeted agents are currently under investigation and are expected to continue improving the outcomes of patients with HER2-positive disease including those with brain metastasis.
Footnotes
Twitter: @Fabio Puglisi, @matteolambe
Contributors: Study conception: ML, LDM. Study design: ML, LDM, ARF. Data acquisition: all authors. Data analysis and interpretation: EB, ML, ARF, LDM. Manuscript preparation: EB, ML and LDM. Manuscript editing: EB, ML and LDM. Manuscript review: All authors.
Funding: This research was partly supported by Ministero della Salute, Italy and by Fondazione Italiana per la Ricerca sul Cancro (AIRC) (no grant number).
Competing interests: ARF received travel grant directed to his institution to participate in scientific meeting from Roche and Novartis outside of the submitted work. FP served as a consultant and received honoraria, outside the submitted work, from Amgen, Eli Lilly, MSD, Novartis, Pierre-Fabre, Pfizer, Roche; received research funding from Astrazeneca, Eisai, Roche outside the submitted work and received travel grants from Celgene, Roche, Servier outside the submitted work. FM served as a consultant and/or received speaker’s honoraria from Novartis, Pfizer, Eli Lilly, Pierre Fabre, Roche and Daiichi Sankyo. ML served as a consultant for Teva and received honoraria from Theramex and Takeda outside the submitted work. LDM served as a consultant and received honoraria, outside the submitted work, from Roche, Novartis, Astrazeneca, Eisai, Eli lilly, MSD, Genomic health, Takeda, Ipsen, Pfeizer, Seattle Genetics.
Patient consent for publication: Not required.
Provenance and peer review: Not commissioned; externally peer reviewed.
Data availability statement: All data relevant to the study are included in the article or uploaded as supplementary information.
References
- 1. Wolff AC, Hammond MEH, Hicks DG, et al. Recommendations for human epidermal growth factor receptor 2 testing in breast cancer: American Society of clinical Oncology/College of American pathologists clinical practice guideline update. J Clin Oncol 2013;31:3997–4013. 10.1200/JCO.2013.50.9984 [DOI] [PubMed] [Google Scholar]
- 2. Cardoso F, Kyriakides S, Ohno S, et al. Early breast cancer: ESMO clinical practice guidelines for diagnosis, treatment and follow-up†. Ann Oncol 2019;30:1194–220. 10.1093/annonc/mdz173 [DOI] [PubMed] [Google Scholar]
- 3. Giordano SH, Temin S, Chandarlapaty S, et al. Systemic therapy for patients with advanced human epidermal growth factor receptor 2-positive breast cancer: ASCO clinical practice guideline update. J Clin Oncol 2018;36:2736–40. 10.1200/JCO.2018.79.2697 [DOI] [PubMed] [Google Scholar]
- 4. Dawood S, Broglio K, Buzdar AU, et al. Prognosis of women with metastatic breast cancer by HER2 status and trastuzumab treatment: an institutional-based review. J Clin Oncol 2010;28:92–8. 10.1200/JCO.2008.19.9844 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 5. Cossetti RJD, Tyldesley SK, Speers CH, et al. Comparison of breast cancer recurrence and outcome patterns between patients treated from 1986 to 1992 and from 2004 to 2008. J Clin Oncol 2015;33:65–73. 10.1200/JCO.2014.57.2461 [DOI] [PubMed] [Google Scholar]
- 6. Lambertini M, Pondé NF, Solinas C, et al. Adjuvant trastuzumab: a 10-year overview of its benefit. Expert Rev Anticancer Ther 2017;17:61–74. 10.1080/14737140.2017.1264876 [DOI] [PubMed] [Google Scholar]
- 7. Cameron D, Piccart-Gebhart MJ, Gelber RD, et al. 11 years' follow-up of trastuzumab after adjuvant chemotherapy in HER2-positive early breast cancer: final analysis of the HERceptin adjuvant (HERA) trial. Lancet 2017;389:1195–205. 10.1016/S0140-6736(16)32616-2 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8. Perez EA, Romond EH, Suman VJ, et al. Trastuzumab plus adjuvant chemotherapy for human epidermal growth factor receptor 2-positive breast cancer: planned joint analysis of overall survival from NSABP B-31 and NCCTG N9831. J Clin Oncol 2014;32:3744–52. 10.1200/JCO.2014.55.5730 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9. Vici P, Pizzuti L, Natoli C, et al. Outcomes of HER2-positive early breast cancer patients in the pre-trastuzumab and trastuzumab eras: a real-world multicenter observational analysis. The RETROHER study. Breast Cancer Res Treat 2014;147:599–607. 10.1007/s10549-014-3133-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10. Swain SM, Baselga J, Kim S-B, et al. Pertuzumab, trastuzumab, and docetaxel in HER2-positive metastatic breast cancer. N Engl J Med 2015;372:724–34. 10.1056/NEJMoa1413513 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 11. Cardoso F, Senkus E, Costa A, et al. 4th ESO-ESMO International Consensus Guidelines for Advanced Breast Cancer (ABC 4)†. Ann Oncol 2018;29:1634–57. 10.1093/annonc/mdy192 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 12. Diéras V, Miles D, Verma S, et al. Trastuzumab emtansine versus capecitabine plus lapatinib in patients with previously treated HER2-positive advanced breast cancer (EMILIA): a descriptive analysis of final overall survival results from a randomised, open-label, phase 3 trial. Lancet Oncol 2017;18:732–42. 10.1016/S1470-2045(17)30312-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13. Krop IE, Kim S-B, Martin AG, et al. Trastuzumab emtansine versus treatment of physician's choice in patients with previously treated HER2-positive metastatic breast cancer (TH3RESA): final overall survival results from a randomised open-label phase 3 trial. Lancet Oncol 2017;18:743–54. 10.1016/S1470-2045(17)30313-3 [DOI] [PubMed] [Google Scholar]
- 14. Gomez HL, Doval DC, Chavez MA, et al. Efficacy and safety of lapatinib as first-line therapy for ErbB2-amplified locally advanced or metastatic breast cancer. J Clin Oncol 2008;26:2999–3005. 10.1200/JCO.2007.14.0590 [DOI] [PubMed] [Google Scholar]
- 15. Geyer CE, Forster J, Lindquist D, et al. Lapatinib plus capecitabine for HER2-positive advanced breast cancer. N Engl J Med 2006;355:2733–43. 10.1056/NEJMoa064320 [DOI] [PubMed] [Google Scholar]
- 16. Cameron D, Casey M, Oliva C, et al. Lapatinib plus capecitabine in women with HER-2-positive advanced breast cancer: final survival analysis of a phase III randomized trial. Oncologist 2010;15:924–34. 10.1634/theoncologist.2009-0181 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17. Blackwell KL, Burstein HJ, Storniolo AM, et al. Randomized study of lapatinib alone or in combination with trastuzumab in women with ErbB2-positive, trastuzumab-refractory metastatic breast cancer. J Clin Oncol 2010;28:1124–30. 10.1200/JCO.2008.21.4437 [DOI] [PubMed] [Google Scholar]
- 18. Blackwell KL, Burstein HJ, Storniolo AM, et al. Overall survival benefit with lapatinib in combination with trastuzumab for patients with human epidermal growth factor receptor 2-positive metastatic breast cancer: final results from the EGF104900 study. J Clin Oncol 2012;30:2585–92. 10.1200/JCO.2011.35.6725 [DOI] [PubMed] [Google Scholar]
- 19. Bachelot T, Romieu G, Campone M, et al. Lapatinib plus capecitabine in patients with previously untreated brain metastases from HER2-positive metastatic breast cancer (landscape): a single-group phase 2 study. Lancet Oncol 2013;14:64–71. 10.1016/S1470-2045(12)70432-1 [DOI] [PubMed] [Google Scholar]
- 20. Lambertini M, Ferreira AR, Poggio F, et al. Patterns of Care and Clinical Outcomes of First-Line Trastuzumab-Based Therapy in HER2-Positive Metastatic Breast Cancer Patients Relapsing After (Neo)Adjuvant Trastuzumab: An Italian Multicenter Retrospective Cohort Study. Oncologist 2015;20:880–9. 10.1634/theoncologist.2015-0020 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21. Lambertini M, Ferreira AR, Di Meglio A, et al. Patterns of care and clinical outcomes of HER2-positive metastatic breast cancer patients with newly diagnosed stage IV or recurrent disease undergoing first-line trastuzumab-based therapy: a multicenter retrospective cohort study. Clin Breast Cancer 2017;17:601–10. 10.1016/j.clbc.2017.04.002 [DOI] [PubMed] [Google Scholar]
- 22. Martel S, Poletto E, Ferreira AR, et al. Impact of body mass index on the clinical outcomes of patients with HER2-positive metastatic breast cancer. Breast 2018;37:142–7. 10.1016/j.breast.2017.11.004 [DOI] [PubMed] [Google Scholar]
- 23. Seah DSE, Luis IV, Macrae E, et al. Use and duration of chemotherapy in patients with metastatic breast cancer according to tumor subtype and line of therapy. J Natl Compr Canc Netw 2014;12:71–80. 10.6004/jnccn.2014.0008 [DOI] [PubMed] [Google Scholar]
- 24. Baselga J, Cortés J, Kim S-B, et al. Pertuzumab plus trastuzumab plus docetaxel for metastatic breast cancer. N Engl J Med 2012;366:109–19. 10.1056/NEJMoa1113216 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 25. Lee BL, Liedke PE, Barrios CH, et al. Breast cancer in Brazil: present status and future goals. Lancet Oncol 2012;13:e95–102. 10.1016/S1470-2045(11)70323-0 [DOI] [PubMed] [Google Scholar]
- 26. Láng I, Bell R, Feng FY, et al. Trastuzumab retreatment after relapse on adjuvant trastuzumab therapy for human epidermal growth factor receptor 2-positive breast cancer: final results of the retreatment after Herceptin adjuvant trial. Clin Oncol 2014;26:81–9. 10.1016/j.clon.2013.08.011 [DOI] [PubMed] [Google Scholar]
- 27. Krell J, James CR, Shah D, et al. Human epidermal growth factor receptor 2-positive breast cancer relapsing post-adjuvant trastuzumab: pattern of recurrence, treatment and outcome. Clin Breast Cancer 2011;11:153–60. 10.1016/j.clbc.2011.03.012 [DOI] [PubMed] [Google Scholar]
- 28. Murthy RK, Varma A, Mishra P, et al. Effect of adjuvant/neoadjuvant trastuzumab on clinical outcomes in patients with HER2-positive metastatic breast cancer. Cancer 2014;120:1932–8. 10.1002/cncr.28689 [DOI] [PubMed] [Google Scholar]
- 29. Negri E, Zambelli A, Franchi M, et al. Effectiveness of trastuzumab in first-line HER2+ metastatic breast cancer after failure in adjuvant setting: a controlled cohort study. Oncologist 2014;19:1209–15. 10.1634/theoncologist.2014-0227 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 30. Kennecke H, Yerushalmi R, Woods R, et al. Metastatic behavior of breast cancer subtypes. J Clin Oncol 2010;28:3271–7. 10.1200/JCO.2009.25.9820 [DOI] [PubMed] [Google Scholar]
- 31. Gerratana L, Fanotto V, Bonotto M, et al. Pattern of metastasis and outcome in patients with breast cancer. Clin Exp Metastasis 2015;32:125–33. 10.1007/s10585-015-9697-2 [DOI] [PubMed] [Google Scholar]
- 32. Krop IE, Lin NU, Blackwell K, et al. Trastuzumab emtansine (T-DM1) versus lapatinib plus capecitabine in patients with HER2-positive metastatic breast cancer and central nervous system metastases: a retrospective, exploratory analysis in EMILIA. Ann Oncol 2015;26:113–9. 10.1093/annonc/mdu486 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 33. Murthy RK, Loi S, Okines A, et al. Tucatinib, trastuzumab, and capecitabine for HER2-positive metastatic breast cancer. N Engl J Med 2020;382:597–609. 10.1056/NEJMoa1914609 [DOI] [PubMed] [Google Scholar]
- 34. Freedman RA, Gelman RS, Anders CK, et al. TBCRC 022: a phase II trial of neratinib and capecitabine for patients with human epidermal growth factor receptor 2-positive breast cancer and brain metastases. J Clin Oncol 2019;37:1081–9. 10.1200/JCO.18.01511 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 35. Saura C, Oliveira M, Feng Y-H, et al. Neratinib + capecitabine versus lapatinib + capecitabine in patients with HER2+ metastatic breast cancer previously treated with ≥ 2 HER2-directed regimens: findings from the multinational, randomized, phase III NALA trial. J Clin Oncol 2019;37:1002 10.1200/JCO.2019.37.15_suppl.1002 [DOI] [Google Scholar]
- 36. Modi S, Saura C, Yamashita T, et al. Trastuzumab Deruxtecan in previously treated HER2-positive breast cancer. N Engl J Med 2020;382:610–21. 10.1056/NEJMoa1914510 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 37. Cameron D, Casey M, Press M, et al. A phase III randomized comparison of lapatinib plus capecitabine versus capecitabine alone in women with advanced breast cancer that has progressed on trastuzumab: updated efficacy and biomarker analyses. Breast Cancer Res Treat 2008;112:533–43. 10.1007/s10549-007-9885-0 [DOI] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
esmoopen-2020-000719supp001.pdf (109.3KB, pdf)
esmoopen-2020-000719supp002.pdf (125.6KB, pdf)



