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. 2020 Aug 13;7:532. doi: 10.3389/fmed.2020.00532

Clinical Characteristics and Risk Factors for Disease Severity and Death in Patients With Coronavirus Disease 2019 in Wuhan, China

Li Zou 1,, Lijun Dai 1,, Yangyang Zhang 1,, Wenning Fu 2, Yan Gao 1, Zhaohui Zhang 1,*, Zhentao Zhang 1,*
PMCID: PMC7438719  PMID: 32903644

Abstract

Objective: To describe the clinical manifestations and outcomes of COVID-19, and explore the risk factors of deterioration and death of the disease.

Methods: In this retrospective study, we collected data from 121 COVID-19 cases confirmed by RT-PCR and next-generation sequencing in Renmin Hospital of Wuhan University from January 30, 2019, to March 23, 2020, and conducted statistical analysis.

Results: A total of 121 patients were included in our study, the median age was 65 years (IQR, 55.0–71.5 years), and 54.5% cases were men. Among those cases, 52 (43.0%) cases progressed to severe, and 14 (11.6%) died. Overall, the most common manifestations were fever (78.5%) and respiratory symptoms (77.7%), while neurological symptoms were found in only 9.9% of the patients. 70.2% of all the cases had comorbidities, including hypertension (40.5%) and diabetes (20.7%). On admission, cases usually show elevated levels of neutrophils (27.3%), D-dimer (72.6%), Interleukin-6 (35.2%), Interleukin-10 (64.4%), high-sensitivity C-reactive protein (82.6%), and lactate dehydrogenase (62.0%), and decreased levels of lymphocytes (66.9%), CD3 cells (67.2%), and CD4 cells (63.0%). The proportional hazard Cox models showed that the risk factors for severity progression and death included comorbidities (HR: 4.53, 95% CI: 1.78–11.55 and HR: 7.81, 95% CI: 1.02–59.86), leukocytosis (HR: 1.13; 95% CI: 1.05–1.22 and HR: 1.25, 95% CI: 1.10–1.42), neutrophilia (HR: 1.15, 95% CI: 1.07–1.13 and HR: 1.28, 95% CI: 1.13–1.46, and elevated LDH (HR: 1.14, 95% CI: 1.12–1.15 and HR: 1.11, 95% CI: 1.10–1.12). Elevated D-dimer (HR: 1.02, 95% CI: 1.01–1.03), IL-6 (HR: 1.01, 95% CI: 1.00–1.02) and IL-10 levels (HR: 1.04, 95% CI: 1.01–1.07) were also risk factors for the progression of disease severity. Meanwhile, lymphopenia and wake immune responses [e.g., lower CD3, CD4, or CD19 counts (all HR < 1)] were associated with disease deterioration and death.

Conclusions: Severe cases and death of COVID-19 are associated with older age, comorbidities, organ dysfunction, lymphopenia, high cytokines, and weak immune responses.

Keywords: COVID-19, pneumonia, inflammation, lymphopenia, risk factors

Introduction

Coronavirus disease 2019 (COVID-19) was first reported in Wuhan, China, and is now spreading in more than 37 countries, including the United States, Japan, South Korea, Australia, and France (1). The pathogen of COVID-19 was identified to be severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), which is closely related to SARS-like coronavirus (2). In the phylogenetic tree, SARS-CoV-2 was identified as an β-coronavirus 2b lineage. By examining the full-length genome of SARS-CoV-2, it was found that this novel virus shares 87.99% homologous sequences with SARS-like coronavirus (3). Early research has shown that SARS-CoV-2, like SARS-CoV, can infect humans cells expressing angiotensin-converting enzyme 2 (ACE2) (4). Based on the information up to date, SARS-CoV-2 is believed to be the third zoonotic human coronavirus in this century (4). Early reports from Wuhan found that the COVID-19 was SARS-like atypical pneumonia, and can be transmitted from person to person, mainly through respiratory droplets, but also through contact with eye mucosa. Although the virus has been detected in feces, the transmission through the digestive tract remains to be further confirmed. The incubation period is generally 2–14 days. Mild cases are characterized by fever, muscle pain, fatigue, and dry cough. A few patients had neurological and digestive symptoms. In severe cases, dyspnea can occur after a week. Ultimately, the severe patients develop acute respiratory distress syndrome, septic shock, and metabolic acidosis that are difficult to manage (57). According to the early epidemiological studies, the basic reproduction number (R0) of SARS-CoV-2 was estimated to be about 2.2 and even more (ranging from 1.4 to 6.5). The low fatality and high morbidity of COVID-19 make it difficult to prevent the spread of the virus (810).

Description of clinical features, laboratory indicators, and radiological characteristics of the disease is crucial for early diagnosis of the disease, quarantine of patients, and identification of close contacts. Our goal is to describe the epidemiological, clinical, and laboratory characteristics of patients diagnosed with COVID-19, to compare the clinical characteristics of severe and non-severe cases, and to describe the potential risk factors for disease deterioration and death.

Methods

Patients Enrollment and Data Collection

Our study included 121 inpatients diagnosed as COVID-19 who was hospitalized in Renmin Hospital of Wuhan University in China. The diagnosis was based on clinical symptoms, computed tomography (CT), real-time RT-PCR and next-generation sequencing. The admission date was from January 16 to March 3, 2020. All the patients involved in this study lived in Wuhan during the COVID-19 outbreak. We collected data including demographic information (age, gender, and address of usual residence), clinical characteristics (including medical history, comorbidities, symptoms, and signs), initial laboratory findings (hematologic, blood biochemicals, coagulation function, infection-related, and immune-related indices), and clinical outcomes (survival and death). This study was approved by the Hospital Ethics Committee of the Renmin Hospital of Wuhan University [WDRY2020-K136].

According to the diagnostic and treatment guideline for SARS-CoV-2 issued by the Chinese National Health Committee (Version 3-7), the severity of COVID-19 patients was defined. Severe cases were designated when the patients had one of the following criteria: (1) respiratory distress with RR ≥30/min; (2) oxygen saturation ≤ 93% at rest; (3) arterial partial oxygen pressure (PaO2)/oxygen absorption concentration (FiO2) ≤ 300 mmHg; (4) respiratory failure that needs mechanical ventilation; (5) shock or with organ failure requiring ICU care.

Procedures

Epidemiological, clinical and outcome data from electronic medical records were reviewed and collected by professionals. Throat swabs samples were collected from all patients and texted by real-time RT-PCR and next-generation sequencing. Laboratory tests on admission included routine blood test [including leucocytes, lymphocytes, eosinophils, hs-CRP, procalcitonin (PCT), serum amyloid A (SAA), and others], coagulation function, serum biochemical tests (including renal and liver function, creatine kinase and LDH), and immunological indicators (including lymphocyte differential counts, inflammatory factors, and SARS-CoV-2-specific antibodies IgM and IgG). These findings are the initial laboratory results of the patient during hospitalization. Thus, these results have not been affected by the treatment.

Statistical Analysis

Continuous variables were described as medians and interquartile range (IQR), and categorical variables were described as frequency rates and percentages. We used the chi-square (χ2) test or the Fisher's exact test to compare categorical data. Mann-Whitney-Wilcoxon test was applied to compare non-normally continuous variables. The proportional hazard Cox models were used to determine HR and 95% CIs between individual factors on progression to severe or death. The sample size varied due to missing data, and missing data were not imputed. The analyses regarding different factors were based on non-missing data. All statistical analyses were performed using SPSS software (V.23.0). Two-tailed P values were considered statistically significant at <0.05.

Results

Demographics and Clinical Characteristics

The demographic and clinical characteristics are shown in Table 1. A total of 121 patients were included in this study. The median age was 65 years (IQR, 55.0–71.5 years) (Figure 1A), of which 54.5% were male. On admission, 69 and 52 patients met the diagnostic criteria for non-severe and severe disease, respectively. The age distribution of these two groups was different (Figure 1C). Of the 121 patients, most (107, 88.4%) survived to discharge, and 14 patients (11.6%) dead (Figure 1B). The most common self-reported symptoms at the time of onset were fever (78.5%) and respiratory symptoms (77.7%), whereas chest distress, fatigue, gastrointestinal symptoms, and neurological symptoms were found in 28.1, 36.4, 23.1, and 9.9% of the patients, respectively. Among the 121 patients, 70.2% had at least one comorbidity, including hypertension, diabetes, cardiovascular and cerebrovascular diseases (excluding hypertension), cancers, and chronic pulmonary diseases. The median age of the severe group was higher than that of the non-severe group (69.5 vs. 60.0, P < 0.001). Additionally, the proportion of subjects with at least one comorbidity is more common in the severe group as compared with the non-severe group (88.5 vs. 56.5%, P < 0.001). Especially, the incidence of hypertension, cardiovascular and cerebrovascular diseases, and chronic pulmonary diseases in severe cases were significantly higher than that in non-severe cases (all P < 0.05). There was no significant difference in demographics and initial clinical characteristics between the survivors and non-survivors.

Table 1.

Demographic characteristics and initial clinical manifestations of patients with COVID-19 in Wuhan.

Clinical characteristics and
symptoms
All patients (n = 121) Disease severity χ2 P-value Clinical outcomes χ2 P-value
Non-severe
(n = 69)
Severe
(n = 52)
Survival
(n = 107)
Death
(n = 14)
Age, Median (IQR)—yrs 65.0 (55.0–71.5) 60.0 (52.0–68.0) 69.5 (61.5–79.75) <0.001a 64.0 (55.0–70.0) 67.5 (56.75–79.50) 0.229a
Age groups—No., %
    <65 63 (52.1) 46 (66.7) 17 (32.7) 13.714 <0.001 58 (54.2) 5 (35.7) 1.696 0.193
   ≥65 58 (47.9) 23 (33.3) 35 (67.3) 49 (45.8) 9 (64.3)
Gender—No., %
   Male 66 (54.5) 34 (49.3) 32 (61.5) 1.799 0.180 57 (53.3) 9 (64.3) 0.606 0.436
   Female 55 (45.5) 35 (50.7) 20 (38.5) 50 (46.7) 5 (35.7)
Symptoms—No., %
   Fever on the first admission 95 (78.5) 57 (82.6) 38 (73.1) 1.597 0.206 84 (78.5) 11 (78.6) 1b
   Chest distress 34 (28.1) 19 (27.5) 15 (28.8) 0.025 0.874 29 (27.1) 5 (35.7) 0.534b
   Fatigue 44 (36.4) 26 (37.7) 18 (34.6) 0.120 0.729 38 (35.5) 6 (42.9) 0.288 0.591
   Respiratory symptoms 94 (77.7) 54 (78.3) 40 (76.9) 0.031 0.861 81 (75.7) 13 (92.9) 2.102 0.147
   Gastrointestinal symptoms 28 (23.1) 16 (23.2) 12 (23.1) <0.001 0.989 25 (23.4) 3 (21.4) 1b
   Neurological symptoms 12 (9.9) 6 (8.7) 6 (11.5) 0.268 0.605 9 (8.4) 3 (21.4) 0.144b
Coexisting disorders—No., %
   Any 85 (70.2) 39 (56.5) 52 (88.5) 14.474 <0.001 72 (67.3) 13 (92.9) 0.062b
   Hypertension 49 (40.5) 22 (31.9) 27 (51.9) 4.942 0.026 40 (37.4) 9 (64.3) 3.781 0.054
   Diabetes 25 (20.7) 12 (17.4) 13 (25.0) 1.047 0.306 21 (19.6) 4 (28.6) 0.484b
   Cardiovascular and cerebrovascular 27 (22.3) 7 (10.1) 20 (38.5) 13.716 <0.001 23 (21.5) 4 (28.6) 0.512b
   diseases
   Cancer* 10 (8.3) 7 (10.1) 3 (5.8) 0.749 0.387 9 (8.4) 1 (7.1) 1b
   Chronic pulmonary disease 19 (15.7) 6 (8.7) 13 (25.0) 5.955 0.015 15 (14.0) 4 (28.6) 0.232b

Data are presented as medians (interquartile ranges, IQR) and N (%).

P-value denoted the comparison between different groups.

a

Mann-Whitney-Wilcoxon was used for continuous variables.

b

Fisher's exact test.

*

Cancers referred to any malignancy. All cases were stable disease.

Chronic pulmonary disease includes tuberculosis, Chronic obstructive pulmonary disease and Bronchiectasis. All cases were stable and no obvious bacterial infections.

Figure 1.

Figure 1

Patient age distribution (A), clinical classification (B), and age distribution of severe and non-serious patients (C).

Laboratory Findings

Table 2 shows the initial laboratory findings of 121 patients on admission. On admission, 64.0, 27.3, and 18.2% of all patients had lymphopenia, neutrophilia and eosinophilia, respectively. Monocytosis and basophilia were found in 18.2 and 4.1% of all 121 patients, respectively. Some patients showed impaired liver and renal function, as indicated by increased serum aspartate aminotransferase (AST, 6.6%), alanine aminotransferase (ALT, 13.2%), and serum creatinine (sCr, 8.3%), and decreased estimated glomerular filtration rate (eGFR, 39.7%). Most patients showed increased myocardial injury markers. Among 121 cases, 62.0% had elevated serum lactate dehydrogenase (LDH), while only 4.5% had increased creatine kinase muscle-brain isoform (CK-MB). Most patients showed abnormal inflammatory markers. Of 121 patients, 100 had elevated hs-CRP. Meanwhile, 43 of 103 had elevated PCT, and 59 of 96 patients were positive for IgM antibody against SARS-CoV2. Most patients imply a decline of immune function. One hundred and nineteen patients had decreased CD3 (67.2%) and CD4 (67.2%) cell counts. The cell counts of CD3 and CD4 were closely related to the patients' clinical outcomes. In addition, some patients showed abnormal cytokines: 37 of 105 patients (35.2%) showed increased interleukin-6 (IL-6), 56 of 87 patients (64.4%) showed increased interleukin-10 (IL-10), and 19 of 87 patients (21.8%) showed increased tumor necrosis factor (TNF).

Table 2.

Laboratory Indicators of Patients with COVID-19 in Wuhan.

Laboratory Tests Reference values No. of patients tested Value, median (IQR) Definition of value deviation from the reference No. of patients with value deviation from reference (%)
Hematologic
   White blood cells, × 109/mL 3.5–9.5 121 5.73 (4.21–8.30) >10 16 (13.2)
   Neutrophils, × 109/mL 1.8–6.3 121 4.06 (2.51–6.56) >6.5 33 (27.3)
   Lymphocytes, × 109/mL 1.1–3.2 121 0.94 (0.68–1.24) <1.1 81 (66.9)
   Monocytes, × 109/mL 0.1–0.6 121 0.44 (0.30–0.57) >0.65 22 (18.2)
   eosinophils, × 109/mL 0.02–0.52 121 0.02 (0.00–0.67) >0.55 39 (32.2)
   basophils, × 109/mL 0–0.06 121 0.02 (0.01–0.03) >0.065 5 (4.1)
   Platelets, × 109/mL 125–350 121 204.0 (161.0–257.5) <100 12 (9.9)
   Hemoglobin, g/L 115–150 121 121.0 (104.0–137.0) <110 41 (33.9)
Biochemical
   ALT, U/L 7–40 121 24.0 (16.0–42.5) >80 16 (13.2)
   AST, U/L 13–35 121 30.0 (20.0–46.5) >70 8 (6.6)
   Albumin, g/L 40–55 121 36.2 (32.65–39.30) <35 27 (22.3)
   Creatinine, μM 41–81 120 65.0 (51.5–78.5) >150 10 (8.3)
   Estimated GFR, mL/min >90 121 93.86 (78.46–104.90) <90 48 (39.7)
   CK-MB, U/L 40–200 121 63.0 (38.5–96.5) >200 12 (9.9)
   LDH, U/L 120–160 121 296 (210–403) >250 75 (62.0)
Coagulation function
   PT, sec 9–13 118 12.20 (11.40–13.20) >16 3 (2.5)
   APTT, sec 25–31.3 118 28.30 (25.73–30.70) >42 2 (1.7)
   D-dimer, μg/mL 0–0.55 117 1.23 (0.50–4.19) >0.6 85 (72.6)
   FDP, mg/L 0–5 112 4.90 (1.51–13.32) >6 52 (46.4)
Infection-related indices
   hs-CRP, mg/L 0–5 121 NA* >5 100 (82.6)
   Procalcitonin, ng/ml 0–2 103 1.19 (0.16–5.40) >3 43 (41.7)
   IgM-NCOV, AU/mL <10 96 24.03 (9.95–63.02) >15 59 (62.1)
   IgG-NCOV, AU/mL <10 95 150.87 (113.84–178.05) >15 3 (3.1)
Immune-related indices
   CD3, /μL 723–2737 119 519.0 (359.0–877.0) <700 80 (67.2)
   CD4, /μL 404–1612 119 320.0 (212.0–515.0) <400 75 (63.0)
   CD8, /μL 12–39 119 199.0 (113.0–316.0) <10 0 (0.0)
   CD19, /μL 80–616 118 128.0 (92.0–190.0) <80 24 (20.3)
   CD16+CD56, /μL 84–724 119 107.0 (65.0–189.0) <80 42 (35.3)
   C3, g/L 0.9–1.8 111 1.01 (0.88–1.12) <0.9 30 (27.0)
   C4, g/L 0.1–0.4 111 0.27 (0.20–0.34) <0.1 1 (0.9)
   Interleukin-2, pg/mL ≤ 11.4 87 3.67 (3.28–4.00) >12 3 (3.4)
   Interleukin-4, pg/mL ≤ 12.9 86 3.16 (2.88–3.50) >12 0 (0.0)
   Interleukin-6, pg/mL ≤ 20.0 105 13.54 (6.12–8.00) >22 37 (35.2)
   Interleukin-10, pg/mL ≤ 5.9 87 6.33 (5.41–8.00) >6 56 (64.4)
   Tumor necrosis factor, pg/mL ≤ 5.5 87 3.21 (2.91–4.78) >6 19 (21.8)
   Interferon-γ, pg/mL ≤ 18 87 3.24 (1.95–4.24) >20 5 (5.7)

ALT, alanine aminotransferase; AST, aspartate aminotransferase; CK-MB, creatine kinase muscle-brain isoform; LDH, lactate dehydrogenase; PT, prothrombin time; APTT, activated partial thromboplastin time; FDP, fibrinogen degradation products; hs-CRP, high-sensitivity C-reactive protein; GFR, glomerular filtration rate; C3, complement protein C3; C4, complement protein C4; IQR, interquartile range.

*

The original data of hs-CRP are categorical variables without specific values.

The differences in laboratory findings between non-severe cases and severe cases, as well as survivors and non-survivors are shown in Table 3. Compared with the non-severe group, the severe group showed higher white blood cell (median, 4.83 vs. 7.11, P < 0.001) and neutrophil counts (2.90 vs. 5.63, P < 0.001) (Figure 2A), as well as higher sCr (59.0 vs. 73.0, P < 0.001) and LDH (395.0 vs. 238.0, P < 0.001). As for coagulation function, the severe group showed longer PT and APTT, and higher levels of D-dimer and FDP, as well as lower platelet count (all P < 0.01) as compared with non-severe group. When compared to the non-severe cases, the severe cases showed abnormal immune function, including fewer CD3, CD4, CD8, CD19, CD16+CD56 T-cells (Figure 2B), and complement C3 levels, as well as higher levels of IL-6 and IL-10 (all P < 0.01). Moreover, lower median values of lymphocyte (0.68 vs. 1.05, P < 0.001), albumin (34.40 vs. 37.70, P < 0.001), and eGFR (86.99 vs. 98.4, P < 0.001) were found in severe cases compared to non-severe cases.

Table 3.

Initial laboratory indices of different disease severity and clinical outcomes.

Laboratory Tests Reference values Disease severity P-value* Clinical outcomes P-value*
Non-severe, value, median (IQR)
(n = 69)
Severe, value, median (IQR)
(n = 52)
Survival, value, median (IQR)
(n = 107)
Death, value, median (IQR)
(n = 14)
Hematologic
   White blood cells, × 109/mL 3.5–9.5 4.83 (4.03–6.70) 7.11 (5.72–10.03) <0.001 5.46 (4.18–7.68) 7.53 (6.02–6.52) 0.013
   Neurtrophils, × 109/mL 1.8–6.3 2.90 (2.37–4.86) 5.63 (4.26–9.19) <0.001 3.67 (2.44–5.96) 6.52 (4.91–11.97) 0.003
   Lymphocytes, × 109/mL 1.1–3.2 1.05 (0.90–1.47) 0.68 (0.52–0.92) <0.001 0.97 (0.72–1.29) 0.62 (0.32–0.85) <0.001
   Monocytes, × 109/mL 0.1–0.6 0.46 (0.35–0.60) 0.40 (0.26–0.58) 0.049 0.44 (0.32–0.57) 0.31 (0.26–0.58) 0.355
   eosinophilis, × 109/mL 0.02–0.52 0.04 (0.00–0.13) 0.01 (0.00–0.075) 0.017 0.03 (0.00–0.11) 0.00 (0.00–0.01) 0.002
   basophils, × 109/mL 0–0.06 0.02 (0.01–0.04) 0.02 (0.01–0.03) 0.394 0.02 (0.01–0.03) 0.01 (0.00–0.03) 0.121
   Platelets, × 109/mL 125–350 227.0 (186.5–267.0) 172.0 (112.5–234.0) <0.001 218.00 (175.00–259.00) 123.00 (89.00–174.25) <0.001
   Hemoglobin, g/L 115–150 120.0 (109.0–131.0) 122.0 (89.5–141.0) 0.838 121.00 (105.00–134.00) 132.00 (91.50–145.00) 0.612
Biochemical
   ALT, U/L 7–40 24.0 (16.5–45.5) 24.0 (13.5–41.0) 0.444 24.00 (16.00–43.00) 21 (13.50–40.50) 0.53
   AST, U/L 13–35 26.0 (19.0–45.0) 35.0 (21.0–53.5) 0.15 29.00 (20.00–47.00) 33.50 (24.25–44.50) 0.381
   Albumin, g/L 40–55 37.7 (33.75–40.8) 34.40 (31.30–37.25) 0.001 36.20 (32.50–39.40) 35.70 (32.68–38.13) 0.691
   Creatinine, μM 41–81 59.0 (49.0–72.0) 73.0 (54.5–83.0) 0.003 65.00 (51.00–78.00) 70.50 (52.75–85.00) 0.418
   Estimated GFR, mL/min >90 98.4 (89.5–107.5) 86.99 (66.83–97.39) <0.001 94.78 (80.30–105.00) 90.81 (71.15–102.30) 409
   CK-MB, U/L 40–200 55.0 (35.0–87.5) 70.0 (42.5–116.5) 0.108 59.00 (38.00–89.00) 69.00 (34.25–326.50) 0.345
   LDH, U/L 120–160 238.0 (189.0–321.0) 395.0 (274.5–589.0) <0.001 286.00 (207.00–381.00) 412.50 (248.75–648.25) 0.013
Coagulation function
   PT, sec 9–13 11.80 (11.02–12.58) 13.00 (12.10–13.80) <0.001 12.00 (11.30–13.03) 13.45 (12.70–14.18) 0.002
   APTT, sec 25–31.3 27.10 (25.23–29.63) 29.30 (27.50–31.80) 0.001 27.90 (25.48–30.53) 28.70 (27.55–32.83) 0.203
   D-dimer, μg/mL 0–0.55 0.85 (0.41–1.76) 3.93 (1.23–13.01) <0.001 1.21 (0.49–13.15) 2.91 (1.03–10.88) 0.081
   FDP, mg/L 0–5 2.63 (0.89–5.97) 13.03 (6.41–67.48) <0.001 4.54 (1.48–13.15) 8.63 (4.57–90.28) 0.026
Immune-related indices
   CD3, /μL 723–2737 755.0 (487.0–1055.0) 394.50 (287.25–588.0) <0.001 536.00 (403.00–899.50) 284.50 (133.25–483.75) <0.001
   CD4, /μL 404–1612 450.0 (301.0–649.0) 240.50 (165.00–323.75) <0.001 356.00 (240.50–561.00) 140.50 (75.25–247.75) <0.001
   CD8, /μL 12–39 221.0 (133.0–348.0) 146.00 (74.00–253.75) <0.001 203.00 (120.00–325.00) 144.00 (40.25–242.75) 0.049
   CD19, /μL 80–616 155.0 (114.0–202.0) 108.50 (57.00–145.75) <0.001 138.00 (101.00–192.50) 58.00 (37.75–136.60) 0.004
   CD16+CD56, /μL 84–724 130.0 (79.0–216.0) 85.50 (44.00–111.75) <0.001 11.00 (67.00–197.50) 76.00 (38.00–107.75) 0.037
   C3, g/L 0.9–1.8 1.07 (0.93–1.17) 0.93 (0.84–1.06) 0.003 1.03 (0.91–1.15) 0.86 (0.80–0.98) 0.011
   C4, g/L 0.1–0.4 0.27 (0.20–0.34) 0.25 (0.20–0.33) 0.46 0.27 (0.21–0.34) 0.19 (0.16–0.27) 0.011
   Interleukin-6, pg/mL ≤ 20.0 7.70 (5.27–19.71) 28.91 (15.89–57.70) <0.001 Null value
   Interleukin-10, pg/mL ≤ 5.9 6.11 (5.10–7.07) 7.75 (6.15–9.37) 0.006 Null value
   Interferon-γ, pg/mL ≤ 18 3.18 (2.83–3.72) 3.63 (3.07–4.88) 0.01 Null value

ALT, alanine aminotransferase; AST, aspartate aminotransferase; CK-MB, creatine kinase muscle-brain isoform; LDH, lactate dehydrogenase; PT, prothrombin time; APTT, activated partial thromboplastin time; FDP, fibrinogen degradation products; hs-CRP, high-sensitivity C-reactive protein; IL-6, interleukin-6; IQR, interquartile range.

*

P-value was determined by Mann-Whitney-Wilcoxon.

Figure 2.

Figure 2

Comparison of immune cells between non-severe and severe patients. (A) The total number and types of white blood cells are different between non-severe and severe patients. (B) The counts of leukocyte classified by differentiation antigen are different between non-severe and severe patients.

Clinical Outcomes

The differences of laboratory indicators between the survivors and non-survivors are shown in Table 3. The non-survivors showed higher leucocyte and neutrophil counts, higher levels of LDH and FDP, longer PT, and fewer counts of lymphocytes, platelets, CD3, CD4, CD8, CD19 T-cells, and lower levels of complement C3 and C4 as compared to the survivors (all P < 0.05).

Table 4 shows the bivariate cox regression of factors associated with disease progression from onset to severe disease or to death. Patients over 65 were at higher risk of developing severe disease than those under 65 (HR, 2.26; 95% CI, 1.23–4.05; P < 0.01). Cases with comorbidities were 4.53 times more likely to progress to severe than cases without comorbidities (HR, 4.53; 95% CI, 1.78–11.55, P < 0.01). In addition, Cox regression models illustrated that comorbidities (HR, 7.81; 95% CI, 1.02–59.86; P < 0.05), leukocytosis (HR, 1.25; 95% CI, 1.10–1.42; P < 0.01), and neutrophilia (HR, 1.28; 95% CI 1.13–1.46; P < 0.001) were risks factors for mortality. Elevated LDH was also a risk factor for the severity deterioration and the development of death (HR, 1.14; 95% CI 1.12–1.15; P < 0.001 and HR, 1.11; 95% CI 1.10–1.12; P < 0.001). Fewer platelets, CD3 or CD4 counts, lower complement C3 level, lymphopenia, and elevated APTT, IL-6 or IL-10 also were related to the progression from oneset to death (all P < 0.05).

Table 4.

Bivariate Cox regression of factors associated with disease progression from onset to severe disease or to death.

Patient characteristics and findings Severe Death
HR (95% CI) P-value HR (95% CI) P-value
Clinical characteristics
 Age (≥65 vs. <65), y 2.26 (1.23–4.05) 0.006 2.06 (0.69–6.17) 0.195
Comorbidities
 Cardiovascular and cerebrovascular diseases (yes vs. no) 2.54 (1.41–4.58) 0.002 2.79 (0.80–9.71) 0.106
 Any (yes vs. no) 4.53 (1.78–11.55) 0.002 7.81 (1.02–59.86) 0.048
Laboratory findings
 White blood cells, × 109/mL 1.13 (1.05–1.22) 0.001 1.25 (1.10–1.42) 0.001
 Neurtrophils, × 109/mL 1.15 (1.07–1.23) <0.001 1.28 (1.13–1.46) <0.001
 Lymphocytes, × 109/mL 0.16 (0.07–0.39) <0.001 0.12 (0.03–0.35) <0.001
 Platelets, × 109/mL 0.89 (0.86–0.92) <0.001 0.88 (0.85–0.91) <0.001
 LDH, U/L 1.14 (1.12–1.15) <0.001 1.11 (1.10–1.12) <0.001
 APTT, sec 1.05 (1.01–1.09) 0.027 1.04 (0.95–1.14) 0.35
 D-dimer, μg/mL 1.02 (1.01–1.03) <0.001 1.02 (0.99–1.04) 0.155
 CD3, /μL 0.87 (0.83–0.91) <0.001 0.85 (0.81–0.89) <0.001
 CD4, /μL 0.83 (0.79–0.89) <0.001 0.82 (0.78–0.88) <0.001
 CD19, /μL 0.86 (0.82–0.90) 0.061 0.83 (0.79–0.87) 0.035
 C3, g/L 0.39 (0.073–2.05) 0.264 0.26 (0.03–1.37) <0.001
 Interleukin-6, pg/mL 1.02 (1.01–1.03) 0.033 NA
 Interleukin-10, pg/mL 1.04 (1.01–1.07) 0.013 NA

LDH, lactate dehydrogenase; APTT, activated partial thromboplastin time; FDP, fibrinogen degradation products; NA, not available.

Discussion

This retrospective descriptive study included 121 confirmed cases of COVID-19 with a median age of 65. The median age of the severe group was 9.5 years older than that of the non-severe group. The proportion of males in the severe group was as high as 61.5%, compared with 49.3% in the non-severe group. Moreover, according to the bivariate Cox regression analysis, the risk of adverse outcomes in patients with age over 65 years was 2.28 times that of patients under 65 years of age. Fever and respiratory symptoms were the dominant initial symptoms while neurological symptoms and gastrointestinal symptoms are not as common as respiratory symptoms, indicating the difference in viral tropism as compared with influenza. This result is consistent with other reports (11, 12).

In addition, there is no obvious difference in the initial clinical manifestations between non-severe and severe cases, or survivors and non-survivors, suggesting that the progression of the disease cannot be predicted only based on the symptoms on admission. This conclusion was also confirmed by the proportional hazard Cox models (data not shown). In our study, 70.2% of all cases had at least one comorbidity, including hypertension, diabetes, cardiovascular and cerebrovascular diseases, cancers, or chronic pulmonary diseases. Likewise, the adopted Cox models showed that cardiovascular and cerebrovascular diseases were the vital risk factors to predict the severity of the disease.

Analysis of the laboratory indicators shows that the increase of leukocytes, neutrophils, D-dimer, LDH, IL-6, IL-10, TNF, and IFN-γ, and the decrease of lymphocytes, CD3, CD4, and platelets counts were related to disease progression and adverse clinical outcomes. Interestingly, we found eosinophilia in 18.2% of the patients, which seems to be indicator of better outcomes. This observation is different from an early study (13). The eosinophil counts in non-severe cases are significantly higher than that in severe cases. When compare the survivors and non-survivors, the former also show higher eosinophil counts. All cases did not have history of allergic diseases such as asthma. It is conceivable that inflammatory factors released by the eosinophils can trigger cough, sputum discharge, and sneezing, which are beneficial for the patients to expel the virus and fight against viral toxicity. The exact role of eosinophils in COVID-19 remains to be further illustrated.

In our study, leukocytosis was often accompanied by neutropenia and lymphopenia, and this phenomenon was more common in severe cases. Consistently, the median value of neutrophils was higher in the severe group than in the non-severe group, which could be a sign of excessive inflammatory response. According to the bivariate Cox regression analysis, neutropenia was a risk factor for severe cases and adverse clinical outcomes. Lymphocytosis has been reported by many clinical investigators and is also common in severe cases. We also found that CD3, CD4, CD19, and CD16 + CD56 T-cell counts decreased to varying degrees and were more pronounced in severe cases and deaths. Significantly reduced lymphocyte counts in the severe cases indicate impaired immune function in these patients.

The pathological and anatomical examination of patients with COVID-19 also showed that the number of CD4 and CD8 T-cells was greatly reduced (14). Therefore, we speculate that impaired immune function is one of the risk factors for elderly patients with poor clinical outcomes. Although recent studies have emphasized that SARS-CoV-2 can infect immune cells through CD147, thereby affecting the immune function, the cause of immune function impairment in patients with COVID-19 needs to be further studied (15).

Another notable finding was that IL-6, IL-10, TNF, and IFN-γ were generally elevated in severe cases. Studies showed the that inflammatory factor storm was one of the crucial causes of disease progression and adverse clinical outcomes (1618). Therefore, the prevention of inflammatory factor storm should be considered for patients with severe COVID-19 (19, 20).

Many subjects show increased serum CK-MB and LDH, indicating the SARS-CoV-2 can cause myocardial damage. This coincides with the latest COVID-19 research findings of the Department of Cardiology and Cardiac Ultrasound (21, 22). Furthermore, the bivariate Cox regression analysis emphasized higher LDH as a risk factor for the development of severity disease and the progression of death. It is worth noting that myocardial damage should be treated properly to reduce mortality.

Coagulation dysfunction was another risk factor for death. There are also reports of vascular embolism in patients with COVID-19 (23, 24). In this study, 72.6% and 46.4% of the cases showed high D-dimer and FDP, respectively. Compared with non-severe cases (median, 3.93), the D-dimer of severe cases (median, 0.85) is significantly increased, suggesting that the increase of D-dimer may be one of the risk factors for the deterioration of the disease, and attention should be paid to monitor coagulation function. Longer PT and APTT, with higher D-dimer and FDP in the initial laboratory findings of dead cases may suggest the possibility of disseminated intravascular coagulation (DIC).

The strengths of the present study as follows: The inpatients of this research came from Wuhan, where is the hit-hardest region of China in this epidemic. Understanding the clinical manifestations and prognosis of cases, and analyzing the risk factors of disease progression and death can provide a theoretical basis for clinical diagnosis and intervention. Clinicians, especially critical care physicians, have a deep understanding of the condition of COVID patients upon admission, which is more helpful in controlling the progression of the disease and improving the prognosis. Limitations of this study were that this study conducted in a single hospital with limited sample size. Information and selection bias may influence the result. A larger-scale multicenter study of COVID-19 patients will help to further determine the clinical features and risk factors of this disease.

Conclusion

This study included 121 confirmed COVID-19 cases with a median age of 65. Fever and respiratory symptoms were the most common manifestations. Age and comorbidity were the risk factors for death and disease progression. Myocardial injury markers and renal function also suggest the possibility of deterioration. Abnormal coagulation function suggests the risk of DIC in severe cases. The immune-related laboratory results indicate the presence of inflammatory factor storm and impaired immune function, which are closely related to the adverse clinical outcomes. Thus, these indicators deserved special attention. Early intervention should be considered to treat impaired immune functions to reduce mortality. Most factors that are related to the development of disease deterioration were associated with death, indicating the same pathophysiological mechanisms mediate the progression from hospital admission to severity worsening and from onset to death.

Data Availability Statement

All datasets presented in this study are included in the article/supplementary material.

Ethics Statement

This study was approved by the Hospital Ethics Committee of the Renmin Hospital of Wuhan University [WDRY2020-K136]. Written informed consent for participation was not required for this study in accordance with the national legislation and the institutional requirements.

Author Contributions

LZ had full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis. WF were helped statistical analysis and gave technical support. LD and LZ draft the manuscript. LZ and YZ designed the study. YZ and YG helped in the acquisition of data. ZheZ and ZhaZ were responsible for data interpretation and the critical revision of the manuscript. All authors contributed to the article and approved the submitted version.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest. The reviewer XW declared a shared affiliation with one of the reviewers WF to the handling editor at time of review.

Acknowledgments

We thank members of the Medical Team from Qinghai Province and Shanghai City for their efforts in recruiting patients.

Footnotes

Funding. This work was supported by grants from the National Natural Science Foundation of China (Nos. 81822016 and 81771382) to ZheZ.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

All datasets presented in this study are included in the article/supplementary material.


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