Abstract
Myxopapillary ependymomas (MPE) are considered benign (World Health Organization (WHO) grade I) neoplasms with favorable prognosis. However, malignant behavior occurs in a small subset. To our knowledge, only five anaplastic MPEs have been reported without consensus on diagnostic criteria. We retrieved 14 anaplastic MPEs from the pathology archives of six institutions. Each tumor included at least two of the following features: ≥5 mitoses per 10 high power fields, Ki‐67 labeling index (LI) ≥10%, microvascular proliferation (MVP) and spontaneous necrosis. These features were typically encountered in the foci of hypercellularity and reduced mucin. There were eight male and six female patients (age range 6–57 years, median = 16.5). Ten tumors displayed anaplasia at initial resection, and 4 were anaplastic at a second surgery for recurrence (ranging from 9 months to 14 years following initial resection). The Ki‐67 LI ranged between 8% and 40% in the anaplastic foci and <3% in the foci of classic MPE. There was documented cerebrospinal fluid (CSF) dissemination in seven cases, recurrence following an anaplastic diagnosis in three cases and bone or soft tissue invasion in two cases. One patient suffered lung metastases. Two cases evaluated by targeted next‐generation sequencing and one evaluated by fluorescence in situ hybridization (FISH) showed nonspecific chromosomal gains. We conclude that although rare, anaplastic MPE occurs in both pediatric and adult patients, similar to other ependymomas. At a minimum, closer follow‐up is recommended, given the concern for aggressive biologic potential. Further study is needed to determine WHO grading criteria and genetic indicators of tumor progression.
Keywords: anaplastic transformation, CSF dissemination, malignant neoplasm, metastasis, microvascular proliferation, myxopapillary ependymoma, necrosis, recurrence
Introduction
Myxopapillary ependymomas (MPEs) account for 9%–13% of all ependymomas, and approximately 83% of ependymomas in the region of the filum terminale 21. They predominantly arise as intradural neoplasms in the region of the conus medullaris, cauda equina and filum terminale 21, and rarely as extradural neoplasms from the filum terminale externa 9. Occasionally, they occur at other central nervous system (CNS) locations including the cervical and thoracic spinal cord, the fourth ventricle, the lateral ventricles and the brain parenchyma 21. Less commonly, they have been reported to occur in the absence of a previous or concomitant spinal cord MPE, at sites including the subcutaneous sacrococcygeal region, presacral region and mediastinum, possibly arising from ectopic ependymal rests 1, 7, 11, 12, 13, 18, 19, 23, 28, 32, 33, 34, 40.
MPEs typically have low mitotic activity and Ki‐67 labeling indices (LI), with fewer than 5 mitoses/10 high power fields (HPF), Ki‐67 LI ranging from 0% to 5.5% 27, and averaging 1.6% 29. Anaplasia within MPEs has been described as exceptional. Only five have been reported in the literature to our knowledge, most occurring within the pediatric setting with ages ranging from 7 months to 15 years 2, 4, 5, 37 and one occurring in an adult at 38 years of age 38. Two cases were intradural, two were subcutaneous sacrococcygeal lesions and one was anaplastic at the time of metastasis to an inguinal lymph node 2, 4, 5, 37, 38. Malignant features included punctate necrosis, microvascular proliferation (MVP), increased Ki‐67 LI (80%, 70%, 40% and 10% respectively) and increased mitotic activity 2, 4, 5, 37. One anaplastic sacrococcygeal MPE occurred in the setting of Schinzel–Giedion syndrome with anaplastic ependymoblastic areas 4.
Most MPEs have a favorable prognosis; however, some recur or spread within the neuraxis. Nevertheless, most such cases retain their otherwise benign (WHO grade I) histopathology. Subtotal resection, lack of initial radiation treatment and a young age at diagnosis are factors that have been associated with worse prognosis 17, 39. In some studies, pediatric patients have a less predictable outcome than their adult counterparts, even after gross total resection 21, 31, 35. Extraneural metastases from primary intradural MPEs are rare 30, as are advanced cases in which the recurrence involves the adjacent soft tissues 22, and cases that have both intradural and soft tissue involvement at initial presentation 38. In contrast, metastases in subcutaneous sacrococcygeal MPEs have been reported in up to 20% of the cases, typically to inguinal lymph nodes or the lung 11, 19, 40, and there are frequent local recurrences in postsacral and presacral MPEs 34, 36.
Materials and Methods
Fourteen patients with anaplastic MPE (10 primary, 4 diagnosed at recurrence) were encountered from six institutions, including consultations (9 in‐house cases, 5 consult cases). Anaplasia was defined as having at least two of the following features: ≥5 mitoses per 10 HPF, Ki‐67 labeling index (LI) ≥10%, MVP and spontaneous necrosis. The presence of necrosis included both palisading and non‐palisading forms; however, necrosis did not qualify as an anaplastic feature if the patient previously received radiation or chemotherapy because of the difficulties in distinguishing tumor necrosis from treatment effects. A Ki‐67 LI ≥10% was selected as it is significantly higher than the typically reported values for MPEs, which range from 0% to 5.5% 27, and average 1.6% 29.
Two cases (primary tumor case #5, and recurrent tumor case #8) were evaluated by next‐generation DNA sequencing (NGS). One was evaluated by the UCSF500 Cancer Panel 10, 14, 25, 26, which assesses approximately 500 cancer‐associated genes for mutation, copy number alterations and structural variants including gene fusions. An additional tumor was evaluated by the Children's Hospital of Philadelphia Comprehensive Solid Tumor NGS Panel V2.0, which includes sequence and copy number analyses of 238 cancer genes, and fusions associated with 110 cancer genes (genes listed at https://www.testmenu.com/chop/Tests/785967). One tumor was evaluated by centromere enumerating FISH probes for chromosomes 1, 7 and 9 by the Colorado Children's Hospital Genetics Laboratory.
Results
The clinicopathologic features of the 14 patients with anaplastic MPEs, 13 of 14 documented to be initially intradural, are summarized in Table 1. There were eight male and six female patients (eight pediatric and six adults) with a median age of 14.5 years (range 6–55 years) at diagnosis of MPE, and median age of 16.5 years (range 6–57 years) at diagnosis of anaplastic MPE (anaplasia was present only at recurrence in four cases). In the majority of the cases, the initial main mass occurred in the lumbosacral region, ranging in size from 1.7 cm to 11.5 cm. One case was located at the floor of the fourth ventricle (case #11), and one case was described as a sciatic notch mass in which it could not clearly be determined if this was a primary soft tissue tumor rather than an initially intradural mass (case #10). At the time of initial surgery, there was gross total resection in eight cases, subtotal resection in five cases and in one case the extent of resection was not indicated; 11 cases received adjuvant radiation therapy after the initial surgery.
Table 1.
Case # | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Age at MPE diagnosis in years, (age at anaplasia diagnosis, if later) | 6 | 7 | 10 | 10 | 11 | 12 | 13 | 16, (20) | 31, (32) | 31, (45) | 40 | 45, (57) | 50 | 55 |
Gender | F | F | M | M | M | M | M | F | M | F | F | M | M | F |
Location | L4‐S1 (intradural) | T12‐L3 (intradural) | S1‐S2 (intradural) | L1‐L2 (intradural, centered at conus medullaris) | filum terminale (L4‐5, S2‐3) and S1 nerve root (3 masses) (intradural) | lumbar mass, lumbar and sacral (intradural) | L1‐L2 with multiple smaller lesions (posterior fossa, C, T, and L cistern) (intradural) | L3‐L4 & L5‐S1, multiple T and L lesions (intradural) | sacral filum terminale region mass with smaller T lesions (intradural) | sciatic notch, pelvic & sciatic masses (unclear if MPE was a primary soft tissue form) | floor of 4th ventricle | T11‐L2, L1, T8‐L5 (originally an intradural mass filling the thecal sac) | L5‐S3 (intradural) | L1‐L2, L2 (intradural) |
Size | size not specified | not specified | 4.2 cm | 4.5 cm | 3 cm mass on imaging | 3.2 cm, 1.5 and 1 cm | main mass 3.8 cm | 1.7 and 1.0 cm, multiple (up to 1.6 cm) | not specified | initial size not known, 10 cm and 5.5 cm | 5 cm | 11.5 cm, 10 cm, size of second recurrence not specified | 8.5 cm | 2.7 cm, 2.3 cm |
Ki‐67 LI (data source) | 20% (initial resection) | 11% (initial resection) | 34% (initial resection) | 15% (initial resection) | 14% (initial resection) | 10%, 17% (initial resection, 1st recurrence) | 8% (initial resection) | 10% (1st recurrence) | 10% (9m re‐resection) | 40% (1st recurrence) | 20% (initial resection) | 26% (1st recurrence) | 10% (initial resection) | 20% (initial resection) |
Mitotic Index per 10 HPF | 12 | 10 | 20 | 6 | 5 | 3, 2 | 6 | 6 | 7 | 7 | 5 | 17 | 14 | 7 |
Necrosis | Yes | No | Yes: focal non‐palisading | No | Yes: non‐palisading | Yes: palisading (only on recurrence) | No | No | * Yes: non‐palisading and palisading | * Yes: non‐palisading and palisading | Yes: focal non‐palisading | * Yes: non‐palisading | Yes: non‐palisading and palisading | Yes: non‐palisading |
MVP | Yes | Yes | Yes | Yes: small foci of MVP | Yes: multiple foci | Yes (initial and recurrence) | Yes | No | Yes | Yes | Yes | Yes: prominent | Yes: extensive | Yes |
Onset of anaplastic features | initial resection | initial resection | initial resection | initial resection | initial resection | initial resection | initial resection | recurrence | present on recurrence/ second surgery at 9 months | first recurrence | initial resection | first recurrence | initial resection | initial resection |
Treatment | GTR, proton therapy | STR, XRT | GTR, proton therapy | GTR, XRT | GTR | Initial: GTR 1st: GTR, XRT | STR, XRT, Avastin | Initial: GTR 1st: Res, XRT | Initial: STR, Chem, pXRT 1st: STR | Initial: Res, XRT 1st (pelvic mass): GTR (sciatic mass): GTR, Chem | STR, proton therapy | Initial: STR, XRT 1st: GTR 2nd: GTR, XRT | GTR, XRT | Initial: GTR, XRT 1st: unspecified |
Recurrence/ Metastasis status | none reported within 2 yrs | stable residual disease ~1.5 yrs | none reported within 1 yr | none reproted within 4 months | none reported within 1 month | 1st: 1 yr, nothing additional reported over the following 6 yrs | stable residual disease at 4 yrs | recurrence at 4 years | lost to clinical follow‐up after 2 years, patient died at age 36, no autopsy | 1st: 14 yrs Lung metastasis: 14 yrs patient died at age 48 | none reported within 2.5 yrs | 1st: 12 yrs 2nd: 15 yrs patient died 16 yrs after diagnosis, age 60 with extensive local disease | none reported within 9 yrs | 1st: 18 months, no subsequent clinical follow‐up available |
Documented recurrence after anaplasia | N/A | N/A | N/A | N/A | N/A | recurred once after anaplasia | N/A | N/A | N/A | one additional surgery after anaplasia was diagnosed, both masses were present at 14 yrs, surgeries were separated by 4 months | N/A | recurred once after anaplasia | N/A | recurred once after anaplasia |
Involvement of adjacent tissue by histologic and/or radiographic findings | No | No | Yes: sacral bone erosion but not invasion, entrapped ganglion | No | No | Microscopic dural invasion, no signifigant involvement of adjacent tissues | No | No | No | Yes: invasion of adjacent soft tissues | No | first recurrence destroyed L1 vertebrae, extended into paraspinal tissues, just prior to death imaging showed a large soft tissue mass invading L2‐L4 veterbral bodies, extending into paraspianal and left psoas muscles | Yes: involvement of sacral rootlets and dura, with sacral bone remodeling (cortical thinning and destruction without invasion) | No |
CSF dissemination | No | No | No | No | No | Yes | Yes | Yes | Yes | Yes: found 14 yrs after initial | No | Y: at time of recurrences | suspected drop metastasis | Yes |
There was CSF dissemination in 7 of 14 patients, invasion of the adjacent bone or soft tissues in 2 cases (Figure 1A, G, J; cases 12 and 10) and erosion or remodeling of the adjacent bone in another 2 cases. One tumor metastasized to the lung (Figure 1L, M; case #10) at the time of the recurrence; this patient was concurrently found to have a sciatic mass, a pelvic mass, multiple pulmonary nodules, a left‐sided pleural effusion and an enhancing pleural mass 14 years after removal of a sciatic notch MPE. Metastatic MPE was demonstrated on evaluation of pleural fluid and a pleural biopsy (Figure 1L, M). For this case, it could not be determined if the primary tumor was intradural or extradural in origin. For all the other cases, the primary tumor was confirmed by imaging (example Figure 2J, case # 4) or communication with the surgeon as being initially intradural. Though case #12 was initially intradural, it grew to extensively involve the paraspinal soft tissues (Figure 1A).
All cases showed typical histological features of MPE such as patchy papillary architecture, hyalinized blood vessels surrounded by cuboidal to columnar glial cells with an intermediate layer of myxoid material, mucinous microcysts and spiculated eosinophilic “collagen balloons” (Figure 1B, C, H, I and 2A, K). Anaplasia typically occurred in foci with hypercellularity and reduced mucin (Figure 2B, I and L).
Representative images depicting anaplastic features in the tumors, including necrosis (Figure 2C), MVP (Figure 2H) and elevated Ki‐67 LI (Figure 1E, K and 2E), are shown from cases 12 (Figure 1A–F), 10 (Figure 1G–M), 14 (Figure 2A–F), 9 (Figure 2G–I) and 4 (Figure 2J–L). Palisading and non‐palisading necrosis were also seen in patients after chemotherapy or radiation therapy (Figure 2G), which was not counted as an anaplastic feature since the necrosis may have been at least partially because of prior therapy. Some tumors showed a distinct transition between the classic and anaplastic components, reflected in both histological features and variations in the Ki‐67 LI. While the Ki‐67 LI ranged from 8% to 40% within the highest areas, it was typically <3% in the foci of classic MPE. This was well demonstrated in case #14 (Figure 2A–F), in which the Ki‐67 LI was 20% in the anaplastic component and <1% in the areas with classic morphology, with a visible transition zone (Figure 2D–E). This case also showed diffuse nuclear p53 positivity within areas of anaplastic transformation (Figure 2F).
Six cases demonstrated four anaplastic features, five cases had three, two cases had two and one case progressed from two to three anaplastic features at recurrence (case #6). The anaplastic MPEs in adult patients demonstrated 3–4 anaplastic criteria for our study, while pediatric cases were more variable, with cases showing between 2 and 4 anaplastic criteria. Mitotic activity and Ki‐67 LI were comparable between pediatric and adult cases (median mitotic index of 6/10 HPF in pediatric cases and 7/10 HPF in adult cases; median Ki‐67 LI of 14% in pediatric cases and 20% in adult cases). For all the cases, the maximal mitotic index ranged from 2 to 20/10 HPF (median 7/10 HPF), with a median Ki‐67 LI of 15%.
The presence of anaplasia within pediatric cases was for the most part not solely a consequence of increased proliferation, as most pediatric tumors had MVP or necrosis. Among eight pediatric cases, only one (case #8) qualified for anaplasia based on increased proliferative activity (6 mitoses/10 HPF and Ki‐67 LI of 10%) in the absence of other anaplastic features; another pediatric case (case #4) contained only small foci of MVP in addition to an elevated Ki‐67 LI and mitotic index (ie., manifested three criteria). No primitive or embryonal component was identified in any of the cases; in particular, the pediatric and adult cases had similar histologic features.
Ten cases displayed anaplasia at initial resection before the administration of any radiation therapy, while 4 were anaplastic at the time of a second surgery for recurrence 9 months to 14 years subsequently. Of the four cases that developed anaplasia at the time of second surgery/recurrence (cases #8, 9, 10 and 12 in Table 1), three had received radiation therapy after the initial resection, including two that were subtotally resected and one in which the extent of resection was not indicated. While radiation therapy, and in one case chemotherapy, may have contributed to the presence of necrosis, each of these cases was considered anaplastic regardless, as they contained MVP with an elevated mitotic index and Ki‐67 LI. There were three cases with documented recurrence after a diagnosis of anaplasia (cases #6, 12 and 14 in Table 1). Two of these recurred despite radiation therapy; one was a subtotal resection, and one was gross totally resected. The third case of recurrence after a diagnosis of anaplasia occurred after gross total resection without adjuvant therapy.
Overall, of the 14 patients within the series, 6 patients had disease complications. There were four patients who underwent a second surgery for treatment of recurrent MPE, two patients had three surgeries, in one case there was extraneural metastatic disease and three patients died (one with extensive local disease at the time of death). Six patients thus far have had favorable outcomes (four pediatric and two adult) with either no reported recurrence, or stable residual disease with clinical follow‐up times ranging from 1 to 9 years (median follow‐up of approximately 2 years). All patients with disease complications also had CSF dissemination, while most patients with more favorable outcomes did not have CSF dissemination. For two patients, significant clinical follow‐up times were not yet available.
For the two cases that underwent NGS (primary tumor case #5, and recurrent tumor case #8), no pathogenic mutations, variants with strong evidence of clinical significance, amplifications, deletions or structural rearrangements were demonstrated among the cancer‐associated genes that were evaluated. Both NGS tests included the evaluation of NF2, and the UCSF500 Cancer Panel included the coverage of RELA and YAP1. Similar to classic MPE, the main finding was aneuploidy, with gains of numerous whole chromosomes. In one case, there were relative gains of chromosomes 1, 2, 4, 5, 7, 8, 9, 11, 12, 15, 16, 17, 18, 19, 20, 21 and X, with copy‐neutral loss of heterozygosity of chromosome 10. The second case demonstrated gains of chromosomes 4, 5, 7, 9, 16, 17, 18, 19, 20 and X. Neither case demonstrated deletions of chromosome 6q or 22q, which are frequently observed in spinal cord subependymomas and ependymomas, respectively 6, 24. The case evaluated by FISH for chromosomes 1, 7 and 9 demonstrated three to four copies of each chromosome.
Discussion
Though histologic anaplasia in myxopapillary ependymomas is exceptional, we were able to retrieve 14 patients from the files of six institutions for this study of clinicopathologic features. We defined anaplasia based on the histopathologic findings that are distinctly uncommon in MPE overall, but are similar to the criteria currently used to define anaplasia in classic ependymomas. Although our study findings are based on small case numbers, the chosen criteria were nevertheless associated with aggressive clinical features in 6 of the 14 cases, such as bone/soft tissue invasion, extraneural metastasis, multiple surgeries and tumor recurrence. As such, the recognition of MPEs with aggressive features will lead to the study of additional cases and further refinement of grading criteria.
Additionally, there was CSF dissemination in 7 of the 14 cases, 3 of the 8 pediatric cases (37%) and 4 of the 6 adult cases (66%). In a study of 183 patients (mean age at diagnosis of 35.5 ± 15.8) with classic MPE, distant spinal or brain metastases indicating CSF dissemination were observed in 9.3% and 6% of the patients, respectively, with local recurrence in 26% of the patients 39. Other studies have reported higher rates of CSF dissemination for MPE ranging from 35% to 57% 8, 15, particularly within pediatric cases of MPE and including pediatric dissemination at initial presentation in 14%–58% of the cases 8, 16. However, the higher percentages are usually reported within studies of smaller patient numbers.
While extraneural metastatic disease to the lung was present in one anaplastic case, careful review of the medical record could not establish if the primary MPE for this particular case was initially intradural in origin or not. As subcutaneous sacrococcygeal myxopapillary ependymomas more frequently have metastatic disease including lung metastases, it cannot be excluded that the metastases in this case are related to an extraspinal origin rather than anaplastic histology. Though extraspinal MPE and intradural MPE may have inherent biological differences, the metastatic potential of extraspinal myxopapillary ependymomas is thought to be attributable to increased access to the lymphovascular structures 19. Rare cases of initially intradural MPE with subsequent direct extension into the adjacent tissues could achieve comparable lymphovascular exposure.
Although the genetic alterations that drive MPEs have not been identified to date, copy number analyses have demonstrated chromosomal instability with frequent chromosomal gains, and methylation profiling clearly distinguishes myxopapillary ependymomas from other molecular subtypes of ependymoma 24. Gene expression profiling also highlights their unique biology, with MPEs showing a Warburg phenotype 20 and increased gene expression of HOXB13 compared to non‐myxopapillary ependymomas 3. The observed aneuploidy in our anaplastic MPEs is concordant with studies of MPE in general. Unfortunately, candidate genetic drivers of anaplastic transformation were not identified within the limited available data from two anaplastic cases evaluated on a NGS cancer panel. Whether this is because of targets not being represented on our panels or other mechanisms is not clear based on the limited data to date. Of interest, case #14 demonstrated strong and diffuse nuclear p53 immunostaining within the anaplastic component, raising the question of TP53 mutation, but this case was unfortunately not available for genetic testing. Nonetheless, TP53 mutations were not present in the two cases within our series studied by NGS.
We conclude that histologic anaplastic transformation of MPE can occur in both pediatric and adult patients. Though our series consists of small numbers, several of our cases were associated with either disease recurrence, local invasion, CSF dissemination or metastatic disease, which is at least suggestive of a more aggressive biologic potential than classic MPE. Therefore, at a minimum, closer clinical observation is recommended. Additional studies are needed to further refine the proposed grading criteria, and to identify the genetic biomarkers of MPE tumorigenesis and progression/anaplastic transformation.
Compliance with Ethical Standards
The authors declare no conflict of interest. All procedures performed in studies involving human participants were in accordance with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.
Presented in abstract format at the United States and Canadian Academy of Pathology meeting in Vancouver, British Columbia, Canada, March 17–23, 2018.
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