Abstract
As the prevalence of obesity-induced type 2 diabetes mellitus (T2DM) and nonalcoholic steatohepatitis (NASH) continue to increase, the need for pharmacologic therapies becomes urgent. However, endeavors to identify and develop novel therapeutic strategies for these chronic conditions are balanced by the need for safety, impeding clinical translation. One shared pathology of these two diseases is a maladaptive reactivation of the Notch signaling pathway in liver. Notch antagonism with γ-secretase inhibitors effectively suppresses hepatic glucose production and reduces liver fibrosis in NASH, but its extrahepatic side effects, particularly goblet cell metaplasia, limit therapeutic utility. To overcome this barrier, we developed a nanoparticle-mediated delivery system to target γ-secretase inhibitor to liver (GSI NPs). GSI NP application reduced hepatic glucose production in diet-induced obese mice and reduced hepatic fibrosis and inflammation in mice fed a NASH-provoking diet, without apparent gastrointestinal toxicity. By changing the delivery method, these results provide proof-of-concept for the repurposing of a previously intolerable medication to address unmet needs in the clinical landscape for obesity-induced T2DM and NASH.
Keywords: drug delivery, nanomedicine, Notch inhibitor, nonalcoholic steatohepatitis, obesity, liver fibrosis
With the rise of obesity worldwide, the prevalence of comorbidities such as type 2 diabetes mellitus (T2DM), nonalcoholic fatty liver disease (NAFLD), and nonalcoholic steatohepatitis (NASH) are also increasing at alarming rates.1–3 While the mechanisms by which obesity leads to its metabolic complications are still being investigated, the resulting demand for therapeutic interventions continues to be largely unmet. Despite numerous new pharmacologic entries to the market, T2DM remains the most common cause of end-stage renal disease and blindness in the United States and a major contributor to mortality.4–6 Patients with NASH have even fewer options—without FDA-approved pharmacotherapy, the only effective treatment is liver transplantation.7–9
In obesity, excess lipid accumulation contributes to insulin resistance, which manifests in the liver as increased forkhead box protein O1 (Foxo1)-dependent hepatic glucose production (HGP).10–12 In the absence of insulin, unphosphorylated Foxo1 binds to the insulin response element to promote transcription of glucose-6-phosphatase (G6PC) and phosphoenolpyruvate carboxykinase (PCK1),13 encoding the rate-limiting enzymes in glycogenolysis and gluconeogenesis, respectively.14 Upon insulin presence and activation of PI3K/AKT, Foxo1 is phosphorylated and excluded from the nucleus, reducing HGP.15 This signaling is disrupted in the insulin-resistant state, where Foxo1 is constitutively active.16
In investigating the effects of Foxo1 on T2DM pathophysiology, we uncovered a “re-activation” of the Notch signaling pathway in hepatocytes.10 Notch is an evolutionarily conserved cell signaling system that directs embryonic development. Ligand binding induces γ-secretase-mediated Notch receptor cleavage, releasing the Notch intracellular domain (NICD). NICD translocates into the nucleus where it binds to mastermind-like protein 1 (MAML1) and the principle Notch effector, recombining the binding protein suppressor of hairless RBP-JΚ.17–19 This complex promotes transcription of canonical Notch target genes, including the basic Helix–loop–helix (bHLH) hairy and enhancer of split (HES) and hairy/enhancer-of-split related with YRPW motif-like protein (HEYL) gene families,19 that direct cell-fate decisions. In liver development, increased hepatoblast Notch activity directs differentiation into cholangiocytes and formation of bile ducts, with repression in adjacent cells leading to a hepatocyte lineage specification. Quiescent hepatocyte Notch activity persists into adulthood under typical physiologic conditions.20 However, in obese mice and patients, we observed aberrant hepatocyte Notch activity that associated with the presence of T2DM as well as biochemical (plasma transaminase) and histological (NAFLD activity score) readouts of NASH.21 Consistently, hepatocyte-specific Notch loss-of-function mice show attenuated diet-induced liver pathology, including improved glucose intolerance in mice fed an obesogenic high-fat diet (HFD), as well as reduced liver fibrosis in mice fed a novel NASH-provoking diet, whereas forced hepatocyte Notch activity accelerated diet effects in both models.22,23
These data suggested that pharmacologic Notch inhibitors would have metabolic benefits. The best studied Notch antagonists are small molecule inhibitors of the γ-secretase complex (GSI) that prevent activating cleavage of Notch receptors and are in clinical trials for cancer.24–26 Indeed, GSI treatment reduced liver Notch activity, improved glucose metabolism, and ameliorated NASH diet-induced liver fibrosis but simultaneously caused goblet cell metaplasia related to intestinal Notch inhibition.10,23,27,28 Based on these data, we hypothesized that liver-specific GSI administration may avoid intestinal side effects while retaining therapeutic potency. Nanomedicine-mediated treatment allows for enhanced targeted drug delivery, and many nanoparticle compositions, i.e., poly(lactic coglycolic acid) (PLGA), have favorable biodegradability and biocompatibility profiles.29,30 To test this potential, we developed PLGA-encapsulated GSI nanoparticles (GSI NPs) (Figure 1). Herein, we demonstrate that GSI NPs provide localized and effective inhibition of hepatic Notch signaling, improving obesity-induced glucose tolerance and liver fibrosis without apparent intestinal side effects.
RESULTS AND DISCUSSION
Synthesis and Characterization of GSI NPs
GSI NPs were prepared using an emulsion/solvent evaporation method to encapsulate dibenzazepine (a bioavailable γ-secretase inhibitor) in a PLGA matrix.31 Dibenzazepine and PLGA were dissolved in a dichloromethane (DCM) and 3% poly(vinyl alcohol) (PVA) solution. Empty (control) NPs were prepared using the same method without drug. The PLGA mixture was sonicated and dispersed into a 0.3% PVA solution, and the DCM was evaporated. The synthesized NPs, labeled with a Cy5.5 fluorophore, were collected by centrifuge. Resultant spherical NPs were ∼180 nm in diameter as determined by dynamic light scattering, and their size remained relatively constant over 7 days (Figure 2a–d).
GSI NPs had a loading capacity of 8.9 ± 0.01% and an encapsulation efficiency of 88.6 ± 0.1%. To monitor the dissociation behavior and release kinetics of GSI, the NPs were loaded with 24 μg of GSI and incubated in phosphate-buffered solution (PBS) (pH 7.4) containing 20% ethanol at 37 °C. The NPs gradually disassociated due to the biodegradation of PLGA, triggering the encapsulated cargo release. This dissociation and sustained release occurred over 8 days as measured by the concentration of GSI in the buffer. In vivo, at 1 and 24 h after intravenous (IV) tail vein injection, nanoparticles were distributed primarily in the liver and kidneys, reflective of accumulation in the liver and renal excretion (Figure 2e).32–34
GSI NPs Block Liver Notch Activity
To assess Notch inhibition efficacy in vivo, we administered a single dose (5 μ mol/kg, ∼2.5 mg/kg) of GSI NPs suspended in normal saline to C57BJ/6 male mice by tail vein. GSI NPs were directly visualized in the liver (Figure 3a–c) but not the GI tract (Figure 3d). We next analyzed hepatic expression of Notch target genes—chosen empirically as targets that track with hepatocyte Notch activity in vitro and in vivo35—at multiple time points post-treatment and noted reduced liver Notch target gene expression at 2 and 4 days (Figure 3e).
GSI NPs Reverse Diet-Induced Glucose Intolerance
We next applied GSI NPs to a mouse model of diet-induced obesity (DIO) and glucose intolerance/insulin resistance. Eight-week-old C57BL/6 male mice were fed HFD (60% kcal from fat) for a total of 18 weeks (Figure 4a). After 14 weeks of diet-feeding, animals were randomized into two groups of equal body weight. We administered GSI or vehicle (control) NPs suspended in PBS by tail vein twice weekly for 4 weeks. GSI NP-treated mice showed significant improvements in glucose tolerance after a 2 g/kg glucose load as compared to control NP-treated mice (Figure 4b,c). Consistently, we observed reduced fasting glucose levels in GSI NP-treated mice (Figure 4d), despite similar body fat as measured by magnetic resonance imaging (MRI), commensurate with unchanged body, liver, inguinal white adipose tissue (iWAT), and epididymal white adipose tissue (eWAT) weights (Figure 4e–g). We observed no significant differences in liver lipid content or transaminases (aspartate transaminase [AST] and alanine transaminase [ALT]) and only trivial differences in serum lipids (Figure S1). These data suggest that GSI NP treatment improves glucose tolerance but not due to alterations in body weight, adiposity, or liver lipid content/injury.
We next assessed potential molecular pathways for improved glucose tolerance in GSI NP-treated mice. As expected, GSI NPs reduced Notch target gene expression by ∼34–58%. We also observed a significant reduction in Foxo1 expression, leading to reduction in multiple Foxo1 target genes including those associated with hepatic glucose production (Figure 4h).36 Western blots similarly demonstrated a significant ∼38% decrease in liver Foxo1 in GSI NP-treated mice, with a proportional reduction in phosphorylated Foxo1 but unchanged phosphorylated Akt (Figure 4i). Taken together, these data suggest that GSI NP-induced amelioration of obesity-induced glucose tolerance is due to reduced Foxo1-mediated HGP.
GSI NPs Treatment Does Not Cause GI or Splenic Toxicity
We observed mild hair graying in 80% of GSI NP-treated mice, although subjectively less than in mice injected with unencapsulated GSI (Figure S2), which has been previously described.37 Hair graying has also been noted in clinical trials of oral GSI for Alzheimer’s Disease,38,39 suggestive of dermal distribution of GSI regardless of method of administration. We next investigated two other known GSI side effects: intestinal metaplasia and marginal zone atrophy in the spleen.26,40 We visualized minimal Cy5.5 signal in the small intestine of both control and GSI NP-treated mice; consistently, the goblet cell number was unchanged in the GSI NP-treated group (Figure 5a). This is in sharp contrast to mice treated with unencapsulated GSI at a similar dose, which shows a 3-fold increase in goblet cells,23 leading to mucinous diarrhea, dehydration, weight loss, and eventually death.41
As anticipated based on NP size, we observed Cy5.5 signal in the spleen but no other extrahepatic tissues, indicating the presence of the NP shell (Figure 5b).32,33 Though drug concentration was not directly measured, we observed unchanged splenic Notch activity—as assessed by expression of the most highly abundant Hes/Hey genes in spleen (Hes1, Hes6)—in GSI NP-treated animals (Figure 5c). Consistently, our pathologist did not detect differences in splenic architecture in representative samples analyzed in a blinded fashion (Figure 5d). We conclude that the Cy5.5 signal in the spleen may represent NP shells scavenged by circulating monocytes or accumulative entrapment of a small percentage of NPs over time, as the spleen did not demonstrate significant signal in the initial 24 h after injection (Figure 2e). Together, these data suggest that while GSI NPs may circulate to other organs through systemic circulation, the majority of drug action occurs in the liver as intended.
GSI NPs Reverse NASH-Induced Liver Fibrosis without GI Toxicity
We have observed aberrant hepatocyte Notch activity in patients with NASH or mice fed a NASH-provoking diet enriched in fructose, palmitate, and cholesterol with ad libitum access to fructose-containing drinking water.21 Systemic GSI treatment reduces liver fibrosis in these mice, but with significant GI toxicity.23 To test the safety and efficacy of GSI NPs to ameliorate NASH-induced liver fibrosis, we applied GSI or vehicle (control) NPs twice weekly for 4 weeks to weight-matched, NASH diet-fed C57BL/6 male mice (Figure 6a).22,23 We observed no differences in body weight, body composition, or tissue weights between groups (Figure 6b–f). Further, and consistent with phenotypes from hepatocyte-specific Notch loss-of-function mice and GSI NP-treated HFD-fed mice, we observed trivial changes in serum or liver lipids and serum transaminases (Figure S3).23 Nevertheless, GSI NPs reduced Notch target gene expression with a parallel and significant reduction in inflammatory and fibrogenic gene expression (Figure 6g).42 Consistently, we observed a 32% reduction in liver collagen staining (Figure 6h) and a 27% reduction in liver macrophage number (Figure 6i), which contribute to both liver inflammation and fibrosis.43,44 All GSI NP-treated animals had mild hair graying but showed no increase in intestinal goblet cell number as compared to control (not shown and Figure 6j). Overall, these data suggest that GSI NPs can ameliorate NASH diet-induced liver fibrosis and inflammation without the intestinal toxicity of unencapsulated GSI treatment.
CONCLUSIONS
We described a drug delivery technique based on liver PLGA NP uptake to block pathologic hepatocyte Notch signaling while reducing the toxic profile of traditional GSI administration. GSI NPs reduced HFD-induced glucose intolerance as well as hepatic fibrosis and inflammation in a dietary NASH mouse model. These encouraging effects are consistent with systemic Notch signaling inhibition but circumvent intestinal and splenic toxicity. Though serum concentrations of GSI were not compared directly in this study, the comparable efficacy in metabolic end points from previous work suggests that NP administration delivers therapeutic doses of GSI to intended targets while reducing or avoiding toxicity in other tissues. These data provide proof-of-concept that nanomedicine allows for repurposing of a previously intolerable medication and lay the groundwork for future investigations focusing on sustained drug effect and the potential reversibility of NASH fibrosis, addressing unmet needs in the clinical landscape for obesity.
METHODS
Preparation of Dibenzazepine-Loaded Nanoparticles
PLGA nanoparticles were prepared with an emulsion/solvent evaporation method. Briefly, 1 mg of dibenzazepine (Selleck Chemicals, S2711 or Syncom, 209984–56-5) and 10 mg of PLGA (Sigma) were dissolved in 0.8 mL of DCM, followed by the addition of 2 mL of 0.3% PVA solution. This mixture was then sonicated using a probe sonicator (amplitude 30, 15 s on, 15 s off × 10 min) and dispersed into 8 mL of 0.3% PVA solution under stirring. Finally, DCM was evaporated using a rotary evaporator. GSI NPs were labeled by adding 0.5% Cy5.5 fluorophore and PLGA (w/w) while dissolving the dibenzazepine and PLGA. Empty (control) NPs were fabricated using the same method without drug. The synthesized NPs were collected by centrifuge at 13000 rpm for 45 min. Resultant NPs were spherical in shape and ∼180 nm in diameter. NPs were then analyzed for loading capacity (LC) and encapsulation efficiency (EE). LC and EE of GSI were determined by high-performance liquid chromatography (HPLC) using an Agilent C18 column (4.6 × 50 mm) eluted with water and acetonitrile (starting at 95:5 and then after 6 min, gradient up to 5:95; wavelength 254 nm). LC and EE were calculated as LC = B/C × 100% and EE = B/A × 100%, where A equals the expected encapsulated amount of GSI using a standard curve, B equals the encapsulated amount of GSI, and C equals the total weight of the particles. Particle size and polydispersity intensity were measured by dynamic light scattering. The zeta potential of the NPs was determined by their electrophoretic mobility after dilution in DI water using the same instrument. NP morphology was assessed by a FEI Verios 460L field-emission scanning electron microscope.
In Vitro Release Studies
The in vitro release profile of GSI-loaded PLGA nanoparticles was evaluated through incubation of NPs in 25 mL PBS buffer (NaCl, 137 mM; KCl, 2.7 mM; Na2HPO4, 10 mM; KH2PO4, 2 mM; pH 7.4) containing 20% ethanol at 37 °C on an orbital shaker (100 rpm/min). At predetermined time points, the buffer sample was taken for HPLC analysis (C18 reversed-phase column 4.6 mm × 15 cm, wavelength: 254 nm) of GSI with the mobile phase composed of water and acetonitrile (starting at 95:5, then after 6 min, gradient up to 5:95, then back to 95:5 in 2 min, n = 3).
Animals
Unless otherwise specified, seven-week old male C57BL/6 mice were obtained from Jackson Laboratories (Bar Harbor, ME). All animals were treated in accordance with the Guide for Care and Use of Laboratory Animals, and protocols were approved by the Columbia Institutional Animal Care and Use Committee (IACUC). Mice were caged at 22 ± 1 °C with free access to water and diet on a 12 h light/dark cycle unless otherwise specified. Mice were adapted to their environment for at least 1 week prior to starting experiments.
In Vivo Studies
Male C57BL/6 were fed either normal chow diet (Purina Mills 5053), a high-fat diet (60% kcal from fat, Research Diets D12492), or a NASH-provoking diet (Envigo Teklad Diets TD.160785) with ad libidum access to sucrose–fructose-containing drinking water (MilliporeSigma D-(–)-fructose F0127 and sucrose S0389). Four weeks prior to sacrifice, animals were randomized to control or GSI NPs (5 μmol/kg, ∼2.5 mg/kg) injected twice weekly (q 3–4 days) by tail vein injection. The HFD-fed group received a total of nine doses over the course of the experiment (45 μ mol/kg, ∼22.5 mg/kg), and the NASH diet-fed group received eight doses total (40 μmol/kg, ∼20 mg/kg). MRI was performed immediately prior to the final injection. At sacrifice, animals were euthanized by CO2 inhalation followed by cervical dislocation, and blood, liver, kidney, spleen, heart, and adipose tissues (iWAT and eWAT) were collected for analyses. Blood samples coagulated for 15 min prior to collecting serum.
IP Glucose Tolerance Tests
After eight NP treatments, mice were fasted for 16 h (overnight) before intraperitoneal injection of 2 g/kg glucose solution. Blood glucose levels were monitored every 30 min for 120 min by tail vein (Bayer Contour glucose meter).
Visualization of NPs
Snap-frozen liver, kidney, heart, and intestine sections were fixed with 4% paraformaldehyde at 4 °C for 48 h prior to dehydration with 30% sucrose solution for 72 h at room temperature. Frozen tissue specimens were embedded in optimal cutting temperature (OCT) cutting media (Sakura Tissue-Tek O.C.T. Compound 4583) and mounted in 5 μm thickness sections. Direct visualization of Cy5.5 signal from the nanoparticles was performed using fluorescent microscopy and quantified over background (as measured by tissue fluorescence from noninjected animals, n = 4). Representative images were taken using a Zeiss light microscope coupled with an AxioCam MR3 camera (Carl Zeiss).
Serum Assays
Serum triglycerides and cholesterol were measured according to the manufacturer’s instructions using colorimetric assays (Thermo Fisher Scientific [TFS] Infinity Cholesterol Liquid Stable Reagent TR13421 and Infinity Triglycerides Liquid Stable Reagent TR22421). Serum AST (TFS Infinity AST [GOT] Liquid Stable Reagent TR70121) and ALT (Teco Diagnostics ALT [SGPT] Liquid Reagent [Kinetic Method] A524–150) were measured per the manufacturer’s instructions using standard colorimetric or kinetic assays. Serum insulin levels were measured per manufacturer’s instructions using a Mercodia Mouse Insulin ELISA kit (10–1247-01).
Liver Lipid Measurements
Liver lipids were extracted using the Folch method.45 In brief, ∼100 mg of snap frozen liver tissue was homogenized in 1× PBS. Sample was added to a chloroform–methanol mixture and the aqueous layer evaporated under N2 gas. Lipid content was measured with colorimetric assays as above.
Quantitative Reverse-Transcription PCR
RNA was extracted from liver and spleen with Trizol (Invitrogen) prior to cDNA synthesis (Applied Biosystems) and quantitative PCR with a DNA Engine Opticon 2 System (Bio-Rad) and GoTaq qPCR Master Mix (Promega A600A). mRNA levels were normalized to Rpl23 mRNA using the ΔΔC(t) method and are presented as relative transcript levels to control. Primer sequences are available upon request.
Histological Assessments
Paraffin-fixed sections of the spleen were fixed with 10% formaldehyde for 48 h and stored in 70% ethanol for 72 h at room temperature prior to mounting in 5 μm thickness sections and hematoxylin and eosin staining. Images of the entire specimen were sent to a blinded pathologist (ELM) and examined based on the presence or absence of marginal zone atrophy. Paraffin-fixed sections of the liver were fixed with 10% formaldehyde for 48 h and stored in 70% ethanol for 72 h at room temperature prior to mounting in 5 μm thickness sections. For each liver, 12–18 images of nonoverlapping Picrosirius Red-stained regions were used to quantify collagen deposition under polarized light microscopy (Olympus IX 70) using ImageJ (NIH) software as previously described.46,47 Snap frozen liver sections were fixed with 4% paraformaldehyde at 4 °C for 48 h prior to dehydration with 30% sucrose solution for 72 h at room temperature. Specimens were then embedded in OCT compound and mounted in 5 μm thickness sections. For each liver, 12–18 images of nonoverlapping F4/80-stained (Cell Signaling Technology [CST] #70076, 1:500 dilution) regions were examined under brightfield microscopy (Olympus IX 70) and analyzed by ImageJ (NIH) software as previously described using thresholding and area measurement.46,47 Paraffin-fixed sections of small intestine were fixed with 10% formaldehyde for 48 h and stored in 70% ethanol solution for 72 h at room temperature. Periodic acid-Schiff (PAS) stained sections of intestine were examined under brightfield microscopy (Olympus IX 70), and goblet cell numbers were quantified using ImageJ (NIH) software as previously described.45
Western Blots
Snap frozen liver tissue was lysed in a Triton-based lysis buffer to obtain whole-cell lysate. Protein was loaded on a 10% SDS–PAGE gel. Immunoblots were conducted on seven randomly chosen samples per group and incubated with primary antibodies (1:1000 dilution unless otherwise specified) against Akt (CST #9272), p-AktT308 (CST #4056), Foxo1 (CST #2880), p-Foxo1S256 (CST #84192), and GAPDH (Proteintech HRP-60004, 1:5000 dilution). Quantification of signal was performed using ImageJ software as described.46
Statistical Analysis
Differences between groups were analyzed using a two-tailed unpaired Student’s t-test assuming unequal variance with p-value <0.05 to determine significance. All results are presented as mean ± standard error of the mean (SEM). Statistical analysis was performed using Prism software (GraphPad).
Supplementary Material
ACKNOWLEDGMENTS
This work was supported by NIH Grant Nos. R01DK103818 (U.B.P.), R01DK112943 (L.Q.), R01DK119767 (U.B.P), and T32DK065522 (P.I.: S.E. Oberfield, support to L.R.R.), the Russell Berrie Foundation (L.Q. and Q.W.), the Endocrine Fellows Foundation (L.R.R.), and the start-up package of UCLA (Z.G.). We acknowledge excellent technical support from T. Kolar and A. Flete at Columbia University.
Footnotes
The authors declare the following competing financial interest(s): The authors have applied for a patent for GSI NPs.
ASSOCIATED CONTENT
Supporting Information
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acsnano.0c01007.
Serum lipids, liver lipids, transaminases, and comparison of hair graying between unencapsulated GSI and GSI NPs (Figures S1–S3) (PDF)
Complete contact information is available at: https://pubs.acs.org/10.1021/acsnano.0c01007
Contributor Information
Lauren R. Richter, Departments of Pediatrics and Medicine, Columbia University, New York, New York 10032, United States.
Qianfen Wan, Pathology and Cell Biology, Columbia University, New York, New York 10032, United States.
Di Wen, Department of Bioengineering and California NanoSystems Institute, Jonsson Comprehensive Cancer Center and Center for Minimally Invasive Therapeutics, University of California, Los Angeles, California 90095, United States; Joint Department of Biomedical Engineering, University of North Carolina at Chapel Hill and North Carolina State University, Raleigh, North Carolina 27695, United States.
Yuqi Zhang, Department of Bioengineering, University of California, Los Angeles, California 90095, United States; Joint Department of Biomedical Engineering, University of North Carolina at Chapel Hill and North Carolina State University, Raleigh, North Carolina 27695, United States.
Junjie Yu, Medicine, Columbia University, New York, New York 10032, United States.
Jin ku Kang, Medicine, Columbia University, New York, New York 10032, United States.
Changyu Zhu, Department of Medicine, Columbia University, New York, New York 10032, United States; Department of Cancer Biology and Genetics, Sloan Kettering Institute, New York, New York 10065, United States.
Elizabeth L. McKinnon, Department of Pathology and Laboratory Medicine, University of British Columbia, Vancouver, British Columbia V6T 2B5, Canada
Zhen Gu, Department of Bioengineering and California NanoSystems Institute, Jonsson Comprehensive Cancer Center and Center for Minimally Invasive Therapeutics, University of California, Los Angeles, California 90095, United States; Joint Department of Biomedical Engineering, University of North Carolina at Chapel Hill and North Carolina State University, Raleigh, North Carolina 27695, United States.
Li Qiang, Pathology and Cell Biology, Columbia University, New York, New York 10032, United States.
Utpal B. Pajvani, Medicine, Columbia University, New York, New York 10032, United States.
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