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PLOS Medicine logoLink to PLOS Medicine
. 2020 Sep 2;17(9):e1003283. doi: 10.1371/journal.pmed.1003283

Social capital, social cohesion, and health of Syrian refugee working children living in informal tented settlements in Lebanon: A cross-sectional study

Rima R Habib 1,*, Amena El-Harakeh 1, Micheline Ziadee 1, Elio Abi Younes 1, Khalil El Asmar 2
Editor: Paul Spiegel3
PMCID: PMC7467280  PMID: 32877401

Abstract

Background

Since 2011, the protracted Syrian war has had tragic consequences on the lives of the Syrian people, threatening their stability, health, and well-being. The most vulnerable are children, who face interruption of schooling and child labor. This study explored the relationship between social capital and the physical health and emotional well-being of Syrian refugee working children in rural areas of Lebanon.

Methods and findings

In this cross-sectional study, we surveyed 4,090 Syrian refugee children working in the Bekaa Valley of Lebanon in 2017. Children (8–18 years) gave direct testimony on their living and social environment in face-to-face interviews. Logistic regressions assessed the association of social capital and social cohesion with the health and emotional well-being of Syrian refugee working children; specifically, poor self-rated health, reporting a health problem, engaging in risky health behavior, feeling lonely, feeling optimistic, and being satisfied with life. Of the 4,090 working children in the study, 11% reported poor health, 16% reported having a health problem, and 13% were engaged in risky behaviors. The majority (67.5%) reported feeling lonely, while around 53% were optimistic and 59% were satisfied with life. The study findings suggest that positive social capital constructs were associated with better health. Lower levels of social cohesion (e.g., not spending time with friends) were significantly associated with poor self-rated health, reporting a physical health problem, and feeling more lonely ([adjusted odds ratio (AOR), 2.4; CI 1.76–3.36, p < 0.001], [AOR, 1.9; CI 1.44–2.55, p < 0.001], and [AOR, 0.5; CI 0.38–0.76, p < 0.001], respectively). Higher levels of social support (e.g., having good social relations), family social capital (e.g., discussing personal issues with parents), and neighborhood attachment (e.g., having a close friend) were all significantly associated with being more optimistic ([AOR, 1.5; CI 1.2–1.75, p < 0.001], [AOR, 1.3; CI 1.11–1.52, p < 0.001], and [AOR, 1.9; CI 1.58–2.29, p < 0.001], respectively) and more satisfied with life ([AOR, 1.3; CI 1.01–1.54, p = 0.04], [AOR, 1.2; CI 1.01–1.4, p = 0.04], and [AOR, 1.3; CI 1.08–1.6, p = 0.006], respectively). The main limitations of this study were its cross-sectional design, as well as other design issues (using self-reported health measures, using a questionnaire that was not subject to a validation study, and giving equal weighting to all the components of the health and emotional well-being indicators).

Conclusions

This study highlights the association between social capital, social cohesion, and refugee working children’s physical and emotional health. In spite of the poor living and working conditions that Syrian refugee children experience, having a close-knit network of family and friends was associated with better health. Interventions that consider social capital dimensions might contribute to improving the health of Syrian refugee children in informal tented settlements (ITSs).


In a cross-sectional survey-based study, Rima Habib and colleagues investigate the associations between social capital and emotional and physical health and well-being of working Syrian refugee children in Lebanon in 2017.

Author summary

Why was this study done?

  • The war in Syria has resulted in a large displacement of the population to neighboring Lebanon, where many vulnerable displaced families are living in informal tented settlements (ITSs) with no access to means of livelihood and resources, and child labor among these displaced families is high.

  • This study aimed to investigate the associations between social capital and cohesion and the health and emotional well-being of Syrian refugee children.

What did the researchers do and find?

  • We conducted a cross-sectional study of 1,902 households of Syrian displaced families living in ITSs in a rural area in Lebanon and interviewed 4,090 working Syrian refugee children aged between 8 and 18 years.

  • Around 11% of the working children rated their health as poor, 16% reported having a physical health problem, and 13% were engaged in risky health behaviors.

  • Lower social cohesion was significantly associated with reporting poor health, and a lower level of social support was significantly associated with engaging in risky health behaviors.

  • Higher levels of neighborhood attachment, family social capital, and social support were significantly associated with greater optimism and life satisfaction, and higher levels of neighborhood attachment and social cohesion were significantly associated with feeling less lonely.

What do these findings mean?

  • Social capital and social cohesion are associated with reporting better health and emotional well-being among Syrian refugee children working and living in Lebanon.

  • Policies aimed at promoting the physical and emotional well-being of Syrian refugee children should consider interventions that aim to maintain social capital among these populations.

Introduction

Since 2011, the conflict in Syria has had tragic consequences on the lives of the Syrian people, threatening their stability, health, and well-being. Currently, around 6.6 million persons are internally displaced inside the country and more than 5.6 million Syrian refugees are spread across Lebanon, Turkey, Jordan, and other countries [1]. There are around 924,161 Syrian refugees in Lebanon registered with the United Nations High Commissioner for Refugees [2], but the total number of Syrian refugees residing in the country is estimated at 1.5 million [3]. These refugees are living in various urban and rural areas in Lebanon, with the highest concentration residing in the Bekaa [2], an agrarian region area located along Lebanon’s eastern border with Syria.

The majority of Syrian refugees in the Bekaa are living in informal tented settlements (ITSs), which are collections of makeshift tents that provide inadequate and unsafe shelter [4]. Many such settlements are located near or on agricultural fields, which is consistent with agricultural housing practices from before the Syrian Civil War, when workers from Syria would come to tend the fields of the Bekaa on a seasonal basis [5]. Today, many of the refugees living in Bekaa still work in the agricultural sector including a high proportion of children who are employed in this field [4]. Child labor among Syrian refugees is a symptom of precarious economic conditions [68], functioning as a coping mechanism to deal with food insecurity and poverty [69]. The average monthly income for working adults is US$209 for men and US$92 for women [3]. As a result, children are being taken out of schools and pushed into work, which limits their future prospects and subjects them to health risks [7].

A recent study assessing the situation of Syrian refugees in Lebanon showed that refugee households are highly vulnerable, with around 69% below the national poverty line [3]. Factors contributing to their vulnerability include shortage in aid funds [3, 10] and restrictions on issuance of work permits for refugees [11, 12]. Children in the households have had to work to assist with the family livelihood [13]. Studies on Syrian refugees in Lebanon have focused primarily on topics related to policies and regulations, abuse, poverty, child labor, and child marriage in order to produce the necessary evidence to guide policy-making [1417]. However, social capital and its relation to the health and well-being of refugees has not been thoroughly explored thus far. Given that Syrian refugees have been living in ITSs in Lebanon for almost 9 years now, their needs extend beyond daily necessities like food and shelter. Researchers need to give equal attention to the everyday relations that might foster resilience and contribute to well-being within this refugee community. The current study addresses this gap in the literature by exploring the relationships between social capital and cohesion and the health and emotional well-being of Syrian refugee children living and working in Lebanon.

The concept of social capital has had multiple theoretical origins, though namely from the field of sociology. Social capital has also had numerous research applications, including studies on school performance, occupational attainment, and immigrant enterprise [18]. The meaning and conceptualization of social capital has been widely contested by scholars [19]. Commenting on the challenges that this concept poses for researchers, Schuller and colleagues [20] stated that even though there are common terms used in the literature to define social capital, these terms are operationalized in many different ways, thus undermining “the notion of social capital as a single conceptual entity.” Other scholars have noted that the broadness of the processes that social capital encompasses and its definitional vagueness make its application difficult and subject to dispute [18, 21, 22]. The main aspects of social capital that are highlighted in the literature include how it is produced through interaction resulting in material and symbolic profits for members of a group [23]; its integration in everyday interactions between people in the form of obligations, expectations, information channels, and norms that encourage some practices and sanction others [24]; and how it “facilitates coordination for mutual benefit” through “features of social organization, such as networks, norms, and trust” [25].

Social capital can be measured at different levels, such as the individual, group, community, and state levels [2628]. It can also be measured at the family level. Family social capital is identified by Coleman [24] as consisting of the relations between children and their parents or other family members, and as dependent on the quality of their relations to children [29].

Social capital has been used to study the relationship between social networks, access to resources, and health. Previous studies showed a positive association between social capital and health [3032]. Aspects of social capital that have been linked to better health include trust (feeling safe in one’s neighborhood), feelings of belonging and enjoying living in one’s neighborhood [33], informal social control [34], and community participation and neighborhood connections [31]. On the other hand, social capital has been linked to the exclusion of outsiders, restriction on individual freedoms, and undermining group cohesion [18, 35].

Furthermore, social capital has been used to study children’s health and well-being [3638], and their educational performance [39, 40]. A higher level of social capital represented in family and neighborhood support has been linked to good self-rated health in adolescents [41]. Drukker and colleagues [42] found an association between children’s mental health and the level of informal social control, an indicator of social capital. A recent systematic review on family social capital and health showed that this form of social capital has been associated with promoting healthy behaviors in children, protecting them from risky activities, and promoting their well-being [43]. Through their study on working children in Addis Ababa, Eriksen and Mulugeta [44] showed that children working in streets develop certain interpersonal networks (e.g., networks of siblings, relatives, and peers) that serve as social capital that can be utilized for economic gain and social protection [44].

In addition, studies have explored the relation between social capital and the health of refugee populations. In a study on different refugee populations, Loizos (2000) noted that forcibly displaced individuals work hard at protecting social capital as a way of fostering resilience [45]. Loizos [45] also condemned how state policies try to disperse refugees, thus inhibiting the formation of social capital within these communities. Social capital is vital for improving the well-being of young refugees [46], promoting community health, and preserving healthy behaviors in refugee communities [47, 48].

A conceptual model of social capital for health was developed by Carpiano (2007) based on the theoretical work by Bourdieu [49]. This model explains the influence of neighborhood social capital on health and looks at social capital as embedded within neighborhood social processes, which can in turn affect health [49]. Embedded in this model are elements of social capital, social cohesion, and health outcomes. This paper adopts Carpiano’s [49] conceptualization of social capital as the interaction between a group’s resources and the connections that individuals have to this group, which allow them to benefit from these resources.

This study builds on Carpiano’s model [49] to critically analyze the associations of social capital and social cohesion with the health of Syrian refugee working children living in ITSs in Lebanon.

Methods

This study is based on a cross-sectional survey conducted in 2017 with Syrian refugees living in ITSs in the Bekaa Valley of Lebanon (S1 Fig). The study explored the living and working conditions of Syrian refugee children living in these communities. The study is based on a detailed protocol that was used in designing the study (see S1 Text, Study Protocol). The detailed study methodology is also reported in recently published work [4, 6, 50, 51]. The study was approved by the Institutional Review Board at the American University of Beirut (IRB-RH1.08). This study is reported as per the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guideline (see S1 STROBE Checklist).

We selected a random sample of 153 out of 3,748 ITSs using a database of Syrian refugees living in ITSs across Lebanon known as the Interagency Mapping Platform (IAMP) [52]. The IAMP is a database used for the coordination of humanitarian activities. It contains information such as the number of Syrian refugee ITSs, their location, and the number of tents and individuals within each settlement. In order to identify households with working children between the ages of 8 and 18 in the sampling frame, the fieldworkers coordinated with a local “Shaweesh,” who is a community gatekeeper responsible for connecting migrant workers with employers [53]. Fieldworkers were recruited through a Lebanese nongovernmental organization that works with Syrian refugees in Lebanon, including those in the Bekaa, and whose activities include addressing issues related to child health and protection. All fieldworkers were native Arabic speakers. They attended a seven-day training workshop prior to beginning the fieldwork. A pilot study was carried out in an ITS that was not selected in the final study sample. This allowed for testing the questionnaire and introducing adjustments to adapt the questions to the study population.

The interviews were conducted in colloquial Arabic and took place at the participants’ households with the working children. We obtained oral informed consent from the female homemaker, who was often the children’s parent, and assent from the working children. If the female homemaker was not available, we interviewed an adult household member. A total of 1,907 households were contacted and 1,902 agreed to participate. The sample included 4,090 working children between 8 and 18 years of age.

Questionnaire and measures

The questionnaire was prepared in English and then translated into colloquial Arabic (see S2 Text, Questions and Answer Choices). It was coded using KoBo Toolbox [54] and completed via electronic tablets. The questionnaire was directly administered to the working child (8–18 years) and included questions relating to social capital, social cohesion, neighborhood attachment, health behaviors, and health status.

We used several indicators that reflect the elements of Carpiano’s model relating to social capital and social cohesion [49].

Social capital measures

Social capital is conceptualized as the amount and type of resources available to a group and the connections that individuals have to this group [49]. In Carpiano’s model, social capital is broken down into four components: social support used to cope with everyday life; social leverage, which serves to access information that is useful for survival and advancement; informal social control, through which residents maintain order and security in their area; and neighborhood organization participation, which refers to collective organization for the purpose of addressing neighborhood issues [55]. In addition, we have included in our analysis another aspect of social capital relevant to children, which is family social capital that includes the quality of relations between children and their parents [29]. Indicators of social capital used in this study are as follows:

  1. Social support: Participants were asked about their support network, as in, they could turn to someone (including family member, neighbor, and friend) for help when they have a personal problem. This question was dichotomized into “yes” and “no.” In addition, participants were asked about the quality of their social relation. Quality of social relations combines both questions: “How is your relation with your parents?” and “How is your relation with your siblings?” Both questions were on a scale of 1 to 5, ranging from “very good” to “very poor.” The sum of the two questions was calculated and scores from 1 to 4 were considered as “good” and scores from 5 to 10 as “poor.”

  2. Social leverage: Participants were asked whether they know of any aid organization that offers help or services to refugees. This question was dichotomized into “yes” and “no.” Also, they were asked whether they go to school (yes, no) and whether they take classes outside school (yes, no).

  3. Informal social control: Participants were asked how safe they feel walking alone in the street after dark. This question was dichotomized into “yes” for answers “very safe,” “safe,” and “no” for “somewhat safe,” “not safe,” and “not safe at all.” This variable is used as a proxy for social control in the neighborhood.

  4. Neighborhood organization participation: Participants were asked whether they are engaged in voluntary work in their neighborhood. This question was dichotomized into “yes” for answers “almost every day,” “at least once a week,” “once or twice a month,” and “no” for “never.”

In this study, family social capital was also measured to capture the effect of living within families for refugees, an important feature of refugees’ living arrangements in ITSs.

Regarding family social capital, participants were asked about the quality of their relationship with their parents; this question was dichotomized into “good” for answers “very good,” “good,” and “average,” and “poor” for “very poor” and “poor.” They were also asked whether they discuss personal issues with their parents; this question was dichotomized into “yes” and “no.”

Social cohesion measures

Social cohesion was captured by participants’ connectedness with their social environment. This was measured through questions on whether they spend time with friends and whether they have fun with friends; both questions were dichotomized into “yes” for answers “almost every day,” “at least once a week,” “once or twice a month,” and “no” for “never.” In addition, participants were asked whether they are cautious when dealing with other people; this question was dichotomized into “yes” for answers “strongly agree” and “agree,” and “no” for “strongly disagree” and “disagree.”

Neighborhood attachment measure

Neighborhood attachment refers to how connected individuals are to their neighborhood and consequently to networks that might be a source of resources [49]. The question used for this indicator in the study is “Do you have a close friend in the neighborhood?”; this question was dichotomized into “yes” and “no.”

Health measures

The health and emotional well-being of children was measured using a number of indicators. Self-rated health was measured by asking the child: How do you compare your health to others in your age? The five possible answers were dichotomized into “good” (including very good and good) and “poor” (including average, poor, and very poor). Children were also asked if they suffered from a health problem (Yes, No) and if they engaged in risky health behaviors (Yes, No), including having ever been a smoker and/or not taking part in sports. Participants were asked, “How do you identify yourself regarding smoking cigarettes?” Answers to the question were dichotomized into “yes” for the responses “cigarette smoker,” “tried but never liked it,” and “used to smoke” and into “no” for the response “non-cigarette smoker.” Participants were also asked “How do you identify yourself regarding smoking waterpipe?” Answers were dichotomized into “yes” for the responses “waterpipe smoker,” “tried but never liked it,” and “used to smoke” and into “no” for the response “non-waterpipe smoker.” Answers to the question “Do you actively participate in sports or exercise?” were dichotomized into “yes” for the responses “almost every day,” “at least once a week,” and “once or twice a month” and “no” for “never.”

Children were also asked if they feel lonely, dichotomized into “yes” (often, sometimes) and “no” (hardly ever, never). In addition, an index on child optimism was developed using 10 questions. The 10 questions were dichotomized as “agree” and “disagree,” with “agree” scored as 1 point and “disagree” as 2 points. The sum of the 10 questions was calculated, and participants who scored a value between 1 and 13 were categorized as less optimistic, while scoring between 14 and 22 was considered as being more optimistic. Moreover, child satisfaction was assessed using an index of 12 questions, which were dichotomized as “agree” and “disagree.” A response of “agree” was scored as 1 point and “disagree” as 2 points. The sum of the 12 questions was calculated and participants who scored a value between 1 and 39 were categorized as more satisfied with life, while children who scored a value between 40 and 55 were considered less satisfied with life (see S2 Text, Questions and Answer Choices).

Statistical analysis

Our defined outcome variables were as follows: self-rated health, any reported health problem, engagement in risky health behavior, loneliness, optimism, and life satisfaction. Our main exposure variables were as follows: connectedness, social support, social leverage, informal social control, neighborhood organization participation, family social capital, and neighborhood attachment.

We performed descriptive statistics of all working children between 8 and 18 years. The analysis reports included data on demographics, length of residency in Lebanon, and income. Frequencies and percentages were reported for categorical data and means and standard deviations (SDs) for continuous data. The relationships between the outcome variables and exposures were assessed using logistic regression models adjusted for district of residence, gender, and age of the household member, and adjusting for the effect of clustering at the household level. We considered an alpha value of 0.05 as statistically significant and conducted all analyses on Stata 15.0 (StataCorp, College Station, TX).

Results

The study population consisted of 4,090 working children between the ages of 8 and 18 years. Table 1 shows their sociodemographic characteristics. The mean age of the working children was 13 years (SD = 2.7) and around 52% were males. They had been residing in Lebanon for an average of nearly 3 years (34 months). About 83% of the working children were not going to school. Out of those who were attending school (around 17%), only 16% were in grades appropriate to their age, while 84% were lagging behind in their education. Around 76% of the children worked in the agriculture sector and reported an average monthly income of US$72. On average, households housed 6.7 members, including 2.8 working children. The monthly household income per capita was US$50.70, and the majority of households (74.3%) were severely food insecure [51].

Table 1. Sociodemographic characteristics of the working children (8–18 years) in 1,902 Syrian refugee households living in ITSs, Bekaa, Lebanon, 2017 (N = 4,090).

Characteristics N Percent
Age, years
    8–10 663 16.2
    11–12 819 20
    13–16 1,860 45.5
    17–18 748 18.3
Gender
    Male 2,107 51.5
    Female 1,983 48.5
Field of worka
    Agriculture 3,098 75.8
    Waste picking 173 4.2
    Construction 147 3.6
    Car wash 100 2.4
    Street services 98 2.4
    Factory employees 87 2.1
    Mechanics 78 1.9
    Otherb 382 9.3
Going to school
    Yes 702 17.2
    No 3,388 82.8
Child over age for gradec,d
    Yes 589 83.9
    No 113 16.1
Mean SD
Number of children/household 2.8 1.5
Hours worked daily 6.7 3
Income/month, USD 72.04 59.97

aTotal greater than 100% as more than one option is possible.

bIncludes handcrafts, packaging at markets, sewing, housekeeping, porting, and other occupations.

cOut of 702 children who go to school.

dBased on age/school grade distribution in Lebanon [56].

Abbreviations: ITS, informal tented settlement; SD, standard deviation; USD, United States dollar

Tables 2 and 3 show associations between neighborhood and family social capital and the health of refugee working children. Two main constructs of Carpiano’s model, social cohesion and social capital, were both associated with health, although the extent varied across health indicators.

Table 2. Associations between social cohesion, social capital, and physical health for working children (8–18 years) in 1,902 Syrian refugee households living in ITSs, Bekaa, Lebanon, 2017 (N = 4,090)a.

Socioeconomic characteristics Poor self-rated health
(N = 442, 10.81%)
Reported a health problem (N = 632, 15.46%) Engaged in risky health behaviors (smoking/physical inactivity) (N = 535, 13.08%)
Percent (N) AORb (95% CIc)(p-value) Percent (N) AOR (95% CI)(p-value) Percent (N) AOR (95% CI)(p-value)
    Mean income (USD) (log) 0.81 (0.73–0.90) (<0.001) 0.7 (0.68–0.81) (<0.001) 1 (0.89–1.16) (0.79)
Social cohesion
    Connectedness
    Spend time with friends
        -Yes (ref) 9 (311) 1 14.1 (486) 1 14.2 (491) 1
        -No 20.4 (131) 2.4 (1.76–3.36) (<0.001) 22.7 (146) 1.9 (1.44–2.55) (<0.001) 6.9 (44) 0.7 (0.47–1.08) (0.12)
    Have fun with friends
        -Yes (ref) 8.3 (18) 1 14.3 (31) 1 47.5 (103) 1
        -No 11 (424) 1.8 (0.97–3.15) (0.06) 15.5 (601) 1.6 (0.93–2.78) (0.09) 11.2 (432) 0.3 (0.18–0.38) (<0.001)
Social capital
    Social support
    Have someone to consult with on personal problems
        -Yes (ref) 10.6 (384) 1 15.3 (554) 1 12.4 (448) 1
        -No 12.4 (58) 1.1 (0.77–1.64) (0.52) 16.7 (78) 1.3 (0.94–1.78) (0.11) 18.6 (87) 1.8 (1.29–2.58) (0.001)
    Social leverage
    Know aid organizations
    -Yes (ref) 15.5 (41) 1 18.6 (49) 1 29.6 (78) 1
    -No 10.5 (401) 0.8 (0.56–1.30) (0.45) 15.3 (583) 1.1 (0.70–1.57) (0.82) 12 (457) 0.3 (0.22–0.52) (<0.001)
    Informal social control
    Feel safe in street after dark
    -Yes (ref) 8 (180) 1 13.8 (311) 1 13.5 (304) 1
    -No 14.2 (262) 1.8 (1.39–2.30) (<0.001) 17.4 (320) 1.2 (0.98–1.49) (0.08) 12.5 (230) 1.1 (0.86–1.40) (0.46)
    Neighborhood organization participation
    Do volunteer work
        -Yes (ref) 10.8 (54) 1 15.6 (78) 1 28.5 (143) 1
        -No 10.8 (388) 1.1 (0.74–1.54) (0.72) 15.4 (554) 1.2 (0.86–1.71) (0.26) 10.9 (392) 0.5 (0.37–0.66) (<0.001)
    Family social capital
    Discuss family issues with parents
        -Yes (ref) 8.2 (205) 1 13.5 (335) 1 10.4 (259) 1
        -No 14.7 (235) 0.6 (0.50–0.82) (<0.001) 18.5 (296) 0.7 (0.55–0.85) (0.001) 17.2 (275) 0.6 (0.48–0.78) (<0.001)
Neighborhood attachment
    Have a close friend in the neighborhood
    -Yes (ref) 10 (321) 1 15 (481) 1 14.4 (460) 1
    -No 13.7 (121) 0.8 (0.56–1.04) (0.09) 17.1 (151) 0.9 (0.71–1.23) (0.65) 8.5 (75) 0.7 (0.49–0.99) (0.05)

aModel clustered at household level and adjusted for age, gender, and district of residence.

bAOR—please see S1 Table for the corresponding unadjusted odds ratios.

cConfidence Interval

Abbreviations: AOR, adjusted odds ratio; CI, confidence interval; ITS, informal tented settlement; log, natural logarithm; ref, reference; USD, United States dollar

Table 3. Associations between social cohesion, social capital, and emotional well-being for working children (8–18 years) in 1,902 Syrian refugee households living in ITSs, Bekaa, Lebanon, 2017 (N = 4,090)a.

Socioeconomic characteristics More lonely
(N = 2,761, 67.52%)
More optimistic
(N = 2,154, 52.66%)
More satisfied with life
(N = 2,396, 58.58%)
Percent (N) AORb (95% CIc)(p-value) Percent (N) AOR (95% CI)(p-value) Percent (N) AOR (95% CI)(p-value)
    Mean income (USD) log 1.11 (1.02–1.22) (0.01) 0.9 (0.92–1.07) (0.83) 0.88 (0.80–0.96) (0.005)
Social cohesion
    Connectedness
    Spend time with friends
    -No (ref) 68.6 (2,656) 1 52.7 (2,039) 1 58.3 (2,258) 1
    -Yes 48.4 (105) 0.5 (0.38–0.76) (0.001) 53 (115) 0.7 (0.50–0.98) (0.04) 63.6 (138) 1.3 (0.89–1.83) (0.18)
Cautious when dealing with other people
    -No (ref) 44.2 (34) 1 48.1 (37) 1 59.7 (46) 1
    -Yes 68 (2,727) 3.4 (1.95–5.84) (<0.001) 52.7 (2,116) 1.4 (0.83–2.39) (0.21) 58.6 (2,349) 1.1 (0.66–1.96) (0.63)
Social capital
    Social support
Having someone to consult with on personal problems
    -No (ref) 68.6 (321) 1 37 (173) 1 44 (206) 1
    -Yes 67.4 (2,440) 0.9 (0.74–1.31) (0.94) 54.7 (1,981) 2.0 (1.50–2.54) (<0.001) 60.5 (2,190) 1.9 (1.48–2.44) (<0.001)
Quality of social relations
    -Poor (ref) 63 (620) 1 50.5 (1,568) 1 56.6 (1,757) 1
    -Good 69 (2,141) 0.8 (0.63–0.96) (0.016) 59.4 (586) 1.5 (1.20–1.75) (<0.001) 64.8 (639) 1.3 (1.01–1.54) (0.04)
Social leverage
Going to school
    -No (ref) 70.4 (2,383) 1 52.6 (1,783) 1 52.4 (1,775) 1
    -Yes 53.9 (378) 0.6 (0.48–0.79) (<0.001) 52.9 (371) 0.9 (0.76–1.21) (0.73) 88.5 (621) 6.3 (4.66–8.57) (<0.001)
Taking classes outside school
    -No (ref) 68 (2,725) 1 52.5 (2,104) 1 58.2 (2,332) 1
    -Yes 42 (34) 0.4 (0.22–0.76) (0.005) 59.3 (48) 1.01 (0.57–1.78) (0.98) 79 (64) 1.4 (0.68–3.14) (0.33)
Know of aid organizations
    -No (ref) 68.8 (2,629) 1 52.8 (2,017) 1 58 (2,217) 1
    -Yes 49.2 (130) 0.6 (0.39–0.81) (0.002) 51.9 (137) 0.9 (0.67–1.25) (0.60) 67.8 (179) 1.1 (0.77–1.03) (0.55)
    Informal social control
    Feel safe in street after dark
    -No (ref) 65 (1,196) 1 52.9 (973) 1 61.1 (1,125) 1
    -Yes 69.6 (1563) 1.2 (0.96–1.38) (0.13) 52.5 (1,180) 0.9 (0.80–1.10) (0.44) 56.5 (1270) 0.9 (0.73–1.03) (0.12)
Neighborhood organization participation
Do volunteer work
    -No (ref) 68.5 (2,459) 1 51 (1,829) 1 58.9 (2,112) 1
    -Yes 60.3 (302) 0.9 (0.64–1.20) (0.375) 64.9 (325) 1.8 (1.38–2.22) (<0.001) 56.7 (284) 0.7 (0.51–0.92) (0.012)
    Family social capital
Discuss personal issues with parents
    -No (ref) 69.5 (1,255) 1 50.1 (904) 1 55.2 (997) 1
    -Yes 66.0 (1,506) 0.9 (0.80–1.13) (0.601) 54.7 (1,249) 1.3 (1.11–1.52) (0.001) 61.2 (1,398) 1.2 (1.01–1.40) (0.04)
Neighborhood attachment
Have a close friend in the neighborhood
    -No (ref) 78.9 (697) 1 38.4 (340) 1 51.2 (453) 1
    -Yes 64.4 (2,063) 0.5 (0.39–0.62) (<0.001) 56.6 (1,814) 1.9 (1.58–2.29) (<0.001) 60.6 (1,942) 1.3 (1.08–1.60) (0.006)

aModel clustered at household level and adjusted for age, gender, and district of residence.

bAOR—please see S2 Table for the corresponding unadjusted odds ratios.

cConfidence Interval.

Abbreviations: AOR, adjusted odds ratio; ITS, informal tented settlement; log, natural logarithm; ref, reference; USD, United States Dollar

Socioeconomic characteristics

The results showed that for every US$10 increase in the mean income, children were at lower odds of reporting poor self-rated health (adjusted odds ratio [AOR], 0.81; CI 0.73–0.90, p < 0.001) and reporting a health problem (AOR, 0.7; CI 0.68–0.81, p < 0.001). In contrast, for every US$10 increase in the mean income, children were at higher odds of feeling lonely (AOR, 1.11; CI 1.02–1.22, p = 0.01) and at lower odds of life satisfaction (AOR, 0.88; CI 0.80–0.96, p = 0.005).

Social capital, social cohesion, and health

Self-rated health and physical health problems

Around 11% of the working children rated their health as poor, 16% reported having a physical health problem, and 13% were engaged in risky health behaviors, including smoking and physical inactivity. Table 2 presents the associations between social capital and the health of working children. The results showed that lower social cohesion (not spending time with friends) was significantly associated with reporting poor health. Children who did not spend free time with their friends had higher odds of reporting poor self-rated health (AOR, 2.4; CI 1.76–3.36, p < 0.001) and a physical health problem (AOR, 1.9; CI 1.44–2.55, p < 0.001). Similarly, a lower level of informal social control, captured by not feeling safe in the street after dark, was significantly associated with poor perceived health. Children who reported feeling unsafe walking after dark were at higher odds of reporting poor self-rated health (AOR, 1.8; CI 1.39–2.30, p < 0.001). In addition, a lower level of family social capital (having poor relationships with the parents) was significantly associated with reporting poor health. Those who did not discuss family issues with their parents were at higher odds of reporting poor self-rated health (AOR, 0.6; CI 0.50–0.82, p < 0.001) and a physical health problem (AOR, 0.7; CI 0.55–0.85, p < 0.001), and were more likely to engage in risky behaviors (AOR, 0.6; CI 0.48–0.78, p < 0.001).

Engagement in risky behaviors (smoking and physical inactivity)

Our findings also showed that a lower level of social support, measured by not having someone to consult with on personal problems, was significantly associated with engaging in risky health behaviors. Children who did not have someone to consult with were more likely to engage in risky behaviors (AOR, 1.8; CI 1.29–2.58, p < 0.001). On the other hand, higher levels of social leverage, neighborhood organization participation, neighborhood attachment, and social cohesion were significantly associated with less engagement in risky behaviors. Children who did not have a close friend in the neighborhood (neighborhood attachment) or did not engage in fun activities with friends in their free time (social cohesion) were less likely to engage in risky behaviors ([AOR, 0.7; CI 0.49–0.99, p = 0.05] and [AOR, 0.3; CI 0.19–0.39, p < 0.001], respectively) (Table 2). In addition, children who were not familiar with aid organization (social leverage) or did not engage in voluntary work (neighborhood organization participation) were less likely to engage in risky behaviors ([AOR, 0.3; CI 0.18–0.38, p < 0.001] and [AOR, 0.5; CI 0.37–0.66, p < 0.001], respectively).

Social capital, social cohesion, and emotional well-being

Feelings of loneliness

The majority (67.5%) of the children surveyed in this study reported feeling lonely. Around 53% were optimistic, and 59% were satisfied with life. Table 3 shows the associations between social capital, social cohesion, and emotional well-being. Results showed that higher levels of neighborhood attachment (measured by having a close friend) and social cohesion (measured by spending time with friends) were significantly associated with feeling less lonely. Children who had close friends in the neighborhood or who spent time with friends were at lower odds of feeling lonelier ([AOR, 0.5; CI 0.39–0.62, p < 0.001] and [AOR, 0.5; CI 0.38–0.76, p < 0.001], respectively). Similar results showed that higher levels of social support (having good social relations) and social leverage (knowledge of aid organization, going to school, and taking classes outside school) were significantly associated with feeling less lonely. Children who described the quality of their relations with others in their neighborhood as good or were aware of the presence of aid organization were at lower odds of feeling lonelier ([AOR, 0.8; CI 0.63–0.96, p = 0.016] and [AOR, 0.6; CI 0.39–0.81, p = 0.002], respectively). Similarly, children who went to school or took classes outside school were at lower odds of feeling lonelier ([AOR, 0.6; CI 0.48–0.79, p < 0.001] and [AOR, 0.4; CI 0.22–0.76, p = 0.005], respectively). On the other hand, lower levels of social cohesions (being cautious when dealing with others) were significantly associated with feeling lonelier. Those who reported being cautious had higher odds of feeling lonelier (AOR, 3.4; CI 1.95–5.84, p < 0.001).

Optimism and life satisfaction

Our findings also demonstrated that higher levels of neighborhood attachment (measured by having a close friend), family social capital (measured by discussing personal issues with parents), and social support (measured by having good social relations and someone to consult with on personal problems) were significantly associated with greater optimism and life satisfaction. Children who had good social relations or had a close friend in the neighborhood were at higher odds of reporting greater optimism ([AOR, 1.5; CI 1.2–1.75, p < 0.001] and [AOR, 1.9; CI 1.58–2.29, p < 0.001], respectively), and of being more satisfied with life ([AOR, 1.3; CI 1.01–1.54, p = 0.04] and [AOR, 1.3; CI 1.08–1.6, p = 0.006], respectively). In addition, those who had someone to consult with on their personal problems or discussed their personal issues with their parents were at higher odds of reporting greater optimism ([AOR, 2; CI 1.5–2.54, p < 0.001] and [AOR, 1.3; CI 1.11–1.52, p < 0.001], respectively) and of being more satisfied with life ([AOR, 1.9; CI 1.48–2.44, p < 0.001] and [AOR, 1.2; CI 1.01–1.4, p = 0.04], respectively). Similarly, higher levels of social leverage, measured by going to school, showed a significant association with being satisfied with life. Children who went to school were at higher odds reporting greater life satisfaction (AOR, 6.3; CI 4.66–8.57, p < 0.001).

Discussion

This study aimed to enhance the understanding of social capital and health by applying an adapted version of Carpiano’s [49] conceptual model, which stems from Bourdieu’s (1986) [23] social capital theory. This was operationalized through evaluating the association between different forms of social capital and social cohesion with the health of working children among Syrian refugees in Lebanon. Social capital and social cohesion were significantly associated with the health measures examined in this study.

Although higher income may translate to greater access to health-supporting resources and improving health, it also implies that children are spending more time at work and hence less time with friends, which can lead to greater loneliness and less life satisfaction [57].

In this study, we found that a higher level of social cohesion is associated with better health for refugee working children. For instance, refugee children in rural areas who were well connected with their neighbors and spent time with friends perceived their health as good and were less likely to feel isolated. Social cohesion is a key notion in understanding issues that revolve around the social inclusion and well-being of marginalized groups [58]. In fact, studies support the role of social connectedness (i.e., social cohesion) in promoting health, both at the community level [59] and on an individual level [60]. Immigrants who reside in neighborhoods with higher levels of collective efforts and support report better self-rated health [61], a lower extent of violence, crimes, and deprivation [62], and improved mental health [62]. Ziersch and colleagues [19] addressed this issue and highlighted the importance of a cohesive society for better mental health for refugees in rural areas.

This is complemented by the finding that being cautious and consequently less socially connected is associated with an increase in the children’s loneliness and social isolation. Living in an unsafe neighborhood and in an atmosphere of impending danger represents a stressor for the children and undermines social cohesion [6365]. This marginalized community has to be cautious due to their precarity, both in terms of poor living and working conditions [6] and the potential reality that access to emergency aid may be withdrawn at any moment [66].

Our study found an unexpected association between the risk of engagement in the unhealthy behaviors of smoking and physical inactivity with indicators of social cohesion, namely hanging out and having fun with friends. Adolescents, as part of building their social identity, engage in peer groups and are influenced by their friends [67]. Peer pressure has been highly linked to physical inactivity and smoking in previous studies [6870]. In addition, studies have shown that being closely connected to others who engage in unhealthy behaviors such as smoking may result in a downside to health [71]. Although other studies found a positive association between higher level of social cohesion and engaging in sports activities [72], this was not the case for the refugee working children in this study, who could be too exhausted following long hours at work (an average of 6.7 hours per day) to engage in any physical activity.

In addition, the fact that many of these working children do not have access to adequate schooling is likely to affect their current and future prospects. Education is an important component of social capital, as it is a means to access information and resources and to create better future opportunities. Moreover, an educational environment, such as a school or a learning center, can provide the space for people (both children and parents) to meet, participate in shared activities, and create relationships that promote social cohesion in a community.

Social capital is also inherent in the relationships between parents and children. Poor relationships with the parents were associated with poorer health and emotional well-being of the refugee children and lower optimism and satisfaction with life. These results confirm previous research, which showed that perceived close ties between parents and their children is a strong predictor of youth well‐being [73]. Murame and colleagues [74] highlighted the importance of family in the social capital of refugees; people who had family were more likely to feel happy. According to Masten and Barnes (2018), factors associated with children’s resilience include caring relationships with adults in the family and the larger community [75]. This correlates with our finding that refugees with family connection are more likely to feel optimistic. This measure (quality of parent–child relationship) has also been used by Rothon and colleagues [76] to assess the family social capital.

Neighborhood attachment, demonstrated through friendship, was an important factor associated with health. Indeed, a lower level of neighborhood attachment was associated with engaging in risky behaviors and loneliness, while being highly attached to their neighborhood showed associations with optimism and life satisfaction. Due to the threats and attacks that refugees encounter outside their communities, coming together to face these harsh conditions is essential for their survival and well-being [77]. Our findings are consistent with previous studies that highlighted the importance of peer relationships for adolescents’ development and well-being [78].

As a cross-sectional study, this research cannot make causal inferences about the associations identified. Furthermore, the study had design limitations that may have affected the findings. Specifically, our survey questionnaire was not subject to a validation study. However, the questionnaire items have been commonly used in the social capital and health literature. In addition, the pilot study showed that the children understood the questions and responded to them clearly. Moreover, self-reports of health may be unreliable given the study population’s limited access to adequate healthcare services that identify health problems in children. Moreover, all health conditions were given equal weighting in the construction of health indicators, not accounting for the seriousness of the health problem. A potential area of sampling bias was the focus of this study on households with working children. This likely biased the sample towards the most socioeconomically vulnerable households among the Syrian refugees in the country, thus limiting generalizability. In fact, the pervasive conditions of deprivation among responding households presented a challenge in the analysis, as many households were quite homogenous in the types of housing problems and poverty conditions they reported. In addition, the study did not use age-specific measures to capture the indicators in the study population. Despite their age range (8–18 years), the pilot study did not reveal problems in the children’s understanding of the questions. The working children in this marginalized community have taken responsibilities at an early age and have had a wider exposure to the issues addressed in this study than what can be expected of children in their age.

In this study, we observed interconnections between social capital, social cohesion, and health. The social capital elements in this study were associated with refugee working children’s health. We also highlight the potential role of social cohesion in establishing and maintaining social connectedness that is related to positive health. The findings also highlight the relationship of social capital with belonging and social inclusion. Although the associations between social capital and health have been well discussed in the literature, there is a dearth of research on the interplay between these factors among Syrian refugees in humanitarian settings. This paper focused on the interconnectedness between social capital dimensions and the health of Syrian refugee children. These relationships have not been well addressed among Syrian refugee children facing precarious living and working conditions, which is a main contribution of this study.

Considerations of social capital as a public policy tool to achieve social cohesion need to take into account the alternative conceptions of social capital rooted in an understanding of the refugees’ contexts, displacement, and social interactions. In addition, several upstream factors such as the role of neighborhoods and communities, role of institutions, and social and economic policies need to be considered to reduce the burden on children, enable engagement in schooling, and address the likely intergenerational impacts of poverty for the refugee children and their families.

Interventions that consider social capital dimensions might contribute to improving the health of Syrian refugee children in ITSs. Such interventions could include setting up peer-to-peer support programs that promote emotional well-being among child refugees. Other initiatives include the creation of spaces where children can play and socialize, enhancing social connectedness in the community. In addition, organizing social gatherings that bring together Syrian refugees and members of the host communities can promote more interaction, cooperation, and solidarity for the refugee children and their families.

Conclusions

This study highlights the association between social capital, social cohesion, and refugee working children’s physical and emotional health. In spite of the poor living and working conditions that Syrian refugee children encounter, having a close-knit network of family and friends was associated with better health.

Supporting information

S1 Fig. Selected ITSs in the Bekaa, Lebanon [51].

ITS, informal tented settlement

(TIFF)

S1 Text. Study Protocol.

(DOCX)

S2 Text. Questions and answer choices.

(DOCX)

S1 STROBE Checklist. STROBE, strengthening the reporting of observational studies in epidemiology.

(DOC)

S1 Table. Unadjusted odds ratios for the associations between social cohesion, social capital, and physical health for working children (8–18 years).

(DOCX)

S2 Table. Unadjusted odds ratios for the associations between social cohesion, social capital, and emotional well-being for working children (8–18 years).

(DOCX)

Acknowledgments

The authors thank the Syrian refugees in Lebanon who agreed to participate in this project. We also thank all those who provided support on this project.

Abbreviations

AOR

adjusted odds ratio

IAMP

Interagency Mapping Platform

ITS

informal tented settlement

SD

standard deviation

STROBE

Strengthening the Reporting of Observational Studies in Epidemiology

Data Availability

Due to ethical issues surrounding this highly vulnerable study population living in a sensitive context (children and perhaps parents working with a nondocumented status, which may incur hostility), exposing their data is a potential risk to their safety and well-being. Consequently, the data from the study cannot be made public. The data underlying the results are available upon request from the Department of Environmental Health at the Faculty of Health Sciences, American University of Beirut. For inquiries about the project and data, please contact envd@aub.edu.lb.

Funding Statement

RRH received funding from the International Development Research Centre (IDRC grant number 106981-001), the United Nations International Children's Emergency Fund (UNICEF), the Food and Agriculture Organization of the United Nations (FAO), and the International Labour Organization (ILO). The funders had no role in the study design, in the collection, analysis and interpretation of data, in the writing of the paper, and in the decision to submit the paper for publication.

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Decision Letter 0

Caitlin Moyer

13 Apr 2020

Dear Dr. Habib,

Thank you very much for submitting your manuscript "Social Capital, Social Cohesion, and Health of Syrian Refugee Working Children Living in Informal Tented Settlements in Lebanon" (PMEDICINE-D-19-03762) for consideration in PLOS Medicine's Special Issue on Refugee and Migrant Health.

Your paper was evaluated by a senior editor and discussed among all the editors here. It was also discussed with the Guest Editors, and sent to three independent reviewers, including a statistical reviewer. The reviews are appended at the bottom of this email and any accompanying reviewer attachments can be seen via the link below:

[LINK]

In light of these reviews, I am afraid that we will not be able to accept the manuscript for publication in the journal in its current form, but we would like to consider a revised version that addresses the reviewers' and editors' comments. Obviously we cannot make any decision about publication until we have seen the revised manuscript and your response, and we plan to seek re-review by one or more of the reviewers.

In revising the manuscript for further consideration, your revisions should address the specific points made by each reviewer and the editors. Importantly, please be sure to address the critique of the statistical reviewer (Reviewer 1) and please be sure to update the citation information for reference 51. Also, please describe in your response letter specifically how this new study represents a novel advance beyond the study reported in reference 51.

Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments, the changes you have made in the manuscript, and include either an excerpt of the revised text or the location (eg: page and line number) where each change can be found. Please submit a clean version of the paper as the main article file; a version with changes marked should be uploaded as a marked up manuscript.

In addition, we request that you upload any figures associated with your paper as individual TIF or EPS files with 300dpi resolution at resubmission; please read our figure guidelines for more information on our requirements: http://journals.plos.org/plosmedicine/s/figures. While revising your submission, please upload your figure files to the PACE digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at PLOSMedicine@plos.org.

We expect to receive your revised manuscript by May 04 2020 11:59PM. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

We ask every co-author listed on the manuscript to fill in a contributing author statement, making sure to declare all competing interests. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. If new competing interests are declared later in the revision process, this may also hold up the submission. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT. You can see our competing interests policy here: http://journals.plos.org/plosmedicine/s/competing-interests.

Please use the following link to submit the revised manuscript:

https://www.editorialmanager.com/pmedicine/

Your article can be found in the "Submissions Needing Revision" folder.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see http://journals.plos.org/plosmedicine/s/submission-guidelines#loc-methods.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

We look forward to receiving your revised manuscript.

Sincerely,

Caitlin Moyer, Ph.D.

Associate Editor

PLOS Medicine

plosmedicine.org

-----------------------------------------------------------

Requests from the editors:

1.Data Availability Statement: The Data Availability Statement (DAS) requires revision. Thanks for noting that the data are contained within the manuscript. PLOS Medicine requires that the de-identified data underlying the specific results in a published article be made available, without restrictions on access, in a public repository or as Supporting Information at the time of article publication, provided it is legal and ethical to do so. Please see the policy at

http://journals.plos.org/plosmedicine/s/data-availability

and FAQs at

http://journals.plos.org/plosmedicine/s/data-availability#loc-faqs-for-data-policy

Specifically, for each data source used in your study:

a) If the data are freely or publicly available, note this and state the location of the data: within the paper, in Supporting Information files, or in a public repository (include the DOI or accession number).

b) If the data are owned by a third party but freely available upon request, please note this and state the owner of the data set and contact information for data requests (web or email address). Note that a study author cannot be the contact person for the data.

c) If the data are not freely available, please describe briefly the ethical, legal, or contractual restriction that prevents you from sharing it. Please also include an appropriate contact (web or email address) for inquiries (again, this cannot be a study author).

2. Title: Please revise your title according to PLOS Medicine's style. Please place the study design ("A randomized controlled trial," "A retrospective study," "A modelling study," etc.) in the subtitle (ie, after a colon).

3. Abstract: Methods and Findings: Please clearly state the main outcome measures of interest in the study.

4. Abstract: Methods and Findings: Please quantify the main results for the reported associations with both 95% CIs and p values. Please define the abbreviation AOR at first use.

5. Abstract: Methods and Findings: Please include the important variables that are adjusted for in the analyses.

6. Abstract: Methods and Findings: In the last sentence of the Abstract Methods and Findings section, please describe the main limitation(s) of the study's methodology.

7. Abstract: Conclusions: Please address the study implications without overreaching what can be concluded from the data; please revise the sentence "Multidimensional interventions that consider social capital dimensions are needed to improve the health of Syrian refugee children in informal tented settlements.” as it suggests a causal relationship between social capital and health, and your study cannot speak to a causal relationship.

8. Author Summary: At this stage, we ask that you include a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract. Please see our author guidelines for more information: https://journals.plos.org/plosmedicine/s/revising-your-manuscript#loc-author-summary

9. Introduction, paragraph 3 (and throughout): Your study is observational and therefore causality cannot be inferred. Please remove language that implies causality, such as “The current study addresses this gap in the literature by exploring social capital and social cohesion and their effects on the health of Syrian refugee children living and working in Lebanon.”

We suggest: “The current study addresses this gap in the literature by exploring the relationships between social capital and cohesion and the health of Syrian refugee children living and working in Lebanon.” or similar.

10. Methods: Questionnaire: Please include the questionnaire and all the questions relating to outcome measures (e.g. social capital, social cohesion, neighborhood attachment, health behaviors, and health status), as well as a description of how answers were quantified, as a supporting information file, and refer to it in the text where the questionnaire is described.

11. Results: Socioeconomic characteristics paragraph: Please provide the p values in addition to the 95% CIs associated with these analyses.

12. Results: Self-rated health and physical health problems paragraph: Please provide the p values in addition to the 95% CIs associated with these analyses.

13. Results: Engagement in risky behaviors (smoking and physical inactivity): Please provide the p values in addition to the 95% CIs associated with these analyses.

14. Results: Feelings of loneliness paragraph: Please provide the p values in addition to the 95% CIs associated with these analyses.

15. Results: Optimism and life satisfaction paragraph: Please provide the p values in addition to the 95% CIs associated with these analyses.

16. Discussion, paragraph 6: Please revise the sentence as it implies causality: “Poor relationships with the parents affected the health and wellbeing of the refugee children and reduced their optimism and satisfaction with life.” We suggest: “Poor relationships with the parents were associated with poorer health and wellbeing of the refugee children and lower optimism and satisfaction with life.” or similar.

17. Discussion, Implications paragraph: Throughout this paragraph, please address the study implications without overreaching what can be concluded from the data; the phrase "In this study, we observed ..." may be useful. Please revise or remove the sentence “The studied social capital elements represented important factors in predicting a refugee working child’s health.” as your results cannot speak to the predictive relationship between these elements, only that they were associated. Please similarly revise the rest of the paragraph to reduce causal implications of your study.

18. Table 1: It is confusing that standard deviation is presented in the percent column for some variables. In the legend, please define abbreviations for SD and USD.

19. Table 2 and Table 3: Please provide the p values for these comparisons. Please provide the results from unadjusted analyses as well as the adjusted comparisons, and in the Table legend please define the abbreviations for AOR, CI and USD.

20. Checklist: Please ensure that the study is reported according to the STROBE guideline, and include the completed STROBE checklist as Supporting Information. When completing the checklist, please use section and paragraph numbers, rather than page numbers.

Please add the following statement, or similar, to the Methods: "This study is reported as per the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guideline (S1 Checklist)."

21. References: RE reference 51 listed as under review, papers cannot be listed in the reference list until they have been accepted for publication or are otherwise publicly accessible (for example, in a preprint archive). Please update reference 51. Please also in your response, note the advance that the current study provides over the study published in ref 51.

Comments from the reviewers:

Reviewer #1: This is an interesting study on the association between social capital/cohesion and health of Syrian refugee working children in Lebanon. The dataset, statistical method and analysis, presentation (tables and figures) and interpretation of results are mostly adequate. The descriptive part of study is useful. However, there are a few major issues needing attention.

1) Although based on the conceptual model of social capital for health by Carpiano (2007), the survey questionnaire on social capital and cohesion has not been validated by any means therefore subject to scrutiny, which led to validity and reliability issues for the study.

2) The cross-section design of the study cannot offer any evidence on the causal relationships as hinted by authors in the abstract "those who enjoy a closely-knit network of family and friends have experienced better health than those who did not". It could be either way, low social networks led to poor health or poor health led to low social networks. Authors need to be very clear and strict on this.

3) All the associations discovered in the study seem well-known already. Not sure what is the novelty of the study.

Reviewer #2: Thank you for the opportunity to review this manuscript. This study investigates how social capital and cohesion is associated with physical and emotional health of refugee children in displacement.

Overall, the manuscript is well organized and clearly written. The topic is important in understanding resilience and protective factors for overall health among refugee children in LMICs. Below are some suggestions for better clarity and readability.

p. 3: Many potential readers may not be familiar with the geographic setting. Authors may consider using a map (that in relation to sampling using IAMP might be even better).

Syrian refugees' livelihood might need more explanation as most refugees are not allowed to work in other contexts and (Syrian) refugees in Lebanon are in unique situations (e.g. not being called a "refugee" but "migrant"), which should be discussed for better contextual information.

p.4: The way authors introduced social capital and social cohesion is quite abrupt. It would be nice to put more background and justification for introducing these concepts.

P.5: The authors' own definition of social capital (based on the adopted conceptual model) should be demonstrated around here. The first paragraph of p.5 describes social cohesion as part of social capital and yet the figure separates them as distinct concepts, which is confusing.

pp.6-9: How did the study deal with social desirability issues? The health measures include sensitive questions and the fieldworkers might happened to be acquaintances to those participants. Also, the age range is quite wide for some of these questions in avoiding measurement errors (e.g. significant gaps in capability and relevancy between nine and eighteen-year-old children in reporting loneliness and/or risky health behavior). More justification is necessary for adopting these questions.

Throughout the findings, authors should clearly mention any controlling factors in the regression models in text. Especially, age and possibly gender would affect the main outcomes substantially, so the results in Tables 2&3 might consider including these controlled demographic factors.

P.20: The results in the second paragraph is something age-sensitive and yet authors haven't explained this factor at all and treated age as if something neutral and insignificant. Another main flaw of the study is too narrowly defined and assessed "family social capital", which is defined too individualistically and not accurately reflecting family-level social capital.

Limitations can be more expanded with some of the above-mentioned comments. Implications can also include more specific suggestions for policy and practice on the ground.

Reviewer #3: This nicely written manuscript contributes to the growing body of literature examining the health, well-being and resilience of families and children of refugee background in transit and settlement countries. The intergenerational implications of fleeing war and human rights abuses is a critical global public health issue.

The study context and concepts of social capital and social cohesion are well described in the introduction and the discussion section is thoughtful. The authors may wish to consider the following in revising their manuscript.

Abstract

1. Please include age of the children.

Methods

2. Two references to the study authors 'recently published work' (page 6)are the same/listed twice in the reference list (reference 4 & reference 52).

3. What information is contained in the Interagency Mapping Platform as the database used for sampling?

4. Can one assume that you interviewed all children that met the eligibility criteria in the household (with consent)? Reporting the number of children per household would be helpful to provide some context for the analysis where you have adjusted for effect of clustering at household level.

5. What languages were the interviews conducted in? Was information collected on the literacy levels of the children? Completed schooling appropriate to their age? Please detail all socio-demographic data collected.

6. Were fieldworkers recruited on the basis of their experience of working/research with young people and/or their language skills?

7. The detailed list of questionnaire items and measures in the text could be complemented by including the entire interview schedule/questionnaire in an appendix.

8. Was any piloting of the interview questions undertaken?

Results

9. Table 1: age, hours worked daily and income (mean, standard deviation) require different column headings than n,%

10. This reviewer's preference is to see the unadjusted Odds Ratios presented; these could be included in tables as supplementary files.

11. It is best to avoid repeating the AdjOR and CI values in the text when these are detailed in the tables.

12. Typo at the bottom of Table 3 (page 19) with the number '40'?

Discussion

13. Typo page 20, line 49 'spending' instead of 'sending'

14. Reference is made on page 22 to the challenge in the analysis in terms of homogeneity of households in terms of housing problems and poverty conditions. Some details earlier about household composition, household income, housing and food insecurity would be useful in placing this limitation into context.

15. The authors have an opportunity here to articulate what the potential multidimensional interventions could be. What role do (or can) existing social, humanitarian, health service play in innovative approaches to strengthening the social capital and cohesion of working children in these and other settlements? Did the authors hear from the participating children as to their perspectives about what strategies would help them?

Any attachments provided with reviews can be seen via the following link:

[LINK]

Decision Letter 1

Caitlin Moyer

2 Jul 2020

Dear Dr. Habib,

Thank you very much for re-submitting your manuscript "Social Capital, Social Cohesion and Health of Syrian Refugee Working Children Living in Informal Tented Settlements in Lebanon: A Cross-Sectional Study" (PMEDICINE-D-19-03762R1) for consideration in PLOS Medicine's Special Issue on Refugee and Migrant Health.

I have discussed the paper with my colleagues and the guest editor and it was also seen again by two reviewers. I am pleased to say that provided the remaining reviewer points and editorial and production issues are dealt with we are planning to accept the paper for publication in the journal.

The remaining issues that need to be addressed are listed at the end of this email. Any accompanying reviewer attachments can be seen via the link below. Please take these into account before resubmitting your manuscript:

[LINK]

Our publications team (plosmedicine@plos.org) will be in touch shortly about the production requirements for your paper, and the link and deadline for resubmission. DO NOT RESUBMIT BEFORE YOU'VE RECEIVED THE PRODUCTION REQUIREMENTS.

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

In revising the manuscript for further consideration here, please ensure you address the specific points made by each reviewer and the editors. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments and the changes you have made in the manuscript. Please submit a clean version of the paper as the main article file. A version with changes marked must also be uploaded as a marked up manuscript file.

Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. If you haven't already, we ask that you provide a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract.

We expect to receive your revised manuscript within 1 week. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

We ask every co-author listed on the manuscript to fill in a contributing author statement. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

If you have any questions in the meantime, please contact me or the journal staff on plosmedicine@plos.org.

We look forward to receiving the revised manuscript by Jul 09 2020 11:59PM.

Sincerely,

Caitlin Moyer, Ph.D.

Associate Editor

PLOS Medicine

plosmedicine.org

------------------------------------------------------------

Requests from Editors:

1.Reviewer 1 comment: Please do include your response regarding the questionnaire validity as a limitation of the study, in the Discussion section and in the limitations of the Abstract.

2.Reviewer 1 comment: Please do incorporate your response to the reviewer regarding the study's novelty into the discussion.

3.Reviewer 3 comments: Please do address reviewer 3’s comments where appropriate in the Discussion section.

4.Data availability statement: Please revise your statement and include data access and contact information. You have noted in your response that “For enquiries about the project and data, please contact Ms. H. Mansour at the Faculty of Health Sciences, American University of Beirut. Email: hm102@aub.edu.lb.” However, please note that the contact point for granting data access cannot be one of the study’s authors.

You also note that “All relevant data are within the manuscript and its Supporting Information files.” PLOS defines the “minimal data set” to consist of the data set used to reach the conclusions drawn in the manuscript with related metadata and methods, and any additional data required to replicate the reported study findings in their entirety. Authors do not need to submit their entire data set, or the raw data collected during an investigation, but please submit the values behind the means, standard deviations and other measures reported.

5.Prospective analysis plan: Did your study have a prospective protocol or analysis plan? Please state this (either way) early in the Methods section.

a) If a prospective analysis plan (from your funding proposal, IRB or other ethics committee submission, study protocol, or other planning document written before analyzing the data) was used in designing the study, please include the relevant prospectively written document with your revised manuscript as a Supporting Information file to be published alongside your study, and cite it in the Methods section. A legend for this file should be included at the end of your manuscript.

b) If no such document exists, please make sure that the Methods section transparently describes when analyses were planned, and when/why any data-driven changes to analyses took place.

c) In either case, changes in the analysis-- including those made in response to peer review comments-- should be identified as such in the Methods section of the paper, with rationale.

6.Abstract: Methods and Findings: Please change “(>8 to 18 years)” to “(8 to 18 years)” for the ages of the children.

7.Abstract: Methods and Findings: For the associations between family social capital and social support and reporting more satisfaction with life, please report exact p values rather than p<0.04.

8.Author summary: Why was this study done?: Please revise to reduce the number of bullet points, as follows:

--The war in Syria has resulted in a large displacement of the population to neighboring

Lebanon, where many vulnerable displaced families are living in informal tented settlements with no access to means of livelihood and resources and child labor among these displaced families is high.

--This study aimed to investigate the associations between social capital and cohesion and

the health and emotional well-being of Syrian refugee children.

9.Author summary: What did the researchers do and find?: Please revise to reduce the number of bullet points, as follows:

--We conducted a cross-sectional study of 1,902 households of Syrian displaced families

living in informal tented settlements in a rural area in Lebanon, and interviewed 4,090 working Syrian refugee children aged between 8 and 18 years.

--Around 11% of the working children rated their health as poor, 16% reported having a

physical health problem, and 13% were engaged in risky health behaviors.

--Lower social cohesion was significantly associated with reporting poor health, and a lower level of social support was significantly associated with engaging in risky health behaviors.

--Higher levels of neighborhood attachment, family social capital, and social support were significantly associated with greater optimism and life satisfaction, and higher levels of neighborhood attachment and social cohesion were significantly associated with feeling less lonely.

10.Introduction: Please remove section sub-headers from the Introduction.

11.Introduction: bottom of page 5: Instead of bullet points, please summarize the definition of social capital in the most relevant way for your study (in paragraph form).

12.Methods: First paragraph: Please remove the strike-through text for citation 52.

13.Methods: Please specify the nature of informed consent, and can you please clarify if the “female homemaker” was the children’s parent or guardian (or other relationship).

14.Methods: top of page 10: Please clarify what is meant by SC15, and if an abbreviation please spell it out in the text somewhere “‘Do you have a close friend in the neighborhood?” (SC15)”

15.Methods: Statistical analysis: Please mention the factors adjusted for in your analyses.

16.Results: first paragraph, page 12: The following sentence seems speculative, and might be more appropriate in the discussion, unless you are presenting supporting data in the paper: “This lag in age to school grade may have been the consequence of the children’s engagement in work activities.”

17.Results page 14: Socioeconomic characteristics: for the relationships between income and health and loneliness measures, please also include the unadjusted OR, or note the table where they are presented.

18.Results: page 18: In the section on Optimism and Life Satisfaction, please report the exact p value for the relationship between social relations and satisfaction with life, rather than “p<0.04”.

19.Discussion: first paragraph: Please replace the word “strongly” with “significantly” if that is your intended meaning. Otherwise, please delete the word “strongly” as it is a subjective term.

20.Discussion: third paragraph: Please revise the first sentence of this paragraph to: “In this study, we found that a higher level of social cohesion is associated with better health for refugee working children” or similar.

21.Discussion: Middle of page 24: Please revise the following sentences to: “Indeed, a lower level of neighborhood attachment was associated with engaging in risky behaviors and loneliness, while being highly attached to their neighborhood showed associations with optimism and life satisfaction.” or similar, to clarify.

22.Discussion: Please remove the sub-headings “Limitations” and “Implications”

23.Discussion: As mentioned by the reviewer, on page 25 please clarify the sentence “The working children in this marginalized community have taken responsibilities at an early age, and tend to be more mature for their age.” indicating what is meant by “more mature” and any supporting references.

24.Discussion: Please revise the following sentences in the Implications paragraph to avoid implying causality. We suggest: “We also highlight the potential role of social cohesion in establishing and maintaining social connectedness that is related to positive health. The findings also highlight the relationship of social capital with belonging and social inclusion.”

25.Discussion: Conclusions: Please revise the following sentence in the Conclusion paragraph: “In spite of the poor living and working conditions that Syrian refugee children encounter, those who enjoy a closely-knit network of family and friends reported better health than those who did not.”

26.Discussion: Conclusions: Please keep the conclusions focused on the main points of the study’s findings. The following sentences seem more appropriate for the paragraph discussing implications and future directions: “Multidimensional interventions that consider social capital dimensions might contribute to improving the health of Syrian refugee children in informal tented settlements. Such interventions could include setting up peer-to-peer support programs that promote emotional wellbeing among child refugees. Other initiatives include the creation of spaces where children can play and socialize, enhancing social connectedness in the community. In addition, organizing social gatherings that bring together Syrian refugees and members of the host communities can promote more interaction, cooperation, and solidarity for the refugee children and their families.”

27.Table 1: Please remove the strikethrough text.

28.Figure 1: Is this figure taken directly from Carpiano, 2007?- if so we may not be able to include it due to copyright issues.

29.S1 Figure (map): Please confirm that you are able to freely share this image under CC BY 4.0 (In particular, given the text from https://scholarworks.aub.edu.lb/handle/10938/21507: “Copyright Statement

All digitized texts and images in the AUB Libraries collections are for the personal, not-for-profit use of students, scholars, and the public. Any such use must name The American University of Beirut Libraries as the original source for the material. All texts and images are subject to copyright laws and, except where noted otherwise, are the property of the University Libraries. Commercial use, print or electronic re-publication of text or images (including reposting on the web an integral text or image) is strictly prohibited without prior written permission from the University Libraries. Reproduction Service Fee information is available on our website.”)

30.S4 file (supporting information Table 2 and Table 3): Please include descriptive legends for both tables, and please define abbreviations for USD, CI, and OR within the legend.

31.STROBE checklist: Thank you for including the checklist. There are two question marks that need to be replaced with location information for reporting participant numbers and unadjusted results, under “Participants” and “Main Results”.

Comments from Reviewers:

Reviewer #1: Thanks authors for their effort to improve the manuscript. I am mostly satisfied with the response and the revision. However, the response to my question on the validity of the questionnaire (comment 1) should be included in the limitation in the discussion of the paper. Also, the response to the novelty of the study (comment 3) should be included and highlighted in the discussion. This is because both questions are very important and of interesting to all the readers.

Reviewer #3: Thank you to the authors for their careful and thoughtful response to the reviewers' suggestions. I have two remaining comments:

1. In response the age range of the children and capacity of the younger children to respond to the questions, the authors note that the children are mature for their age. I would be somewhat cautious about making this statement as maturity can be considered as a multi-dimensional concept. It is striking the proportion of young working children including those as young as eight; and the level of minimal/no schooling. The finding in relation to schooling should be highlighted, and a comment made on how this may relate to social capital and social cohesion.

2. Thank you for the inclusion of the paragraph of how these findings could be used to inform innovation to build and support social capital in these communities. I did wonder if the authors could consider going beyond this by commenting on the need to focus on 'up-stream' factors to reduce the burden on children, enable engagement in schooling, and address the likely intergenerational impacts of poverty for these refugee children and their families.

Any attachments provided with reviews can be seen via the following link:

[LINK]

Decision Letter 2

Caitlin Moyer

21 Jul 2020

Dear Dr Habib,

On behalf of my colleagues and the academic editor, Dr. Paul Spiegel, I am delighted to inform you that your manuscript entitled "Social Capital, Social Cohesion and Health of Syrian Refugee Working Children Living in Informal Tented Settlements in Lebanon: A Cross-Sectional Study" (PMEDICINE-D-19-03762R2) has been accepted for publication in PLOS Medicine.

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Thank you again for submitting the manuscript to PLOS Medicine. We look forward to publishing it.

Best wishes,

Caitlin Moyer, Ph.D.

Associate Editor

PLOS Medicine

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Selected ITSs in the Bekaa, Lebanon [51].

    ITS, informal tented settlement

    (TIFF)

    S1 Text. Study Protocol.

    (DOCX)

    S2 Text. Questions and answer choices.

    (DOCX)

    S1 STROBE Checklist. STROBE, strengthening the reporting of observational studies in epidemiology.

    (DOC)

    S1 Table. Unadjusted odds ratios for the associations between social cohesion, social capital, and physical health for working children (8–18 years).

    (DOCX)

    S2 Table. Unadjusted odds ratios for the associations between social cohesion, social capital, and emotional well-being for working children (8–18 years).

    (DOCX)

    Attachment

    Submitted filename: Draft10-Response to Reviewers-SocialCapital-7May20.docx

    Attachment

    Submitted filename: Draft7-Response to Reviewers-SocialCapital-18July20.docx

    Data Availability Statement

    Due to ethical issues surrounding this highly vulnerable study population living in a sensitive context (children and perhaps parents working with a nondocumented status, which may incur hostility), exposing their data is a potential risk to their safety and well-being. Consequently, the data from the study cannot be made public. The data underlying the results are available upon request from the Department of Environmental Health at the Faculty of Health Sciences, American University of Beirut. For inquiries about the project and data, please contact envd@aub.edu.lb.


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