Abstract
The purpose of this update is to provide the most current information about both the Colorado Adoption Project (CAP) and the Longitudinal Twin Study (LTS) and to introduce the Colorado Adoption/Twin Study of Lifespan behavioral development and cognitive aging (CATSLife), a product of their merger and a unique study of lifespan behavioral development and cognitive aging. The primary objective of CATSLife is to assess the unique saliency of early childhood genetic and environmental factors to adult cognitive maintenance and change, as well as proximal influences and innovations that emerge across development. CATSLife is currently assessing up to 1600 individuals at the cusp of middle age, targeting those between 30 and 40 years of age. The ongoing CATSLife data collection is described as well as the longitudinal data available from the earlier CAP and LTS assessments. We illustrate CATSLife via current projects and publications, highlighting the measurement of genetic, biochemical, social, socio-demographic and environmental indices, including geospatial features, and their impact on cognitive maintenance in middle adulthood. CATSLife provides an unparalleled opportunity to assess prospectively the etiologies of cognitive change, and test the saliency of early childhood versus proximal influences on the genesis of cognitive decline.
Keywords: adoption, twins, behavior genetics, longitudinal, middle adulthood
Early influences may accumulate over the life course to impact how well we age cognitively (Barnett, Hachinski, & Blackwell, 2013; Liu, Jones, & Glymour, 2010). However, we know relatively little of the developmental genetic and environmental etiologies underlying variability in rates of cognitive change (Deary, 2012; Deary et al., 2012). The Colorado Adoption/Twin Study of Lifespan behavioral development and cognitive aging (CATSLife) covers the full range of development from infancy to midlife leveraging both a prospective adoption and a twin design to understand the environmental (social and physical) and genetic factors that may drive increasing divergence in cognitive maintenance.
Colorado Adoption Project and the Longitudinal Twin Study
This paper updates both the Colorado Adoption Project (CAP; Rhea, Bricker, Corley, Defries, & Wadsworth, 2013) and the Longitudinal Twin Study (LTS; Rhea, Gross, Haberstick, & Corley, 2013), and introduces CATSLife. We first provide a brief overview of each study, then discuss the rationale for combining the two to form the first prospective study of lifespan behavioral development and cognitive aging. We hope to demonstrate that although there are several studies that assess various skills and traits throughout infancy and childhood or during midlife and late life, no studies provide a wide array of in-depth prospective assessments from infancy through middle adulthood, and hopefully, beyond.
The Colorado Adoption Project
In the 2013 special issue of Twin Research and Human Genetics (TRHG), Rhea et al. (2013) described the Colorado Adoption Project (CAP), including its design, recruitment of parents (both adoptive and birth parents), and recruitment of older siblings and non-adoptive control families. Sample characteristics, assessment timeline for participants almost yearly from birth through age 16, covering a wide range of domains were also provided. The main attributes of CAP include:
its full adoption design, with data from adoptive and matched nonadoptive control parents and offspring, and of special significance, biological parents, facilitating tests of assortative mating, maternal effects, and selective placement--shown to be absent for most measures. The inclusion of prospective data from parents and children in matched, nonadoptive control families permits even more powerful tests of genetic and environmental influences, as well as representativeness;
its fully prospective approach, with biological mothers being recruited prior to the birth of their children, and approximately 25% of the biological fathers assessed;
early placement of adoptive children, relinquished by their biological parents within a few days of birth, and placed in adoptive homes within one month, on average;
its multivariate design, including standardized tests of cognitive, language, and motor development; tester, teacher and parent ratings of the children’s personalities/temperaments, and miscellaneous measures (see Rhea et al., 2013 for a complete description);
its longitudinal design, permitting analyses of the etiologies of change and continuity in behavioral development.
At 16 years of age, participants completed, for the first time, the same tests administered to their parents over a decade-and-half earlier; and again about 21 years of age. After age 16, testing was less frequent and assessment domains, though numerous, had different foci than those of the 16-and-under CAP, and, operated under different funding mechanisms. In early adulthood, from ages 21-26 years, participants were tested through various follow-up grants focusing on transitions to adulthood. For the Year 21 follow-up, the CAP administered a telephone interview used in the Center for Antisocial Drug Dependence (CADD), and a cognitive assessment and CAP questionnaire coincided with this CADD testing for a subset of participants. As the participant population aged, data collection from a subset of CAP participants aged 30-35 was conducted that served as a prototype of CATSLife (which will be described in detail below) beginning to assess antecedents of cognitive aging.
Contributions to genetic and environmental etiologies of complex traits.
The adoption design, with its comparison of the resemblance between related and unrelated family members, provides the most direct evidence of heritability and shared family environmental influences.
This is accomplished in one of three ways: by comparing the resemblance of related siblings with that of unrelated siblings, via the sibling model, similar to the twin model and applied in many adoption studies (e.g., Beltz, Corley, Bricker, Wadsworth, & Berenbaum, 2014; Bricker et al., 2006; Wadsworth, DeFries, Fulker, & Plomin, 1995b); by comparing the resemblance of related parents and offspring with that of unrelated parents and offspring (Figure 1a; e.g., Wadsworth, Corley, Hewitt, Plomin, & DeFries, 2002); and by combining the parent-offspring and sibling models (Figure 1b; e.g., Wadsworth, DeFries, Fulker, & Plomin, 1995a).
Figure 1.
a. Parent-Offspring Schematic (including birth and adoptive parents).
Note. Path labels not shown; Gen. = Genotype; Env. = Environment; Adopt. = Adoptive/Adopted.
b. Parent-offspring-biological sibling schematic.
Note. Path labels not shown; A = Additive Genetic; C = Common Environment; E = Nonshared Environment; P = Phenotype; M = Mother; F = Father; O = Offspring.
These models, some of which were developed by CAP researchers, have been used in the CAP to assess genetic and environmental influences on many complex traits. The CAP investigators have published over 200 peer-reviewed papers, abstracts, books and book chapters, and their work has been presented at conferences across the world, covering diverse phenotypes such as personality, religiosity, and peer influence. Most notably for our purposes, CAP data have been used to assess the etiologies of stability of cognitive ability and academic achievement, both of which have been shown to be stable, with high heritabilities and stable genetic influences (e.g., Bishop et al., 2003; Cardon, Fulker, DeFries, & Plomin, 1992; Cherny, Corley, Fulker, Plomin, & DeFries, 1996; Plomin, 2012; Wadsworth, Corley, Hewitt, & DeFries, 2001; Wadsworth et al., 2002; Wadsworth et al., 1995a, 1995b). More recent adoptions are often international, with longer wait times for placement than adoptions within country. Further, many within-country adoptions are now “open”, increasing the likelihood of selective placement. Thus, with its early and minimal selective placement, the Colorado Adoption Project may be the last of its kind. Consequently, extending our coverage of participants into midlife and beyond may be especially important for studying later behavioral development and cognitive functioning as we age.
The Longitudinal Twin Study
The 2013 special issue also featured an update of the Colorado Twin Registry (CTR; (Rhea, Gross, et al., 2013), describing registry enrollment, sample characteristics, and several studies which contribute to and utilize the data from the CTR, including the Longitudinal Twin Study (LTS), which has served as a comparison sample to clinical samples in studies such as the CADD, and as the primary sample to studies such as the Executive Cognitive Function-LTS (ECF-LTS). The recent CTR follow-up in this special issue (Corley, Wadsworth, Reynolds, Rhea, & Hewitt, 2019) takes a more general look at the multiple samples of CTR twins, and other research involving LTS. The LTS has largely followed the same testing schedule as that of the CAP, and has the following main attributes:
Prospective, longitudinal structure assessing traits from infancy into early adulthood
Multivariate format (with measures nearly parallel to those of the CAP),
483 twin pairs and their parents
Contributions to genetic and environmental etiologies of complex traits.
Just as adoption studies provide direct estimates of shared environmental influence and estimates of genetic influence, twin studies also provide estimates of both genetic and environmental influence. In fact, some of the same structural equation models, or the relationships they represent, are used to estimate these parameters from adoption data may also be used to estimate them from twin data, by simply changing the path coefficient indicating the sibling or twin correlation (e.g., Figures 1a and 1b).
CATSLife
In addition to our brief update of the CAP and LTS, we now describe the merging of these two pivotal studies to found the Colorado Adoption/Twin Study of Lifespan Behavioral Development and Cognitive Aging (CATSLife). CATSLife is the first prospective study of lifespan behavioral development and cognitive aging, utilizing detailed early life assessments and powerful design features, employing the strengths of both twin and adoption methodologies, and indeed, combining the two (e.g., Bishop, et al., 2003). The interrelatedness of the many projects involved with the CAP and the LTS illustrates the synergy which exists in the merging of these two projects. In the CATSLife, we seek to exploit this synergy in the study of genetic and environmental influences on behavioral development and cognitive aging.
As we age, concerns about cognitive decline become more common. Concern over loss of mental capacity often well exceeds or at least equals concerns over loss of physical ability (Anderson, Day, Beard, Reed, & Wu, 2009; Centers for Disease Control, 2011; Sterrett, Titus, Benz, & Kantor, 2017). Over 70% of adults aged 30 and older report worries about memory loss in late life (e.g., Sterrett et al., 2017). As concerning as this is, little is known about the developmental genetic and environmental influences underlying cognitive maintenance and decline.
Cognitive development during infancy, early childhood and adolescence, together with health and activity patterns, may establish cognitive reserves important to later cognitive functioning (Barulli & Stern, 2013; Beck et al., 2018; Kremen et al., 2019). Thus, a more thorough understanding of the environmental (both social and physical) and genetic factors that result in differences in cognitive maintenance is necessary to the establishment of relevant intervention points. A prospective study of genetic and environmental influences on behavioral development and cognitive performance and change from a lifespan perspective, such as CATSLife, addresses the need to assess individual differences in cognitive performance and change from infancy through adulthood. Cognitive abilities are important to health and well-being across development (Deary, 2012; Plomin & Deary, 2015; Salthouse, 2012), but, the extent and manner in which cognitive abilities in early life promote later life cognitive functioning is not clear. Thus, assessment of cognitive trajectories, and their moderators—spanning childhood through early adulthood with reasonable assessment intervals—are needed to understand potential pathways and precursors of resilience and vulnerability at the cusp of middle adulthood (see Figure 2 below).
Figure 2. Early origins vs proximal influences.
If early life origins of cognitive health exist, do cognitive growth patterns in infancy/early childhood (and adolescence) uniquely impact adult functioning beyond proximal age-to-age impacts and innovations?
Although a number of genetically-informative studies have investigated adulthood and the transition to adulthood, relatively few have assessed a broad range of indices of normal behavioral development (Kremen, Franz, & Lyons, 2012; Radler & Ryff, 2010), nor have the ability to draw on a wide array of prospectively assessed childhood tasks to examine precursors of cognitive function and physical health relationships, or moderating influences. Therefore, examining the relations among cognitive abilities and health in a longitudinal, genetically and environmentally informative study is essential. Figure 2 conveys a basic schematic of age-to-age proximal impacts versus unique influences of early childhood and adolescence to adult functioning at the cusp of midlife that underlie hypotheses being tested in the CATSLife. The purpose of the CATSLife, therefore, is to conduct a genetically sensitive study of individual differences in behavioral and cognitive changes at the cusp of middle adulthood. The target sample includes up to 1600 participants between ages 30 to 40 years who have been studied almost yearly from birth to early adulthood. This makes CATSLife the first prospective study of behavioral development and cognitive aging in a genetically and environmentally informative sample, exploiting detailed measures obtained over the past 35 years to study genetic and environmental influences on both short- and long-term inter- and intra-individual change.
Goals/Aims of the CATSLife.
CATSLife has five aims nested within two overarching goals to evaluate individual differences in rates of growth and maintenance of abilities and to evaluate specific genetic, biomarker, behavioral health and environmental pathways that can change cognitive functioning:
- Conduct a genetically sensitive study of behavioral and cognitive changes from infancy into middle adulthood.
- Map individual differences in growth and maintenance of cognitive abilities.
- Evaluate within-person variability in cognitive performance at the cusp of midlife.
- Track factors that decrease, sustain or boost cognitive performance
- Physical factors and health behaviors.
- Biochemical and genetic pathways.
- Environmental attributes, via self-report and geospatial measures.
Progress to date
Data Collection
Participants.
We began testing in August 2015, and our current total as of April 1, 2019 is 1155 tested participants. Table 1 shows our target and our current tested participants. Data collection is ongoing at the writing of this article. After 36 months of testing, the age at testing for LTS (N = 553) was on average 29.2 years (SD = 1.1, Interquartile range = 1.7, Range = 5.2), and for CAP (N = 435) the age at testing was on average 37.8 years (SD = 3.1, Interquartile range = 3.7, Range = 18.0). About 95% of participants’ addresses have been geocoded in the first three years of data collection, with 61.7% residing in the state of Colorado, 37.0% residing in the US outside Colorado, and 1.0% residing outside the US.
Table 1.
Planned and tested participants.
Target | As of April 30 2019 | |
---|---|---|
Adoptive | ||
Probands | 175 | 129 |
Siblings | 182 | 107 |
Total Adoptive | 357 | 236 |
Non-Adoptive | ||
Probands | 198 | 132 |
Siblings | 221 | 131 |
Total Non-Adoptive | 419 | 163 |
Total CAP | 776 | 499 |
Twins | ||
MZ | 438 | 332 |
DZ | 386 | 324 |
Total LTS | 824 | 656 |
Total individuals | 1600 | 1155 |
Measures.
The general testing protocol consists of online questionnaires and an in-person assessment. Our selection of measures was guided by three considerations. First, we chose measures relevant to early and middle adulthood. Second, to facilitate intergenerational and longitudinal analyses, selected measures were as consistent as possible with those of earlier ages, including CAP and LTS parent measures (see Table 2 below). Third, some measures were chosen to be compatible with other studies of adulthood. Primary measures of cognitive function, physical health and function, and potential moderators and mediators are highlighted.
Table 2.
CATSLife Assessments and primary measures
Online Survey | In-person Assessment | Smartphone Study |
---|---|---|
I. Environments/Contexts | I. Cognitive assessments | I. Morning Survey |
Education, Work, Religion, Neighborhood, Life Eventsa, Financial Distressb |
WAIS IIIi, Specific Cognitive Battery, Executive functioning batteryj fMRI (subset via ECF-LTS; MH063207) |
Sleep quality, Anticipatory stress, Pleasant anticipation |
II. Behavioral Health | II. Physical assessment, biomarkers | II. Momentary Survey (pre) |
Self-Rated Health, Illness ratings, Diet & Nutritionc, Sleep Qualityd |
Weight, girth, grip strength, spirometry lipid panel, bdnf, DNA (blood, saliva), APOE, Affymetrix Axiom™ Precision Medicine Research Array |
Locale, momentary stress Recent activities |
III. Attitudes, interests & feelings | III. Brief questionnaire | III. Cognitive Tests |
Personality & wellbeing (EASI, BFI, SWLS, RPWB)e | Activity, sleep, caffeine use | Symbol Searchm (Speed), Dot Memorym (WM), |
Depression/Anxiety, Attention (BIS, MASQ, PSWQ, ASRS, RRS)f | Address history | Stroop taskn (EF), |
Engagement in Activities (frequency/type) | Shopping tasko (paired associates) | |
IV. Social Life | IV. Interview | IV. Momentary Survey (post) |
Relationship Status, DASg, Family Relationship Quality, Friends/Social Supporth |
DIS Anxiety, Depressionk Substance Use (PHENXL) |
Distractibility |
(Arnold H. Buss & Plomin, 2014; Diener, Emmons, Larsen, & Griffin, 1985; John & Srivastava, 1999; Ryff & Keyes, 1995; Springer & Hauser, 2006);
(Clark & Watson, 1991; Kessler et al., 2005; Meyer, Miller, Metzger, & Borkovec, 1990; Nolenhoeksema & Morrow, 1991; Patton, Stanford, & Barratt, 1995; Treynor, Gonzalez, & Nolen-Hoeksema, 2003);
(c.f., Hassenstab et al., 2018).
The Online Survey takes approximately 1 hour to complete and encompasses measures of demographics, environments, health and well-being, and relationships. Information concerning the health and medical history are asked using a health history questionnaire that includes ratings of general health as well as self-report history of injuries, diseases and disabilities. We assess self-reported exercise habits, substance use and nutrition. Questions concerning activity engagement (tapping physical, social and cognitive activities) are included, with participants reporting frequency (hours per week) and type of activities engaged in via open-ended queries (e.g., clubs, hobbies, musical instruments, activities with pets, etc.). Sleep quality is measured using the Pittsburgh Sleep Quality Index (PSQI; Buysse et al., 1989).
Additional mediators and moderators of cognitive change, for example, may include social contexts and well-being. We measure adult child-parent relationships, sibling relationships, parenting, peer and romantic relationships. Of particular interest to CATSLife are indices of participants’ social network and support, relationship quality/satisfaction, and frequency of contact. We continue to measure temperament and personality domains. We also include a number of questionnaires tapping anxiety/depressive symptoms, attention, worry and rumination.
In-person Assessments.
The in-person assessments take approximately 5.5-hours to complete. Due to the length of in-person assessments, appointments are set for early morning to facilitate sample collection.
General and Specific Cognitive Abilities.
We focus on general cognitive ability and specific cognitive ability domains: Verbal, Spatial, Perceptual speed, and Memory. The specific cognitive abilities battery is based on the Hawaii Family Study of Cognition battery (DeFries, Plomin, Vandenberg, & Kuse, 1981) and includes 9 tests (i.e., Vocabulary (ETS), Things Categories Test (ETS), Card Rotations (ETS), Paper Form Board, Colorado Perceptual Speed Test (DeFries et al., 1981), Subtraction and Multiplication Test (ETS), Picture Memory, Names and Faces, Pedigrees). We also assess abilities using the Wechsler Adult Intelligence Scale-3rd Edition (WAIS-III) (Wechsler, 1993). General cognitive ability is assessed in two ways: as the first unrotated principal component score from the specific cognitive ability measures, and using Full Scale IQ from the WAIS-III.
Executive Function.
The executive function battery includes Working Memory/Updating, Response Inhibiting, and Shifting measures (Friedman et al., 2016; Friedman et al., 2008) with two tasks each to measure Inhibiting (Antisaccade and Stroop tasks), Updating (Keep Track and Letter Memory tasks), and Shifting (Letter/Number and Category Switch). In addition, we included the self-report Adult ADHD Self-Report Scale Symptom Checklist (ASRS-v1.1; Kessler et al., 2005).
MRI.
LTS twins have had MRI scans conducted at age 28 via separate funding (ECF-LTS); structural and functional indices are available to CATSLife. Hence, we will likewise evaluate MRI functional and structural outcomes, particularly hippocampal and frontal cortex regions, in testing hypotheses of cognitive growth patterns and variability in cognitive performance.
Health and functioning.
We follow standard protocols (e.g., PhenX Toolkit, Hamilton et al., 2011) as appropriate. Fasting blood samples are drawn from trained phlebotomists or at a professional clinic (e.g., CTRC). We are collecting serum, Ethylenediaminetetraacetic acid (EDTA)-plasma and Buffy coat samples, from all respondents who consent to a blood draw (98% to date), as well as peripheral blood mononuclear cells from sodium citrate-plasma in a subsample. All blood fractions are stored at −80C immediately after preparation. Height, weight, waist and hip circumference are measured. Body mass index (BMI) is calculated from weight and height. In addition, resting blood pressure (systolic, diastolic, and mean arterial blood pressure) and resting heart rate are taken once after subject has been sitting quietly for 5 minutes, then twice more at 1-minute intervals thereafter. Two assessments of lung functioning using a spirometer are performed measuring forced vital capacity (FVC) and forced expiratory volume (FEV) in one second. Hand grip strength is measured using a dynamometer with three trials on each hand at 20 sec intervals with dominant handedness recorded.
Biomarkers and genotyping.
DNA extraction from blood and saliva samples is performed. Serum lipid and brain-derived neurotrophic factor (bdnf) biomarker assays are performed using established protocols. Direct genotyping (Taqman methodology) is performed for two SNPs in APOE, rs7412 and rs429358, using existing buccal cell derived DNA from earlier assessments of LTS and CAP, or using DNA extracted from the current CATSLife. We are conducting genome-wide genotyping using the Affymetrix Axiom™ Precision Medicine Research array.
Earlier CAP/LTS assessments.
CATSLife benefits from the wealth of information that has been collected at earlier measurement occasions of CAP and LTS, and from separately-funded collaborative studies. Table 3 highlights the overlapping coverage of domains and measures across the CAP and LTS at assessments prior to CATSLife with exemplar traits and variables. In addition, we are able to evaluate changes in the familial environment. Parent socio-demographic data (education, occupational prestige) at entry into the project, and at assessment years 7, 16 and 21 are also available (Rhea, Bricker, et al., 2013; Rhea, Gross, et al., 2013).
Table 3.
Longitudinal CAP & LTS assessments and primary measures prior to CATSLife
Domains & exemplars | P | 1 | 2 | 3 | 4 | 7 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 21–22 | 28–30+ |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Cognition | |||||||||||||||||
Standardized Tests (IQ) | CT | CT | CT | CT | CT | CT | CT | CT | C | C | |||||||
Specific Cognitive Abilities | CT | C | CT | CT | CT | CT | CT | CT | CT | C | C | ||||||
Executive Function | T | T | ‡ | ||||||||||||||
‘Environmental’ Variables | |||||||||||||||||
Home (Caldwella) /Neighborhood | CT | CT | CT | CT | |||||||||||||
Life Eventsg | CT | CT | CT | CT | CT | CT | CT | CT | C | ||||||||
Moos Family Environment Scale (FES)b | CTp | CTp | CT* | CT* | CT* | CT* | CT* | CT* | CT* | CT* | C | ||||||
Jessor’s Religious/Moral/Social attitudesc | CT | CT | CT | CT | CT | CT | |||||||||||
Health & Health Behaviors | |||||||||||||||||
Substance Use | CT | CT | CT | CT | CT | CT | CT | C | |||||||||
Height/Weight | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | C |
Health Ratings, Illnesses | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | C | C | C | ||
Interests/Activitiesc | CT | CT | CT | CT | CT | CT | CT | C | C | ||||||||
Personality/Socioemotional | |||||||||||||||||
Depression/Anxiety | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | C‡ | ||||||
Social Support | T | CT | CT | CT | CT | ||||||||||||
Temperament (CCTI/EASI)d,e | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | CT | C |
Social Competencef | CTR | CTR | CTR | CTR | CT* | CT* | CT* | CT* | CT* |
Note. P=Parent, R = Teacher,
= Adult report of child (Parent or Teacher) & Child self-report, C=CAP, T=LTS;
= ECF-LTS data collected at age 28 years (overlaps CATSLife assessment time frame).
(Jessor, 1977),
(Rowe, 1977),
(Harter, 1982),
Smartphone Study of daily cognitive functioning.
Assessments of cognition outside the laboratory setting may confer greater ecological validity as performance may be more sensitive to contextual factors (Sliwinski et al., 2018). With support from an administrative supplement from NIA we will be able to evaluate inconsistency and plasticity in daily cognitive performance against an in-depth lab assessment of cognitive abilities. A subset of CATSLife participants is completing ambulatory daily cognitive assessments, adapting protocols from the ESCAPE study (Sliwinski et al., 2018). In the two-year supplement we aim to enroll up to 600 CATSLife participants and are at 30% of target as of April 2019. The tasks are administered on Droid X smartphones with three assessments of cognition per day across a 14-day period (approximately, 3 minutes to complete each session). After completion, we provide participants with a summary of their own cognitive performance across the two weeks,that we hope maintains interest in CATSLife.
The protocol includes a morning survey and a momentary survey before and after the completion of cognitive tasks. The surveys tap sleep quality and anticipatory stress (morning survey), as well as participant locale, activities and distractibility (momentary survey). Two cognitive tasks were adapted from the ESCAPE study, Symbol Search (perceptual speed), Dot Memory (working memory) (Sliwinski et al., 2018). In addition, two cognitive tasks were adapted from validated measures, the Stroop task (executive functioning) (Friedman et al., 2008; Waters et al., 2012) and the Shopping task (paired associate memory) (c.f., Hassenstab et al., 2018). ESCAPE participants overlap in age with the CATSLife sample, and this affords us the opportunity to evaluate the roles of contextual and stress factors on inconsistency and plasticity and to compare CATSLife to the more diverse ESCAPE sample. Thus, we will evaluate whether increased vulnerability to stress and other contextual effects on inconsistency and plasticity will be evident for those with lower social reserve capacity (Gallo, Bogart, Vranceanu, & Matthews, 2005; Gallo & Matthews, 2003), i.e., those with lower SES, non-white, and limited social support networks. Moreover, we will assess etiological contributions to inconsistency and plasticity components of short-term variability, including genetic risk (e.g., APOE). Figure 3 above shows the over-arching conceptual model.
Figure 3. Smartphone Study: Conceptual model.
Anticipatory influences rated in the morning on cognitive performance (plasticity, inconsistency) mediated by momentary contextual factors, with moderation of mediation by Social Resources.
Illustrative Work to Date
Modeling individual differences.
Childhood and mid-adulthood may be particularly salient periods predictive of late-life cognitive health (Deary, 2012; Lachman, 2004). Hence, variability in early childhood and adolescent cognitive growth rates may be uniquely salient to later functioning. A developmental model, such as the genetic simplex factor model shown in Figure 4, facilitates estimation of the magnitude of genetic and environmental influences at each age, as well as age-to-age genetic and environmental transmission, age-specific innovations, and genetic and environmental influences common to all ages may be assessed. We have previously leveraged a genetic simplex factor model and illustrated the strengths of combining data from LTS twins and CAP adoptive and nonadoptive siblings from ages 1 to 12 (Bishop et al, 2003). Genetic influences contributed to both continuity and change, shared environment contributed almost entirely to continuity but waned over age, and nonshared environment contributed almost entirely to change. However, in middle childhood nonshared environmental influences contributed to continuity as well as to change, and during the transition to early adolescence, genetic influences contributed only to continuity.
Figure 4.
Genetic/environmental simplex schematic (c.f. Bishop et al, 2003).
Longitudinal data also affords opportunities to fit characteristic growth curve models where change over age is a phenotype of interest. Recently, we have fitted such models in CAP (c.f. Figure 5) to evaluate memory and perceptual speed traits that may be susceptible to the effects of stress (Ricker, Corley, DeFries, Wadsworth, & Reynolds, 2018). Our results suggest emergent variability in memory and speed trajectories between 9 and 36 years are not explained by cumulative perceived stress indices in childhood and adolescence. However, adopted individuals showed smaller gains in speed than non-adopted individuals, consistent with work on international adoptees showing smaller pre-frontal cortex volumes by adolescence than non-adopted counterparts (Hodel et al., 2015). What adoption status marks in terms of stress-related exposure is not clear. However, vulnerability to differential speed trajectories may have implications for lifespan cognitive functioning; thus, further investigation is warranted.
Figure 5. Phenotypic structured growth model: Gompertz (c.f., Ricker et al, 2018).
Note. I = baseline performance (lower asymptote) in Y; A = change from lower to upper asymptote; R = rate of approach to the asymptote; D = age at accelerated change.
Genetic factors.
We have analyzed APOE genotypes to evaluate associations with longitudinal childhood IQ in 1381 individuals from CAP and LTS between ages 7 to 16 (Reynolds et al., 2019). Our findings, the first to address APOE in three waves of longitudinal cognitive ability data, suggests that APOE e4 genotypes may be associated with lower ability in childhood, and that females may be particularly vulnerable. We observed results for Full Scale and Performance IQ with significant but weaker effects for Verbal IQ, Moreover, we could observe effects as early as age 7 alone in the full sample. Such a series of results suggests that early life is a key period with which genetic factors associated with aging outcomes may contribute to cognitive reserves (Barulli & Stern, 2013) and hence experiences that boost reserves may be imperative. We are following up with a replication using imputed APOE SNPs in the Twins Early Development Study (TEDS) sample (Haworth, Davis, & Plomin, 2013) at the same ages (7, 12, and 16) and another Coloradan sample of twins (Colorado Learning Disabilities Research Center, CLDRC; Willcutt et al., 2019) that has a similar IQ battery to CAP/LTS.
With the SNPs from the Affymetrix Axiom™ Precision Medicine Research Array, we will compute polygenic risk scores (PRS) from the latest GWAS for traits such as Alzheimer’s disease, educational attainment, childhood IQ, body mass index, and other traits related to healthy aging. Indeed, the TEDS team, as part of the CATSLife effort, has been developing techniques using PRS that we will adapt to CATSLife samples when the genotyping data are ready for analysis. For example, we highlight methods to evaluate polygenic score differences between DZ twins in relationship to differences in their core developmental outcomes (cognitive, health, psychopathology, personality) to reveal the extent to which genetic differences relate causally to within-family differences in outcomes (Selzam et al., 2019). Thus, we anticipate additional replication work with TEDS, as well as CLDRC samples, among others.
Environmental factors.
We are conducting analyses of environmental features and environmental stress that may impact health behaviors and cognitive change. As highlighted above, our questionnaire and in-person batteries include a number of measures tapping contexts and environments which may be associated with cognitive functioning, including neighborhood stress and activity engagement (e.g., Munoz, Corley, Wadsworth, & Reynolds, 2017; Munoz et al., 2018; Trubenstein, Corley, Wadsworth, & Reynolds, 2018; Trubenstein, Haberstick, Corley, Wadsworth, & Reynolds, 2017). In addition to self-report, we are capturing geospatial measurements of local residential environments including socio-demographic neighborhood features, rurality, and walkable access to parks and trails (e.g., Munoz et al., 2018; Munoz, Wadsworth, Corley, & Reynolds, 2017; Reynolds, Trubenstein, Munoz, Corley, & Wadsworth, 2017). In addition, we have amassed census tract level data from 1970 to 2010 for all Census socio-demographics using fixed tract boundaries to allow us to map each participant’s location across time (c.f., Logan, Stults, & Xu, 2016). Our work to date suggests appreciable variability in socio-environmental measures of importance to the project. We highlight some of these below.
Area deprivation index.
The area deprivation index (ADI) is a measure of socioeconomic deprivation experienced by a neighborhood based on multiple Census indices where higher values represent higher deprivation (Singh, 2003). We are evaluating measures of disadvantage, such as ADI and self-reported neighborhood problems, and their associations with cognitive functioning (e.g., Munoz et al., 2018; Munoz, Wadsworth, et al., 2017). We have obtained 2013 ADI scores for CATSLife participants during our first three years of data collection (University of Wisconsin School of Medicine and Public Health, 2019). Figure 6a shows the range of ADI national rankings (in percentiles) for the neighborhoods of our CATSLife sample, and Figure 6b shows a scatterplot of the ADI rankings for participants’ respective states (in deciles) and the US (in percentiles) measured on the census block group level. The CATSLife neighborhoods (census blocks) skew towards lower deprivation rankings; however, we do have appreciable variation and range spanning the continuum (see Figure 6a). The ADI US national and state rankings are strongly associated, but with relatively greater variation in the national than the state rankings (Figure 6b).
Figure 6. Range of Area Deprivation Index (ADI) in the CATSLife sample from the first three years of data collection (N=945):
(a) National (US) Rankings, (b) State by National (US) Rankings.
Rurality-Urbanicity.
Analyses of rurality, activity engagement, and cognitive functioning at the CATSLife waves are underway. With measures of current address, for each participant we have created the Index of Relative Rurality (IRR) (Inagami et al., 2016; Waldorf, 2006) at the level of county and census tract based on indices of population, population density, percentage urban, and distance to nearest MMSA (Metro/Micropolitan statistical areas). Figure 7 conveys the range of IRR values at the county level, with possible values between 0 (completely urban) and 1 (completely rural), showing appreciable variability in our sample (IRR County range = 0.05, 0.75).
Figure 7.
IRR in the CATSLife sample from the first three years of data collection (N=947).
Park and Trail Accessibility.
We are evaluating direct and mediated pathways by which objective and perceived reports of activity spaces are linked to physical and cognitive functioning (e.g., Reynolds et al., 2017). For example, we have calculated park and trail accessibility from maps sourced from Open-street maps (OSM) (www.openstreetmap.org) and geocoded distance and density measures in order to compare these to self-reported access to parks, trails, recreation centers (c.f., Sallis et al., 2009), and ultimately to health biomarker variables (e.g., BMI, physical activity, blood pressure, lipids, etc.) and cognitive performance. We display an exemplar density map showing the variation in the relative density of parks for CATSLife participants in the continental United States (see Figure 8). Thus, while the majority of our CATSLife participants to date live in Colorado, with marked density of parks within one mile typically along the Front Range, participants scattered throughout the US show variation in local park availability.
Figure 8.
Geospatial mapping in the CATSLife sample from the first three years of data collection (N=940): density of parks within a 1-mile radius.
Discussion
The current paper provides updates to both the Longitudinal Twin Study (LTS) and the Colorado Adoption Project (CAP), and introduces the Colorado Adoption/Twin Study of Lifespan behavioral development and cognitive aging (CATSLife), representing the merging of these two unique studies. CATSLife leverages long-term, in-depth longitudinal data from these foundational parent studies with a new and currently ongoing data collection at the verge of midlife to evaluate early and concurrent etiological factors that may be important to later life cognitive functioning and wellbeing.
The measurement of multiple environmental, biomarker and genetic factors to evaluate pathways of functioning at midlife is described for CATSLife. The environmental measures include a number of self-reported instruments as well as proximal and distal geospatial measurements of environments such as socio-demographic neighborhood features, rurality, and accessibility to parks and trails. Furthermore, we are assessing cognitive inconsistency and plasticity in a subset of CATSLife participants via ambulatory daily cognitive assessments across 14 days that we will be able to evaluate against an in-depth lab assessment of cognitive abilities. In addition to measures of the environment, biological assessments include biomarkers, as well as targeted and genome-wide genotyping. Our findings, the first to address APOE in three waves of longitudinal cognitive ability data, suggests that APOE e4 genotypes may be associated with lower ability in childhood, and that females may be particularly vulnerable.
In addition to the wide array of measures, CATSLife benefits from both adoption and twin study design features to evaluate environmental and genetic etiologies. We have the rare opportunity to characterize prospectively the nature of cognitive development and change with follow-up testing of adoptive and nonadoptive siblings, and twins as they move towards midlife, and previously assessed on a wide array of measures almost yearly from birth into their 20’s. Hence, we are in a unique position to address genetic and environmental etiologies through the study of the sibling and twin relationships as well as parent-offspring, and combined parent-offspring-sibling. Direct estimates of environmental influence provided by the adoptive sibling design coupled with direct measurements of the environment will facilitate tests of gene-environment interplay. The collection of biomarker and genome-wide genotype data facilitates additional analyses of pathways to sustaining cognitive functioning.
In terms of recruitment efforts, we are currently at a response rate of 72% of our target sample 3.5 years into testing, and still ongoing at this time. The supplementary smartphone project launched in the last year is at 30% of the target sample with increasing uptake rates. The wealth of longitudinal data will allow us to address potential sample biases of those recruited by the close of this assessment wave versus those who did not participate.
Combining the two foundational CAP and LTS studies into CATSLife affords the opportunity to elucidate genetic and environmental mechanisms contributing to the growth and maintenance of cognitive abilities and timing of these mechanisms. Moreover, this first prospective study of lifespan behavioral development and cognitive aging will also provide a better understanding of how genetic and environmental influences interact with early life factors to affect other adult outcomes including physical functioning and general well-being. An improved understanding of genetic and environmental influences, and how they interact with early life factors to affect adult outcomes may contribute to improved cognitive and physical functioning and well-being.
Acknowledgements
The authors wish to thank Kyle Gebelin for his assistance with Figure 8. We are especially grateful to our staff for their tireless efforts, and the continued support, patience and generosity of time of the many families participating in either the CAP or LTS over the years, and now in the CATSLife. Without their dedication none of these projects would have been possible.
Financial support. The CATSLife is supported by a grant and administrative supplement from the National Institute on Aging (NIA; AG046938 and AG046938-03S1; Reynolds & Wadsworth, MPIs). During data analysis and the preparation of the manuscript, Elizabeth Munoz was partly supported by NIA F32AG056134. The CAP and the LTS have been funded across the years by numerous sources, including a CRCW grant from the University of Colorado; National Institutes of Health grants HD010333, HD18426, MH43899, HD036773, DA05131, DA011015, DA046064, and DA042755; and the Spencer and William T. Grant Foundations, and the John D. and Catherine T. MacArthur Foundation. The ECF-LTS is currently supported by MH063207. The content of this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
Appendix
The CATSLife research team at four sites.
UC Riverside | CU Boulder | Kings College | Penn State |
---|---|---|---|
Chandra A. Reynolds | Sally J. Wadsworth | Robert Plomin | Martin J. Sliwinski |
Elizabeth Munoz | Robin P. Corley | Saskia Selzam | |
B. Paige Trubenstein | John C. DeFries | ||
Elijah Knaap | Luke Evans | ||
Sergio Rey | Naomi Friedman | ||
John K. Hewitt | |||
Soo Rhee | |||
Andrew Smolen | |||
Michael J. Stallings | |||
Brett C. Haberstick |
Note. UC = University of California; CU = University of Colorado
Footnotes
Conflicts of Interest. None.
Ethical Standards. The authors assert that all procedures contributing to this work comply with the ethical standards of the relevant national and institutional committees on human experimentation and with the Helsinki Declaration of 1975, as revised in 2008.
Supplementary information. No supplementary material accompanies this article.
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