Abstract
The sulfone functional group has a strong capacity to direct the asymmetric transfer hydrogenation (ATH) of ketones in the presence of [(arene)Ru(TsDPEN)H] complexes by adopting a position distal to the η6‐arene ring. This preference provides a means for the prediction of the sense of asymmetric reduction. The sulfone group also facilitates the formation of a range of reduction substrates, and its ready removal provides a route to enantiomerically enriched alcohols that would otherwise be extremely difficult to prepare by direct ATH of the corresponding ketones.
Keywords: alcohols, asymmetric catalysis, reduction, ruthenium, sulfones
En route: The sulfone group facilitates the formation of a range of reduction substrates through asymmetric transfer hydrogenation (ATH) of ketones, and its ready removal provides a route to challenging enantiomerically enriched alcohols.

Asymmetric transfer hydrogenation (ATH) is a highly practical method for the synthesis of enantiomerically enriched alcohols as it is effective under mild reaction conditions and avoids the need for the use of high‐pressure hydrogen gas.1 The [(arene)Ru(TsDPEN)Cl] class of catalysts first reported by Noyori et al. (e.g. 1, Figure 1) are very efficient in this application, and reduce many classes of ketones, notably acetophenone derivatives and progargylic ketones, with high ee values.2 We, and others, have reported “tethered” derivatives of the Noyori catalysts (e.g. 2, Figure 1) which in some applications exhibit higher activities and stabilities.3 Catalysts such as 1 and 2 have been employed in ATH for the synthesis of pharmaceutically relevant targets,4 including multikilo applications,4a and in high‐volume flow chemistry.4b The triflate derivative 3, which readily ionizes in methanol, has been employed in closely related asymmetric hydrogenation (AH) of ketones.5
Figure 1.

The Noyori–Ikariya catalyst 1, the 3C tethered derivative 2, and the Noyori–Ikariya triflate‐derived catalyst 3. The active catalysts are generated through HCl elimination when the catalysts are activated.
However, despite its high value and practicality, this class of catalyst does not work well for all substrates. For example, in the asymmetric reduction of alkyl/alkyl ketones or substrates with minimal electronic or steric differences between the groups flanking the ketone,6 the catalysts are less enantioselective. To address this shortcoming, we investigated the use of a temporary directing group to influence the selectivity of a reduction, followed by its removal, to “unmask” what would previously have represented a very difficult target for ATH. In this regard, sulfones seemed promising since they have been reported to be effective partners for ATH reactions (Figure 2). Zhang et al. reported, in 2009, the dynamic kinetic resolution (DKR)/ATH of cyclic α‐sulfone‐substituted ketones (4) with the catalyst (S,S)‐1 to give the products 5 with high dr and ee values (Figure 2 A).7 Cyclic examples, including the conversion of 6 into 7, were exceptionally selective (Figure 2 B).7 In 2009, Wang et al. reported the use of (R,R)‐3 for asymmetric hydrogenation (AH) of α‐sulfonyl and α‐sulfonamidyl ketones (8; Figure 2 D) to the alcohols 9 and the DKR/AH of related cyclic substrates.8 The majority of examples contained an aryl substituent and gave greater than 90 % ee, although the reduction of EtCOCH2SO2Ph in 84 % ee8/80 % ee9 and MeCOCH2SO2Ph in 82 % ee8/91 % ee 9 were also reported.8 Later reports featured a one‐pot formation, and then ATH, of sulfone‐substituted ketones under aqueous conditions,9, 10 and the application of a silica‐supported variant.11 Bhanage and Vyas reported DKR/ATH of cyclic α‐sulfone ketones using a proline‐derived catalyst.12
Figure 2.

Reported classes of asymmetric reductions of sulfone‐substituted ketones. A) DKR/ATH of acyclic substrates. B) DKR/ATH of cyclic substrates. C) Mode of hydride transfer for (A) and (B). D) AH of sulfone‐substituted acetophones. E) Mode of hydride transfer for (D).
Zhang et al. reported the reduction of α‐sulfonamide ketones with very high ee values and conversion using the three‐carbon (3C) tethered catalyst 2.13 Asymmetric hydrogenation of sulfone‐containing acetophenone derivatives has also been reported using other catalysts including Ru/diphosphine catalysts, and CBS reagents.14a, 14b, 14c, 14d
In reductions with the [(arene)Ru(TsDPEN)Cl] complexes 1–3, where acetophenone derivatives are most commonly studied, the sense of reduction indicates that the sulfone adopts a position in the transition state for ATH15 in which it is positioned distal from the η6‐arene ring on the ruthenium hydride, which is the active catalyst form in the reaction (Figures 2 C and E). The η6‐arene is presumed to engage in a productive electrostatic interaction with the aromatic substituent on the substrate.
In contrast, very few reductions of alkyl‐containing, α‐sulfonyl ketones have been reported, possibly because of the perceived lack of fit to the traditional “acetophenone‐based” reduction model.15 The potential for the use of a sulfone as a temporary directing group prompted us to examine what range of substituents could successfully partner with a sulfone and whether it could hence be used as a removable group to facilitate the synthesis of otherwise challenging alcohol target molecules (Figure 3).
Figure 3.

Investigations in this report, and strategy for synthesis of challenging alcohols with high ee values.
Results and Discussion
We first prepared a diverse range of α‐sulfonyl ketones (10 a–i) and studied their reductions using (R,R)‐2 (Figure 4).3 The majority of these ketones were prepared from the bromoketone using PhSO2Na. Racemic 11 h was prepared by addition of PhSO2CH2 anion to PhCCCHO, and subsequently oxidised to the ketone 10 h. The ketone precursor to 11 i (i.e., 10 i) was prepared by addition of PhSO2CH2 anion to the Weinreb amide PhCH2CONMe(OMe).
Figure 4.

ATH of α‐sulfonyl ketones with a tethered ATH catalyst and the resulting products 11 a–i, and comparisons to ee values of corresponding ATH products containing sulfides and ethers in place of the sulfone.
The ATH [using formic acid/triethylamine (FA/TEA) 5:2 azeotrope] of 10 a–d revealed an unexpected trend in which the product ee value increased as the ring became smaller in the series from cyclohexyl (11 a, 87 % ee) to cyclopropyl (11 d, 99 % ee), although it remained high in each case (Figure 4). In representative cases, the results were compared with those for the ATH of the analogous thiol‐ or ether‐containing substrates. It was found that these were consistently reduced in lower enantioselectivity in every case. The reduction of the sulfone‐containing cyclopropyl ketone 10 d gave 11 d in a very high 99 % ee, whereas the thiophenyl‐substituted analogue gave a product with a reasonable ee value of 87 % and the phenoxy substrate gave a product of just 36 % ee. Substrates containing sulfones and linear alkyl chains (10 e, 10 f) were also reduced. The product ee values increased with the length of the chain and were higher than for the reported reductions of substrates containing Me and Et substituents. Even a substrate containing a hindered t‐butyl group, that is, 10 g, was reduced in a valuable 86 % ee. The substrate containing a triple bond, 10 h, was reduced in particularly high enantioselectivity to 11 h (99 % ee) although the benzyl‐substituted substrate 10 i gave 11 i with just 72 % ee.
A derivative of the major enantiomer of the cyclohexyl‐containing reduction product 11 a was prepared through reaction with (S)‐1‐phenylethylisocyate and the X‐ray crystallographic structure of this product (Figure 5 A) led to the product configuration assignment of S, in agreement with the comparison of the optical rotation to that reported (see the Supporting Information) and also with the reported precedents.7, 8, 9, 10, 11, 12, 13 The configurations of 11 f, the OPh derivative of 11 f, and of 11 i were also confirmed by optical rotation comparisons with those reported and the other products were assigned by analogy.
Figure 5.

A) Structure of 11 a functionalised using (S)‐1‐phenylethylisocyate (X‐ray structure is in the Supporting Information). B) Proposed mode of reduction of sulfone‐substituted alkyl ketones.
The results suggest that the sense of reduction of the examples follows the model for the earlier‐reported (predominantly aromatic) substrates, that is, in which the sulfone group favours the position in the transition state in which it is distal from the η6‐arene of the complex (Figure 5 B).7, 8, 9, 10, 11, 12, 13
The cyclopropyl group is a particularly compatible substituent in substrates for ATH reactions, with reports having been published of applications to natural product synthesis in which ketones adjacent to cyclopropanes are reduced with high ee values.16 The sense of induction suggests that it is compatible with an interaction with the η6‐arene, which accords with our results (Figure 6 A). We also found that the product 12 was formed as a 53:47 mixture of two enantiomerically enriched diastereosiomers (90 and >99 % ee, respectively) through reduction of the racemic trans‐cyclopropane substrate (Figure 6 B). Another example of a related ketone, bearing a phthalimide group (and hence a precursor to 2‐hydroxy amines) was reduced in 96 % ee by ATH to 13 (Figure 6 C) to further highlight the value of the cyclopropyl group.
Figure 6.

Cyclopropyl‐functionalised ketones are also excellent substrates for ATH reactions. A) Likely mode of hydrogen transfer by ATH using (R,R)‐2. B) Ester‐functionalized cyclopropane ATH product 12. C) Phthalimide‐containing ATH product 13 (ATH conditions as given in Figure 4).
Encouraged by these results, we investigated further derivatives with more challenging functionalisation. Previous studies in our group had revealed that aryloxy and alkoxy groups can adopt positions adjacent to the η6‐arene of the catalyst during reductions and it seemed that the pairing of these with a sulfone could create an ideal substrate for reduction. In the event, we found that oxygen‐containing groups were tolerated well in ATH substrates. PhOCH2COCH2SO2Ph was reduced to 14 in 96 % ee and two related ketones were also converted in similarly high enantioselectivity into 15 and 16 (Figure 7). Again, a corresponding sulfide‐containing substrate was reduced in lower ee (81 % ee), underlining the importance of the sulfone group to the control of the reduction (Figure 5 C). A sulfone group one carbon further away from the ketone was less effective at directing the reaction, and the product 17 of 27 % ee was formed. The reduction of a substrate containing a tBoc‐ protected amine, as opposed to a sulfone, gave the product 18 with just 53 % ee, however.
Figure 7.

ATH products formed from alkoxy‐ and amino‐substituted ketone substrates containing sulfone groups (ATH conditions as given in Figure 4).
With the directing factors established, the dynamic kinetic resolution (DKR) of sulfone‐containing substrates (19 a—g) was examined next. This reaction also proved successful, with 20 a–g being obtained with high dr and ee values, that is, where the substituent was adjacent to the ketone and able to racemize rapidly to facilitate the DKR process (Figure 8 A and 8B). The absolute stereochemistry of 20 c was confirmed by X‐ray crystallography (see the Supporting Information) and others were assigned by analogy. In these examples, the starting materials 19 a– g were prepared by addition of the corresponding sulfone anion to the precursor aldehyde followed by oxidation. In all cases, the sense of reduction to 20 a–g followed that in the model previously described (Figure 5 B) with the additional requirement for the avoidance of steric clashes between the substituent adjacent to the sulfone and the catalyst (Figure 8 D), hence the preferred reduction of the R‐configured enantiomer of the substrate when (R,R)‐2 was used.
Figure 8.

A) Diastereoselective ATH products with DKR where a racemisable center was present in the substrate. B) ATH/DKR products. The product ee value is in each case of the major diastereoisomer. The products 20 a–g were formed in 100 % conversion. C) The products 21–25 of sulfone reduction. D) Proposed mode of reduction of 19 a–g in the ATH/DKR reaction.
As previously outlined, this transformation provides access to a strategy for the synthesis of otherwise highly challenging asymmetric alcohol products with high ee values. To demonstrate this, we reductively removed the sulfone group17 from a representative number of products to generate the unsubstituted products 21–25 with high ee values, which in each case was an alcohol with very little steric or electronic difference between the groups flanking it (Figure 9 C). Traditionally such targets would be regarded as very difficult to prepare through direct ketone ATH. For each case, comparisons of enantioselectivities of reductions of the direct ketone precursors are included for comparison (see the Supporting information). The product 21 was formed as a racemate by direct ketone reduction, and 23 was formed in just 5 % ee. Direct reduction of the ketone precursor to 22 gave the best result of 64 % ee, and in the same sense, resulting from the electronic difference between phenyl and phenoxy substituents. The compounds 24 and 25 have previously been reported by us,6a with ee values of just 30 % and 7 % ee, respectively, obtained by direct ketone reduction. In the case of 25, the opposite enantiomer of alcohol is formed by direct reduction (using the same configuration of catalyst), thus serving to confirm that the absolute sense of reduction of 19 g matches that predicted by the model in Figure 8 D. However, by proceeding through the sulfone intermediate, products of greater than 99 % ee (24) and 95 % ee (25) were obtained. The sharp contrast illustrates how a sulfone acts as a temporary group for achievement of the required syntheses. Attempted removal of the sulfone from 20 e did not yield the required alcohol product, possibly because of debenzylation and decomposition.
Figure 9.

Attempted ATH/DKR where a racemisable centre was not present in the substrate. ATH conditions are as given in Figure 8. Relative stereochemistry was not confirmed.
In cases where the existing chiral center was located distal from the sulfone, that is, in 26 and 27, a DKR was not achieved, and both product diastereoisomers were formed, with variable results (Figure 9) and some differences between the matched and mismatched substrate/catalyst enantiomer combinations.
In an extension of this strategy (Figure 10), an allylic alkene was prepared through reduction of the heterocyclic sulfone 28 (prepared from the anion of 2‐(methylsulfonyl)benzo[d]thiazol‐6‐ylium and 2‐phenoxyacetyl chloride) to the alcohol 29 in 94 % ee. Protection of the alcohol gave 30 and this step was followed by a Julia–Kocienski olefination reaction with benzaldehyde and deprotection to give (E)‐31 in 91 % ee.18 The analogous compound without the sulfone (32) was prepared as a mixture of E/Z isomers in a 70:30 ratio (see the Supporting Information) and was reduced in much lower enantiomeric excess in contrast (two alkene isomers of 31 in just 37 and 54 % ee, respectively), again demonstrating the added value of the sulfone group in the generation of a practical and selective route to a product that would otherwise be extremely difficult to prepare in high enantiomeric excess.
Figure 10.

Formation of allylic alcohols with high ee values by Julia–Kocienski coupling post ATH‐DKR.
Conclusion
In conclusion, we have demonstrated that the sulfone group is a powerful tool for directing efficient asymmetric reductions and provides an access to products which would otherwise be very difficult to generate in high enantiomeric excess through direct reduction.
Supporting Information: The Supporting Information is available free of charge on the ACS Publications website. Experimental procedures, NMR spectra, X‐ray crystallographic data and HPLC data (PDF).
Data sharing statement. The research data (and/or materials) supporting this publication can be accessed at http://wrap.warwick.ac.uk/TBA.
Conflict of interest
The authors declare no conflict of interest.
Supporting information
As a service to our authors and readers, this journal provides supporting information supplied by the authors. Such materials are peer reviewed and may be re‐organized for online delivery, but are not copy‐edited or typeset. Technical support issues arising from supporting information (other than missing files) should be addressed to the authors.
Supplementary
Acknowledgements
We thank The Royal Society for funding VKV through an SERB‐Newton International Fellowship. Crystallographic data were collected using an instrument (described in the Supporting Information) purchased through support from Advantage West Midlands (AWM) and the European Regional Development Fund (ERDF).
V. K. Vyas, G. J. Clarkson, M. Wills, Angew. Chem. Int. Ed. 2020, 59, 14265.
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